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Ockham's Razor Cut Through The Mind-Body Problem
Ockham's Razor Cut Through The Mind-Body Problem
Christopher J. Anderson†
University at Albany, SUNY
Abstract
The question of materialism’s adequacy as a solution to
the mind-body problem is important in psychology as
fields supported by eliminative materialism (e.g. neurop-
sychology and sociobiology) aim to “cannibalize” psy-
chology (Wilson, 1999). A common argument for
adopting a materialistic worldview, termed the “Raze
Dualism argument” in reference to Ockham’s razor, is
based on the principle of parsimony. It states that materi-
alism is to be considered the superior solution to the
mind-body problem because it is simpler than the dualist
alternative. In this paper, a prominent version of this
argument (Churchland, 1988) is critiqued via an analysis
of each of its premises. Illustrative in general of the limi-
tations of materialism, this argument is undermined by
assumptions which do not withstand scrutiny. First, Ock-
ham’s razor is shown to be a problematic principle. Sec-
ond, the question of empirical superiority or equality is
unresolved. Finally, there are other alternatives to mate-
rialism that are equally parsimonious, such as idealism.
The result of the argument is to reopen the case for ideal-
ism and dualism and to force the issue to be determined
on other grounds.
The debate over dualism, materialism, and idealism is ancient and is
unlikely to end with a clearly superior argument in the foreseeable
future. The apparently inescapable mind-body problem makes these
three philosophical positions an issue for psychology, although the dis-
cipline seems to have relegated the issue to the status of an insoluble
matter for others to debate. This is a mistake, because the position one
†
Please address all correspondence to Christopher Anderson at
ca4809@csc.albany.edu or by mail to Department of Psychology, SS
112; University at Albany, SUNY; Albany, NY 12222.
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Raze Dualism 47
them and consider one more basic than the other is problematic, to say
the least.
As an initial step towards a philosophy suited to psychology, one
must begin to examine some of the reasons materialism is widely
assumed to be true in today’s academic psychology community. This
paper examines one frequently employed argument for materialism
and critiques its assumptions.
1
Although some may differentiate this version of Ockham’s razor
from the concept of minimizing the number of entities postulated for
explaining phenomena, both are justified by the same reasoning. Fur-
thermore, Churchland uses both versions of the principle in his discus-
sion of dualism.
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Raze Dualism 49
Raze Dualism 51
FIGURE 1
Example of a decision tree, in this case programmed by the author to predict dat-
ing behavior. The tree can be considered a set of four hypotheses about future
situations, in which the terminal nodes (rectangles) are its predictions given the
state of affairs described by the branches (analogous to levels of the variable; each
circle is a variable).
that set consistent with the data is a priori smaller than the probability
of finding an adequate hypothesis in a larger set. Thus, consistency
with the data is given greater weight for a simple hypothesis. How-
ever, what is lacking is any reason to believe the set of simple hypothe-
ses is more relevant than the other possible small sets that could be
defined. Ockham’s razor already appears rather dubious.
Raze Dualism 53
Sure, different deities do different things, but you can always explain
everything by saying “some deity did it,” a parsimonious variant of his
theory. He also charges that the monotheist is being sneaky, because
even though she has one deity doing all of the work, that one deity has
various intermediaries who carry out all the hard work of delivering
messages to humans, diverting rivers, and so on through N, making her
theory less parsimonious than it seems.
Their disagreement highlights an important point. If one needs to
decide who has the simpler hypothesis, one would have to arrive at a
mutually agreeable way of representing hypotheses, and also a method
for quantifying the simplicity of those hypotheses. This is not impossi-
ble; for example, ID3 represents hypotheses and provides a method for
quantifying simplicity. One may build a decision tree for classifying
the data (when one is working with phenomena that are tractable via
this approach), and then simply count the nodes.
Although this method appears to be objective, it has a serious prob-
lem. The size of the any decision tree hypothesis entirely depends
upon the internal representation being used by the AI “learner.” To
see why this is so, it would be optimal to spend more time discussing
decision trees, as Mitchell (1997) provides a clear case of exactly this
point. For the present purpose, though, simply imagine two AI learn-
ers attempting to predict work absenteeism, who have different repre-
sentations of their basic concepts. Among other variables, one learner
treats a conjunction of features as one binary feature (“a good day for
fishing [Y/N]?”), whereas the other represents virtually the same varia-
ble with two binary branches (“Warm [Y/N]?” and “Clear sky [Y/
N]?”). These two learners will likely arrive at quite different decision
trees, mutually defending their incompatible hypotheses about work
absenteeism with Ockham’s razor. Furthermore, given that there are
other variables represented in the data given to the learners, it is possi-
ble that the decision trees constructed will be exactly the same size. At
this point, one suspects something is seriously awry. The simplicity of a
hypothesis can be an ambiguous issue, which leads to difficulties in
applying parsimony.
probably because this other “version” of the razor was never intended
as an ontological principle at all, but rather an epistemological or
methodological axiom (Ockham, trans. Boehner, 1959). Thus, if one
wishes to make the distinction, it should be pointed out that this meta-
physical application of the razor is entirely inappropriate. The likely
counterargument is that there is nothing sacred about how Ockham
intended this principle to be used. In defense, one may reiterate the
above arguments, that in either form this principle is nothing more
than an arbitrary bias. It is a bias which has often suited the needs of
human scientists, but that gives it no special status in regards to meta-
physical issues such as the mind-body problem.
Perhaps the reader will dismiss Ockham as a partisan, and think
reinterpretation of his maxim is justifiable; even though this reinterpre-
tation doesn’t salvage the argument. In this case, consider the argu-
ment of noted materialist Gerhard Wassermann (1997) regarding the
principle of parsimony. Wassermann’s argument parallels the current
proposition in that both agree that the principle of parsimony is “at
best, an arbitrary convention” (p.36). His analysis actually indicates
that the principle fares much worse than this. According to his obser-
vation and systematization of modern scientific theory, successful theo-
ries accrue more components than their less successful counterparts,
partly because a fruitful theory will lead to many related deductions
and testable hypotheses. The theory is then dependent on the verifica-
tion of those hypotheses; these become essential components of the
theory. Thus, a “good” theory may have many hundreds of component
hypotheses. Wasserman states that the accuracy of a theory is what is
principally important, and that continued invocation of parsimony is an
artifact of scientific indoctrination. While this scientific philosophy
bears only incidentally on the supposed metaphysical version of Ock-
ham’s razor, the recognition of the latter principle likely depends on
the prestige its cousin enjoys in scientific circles. If Wassermann is cor-
rect, the principle of parsimony has no place in modern scientific inves-
tigation and its ontological application would be abandoned, were this
fact to be recognized.
Obviously, there is doubt as to whether Ockham’s razor is always or
even usually a good rule. Furthermore, there is room to question
whether its application to metaphysics or ontology (the philosophical
subdisciplines relevant to the mind-body problem) makes sense. This
has the net effect of opening premise (1) of Churchland’s Raze Dual-
ism argument to doubt, if not outright rejection. Even if one is
unwaveringly committed to the principle of parsimony in all areas of
philosophy as well as science, there are other grounds for dismissing
the argument.
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Raze Dualism 55
3
Note the selectivity here, the importance of which will be apparent
shortly, if it is not already so.
4
Incidentally, this is why books which attempt to use data to demys-
tify consciousness, are alternately circular or frustrating. The futility of
our scientific attempts to explain away consciousness is an issue I hope
to see developed in the future.
5
This remains true, even given an additional dozen years of progress
since Churchland’s book was published.
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cannot do some of the things he claims they have done. The problem
is that the state and potential of artificial intelligence is misrepre-
sented. Indeed, a computer can calculate pi to an unimaginable num-
ber of decimal places, much faster than even the most exceptional
human might. Certain programs can replicate some scientific deduc-
tions, given appropriate data. But the same computers, and more
advanced ones, cannot execute some of the most taken-for-granted
aspects of ordinary cognition. Inferences and decisions which mentally
retarded persons make are beyond the capability of current technol-
ogy, and there is no sign of an impending solution. Some of these diffi-
culties are captured by the classic “frame problem,” which concerns
just how we make inferences about novel problems so quickly when we
do not have the answer itself stored in memory. Questions such as
“does a giraffe wear underwear” are absurdly difficult for a computer
to answer without having the answer itself represented in memory.
Even a slow, heuristic-using, error-making human (who has never
thought about this before and certainly does not have the answer rep-
resented) can answer the question rapidly and accurately. The com-
puter, meanwhile, will work away indefinitely. This is one of the most
difficult problems in the field of AI, and it seems to have remarkable
staying power.
On the basis of this issue and others (such as the difficulty of imple-
menting creativity into AI), some AI researchers challenge Church’s
(1936) thesis that all cognition is computable. Churchland assumes
that Church’s thesis is correct. Unfortunately, space constraints pre-
vent discussing this in detail, since a fuller analysis would require delv-
ing into Churchland’s discussion of computers in a later chapter of the
book, along with Selmer Bringsjord’s challenge to some of the assump-
tions of such arguments (Bringsjord & Ferrucci, 2000). The important
point for the current purpose is that this premise of the Raze Dualism
argument requires further assumptions about the nature of mental
states that are still controversial.6
A sober position for both the materialist and the dualist to take here
would be to acknowledge that both camps have difficulties in explain-
ing certain things clearly, without circularity or paradoxes arising. To
some, materialism may seem more promising, but this is a matter of
faith or speculation.
6
To show this is so, one need not even resort to the fact that Church-
land doesn’t defend the claim that other central properties like emo-
tion and consciousness are addressed by AI. The example of progress
on “reason” is just as murky. Although the quoted paragraph sounds
convincing, Bringsjord (personal communication) cites several exam-
ples of logical problems which are unaddressable by even the most
powerful computers.
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Raze Dualism 57
3. SUMMARY
To sum up, arguments were presented questioning each of the three
premises embedded in Churchland’s rejection of dualism. First, Ock-
ham’s razor is not an unproblematic principle. There is still debate
concerning its appropriateness and doubts about its implementation.
Second, there is no decisive “evidence” concerning the explanatory
supremacy of either of these two worldviews. Sometimes proponents
of both positions make somewhat extravagant claims, their faith in the
position perhaps coloring their view of the evidence and the criteria for
superiority. Finally, even if one accepts the validity of Ockham’s razor
and assumes our metaphysical theories reach a draw on explanation,
we aren’t compelled to accept materialism because there are alterna-
tive positions with a monistic basis.
Metaphysical questions are important to psychology because the
answer a discipline accepts determines the direction of future research,
partially through the mechanism of what is perceived as legitimate
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Raze Dualism 59
References
Author’s Note
The exposition of these arguments owes much to the following indi-
viduals: Ron McClamrock, Selmer Bringsjord, Robert Sternberg, Tram
Neill, and George Berg. Gratitude is likewise extended to Jeff Jack-
son, Kirk Schillinger and others who have endured and even enjoyed
much philosophical discussion concerning this issue and other topics.