Professional Documents
Culture Documents
Volume 12
Editor-in-Chief
Enrico Pattaro, CIRSFID and Law Faculty, University of Bologna, Italy
Advisory Board
Norberto Bobbio †
Ronald M. Dworkin †
Lawrence M. Friedman, Stanford Law School, Stanford University, USA
Knud Haakonssen, Department of History, University of Sussex, UK
Associate Editors
Gerald J. Postema, Department of Philosophy, The University of North
Carolina at Chapel Hill, USA
Peter G. Stein, Emeritus Regius Professor of Civil Law, University
of Cambridge, UK
Assistant Editor
Antonino Rotolo, Department of Legal Studies and CIRSFID, University
of Bologna, Italy
A Treatise of Legal Philosophy and General Jurisprudence
Volume 12
edited by
Enrico Pattaro
CIRSFID and Law Faculty, University of Bologna
and
Corrado Roversi
Department of Legal Studies and CIRSFID, University of Bologna
with contributions by
Mikhail Antonov, André Jean Arnaud, José Manuel Aroso Linhares, Manuel
Atienza, Carla Henriete Bevilacqua Piccolo, Uta Bindreiter, Vihren Bouzov,
Alexander Bröstl, Pierre Brunet, Agostino Carrino, Veronique Champeil-Desplats,
Svein Eng, Carla Faralli, Tomasz Gizbert-Studnicki, Jean Louis Halpérin, Jasminka
Hasanbegoviü, Carlos Miguel Herrera, Hasso Hofmann, Adrian-Paul Iliescu,
Federico Lijoi, Susanna Lindroos-Hovinheimo, Ronaldo Macedo, Luís Meneses do
Vale, Eric Millard, Ivan Padjen, Henrik Palmer Olsen, Marijan Pavþnik, Krzysztof
Páeszka, Benjamín Rivaya, Antonino Scalone, Alessandro Serpe, Ana Margarida
Simões Gaudêncio, Arend Soeteman, José de Sousa e Brito, Constantinos Stamatis,
Giuliana Stella, Simina Tănăsescu, Mark Van Hoecke, Csaba Varga, Rodolfo
Vázquez, Jan WoleĔski
Premise
(by Agostino Carrino and Hasso Hofmann) 3
Bibliography 891
gal Rules, Moral Norms and Democratic Principles, ed. B. Wojciechowski et al.
(Frankfurt, 2013); and “Phronêsis und Tertialität: Die Behandlung des Neuen
als Kern des ‘geworfenen Entwurfs’ des Rechts,” in Von der Spezifikation zum
Schluss: Rhetorisches, topisches und plausibles Schließen in Normen- und Regel-
systemen, ed. L. Philipps and R. Z. Bengez (Nomos Verlag, 2013).
VIHREN BOUZOV is professor of legal philosophy and the logic of the so-
cial sciences at the St. Cyril and St. Methodius University in Veliko Turnovo,
Bulgaria. He is the author of Rationality, Decisions, and Norms in the Global-
ization Era: Essays in Practical Logic (IVIS, 2011). His essay “Rationality, Deci-
sion, and Choice” has been published in the Boston Studies in the Philosophy
of Science (2003), and he has written on legal philosophy, political decision the-
ory, and the philosophy of politics, with publications in Austria, Poland, Ro-
mania, the Czech Republic, and Serbia.
History of Political and Legal Thought (Iura Edition, 1999); Frontisterion (Kal-
ligram, 2009); and “The Slovak Republic,” in Constitutional Law of the EU
Member States, ed. L. Besselink et al. (Kluwer, 2014); and he is the main au-
thor of Revolution und Recht (Peter Lang, 2000); Constitutional Law of the Slo-
vak Republic (Aleš Čeněk, 2013); and Theory of Law (Aleš Čeněk, 2013). From
1999 to 2011, he sat on the executive committee of the International Associa-
tion for Legal and Social Philosophy (IVR) and is serving as president of the
IVR’s Slovak section.
the University of Bologna specializing in the history and philosophy of law and
in computer science and law), as well as editor-in-chief of Ratio Juris, Presi-
dent of the Italian Society for Legal Philosophy, and member of the Bologna
Academy of Sciences.
rights of expression (religious law, academic law, public media law). He has
published in English in Synthesis Philosophica, the Dalhousie Law Journal, the
Croatian Critical Law Review, and Rechtstheorie.
ENRICO PATTARO was born in Rome on April 8, 1941. He has taught phi-
losophy of law and legal informatics at the Bologna University Faculty of Law,
serving as dean from 1977 to 1979. He is now professor emeritus at the Uni-
versity of Bologna. His fields of research are legal philosophy, the history of
ideas, and legal informatics. He has published fifteen books and more than
two hundred articles. Of these he likes to recall “Validità o verificabilità del
diritto?,” Rivista trimestrale di diritto e procedura civile (1966) and The Law
and the Right: A Reappraisal of the Reality That Ought to Be (Springer, 2005).
His achievements include founding CIRFID (Centre for Research in Legal
Philosophy and Legal Computer Science) in 1986, and Ratio Juris: An Inter-
national Journal of Jurisprudence and Philosophy of Law (Oxford, UK) in 1987,
as well as conceiving and designing the present multi-author Treatise of Legal
Philosophy and General Jurisprudence in the late 1990s, realizing it in twelve
volumes published by Springer from 2005 to 2016. He has served as president
(1995-1999), and is now honorary president, of the International Association
for the Philosophy of Law and for Social Philosophy (IVR).
In 1995, a world congress for the philosophy of law was held in Bologna,
and it turned out to be very successful. Attending the event were more than
700 participants, and among the speakers were Norberto Bobbio, Ronald
Dworkin, Jürgen Habermas, and Amartya Sen. A good deal of meeting and
greeting took place on that occasion—much of it fleeting, to be sure, but
important to me nonetheless—and an interesting encounter was that with
Hendrik Van Leusen, who approached me on behalf of the publishing house
Kluwer and asked me what Kluwer could do so that I might turn over to
it a journal I had founded in 1987 under the title Ratio Juris: An Interna-
tional Journal of Jurisprudence and Philosophy of Law. I replied that the bond
sealed with the Oxonian publisher Basil Blackwell was as strong as ever: For
no reason, therefore, was I going to break up it. So Mr. Van Leusen asked
me whether by any chance there was any other project I might have been
contemplating in the philosophy of law which Kluwer could be interested in.
I answered that I would have given that proposition some thought, but in
fact some thinking had already been going on in my mind, with an idea I
had already put on the drawing board, though I hadn’t proposed it to any
publisher yet: It was a project for a multivolume treatise of legal philosophy
containing both a theoretical part and a historical one, and it was this project
that after the congress I submitted to Hendrik Van Leusen. It drew serious
interest from Kluwer. A number of meetings ensued, among them with Alex-
ander Schimmelpenninck. And thus began the Treatise adventure, in which
I involved several scholars, especially Michael Lobban, Fred D. Miller Jr.,
Aleksander Peczenik, Gerald J. Postema, Patrick Riley, Hubert Rottleuthner,
and Roger A. Shiner: We met quite a number of times (holding seminars as
well as dedicated meetings), and these scholars would go on to become the
authors and editors of several of the volumes that make up the Treatise. It
was a rewarding intellectual experience that I fondly go back to now that the
Treatise has come to completion, after a demanding ten-year endeavour that
has led to twelve volumes.
In 2005, Corrado Roversi was the assistant editor of Volume 1 of the Trea-
tise, which I authored. Now we are coeditors of the present Volume 12, which
concludes the Treatise.
Corrado Roversi has since 2005 established a scholarly reputation in Italy
and abroad for his fine work in legal ontology. As coeditor of Volume 12, he
has coordinated not only the editorial team in Bologna but also the sixty-three
authors who from every part of the world have taken part in its realization.
XXXIV TREATISE, 12 (1) - 20TH CENTURY: THE CIVIL LAW WORLD
And the two tomes of Volume 12 would not have seen the light of day had it
not been for the work he devoted to it.
So thank you Corrado, and welcome among us. I am quite happy to devote
to you these very words that Norberto Bobbio so graciously wrote to me in
1966.
Enrico Pattaro
PREFACE BY THE EDITORS OF VOLUME 12
With this Volume 12 (published in two tomes), this Treatise of Legal Philoso-
phy and General Jurisprudence reaches completion.
The first five volumes are devoted to theoretical problems: Volume 1, by
Enrico Pattaro, thrashes out the crucial problem of the distinction between the
law and the right, taking a few historical detours of considerable length along
the way; Volume 2, by Hubert Rottleuthner, takes on the problem of the foun-
dations of law; Volume 3, by Roger A. Shiner, addresses that of the sources of
law; Volume 4, by Aleksander Peczenik, that of legal doctrine as a source of
law and as mode of knowing the law; and Volume 5, by Giovanni Sartor, turns
to legal reasoning within the context of a cognitive approach to law.
The next seven volumes are instead historical and have been framed in
light of a broad distinction between the philosophy of law done by philoso-
phers, on the one hand, and that done by jurists, on the other.1 Volumes 6 and
10 are devoted to the philosophers’ philosophy of law: Volume 6, edited by
Fred D. Miller, Jr., and Carrie-Ann Biondi, discusses the philosophers’ phi-
losophy of law from the ancient Greeks to the Scholastics, and Volume 10, by
Patrick Riley, covers the philosophers’ philosophy of law from the 17th cen-
tury to our days. Volume 7, edited by Andrea Padovani and Peter G. Stein,
looks at the jurists’ philosophy of law (as we have termed it) from Rome to
the 17th century.
With the 17th century, and in particular with the advent of the modern
school of natural law, the picture grows more complex. Next to the philoso-
phers’ philosophy of law (the kind found in Aristotle, Saint Augustine, Kant,
and Hegel, for example) and the jurists’ philosophy of law (like that of Ulpian,
Accursius, Domat, and Gény), we set the legal philosophers’ philosophy of
law, or what might be called philosophy of law par excellence. In fact, prior to
the modern era there was no distinct discipline that could be called legal phi-
losophy. It was only in the modern age that thinkers began to view themselves
as legal philosophers, and for a long time the consensus was that the philoso-
phy of law par excellence was the rationalist school of natural law, which is
traditionally made to begin with Grotius (1583–1645), and which was devel-
oped in the 17th century and firmed up in its Enlightenment form in the 18th
century: It is this school that produced the first philosophy of law to have been
considered the first classic instance of what we are here calling the legal philos-
ophers’ philosophy of law. The second classic example of a legal philosophers’
1
The distinction between the philosophers’ philosophy of law and the jurists’ philosophy of
law is by Norberto Bobbio.
XXXVI TREATISE, 12 (1) - 20TH CENTURY: THE CIVIL LAW WORLD
philosophy of law in the history of legal thought was, ironically, German legal
positivism, which proclaimed the end of the legal philosophers’ philosophy of
law as embodied in the rationalist natural law theory of the 17th and 18th cen-
turies and replaced it with the allgemeine Rechtslehre, that is, with the general
doctrine, or theory, of law.
Of course, the threefold distinction among the philosophers’ philosophy of
law, the jurists’ philosophy of law, and the legal philosophers’ philosophy of
law only expresses broad groupings across all historical volumes and involves a
good deal of simplification.2
Volume 8 of this Treatise, by Michael Lobban, surveys the philosophy of
law in the common law world from 1600 to 1900, discussing not only the ju-
rists’ philosophy of law but also the legal philosophers’ philosophy of law (as
we have termed it). In Volume 9—edited by Damiano Canale, Paolo Grossi,
and Hasso Hofmann, and devoted to legal philosophy in the civil law world
from 1600 to 1900—the reader will find some chapters mostly concerned with
the jurists’ philosophy of law and others mostly concerned with the legal phi-
losophers’ philosophy of law. Volume 11, by Gerald Postema, and the present
Volume 12 are both devoted to the philosophy of law in the 20th century, the
former covering the common law world and the latter, in two tomes, the civil
law world.
***
The reason for the imbalance between Volumes 11 and 12 of the Treatise, the
latter being much longer that the former, is that, unlike the civil law world, the
common law world is in effect a single world as concerns legal philosophy in
the countries taken into account—a single broad context comprising a range of
countries that all speak the same language, English, and share the same back-
ground culture, in such a way that even the debate in legal philosophy in this
world can be considered internally borderless. The civil law world, by contrast,
cannot be described as unitary. In fact, far from forming a cohesive mass across
time and space, the civil law countries taken into account (those of continental
Europe and Latin America) rather look like a patchwork of fragments that over
the course of the 20th century cannot even be said to make up something like
a single mosaic. Especially as concerns the civil law countries of continental
Europe, the 20th century has been a “short” one, as Eric Hobsbawm has de-
scribed it, considering that its shaping moments spanned from 1914 to 1991:
An extremely complex and chaotic century, in that these countries have been a
theatre of two world wars and home to terrible dictatorships which, over and
above that, have sponsored their own philosophies, not to mention that the
2
Further details on the organization of this Treatise can be found in Volume 6, pp. XVI–
XVII, and Volume 9, pp. XV–XVII.
PREFACE BY THE EDITORS OF VOLUME 12 XXXVII
same countries have in the same period been welded together and dismem-
bered, and then reassembled and broken up again.
The civil law countries we are treating in this volume are thirty-one, con-
sidering the map after the dissolution of the USSR: Argentina, Austria, Bel-
gium, Brazil, Bulgaria, Chile, Colombia, Croatia, the Czech Republic, Den-
mark, Finland, France, Germany, Greece, Hungary, Italy, Mexico, the Neth-
erlands, Norway, Peru, Poland, Portugal, Romania, Russia, Serbia, Slovakia,
Slovenia, Spain, Sweden, Uruguay, and Venezuela. What is more, these civil
law countries do not all share a single language: The languages spoken in them
are twenty. For these reasons, while it has been possible for Volume 11, on
legal philosophy in the common law world, to be entrusted to a single au-
thor—someone who, needless to say, had to be possessed of great mastery and
learning, and for this we turned to Gerald Postema—a treatment of legal phi-
losophy in the civil law world proved to be an endeavour for which we instead
had to rely on the expertise of a wide range of contributors, both to achieve
completeness and to reflect the language and culture distinctive to each of the
countries considered.
The contributors to this volume are sixty-three. It should be borne in mind,
in this respect, that under the Treatise rules, all contributors had to be native
speakers of the languages spoken in the countries they were writing about, or
at least they had to be so proficient in those languages as to be able to master
the works in their original language. And, after all, English, the lingua franca
chosen for the Treatise, is not spoken in any of the civil law countries here con-
sidered.3 Moreover, these countries are marked not only by linguistic differenc-
es but also by significant cultural ones, some of them contingent on whether or
not the philosophy of law itself figures as an academic subject at university. For
this reason we have thought it best to give all contributors the greatest freedom
and responsibility in selecting the thinkers they would discuss, as well as their
number, and also in framing an approach to the legal philosophy they would
canvass and the amount they would cover in the countries assigned to them
(a task that also meant providing the bibliography with English translations
of each of the foreign titles cited in the text). Also, although in several cases
we have worked closely with the authors on the English in which their manu-
scripts were written, so as to make the language as clear as possible, responsi-
bility for the English translations ultimately rests with the authors themselves.
We initially considered the idea of presenting 20th-century legal philoso-
phy in civil law countries in a crosswise fashion, as it were, that is, by orienta-
tion of thought. This idea turned out to be impracticable, however, because
that would have required, for each current, either a single author capable of
proficiently handling its complex development across many different civil law
3
A different matter is, of course, Scotland. By the same token, it bears recalling that this
Treatise does not include the Asian and African countries within its purview.
XXXVIII TREATISE, 12 (1) - 20TH CENTURY: THE CIVIL LAW WORLD
***
German thought in the second half of the 19th and the first half of the 20th
century is the source of most of the philosophies developed in the civil law
countries under consideration. In that crucible some ambitious speculative
philosophical projects were forged, pursuing which thinkers of great prestige
and erudition limned out their visions in bold concepts, engaging with one an-
other in the common horizon of philosophy of the spirit, within which these
thinkers each sought in their own way to arrive at definitive truths. We are
mainly thinking here of neo-Kantianism, neo-Hegelianism, and phenomenolo-
gy, in its different inflections. So, too, in the same German-speaking countries,
in the first half of the 20th century, there also flourished logical empiricism or
neoempiricism (pursued in Vienna and Berlin), psychoanalysis, and the logis-
tic normativism pursued in Brno and Vienna. So-called Nazi philosophy has
rightly been condemned in the court of history.
Owing to the outsize importance the philosophical developments in Ger-
man-speaking countries have had in the civil law world, the first part in the
first tome of Volume 12 has been given over precisely to German-language le-
gal philosophy (ten chapters overall). We then followed a geographical crite-
rion, looking as well to bring out some cultural contiguities, so the second part
of the same tome treats the philosophy of law in the southern European coun-
tries and in France. The third part covers the countries of eastern Europe and
the fourth those of northern Europe. Finally, we devoted the fifth part to the
legal philosophy of the Latin American countries.
It was important for us in this project to cover as much ground as possible.
For this reason we have chosen to cast a wide net, gathering all the information
PREFACE BY THE EDITORS OF VOLUME 12 XXXIX
we could from the various recesses of this scattered and fragmentary world,
rather than following an already scripted “story” or path, precisely because no
such unitary path exists. In this way we hope to have done the best service pos-
sible to scholars interested in the historical development of legal philosophy
in the civil law countries of Europe and Latin America. Some difficult choices
had to be made in deciding whom to include and whom to exclude, and in the
end we came up with this criterion: We would only include thinkers who can
be described as legal philosophers or legal theorists in a strict sense (at least
as concerns a significant part of their work). For this reason, we have decided
not to discuss cross-cutting figures, an example being Michel Foucault. In this
respect, Volume 12 certainly hews to the same line as Volume 11 (this can be
appreciated by looking at Gerald Postema’s preface to that volume).
***
A great deal of effort has gone into the design and realization of the two
tomes making up this Volume 12 of the Treatise, and there are many people we
would like to thank for the precious help they have offered. They include Car-
la Faralli, director of CIRSFID (the Interdepartmental Centre for Research in
the History, Sociology, and Philosophy of Law and in Computer Science and
Law, based at the University of Bologna), who in that role has always encour-
aged and supported our work; Neil Olivier of Springer, for his help and pa-
tience in taking the project through its various stages, starting from the prelim-
inary discussions we had in 2007 at the congress held that year in Cracow by
the International Association for Legal and Social Philosophy (IVR); Gerald
Postema, who as associate editor of the Treatise has contributed his outstand-
ing scholarship; Sandra Tugnoli, without whose help Enrico Pattaro would not
have been able to keep working from home; Antonino Rotolo, who as assis-
tant editor of the Treatise has offered his experience in making several crucial
editorial choices; Erica Calardo, Francesca Faenza, Migle Laukyte, and Nico-
letta Bersier, who have served as assistant editors for this volume and without
whom it simply would not have seen the light of day; and our English editor,
Filippo Valente, for helping to make much of the text more readable (Chapter
10 of Tome 1 has been copyedited by Alexa Nieschlag). Finally, our gratitude
goes to all the authors who agreed to contribute to this project, and who have
continued to work closely with us over the years.
Enrico Pattaro
Corrado Roversi
University of Bologna School of Law CIRSFID
(Interdepartmental Centre for Research in the History, Sociology,
and Philosophy of Law and in Computer Science and Law)
A Treatise of Legal Philosophy and General Jurisprudence
Volume 12
Editor-in-Chief
Enrico Pattaro, CIRSFID and Law Faculty, University of Bologna, Italy
Advisory Board
Norberto Bobbio †
Ronald M. Dworkin †
Lawrence M. Friedman, Stanford Law School, Stanford University, USA
Knud Haakonssen, Department of History, University of Sussex, UK
Associate Editors
Gerald J. Postema, Department of Philosophy, The University of North
Carolina at Chapel Hill, USA
Peter G. Stein, Emeritus Regius Professor of Civil Law, University
of Cambridge, UK
Assistant Editor
Antonino Rotolo, Department of Legal Studies and CIRSFID, University
of Bologna, Italy
A Treatise of Legal Philosophy and General Jurisprudence
Volume 12
edited by
Enrico Pattaro
CIRSFID and Law Faculty, University of Bologna
and
Corrado Roversi
Department of Legal Studies and CIRSFID, University of Bologna
with contributions by
Bibliography 757
and member of the Executive Committee of the IVR. Among his recent books
are L’indirizzo analitico nella filosofia del diritto, vol. I, Da Bentham a Kelsen
(Giappichelli, 2009); Técnicas de interpretación juridica: Breviario para juristas
(Marcial Pons, 2011); Desencantos para abogados realistas (Externado, 2012); and
El análisis económico del derecho en los Estados Unidos (Palestra, 2013).
tional journals and conferences and has been awarded research grants from
national research agencies in Luxembourg (Ministry of Culture, Higher Edu-
cation, and Research), the Netherlands (NWO), and the UK (EPSRC).
diritto (Giappichelli, 2008); and Il valore logico delle norme (Adriatica D.A., 2d
ed., 2012). With A. G. Conte, P. Di Lucia, A. Incampo, and W. Żełaniec he has
co-written Ricerche di Filosofia del diritto (Giappichelli, 2007). He is editor of
Atto giuridico (Adriatica, 2002). He has co-edited Filosofie della norma, with
L. Passerini Glazel (Giappichelli, 2012), and Antropologia della vendetta, with
M. Masia (Edizioni Scientifiche Italiane, 2015).
ENRICO PATTARO was born in Rome on April 8, 1941. He has taught phi-
losophy of law and legal informatics at the Bologna University Faculty of Law,
A NOTE ON THE AUTHORS AND THE CONTRIBUTORS - TOME 2 XXIII
serving as dean from 1977 to 1979. He is now professor emeritus at the Uni-
versity of Bologna. His fields of research are legal philosophy, the history of
ideas, and legal informatics. He has published fifteen books and more than
two hundred articles. Of these he likes to recall “Validità o verificabilità del
diritto?,” Rivista trimestrale di diritto e procedura civile (1966) and The Law
and the Right: A Reappraisal of the Reality That Ought to Be (Springer, 2005).
His achievements include founding CIRFID (Centre for Research in Legal
Philosophy and Legal Computer Science) in 1986, and Ratio Juris: An Inter-
national Journal of Jurisprudence and Philosophy of Law (Oxford, UK) in 1987,
as well as conceiving and designing the present multi-author Treatise of Legal
Philosophy and General Jurisprudence in the late 1990s, realizing it in twelve
volumes published by Springer from 2005 to 2016. He has served as president
(1995-1999), and is now honorary president, of the International Association
for the Philosophy of Law and for Social Philosophy (IVR).