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Neurol Sci

DOI 10.1007/s10072-017-3057-8

ORIGINAL ARTICLE

Suprascapular nerve block for the treatment of hemiplegic


shoulder pain in patients with long-term chronic stroke:
a pilot study
Alessandro Picelli 1 & Sara Bonazza 2 & Davide Lobba 1 & Massimo Parolini 3 &
Alvise Martini 3 & Elena Chemello 1 & Marialuisa Gandolfi 1,4 & Enrico Polati 2,3 &
Nicola Smania 1,4 & Vittorio Schweiger 2,3

Received: 8 March 2017 / Accepted: 1 July 2017


# Springer-Verlag Italia S.r.l. 2017

Abstract Hemiplegic shoulder pain is the most common pain 1 week (P = 0.011). Significant improvements were found at
condition after stroke. Suprascapular nerve block is an effective 1 h after nerve block in the modified Ashworth scale
treatment for shoulder pain. The aim of this pilot study was to (P = 0.014) and the passive range of motion of shoulder abduc-
evaluate the effects of suprascapular nerve block on pain inten- tion (P = 0.026), flexion (P = 0.007), and external rotation
sity, spasticity, shoulder passive range of motion, and quality of (P = 0.017). The American Chronic Pain Association Quality
life in long-term chronic stroke patients with hemiplegic shoul- of Life Scale significantly improved at 1 month after nerve
der pain. Ten chronic stroke patients (over 2 years from onset) block (P = 0.046). Our findings support the use of
with hemiplegic shoulder pain graded ≥30 mm on the Visual suprascapular nerve block for treating hemiplegic shoulder pain
Analogue Scale underwent suprascapular nerve block injection in long-term chronic stroke patients.
with 1 mL of 40 mg/mL methylprednisolone and 10 mL 0.5%
bupivacaine hydrochloride. Main outcome was the Visual Keywords Anesthetics . Chronic pain . Pain management .
Analogue Scale evaluated before and after nerve block at 1 h, Rehabilitation
1 week, and 1 month. Secondary outcomes were the modified
Ashworth scale and the shoulder elevation, abduction, and ex-
ternal rotation passive range of motion evaluated before the
nerve block and after 1 h as well as the American Chronic Introduction
Pain Association Quality of Life Scale evaluated before and
after nerve block at 1 month. The Visual Analogue Scale sig- Stroke is the second cause of disability in Europe [1]. Damage
nificantly improved after nerve block at 1 h (P = 0.005) and to the sensorimotor networks and descending tracts results in
the positive and negative signs of upper motor neuron syn-
drome [2]. Upper limb is commonly involved after stroke,
with up to 69% of patients having arm weakness on admission
* Alessandro Picelli
alessandro.picelli@univr.it to hospital [3]. Recovery of upper limb function has been
found to relate with the degree of initial paresis and its topical
distribution according to the cortico-motoneuronal represen-
1
Neuromotor and Cognitive Rehabilitation Research Center, tation of arm movements [4–8].
Department of Neurosciences, Biomedicine and Movement
Sciences, University of Verona, P.le L.A. Scuro, 10,
Hemiplegic shoulder pain (HSP) is the most common pain
37134 Verona, Italy condition in stroke patients and one of the four most common
2
Anesthesia and Intensive Care Unit, Department of Surgery,
medical complications after stroke, together with depression,
Dentistry, Pediatrics and Gynecology, University of Verona, falls, and urinary tract infections [9–12]. Previous studies have
Verona, Italy reported that HSP develops at between 2 weeks and several
3
Pain Therapy Center, Department of Emergency and Intensive Care, months following onset involving almost a third of stroke
Hospital Trust of Verona, Verona, Italy survivors [9, 11, 13]. The etiology of HSP is multifactorial
4
Neurorehabilitation Unit, Department of Neurosciences, Hospital [9]. It can arise through several mechanisms that lead to
Trust of Verona, Verona, Italy altered shoulder stability, including impaired motor function
Neurol Sci

(muscle tone changes), soft tissue lesions (rotator cuff and according to the Declaration of Helsinki and approved by
biceps tendon disorders; adhesive capsulitis), and altered pe- the local Ethics Committee. Patients were not allowed to par-
ripheral or central nervous system activity (complex regional ticipate in any rehabilitation program during the study period.
pain syndrome type 1; peripheral nerve entrapment; neglect
and sensory impairment; central post-stroke pain; central sen- Treatment procedures
sitization) [12].
Hemiplegic shoulder pain is a major contributor to post- All participants received SSNB injection at the affected shoul-
stroke disability, and it is associated with reduced use of the der with 1 mL of 40 mg/mL methylprednisolone and 10 mL
affected arm, interference with rehabilitation, increased length 0.5% bupivacaine hydrochloride [9]. Anatomic landmarks
of stay, and higher rates of depression [11]. The goals of HSP and ultrasonography were used to determine injection site into
treatment are pain reduction and improvement of range of the supraspinous fossa. The needle was introduced parallel to
motion [14]. The main treatment approaches for preventing the scapula blade and the syringe contents slowly injected into
and treating HSP are limb positioning, upper limb supports the space of the supraspinous fossa [9].
(such as slings, orthotics, and strapping), passive movement
exercises, analgesic medications (including non-steroidal anti- Evaluation procedures
inflammatory drugs), electrical stimulation for muscle con-
traction, transcutaneous electrical nerve stimulation for pain Main outcome was the VAS evaluated before (T0) and after
relief, intra-articular corticosteroids, botulinum toxin injec- SSNB at 1 h (T1—primary endpoint), 1 week (T2), and
tion, perineural injection therapy, and surgery [12]. 1 month (T3). The VAS involves a 100-mm vertical line an-
Suprascapular nerve block (SSNB) is a safe and effective chored with the extremes of subjective pain [18]. Secondary
treatment option for stroke patients with HSP [9, 14–17]. outcomes were the modified Ashworth scale (MAS) and the
However, to the best of our knowledge, its usefulness has been shoulder elevation, abduction, and external rotation PROM
mainly evaluated within 12–18 months after onset and not evaluated at T0 and T1 as well as the American Chronic
during the long-term chronic phase of stroke [9, 14, 15]. Pain Association Quality of Life Scale (QOLS) evaluated at
This represents a lack of knowledge given that HSP has been T0 and T3. The MAS is a 6-point scale grading the resistance
found to increase its incidence over time after stroke (duration to rapid passive stretch from 0 (no increase in muscle tone) to
of hemiplegia is significantly related to HSP) reaching a fre- 5 (joint is rigid) [19, 20]. The QOLS is an 11-point scale
quency of 21% over 1 year from onset [11, 12, 14]. On this grading the impact of pain on the basic activities of daily life
basis, there is a rationale for this study that aimed to evaluate ability from 0 (non-functioning/stay in bed all day/feel hope-
the effects of SSNB on subjective pain intensity, spasticity, less and helpless about life) to 10 (normal quality of life/go to
shoulder passive range of motion (PROM), and quality of life work or volunteer each day/normal daily activities each day/
in patients with HSP due to stroke in the long-term (over have a social life outside of work/take an active part in family
2 years from onset) chronic phase of illness. life) [21].

Statistical analysis
Methods
Statistical analysis was carried out using the Statistical
This was a single-center pilot study. Inclusion criteria were as Package for Social Science for Macintosh, version 20.0
follows: age ≥ 18 years, first-ever unilateral stroke, Mini (SPSS Inc., Chicago, IL). The Wilcoxon signed-rank test on
Mental State Examination ≥24, hemiplegic shoulder pain the T1 versus T0 (VAS, MAS and PROM), T2 versus T0
graded ≥30 mm on the Visual Analogue Scale (VAS) [18], (VAS), and T3 versus T0 (VAS and QOLS) comparisons
time since stroke onset >2 years, and time since last botulinum was carried out. The alpha level for significance was set at
toxin treatment ≥5 months. Exclusion criteria were as follows: P < 0.05. The Bonferroni correction was used for the VAS
inclusion in other trials, change of pain medication during the multiple comparisons, resulting in P < 0.016 as the signifi-
study period, aphasia, fixed contractures or bony deformities cance threshold.
at the affected upper limb, treatment of upper limb spasticity
with neurolytic or surgical procedures, hypersensitivity to in-
jection agents, and other conditions at the affected shoulder Results
(rotator cuff injury or tendinitis, frozen shoulder, thoracic out-
let syndrome, osteoarthritis, bursitis, recent trauma or bone Ten long-term chronic stroke patients (mean age 66.9 years;
fracture, joint replacement). All participants were outpatients. mean time since stroke onset 7.2 years) with HSP were recruit-
Written informed consent for participation in the study was ed from among 36 outpatients consecutively admitted to our
obtained from all patients. The study was carried out clinical unit. The enrolment period was from December 2015 to
Neurol Sci

Table 1 Demographic by injured tissues or sensitized after long-term unresolved pain


and clinical features Age (years)
[23, 24]. Suprascapular nerve block is a widely used approach in
of patients Mean (SD) 66.9 (8.3)
the management of acute and chronic shoulder pain conditions
Sex
[24–27]. It provides temporary cessation of nociceptive infor-
Male/female 5/5
mation from the affected shoulder to the central nervous system
Time from stroke onset (years)
[14]. From a technical point of view, the application of ultra-
Mean (SD) 7.2 (3.1)
sound guidance demonstrated consistently better effectiveness
DN4 (score)
than other injection procedures [24]. For injection, the patient is
Mean (SD) 4.9 (2.6)
in sitting position with the ultrasound probe placed horizontal to
SD standard deviation, DN4 Douleur the scapular spine and the supraspinous fossa (the suprascapular
Neuropathique en 4 Questions notch is found by slowly locating the probe laterally, and the
pulsating suprascapular artery is a good indicator for the location
of suprascapular nerve) [15].
As to stroke patients with HSP, only few previous studies
May 2016. No adverse events occurred during the study. There mainly focused on the first 12–18 months after onset had
were no dropouts. Table 1 presents patients’ features. investigated the effectiveness of SSNB [9, 14, 15, 17, 28].
The Wilcoxon test showed significant improvements on Their first two studies in the literature about SSNB in stroke
the VAS after SSNB at T1 (P = 0.005; Z = −2.814) and T2 patients with HSP were contradictory, given that Lee and
(P = 0.011; Z = −2.436) but not at T3 (P = 0.041; Z = −2.041). Khunadorn reported poor efficacy of SSNB on HSP relief
Furthermore, significant improvements were found at T1 on while Boonsong and colleagues claimed that SSNB was a safe
the MAS (P = 0.014; Z = −2.449) and the PROM of shoulder and effective treatment for HSP [17, 28]. A later, properly
abduction (P = 0.026; Z = −2.226), flexion (P = 0.007; sized, randomized controlled trial by Adey-Wakeling and col-
Z = −2.680), and external rotation (P = 0.017; Z = −2.388). leagues supported and enlarged Boonsong’s findings by a
At last, a significant improvement was found at T3 on the consistent demonstration on a sample of 64 stroke patients
QOLS (P = 0.046; Z = −2.000). Table 2 reports data about (onset <1 year) that SSNB would be superior to placebo in-
outcomes at all time points. jection for reducing HSP intensity [9]. As to the comparison
with other treatment approaches for HSP in stroke patients,
similar efficacies of SSNB and intra-articular steroid injection
Discussion have been found by previous literature [14, 15]. However,
considering some issues about side effects related to steroid
The suprascapular nerve (stemming from the ventral rami of injection (e.g., detrimental effects on articular cartilage and
spinal nerves C4–C5–C6 and emerging from the upper trunk changes of glucose metabolism), SSNB should be considered
of the brachial plexus) provides 70% of sensory innervation to a more convenient method to treat HSP in patients with stroke
the shoulder joint [22]. In patients with chronic shoulder pain, [14, 15, 24]. Our findings about the significant reduction of
the afferent fibers of suprascapular nerve may become entrapped subjective pain intensity (main outcome) up to 1 week after

Table 2 Outcomes at all time points

Parameter Before SSNB 1 h after SSNB 1 week after SSNB 1 month after SSNB

VAS (0–100 mm) 7.8 (1.3) 3.2 (2.9) 4.1 (3.7) 5.8 (2.8)
Mean (SD)
MAS shoulder adductors (0–5) 1.5 (1.0; 2.0) 1.0 (1.0; 1.8)
Median (IQR)
Shoulder elevation PROM (degrees) 95.5 (24.8) 115.0 (33.2)
Mean (SD)
Shoulder abduction PROM (degrees) 97.0 (30.2) 108.5 (28.7)
Mean (SD)
Shoulder external rotation PROM (degrees) 57.0 (18.4) 80.5 (17.7)
Mean (SD)
American Chronic Pain Association Quality Of Life Scale (0–10) 5.5 (4.8; 6.3) 6.0 (5.0; 6.5)
Median (IQR)

SSNB suprascapular nerve block, VAS Visual Analogue Scale, SD standard deviation, MAS Modified Ashworth Scale, IQR interquartile range, PROM
passive range of motion
Neurol Sci

SSNB further support its use as an effective intervention for limb spasticity and brain lesion location in stroke patients. Biomed
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This pilot study has several limitations. First, the sample domized controlled trial. Stroke 44:3136–3141
size was small. We estimated that a total of 27 patients would 10. Wang L, Tao Y, Chen Y, Wang H, Zhou H, Fu X (2016)
provide 90% power to detect a difference of 13 mm on the Association of post stroke depression with social factors, in-
VAS (minimal clinically important difference) at the primary somnia, and neurological status in Chinese elderly population.
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endpoint [29]. Second, there was no control group treated with
11. Adey-Wakeling Z, Arima H, Crotty M, Leyden J, Kleinig T,
placebo or other (pharmacological and physical) treatments Anderson CS, Newbury J, SEARCH Study Collaborative (2015)
for shoulder pain. Third, no medium- and long-term follow- Incidence and associations of hemiplegic shoulder pain poststroke:
up was planned for all secondary outcomes. Fourth, even if the prospective population-based study. Arch Phys Med Rehabil
goals of HSP treatment are pain reduction and improvement of 96:241–247
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Competing interests The authors declare that they have no conflict
nerve block reduce shoulder pain following stroke: a double-blind
of interest.
randomised controlled trial with masked outcome assessment.
BMC Neurol 10:83
17. Boonsong P, Jaroenarpornwatana A, Boonhong J (2009)
Preliminary study of suprascapular nerve block (SSNB) in hemi-
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