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Abstract—Despite widely publicized hypertension treatment guidelines for physicians and lifestyle recommendations for
patients, blood pressure control rates remain low. In community-based primary care clinics, we performed a nested, 2⫻2
randomized, controlled trial of physician intervention versus control and/or patient intervention versus control.
Physician intervention included internet-based training, self-monitoring, and quarterly feedback reports. Patient
intervention included 20 weekly group sessions followed by 12 monthly telephone counseling contacts and focused on
weight loss, Dietary Approaches to Stop Hypertension dietary pattern, exercise, and reduced sodium intake. The primary
outcome was change in systolic blood pressure at 6 months. Eight primary care practices (32 physicians) were
randomized to physician intervention or control groups. Within those practices, 574 patients were randomized to patient
intervention or control groups. Patient mean age was 60 years, 61% were women, and 37% were black. Blood pressure
data were available for 91% of patients at 6 months. The main effect of physician intervention on systolic blood pressure
at 6 months, adjusted for baseline pressure, was 0.3 mm Hg (95% CI: ⫺1.5 to 2.2; P⫽0.72). The main effect of the
patient intervention was ⫺2.6 mm Hg (95% CI: ⫺4.4 to ⫺0.7; P⫽0.01). The interaction of the 2 interventions was
significant (P⫽0.03); the largest impact was observed with the combination of physician and patient intervention
(⫺9.7⫾12.7 mm Hg). Differences between treatment groups did not persist at 18 months. Combined physician and
patient interventions lowers blood pressure; future research should focus on enhancing effectiveness and sustainability
of these interventions. (Hypertension. 2009;54:1226-1233.)
Key Words: hypertension 䡲 blood pressure 䡲 behavioral intervention 䡲 quality improvement
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Received April 25, 2009; first decision May 14, 2009; revision accepted August 28, 2009.
From the Department of Medicine (L.P.S., W.S.Y., R.J.D., B.C.B., G.S., D.B.M., P.-H.L.), Duke Hypertension Center (L.P.S., B.C.B., P.-H.L.), Sarah
W. Stedman Nutrition and Metabolism Center (L.P.S., P.-H.L.), Department of Community and Family Medicine (K.I.P.), Cancer Prevention, Detection,
and Control Research Program (K.I.P., D.B.M.), Center for Health Policy Research (G.S.), and Department of Biostatistics and Bioinformatics (G.S.),
Duke University Medical Center, Durham, N.C.; Program in Health Services Research (D.B.M.), Duke-National University of Singapore Graduate
Medical School, Singapore.
This trial has been registered at www.clinicaltrials.gov (identifier NCT00201136).
Correspondence to Laura P. Svetkey, Stedman Building, Center for Living Campus, 3475 Erwin Rd, Suite 100, Durham, NC 27705. E-mail
svetk001@mc.duke.edu
© 2009 American Heart Association, Inc.
Hypertension is available at http://hyper.ahajournals.org DOI: 10.1161/HYPERTENSIONAHA.109.134874
1226
Svetkey et al Hypertension Improvement Project: Main Results 1227
Randomize
primary care
practices
N=8
MD Control MD Intervention
N=4 N=4
practices/16 practices/16
MDs MDs
Patient Patient
recruitment recruitment
3045 Letters 2846 Letters
521 Patients 473 Patients
each pair was blindly assigned by the study statistician to interven- feedback, and provided Continuing Medical Education credit
tion or control status. Within each practice, all of the physicians were through Duke University. Participating physicians completed the
invited to participate, with a goal of enrolling 4 physicians per clinic. modules within 2 weeks of randomization and before the patient
Each physician provided written informed consent. For logistical intervention began. Second, each physician in MD-I received an
reasons, we enrolled practices in waves or “cohorts” of 1 interven- evaluation and treatment algorithm that summarized, on a color-
tion and 1 control clinic each. coded, pocket-sized laminated card, the major JNC-7 guidelines,
We sent a recruitment letter from the physician to potentially including lifestyle guidelines and a decision tree. Third, a quality
eligible patients. We sought to enroll 10 to 15 patients from each improvement (QI) procedure assessed clinical performance measures
physician. Patients were eligible if they were ⱖ25 years old and were and provided quarterly feedback to physicians on adherence to
hypertensive on the basis of billing codes. Patients were excluded if JNC-7 guidelines. At each MD-I site, participating physicians
they had self-reported chronic kidney disease (CKD), a cardiovas- completed a clinical performance measure data form every time a
cular disease event within the past 6 months, or were pregnant, HIP patient (in either Pt-I or Pt-C) had a clinic visit. The form
breastfeeding, or planning a pregnancy. recorded patient demographics, comorbidity, previous and current
Potential study participants were prescreened by telephone and BP measurements, and actions taken during the visit. In addition, 1
then attended 2 screening visits at which eligibility was confirmed, day each month, physicians completed a clinical performance mea-
written informed consent was obtained, and baseline data were sure form on all of the adult patients treated during that day, whether
collected. Randomization to Pt-C or Pt-I occurred in varying block or not the patient was a HIP participant, recording the same data as
sizes using a computer-generated algorithm, stratified by cohort and for study participants but without patient identifiers.
clinic. Randomization was performed by the study statistician; all of These data were converted into personalized quarterly feedback
the data collection staff remained blinded to the participant’s reports that indicated the following: (1) the proportion of hyperten-
treatment assignment. It was not feasible to blind patients or sive patients in the practice with adequately controlled BP, the
providers to their own randomization assignment. Patients were change in that proportion over the course of the study, and compar-
asked not to discuss their randomization assignment with their ison with the other participating physicians; (2) the proportion of
provider, but strict blinding of the physicians was not feasible. patients with diabetes mellitus or CKD who were at JNC-7 goal BP;
(3) the proportion of patients prescribed specific classes of medica-
Interventions tion on the basis of JNC-7 guidelines; and (4) the proportion who
MD-I lasted 18 months and consisted of 3 elements. First, 2 training received lifestyle modification counseling on the basis of physician
modules were provided on-line. The first module addressed the self-report.
Seventh Joint National Committee on Prevention, Detection, Evalu- MD-C constituted “usual care.” There was no attempt to change or
ation and Treatment of High Blood Pressure (JNC-7) guidelines,4 monitor procedures already in place for QI and physician education
and the second addressed lifestyle modification for BP control. Each with regard to BP control. No performance data were collected from
module required ⬇45 minutes, included a quiz that gave immediate these physicians, and no performance feedback was given.
1228 Hypertension December 2009
Pt-I consisted of 20 weekly group sessions (n⫽10 to 15 patients diabetes medication. The diagnosis of CKD was based on patient
per group) over ⬇6 months. All of the intervention sessions occurred self-report. Although self-report of CKD is likely to be underesti-
at or near the patients’ primary care clinic. mated, self-report was used to identify patients with severe CKD,
The behavior goals of Pt-I included weight loss if overweight, the which would preclude eating the high-potassium DASH dietary
Dietary Approaches to Stop Hypertension (DASH) dietary pattern,7 pattern. For determining patient mix in MD-I feedback reports, these
increased moderate-to-vigorous physical activity, reduced sodium diagnoses were based on physician report.
intake, and moderation of alcohol intake. In addition, the interven-
tion promoted adherence to antihypertensive medication regimen. Outcomes
Pt-I was based on key theoretical constructs developed to guide The primary outcome was change in SBP from baseline to 6 months.
health behavior change efforts and on practical applications from Secondary outcomes included change in DBP at 6 months, BP
previous trials.8 The intervention was designed to promote frequent change at 18 months, the effect of treatment on weight loss, dietary
self-monitoring, feedback, goal setting, and social support and used pattern, physical activity, fasting blood glucose and lipids, and the
motivational interviewing techniques.9 proportion of patients with adequate BP control.
Pt-I was conducted by 2 experienced behavioral interventionists
who were trained and certified to deliver a group intervention
focusing on diet and exercise and to use motivational interviewing
Power and Statistical Analysis
techniques. They were assisted by community health advisors.10 Two The original study design defined the primary outcome as the
community health advisors assisted with group sessions at each proportion at goal BP, and, with a planned sample size of 500
clinic and contacted participants who missed a session. After the patients, was powered to detect an effect size of 0.3. During the study
initial 6-month intensive intervention, community health advisors it became clear that the proportion of patients who were at goal BP
contacted participants by telephone each month for 1 year to offer at baseline (assessed blinded to treatment group) was higher than
brief lifestyle counseling. anticipated on the basis of national statistics, potentially inducing a
Pt-C constituted usual care, composed of an individual visit with ceiling effect that could have left the study underpowered. Conse-
an interventionist to receive advice and written materials on lifestyle quently, with the permission of the trial’s data and safety monitoring
modification for BP control consistent with JNC-7 guidelines. board, the primary outcome was changed to the continuous variable,
change in SBP, with change in proportion at goal relegated to a
secondary outcome. In addition, recruitment for the remaining study
Measurements participants targeted those with BP above goal at baseline. The
Measurements were obtained from all of the randomized physicians achieved sample size of 574 patients in 8 practices provided 80%
and all of the randomized patients at baseline and 6 and 18 months. power to detect a difference of 4 mm Hg.
Comparisons across treatment groups were adjusted for baseline
Physician Measurements
value and cohort. There were no interim analyses. All of the
All of the physicians, regardless of treatment assignment, were asked
participants were analyzed according to their original intervention
to complete a self-administered questionnaire concerning demo-
assignment, but participants who did not complete the study mea-
graphics, education, training, characteristics of patients under their
care, and usual practice patterns. surements were not included in analyses. We compared baseline
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exclusions attributed to patients declining to participate. The had higher baseline urinary potassium excretion (60.0 versus
mean age of patients was 60.5 years (range: 28.0 to 94.0 53.1 mmol/24 hours; P⫽0.05), and had lower baseline SBP
years), 61% were women, 37% were black, and 1% were (132.7/73.9 versus 137.5/76.2 mm Hg; P⫽0.05 for SBP,
Hispanic/Latino (Table 2). Most participants completed high P⫽0.17 for DBP).
school and reported that their income was “adequate” (93% With neither intervention (MD-C/Pt-C), SBP fell by a
and 85%, respectively), without differences across treatment mean of 6.7⫾12.8 mm Hg at 6 months. With the physician
groups. Body mass index ranged from 20.5 to 47.9 kg/m2, intervention alone (MD-I/Pt-C), SBP fell by 5.3⫾12.1 mm Hg,
but, on average, participants were obese (body mass index: and with the patient intervention alone (MD-C/Pt-I), SBP fell
ⱖ30 kg/m2). Three percent self-reported CKD. Billing code by 7.1⫾12.1 mm Hg (Figure 2A). With the combination of
diagnosis of hypertension was confirmed in 97% of partici- physician and patient interventions (MD-I/Pt-I), SBP fell by
pants, who were taking a mean of 2 antihypertensive medi- 9.7⫾12.7 mm Hg (P⫽0.0072 compared with all other
cations. Mean baseline BP was 133.1/74.1 mm Hg. At base- groups). In the main effects model, at 6 months there was no
line, ⬇60% of study participants were at goal BP. significant effect of MD-I (0.3 mm Hg; 95% CI: ⫺1.5 to 2.2;
Outcome data are presented for patients with both baseline P⫽0.76). In contrast, the main effect of Pt-I was a net
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and follow-up data for each variable. Follow-up data were reduction of 2.6 mm Hg (95% CI: ⫺4.4 to ⫺0.7; P⫽0.01). In
available for 91.0% of randomized participants at 6 months addition, there was a significant interaction between MD-I
and 88.5% at 18 months, without difference by treatment and Pt-I (P⫽0.03), suggesting that the effect of Pt-I was
group (Figure 1). At baseline, there were no significant enhanced by coincident exposure to MD-I. Similar results
differences between completers and noncompleters with re- were seen for diastolic BP (Figure 2B). Figure 2 also
gard to dietary intake, excretion of sodium, and weight. demonstrates BP changes from baseline to 18 months. Al-
Completers were more physically active at baseline than though changes at 18 months were similar to changes at 6
noncompleters (36.5 versus 19.1 minutes per week; P⫽0.02), months, they were no longer significant: at 18 months, the
A SBP 90
0
85
-2
Change in SBP, mmHg
80
-4
-5.3 75
*
Percent at goal
-6 -6.7 -7.1 -6.8
-7.5 -7.5 70
-8 † -8.6 6 mo
65
-9.7 18 mo
-10
60
-12
MD-C/Pt-C MD-I/Pt-C MD-C/Pt-I MD-I/Pt-I 55
MD-C/Pt-C
* p < .05 compared to MD-I/Pt-C; † p = .0006 compared to MD-I/Pt-C
50 MD-I/Pt-C
MD-C/Pt-I
B DBP 45 MD-I/Pt-I
0
-1 40
Baseline 6 Mo* 18 Mo
Change in DBP, mmHg
-2
* p = .03 for differences across treatment groups
-3 -3.2 -3.4 -3.4
-3.6 based on Chi-square statistic.
-4 Figure 3. Percentage of patients at goal BP.
-5
-4.9
-4.6
*
-5.4 -5.3
6 mo
18 mo
-6 in the urinary excretion data (data not shown). Pt-I, but not
-7 MD-I, led to a significant reduction in weight (⫺6.1 and ⫹0.6
MD-C/Pt-C MD-I/Pt-C MD-C/Pt-I MD-I/Pt-I
* p < .05 compared to MD-I/Pt-C.
lb, respectively; P⬍0.0001 for Pt-I main effect). At 18
months, the effect of MD-I on F/V intake was no longer
Figure 2. Change in BP at 6 and 18 months (A, SBP; B, DBP).
significant, but the effect on total fat intake persisted. The
effects of Pt-I on F/V, total fat, and saturated fat intake
main effect for the physician intervention was 0.3 (P⫽0.81),
persisted, but effects on dairy intake and weight did not.
the main effect for the patient intervention was ⫺0.2
There were no significant changes in the number of antihy-
(P⫽0.89), and the interaction was no longer significant.
pertensive medications, but we did not measure changes in
There were no statistically significant interactions for effects
dose.
by race, sex, or age at either time point. Participants who were
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Our findings are consistent with a systematic review of QI clinics, in a study population that was older than HIP
interventions for BP control.14 In evaluating 44 articles, participants (mean age: 65 versus 60 years), 97% male
Walsh et al14 found that QI strategies that target the provider (compared with 39% in HIP), and with higher baseline BP
have limited effect compared with strategies that target the (157/82 versus 133/74 mm Hg). Despite these differences,
patient. The median reduction in BP associated with QI results were similar: at 6 months, the group receiving pro-
interventions that provided monitoring and feedback for vider education and alert plus patient education was 33%
providers was 1.5/0.6 mm Hg compared with 3.3/2.8 mm Hg more likely to have SBP ⬍140 mm Hg than the group
for interventions that promoted patient self-management. In receiving provider education only (P⫽0.013). Provider edu-
this systematic review, there was no opportunity to evaluate cation plus alerts without patient education did not improve
combinations of physician and patient strategies. However, the SBP control rate.
subsequently, Roumie et al15 randomized 205 primary care Our provider intervention was unique in its emphasis on
providers to interventions that were similar but less intense lifestyle counseling. There are numerous challenges to pro-
than HIP: provider education consisting of a letter to the MD, viding lifestyle counseling in the context of a primary care
provider education plus an electronic alert system that added visit, including time, provider confidence in his or her own or
a single reminder for each patient, or provider education and the patient’s ability to change behavior, and lack of reim-
alert plus patient education that added mailed, written advice bursement for these activities. We expected that the physician
concerning adherence to medication and lifestyle changes. training in the HIP provider intervention would increase
This study was conducted largely in academic medical center lifestyle counseling, but the extent to which counseling
1232 Hypertension December 2009
occurred was based on physician self-report. It is possible that as well as the cumulative (perhaps maximal) effect of MD-I.
physicians in the intervention group were more likely to We noted that there was some persistent effect on behavior
report counseling whether or not they were actually providing (ie, improved dietary pattern and some weight loss), but there
it, knowing that was expected of them. A discrepancy was no significant effect of either Pt-I or MD-I on BP at 18
between reported and actual counseling may help explain the months. The effect in the MD-I/Pt-I group at 18 months,
lack of effect of MD-I on BP. however, was comparable to that found at 6 months.
Unlike the trial by Roumie et al,15 we tested the patient The HIP study has 3 potential limitations. First, the
intervention alone. The HIP Pt-I is similar to what has been analysis of primary outcome is based on those who completed
effective in previous studies16 –18 but is unique in its applica- follow-up. No imputation procedure was used for missing
tion in this study in the community practice setting. In data, because no method was considered satisfactory, given
addition, the HIP Pt-I focused heavily on adoption of the that BP and other measurements were collected at baseline
DASH dietary pattern, which has been shown to lower BP7 and then at the time of primary outcome assessment, with no
and low-density lipoprotein cholesterol19 and has been asso- intermediate measurements. Although a completers analysis
ciated with successful weight loss.16,20 In HIP, Pt-I signifi- is potentially subject to bias, the follow-up rate exceeded 91%
cantly improved dietary pattern consistent with the DASH at 6 months and 88% at 18 months, and a sensitivity analysis
dietary pattern. The DASH dietary pattern is not specifically assuming no change in BP in noncompleters yielded similar
a low-salt diet, but the BP effect of DASH is increased by results.
simultaneous reduction in sodium intake.21 Reducing sodium Second, because BP control rates were unexpectedly high
intake was a goal of the HIP Pt-I, but urinary excretion data at baseline, the primary outcome was changed from “propor-
did not suggest an effect. The lack of significant decrease in tion at goal BP” to “change in SBP.” However, the new
sodium excretion could reflect the limitations of a single primary outcome initially had been designated as an impor-
24-hour urine collection for assessing intake22 or an actual tant secondary outcome, the decision to change the primary
absence of change. Nonetheless, clinical trial and meta-anal- outcome was made blinded to treatment group effects and
ysis would suggest that the impact on BP of weight loss and was reviewed and approved by the data and safety monitoring
DASH is greater than the impact of currently recommended board, and the results are consistent.
sodium reduction.23,24 Thus, it may be advantageous that the Finally, the study population represents a relatively healthy
HIP Pt-I had its predominant impact on DASH adherence and cohort with high rates of BP control at baseline and limited
weight loss. In general, effects on BP were associated with comorbidity. In addition, only ⬇10% of potentially eligible
changes in behavior. For example, patients who lost weight patients were randomized. These factors suggest potential
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had a 2.1 mm Hg greater improvement in SBP (P⫽0.0013; limitations to both the generalizability of the results and the
95% CI: 0.8 to 3.3) than patients who did not lose weight. implementation of the interventions.
The main effect of the HIP Pt-I on behavior and BP was
somewhat less than in previous similar studies. For example, Perspectives
the PREMIER Study exposed a similar patient population to The HIP behavioral intervention improved dietary pattern and
a similar intervention. In the 2 active treatment groups in the lowered BP over 6 months, but the intervention was inten-
PREMIER Study, BP fell by ⬇4/3 mm Hg (net of control)16 sive, the effect size relatively small, and the effect did not
compared with a reduction of 2.6/1.0 mm Hg in HIP (Pt-I persist. Implementation of a similar lifestyle intervention
main effect). This difference could well be within the vari- program would require further development to make it
ability of the effect estimate, or it could be because of affordable, scalable within health systems, and able to pro-
increased effects in a younger population (mean age: 50 years duce sustained improvements in behavior and BP. The same
in PREMIER versus 60 in HIP). However, PREMIER par- is true for the HIP MD intervention. Improving the MD
ticipants were otherwise similar to HIP participants (gener- intervention might require integrated tools for easily assess-
ally healthy, 36% men, 36% black, and BP 134/84 mm Hg at ing patient behavior and providing brief targeted advice
baseline). Therefore, the lesser effect on BP is more likely to within the context of the modern primary care practice.
reflect mild dilution of the intervention’s effect as the study Nonetheless, given the potential impact of lifestyle modifi-
design moves from academic medical centers (PREMIER) cation on BP and the apparent role that doctors play in
closer to an effectiveness trial conducted in community-based encouraging healthy behaviors, future development and test-
practices (HIP). Indeed the results of HIP may be more ing of both patient and provider interventions should be a
generalizable than other trials, because participants were high priority.
recruited from community practices, received the intervention
locally, and were diverse with respect to race, sex, and age. Acknowledgments
The investigators gratefully acknowledge the valuable contributions
As noted in the PREMIER Study and other trials, inter- of the study participants and the following individuals: research staff
vention effects on BP did not persist to the end of the study members Kathleen Aicher, Blondeaner Brown, Gwendolyn Davis,
(18 months after randomization or 12 months after the LaVerne Johnson-Pruden, Martis King, Tonya Milligan, Rhonda
intensive behavioral intervention for patients). We originally Mooney, LaChanda Reams, Patrice Reams, and Sonia P. Steele;
speculated that the 6-month outcomes would reflect the community health advisors Elaine Armstrong, Rachel Blackwell,
Frances Cagle, Mary Crispell, Maurice Darden, Carolyn Dean, Jesse
maximum impact of the patient intervention but might be too Edwards, Ralph Glover, Shirley Griles, Sarah Johnson, Jeaneen Lile,
early to reflect maximum impact of the MD intervention. The Melissa O’Connor, and Laura Wickwar; Duke Medical Media (Ann
18-month outcomes presumably assess the durability of Pt-I, Bushyhead) and the Duke Continuing Medical Education office;
Svetkey et al Hypertension Improvement Project: Main Results 1233
Data and Safety Monitoring Board members Jean Spaulding, MD records collected during a 1-year period. J Am Diet Assoc. 1992;92:
(chair); L. Kristen Newby, MD; Michael Pignone MD, MD; Steven 686 – 693.
C. Grambow, PhD; Wendy Demark-Wahnefried, PhD; physicians 12. Chen C, Jerome GJ, Laferriere D, Young DR, Vollmer WM. Procedures
and staff at the participating clinics: Durham Medical Center, used to standardize data collected by RT3 triaxial accelerometers in a
Durham, N.C.; Harps Mill Internal Medicine, Raleigh, N.C.; Hen- large-scale weight-loss trial. J Phys Act Health. 2009;6:354 –359.
derson Family Medicine Clinic, Henderson, N.C.; Hillsborough 13. Cook S, Drum ML, Kirchhoff AC, Jin L, Levie J, Harrison JF, Lippold
Family Practice, Hillsborough, N.C.; Metropolitan Durham Medical SA, Schaefer CT, Chin MH. Providers’ assessment of barriers to effective
Group, Durham, N.C.; Oxford Family Physicians, Oxford, N.C.; management of hypertension and hyperlipidemia in community health
centers. J Health Care Poor Underserved. 2006;17:70 – 85.
Roxboro Medical Associates, Roxboro, N.C.; Triangle Family Prac-
14. Walsh JM, McDonald KM, Shojania KG, Sundaram V, Nayak S, Lewis
tice, Durham, N.C.
R, Owens DK, Goldstein MK. Quality improvement strategies for hyper-
tension management: a systematic review. Med Care. 2006;44:646 – 657.
Sources of Funding 15. Roumie CL, Elasy TA, Greevy R, Griffin MR, Liu X, Stone WJ, Wallston
This work was supported by National Institutes of Health grant KA, Dittus RS, Alvarez V, Cobb J, Speroff T. Improving blood pressure
R01-HL75373. control through provider education, provider alerts, and patient education:
a cluster randomized trial. Ann Intern Med. 2006;145:165–175.
16. Appel LJ, Champagne CM, Harsha DW, Cooper LS, Obarzanek E, Elmer
Disclosures PJ, Stevens VJ, Vollmer WM, Lin PH, Svetkey LP, Stedman SW, Young
None. DR; for the Writing Group of the PCRG. Effects of comprehensive
lifestyle modification on blood pressure control: main results of the
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