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Legal and political myths of the Treaty on the


Prohibition of Nuclear Weapons

Edward M. Ifft & David A. Koplow

To cite this article: Edward M. Ifft & David A. Koplow (2021) Legal and political myths of the Treaty
on the Prohibition of Nuclear Weapons, Bulletin of the Atomic Scientists, 77:3, 134-139, DOI:
10.1080/00963402.2021.1912198

To link to this article: https://doi.org/10.1080/00963402.2021.1912198

Published online: 11 May 2021.

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BULLETIN OF THE ATOMIC SCIENTISTS
2021, VOL. 77, NO. 3, 134–139
https://doi.org/10.1080/00963402.2021.1912198

OTHER FEATURES

Legal and political myths of the Treaty on the Prohibition of Nuclear Weapons
Edward M. Ifft and David A. Koplow

ABSTRACT KEYWORDS
The Treaty on the Prohibition of Nuclear Weapons is an important diplomatic, political, and legal Nuclear nonproliferation;
landmark in the longstanding effort to abolish nuclear weapons. It has already been joined by 54 Treaty on the Prohibition of
countries, but has been rejected by all the states that currently possess nuclear weapons. Accurate Nuclear Weapons; Nuclear
Non-Proliferation Treaty;
and even-handed analysis of the treaty’s potential contributions, its relationship to other legally-
Vienna Convention on the
binding instruments, and its likely future have been obscured by the perpetuation of a series of Law of Treaties
legal and political myths, which this article seeks to expose and clarify.

The Treaty on the Prohibition of Nuclear Weapons the treaty without addressing questions regarding
(TPNW) is, by any measure, a major milestone in interna­ humanitarian issues, deterrence, and verification that
tional law and nuclear security policy. It is the first treaty in have been discussed in detail elsewhere.
history that categorically and permanently prohibits for all
its parties the testing, possession, transfer, use, or threat of
A network of treaties
use of nuclear weapons, and that aims for universal parti­
cipation. The treaty entered into force on January 22, 2021 The Treaty on the Prohibition of Nuclear Weapons is
and has already attracted 54 parties and an additional 32 a remarkable, stand-alone instrument in a field already
signatories, although all the countries that possess nuclear populated by a series of interrelated international agree­
weapons, along with their closest allies, have stayed away. ments. The treaty’s parties are not required to join the
In this article, we take no position on the treaty’s sub­ Non-Proliferation Treaty, or to adhere to the 1996
stantive merits. The treaty’s proponents herald the agree­ Comprehensive Nuclear Test Ban Treaty, or to accept
ment as a major accomplishment in the longstanding the Additional Protocol applicable to safeguards agree­
effort to eliminate all nuclear weapons and to keep the ments with the International Atomic Energy Agency – all
world free from this historic scourge. These humanitarian key multilateral bulwarks against the spread of nuclear
achievements would mark the eagerly-awaited fulfillment weapons. In addition, many of the relevant states are also
of the nuclear disarmament commitment contained in already parties to one of the regional nuclear-weapon-free
Article VI of the 1968 Nuclear Non-Proliferation Treaty -zone treaties that establish binding legal obligations that
(NPT). The TPNW could become a significant conceptual partially overlap those of the TPNW.
watershed, helping to stigmatize the continued possession The original concept behind the Treaty on the
of nuclear weapons and reenergizing the global effort to Prohibition of Nuclear Weapons was that the negotiators
abolish them in a timely fashion. would produce an integrated package of two legally-
On the other hand, the treaty’s critics observe that it has binding documents. The first would be a relatively brief
been joined – and for the foreseeable future likely will be instrument in which the world would declare that nuclear
joined – only by states that do not possess and have already weapons are (or should be) illegal and that all existing
legally foresworn nuclear weapons. The treaty will not, by nuclear weapons must be promptly eliminated. This
itself, accomplish the destruction of even a single warhead. would be followed by a second, much more detailed docu­
Our attempt here is to place the Treaty on the ment, modeled after the 1993 Chemical Weapons
Prohibition of Nuclear Weapons in its appropriate poli­ Convention, that would establish procedures for the elim­
tical and legal context, to identify a few of its signal ination of all such weapons, create an effective verification
accomplishments and shortcomings, and to address regime, define all relevant terms, and more. This approach
a series of sometimes-deliberate myths or mischaracter­ would resemble many prior successful major arms control
izations that have impeded careful analysis of the treaties.
treaty’s place in the annals of disarmament efforts. We What actually happened, however, was a short and
hope to sort out confusing or conflicting claims about efficient negotiating conference at the United Nations

CONTACT David A. Koplow koplow@law.georgetown.edu


© 2021 Bulletin of the Atomic Scientists
BULLETIN OF THE ATOMIC SCIENTISTS 135

headquarters in New York in 2017 that melded these two all good myths, these contain certain elements of truth.
documents into a single treaty. The negotiators established However, their overall effect is misleading, sometimes
a firm, comprehensive, legal prohibition on nuclear weap­ deliberately so, in pursuit of political advantage. The first
ons but deferred crucial technical details for later work by three myths have been propagated by the treaty’s suppor­
whoever eventually turned out to be the treaty’s parties. ters while the last three are attributable to its opponents.
They appeared to assume that all or many of the states with Myth 1: The Treaty on the Prohibition of Nuclear
nuclear weapons would join the deliberations. However, Weapons constitutes international law. This myth exempli­
this was not to be. The result has been that all of the states fies the category of “true but inaccurate.” That is, as an
with the most nuclear expertise – in particular, the United international agreement concluded between states in writ­
States and Russia with their decades of Strategic Arms ten form and governed by international law, the document
Limitation Talks/Intermediate-range Nuclear Forces certainly fits the definition of a “treaty” under the Vienna
Treaty/Strategic Arms Reduction Treaty/New Strategic Convention on the Law of Treaties, Article 2.1(a). In that
Arms Reduction Treaty experience – were unavailable to sense, it constitutes binding international law. But that
help design the crucial details of implementation. Those characterization is woefully incomplete without the impor­
states, in fact, opposed the entire enterprise and have tant caveat that, like any other treaty, the TPNW is law
denounced the TPNW in its current form. only for the states that voluntarily agreed to join. It has no
authority over the United States, Russia, China, or the
other countries that have elected to stay away.
Aspirational or legally binding
Article 34 of the Vienna Convention on the Law of
Coming to grips with this situation, some advocates of the Treaties makes explicit the general rule that “A treaty
Treaty on the Prohibition of Nuclear Weapons have recog­ does not create either obligations or rights for a third
nized that the document cannot accomplish its object and State without its consent.” This means that while 54
purpose without a dramatic change of heart by the five states have joined the TPNW and adopted its full slate
permanent members of the Security Council and the other of legal obligations, the vast majority of the world’s
nuclear weapons possessors. Accordingly, some propo­ countries – representing an even vaster majority of the
nents now say that the treaty is, in part, an “aspirational” world’s population – are legally immune from it.
document whose primary, immediate purpose is to shift For comparison, it could be stated that any bilateral
the terms of the international debate about nuclear weap­ treaty – such as the 2010 New START Treaty between
ons from a dialogue about deterrence toward greater sen­ the United States and Russia – constitutes international
sitivity to the humanitarian consequences of nuclear law. For those two participants, that characterization is
activities. As part of this process, the treaty aspires to completely true. But adding “for those states” to this
pressure the nuclear weapons states to see the light. To sentence would describe the legal situation more accu­
borrow a phrase, it is to be taken seriously, but not literally. rately. In like manner, multilateral treaties such as the
Arms control treaties often emphasize lofty aspira­ NPT are binding international law, but their restrictions
tions, such as by placing reference to longer-term goals are legally irrelevant to those states that, in the exercise
in a preamble. To be sure, the Treaty on the Prohibition of their national sovereignty, have elected not to adhere.
of Nuclear Weapons does have an unusually expansive Implying otherwise is intellectually dishonest.
preamble engaging in that sort of rhetoric. However, Myth 2: The contents of the Treaty on the Prohibition
a document with so many legally binding provisions is of Nuclear Weapons constitute (or will soon constitute)
not merely aspirational; it is legally actionable. The customary international law. Sometimes the contents of
treaty’s awkward problem is that it was primarily a treaty do pass into customary international law,
drafted to apply to states with nuclear weapons, but all thereby assuming a binding quality even for states that
of its current parties are states without such weapons. have opted out of the treaty. In particular, a multilateral
Some have since suggested that the nuclear weapon law-making instrument that has been designed to attract
states should, in response, draft their own parallel treaty widespread or even universal adherence and that does in
that incorporates the provisions they identify as neces­ fact win nearly that degree of support, can thereby
sary to a more effective engagement. The legal confusion generate or reflect new norms of customary interna­
this process could generate is obvious. tional law.
In the realm of arms control, something of that sort
probably happened with the 1967 Outer Space Treaty
A series of myths
and the Chemical Weapons Convention. Much, if not
Six legal and political myths surround the status and effects all, of the substantive content of their respective ban
of the Treaty on the Prohibition of Nuclear Weapons. Like provisions would now be regarded as applicable to all
136 E. M. IFFT AND D. A. KOPLOW

states, even beyond the significant numbers of states should respect. Here, treaty advocates who realistically
that have ratified or acceded to them. (It should be concede the first two points – that the TPNW has no
noted that the unwritten nature of customary interna­ legally binding force upon non-parties and that it does
tional law inherently generates a degree of ambiguity not constitute, and probably never will constitute, cus­
about its applicability – there is often no authoritative tomary international law – retreat to a less strident form
mechanism for determining whether and when of argumentation. In this instance, they use a mélange of
a particular rule becomes binding. Even with respect carefully chosen terms to suggest an importance that
to these two treaties, it would be hard to prove that runs well beyond their real meaning.
they reflect customary international law, though most The term “norm,” for example, is marvelously vague.
informed observers would claim as much.) Sometimes, it is used as a synonym for “rule” or “law.”
The standard criteria defining customary interna­ Other times, it conveys a softer meaning, such as “prin­
tional law focus on establishing and maintaining ciple” or “tradition.” Often it refers to a practice that has
a longstanding, widespread pattern of concordant state been hallowed by widespread respect, but whose viola­
behavior, undertaken out of a sense of legal obligation tion results in social or political, rather than legal,
and accepted by the community of states. To be sure, stigma. In that latter sense, the Treaty on the
there are plenty of indefinite terms in that definition, Prohibition of Nuclear Weapons could be a candidate
and there is often scope for debate, for example, about for a “norm” because the treaty entrepreneurs earnestly
whether a pattern has been sufficiently “widespread” or want additional states to behave in conformity with it
“longstanding” to meet the test. and activists will attempt to persuade, cajole, entice, or
For the Treaty on the Prohibition of Nuclear pressure wavering states to join. But there is no inter­
Weapons, however, most would agree that the behavior national legal content to enforce that behavior.
of 54 states, together with a duration that started as Likewise, this myth expresses what states “should” do
recently as January 22, 2021, would be insufficient. regarding the treaty, rather than relying upon the legally
This conclusion is especially inescapable since many of operative verb “shall.” And those who promote this
the nonparticipants have not been merely passively dis­ myth call upon states to “respect” the treaty, rather
engaged; they have been active in opposition, resisting than the tougher mandate to “obey” or “carry out” its
the entire diplomatic initiative and rigidly declaring terms. They sometimes denigrate the states that oppose
their objection to the treaty and its negotiation. the treaty as “outlaws” for acting in defiance of interna­
It is also generally accepted that in the articulation of tional standards of behavior.
a pattern of state behavior regarding customary inter­ All of this extravagant rhetoric is designed, like many
national law, there is no principle of “one state, one other myths, to convey a seemingly stronger message than
vote.” That is, states that are especially active in the the underlying truth supports. States that have not joined
particular field, or that are specially affected by the the treaty have no obligation to uphold it. Advocates can
putative rule, carry more weight. With nuclear weapons, call upon them to join or, short of joining, exhort them to
all states are potentially affected in vital ways. However, respect and support it more abstractly. While these actions
the attitudes and actions of the five permanent members are a completely fair sort of political gamesmanship, there
of the UN Security Council and the other countries that is no legal authority behind that ploy, and it is misleading
possess nuclear weapons cannot be ignored. All of those to imply the existence of some quasi-lawful mandate. The
states have overtly opposed the treaty. Treaty on the Prohibition of Nuclear Weapons may help
Finally, it should also be noted that any state may shift global consciousness by stigmatizing nuclear weapons
exempt itself from a rule of customary international law with the kind of fervor previously attached to anti-
by positioning itself as a “persistent objector” (or “consis­ personnel land mines or blinding lasers. The historical
tent dissenter”) from the norm. This opposition must be trend line may even point in that direction. However,
public and must be sustained from the outset. In the case that transformation has not yet occurred.
of the Treaty on the Prohibition of Nuclear Weapons, the Myth 4: The Treaty on the Prohibition of Nuclear
consistent, vigorous opposition from the United States Weapons will undermine the NPT. Treaty opponents are
and several others would surely qualify. Thus, even if just as prone to hyperbolic rhetoric as are the supporters.
the treaty were somehow deemed to have risen to the Here, as above, there is valid cause for legal attention.
status of customary international law, many important Article 30 of the Vienna Convention on the Law of
states would have effectively exempted themselves from it. Treaties addresses successive treaties relating to the same
Myth 3: The Treaty on the Prohibition of Nuclear subject matter. In a nutshell, if states A, B, and C join treaty
Weapons constitutes an international norm that states One, and then later, A and B (but not C) also join treaty
BULLETIN OF THE ATOMIC SCIENTISTS 137

Two addressing the same topic, the legal relationships of honest fidelity to the NPT. The nuclear weapons
among them can become complex. Between A and B, possessors are right to be apprehensive about growing
treaty Two will prevail. Between A and C, or between support for the Treaty on the Prohibition of Nuclear
B and C, however, C still retains the right to insist upon Weapons – it challenges their traditional control over
the original agreement; C’s rights and obligations pursuant the disarmament dialogue and makes more visible
to treaty One are not affected by whatever new legal their failure to date to redeem the Article VI
relationships may arise between A and B. obligations.
But this legal structure shows its teeth only when the The concern that overly zealous advocacy for the
two treaties are substantively inconsistent, when it would Treaty on the Prohibition of Nuclear Weapons could
be difficult or impossible for the affected states to imple­ politically weaken support for the NPT may be valid if
ment simultaneously all the overlapping provisions in proponents suggest that the newer treaty could replace
good faith. In comparing the TPNW and the NPT, no the older one, or assert that the NPT has irretrievably
such incompatibility is apparent. It would certainly be failed, and should be superseded. But the nonprolifera­
possible for a state to comply fully with both sets of tion and disarmament goals of both instruments are
obligations – in fact, the overall goals and the nitty-gritty compatible and they should be viewed as harmonious.
obligations of the two instruments are quite harmonious. In contrast, the Treaty on the Prohibition of Nuclear
A state that joined both treaties would be required to Weapons may be inconsistent with some states’ obliga­
continue to carry out its NPT obligations in full and, in tions under other treaties. Pursuant to the NATO treaty,
addition, to undertake the further measures in pursuit of for example, several European parties have agreed to
the Treaty on the Prohibition of Nuclear Weapons; it could host and share control over US nuclear weapons –
readily comply with both sets of terms. activities the TPNW would prohibit. This incompatibil­
Still, the Treaty on the Prohibition of Nuclear Weapons ity no doubt helps explain why the United States and
imposes obligations on its parties that are significantly countries that nestle beneath its nuclear deterrence
stricter than those of the NPT. For example, the newer “umbrella” are so antagonistic to the TPNW. Similarly,
instrument prohibits the “stationing, installation, or some of the nuclear sharing arrangements through the
deployment” of nuclear weapons on a party’s territory – International Atomic Energy Agency may be called into
activities that the NPT permits, even for countries that are question – but so far, no such problems have emerged.
not themselves allowed to possess nuclear weapons. But Myth 5: The countries possessing nuclear weapons and
the NPT certainly does not require a country to host their closest allies will never join the Treaty on the
another state’s nuclear weapons. So, a state that was party Prohibition of Nuclear Weapons. At the moment, this
to both treaties could readily comply with both, simply by assertion may seem like a reasonably safe bet, but the
not allowing the stationing, installation, or deployment of concept of “never” connotes a very long time indeed.
nuclear weapons. Who knows what future domestic political gyrations may
The Treaty on the Prohibition of Nuclear Weapons occur in European, Asian, or other capitals?
acknowledges this potential overlap of legal obligations. To date, the “umbrella” countries, including the
Article 18 provides that “(t)he implementation of this NATO allies, have been steadfast in giving only a cold
Treaty shall not prejudice obligations undertaken by shoulder to the Treaty on the Prohibition of Nuclear
States Parties with regard to existing international Weapons. However, the domestic political constituen­
agreements, to which they are party, where those obli­ cies in several of them may be much more receptive to
gations are consistent with the Treaty.” immediate steps toward nuclear abolition, and the
Indeed, in a larger political sense, the Treaty on the “nuclear allergy” in Japan and elsewhere is pro­
Prohibition of Nuclear Weapons does not undermine found, too.
the NPT, but actively reinforces it. In particular, it The Netherlands broke the NATO solidarity in 2017
adds pressure on nuclear-weapons states to comply and participated in negotiating the Treaty on the
more fully with their obligations under Article VI to Prohibition of Nuclear Weapons, though ultimately
negotiate in good faith on effective measures related voting against adoption of the treaty text. In 2018, the
to nuclear disarmament. That increased torque is one Dutch parliament called upon the government to reex­
of the reasons why the nuclear-weapon-possessing amine the treaty and attempt to increase support for it
states are so resistant to the TPNW. They do not among NATO members. Belgium’s parliament also
simply dismiss it as legally irrelevant to them; they adopted a similar measure. At the same time, public
vigorously attack it because they accurately perceive it opinion in both the Netherlands and Belgium runs over­
as a mechanism for rallying global activism in support whelmingly in favor of joining the treaty.
138 E. M. IFFT AND D. A. KOPLOW

In politics, nothing is as permanent as change, and especially in view of the upcoming discussions at the 50th
NATO’s democracies are ultimately susceptible to the anniversary NPT Review Conference, which was delayed
will of the people. Again, perhaps that long-term vul­ twice by the pandemic and is now scheduled to convene
nerability helps explain the rigidity with which the in New York in August. The TPNW seems certain to be
treaty’s opponents now proclaim that their states will a major, controversial topic; it is important that the dis­
“never” adhere, as if wishing to ensure a political future cussions of it be substantive and respectful. This exchange
they cannot, in truth, guarantee. will be much more productive if all sides could agree in
Myth 6: The Treaty on the Prohibition of Nuclear advance on the legal implications of the treaty and on the
Weapons will not accomplish anything. TPNW oppo­ vocabulary that should be used to describe the current
nents have attempted to dismiss the treaty as a dead situation.
letter, asserting that their resolute resistance will prevent Unfortunately, some academics have publicly urged
it from having any appreciable effect on the longstand­ countries to withdraw from the NPT and join the
ing international dialog about nuclear weapons and Treaty on the Prohibition of Nuclear Weapons instead.
international security policy. We regard that posture as the height of irresponsible
However, even if the nuclear weapons-possessing states folly – the NPT remains a vital cornerstone of interna­
and their closest allies continue to abstain, the Treaty on tional security, and should not be jeopardized.
the Prohibition of Nuclear Weapons can nonetheless exert A somewhat more moderate, but still specious, conten­
a significant, prolonged effect on global affairs, and indeed tion is that the TPNW will replace the NPT or render it
it already has done so. The 1997 Ottawa Convention on redundant once enough countries join. This posture
anti-personnel land mines provides a vivid illustration of overlooks the broader writ of the NPT, including its
a multilateral agreement that has been consistently rejected contributions to nuclear safety and the sharing of the
by the United States and the other leading possessors of the peaceful benefits of nuclear energy, all which have noth­
weaponry, but that has irrevocably altered global attitudes ing to do with weapons capabilities.
toward, and practices with, the designated devices. Even No country needs to choose between the NPT and
without universal membership, the mine ban has fostered the Treaty on the Prohibition of Nuclear Weapons, as it
a new public rejection of the reviled weapons on humani­ is certainly feasible to adhere to both simultaneously. In
tarian grounds, resulting in drastic reductions in the man­ our view, the states that possess nuclear weapons should
ufacturing, international transfer, and use of land mines, not drag their feet in the pursuit of the abolition of
including by non-parties. The profound global stigmatiza­ nuclear weapons, and the states that have joined the
tion has shifted the debates about the acceptability of these TPNW should not abandon or denigrate the historical
weapons, strongly affecting public policy even in the hold­ role of the NPT.
out states.
There are also other legal and political issues. One
There is, of course, no guarantee that the Treaty on the
concerns the yet-to-be determined elimination and ver­
Prohibition of Nuclear Weapons can be similarly success­
ification requirements. As the Treaty on the Prohibition
ful in inspiring a parallel public rejection of continued
of Nuclear Weapons is formulated, a country may not
reliance upon nuclear weapons, but this experience pro­
know what procedures it must carry out or what intru­
vides a vivid reminder that we cannot measure the true
sive verification measures it must submit to until after
impact of a new treaty solely by tabulating the number of
agreeing to accept them. A “competent international
its early ratifiers. The social and political consequences of
authority” will determine these. It is unclear whether
the TPNW may turn out to be much more profound, in
a country with nuclear weapons that joins the treaty will
shifting the terms of the policy discussions toward huma­
have a veto or even a vote in this body’s proceedings.
nitarian concerns and in instigating a popular groundswell
Another possible legal problem arises from the fact that
toward abolition. Movement in that direction is already
a state with nuclear weapons is encouraged to eliminate
apparent, and the treaty could catalyze an even deeper,
them unilaterally, with verification of these actions by
more lasting public commitment to that vital goal.
an international body to be attempted only afterward.
Something of this sort occurred with respect to weapons
of mass destruction in Iraq, which degenerated into an
The Treaty on the Prohibition of Nuclear
unprovable morass resulting in catastrophe.
Weapons and the NPT
Presumably, these issues will be addressed at the first
The relationship between the Treaty on the Prohibition of meeting of the treaty’s parties that must convene within
Nuclear Weapons and the NPT is of crucial importance, a year of its entry into force.
BULLETIN OF THE ATOMIC SCIENTISTS 139

A look to the future Disclosure statement


It seems clear that, when the world finally is able to agree to No potential conflict of interest was reported by the authors.
eliminate nuclear weapons, it will not do so directly under the
auspices of the Treaty on the Prohibition of Nuclear Weapons.
Funding
This abolition will take place as a result of an entirely new treaty
or set of treaties negotiated by all states with nuclear weapons This research received no specific grant from any funding
plus the overwhelming majority of other states. This would agency in the public, commercial, or not-for-profit sectors.
probably be accomplished via a careful step-by-step process
focused on a steady reduction in numbers and accompanied Notes on contributors
by resolute tightening of verification and enforcement require­
ments. Those who negotiated and supported the TPNW may Edward M. Ifft is a retired member of the Senior Executive
be appreciated as having played an important, catalytic role in Service. His career was primarily as an official in the State
Department, where he worked principally on nuclear arms
this long process. control. He is now a Distinguished Visiting Fellow at the
The legal and political debate about the Treaty on the Hoover Institution, Stanford University.
Prohibition of Nuclear Weapons should be mutually
respectful and accurate, while recognizing the divergent David A. Koplow is a professor at the Georgetown University
Law Center. He previously served as Deputy General
merits of the treaty’s pro and con arguments.
Counsel for International Affairs at the Department of
Disingenuous overstatements and mischaracterizations of Defense and as attorney advisor and special assistant to the
the treaty on either side do not help. director of the U.S. Arms Control and Disarmament Agency.

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