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To cite this article: Peter L. Samuelson, Matthew J. Jarvinen, Thomas B. Paulus, Ian M. Church, Sam A. Hardy & Justin L.
Barrett (2014): Implicit theories of intellectual virtues and vices: A focus on intellectual humility, The Journal of Positive
Psychology: Dedicated to furthering research and promoting good practice, DOI: 10.1080/17439760.2014.967802
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The Journal of Positive Psychology, 2014
http://dx.doi.org/10.1080/17439760.2014.967802
The study of intellectual humility is still in its early stages and issues of definition and measurement are only now being
explored. To inform and guide the process of defining and measuring this important intellectual virtue, we conducted a
series of studies into the implicit theory – or ‘folk’ understanding – of an intellectually humble person, a wise person,
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and an intellectually arrogant person. In Study 1, 350 adults used a free-listing procedure to generate a list of descriptors,
one for each person-concept. In Study 2, 335 adults rated the previously generated descriptors by how characteristic each
was of the target person-concept. In Study 3, 344 adults sorted the descriptors by similarity for each person-concept. By
comparing and contrasting the three person-concepts, a complex portrait of an intellectually humble person emerges with
particular epistemic, self-oriented, and other-oriented dimensions.
Keywords: intellectual humility; intellectual arrogance; wisdom; humility; epistemological; virtue; vice; character
strengths; implicit theories; prototypes
Since the advent of Peterson and Seligman’s 2004 book, intellectual communities as intellectually talented,
Character Strengths and Virtues: A Handbook and Clas- accomplished, and skilled, especially where such concern
is muted or sidelined by intrinsic intellectual concerns –
sification, the work of defining, measuring, and investi- in particular, the concern for knowledge with its various
gating virtues has seen a rapid increase. Various factor attributes of truth, justification, warrant, coherence, preci-
and component analyses of Peterson and Seligman’s sion, and significance. (p. 271)
Virtue in Action (VIA) measure have consistently
revealed an intellectual component to the structure of vir- In our own work, we have defined intellectual humility
tues (see Shryack, Steger, Krueger, and Kallie (2010) for as a virtuous mean lying somewhere between the vice of
a summary). While the intellectual virtue of wisdom has intellectual arrogance (claiming to know more than is
been well studied (Clayton & Birren, 1980; Grossmann merited) and intellectual diffidence (claiming to know
et al., 2010; Meacham, 1990; Sternberg, 1985), deeper less than is merited). Intellectual humility, therefore,
research into the intellectual components of virtues is could be characterized simply as ‘holding a belief with
needed (Shryack et al., 2010). One intellectual virtue that the firmness merited’ (Samuelson, Church, Jarvinen, &
has been identified as desirable in both the philosophical Paulus, 2013). Considering the Roberts’ and Wood’s
and psychological literatures is intellectual humility (Paul (2003) conception along with our own, we see two dis-
& Elder, 2008; Roberts & Wood, 2003). The study of tinct dimensions of intellectual humility: a social dimen-
intellectual humility is still in its early stages and issues sion, claiming one’s proper status as knowledgeable
of definition, measurement, and promotion are only now without overclaiming what one knows in relation to
being explored. others (or underclaiming through diffidence or intimida-
Some definitions of intellectual humility have been tion); and an epistemic or ‘truth-tracking’ dimension,
developed in the field of philosophy known as virtue believing in accordance with the evidence without claim-
epistemology. For example, Roberts and Wood (2003) ing to know more (or less) than what the evidence merits.
explicate intellectual humility by working from an under- Since the investigation into the psychological
standing of humility in general, generated by contrasting dimensions of intellectual humility is in its early stages,
it with vices approximately summarized as ‘improper it is helpful to examine related virtues in psychology that
pride’ (p. 258). In this way, Roberts and Wood go on to have received sustained attention like wisdom
define intellectual humility as: (Grossmann et al., 2010; Sternberg, 1985), humility
(Tangney, 2000), and modesty (Gregg, Hart, Sedikides,
… an unusually low dispositional concern for the kind of & Kumashiro, 2008). Research into folk conceptions of
status that accrues to persons who are viewed by their
wisdom reveals components such as open-mindedness, therefore represent a ‘folk’ psychology. Implicit theories
not being afraid to admit and correct a mistake, and lis- are contrasted with explicit theories that might be formed
tening to all sides of an issue (what Sternberg (1985) by philosophers and social scientists based on data col-
calls sagacity). These traits – which are related to, but lection or the reading of the literature (Sternberg, 1985).
not specifically labeled as, intellectual humility – coa- In framing the concept of intellectual humility as a
lesce to form a consistent factor in studies of the folk virtue, it would be important to study its expression in a
concept of wisdom (Clayton & Birren, 1980; Sternberg, person or people. This approach has been influenced by
1985). Meacham (1990) defines wisdom exclusively in Rosch’s (1975) pioneering studies into the prototype
terms that reflect intellectual humility (knowing that one analysis of concepts which uses the idea of ‘family
does not know and that knowledge is fallible). resemblance’ to investigate prototypes. In this analysis,
Grossmann et al. (2010) have devised a wise reasoning prototypes are members of a given category that have
measure that codes for intellectual humility (defined as the most-shared attributes with other members of that
recognizing the limits of one’s knowledge). category and have the least-shared attributes with mem-
General humility, as it has been defined and studied, bers of other categories (Rosch & Mervis, 1975). One
also has epistemic dimensions. In a seminal theoretical way to investigate person-concepts is to ask people to
piece in the psychology of humility, Tangney (2000) list attributes of associated concepts to see if there are
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grounds the definition of humility in: (a) a proper under- any related features – if they belong to the same ‘family’
standing of the self (accurate assessment, keeping one’s so to speak – or if they are distinct concepts. This also
abilities/accomplishments in proper perspective, low self- can help determine the constitutive features of these per-
focus) and (b) a certain intellectual disposition (acknowl- son-concepts that would be useful in the search for a
edging mistakes, intellectual openness). Measures of definition of concept like intellectual humility.
humility have reflected these dimensions (e.g. Davis We patterned our methodology after studies of impli-
et al., 2011): a social dimension (a proper understanding cit or naturalistic person-concepts (Hardy, Walker, Olsen,
of the self as knower in relation to others) and an episte- Skalski, & Basinger, 2011; Sternberg, 1985; Walker &
mic dimension (a certain intellectual disposition). We Pitts, 1998). This methodology allows for an exploration
might expect intellectual humility to be expressed within of the semantic dimensions of a person-concept as well
these same two dimensions. as comparisons with other person-concepts. Regarding
Another possible virtue that could inform the defini- the semantic dimensions of an intellectually humble (IH)
tion of what it means to be intellectually humble is mod- person, we wondered whether the two dimensions that
esty. In a prototype analysis conducted on the ‘everyday’ appear in the philosophy and psychology literatures
conception of modesty, Gregg et al. (2008) uncovered (epistemic and social) would also appear in the implicit
four central categories of terms used to describe the theory and further, whether the social dimension would
modest person (humble, shy, not boastful, and solicitous) subdivide into internal and external dimensions, with the
and six peripheral categories (honest, likeable, not arro- internal social dimension reflecting a person’s self-under-
gant, attention-avoiding, plain, and gracious). From their standing before others (intrapersonal/private) and the
study they conclude that modesty has both a public external social dimension as the nature of a person’s
(solicitous) and a private (humble, shy) character, and engagement with others (interpersonal/public) similar to
further, that the public character of modesty has pro- the private/public distinction found in the implicit theory
social elements. The category ‘solicitous’ was modified of modesty by Gregg et al. (2008).
by descriptors that indicate an external, other-centered We also wondered how the implicit theory of an IH
orientation that was intrinsic to modesty (caring, consid- person compared to the implicit theories of a wise person
erate, empathic, helpful, kind, thoughtful, and under- and an intellectually arrogant (IA) person. The decision
standing). to investigate these specific person-concepts was
So far the investigation into intellectual humility in grounded in a number of factors. First, since intellectual
psychology has been limited to analyzing dimensions of humility has been defined over and against intellectual
other virtues (wisdom, humility, and modesty). To arrogance in the literature (e.g. Roberts & Wood, 2003),
explore the dimensions of intellectual humility more we have an interest in discovering whether the implicit
directly, we initiated an investigation similar to those theory of an IH person is in direct contrast to the theory
conducted in the early stages of the exploration into wis- of an IA person, or if there are unique dimensions to
dom (Clayton & Birren, 1980; Sternberg, 1985) and each. Second, since a good deal of work has been done
modesty (Gregg et al., 2008) and sought to uncover the on the implicit theory of wisdom (Clayton & Birren,
‘folk’ or ‘implicit’ concept of intellectual humility that 1980; Sternberg, 1985), we were interested in replicating
might be commonly held among non-experts. Implicit that work and comparing the implicit theory of a wise
theories are common or shared constructions of concepts person to the implicit theory of an IH person. Specifi-
that are held in the minds of the general public, and cally, we wondered if the ideal of intellectual humility,
The Journal of Positive Psychology 3
in the folk understanding, is a subcategory of wisdom or groups. We paid them $0.20 for their participation. They
is more of a distinct concept. had to provide 10 descriptors to receive payment. Most
With this in mind, we conducted three studies, each had some higher education: 52% had at least a
building on the previous. In Study 1, we employed a bachelor’s degree and 11% had no education beyond
free-listing procedure to garner a list of attributes or high school.
descriptors of each person-concept. Participants listed 10
characteristics or attributes for an IH, an IA, or a wise
person, depending on the prompt. Using an established 1.1.2. Procedure
analytical process, the list was reduced to just over 100 After providing consent and demographic information,
words or phrases for each person-concept (IH = 101, participants were sent to a web page with 10 blank lines
IA = 101, wise = 108). In Study 2, in order to find the and given the following instructions:
most prototypical words or phrases for each person-con-
cept, we instructed participants to rate the words on the Write down the characteristics and attributes of an
list resulting from Study 1 on a Likert-type scale accord- ‘intellectually humble’ [‘wise,’ “intellectually arrogant”]
person.
ing to how characteristic each was of the person-concept
they were assigned (IH, IA, or wise). Finally, in Study 3,
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Mischel, & Schwartz, 1982; Walker & Pitts, 1998). The Descriptors were rated on a Likert scale from 1 (almost
ranked frequency of these shared descriptors was signifi- never) to 7 (almost always).
cantly correlated (r = 0.34, p < .05). Comparing the IA We included a few additional phrases in the list of
person-concept to both the IH and the wise person- IH person descriptors on theoretical grounds (‘seeks the
concepts, we found substantially less overlap. The IA truth,’ ‘accurate self-assessment,’ and ‘disregard for
person-concept shared only nine descriptors with the IH social status,’) because they encapsulate prevalent theo-
person-concept and only seven with the wise person-con- retical descriptions of an IH person (Roberts & Wood,
cept (six were shared between all three). The shared/ 2003; Samuelson, et al., 2013). Results are reported in
unique ratio for both comparisons (IA/IH and IA/wise) Appendix A.
was less than 0.01, suggesting that both the IH and wise
person-concepts are quite distinct from an IA person-
concept. To further assess relationships among these per- 2.2. Results
son-concepts, more detailed analyses comparing the We eliminated from further analysis the responses from
shared to unique descriptors will occur in Study 2. 22 participants (7-IH, 6-wise, 9-IA), who utilized exclu-
sively one or two response options to rate each descrip-
tors using a visual inspection verified by an examination
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2. Study 2
of the standard deviations of the participant’s ratings.
The purpose of Study 2 was to quantify how central There were no descriptors that met the threshold for
each descriptor is to the prototypical IH [wise, IA] per- exclusion (i.e. more than 15% of the participants did not
son in order to narrow the list of descriptors to those know its meaning). Therefore, all the ratings of all the
most prototypical of each person-concept. Additionally, descriptors were analyzed. The few missing values from
we further assessed the overlap between person-concepts. participants who did not know the meaning of a descrip-
tor (0.3% for IH, 0.7% for wise, 1.2% for IA) were
2.1. Method replaced by values taken at random from other partici-
pant’s ratings of the same descriptor (hot-deck imputa-
2.1.1. Participants tion, Kim & Fuller, 2004). The mean prototypical ratings
Three groups of participants (N = 335; age range 18–67, for the descriptors for each person concept are listed in
M = 34, SD = 12; 57% female; 79% Caucasian, 8% descending order in Appendix A (IH), Appendix B
Black/African-American, 6% Asian/Pacific Islander, 6% (wise), and Appendix C (IA).
Hispanic Latino, <1% American Indian/Native Alaskan)
were recruited through Amazon’s Mechanical Turk to
rate descriptors of an IH person (n = 112), a wise person 2.2.1. Prototypicality ratings
(n = 111), and an IA person (n = 112). The groups of To assess differences in prototypicality ratings by age,
participants, restricted to English speakers, were recruited gender, ethnicity, and educational level, we ran three
on separate days to limit or eliminate overlap of partici- multivariate analyses of variance (MANOVAs), one for
pants for each person-concept. A comparison of each person-concept. To strike a balance between testing
MTurk ID numbers confirmed there was no overlap of as many words as possible and maintaining sufficient
participants between groups. Each was paid $0.35 for statistical power, we restricted our analysis to the top 50
rating all the descriptors. Most had some higher rated words for each person-concept. Within each MA-
education: 41% had at least a bachelor’s degree and 12% NOVA, the top 50 descriptors were used as dependent
had no education beyond high school. variables with four dichotomized independent variables:
age (divided at the median age, < 31, 31+), education
(completed college degree or higher, did not complete a
2.1.2. Procedure college degree), ethnicity (Caucasian, other), and gender
After providing consent and demographic information, (male, female).
participants were sent to a web page with the list of There were no significant main effects for age, gen-
descriptors for the person-concept with which they were der, ethnicity, or education on the IH and wise person
working (IA, wise, or IA) and given the following descriptor ratings. Therefore, no follow-up univariate
instructions: tests were conducted for these person-concepts. How-
ever, a significant main effect was found for education
Rate on a scale of 1 – 7 how characteristic the following on the IA person descriptor ratings (Wilk’s Λ = 0.279, F
descriptors are of an ‘intellectually humble’ [‘wise,’
‘intellectually arrogant’] person. Please rate all the words
(50, 47) = 2.44, p = 0.001, partial η2 = 0.721), while no
on the list by placing a number in the space provided. If main effects for age, ethnicity, or gender were found. To
you are unsure of the meaning of a word, place an ‘X’ probe the education effect for each IA person descriptor
next to that word. rating, we conducted univariate ANOVAs. Those who
The Journal of Positive Psychology 5
had completed a college degree or higher had higher descriptors that came most readily to mind when thinking
ratings for snobby and prideful (M = 5.76, M = 5.79) of either person-concept were significantly correlated.
than those who had not completed a college degree Third, the descriptors shared between the person-concepts
(M = 5.10, M = 5.13). Since this finding is isolated to the were endorsed significantly higher as qualities of both a
IA person-concept, and furthermore, the IA ratings were wise and an IH person, than were the descriptors unique
not compared with any of the other person-concepts, we to each person-concept. Lastly, both stand in stark con-
did not use education as a covariate in any of the trast to the implicit theory of an IA person, since both
following analyses. share very few descriptors with an IA person-concept.
The close relationship between the implicit theories
of a wise person and an IH person is reflected in both
2.2.2. Comparisons between person-concepts
philosophy and psychology. Some, including Socrates,
Walker and Pitts (1998) point out that the shared to see intellectual humility (defined as an appreciation of
unique ratio (reported above in Study 1 results) is a rela- the limits and fallibility of one’s knowledge) as the very
tively crude indicator of relations between person-con- definition of wisdom (Meacham, 1990). In psychology,
cepts, while the prototypicality ratings are a more researchers studying folk conceptions of wisdom have
sensitive measure of convergence. Citing the prototype also found this close association. In a study exploring
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theory of Rosch and Mervis (1975), they argue that the implicit theories of intelligence, wisdom, and creativ-
when concepts are overlapping but not the same, their ity, Sternberg (1985) identified six dimensions of
similarity can be found in the pattern of prototypicality wisdom, one of which (sagacity) seems closely related
ratings for unique vs. shared attributes. Thus: to intellectual humility. A good number of descriptors
shared by the IH and wise person-concepts are found in
(a) If the concepts are essentially independent, then the
that dimension in Sternberg’s study (e.g. thoughtful, fair,
unique features of a concept should be considered as
highly prototypical (central) and the shared features good listener, admits mistakes).
should be less prototypical (peripheral), (b) if the con- While strongly related, each person-concept has
cepts are moderately related, then there should be no real stand-alone qualities. Three out of five descriptors were
differences in prototypicality ratings between unique and not shared between the IH and the wise person-concepts.
shared features, and (c) if the person-concepts are highly
Moreover, not every descriptor of an IA person is the
related (i.e. much more overlapping than independent),
then the unique features should be seen as less prototypic exact opposite of an IH person (or of a wise person).
of each concept than are the shared features. (p. 407) The implicit theory of an IH person, revealed in the pres-
ent study, gives a broader vision of intellectual humility
Since there are few shared descriptors between IA and than is often seen both in psychology (defined as know-
the other person-concepts, we restricted our analysis to a ing the limits of your knowledge, Meacham, 1990;
comparison of the ratings of the shared and unique Grossmann et al., 2010) and philosophy (defined as the
descriptors of the IH and wise person-concepts. We cre- opposite of intellectual arrogance, Roberts and Wood
ated a shared descriptor score and a unique descriptor 2003). The precise shape of that vision, including an
score within each person concept by averaging the rat- analysis of the unique features of the IH, wise, and IA
ings of the shared descriptors and the ratings of the person-concepts, is the focus of Study 3.
unique descriptors for each participant. A paired samples
t-test revealed that, for the IH person-concept, the mean
ratings of the shared descriptors (M = 5.30) were signifi- 3. Study 3
cantly greater than mean ratings of the unique descriptors The purpose of the third study was to identify the unique
(M = 5.01), t (104) = 9.77, p < 0.001. For the wise per- features of the implicit theory of each person-concept
son-concept ratings, the means of the ratings of the (IH, wise, and IA) and to discover the dimensions of
shared descriptors (M = 5.42) also differed significantly those concepts through an examination of how the
from descriptors unique to the wise person (M = 5.30), participants mentally organized the traits of each person-
t (110) = 3.71, p < 0.001. concept. Hierarchical cluster analysis (HCA) and
multidimensional scaling (MDS) were employed to
provide a ‘semantic map’ of each person-concept by
2.3. Discussion identifying the dimensions participants used to orient
The focus of this study was on the relationships among these categories (i.e. clusters) in reference to each other.
the three person-concepts. There were a number of indi- Prototypicality ratings from Study 2 further help deter-
cations that the implicit theories of an IH person and a mine which clusters are most descriptive of an IH [wise,
wise person are strongly related. First, there were a good IA] person. To make these procedures more manageable
number of shared descriptors, indicated by the moderately for the participants, we used the top 50 rated descriptors
high ratio of shared to unique descriptors. Second, the for each person-concept from Study 2.
6 P.L. Samuelson et al.
traits that describe a person’s quality of being before visually non-overlapping clusters suggests that additional
others (intrapersonal) like modest, not-a-showoff, and dimensions are likely unnecessary.
doesn’t brag; and Respectful/Considerate, a cluster that Dimensional coordinates for person-concept descrip-
contains descriptors like polite, honest, reliable, and tors are presented in Tables 1–3 (IH, wise, and IA,
unselfish, which indicate how a person interacts with respectively). Examination of these coordinates (and the
others (interpersonal). figures) suggested that the descriptors for all three per-
For the wise person-concept, four clusters were iden- son-concepts were organized along the two dimensions:
tified: Intelligent/Learned, again characterized by epistemic/social and internal/external. The epistemic/
descriptors like bright and smart, but combined with social dimension was primary for all three person-con-
descriptors that indicate such intelligence is derived from cepts (i.e. the first dimension generated by the proce-
learning (learned, knowing, astute); Respectful/Listens- dure). The sign of the dimension coordinates is arbitrary;
to-both-sides, a cluster that resembles its counterpart in it is the orientation and relative position with respect to
the IH person-concept, except that it includes descriptors the other traits that matters. Therefore, when comparing
that indicate a weighing of perspectives before making a the graphs of the person-concepts, it is important to note
judgment (open-minded, good listener); Reflective/Per- the internal/external dimensions, and the epistemic/social
ceptive, a cluster of descriptors mostly unique to the dimensions are not in the same location across graphs.
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wise person-concept that emphasizes a wisdom that Comparing the IH and IA graphs, the polarities of the
comes from contemplation and insight (enlightened, intu- epistemic/social dimensions are compatible, but the
itive); and Experienced/Rational, again comprised of polarities of the internal/external dimensions are inverted
mostly unique descriptors to the wise person-concept (opposite). The wise person-concept graph shares polar-
depicting that a wise person has knowledge derived from ity on the internal/external dimension with the IA per-
experience (common sense, learns from mistakes). son-concept, but has an inverted polarity on the
For the IA person-concept, three clusters were identi- epistemic–social dimension. The IH and wise person-
fied: Educated/Proud, sharing elements of the Intelli- concept graphs are opposite on both the epistemic/social
gence/Love-of-Learning cluster of the IH person-concept and the internal/external dimensions.
(educated, brainy), but associating them with proud/ The figures (Figures 1–3) were created by combining
prideful. (Note that in the IH person-concept, the the information from the cluster analyses (HCA) with
descriptor opposite of proud [humility] is not associated the information from the MDA. The positioning of the
with any epistemic descriptors, but rather with social traits was determined by the dimensional coordinates
[intrapersonal] descriptors such as modesty and unpreten- presented in Tables 1–3. To map the three-dimensional
tious); Arrogant/Know-it-all, essentially the opposite of clustering into this two-dimensional space, rough circles
the IH Humility/Modest cluster (dominating, irritating, were drawn around all the traits in a particular cluster
belittling) and Opinionated/Jerk, mostly the opposite of providing a sense of how the different traits in each clus-
the Respectful/Considerate cluster in IH (cocky, smug, ter are oriented relative to each other (and relative to
boastful). traits in the other clusters), and how the different clusters
are oriented relative to each other. Again, visually dis-
tinct or non-overlapping cluster circles are preferred.
3.2.2. Graphing the clusters This provides additional evidence for the distinctiveness
Next, we used alternating least squares scaling of the different sets of traits. However, converting clus-
(ALSCAL), a form of MDS, on the sorting data for each ters that are oriented in a three-dimensional space into a
person-concept, to discover how participants implicitly two-dimensional graph can result in clusters that appear
oriented the traits in a three-dimensional space and to to overlap in two dimensions that are distinct in three
identify the dimensions used. MDS arranges points rep- dimensions.
resenting traits along orthogonal axes, so the distance
between any two points reflects the frequency with
which the two traits co-occurred within each person-con- 3.2.3. Comparing dimensions across person-concepts
cept (i.e. traits more often placed in the same category in In line with results presented earlier, the clusters revealed
the sorting task will end up closer in space based on that the IH and wise person-concepts have considerable
multidimensional scaling). The number of dimensions overlap, while each retained some uniqueness. Of inter-
was determined on the basis of fit indexes (stress and est is the distribution of the shared descriptors between
R2), visual separation of the clusters derived from the the clusters of each person-concept. There were 13
cluster analyses, and parsimony. For all three person-con- descriptors in the Epistemic dimension of the IH
cepts, the two-dimensional solutions fit well, seemed person-concept that were shared with the wise
more parsimonious than higher dimensional solutions, person-concept, all concentrated in the Intelligent/Love-
and yielded visually non-overlapping clusters. Having of-learning cluster (aware, bright, insightful, intellectual,
8 P.L. Samuelson et al.
Dimension coordinates
Clusters and attributes Mean rating Epistemic/Social Internal/External
Humility/Modest (5.73b)
Admit wronga 1.0538 −0.7014
Doesn’t brag 1.1035 −0.8951
Humility 1.1023 −0.8489
Modest 1.0584 −0.7751
Not a showoff 1.0271 −0.8523
Unpretentious 1.1375 −0.6639
Intelligent/Love-of-learning (5.49a)
Academic −1.8596 0.033
Curious −1.5842 0.0092
Educated −1.8299 0.1096
Inquisitive −1.6799 0.0075
Love of learning −1.821 0.1741
−1.526 −0.0525
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Dimension coordinates
Clusters and attributes Mean rating Epistemic/Social Internal/External
Experience/Rational (5.88b)
Common sense 0.3848 −1.0871
Disciplined 0.0056 −1.2277
Experienced 0.6043 −1.0444
Knows when/ when not to give advice −0.218 −1.3298
Learns from mistakes −0.254 −1.4444
Practical 0.213 −1.4352
Sensible −0.4119 −1.2036
Thinks for themselves 0.6309 −1.1541
Thinks things through 0.782 −0.655
Logicala 1.3338 −0.3813
Maturea −0.6055 −1.1716
Rationala 0.7781 −0.585
Reasonablea −0.8656 −1.0883
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between the Intelligent /Learned (bright, intellectual, Experienced/Rational clusters (logical, rational, wise),
intelligent, knowledgeable, smart, thinker) and the with one in the Reflective/Perceptive cluster (insightful).
10 P.L. Samuelson et al.
Dimension coordinates
Clusters and attributes Mean rating Epistemic/Social Internal/External
Arrogant/Know-it-all (5.50b)
Arrogant 0.8792 0.2743
Boastful 0.2046 0.6779
Bragger 0.6524 0.5951
Cocky 0.5206 0.5437
Conceited 0.6174 0.6488
Egotistical 0.7621 0.5892
Elitist −0.0607 0.8897
Feels they deserve more 0.2979 0.9305
Know-it-all −0.0747 0.2988
Looks down on others 0.6763 0.2604
Narcissistic 0.7631 0.3159
Never admits wrong 0.5193 −0.0787
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The three remaining shared descriptors in the Epistemic distributed between three different clusters (aware in the
dimension of the IH person-concept were found in the Reflective/Perceptive cluster, reasonable in the Experi-
Social dimension of the wise person-concept and enced/Rational cluster, and open-minded in the
The Journal of Positive Psychology 11
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Figure 1. The dimensions and clusters of the descriptors for the IH person-concept. The loops drawn are based on the hierarchical
cluster analysis of the descriptors. As a two-dimensional figure of a three-dimensional space, descriptors included in one group may
appear closer to an adjacent group than they really are.
Respectful/Listens-to-both-sides cluster). In the Social 3.3.4. Protypicality ratings of clusters within person-
dimension, there were seven shared descriptors in the IH concepts
person-concept divided between the Respectful/Consider- To test which clusters were prototypically foremost in
ate cluster (good listener, honest, mature, respectful, the implicit theories of each person-concept, we entered
thoughtful, understanding) and the Humility/Modest clus- the prototypicality ratings of descriptors for each person-
ter (admits wrong/mistakes). These seven remained in concept into a one-way repeated measures ANOVA with
the Social dimension in the wise person-concept, six in the clusters as levels (3 = IH; 4 = wise; 3 = IA). Within
the Respectful/Listens-to-both-sides cluster, and one the IH person-concept, there was a significant difference
(mature) in the Experienced/Rational cluster. among clusters, F(2, 103) = 13.87 p < 0.001, partial
The IA and the IH person-concepts shared only one η2 = 0.212. A Bonferroni pairwise comparison revealed
of the top 50 descriptors (educated) in the sorting task. that, at the p < 0.05 level, the Humility/Modest cluster
None were shared between the IA and the wise person- (M = 5.72) had significantly higher prototypicality ratings
concepts. In the sorting of IA person-concept descriptors, than the other two clusters (Intelligent/Love-of-learning,
educated and proud were associated often enough to be M = 5.48; Respectful/Considerate, M = 5.34). Within the
clustered together, while in the sorting of the IH descrip- combined prototypicality ratings for each cluster in the
tors educated was not associated with the opposite of wise person-concept, a significant difference was also
proud (e.g. humility, modest), but rather with more found F(3, 102) = 7.55, p < 0.001, partial η2 = 0.182. A
epistemic-oriented descriptors (e.g. curious, inquisitive). Bonferroni pairwise comparison revealed that the Intelli-
The other two clusters of the IA person-concept, on the gent/Learned (M = 5.85), the Experienced/Rational
other hand, appear conceptually opposite of the IH per- (M = 5.83), and the Reflective/Perceptive (M = 5.72)
son-concept. The Arrogant/Know-it-all cluster of the IA clusters did not differ significantly from each other, but
person-concept and the Humility/Modest cluster of the the Respectful/ Listens-to-both-sides (M = 5.63) cluster
IH person-concept reflect opposite internal social dimen- differed significantly from the Intelligent/Learned
sions, while the Opinionated/Jerk (IA) and Respectful/ (M = 5.85) and the Experienced/Rational (M = 5.83)
Considerate (IH) clusters reflect opposite external social clusters (p < 0.05). Within the IA person-concept, a
dimensions.
12 P.L. Samuelson et al.
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Figure 2. The dimensions and clusters of the descriptors for the wise person-concept. The loops drawn are based on the hierarchical
cluster analysis of the descriptors. As a two-dimensional figure of a three-dimensional space, descriptors included in one group may
appear closer to an adjacent group than they really are.
significant difference of prototypicality ratings between knowledgeable), experience (common sense, learns from
clusters was also found F(2, 99) = 10.44, p < 0.001, mistakes), and reflection (contemplative, intuitive).
partial η2 = 0.174. A Bonferroni pairwise comparison The shared characteristics in the social dimension
revealed that, at the p < 0.05 level, the Arrogant/Know- between the IH and wise person-concepts could be char-
it-all cluster (M = 5.54) had significantly higher acterized as ‘civility’ (thoughtful, understanding, good
prototypicality ratings than the other two clusters (Opin- listener, etc.). The descriptors unique to the wise person-
ionated/Jerk, M = 5.34; Educated/Proud, M = 5.31). concept emphasize the respectful exchange of ideas
Results are reported in Tables 1–3 under ‘mean rating.’ (attentive, mindful, gives good advice, etc.), while the
descriptors unique to the IH person tilt toward social,
even pro-social traits (kind, considerate, likeable,
3.3. Discussion unselfish, etc.). This can also be seen in the distribution
The foregoing analyses allowed for a more refined com- of the shared descriptors aware, reasonable, and open-
parison among the person-concepts and a closer assess- minded. In the wise person-concept, they are found in
ment of the perceived relationship between the qualities the Social dimension, in the IH person-concept, they are
of an IH person, a wise person, and an IA person. in the Epistemic dimension.
Regarding the IH and the wise person-concepts, we see The IH person-concept has a unique cluster of
once again that, while they share many descriptors per- descriptors not shared with the wise person-concept, that
taining to the possession of intelligence (knowledgeable, is, the Humility/Modest cluster (except for the synony-
smart, insightful, etc.), the unique descriptors reveal sub- mous descriptors admits wrong/admits mistakes). That
tle differences. In the Epistemic dimension of the IH this cluster received significantly higher ratings compared
person-concept, there are unique qualities concerning the to the other clusters resonates with the contention of
pursuit of knowledge (love of learning, curious, Roberts and Wood (2003) that an IH person has ‘an
inquisitive, etc.). The Epistemic dimension of the wise unusually low dispositional concern’ (p. 271) for the sta-
person-concept, however, is more differentiated. The tus that comes from intellectual accomplishments. How-
wise person has knowledge through learning (learned, ever, the IH person-concept is not merely the opposite of
The Journal of Positive Psychology 13
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Figure 3. The dimensions and clusters of the descriptors for the IA person-concept. The loops drawn are based on the hierarchical
cluster analysis of the descriptors. As a two-dimensional figure of a three-dimensional space, descriptors included in one group may
appear closer to an adjacent group than they really are.
the IA person-concept. Proud is closely associated with them into similar/dissimilar categories. The analyses
being educated in the IA person-concept, whereas being showed three dimensions each with paired polarities.
educated is associated with love of learning and other They are: (1) Reasoning Ability/Sagacity, (2) Learning
epistemic goods (knowledgeable, curious, inquisitive, From Ideas and Environment/Judgment, and (3) Expedi-
etc.) in the IH person-concept. tious Use of Information/Perspicacity. Sternberg (1985)
Previous studies of the implicit theory of a wise per- did not perform a HCA, so it is difficult to determine
son have used similar procedures and analyses offering a how closely these polarities would resemble clusters.
chance to compare them with the findings of this study. Nevertheless, these polarities do represent distinct facets
Clayton and Birren (1980) took a list of descriptors for of a wise person, and, as such, can be compared to the
an ideal wise person generated in a previous study (15 clusters we found (Sagacity = Intelligent/Learned; Judg-
words total) and created 105 pairs of words which sub- ment = Experienced/Rational; Perspicacity = Respectful/
jects (grouped by age as young, middle, and old) judged Listens-to-both-sides and Reflective/Perceptive). In short,
as similar or dissimilar. A MDS analysis revealed four the present findings resonate with these prior wisdom
clusters: Affective (wise, peaceful, empathetic, under- studies.
standing, gentle), Reflective (wise introspective, intuitive,
myself), Time [dependent] (aged, experienced, knowl-
edgeable), and Cognitive (pragmatic, observant, intelli- 4. General discussion
gent). These clusters roughly map onto the clusters The purpose of this study was to explore implicit
discovered in this study (Respectful/Listens-to-both-sides, theories of an IH person, a wise person, and an IA
Reflective/Perceptive, Experienced/Rational, and Intelli- person, as well as uncover relations among the three per-
gent/Learned). In a similar study, Sternberg (1985) solic- son-concepts. Though the study was exploratory, we did
ited descriptors of a wise person from professors, asking have some expectations regarding the dimensions of an
them to think of people in their field, along with a small IH person and the perceived relationships between the
number of ‘lay’ people from a variety of professions. implicit theories of an IH, a wise, and an IA person.
Taking the top 40 rated words for a wise person from a These expectations (noted in the introduction) were gen-
previous rating procedure, he asked participants to sort erally borne out. First, the descriptors of an IH person
14 P.L. Samuelson et al.
divided into Epistemic (knowledgeable, smart, etc.) and (Gregg et al., 2008). Not only is there a similar
Social dimensions (humility, kind, fair, etc.). In addition, distinction between the internal (private) and external
the descriptors for wise and IA persons also divided into (public) social dimensions of these virtues, but these
these same dimensions. Second, in the Social dimension, dimensions share similar content. Both humility (humble)
the clusters of the IH person-concept further divided into and doesn’t brag (not boastful) appear as central to the
internal (intrapersonal/private) and external (interper- internal (private) dimension of the two virtues, and the
sonal/public) dimensions, while the Epistemic dimension descriptors that fill out the ‘solicitious’ (public) category
remained fairly unified. The IA person-concept exhibited of modesty are also found in the external social dimen-
a similar structure. By contrast, the wise person-concept sion of the IH person-concept (considerate, kind,
had a more complex structure with both the Social and thoughtful, and understanding; of note, caring, empathic,
the Epistemic dimensions divided along internal and and helpful were nominated as descriptors for both mod-
external lines. esty and IH, but were not rated in the top 50 for an
Third, we found that the IH and wise person-con- IH person and therefore not sorted into categories in
cepts are closely related. The results of our study show Study 3). Thus, in comparing the two implicit theories,
that the IH person displays many of the same traits as modesty seems to encompass the near entirety of the
the wise person, and those shared traits are understood social dimension of intellectual humility, including both
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as more prototypical to both person-concepts than are the internal (private) and external (public) dimensions.
the unique traits. Still, shared traits showed subtle differ- The distinction between the implicit theories is found,
ences within each person-concept as the participants naturally enough, in the fact that intellectual humility has
sorted them, along with descriptors unique to each per- an epistemic dimension, while modesty does not.
son concept, into categories in Study 3. Contrasting the Fourth, the implicit theory of an IH person is, in
unique descriptors that clustered around the shared large part, the opposite of an IA person. A noteworthy
descriptor intelligent, we see a particular quality in the exception was in the epistemic dimension of the IH and
IH person-concept that is not found in the wise person- IA person-concepts. An IA person uses education in a
concept that might be described as the desire for knowl- prideful way to confer social status, while an IH person
edge (love of learning, curious, inquisitive, etc.). The pursues education out of curiosity and love of learning.
shared social quality of respectful engagement with To define the IH person primarily, merely, as the oppo-
others between the IH and wise person-concepts also had site of an IA person, may miss this crucial and unique
subtle differences. These differences may be best seen in epistemic dimension.
the sorting of the descriptor open-minded. In the IH per- Fifth, this study extends the findings of previous
son-concept, it is an epistemic quality, associated with studies into the implicit theory of a wise person in sub-
education and learning; but in the wise person-concept, stantial and important ways. Expanding the study to the
it is a social quality, having to do with respect and listen- general population generated a greater variety of descrip-
ing to both sides of an issue. These unique epistemic tors. These descriptors did not provide new dimensions
qualities of open-mindedness and love of learning point to the implicit theory of a wise person (compared to pre-
to a type of truth-tracking that appears central to the folk vious studies), but made the dimensions richer in scope
conception of intellectual humility. and more complete, especially with the more clearly
Even though implicit theory of an IH person is clo- defined categories yielded by the HCA and MDS. These
sely related to the wise person, there is clear evidence categories did not contradict the descriptor groupings
for IH as a stand-alone concept. Besides the unique epi- from previous studies, but integrated them into a clearer
stemic qualities mentioned above, a Humility/Modest picture of the dimensions of the wise person-concept.
cluster emerged that was unique to the IH person-con- There were several important limitations to this
cept. The descriptors within that cluster were rated as study. Most revolve around using Mturk to recruit partic-
significantly more prototypical of the IH person than the ipants. Despite the fact that our sample was fairly diverse
descriptors within the other two clusters of the IH per- in age, gender, ethnicity, and education level, those who
son-concept. While many external social qualities of an seek employment on MTurk may not represent the gen-
IH person having to do with respectful sharing of infor- eral population, which may raise questions about the
mation were shared with a wise person (good listener, generalizability of these findings. There was also no way
thoughtful, understanding, etc.), the unique internal to guarantee proficiency in English. Also, we limited the
social qualities of the IH person were more interper- responses in Study 1, which may have constrained the
sonal, even prosocial in nature (kind, considerate, diversity and complexity of the person-concepts. Future
unselfish, etc.). qualitative research into people’s conception of intellec-
In this way, the implicit theory of an IH person clo- tual humility may provide a more rich conception of the
sely resembles the everyday conception of modesty construct.
The Journal of Positive Psychology 15
Sternberg, R. J. (1985). Implicit theories of intelligence, crea- Journal of Social and Clinical Psychology, 19, 70–82.
tivity, and wisdom. Journal of Personality and Social Psy- doi:10.1521/jscp.2000.19.1.70
chology, 49, 607–627. doi:10.1037/0022-3514.49.3.607 Walker, L. J., & Pitts, R. C. (1998). Naturalistic conceptions of
Tangney, J. P. (2000). Humility: Theoretical perspectives, moral maturity. Developmental Psychology, 34, 403–419.
empirical findings and directions for future research. doi:10.1037/0012-1649.34.3.403