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0952-0767
201100 26(4) 377–397
Mainstreaming Technological
Change in the Study of Public
Management
Christopher Pollitt
Catholic University of Leuven, Belgium
DOI: 10.1177/0952076710378548
Christopher Pollitt, Catholic University of Leuven, Belgium.
[Email: Christopher.pollitt@soc.kuleuven.be] 377
Introduction
The assumption behind this paper is that it is not only ICTs that are marginalized
in mainstream academic public administration, it is technological change as
whole. Consequently, the aim of the paper is to sketch a broad conceptual frame-
work within which the relationships between technological change and public
management can be usefully discussed. The argument is that some such frame-
work is necessary because (as will be illustrated) technological change is having
and has had profound and pervasive effects on how public administration is
conducted.
A number of caveats are immediately necessary. The paper does not advance a
positive theory. Even before we use theories to explain things we use concepts
and taxonomies to think about them. Our conceptual schemes enable us to
describe, sort and classify: in short, to see certain aspects and dimensions as
important (and, equally, not to see other aspects). This paper advances a generic
conceptual scheme for thinking about technological change and public adminis-
tration. It in no way contests the need for theory (and fully accepts that conceptual
frameworks themselves are never entirely theory-free) but it does argue that there
is a sense in which conceptual frameworks come first, and full-blown theories
come later. It does not claim to provide a solution to any particular problem of
government (or governance). It simply aspires to provide a way – one way, a
useful way, but not the only way – of organizing our thinking about the relation-
ship(s) between technologies and public administration.
378
(Hood and Margetts, 2010; Lips and Schuppan, 2009), and was described by
Dunleavy et al. as ‘theoretical neglect’ (Dunleavy et al., 2006, p. 9).
The present paper attemps to build bridges between technological change and
mainstream public administration. It is therefore focally concerned with the tra-
ditional actors and relationships of mainstream public administration and much
less with the technical details of new technologies. Furthermore, it is not confined
to e-government, as most of the earlier works have been. Its scope is technolog-
ical change in general, not just computers and the internet. It therefore draws on a
wider range of both theoretical and empirical material, connecting particularly
with those scholars who have tried to address technological change and governing
as linked, general processes (e.g. Arthur, 2009; Barry, 2001; Jorgensen and Klay,
2001; Winner, 1977).
Defining Technology
‘Technology’ is a large and plastic concept. We could easily spend many pages
exploring alternative definitions. That is not, however, the purpose of this paper,
so I will shortcut by opting for a broad definition.
Therefore:
The idea that a non-human device or instrument can somehow work autonomously
of its multiple connections with other (human and non-human) elements (lan-
guage, bodies, minds, desire, practical skills, traditions of use) is a fantasy. (Barry,
2001, p. 9)
379
380
381
aids which (in principle at least) are now available for the elderly and disabled.
A functional classification of new technologies (e.g. surveillance technologies,
diagnostic technologies, control technologies, etc.) may be absolutely appropriate
for certain kinds of academic analysis, but it would be less useful here, partly
because it would not capture the variety of political and economic relationships
which are central to mainstream public administration.
The core relationships are those between public sector organizations them-
selves, the citizens they are supposed to serve, the politicians to whom they are
supposed to be accountable, and the various profit and non-profit organizations
that supply them with goods and services. We need to ask how technological
change affects each of these sets of relationships – both how it enables and
constrains specific practices and how it affects attitudes and beliefs. We need
to be alert to the different dimensions of these effects – not only the functional but
also the political, economic and even cultural. The framework proposed below
allows for all these types of effect. It begins with citizens, then moves to public
service providers, then to those who supply public sector organizations, then to
politicians and finally to larger cultural effects. For each category there is an
indication of some of the key issues, and examples of the relevant effects. In
my final synthesis I derive an illustrative list of issues for research. In taking this
approach I am building, inter alia, on the earlier e-government work of Taylor
and Bellamy (1998). In a number of publications they developed the idea of an
‘information polity’, which consisted of several key relationships between
stakeholders.
Shifting Locations
A first, obvious, physical manifestation of technological change has been the way
in which the whereabouts of government has changed. This has taken many
forms. For example, since the 1960s there have been at least four successive
waves of large-scale de-concentration of civil servants from London and the
south east. Each wave has been dependent on new transport and communications
technologies – motorways, higher speed trains, video-conferencing and more
recently high speed, secure intranets. The author of the most recent of these
exercises (which has relocated more than 24,000 civil service jobs since 2004)
noted that ‘Technology will continue to change the character of government and
the ways it relates to citizens’ (Lyons Review, 2004, p. 5).
A much more widely publicized set of physical changes has been the closure
of small post offices (I use the example of the UK here, but there have also been
large numbers of such closures in other countries). In 1979 there were more
than 22,000 post offices. By early 2009 this number had been reduced to fewer
382
than 12,000, and many still remained under threat. Behind this decline lay a
number of factors, but one important one was the decline in postal volumes as
more and more communications and transactions shifted to the internet or to
banks. Closures on this scale attracted public protest and continuing parliamen-
tary interest and scrutiny (e.g. BEC, 2009). It was frequently pointed out that
local post offices had important social and community functions which did not
register on their financial accounts. Particularly in rural areas, the closure of the
post office sometimes also meant the closure of the last local shop, and thus the
loss of a prime meeting place for local residents. The government committed
itself to elaborate access criteria (NAO, 2009, p. 16) but even so, the network is
thinning fast, and new, technologically more advanced services are among the
leading ideas for saving them.
A further set of locational shifts which has aroused considerable public con-
cern has been the Europe-wide reduction in the number of hospitals (and beds)
and the concentration of tertiary medicine in a smaller number of high-tech cen-
tres – the medical cathedrals of the 21st century (see, e.g. McKee and Healy,
2002; Spurgeon et al., 2010). This has been a complex process, involving many
factors, but there is little doubt that technological change – and its knock-on
effects on professional specialization and staffing – has been a major influence.
The ‘reconfiguration’ of hospital service has had both positive and negative
effects for vast numbers of citizens. For example advanced surgical and diagnos-
tic technologies and techniques both save and prolong lives that would previously
have been prematurely lost. They can also substantially raise the health status of
those with continuing conditions. Yet at the same time the closures of local
‘cottage’ hospitals may mean longer journeys both for patients and visitors, as
well as incarceration in larger and less familiar institutions. The difficulties of
analysing and weighing all the multifarious effects show what challenges await
public administration scholars when/if they decide to assess the effects of tech-
nological change across other major public services (Spurgeon et al., 2010).
Some public services, or parts of public services, have moved outside the
country altogether. If I had been a student taking UK national curriculum
tests – SATs – in 2008 I might have been one of the 1.2m for whom the important
results arrived late or not at all. That would have been because, although the tests
were national tests, and although I had taken them in a state school, the organi-
zation of the marking had been contracted out to a specialist American educa-
tional company – Educational Testing Services (ETS) – which a subsequent
independent inquiry by Lord Sutherland found to carry the biggest responsibility
for the technical and logistical failures (Sutherland Inquiry, 2008). ETS declined
to submit evidence to the inquiry. The government subsequently terminated the
contract.
One interesting feature of the general shift to net-based services is that the
actual physical location of many government offices has now virtually disap-
peared. ‘Contact us,’ the websites say; but when a citizen hits that button s/he
383
often gets not a (postal) street address, but a telephone number and an email
enquiries address. Postal correspondence, it seems, is actively discouraged, no
doubt for reasons of cost and efficiency. Indeed, one of the ideal models for
e-government has been the ‘single portal’ – a sole electronic window for the
whole of government. In this arrangement the entire government (or large sec-
tions of it) appear as though they were a unity, a single agency. But this is a virtual
agency, behind which the ‘real’ organizations are as multifarious as ever – and are
certainly not in one place.
Virtualization
Despite their huge scale, these physical relocations and contractings-out have not
necessarily been the most striking changes from the citizen’s perspective. Even
more significant, perhaps, has been the shift to web-based systems of citizen/state
interaction for many if not most of the public agencies with which the average
citizen has to deal. Thus my tax returns, driving licence application, passport
renewal and US visa application – all these and many more – no longer require
my physical presence in a public office. I can deal with it all from home, or from
my office, or from my laptop on a train, or from an internet café in the high-street.
These make services faster and more convenient for many, but they are also
inaccessible to some (the ‘digital divide’ may be diminishing, but it will be
with us for a good time yet – Dutton et al., 2009; Smith et al., 2009).
Many research questions arise from these changes, and relatively few have
been subject to much academic investigation. Thus, for example while there have
been many surveys of how many people and what kinds of people use govern-
ment websites, and what they may use them for (e.g. Reddick, 2005; Thomas
and Strieb, 2003; Welch et al., 2005), there has been much less work on the
extent to which shifting to a ‘virtual’ relationship may have longer term effects on
the way the citizen feels about public authorities and the extent to which s/he
trusts them.
Changing Citizens?
A perhaps more subtle point is that changing technologies have their effects on
the users of public services themselves. For example those wholly or partly
confined to their homes through sickness or disability no longer need to find
other people to represent them in many of their dealings with central and local
governments. They can do it themselves, from their home internet connection.
They are – to use a frequently abused term – ‘empowered’. So too are those UK
citizens who need urgent medical or nursing advice but who, for whatever reason,
cannot get to a doctor’s surgery, and instead access the very popular ‘NHS Direct’
website.
384
Emotionally there is a big difference between being looked at by someone directly and
being looked at through the lens of a surveillance camera. The variety of feelings
surveillance evokes is enormous: those being watched may feel guilty for no reason,
embarrassed or uneasy, irritated or angry, or fearful; they may also feel secure and safe.
(Koskela, 2000, p. 257)
385
Shifting Locations
We began the previous section by noting how many parts of government were
making physical relocations. Such moves are supposed to achieve several objec-
tives: to reduce costs (cheaper buildings and staff); to improve recruitment (cer-
tain types of staff are more easily recruited outside London); to boost employment
in areas that suffer from relatively high unemployment; and also, it is sometimes
claimed, to offer staff a higher ‘quality of life’. They have been crucially depen-
dent on the quality of transportation and communication technologies.
It is not only the internet and transportation systems that have affected the
location of public service providers. Take the invention of the humble home
burglar alarm, for example. In 1996 an Audit Commission (AC) study of
English and Welsh police forces noted that:
This is one small part of the long-running story of ‘bobbies on the beat’ (police
officers walking the streets). Public opinion surveys consistently show that a
majority of the population places a high value on the visibility of police on
patrol – uniforms walking past. However, for a whole variety of reasons, satis-
fying this public wish is problematic in several ways. First, in terms of catching
criminals, bobbies on the beat is not a particularly effective way of deploying
police resources. Second, as the police force itself has become more specialized
(and ‘technologised’), the number of police needed for these specialized duties
(computer crime, anti-terrorist squads, child protection and so on) has grown. In
1996 AC estimated that, in a typical police force of 2500 officers, only 125 con-
stables would actually be on the street at any one time (AC, 1996, pp. 9–11). The
police as a whole are spending more time in front of computer screens and less in
walking the streets. Official figures showed that by 2007–8 English police offi-
cers spent only 13.8% of their time on patrol (Whitehead, 2009, p. 1). Note,
though, that this is not the simple equation of ‘less policing/more bureaucracy’.
The police officer in front of his/her screen (whether in the police station or on the
move) is usually tackling crime – including the rapidly growing category of
computer crime (the UK recorded 255,800 cases of online financial fraud and
84,700 cases of online identity fraud in 2007 – ACPO, 2009, p. 2).
386
Changing Tasks
Technological shifts affect not only the locations at which public officials carry
out their activities; they affect the nature of the tasks themselves. Consider the
advent of forensic DNA testing, photonics and other forms of high-tech crime
scene investigation (now glorified in numerous TV series). These transformed the
tasks to be undertaken at the crime scene, and, to a significant extent, who was
going to undertake them. Now the generalist uniformed police officer, or even
CID officer, had to share the limelight with an array of specialists (Savage, 2007;
see also Sørensen and Pica, 2005).
Our earlier example of the post office network also displays clear interactions
between changing technologies and changing tasks. In the UK most state pen-
sions and benefits used to be handed out, in cash, at post offices. Over the years
these payments became electronic and migrated to the commercial banks. Car tax
discs were another source of post office business, but these are now obtainable
online. The attempt to save the post office network has itself been built on a
variety of technological innovations (NAO, 2009).
However, the picture is not simply that of new technologies ‘raising the game’
and requiring new breeds of expert. It is far more complicated:
The aggregation of tasks, in which operators are given more responsibilities . . . using
computer-based information processing and ‘decision support tools’, is often described
as ‘empowerment’ or ‘job enlargement’ . . . But the range of potential choices the
‘empowered’ operator can make is often limited by the software, thus embedding con-
trol formerly exercised by supervisors. Moreover, an operator’s decisions are visible to
those in charge, and the system may automatically report deviations from standard
procedures’ (Fountain, 2001, pp. 37–38).
Thus, for example Belgian police who consult certain national databases now
know that their identities are recorded each time they access the data, and that a
new set of tasks has been created around monitoring the patterns of access of the
many police officers using these sources. This can be a powerful tool for mon-
itoring and accountability.
Perhaps one of the most important aspects of task-changing is to be found in
the role of ICTs in achieving ‘joined-up government’ or ‘cross-cutting services’
(6, 2004). ICTs hold out the potential for various kinds of ‘joining-up’, ranging
from putting a new joint face on related services (a single portal or gate on the
net), through smart cards that enable citizens to access a range of public services
(Lips et al., 2009b, pp.844–846) to the progressive linking up of back-office
operations and databases (Brown, 2007; Kernaghan, 2007). One-stop shops or
single windows on the web have been a growing trend in many countries, and
seem to be popular with the citizens and firms that use them. Almost by defini-
tion, they create new tasks, because they require public servants to bring together,
387
standardize and coordinate activities that were previously separate. To borrow the
jargon, they require boundary-spanning skills.
Changing Public Officials Themselves
Since changing technologies change tasks, it is hardly surprising that they even-
tually change the public officials who perform those tasks. For example as tasks
become more complex, higher levels of education and training may be required of
personnel – this would be true, for example of police, nurses and schoolteachers,
if looked at over the past half century. In each case, as the police officer/nurse/
teacher has become a more highly trained, expensive item, new, less well trained,
cheaper staff have emerged as ancillaries (at least in the UK) – Police Community
Support Officers, Nursing Assistants and Learning Support Assistants. At the
same time each profession has become more dependent on ‘experts’ from outside
their cadre altogether. This is visible in medicine, with the burgeoning variety of
para-medical specialists, but perhaps the most spectacular case is the police, who
are increasingly reliant on a range of experts in the various diagnostic and sur-
veillance technologies which they now routinely employ.
A further point is that certain types of public official who used to be very
common have now virtually disappeared – the typist, the filing clerk and even the
conventional secretary.
Finally, technological change may be one more factor that fuels the transfer of
formerly public functions to private sector operators. For example private sector
databases are among those used for checking on-line applications for UK provi-
sional drivers’ licences, and a private sector company may be in charge of the
production and issue of local authority smartcards, as well as of the management
of the personal information collected in connection with such a scheme (Lips
et al., 2009a, 2009b).
Saving Money
The fiscal and economic effects of changing technologies may be profound. They
may also be paradoxical, in the sense that new technologies may do old things
quicker and cheaper, but also they may do new things. This is most clearly visible
in health care, where the relentless pace of technological development has made
many traditional procedures quicker and safer – and in some cases cheaper – but
has also enabled doctors and nurses to do all sorts of things for patients which
previously they could not do at all – with all the cost implications of that (McKee
and Healey, 2002, p. 47).
Governments, always under budgetary pressures, are often drawn to new tech-
nologies because they promise savings. ‘Cheaper’ is often just as important as
‘faster’ or ‘better’. And it is true that there are many cases where a new technol-
ogy enables savings to be made. Since time is often money, time savings also
count here. If a new technology enables staff to complete a given task more
388
quickly, the management can either do more tasks for the same money, or pos-
sibly reduce the size of the workforce without reducing the level of service pro-
vided. A recent example would be the Lantern system of mobile identification,
tested experimentally by the English police. It enables on-foot police to check
identification data bases, and therefore avoid having to take suspects back to the
station unnecessarily. On the trial Lantern saved an average of 87 minutes per
case in 50% of the cases in which it was deployed.
Unfortunately, there are two rather important qualifications to the expenditure–
saving potential of new technologies. The first is that making savings later on
usually requires investment up front. With some of the biggest IT systems (e.g. in
social security; health care) the initial investment is very large and the period
before the innovations pay for themselves and begin to make savings is quite
extended. These initial investments are particularly vulnerable in times of fiscal
stress (Borins, 2007). When ministries of finance are looking for cuts, expensive
future projects, as yet unknown to citizens, become natural targets. It is politically
less painful to postpone or cancel a big computer project than to take existing
programmes away from citizens.
The second qualification is that, even when the investments are made, money
is not always saved; indeed, it may be lost. Internationally, the list of major
government IT projects which have either failed to work or worked only after
enormous, unforeseen budget increases is distressingly long (see, e.g. Craig,
2006; Dunleavy et al., 2006, pp. 172–173; NAO, 2000). There are many diffi-
culties for governments in managing large scale IT (or other technological) proj-
ects, including lack of internal expertise (the contractors pay higher salaries and
are able to commandeer most of the real ‘talent’); poorly-designed contracts;
constant changes of specification coming from the political or senior official
level; and the hard-to-avoid risks of being locked into an extended piece of
technological development where, after a certain point, it is more expensive to
back out than to stay in, even with rising costs and under-performing technology.
Effects on Politicians
The working lives of politicians have been hugely affected by technological
changes – such as those in the mass media – and by the combination of spreading
freedom of information laws and computerized communication and record-keep-
ing (e.g. Roberts, 2006). Even if an MP has never touched a keyboard s/he can
hardly escape the technologically-facilitated pressures for sound bites and instant
reactions. However, this is not the place to attempt to cover the whole range of
technological impacts on politics. Instead we will confine ourselves to one par-
ticular subset – the effects on the ways in which politicians holding executive
roles can steer public organizations, and how those in legislative roles can hold
these same organizations to account. These two roles are, both historically and
theoretically, foundational to the liberal democratic polity.
389
390
391
almost straight away certainly for information requests, and often for more inter-
active contacts also. We also get used to being able to engage with government at
any time of day or night – we are no longer confined to ‘office hours’, nine to
five. This is one factor helping to blur the older dividing lines between ‘working
time’ and ‘leisure’ or ‘private’ time. For many, but not all of us, the ‘pace of life’
seems to be speeding up, and the traditional divisions of the day and the calendar
are under pressure (Pollitt, 2008, pp. 59–63, 180–184). We may fill in our on-line
tax form at home on Christmas afternoon, or sit in the office emailing our
Christmas greetings with electronic cards from the office, confident that, although
we are sending them all round the world on 23 December, they will nevertheless
arrive ‘on time’.
As far as space is concerned, the most obvious recent change, as indicated
earlier, is the reduced sense that the government is to be found in certain specific
public buildings – the town hall for local government and Whitehall for central
government. More and more the government is to be found in cyberspace rather
than material space. Then there is a different kind of dispersion – the contracting
out of public services to suppliers, which may be wholly or partly publicly
owned, or private but non-profit, or private and for-profit, with a headquarters
anywhere in the world (the case of Educational Testing Services, for example).
Again this has an important technological dimension – computerization and the
internet have made it far easier to package up and farm out blocks of work and
data. Again it could possibly have longer term effects, such as blurring, in citi-
zens’ minds, the distinctiveness of ‘government’ – and various possible attitudinal
and behavioural consequences. Finally, it is interesting to note that even the
borders of nation states have begun to become more differentiated and virtualized,
so that, for example the would-be visitor to the USA now has to deal with a
concentric ring of ‘borders’, beginning long before s/he reaches the port or the
airport (Tholen, 2010).
Such changes in basic perceptions of space and time may seem to be of
primarily sociological or even philosophical interest; yet they may also have
significant consequences for the making, implementation and evaluation of
public programmes (Pollitt, 2008).
Concluding Reflections
The foregoing discussion suggests that the effects of changing technologies may
usefully be analysed under a number of headings, where each heading concerns a
particular set of actors and relationships (see Table 1). The important point is that
most technological change generates effects in several or even all these ‘cells’,
and therefore to focus on only one or two of them may be to miss something
important about the ‘big picture’. The table also includes (right hand column)
some issues for future public administration research. These are derived from the
392
foregoing discussion, but readers will understand that they are only the illustrative
tip of the iceberg.
I suggest that the conceptual framework is adaptable for several purposes. To
begin with, its multi-relational focus promotes rounded descriptions and discour-
ages the dominance of any single perspective or single set of relationships.
1. Shifts from the citizen’s What are the effects on citizens of the shifting
perspective locations of government activity?
Does virtualization have long-term effects of
citizens’ attitudes towards (and trust of)
government?
How do technological changes mediate changes
in citizens’ public activities and self-
perceptions?
2. Shifts from the service pro- Key issues include:
vider’s perspective (a) how do locational shifts affect productivity,
cost and the quality of life for staff?
(b) what new tasks are created, and which old
tasks disappear?
(c) how will public officials themselves have to
change (skills, attitudes)?
(d) what will be the impacts on the budget – how
can we more accurately estimate the overall
costs of change?
3. Effects on politicians How can politicians monitor, understand and
assess the rule changes that may need to
accompany technological change?
How can the political direction of/responsibility
for ‘joined-up’ networked services be formu-
lated and clarified?
How can such complex networks be held to
public account?
4. Effects on suppliers and How can the frequency of cost inflation and dis-
contractors appointing system performance be reduced?
How can we identify and assess the advantages
and disadvantages of suppliers being drawn
further into government systems for managing
and monitoring?
5. Shifts in perceptions of space Is it possible to anticipate how gradual changes in
and time social perceptions may have widespread cul-
tural consequences, which will then act back
on the provision of public services?
393
Acknowledgements
I am particularly grateful to William Webster (Stirling University) for his perceptive
comments on an earlier version of this paper. Perri 6 also offered useful observations.
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