Professional Documents
Culture Documents
DEMOCRATIC ANCHORAGE OF
INFRASTRUCTURAL GOVERNANCE
NETWORKS: THE CASE OF THE
F E M E R N B E LT F O R U M
282
1. Introduction
Citizens and stakeholders are increasingly involved in urban development,
spatial planning and decisions about large transport infrastructures such as
tunnels, airports and bridges. Public engagement is often brief and limited to
the pre-decision phase, where public hearings provide opportunities for people
to contest near-to-final planning proposals before they are endorsed by elected
politicians. Sometimes, however, public and private actors become engaged in
relatively long-lasting governance networks that may contribute to agenda
setting, joint planning, decision-making, or policy implementation (Healey,
2007; Hillier, 2002). Sustained interaction in relational networks is sometimes
preferred to the more episodic forms of citizen involvement, as it helps to
remove policy deadlocks by mobilizing the ideas and resources of private actors
and to reduce implementation resistance by creating joint ownership of public
plans and policies. Among politicians, public managers and planners, there is
growing interest in the formation of collaborative networks. Such networks are
often praised for their contribution to enhancing effective governance and
sustainable planning. While social scientists tend to agree on the positive impact
of governance networks on the effectiveness of public policy and spatial
planning, the democratic quality of governance networks is subject to dispute.
While some researchers claim that governance networks represent a threat to
democracy because they tend to undermine the principles and institutions of
representative democracy by enhancing the influence of unaccountable co-
alitions of self-interested elites (Hansen, 2007; Mayer et al., 2005), others argue
that governance networks help to strengthen democracy because they remedy
crucial shortcomings in representative democracy by enhancing participation,
deliberation and contestation (Dryzek, 2000; Klijn and Skelcher, 2007; Sørensen
and Torfing, 2007).
The current debate about the democratic quality of governance networks is
important, as it places the question of the distribution and exercise of political
power at the heart of the research agenda and helps counter the unfortunate
tendency to describe and analyse governance networks in purely managerial
terms as tools for pragmatic problem solving. However, the debate tends to
build on the assumption that governance networks are either inherently demo-
cratic or inherently undemocratic. This assumption is highly problematic, since
specific, real-life governance networks will tend to be more or less democratic,
depending on the concrete political and institutional conditions and depending
on the standards for measuring their democratic performance. In order to
capture both the theoretical and empirical complexity and ambiguity in the
democratic performance of governance networks, we require a general criteria-
based model that can help us to conduct an empirical assessment of the demo-
cratic quality of governance networks (Agger and Löfgren, 2008).
We have attempted to develop such a model elsewhere (Sørensen and
Torfing, 2005). Our model specifies a number of basic normative criteria for
measuring the democratic anchorage of governance networks. In this article, we
aim to take the model two steps ahead. First, we will translate each of its basic
dimensions into a detailed set of assessment criteria. Second, we will show how
these assessment criteria can be applied in an empirical case study of a long-
lasting, multi-level governance network that has been involved in the recent
decision to build a bridge between Denmark and Germany – the so-called
Femern Belt Bridge. After a clarification of what we mean by governance
networks, we briefly present the democratic anchorage model before elabor-
ating a detailed set of assessment criteria in relation to each of its basic
dimensions. In the conclusion, we reflect on our attempt to apply the criteria
for democratic anchorage in an empirical study and flag some of the yet
unanswered questions.
2. Governance networks
Governance networks play an important role in public governance and spatial
planning. Moreover, their role is unlikely to diminish in the near future, as
governance networks are increasingly seen as an effective means of dealing with
cross-cutting and wicked problems while enhancing democratic legitimacy by
linking governments and citizens (European Commission, 2001a, 2001b, 2002,
2005). Hence, there is a persistent growth in joined-up government, where
public agencies and private service providers form collaborative networks; a
surge in networked policy interactions among different levels of governance;
and a proliferation of public–private networks and partnerships. Governance
networks assume many different forms. Some networks are formal and
mandated from above, while others are informal and relatively self-grown.
Some are open and inclusive, while others are closed and exclusive. Some
pursue broad society-wide policy goals, while others have a narrow focus on
single issues. Some are preoccupied with knowledge sharing, agenda setting, or
policy formulation, while others are preoccupied with policy implementation.
The plurality of governance networks is well documented and has led to the
construction of a range of different typologies (Kickert et al., 1997; Marsh and
Rhodes, 1992).
In the face of this diversity of governance networks, one might ask whether
it makes sense to talk about governance networks in a generic sense, or whether
we should rather describe actual practices of networking in their concrete and
specific unfolding. We believe that it does make sense, as there are a number of
distinctive features of network-types of governance that permit us to define
governance networks as a general category that captures different forms of
public-private interaction. Hence, governance networks can be conceived a
stable articulation of interdependent, but operationally autonomous actors who
interact with one another through negotiations that take place within a regu-
lative, normative, cognitive and imaginary framework, which is self-regulating
within limits set by external authorities, and contribute to the production of
public purpose (Rhodes, 1997; Torfing, 2005). As such, the notion of governance
network points to the existence of institutionalized negotiated interaction
among relevant and affected actors from state, market and civil society, who
choose to pool their resources and coordinate their actions in the pursuit of
common understandings and shared goals that are deemed to benefit the
greater public.
Some of the political scientists who have searched for ways of improving
the democratic functioning of governance networks have been driven by the
assertion that governance networks are here to stay and that we should there-
fore seek to minimize the negative impact they might have on democracy
(Peters and Pierre, 2000). Other researchers tend to view governance networks
as a promising cure for the so-called ‘democratic disenchantment’ (Stoker, 2006;
Warren, 2002). As such, it is argued that governance networks can help
strengthen the interaction between politicians and citizens between elections;
supply additional channels of political influence to intensely affected citizens;
mobilize and empower private actors; and facilitate dialogue and collaborative
decision-making among multiple demoi (Bohman, 2005; Dryzek, 2000; Young,
2000). Regardless of whether governance networks are perceived as a potential
threat to democracy that should be mitigated or as a promising tool for re-
invigorating democracy, however, there is a fundamental question that must be
answered: How do we assess the democratic performance of a governance
network? In the attempt to answer this pertinent question, we have developed
a model for measuring the democratic anchorage of governance networks
(Sørensen and Torfing, 2005). Instead of focusing on how governance net-
works might help improve democracy in general, the democratic anchorage
model aims to provide some basic criteria for judging the democratic quality of
specific governance networks.
determine the exact reason why a particular policy or project failed. There is
always the possibility that contingent circumstances beyond the control of the
political decision-makers caused the policy or planning failure. This problem is
acerbated in relation to governance networks that often share the responsibility
for policy implementation with a variety of administrative government agencies
that may affect the outcome of particular policy outputs in a negative manner.
Another problem is that the causal link between a particular policy output
and the decisions that brought it about can be difficult to establish, as political
decisions are often ambiguous, inconsistent and subject to competing interpret-
ations. Moreover, this problem is aggravated in governance networks, since it is
often impossible to identify clear-cut decisions in networks, as decisions are
results of complex and informal interactions in which problem definitions and
policy solutions are subject to ongoing revisions. Moreover, it is often difficult
to identify the responsible decision-makers, as governance networks rarely
resort to voting, aiming instead to establish a ‘rough consensus’, according to
which a certain decision is tacitly accepted, despite varying degrees of griev-
ance, protest and dissent.
Finally, there is the problem of sanctioning ill-conceived policy decisions.
Blundering politicians can be ousted from office in the next election. However,
since network actors are not elected, but most often (self-)appointed, these
options are unavailable in relation to governance networks. There might be
other ways of excluding failing network actors, but many private organizations
tend to monopolize the representation of particular groups of people, which
makes it difficult to find relevant and qualified substitutes for those who are
excluded. Alternatively, discontented citizens may press the politicians to cut
back funding and reduce the political influence of a governance network that
is responsible for clear and discernable policy failures. However, this will merely
tend to dismantle the governance network and replace it with more hierarchical
forms of top-down government that will be unable to deal with cross-cutting
and wicked planning problems.
As we have seen, the idea of a one-to-one correspondence among policy
outcomes, policy outputs and policy decisions is particularly problematic in
relation to governance networks, as is the idea of imposing sanctions. Neverthe-
less, ensuring the public accountability of governance networks is crucial if we
want to prevent governance networks from degenerating into closed and secret
clubs operating in the dark and without public approval (Dryzek, 2007; Fox and
Miller, 1995; Newman, 2005). Instead of tracing unacceptable policy outcomes
back to the responsible decision-makers in governance networks in order to
penalize them, we should therefore aim to ensure public contestation in terms
of critical public scrutiny of how governance networks define policy problems;
how they frame and select policy options; how they evaluate and make choices
among different solutions; and how they perceive the direct and indirect results
of the implemented policy. This introduces a new kind of narrative account-
ability whereby governance networks produce public accounts that are
contested by critical counter-accounts (March and Olsen, 1995).
There are three crucial requirements that must be fulfilled in order to
facilitate public contestation of narrative accounts produced by governance
the degree to which the network actors follow the rules and norms inherent
to a democratic grammar of conduct (Mouffe, 1993). The interweaving of
theoretical discussions of how to define democracy and political discussions of
how to institutionalize democratic forms of governance means that democratic
rules and norms are subject to endless dispute. Hence, the attempt to draw up
a complete and unbiased list of democratic norms and rules is doomed to fail.
At best we can draft an open-ended list of relevant and commonly accepted –
but ultimately contingent – rules and norms that can help us assess the demo-
cratic performance of governance networks.
Admitting the incomplete and ultimately political character of the demo-
cratic rules and norms constituting the grammar of democratic conduct in most
Western societies leaves us with another and even more delicate problem about
what it means to follow democratic rules and norms. We might be able to show
that some rules and norms are relevant, consistent and necessary for ensuring
democratic decision-making in governance networks, but we cannot expect the
governance networks and actors participating in these networks to follow such
rules in a mechanical and unproblematic way assuming that their form and
content are self-evident. Ludwig Wittgenstein (1986) has taught us that rule-
following is not as simple as it may seem. When the network actors have
succeeded to match a given situation with a certain rule or norm (March and
Olsen, 1989), the real problems have only just begun. For as Wittgenstein (1986)
demonstrates, rules are structurally ambiguous and there are always numerous
ways to interpret and follow a particular rule. The search for another rule that
can help us clarify the content of the first rule leads to an infinite regress, which
we can only escape by making our own constitutive reformulation of the rules
we encounter on our way. In that case, rules merely become an instance of their
usage, although there are clearly some outer limits to this usage since the actors
must be able to demonstrate that they act in accordance with broadly recog-
nized and recognizable rules (Staten, 1985). This means that the democratic
rules and norms can only be followed in and through a situational and con-
textual re-enactment, which is adjusting the rule to particular circumstances
while retaining a family resemblance with other usages of the rule.
The grammar of conduct that we claim should govern the pragmatic re-
enactment of democratic rules and norms includes three sets of normative
regulations that relate to the formation, functioning and development of
governance networks. The first set of normative regulations relates to the demo-
cratic demand for the inclusion of the affected actors. The norm that the citizens
should be able to influence the decisions that affect them is inherent to the basic
democratic idea of the self-government of the people (Dahl, 1989; Pateman,
1970). However, since governance networks are always predicated on the
inclusion and exclusion of more or less affected actors and since formal
inclusion is not a guarantee political influence, we must further qualify the
generally accepted norm regarding the inclusion of the affected actors (Dryzek,
2007; Fung and Wright, 2003; Saward, 2005; Young, 2000). The first rule concerns
the need to ensure that there is an ongoing debate about who should be
included and excluded. The second rule is that the negotiated criteria of
The fourth anchorage point demanding that the negotiated interaction within
a governance network should be anchored in a democratic grammar of conduct
is relevant and important in relation to all kinds of governance networks.
Hence, a governance network that fails to re-enact commonly accepted demo-
cratic rules and therefore tends to make undemocratic decisions is highly
problematic and calls for some kind of political intervention. However, the
relevance and importance of the three other anchorage points depend on the
form and character of the governance network in question.
The first anchorage point that emphasizes the need to anchor governance
networks in metagoverning politicians is more relevant for governance
networks that are mandated from above than for governance networks that are
self-grown from below. As such, it will often be quite illegitimate, and also diffi-
cult, for elected politicians and public managers to metagovern self-grown
governance networks formed by individual citizens, civil society organizations
and business firms aiming to enhance the sustainability of a small village in the
countryside or to settle disputes over multiple uses of land in a rural area. From
a democratic point of view, metagovernance strategies aiming to ensure the
three other anchorage points might be in high demand, but public authorities
will have great difficulties legitimizing even the most indirect and subtle forms
of political interference with a private, self-grown governance network. The
exceptions to this general rule are those cases where an overly private, self-
grown governance network is publicly funded, has been delegated competence
to solve public tasks, or tends to make political decisions of great importance
to the wider community. In these cases, public metagovernance is important and
warranted, but private, self-grown governance networks that are merely
engaged in a self-regulated governance of civil society should enjoy an
outstretched autonomy and, therefore, cannot be expected to perform well in
relation to the first anchorage point.
The second anchorage point that aims to anchor governance networks in the
membership basis of the participating groups and organizations is more
relevant for governance networks engaged in agenda setting or policy formu-
lation than for governance networks that are merely engaged in knowledge
sharing or policy implementation. Hence, if governance networks pave the way
for or make authoritative decisions that are crucial for the groups and organiz-
ations that are represented, or if these groups and organizations are expected
to deliver active support to such decisions, then the anchorage of the network
actors in their hinterland is extremely important. By contrast, if the governance
networks are merely preoccupied with exchanging relevant information or
coordinating the actions of different groups and organizations in order to
prevent implementation problems, then a firm anchorage in their membership
basis might not be as important, since there are few decisions and activities that
will interest the members and call for their approval or disapproval.
The third anchorage point that insists on anchoring the output and
outcome of governance networks in a territorially defined citizenry is highly
relevant for governance networks that are involved in decision-making with
repercussions for other policy areas and for large sections of the population
within a particular jurisdiction. By contrast, governance networks dealing with
relatively isolated problems of little concern for the broader citizenry cannot
be expected to be firmly anchored in a critical public scrutinizing their policy
decisions.
These reflections merely serve to illustrate the need to contextualize the
empirical application of the democratic anchorage model. It is impossible to
make iron-cast rules for the relevance of the different anchorage points, since
everything ultimately depends on a concrete assessment of the form and
character of the governance network in question. Contextualization is also
needed when interpreting and acting upon the results of the assessment of the
democratic anchorage of a specific governance network. The results of the
measurement of the strength of each of the four anchorage points will not be a
question of either/or, but a matter of degrees (in the following measured as
‘weak’, ‘moderate’, or ‘strong’), and the results will only make sense when the
political and institutional conditions for the democratic performance of the
governance network in question are taken into account.
period in the 1970s and 1980s, the idea of a bridge to Germany resurfaced in
connection with the building of the Great Belt Bridge and the Øresund Bridge
in the 1980s and 1990s.
The construction of the Øresund Bridge connecting Denmark and Sweden
meant that the Femern Belt Bridge could be re-launched as the ‘missing link’
that could help realize the old dream about a beeline road connection between
Scandinavia and Germany. In 1994, local mayors from the southern part of
Zealand, together with a group of public administrators from the Regional
County, therefore took the initiative to form a governance network with the
declared intention of gaining political support for the building of a bridge
between the small Danish town of Rødby and the Femern peninsula on the
northern shores of Germany. A bridge was seen as a central means for promot-
ing economic growth in the southern region of Zealand, which had long suffered
from economic decline and mass unemployment.
The Femern Belt network aimed to influence the political agenda, build a
strong multi-level coalition, and prepare the southern region of Zealand for the
building and future exploitation of the Femern Belt Bridge. One of its central
tasks was to lobby the Danish government and parliament, both of which had
displayed limited interest in the project. The reluctance of the political parties
in the Danish parliament was due to the predominance of MPs from Jutland
who saw highway construction in Jutland as the top priority. Since its formation
in 1994, the governance network has undergone several reorganizations,2 but
has continued its activities.
The Femern Belt Forum has brought together a large number of public and
private actors in a multi-level governance network that was highly successful in
lobbying and preparing for the construction of a Femern Belt Bridge. In that
sense we might judge the governance network to be rather effective. However,
the question remains: to what extent has the governance network been demo-
cratically anchored?
Building a 28-kilometre-long bridge over the Femern Belt is a controversial
decision due to the high costs and uncertain consequences. The Femern Belt
Forum was initiated by local and regional government officials, and it has had
a considerable influence on the political agenda and the actual policy making
in both Denmark and Germany. The policy output will affect traffic patterns,
environmental sustainability and regional development, and it will have a
significant impact on citizens and corporate actors on both sides of the Femern
Belt. As such, we can conclude that all of the four anchorage points are relevant
in the assessment of the democratic anchorage of the Femern Belt Forum.
proves that they consider him to be their representative. The absence of protests
directed against the individual network actors might reflect the stakeholder
groups’ ignorance of the governance network, but a more likely explanation is
that the stakeholders feel that, until now, the members of the governance
network have represented what all the stakeholders perceive to be their
common interest, namely the building of a bridge to Germany that will spur
regional growth and development.
One thing that we can say something about is the degree to which the repre-
sentatives have had regular contact with the groups and organizations they
claim to represent. Regular contact is important, as it creates opportunities for
the represented groups and organizations to critically evaluate the way that
their interests and preferences are pursued by their would-be representatives.
Again, we have a varied picture. The newspaper editor has received letters from
the readers, but they were not directed to him as a network participant. The
environmental representatives did not discuss the Femern Belt Bridge within
their respective organizations, relying instead on their own expert judgement.
One of the trade union leaders reports that he has had close and regular contact
with his hinterland throughout. He regularly discusses the agenda and
upcoming issues and decisions with the other members of the Regional Labour
Market Council. The business leader has not consulted with the organizations
that he claims to represent, merely anticipating their reactions instead. The poli-
ticians have participated in regular meetings in their respective political bodies,
but these meetings do not provide opportunities for critical feedback.
As stated above, there have been very few cases of dispute between the
representatives and their hinterlands; however, our data indicate that the repre-
sentatives have been sensitive to the criticism that has been raised and
attempted to justify their actions and ideas vis-à-vis their constituencies.
In sum, the democratic legitimacy of the Femern Belt Forum has been
enhanced by the relatively well-developed relations of representation between
the individual network actors and the groups and organizations they claim to
represent. However, the political significance of the anchorage of the network
actors in the represented groups and organizations is mitigated by the fact that
the representation of different groups and interests hardly plays any role in the
governance network, because everybody agrees with its overall objective.
Nonetheless, it is important for the democratic anchorage of the network that,
with a few exceptions, there is a relatively close link between the representa-
tives and the represented, and that the latter seems to identify with the former.
Hence, we can conclude that the democratic anchorage of the Femern Belt
Forum in the participating groups and organizations is: STRONG.
the political battle was won, the number of participants was reduced and the
local press was no longer part of the network. While the close relations to the
overly positive local press persisted, that did not necessarily enhance trans-
parency. There have been at least two incidents in which the governance
network attempted to get the local press to scale down its coverage of the oppo-
sition to the bridge. Nevertheless, the local citizens continued to enjoy access to
information about the network through the local press. The rest of the Danish
population has not had the same opportunity, since national television and
newspapers did not cover the Femern Bridge project very well. This can be
explained as a result of a public fatigue after the completion of two other major
bridge-building projects. There has been some coverage in national professional
magazines, such as The Engineer, but the debate has been of a technical nature
and has not found its way to more broadly circulated mass media.
The interested citizens could obtain information about the Femern Belt
Forum by visiting its website, where the members and organizational structure
of the network were displayed. They could also obtain access to numerous
highly relevant documents and reports about the Femern Bridge project as well
as an overview of the activities organized by the network. However, critical to
the possibility for public contestation, the agendas and minutes from the
meetings in the Femern Belt Forum were not available on the website.
The governance network produced a number of written and oral reports
about the Femern Bridge project. The original storyline was that the Femern
Belt Bridge would transform the island of Lolland from an economic back-
water to a prosperous economic centre without harming the environment and
without any costs to the taxpayers, as the bridge would be financed by user fees.
The storyline later focused on how the cross-border region would cope with the
bridge-building project and reap the fruits of the bridge. The reports and
discussions were relatively open in the sense that they also addressed critical
issues as long as they did not cast doubt on the relevance of the bridge. All this
changed in 2000, when the governance network believed that the Danish
parliament would formally endorse the Femern Bridge project. When this did
not happen and the political process stalled, the governance network became
extremely tense and less tolerant vis-à-vis critical voices.
This change seriously affected the ability of the governance network to
engage in a critical dialogue with people contesting their storyline and those
aiming to broaden the project by introducing new elements to the storyline.
While the storyline and dialogue became more rigid, closed and totalizing, a
certain willingness to discuss with opponents remained. For example, a group
of German critics from Femern were invited to discuss the project at a con-
ference organized by the Femern Belt Forum. Hence, the dialogue with the
territorially defined citizens on both sides of the border remained, although the
network actors found it increasingly difficult to respond to critical voices and
alternative suggestions, as too much was at stake. For example, the location of
the Femern Bridge was not open to discussion, despite good arguments for
other placements. The willingness to discuss with the opponents differed among
the network actors. Some network actors continued to engage in a constructive
and respectful dialogue with people outside the network; others developed a
much more condescending attitude, claiming that they had ‘wasted too much
time on the critics’, and that these ‘spoke against better judgement’. There was
also an incident in which some of the network actors declined an invitation to
attend a meeting in Germany to discuss the project.
In sum, we can conclude that democratic legitimacy has been enhanced by
the visibility and transparency of the governance network that permitted public
scrutiny of its storyline and lobbying activities. The Femern Belt Forum has not
been a hidden and secluded network, where decisions are taken in smoke-filled
rooms. There are reasonably good opportunities for the citizens to learn about
the network through the local press and the website. The more indirectly
affected citizens have been able to raise criticism, and the governance network
has engaged to a certain point in a constructive debate with opponents. At the
same time, there is considerable room for improvement on at least three differ-
ent counts. First, there has been little coverage and debate about the Femern
Belt Bridge in the national press. Second, agendas and minutes from the
meetings in the Femern Belt Forum have not been available on the website.
Third, the governance network has deliberately aimed to close down the public
debate in the years preceding the final decision out of fear of ‘unnecessary
politicization’. Hence, we can conclude that the democratic anchorage of the
Femern Belt Forum in a territorially defined citizenry is: MODERATE.
6. Conclusion
In this article we have combined public administration research and political
theory in an analysis of participatory governance in the field of spatial planning.
The new interactive forms of network governance are often reduced to non-
political, managerial mechanisms for pragmatic problem-solving and evaluated
merely in terms of their contribution to an effective governing of society. By
contrast, we have claimed that governance networks are arenas of political
power struggles and partake in the authoritative definition and allocation of
Notes
1. The empirical data on which this analysis is based has been collected in 2007–08. It
includes qualitative interviews, archival material and observation of meetings and
events.
2. The first reorganization took place in 2000, when a small Executive Committee was
formed and took over most of the tasks from the ‘Idea Committee for
Infrastructure’. The reorganization turned the relatively broad and open network
into a more professionalized and elitist network. The second reorganization took
place in 2003, when the network was re-named ‘Femern Belt Forum’ and acquired
its own administrative secretariat (Raahavegaard). The last reorganization took
place in 2007, where the long-term chairperson was replaced by a new former
minister who aimed to involve more regional and national actors in the network.
This reorganization coincided with a huge amalgamation reform that reduced the
number of Danish municipalities from 275 to 98 and replaced the 14 old counties
with five new regions. This reform has triggered the formation of a new competing
network named ‘Ad hoc-committee Femern Belt’, which was initiated by the new
and larger municipality in Lolland, where the bridge will begin.
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