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ABSTRACT
In the recent attempts to stimulate alternative energy sources for heating and cooling of buildings, emphasise has
been put on utilisation of the ambient energy from ground source heat pump systems (GSHPs) and other
renewable energy sources. Exploitation of renewable energy sources and particularly ground heat in buildings can
significantly contribute towards reducing dependency on fossil fuels. Geothermal heat pumps (GSHPs), or direct
expansion (DX) ground source heat pumps, are a highly efficient renewable energy technology, which uses the
earth, groundwater or surface water as a heat source when operating in heating mode or as a heat sink when
operating in a cooling mode. It is receiving increasing interest because of its potential to reduce primary energy
consumption and thus reduce emissions of the greenhouse gases (GHGs). The main concept of this technology is
that it utilises the lower temperature of the ground (approximately <32°C), which remains relatively stable
throughout the year, to provide space heating, cooling and domestic hot water inside the building area. The main
goal of this study is to stimulate the uptake of the GSHPs. Recent attempts to stimulate alternative energy sources
for heating and cooling of buildings has emphasised the utilisation of the ambient energy from ground source and
other renewable energy sources. The purpose of this study, however, is to examine the means of reduction of
energy consumption in buildings, identify GSHPs as an environmental friendly technology able to provide
efficient utilisation of energy in the buildings sector, promote using GSHPs applications as an optimum means of
heating and cooling, and to present typical applications and recent advances of the DX GSHPs. The study
highlighted the potential energy saving that could be achieved with ground energy sources. It also focuses on the
optimisation and improvement of the operation conditions of the heat cycle and performance of the DX GSHP. It
is concluded that the direct expansion of the GSHP, combined with the ground heat exchanger in foundation piles
and the seasonal thermal energy storage from solar thermal collectors, is extendable to applications that are more
comprehensive.
Keywords: Geothermal Heat Pumps, Direct Expansion, Ground Heat Exchanger, Heating and Cooling
CSEIT16121 | Received: 08 September 2016 | Accepted: 16 September 2016 | September-October-2016 [(2)5: 01-19] 1
require the use of key site-specific parameters such as absorption heat pump for small power applications
temperature gradient and the thermal and geotechnical using water-ammonia is under development (Ramshaw,
properties of the local area. A main core with several 1995).
channels will be able to handle heating and cooling
simultaneously, provided that the channels to some An air-source heat pump is convenient to use and so it
extent are thermally insulated and can be operated is a better method for electric heating. The ambient
independently as single units, but at the same time temperature in winter is comparatively high in most
function as integral parts of the entire core. Loading of regions, so heat pumps with high efficiency can satisfy
the core is done by diverting warm and cold air from their heating requirement. On the other hand, a
the heat pump through the core during periods of conventional heat pump is unable to meet the heating
excess capacity compared to the current needs of the requirement in severely cold regions anyway, because
building (Kalbus, et al., 2006; and Shah, 1991). The its heating capacity decreases rapidly when ambient
cold section of the core can also be loaded directly with temperature is below -10°C. According to the weather
air during the night, especially in spring and fall when data in cold regions, the air-source heat pump for
nighttimes are cooler and daytimes are warmer. The heating applications must operate for long times with
shapes and numbers of the internal channels and the high efficiency and reliability when ambient
optimum configuration will obviously depend on the temperature is as low as -15°C (Bergles, 1988). Hence,
operating characteristics of each installation. Efficiency much researches and developments has been conducted
of a GSHP system is generally much greater than that to enable heat pumps to operate steadily with high
of the conventional air-source heat pump systems. efficiency and reliability in low temperature
Higher COP (coefficient of performance) is achieved environments (Bowman, et al., 2001). For example, the
by a GSHP because the source/sink earth temperature burner of a room air conditioner, which uses kerosene,
is relatively constant compared to air temperatures. was developed to improve the performance in low
Additionally, heat is absorbed and rejected through outside temperature (Li, et al., 2004). Similarly, the
water, which is a more desirable heat transfer medium packaged heat pump with variable frequency scroll
due to its relatively high heat capacity. compressor was developed to realise high temperature
air supply and high capacity even under the low
The GSHPs in some homes also provide: ambient temperature of –10 to –20°C (Mandelbrot,
1982). Such a heat pump systems can be conveniently
Radiant floor heating. used for heating in cold regions. However, the
Heating tubes in roads or footbaths to melt importance of targeting the low capacity range is clear
snow in the winter. if one has in mind that the air conditioning units below
Hot water for outside hot tubs and 10 kW cooling account for more than 90% of the total
Energy to heat hot water. number of units installed in the EU (Bejan, 2000).
With the improvement of people‟s living standards and II. METHODS AND LABORATORY
the development of economies, heat pumps have MEASUREMENTS
become widely used for air conditioning. The driver to
this was that environmental problems associated with This article describes the details of the prototype GSHP
the use of refrigeration equipment, the ozone layer test rig, details of the construction and installation of
depletion and global warming are increasingly the heat pump, heat exchanger, heat injection fan and
becoming the main concerns in developed and water supply system. It also, presents a discussion of
developing countries alike. With development and the experimental tests being carried out.
enlargement of the cities in cold regions, the
conventional heating methods can severely pollute the 2.1. Main Experimental Test Rig
environment. In order to clean the cities, the
governments drew many measures to restrict citizen The schematic of the test rig that was used to support
heating by burning coal and oil and encourage them to the two ground-loop heat exchangers is shown in
use electric or gas-burning heating. New approaches Figure 1. It consisted of two main loops: heat source
are being studied and solar-assisted reversible loop and evaporation heat pump. Three horeholes were
temperature ( C)
Temperature ( C)
o
30 60 important not only to have as high a source temperature
o
25 50
20 40
as possible but also to keep the sink temperature (i.e.,
15 30 heating distribution temperature) as low as possible.
10 20 The achievable heat pump efficiency is lower than the
5 10
ideal efficiency because of losses during the
0 0
08:00 09:00 10:00 11:00 12:00 13:10 14:10 15:10 16:10 transportation of heat from the source to the evaporator
Time (h) and from the condenser to the room and the compressor.
Pit temperature Indoor temperature
Vapour temperature Condenser temperature Technological developments are steadily improving the
Compressor temperature Heat exchanger temperature
performance of the heat pumps.
Figure 5. Variation of temperatures per day for the DX
The need for alternative low-cost energy has given rise
system.
to the development of the GSHP systems for space
cooling and heating in residential and commercial
buildings. The GSHP systems work with the
2.3.1. Coefficient of Performance (COP)
environment to provide clean, efficient and energy-
saving heating and cooling the year round. The GSHP
Heat pump technology can be used for heating only, or
systems use less energy than alternative heating and
for cooling only, or be „reversible‟ and used for heating
cooling systems, helping to conserve the natural
and cooling depending on the demand. Reversible heat
resources. The GSHP systems do not need large
pumps generally have lower COPs than heating only
cooling towers and their running costs are lower than
heat pumps. They will, therefore, result in higher
conventional heating and air-conditioning systems. As
running costs and emissions. Several tools are available
a result, GSHP systems have increasingly been used for
to measure heat pump performance. The heat delivered
building heating and cooling with an annual rate of
by the heat pump is theoretically the sum of the heat
increase of 10% in recent years. While in some zones
extracted from the heat source and the energy needed
such as hot summer and cold winter areas, there is a
to deliver the cycle. Figure 5 shows the variations of
major difference between heating load in winter and
temperature with the system operation hours. Several
cooling load in summer. Thus, the soil temperature
tools are available to measure heat pump performance.
increases gradually after yearly operation of the GSHP
The heat delivered by the heat pump is theoretically the
system because of the inefficient recovery of soil
sum of the heat extracted from the heat source and the
temperature as the result of imbalance loads (Figure 8).
energy needed to derive the cycle. For electrically
Finally, the increase of soil temperature will decrease
driven heat pumps, the steady state performance at a
the COP of the system.
given set of temperatures is referred to as the
coefficient pf performance (COP). It is defined as the
The first law of thermodynamics is often called the law
ration of the heat delivered by the heat pump and the
of conservation of energy. Based on the first law or the
electricity supplied to the compressor:
law of conservation of energy for any system, open or
closed, there is an energy balance as:
COP = [heat output (kWth)] / [electricity input (kWel)]
(1)
[Net amount of energy added to system] =
[Net increase of stored energy in system]
For an ideal heat pump the COP is determined solely
(3)
by the condensation temperature and the temperature
lift:
Or
COP = [condensing temperature (oC)] / [temperature
lift (oC)] (2)
[Energy in] – [Energy out] = [Increased of stored
energy in system] (4)
Figure 6 shows the COP of heat pump as a function of
the evaporation temperature. Figure 7 shows the COP
14
5 m depth
o
p
r
t
g
n
l
n
ar
Oc
Ju
Ap
De
No
Fe
Se
Au
Ju
Ja
(11) 30
Temperature (oC)
25
20
Latent heat during phase changes between freezing soil
15 Measured
and thawing soil was regarded as an inner heat source
10
described as follows: Calculated
5
The experiments and calculations are conducted for Figure 12. Comparison of calculations and
unsaturated soil without groundwater flow (US), experiments for unsaturated soil without groundwater
saturated soil without groundwater flow (SS) and flow (US).
saturated soil with groundwater flow (SSG) under same
conditions and their results are compared with each Performance Enhancement of GSHP
other in Figures 10-13.
The heat transfer between the GSHP and its
35 surrounding soil affected by a number of factors such
30 as working fluid properties (e.g., 20% glycol) and its
flow conditions, soil thermal properties, soil moisture
Temperature (oC)
25
content and groundwater velocity and properties, etc.
20
The GSHP has a great potential to be one of the main
15
energy sources in the future as it can be tapped in a
10 Measured
number of different ways and can be used to produce
Calculated
5 hot water as well as electricity. It has a large spatial
0 distribution with almost all countries having at least
1 2 3 4 5 6 7 8 9 10 11 12 13 low enthalpy resources available (less than 125oC) and
Depth (m) many countries around the world in both developing
and developed countries are already harnessing it. It is
Figure 10. Comparison of calculations and
a resource that has always been there and always with
experiments for saturated soil with groundwater flow
be and does not rely on specific factors such as the
(SSG).
wind to be blowing or the sun to be shining, as is the
25
20 Over its first year of operation, the ground source heat
15 SSG pump system has provided 91.7% of the total heating
10 SS requirement of the room and 55.3% of the domestic
5 US water-heating requirement, although only sized to meet
0 half the design-heating load. The heat pump has
1 2 3 4 5 6 7 8 9 10 11 12 13 operated reliably and its performance appears to be at
Depth (m) least as good as its specification. The system has a
measured annual performance factor of 3.16. The
Figure 13. Comparison of experiments for saturated system is quiet and unobtrusive and achieved comfort
soil with groundwater flow (SSG), saturated soil levels. The heat pump does not reduce the useful space
without groundwater flow (SS) and unsaturated soil in the laboratory, and there are no visible signs of the
without groundwater flow (US). installation externally (no flue, vents, etc.). The
performance of the heat pump system could also be
Table 2. Comparison of Energy Costs between improved by eliminating unnecessary running of the
Different Energy Sources integral distribution pump. It is estimated that reducing
the running time of this pump, which currently runs
Potential virtually continuously, would increase the overall
Energy Energy costs future energy performance factor to 3.43. This would improve both
source (US¢/kWh) costs the economics and the environmental performance of
(US¢/kWh) the system. More generally, there is still potential for
improvement in the performance of heat pumps, and
Hydro 2-10 2-8
seasonal efficiencies for ground source heat pumps of
Biomass 5-15 4-10
4.0 are already being achieved. It is also likely the unit
Geothermal 2-10 1-8
costs will fall as production volumes increase.
Wind 5-13 3-10
Solar 25-125 5-25
Energy Efficiency Ratio (EER) is a ratio calculated by
Tidal 12-18 4-10
dividing the cooling capacity in watts per hour by the
coal 4 .4
power input in watts at any given set of rating
conditions. Coefficient of Performance (COP) is a ratio
Geothermal power utilises the heat energy naturally
calculated for both the cooling (C) and heating (H)
produced within the earth. Its wide abundance and
capacities by dividing the capacity expressed in watts
renewable nature make it an attractive alternative
by the power input in watts (excluding any
energy source to fossil fuels. The environmental impact
supplementary heat). Table 3 summarises COP for
of geothermal power plants is negligible in comparison
different loops. Tables 4-5 present energy efficiency
to combustion plants and it is progressively becoming
ratios for cooling and heating purposes.
more financially viable as emission regulations are
tightened. The technology is increasingly being utilised
Volume 1 | Issue 2 | September-October-2016 | www.ijsrcseit.com 10
Ground storage systems can be classified in many Heating Closed loops - 3.0
different ways. One of the most important (25°C) - 2.5
classifications is in accordance to the temperature of Opened
the storage. The ground storage systems are classified loops (10°C)
as follows: Closed loops
(0°C)
GSHPs, without artificial charging the soil -
temperature about 10°C.
Low temperature ground storage - temperature
< 50°C.
High temperature ground storage - Table 6. Key energy star criteria for ground-source
temperature > 50°C. heat pumps
Table 6 shows COP and EER for different applications. Product Minimum Minimum Water
Conserving natural resources benefits everyone now Type EER COP Heating
and into the future. For homebuilders, green building (WH)
means the resource-efficient design, construction, and Closed- 14.1 3.3 Yes
operation of homes. It represents an approach to both
loop
building and marketing homes that highlights
With 14.1 3.3 N/A
environmental quality.
integrated
WH
Table 3. COPs for Different Loops
Open-loop 16.2 3.6 Yes
Type of system COPC COPH With 16.2 3.6 N/A
integrated
Opened loops 4.75 at 15°C 3.6 at 10°C
WH
Closed loops 3.93 at 25°C 3.1 at 0°C
Internal loops 3.52 at 30°C 4.2 at 20°C DX 15.0 3.5 Yes
With 15.0 3.5 N/A
Table 4. Energy Efficiency Ratios for Cooling and integrated
Heating Applications WH
Where, U, ΔTm and F refer to the overall heat transfer However, μHXs are not without shortcomings. On one
coefficient (W/m2 K), the mean temperature difference hand, a high-pressure drop, a rather weak temperature
(K) and the dimensionless mean temperature difference jump and an extremely short residence time
correction factor for flow configuration respectively. counterbalance the high performance. On the other
Note that for a specific heat exchanger performance, hand, those fine channels (~100 μm) are sensitive to
high values of α lead to a corresponding high corrosion, roughness and fouling of the surfaces.
volumetric heat transfer power, larger than that of the Moreover, the distinguishing feature of the μHXs is
conventional equipment by several orders of magnitude. their enormous volumetric heat exchange capability
As a result, heat exchanger design by miniaturisation accompanied with some difficulties in realisation.
technology has become a common research focus for μHXs design optimisation lies, on one hand, in
process intensification (Philappacopoulus, et al., 2001). maximising the heat transfer in a given volume taking
The main advantages of μHX design are “compactness, place principally in microchannels, while, on the other
effectiveness and dynamic”. These properties enable hand, minimising the total pressure drops, the
exact process control and intensification of heat and dissipations, or the entropy generation when they
mass transfer (EPRI and NRECA, 1997): function as a whole system. Moreover, difficulties such
as the connection, assembly, and uniform fluid
Compactness. The high surface area density reduces distribution always exist, all of which should be taken
substantially the volume of the heat exchanger needed into account at the design stage of μHXs. All these
for the same thermal power. As a result, the space and make the optimisation of μHXs design a multi-
costly material associated with constructing and objective problem, which calls for the introduction of
installing the heat exchanger could be reduced multi-scale optimisation method (Jo, et al., 2001) to
significantly. Moreover, the fluid holdup is small in a bridge the microscopic world and the macroscopic
μHX; this is important for security and economic world. In recent years, the fractal theory (Anandarajah,
reasons when expensive, toxic, or explosive fluids are 2003) and constructal theory (Petrov, et al., 1997) are
involved. introduced to bridge the characteristics of heat and
mass transfer that mainly takes place in micro-scale
Effectiveness. The relatively enormous overall heat and the global performance of the heat exchanger
transfer coefficient of μHXs makes the heat exchange system in macro-scale (Fahlen, 1997).
procedure much more effective. In addition, the
development of microfabrication techniques (McCray, The concept of multi-scale heat exchanger is expected
1997) such as LIGA, stereolithography, laser beam to have the following characteristics (Rafferty, 2003):
machining, and electroformation allows designing a A relatively significant specific heat exchange
μHX with more effective configurations and high surface compared to that of traditional
pressure resistance. exchangers;
A high heat transfer coefficient, as heat transfer
Dynamic. The quick response time of a μHX provides is taking place at micro-scales and meso-scales;
a better temperature control for relatively small An optimised pressure drop equally distributed
temperature differences between fluid flows. The quick between the various scales;
response (small time constant) is connected to the A modular character, allowing assembly of a
small inertia of the heat transfer interface (the small macro-scale exchanger from microstructured
metal thickness that separates the two fluids).On the modules.
other hand, the exchanger as a whole, including the
1500
4%
1000 Space heating
500 Cooling
9%
0 Water heating
Air conditioning
ug
b
ec
n
ct
l
n
ov
pr
ar
ay
Ju
Fe
Se
Ja
Ju
D
M
N
M
M onth Refrigeration
8% Others
Figure 22. Monthly heating energy demands.
2%
67%
Under these conditions, it is predicted that there would
only be a small variation in the efficiency of the heat
pump system between summer and winter. This is
explained by the fact that although the output Figure 24. Commercial energy consumptions
temperature required for domestic water heating is according to end use.
higher than that required for space heating, the ground 2%
temperatures are significantly higher in the summer 3% 4%
than in the winter. Transportation
4% 25% Space heating
4% Process steam
There is clearly a lot more that must be done to support 5% Direct heat
distribution GSHPs in general especially from the Electric drive
perspective of buildings in the planning and operation, Lighting
8%
and distribution GSHP systems (Figures 23-25). Water heating
Feedstocks
Air conditioning
18%
11% Refrigeration
Cooling & others
16%
Installed
capacity
capacity
Annual
Annual
output
output
capacity
capacity
Annual
Annual
factor
factor
Installed
capacity
capacity
Annual
Annual
output
output
capacity
capacity
Annual
Annual
factor
factor