ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF (ARKQ) HOLDINGS

As of 03/09/2021

Company Ticker CUSIP Shares Market Value($) Weight(%)

1 TESLA INC TSLA 88160R101 529,492 356,655,221.36 10.90

2 BAIDU INC - SPON ADR BIDU 056752108 697,838 184,424,626.64 5.64
3 TRIMBLE INC TRMB 896239100 2,400,113 168,895,951.81 5.16
4 JD.COM INC-ADR JD 47215P106 1,825,823 163,465,933.19 5.00
5 DEERE & CO DE 244199105 459,178 161,947,488.82 4.95
6 ALPHABET INC-CL C GOOG 02079K107 63,020 129,361,154.00 3.95
7 TERADYNE INC TER 880770102 1,130,516 128,132,683.44 3.92
8 KRATOS DEFENSE & SECURITY KTOS 50077B207 5,100,601 126,188,868.74 3.86
9 NXP SEMICONDUCTORS NV NXPI N6596X109 628,817 115,589,140.94 3.53
10 KOMATSU LTD -SPONS ADR KMTUY 500458401 3,595,585 110,204,680.25 3.37
11 CATERPILLAR INC CAT 149123101 439,322 95,245,009.60 2.91
12 LOCKHEED MARTIN CORP LMT 539830109 268,767 90,708,862.50 2.77
13 TELEDYNE TECHNOLOGIES INC TDY 879360105 210,731 80,897,523.59 2.47
14 NVIDIA CORP NVDA 67066G104 157,240 78,747,364.40 2.41
15 IRIDIUM COMMUNICATIONS INC IRDM 46269C102 1,930,276 77,288,251.04 2.36
16 NIU TECHNOLOGIES-SPONS ADR NIU 65481N100 1,860,243 71,619,355.50 2.19
17 MATERIALISE NV-ADR MTLS 57667T100 1,817,197 69,744,020.86 2.13
18 TAIWAN SEMICONDUCTOR-SP ADR TSM 874039100 566,225 65,897,265.50 2.01
19 NANO DIMENSION LTD - ADR NNDM 63008G203 6,858,030 65,014,124.40 1.99
20 BYD CO LTD-UNSPONSORED ADR BYDDY 05606L100 1,320,208 64,888,355.22 1.98
21 WORKHORSE GROUP INC WKHS 98138J206 3,885,735 63,531,767.25 1.94
22 MAGNA INTERNATIONAL INC MGA 559222401 706,213 62,153,806.13 1.90
23 AEROVIRONMENT INC AVAV 008073108 571,523 60,792,901.51 1.86
24 SYNOPSYS INC SNPS 871607107 256,429 58,568,383.60 1.79
25 INTUITIVE SURGICAL INC ISRG 46120E602 78,837 55,406,643.60 1.69
26 VIRGIN GALACTIC HOLDINGS INC SPCE 92766K106 1,684,398 50,868,819.60 1.55
27 RAVEN INDUSTRIES INC RAVN 754212108 1,164,334 44,046,755.22 1.35
28 TENCENT HOLDINGS LTD-UNS ADR TCEHY 88032Q109 496,230 42,611,270.10 1.30
29 2U INC TWOU 90214J101 1,067,297 39,564,699.79 1.21
30 ELBIT SYSTEMS LTD ESLT M3760D101 270,928 36,361,246.88 1.11
31 PACCAR INC PCAR 693718108 381,534 36,333,482.82 1.11
32 ALIBABA GROUP HOLDING-SP ADR BABA 01609W102 142,639 33,968,051.46 1.04
33 STRATASYS LTD SSYS M85548101 1,311,556 32,041,313.08 0.98
34 ANSYS INC ANSS 03662Q105 103,835 31,981,180.00 0.98
35 EXPERIENCE INVESTMENT CORP-A EXPC 30217C109 2,581,533 30,436,274.07 0.93
36 PROTO LABS INC PRLB 743713109 229,887 29,335,880.07 0.90
37 XILINX INC XLNX 983919101 236,283 28,420,119.24 0.87
38 EXONE CO/THE XONE 302104104 886,171 27,834,631.11 0.85
39 VUZIX CORP VUZI 92921W300 1,414,438 22,362,264.78 0.68
40 AUTODESK INC ADSK 052769106 74,033 19,542,491.01 0.60
41 ONE - CLASS A AONE G7000X105 1,447,297 17,049,158.66 0.52
42 UNITY SOFTWARE INC U 91332U101 164,285 16,108,144.25 0.49
43 ATLAS CREST INVESTMENT COR-A ACIC 049284102 1,412,965 15,443,707.45 0.47
44 MORGAN STANLEY GOVT INSTL 8035 X9USDMORS 8,771,298 8,771,297.96 0.27
45 ORGANOVO HOLDINGS INC ONVO 68620A203 175,137 1,996,561.80 0.06
46 AMAZON.COM INC AMZN 023135106 214 655,449.90 0.02
47 APPLE INC AAPL 037833100 4,368 528,899.28 0.02
48 ROCKWELL AUTOMATION INC ROK 773903109 1,228 318,936.16 0.01
49 FLIR SYSTEMS INC FLIR 302445101 5,433 294,631.59 0.01

The principal risks of investing in ARK ETFs include equity, market, management and non-diversification risks, as well as fluctuations in market
value and net asset value ("NAV"). Investors should carefully consider the investment objectives and risks as well as charges and expenses of
an ETF before investing. This and other information are contained in each ETF's prospectus, which may be obtained by contacting the ETF's
transfer agent The Bank of New York Mellon or by clicking here. Please read the prospectus carefully before you invest.
The market price of ETF shares may differ significantly from their NAV during periods of market volatility. ETF shares may only be redeemed
directly with the ETF at NAV by Authorized Participants, in very large creation units.
Holdings are subject to change without notice and are not a recommendation to buy or sell any security.
There can be no guarantee that an active trading market for ETF shares will develop or be maintained, or that their listing will continue or remain
unchanged. Buying or selling ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur
brokerage costs that detract significantly from investment returns.
©2021, ARK Investment Management LLC. All content is original and has been researched and produced by ARK Investment Management LLC
unless otherwise stated. No part of this content may be reproduced in any form, or referred to in any other publication, without the express
written permission of ARK Investment Management LLC. All statements made regarding companies, securities or other financial information on
this site or any sites or articles relating to ARK Investment Management LLC are strictly beliefs and points of view held by ARK Investment
Management and are subject to change without notice. Information contained herein has been obtained from sources believed to be reliable, but
not guaranteed. This material has been distributed for informational purposes only and should not be considered as investment advice or a
recommendation of any particular security, strategy or investment product.