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Model Predictive Control of an Electric Vehicle

Motor Drive Integrated Battery Charger


Junaid Saeed, Mehdi Niakinezhad, Nuwantha Fernando and Liuping Wang
School of Engineering, RMIT University, Melbourne, Victoria 3000, Australia
Email: junaid.saeed@student.rmit.edu.au

Abstract—This paper presents a multi-objective model predic- inductance has been used to form a boost converter for
tive control (MPC) approach for a three-phase, split converter-fed integrated AC and DC charging of the batteries. The use of
switched reluctance motor (SRM) integrated battery charger for asymmetric half-bridges improves the system’s fault tolerance
Electric Vehicle (EV) application. The proposed control is based
on finite control set (FCS) model predictive control which is capability, however, the charging of batteries becomes chal-
suitable for online prediction with a unit prediction horizon. With lenging due to the high number of control objectives involved.
the help of a tailored multi-objective cost function, the proposed These objectives include power factor correction, input current
MPC achieves unity input power factor while also equalizing the reference tracking and SoC equalization so as to avoid unequal
batteries’ state of charge (SoC) at the end of the charging cycle or over charging of batteries. The work in [11] has utilized
regardless their initial SoC. The performance of the proposed
MPC has been verified using MATLAB/Simulink. a multi-stage hysteresis controller to achieve power factor
Index Terms—Electric Vehicle, Plug-in Hybrid Electric Vehicle, coreection (PFC) and SoC equalization.
Charger, Switched reluctance motor, State of Charge, Model In such a multi-objective control application, model pre-
Predictive Control, Finite Control Set. dictive control makes an excellent candidate because of its
systematic approach and ability to deal with multi-input multi-
I. I NTRODUCTION output (MIMO) systems [12], [13]. MPC of battery chargers

S WITCHED reluctance motors are an excellent choice for


electric / hybrid electric vehicles (PHEV) and traction
applications that require high fault tolerance and reliable oper-
has been addressed previously in literature where it has been
shown to yield promising results as compared to other control
techniques such as PI, hysteresis and fuzzy control [14]–[17].
ation in harsh working environments. This is mainly because This paper presents a low computational complexity, multi-
of their robust mechanical structure and high temperature objective model predictive control approach for AC charging
endurance due to absence of rotor magnets or windings [1], of a split converter fed three-phase 12/8 SRM using an
[2]. From operational point of view, an SRM in an EV is integrated charger with 6 battery packs. Firstly, the charger
driven with an on-board battery pack and a motor drive which network has been modeled as a multi-switch boost converter
is realized using power electronic components. A number working in current control mode. Then the dynamic model
of power converter topologies have been reported for this of the batteries has been appended with the model of the
purpose, which range from R-dump / C-dump converters to converter in order to make necessary predictions about the
modified miller and asymmetric half-bridge converters [3]– SoC of different batteries. A finite control set approach has
[5]. Recent trends attempt to integrate the battery charger as a been adopted to solve the control problem due to its better
part of SRM drive circuit [6]–[8] which will yield high power dynamic performance and nonlinear/time variant prediction
density and potentially high efficiency. model. Simulations performed in MATLAB/Simulink have
In addition to the drive capability, such a drive circuit also been presented to verify the control performance of integrated
needs to be compatible with the grid requirements in the battery charger circuit.
charging mode. To date, many schemes have been presented The rest of the paper is organized as follows: Section-II
pertinent to this aspect, such as [9] where a modified buck- contains the working of the charging power circuit. Section-
boost converter has been reported for integrated AC charging III addresses the modeling of the integrated charger while
of batteries with power factor correction, or [10], where the MPC formulation and FCS-MPC algorithm is given in Section-
inductance of the induction motor winding has been used IV. Section-V illustrates the simulation results to validate
to form an AC-DC boost converter for battery charging. the performance of the proposed control scheme. Finally,
However, in most of the reported schemes, a unified battery conclusions and direction for future research are given in
bank is considered for charging. Contrary to this, the research SectionVI.
presented in this paper focuses on a split converter fed motor
II. D ESCRIPTION AND O PERATION OF SR MOTOR D RIVE
where the battery bank is split to constitute a modular structure
I NTEGRATED BATTERY C HARGER
and to improve the system’s fault tolerance. Such an approach
has been reported in [11], where the battery bank has been A. Circuit Description
split to drive a four-phase 8/6 SRM using asymmetric half- The circuit diagrams of the integrated drive is shown in
bridge circuits. The same circuitry along with SRM winding Fig. 1. Each Module-x ( x ∈[1,2,3,4,5,6]) shown in Fig. 1(a)
Module-x L1y x +

Module-1 Module-4
Sxu Dxu S1u D1u S4u D4u
Bx Cx L3y
B1 C1 L1a L2a B4 C4 L3a L4a
L4y
Sxd D1d S1d D4d S4d
Dxd

x’
L2y
(a) Module-2 Module-5

Module-6
S2u D2u S5u D5u
Module-3
Module-5
B2 C2 L1b L2b B5 C5 L3b L4b
Module-2
Module-1 Module-4
D2d S2d D5d S5d

S1u D1u S4u D4u


B1 C1 L1a L2a B4 C4 L3a L4a
Vi Module-3 Module-6
D1d S1d D4d S4d
S3u D3u S6u D6u
B3 C3 L1c L2c B6 C6 L3c L4c
(b)
D3d S3d D6d S6d
Fig. 1: Circuit configuration of the integrated charger for SRM. (a) Circuit
diagram of a power module with connections to SRM windings. (b) Indicative
(a)
circuit diagram of integrated charger for AC charging of batteries.

S1u D1u S1u D1u


B1 C1 L1a L2a B1 C1 L1a L2a
consists of a battery pack Bx with a dc capacitor Cx to rectify
the high frequency ripple in the drive voltage. Sxu and Sxd D1d S1d D1d S1d

represent the upper and lower switches in the asymmetric


(b) (c)
half-bridge, respectively. Similarly, upper and lower diodes are
denoted by Dxu and Dxd , respectively. The SRM consists of Fig. 2: Charging mechanism of batteries with AC input voltage. (a) Flow of
input current during the positive half-cycle of the AC voltage. (b) Current
four coils per phase, each denoted by L1y , L2y , L3y and L4y flow path of a module when the lower switch is on. (c) Current flow path
where y ∈ [a, b, c]. Out of the four coils, two coils form one when the lower switch is off.
winding that is powered using one asymmetric half-bridge as
shown in Fig. 1(a). In the driving mode, if the windings in
each phase are turned on and off simultaneously, the circuit 2 and 5, the current flows through L2b , S2d and the parallel
becomes similar to what is presented in [18]. combination of L3b and L4b in a similar manner as modules 1
In the charger mode, the central point of the windings and 4, respectively. Finally, the current flows through modules
(marked as x in Fig. 1(a)) is tapped as a connecting point 3 and 6 where it charges L2c , L3c and L4c and then it sinks
to AC grid. Moreover, the negative terminals of B1 , B2 and into the negative terminal of the input AC source. Once the
B3 (marked as x in Fig. 1(a)) are connected to those of B4 , current in the inductors is established, then in order to charge
B5 and B6 , respectively to complete the AC current path. Fig. a battery, the lower switch of the corresponding module is
1(b) shows the resulting circuit of the integrated charger for turned-off. This forces the current to take an alternative path
AC charging. due to volt-second balance of the inductors as shown in Fig.
2(c). As a result, the current flows through the battery of the
B. Operation corresponding module and it is charged.
When the charger is connected to an AC grid, it forms a Here, it is worthwhile to note that in the positive half-cycle
multi-switch boost converter configuration using SRM wind- of the input AC voltage, only the switches S1d , S2d and S3d
ings as energy storing inductors. In each module, the lower decide the path of the input current, regardless of the switching
switch Sxd is switched at a high frequency to charge its states of S4d , S5d and S6d . Hence, only B1 , B2 and B3 can
corresponding battery Bx , while the upper switch Sxu is kept be charged. Similarly, in the negative half-cycle, S4d , S5d and
turned-off. S6d decide the path of current flow and as a result, only B4 ,
Fig. 2(a) illustrates the flow of current in positive half- B5 and B6 can be charged. Apart from this, the circuit works
cycle of the AC input voltage. The positive current enters in a similar way in the negative half-cycle as the positive half-
Module-1, where it charges L2a through the switch S1d . After cycle. Therefore, a detailed description of the negative half-
passing through S1d , the current flows through the parallel cycle operation has been omitted for brevity.
combination of L3a and L4a , which is formed by the forward- Moreover, the instantaneous value of the coil inductances in
biased diodes D4d and the anti-parallel diode of S4d in a switched reluctance motor is a function of its rotor position.
Module-4. From here, the current shifts to Module-2 through However, in the charger circuit, the coils are connected in such
the central tap of Module-4 as shown in Fig. 2(a). In modules a way that the effective inductance L of the circuit always
remains constant regardless of rotor’s position and is given by L Dn Dp L [L = 83 (La+Lb+Lc)]
3 + VL - + VL -
L = La +Lb +Lc ) (1) D4u D1u
8 VB4 S4d iL S1d
[VB1
where La , Lb and Lc denote the combined series inductance
SoC
[ B4 B1
SoCB1
B4
of phases a, b and c of SRM, respectively.
D5u + [ D2u
S5d S2d
III. M ODELING OF THE I NTEGRATED C HARGER AND VB5 Vi [VB2

BATTERIES
SoC
[ B5 B2
SoCB2
B5

A. Development of Dynamic Equations


D6u D3u
The circuit diagram of the integrated charger shown in Fig. VB6
S6d S3d [VB3

2 contains six power stages and appears quite complex with SoC
[ B6 B3
SoCB3
B6
the modeling perspective. However, with some simplifications,
the circuit can be redrawn as a multi-switch boost converter. q4 q5 q6 iRef PLL q1 q2 q3
sinθ
The simplified converter diagram along with the proposed
3 iL Vi iL,ref 3
control structure is shown in Fig. 3. It can be seen that in
the positive half-cycle, the inductor L is charged using S1d , (VBj, zBj) MPC (VBj, zBj)
jϵ[4,5,6] jϵ[1,2,3]
S2d and S3d through an equivalent diode Dp , while in the
negative half-cycle, the same is achieved using S4d , S5d and Fig. 3: Simplified circuit diagram of the integrated charger along with MPC
control structure.
S6d through Dn . It is important to note here that the equivalent
circuit shown in Fig. 3 has been drawn for the convenience of
modeling and the exact circuit might look different. Moreover, discharging) and κ is the capacity of the battery. Moreover,
all the switches and diodes have been considered to be ideal i(t) represents the instantaneous current of the battery (i(t) is
for model simplification purposes. positive in discharging and negative in charging).
1) Inductor current: In the positive half-cycle of the input In the considered boost converter configuration shown in
AC source Vi , the diode Dp is forward-biased and the current Fig. 3, the charging current of a battery Bj will only flow
flows through the inductor L from the switches S1d , S2d and when its corresponding switch function qj is zero. Moreover,
S3d . In this case, the voltage across the inductor VL is given the amplitude of this current will be equal to the inductor
by current iL . Considering this, one can rewrite (6) for all the

VL (t) = Vi (t) − (1 − qj )VBj (2) batteries as a function of the inductor current iL and the switch
j=1,2,3 function of the corresponding module qj as
where VBj represents the terminal voltage of the correspond- dzBj (t) η(1 − qj )iL (t)
= (7)
ing battery Bj and the switch function qj is given by dt κBj

1 if Sjd is ON. where j ∈[1,2,3,4,5,6], and zBj and κBj denote the SoC and
qj = (3)
0 if Sjd is OFF. the capacity of the battery Bj , respectively.
Considering (2), one can write the differential equation for B. Discrete-Time Model
the inductor current iL in the positive half-cycle as
The proposed model predictive control algorithm finds an
diL (t) VL (t) Vi (t)  VBj
= = − (1 − qj ) . (4) optimal control input using a discrete-time model of the plant.
dt L L j=1,2,3
L Therefore, it is necessary to convert the continuous-time model
into a discrete-time model using a sampling time Ts . Using
Similarly, the differential equation of the inductor current in
forward Euler approximation, the discrete-time model of the
the negative half-cycle is given by
plant defined by (4), (5) and (7) is given by
diL (t) Vi (t)  VBj  
=− − (1 − qj ) . (5) Ts 
dt L L iLk+1 = iLk + V ik − (1 − qjk )VBjk (8)
j=4,5,6 L j=1,2,3
2) State of charge (SoC): In order to regulate the state of   
Ts
charge of different batteries in the charging process, it is also iLk+1 = iLk + − V ik − (1 − qjk )VBjk (9)
L
necessary to consider its dynamics in the model of the plant. j=4,5,6
The dynamics of the state of charge of a battery is defined by η(1 − qjk )iLk Ts
zBjk+1 = zBjk + (10)
[19] κBj
dz(t) ηi(t) where k and k + 1 represent the discrete-time instants kTs
= (6)
dt κ and (k + 1)Ts , respectively. Moreover, (8) and (9) represent
where z(t) denotes the SoC of a battery at time t, η is the the discrete-time equations for the inductor current in positive
Coulumbic efficiency (η ≤ 1 in charging and η = 1 in and negative half-cycles of the input AC voltage, respectively.
IV. MPC F ORMULATION AND C ONTROL A LGORITHM START
Having derived a discrete-time model for the plant in
Acquire iL(k), VB1(k), …,
Section III-B, a model predictive control problem can now VB6(k), zB1(k), …, zB6(k)
be formulated. In the model given by (8)-(10), iL and zBj
represent the states of the system, while qj (j ∈[1,2,3,4,5,6]) iL,ref(k), Vi(k)
are the control inputs. Moreover, it can be seen that both iL No Yes
No Yes
and zBj are monotonically varying functions of the control Vi(k) > 0
input qj . Therefore, a reasonable control performance can
be achieved using a short prediction horizon [20]. For this Mean(zB4,zB5,zB6)|k Mean(zB1,zB2,zB3)|k
application, a prediction horizon of one has been chosen in <0.99 <0.99
No
No No
No
order to keep the computational requirement to a minimum.
Reduce iL,ref (k) Yes
Yes Yes
Yes Reduce iL,ref (k)
A. Cost Function and Control Problem n=1 n=1
In model predictive control, the optimal control strategy is
devised by minimizing a cost function. Therefore, it is very
J(k)=ρ1J1(k)+ρ2J2(k) J(k)=ρ1J1(k)+ρ2J2(k)
important to appropriately define the cost function in order jϵ[4,5,6], iL(k+1) from (9) jϵ[1,2,3], iL(k+1) from (8)
to achieve all the control objectives. For the present control
problem, the control objectives can be listed as follows: No
No No
No
n = n+1 n=8 n=8 n = n+1
1) Power factor correction
Yes
Yes Yes
Yes
2) Input current reference tracking
Un* = argmin(J(k)) Up* = argmin(J(k))
3) Equalization of SoC of different batteries in the charging
process
[q4*, q5*, q6*] = [q1*, q2*, q3*] =
Considering these objectives, the cost function can be divided [Un*(1), Un*(2), Un*(3)] [Up*(1), Up*(2), Up*(3)]
into two parts: one part to achieve the power factor correction
END
and current reference tracking, and the second to equalize the
SoC of batteries in the charging process. Fig. 4: Flowchart of the proposed finite control set MPC algorithm.
In this application, the first part of the cost function has been
defined as the deviation of the measured inductor current iL TABLE I: Parameters used for FCS-MPC
from its reference iL,ref , which is an ideal sinusoid with an
Parameter Name Symbol Value
amplitude iRef . The expression of this cost function, J1 is Input AC Voltage (RMS) Vi 220 V
given by Phase-A Inductance La 3.962 mH
Phase-B Inductance Lb 1.870 mH
J1k = (iL,refk+1 − iLk+1 )2 . (11) Phase-C Inductance Lc 1.411 mH
Battery Nominal Voltage VBj 110 Vdc
J1k represents the cost at time instant k. Here, it is important Battery Capacity κBj 120 Ah
to note that for the positive and negative half-cycles of the Sampling Time Ts 25μ s
input AC voltage, the inductor current is predicted using (8)
and (9), respectively. In the second part of the cost function,
the deviation of battery SoC from the average SoC of the B. Finite Control Set MPC Algorithm
batteries is penalized. This cost function, J2 is given by
 In finite control set model predictive control (FCS-MPC),
J 2k = (zBjk+1 − zavgk )2 (12) the dynamic behaviour of the discrete-time plant is predicted
j with every possible control input and the optimal control input
is chosen in order to achieve minimum cost. In the system
where j ∈[1,2,3] for positive half-cycle and j ∈[4,5,6] for
under consideration, there are six active control inputs, namely
negative half-cycle. Similarly, zavg represents the average SoC
q1 , q2 , q3 , q4 , q5 and q6 . Considering each qx can be either 0 or
of the respective batteries in positive and negative half-cycles.
1, intuitively there should be 26 = 64 combinations to evaluate
The final cost function J(k) can be acquired using (11) and
in FCS-MPC. However, this is not the case. As mentioned in
(12) as
Section II-B, only three switches decide the path of the current
Jk = ρ1 J1k + ρ2 J2k (13) in one half cycle i.e., q1 , q2 and q3 in positive and q4 , q5 and
q6 in the negative half cycles, respectively. This effectively
where ρ1 and ρ2 represent the unique weighting coefficients
reduces the possible combinations to 23 = 8 in each half-
for different control objectives in the cost function. These are
cycle.
non-negative scalars and are often tuned heuristically in order
Fig. 4 shows the flowchart of the proposed finite control
to achieve the best dynamic performance. The optimal control
set MPC algorithm. At time instant k, the inductor current
input U ∗ (k) is acquired by minimizing (13), and is given by
iL , the terminal voltages, VB1 , .., VB6 , and SoC, zB1 , .., zB6
Uk∗ = arg min Jk . (14) of the batteries are measured from the plant and the positive
40 100 30
iL

I B1 [A]
30 THD = 1.70 % 20 zB1 : 38%
20 iL,ref 90 10
i L [A], Vi [V]

0 (a)
10 Vi/10
0 80 0 2 4 6 8 10 12 14 16 18 20

Magnitude of Fundamental [%]


-10 30
70

I B2 [A]
-20 20 zB2 : 52%
-30 10
60 0 (b)
-40
0 2 4 6 8 10 12 14 16 18 20 0 2 4 6 8 10 12 14 16 18 20
Time [ms] 50
30

I B3 [A]
40 20 zB3 : 60%
10
Input Current [A]

26 0 (c)
30
0 2 4 6 8 10 12 14 16 18 20
24 20
1

q1 , q 2 , q 3
q1 q2 q3
10 0.5
22 Envelopes 0 (d)
0 0 2 4 6 8 10 12 14 16 18 20
3.5 4 4.5 5 5.5 6 6.5 0 1000 2000 3000 4000 5000
Time [ms]
Time [ms] (a) Frequency (Hz) (b)
Fig. 6: The battery currents in positive half-cycle (a) IB1 . (b) IB2 . (c) IB3 .
Fig. 5: (a) Inductor current reference tracking. (b) Fourier spectrum of the
(d) switching of S1d , S2d , and S3d .
AC line current.

or negative half-cycles is identified by the input AC voltage. other batteries. This ultimately translates into SoC equalization
Depending on the polarity of the AC voltage, the average SoC of the batteries by the end of the charging cycle. The control
of the respective batteries zavg is calculated. If zavg is less inputs q1 ,q2 , and q3 have been shown in 6(d). In the negative
than 99%, the cost function is evaluated for each of the eight half-cycle, the waveforms are fairly similar to Fig. 6 except
switching combinations using the appropriate discrete time for the variation in distribution of current according to the
equations given by (8)-(10). Once all the switching states have respective SoC of the batteries B4 , B5 and B6 .
been evaluated, the combination with the least value of the The state of charge of different batteries over a complete
cost function is chosen as the optimal switching combination. charging cycle has been shown in Fig. 7 for a current reference
During the charging operation, when zavg reaches 99%, the of 60 A. It can be seen that in the positive half-cycle, the SoC
inductor current reference iL,ref is gradually reduced as zavg of batteries B1 , B2 and B3 converges to a coherent line by
rises from 99% to 100% in order to prevent over charging of the end of the charging cycle. The same can be noticed in
the batteries. the case of B4 , B5 and B6 in the negative half-cycle. This
signifies that regardless the initial SoC of the batteries, the
V. R ESULTS proposed MPC algorithm will equalize their SoC by the end
In order to verify the effectiveness of the proposed control of the charging cycle. This aspect of the proposed control
algorithm, it has been applied to a virtual hardware developed algorithm is particularly useful when some batteries have
in MATLAB/Simulink. The parameters used for the simulation different capacities as compared to the others in the battery
are given in Table-I. A peak AC current reference of 25 A bank.
(iRef = 25 A) has been used in all the simulations unless Another case has been simulated for zB1 = 38%, zB2 = 52%,
stated otherwise. zB3 = 60% and an equal initial SoC of 80% for B4 , B5 , B6 ,
Fig. 5(a) shows the reference tracking of the inductor current respectively. It can be seen from Fig. 8(b) that the controller
iL with the proposed algorithm. The designed controller suc- supplies approximately the same average current to B4 , B5 and
cessfully tracks the reference current iL,ref . Moreover, as the B6 so as to ensure the equalization of SoC during charging,
reference current signal is phase-locked with the input voltage while the average current of B1 , B2 and B3 is distributed in
Vi , a successful current reference tracking also warrants unity accordance with their respective SoC.
input power factor. The lower graph in Fig. 5(a) shows the
magnified view of the inductor current. It can be seen that the VI. C ONCLUSION
inductor current tracks its reference with less than 5% ripple. In this paper, a model predictive control approach has been
Fig. 5(b) shows the fourier spectrum of the AC current ranging developed for a motor drive integrated charger considering a
from 0-5 kHz. The current exhibits 1.7% total harmonic three-phase split converter fed 12/8 switched reluctance motor.
distortion, which is below the maximum allowable standard The operation of the circuit has been described. The dynamic
values [21]. equations of the motor drive integrated charger and batteries
Fig. 6 shows the charging current of the batteries in positive have been developed. An FCS-MPC control strategy has
half-cycle with the proposed control scheme. It can be noticed been developed. The proposed control algorithm successfully
that the battery with the least SoC is given the maximum achieves the current reference tracking while maintaining the
average current so as to charge it faster as compared to the input power factor at unity. The proposed control also achieves
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