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Daugherty Biddi Son 2015
Daugherty Biddi Son 2015
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BMJ Quality & Safety Online First, published on 3 June 2015 as 10.1136/bmjqs-2014-003910
ORIGINAL RESEARCH
Original research
as well. For example, a study of 7076 registered continuously seek opportunities to improve. Arguably,
nurses working in 161 hospitals found significant rela- engaged team members may have greater bandwidth
tionships between nurse burnout and rates of both and motivation to create or sustain these
hospital-acquired urinary tract infections (UTI) and safety-oriented norms compared with team members
surgical site infections (SSI).12 Their results indicated who are actively disengaged or burned out. Thus,
that each 10% increase in the proportion of nurses engagement may influence or moderate safety-related
reporting high burnout was associated with an aspects of organisational culture and team member
increase of nearly one UTI and two SSIs per 1000 perceptions of that culture, as well as influencing
patients. Extrapolating these findings, organisations safety and quality outcomes. Frameworks for patient
could estimate annual cost savings of $28–69 million safety improvement similarly highlight that improve-
from prevented UTIs and SSIs were they to realise a ment efforts, a form of organisational change, require
30% reduction in nursing burnout. Similarly, a study both technical interventions (eg, checklists, changes to
of 178 recently hospitalised patients and their main work processes or care algorithms) and adaptive inter-
inpatient providers found correlations between aspects ventions (eg, interventions aimed at engaging organ-
of physician burnout and patient satisfactory. isational members in the change process and
Importantly, this study also found a significant developing or strengthening cultural norms).24 Much
increase in postdischarge recovery times for those of the work in this area has focused on safety culture
patients whose physicians reported burnout symp- or workforce perceptions and attitudes regarding safety
toms. Such findings suggest that healthcare workforce culture, known as safety climate.25 Employee engage-
well-being may also impact costs associated with ment is another arguably important ‘adaptive’ compo-
illness and injury of their patients, including lost time nent that has received comparatively little attention,
from work.13 however, particularly in the patient safety literature.
Such findings underscore recommendations from Meta-analyses have demonstrated organisation-level
the National Patient Safety Foundation, Institute of effect sizes of −0.21 to −0.28 between indices of
Medicine and numerous leading professional associa- employee engagement and safety indices; however,
tions, articulating the need to address patient safety only a very small number of studies were available to
and care quality from a systems perspective that is estimate these effects.26 Additionally, previous studies
both patient and workforce centred.14 Drawing from have not explored relationships between engagement
the theoretical lenses of positive psychology and con- and foundational aspects of reliably safe operations
cepts of psychologically healthy workplaces,15–17 this such as safety climate. To address this gap, we exam-
perspective is hypothesised to be critical for develop- ined the relationship between employee engagement
ing a workforce that has the bandwidth and motiv- and healthcare worker perceptions of patient safety
ation to be active, engaged organisational citizens, culture (often a foundational element that, when weak
who feel supported by the system in which they or poor, has been identified as a common root cause
work.1 Thus, creating the conditions that facilitate an in both safety and quality breakdowns) across multiple
engaged workforce may also offer pathways for years in a sample of >50 inpatient hospital units
improving patient safety and care quality. To this end, nested within a large academic health system in the
strategic goals dedicated to helping healthcare workers northeastern US.
find joy and meaning in their work have been advo-
cated by safety-focused national entities and profes- Employee engagement
sional associations alike. Employee engagement, conceptualised as a positive,
work-related mindset including feelings of vigour,
RATIONALE dedication and absorption in one’s work,9 26 has
Despite a history of study in other organisational con- demonstrated an association with a number of import-
texts,8 18 19 relatively limited work in the healthcare ant worker outcomes in healthcare, including staff
context to date has explored hypothesised relation- turnover, productivity and patient safety events.26–28
ships between positive valence indicators of workforce When engaged, clinicians, staff and administrators feel
well-being, such as employee engagement and organ- ‘physically involved, cognitively vigilant and emotion-
isational safety characteristics or attitudes.20 21 These ally connected’ to their work.26 29 Some theories
are important relationships to explore, with potential define engagement as the direct opposite of burnout
to offer insight into unexamined barriers and facilita- with the two constructs conceptualised as two ends of
tors of patient safety improvement and change efforts. a single continuum. Engagement reflects relatively
Theories of high reliability and resilience22 23 suggest high reserves of emotional energy and capacity for
that organisations that are able to achieve high levels mental resilience (high energy), a high degree of
of reliably safe performance do so in part through involvement in one’s work fed by a sense of signifi-
shared norms of vigilance, willingness to speak up cance, enthusiasm, inspiration, pride and challenge,
regarding concerns or creative ideas, a unified learn- and a sense that one’s efforts are meaningfully related
ing orientation and a shared motivation to to the feedback, evaluations and outcomes received in
Original research
the context of one’s work. Conversely, burnout team member perceptions of safety culture in their
reflects a combination of emotional exhaustion (low work area would be positively related.
energy), cynicism (low involvement) and inefficiency
(low sense of efficacy and/or learned helplessness).30 31 METHODS
Thus, engaged healthcare workers view both their Since 2006, the Johns Hopkins Hospital ( JHH) has
‘daily process of care’ work and their more general administered the Safety Attitudes Questionnaire
professional work as meaningful, and they likely feel (SAQ) every 18–24 months. The SAQ has been shown
responsibility and a realistic degree of autonomy. They to be psychometrically sound and reliable in a variety
also likely perceive strong ties between their efforts, of healthcare settings.42 Additionally, JHH has
the evaluations of their work and other outcomes.32 assessed employee engagement across both inpatient
and outpatient units annually since 2009 using an
instrument developed by the Gallup organisation,
Perceptions of patient safety culture known as the Gallup Q12.43 The Q12 was validated by
While conceptual clarity and theoretical grounding the Gallup organisation using an iterative process that
continues to emerge,33 34 patient safety culture has involved characterising a range of units from ones
generally been defined as a group-level (eg, team, with high workplace turnover to, on the opposite end
unit, department or organisation) construct reflecting of the spectrum, ones with high-functioning, product-
patient safety-related norms, artefacts such as policies, ive teams.27 43 Both surveys are distributed to all staff,
procedures, communication and teamwork patterns, using a mix of electronic and paper-based methods.
leadership and day-to-day behaviours. It has been All responses are anonymous. Results are reported to
proposed to influence a variety of patient safety out- hospital, department and unit leadership in aggregate
comes, as well as staff satisfaction and perform- form. For the SAQ, all work areas with a survey
ance.35–37 The related concept of patient safety response rate >60% receive a score on each of seven
climate reflects team members’ perceptions or atti- domains, as well as scores on individual survey items.
tudes about the organisational safety culture in which All SAQ responses are scored on a five-point Likert
they work. A great deal of peer-reviewed literature has scale from ‘disagree strongly’ to ‘agree strongly’, and
examined interventions to build or improve patient scores are reported as the percentage of respondents
safety climate,25 38 and climate has been found to in a given unit reporting that they ‘agree slightly’ or
moderate the effectiveness of other, technically ‘agree strongly’ with a given statement. Thus, a unit’s
oriented safety interventions, like checklists, training/ score for a given SAQ domain reflects the proportion
education or procedural algorithms.39 Although theor- of respondents in a given unit who rank their unit
ies of safety culture and climate have been developed highly on the 3–7 items within that domain. Items
in both the general organisational and management for each domain are listed in online supplementary
sciences that have articulated numerous factors affect- table A1. For the Q12, each work area manager
ing development and sustainment of both organisa- receives a report containing scores on each of the 12
tional and work-area-level climates,40 41 employee items, as well as Grand Mean score across all items.
motivation and engagement are (1) commonly In this analysis, time-matched SAQ and employee
unaccounted for in these theories and (2) not robustly engagement data were analysed from 58 inpatient
tested as potential influences on climate or as modera- units in 2009, 61 in 2011 and 59 units in 2013.
tors of the relationships between climate and other Based on institutional safety interest and needs, the
safety-related outcomes. Arguably, theories and studies Safety Culture Assessment was revised in 2013 such
of engagement suggest that engaged employees likely that four of the original seven SAQ domains had avail-
have a higher probability of also displaying able data over all three time periods. In all analyses, a
safety-related attitudes and behaviours that define p value of <0.05 was considered statistically signifi-
safety climate, given that the high degrees of self- cant. Analyses were performed using R statistical soft-
efficacy, motivation and sense of being invested in by ware V.3.0.2.44 45
their organisation may provide the bandwidth and
attention necessary to develop safety-related attitudes RESULTS
and demonstrate safety-related behaviours. The inter- In 2009, of the 2722 total eligible staff assigned to
relationships between these constructs have not been the units in this analysis, 90.9% (n=2473) completed
extensively explored, however. In hopes of offering the SAQ. For 2011 and 2013, response rates for the
initial insight into the potential relationships between SAQ were 73.8% (n=2646) and 73.2% (n=3020),
these two constructs, we examined them in a series of respectively. Respondents included nurses, physicians
secondary analyses. Specifically, we asked: to what and support personnel. Median scores across all units
extent are group-level measures of engagement asso- for the included SAQ domains are summarised in
ciated with group-level perceptions of patient safety table 1 for all time periods.
culture and does that association persist over time? For employee engagement in 2009, of the 3222
We hypothesised that work-area-level engagement and assigned staff on the included units, 63.3% completed
Original research
Table 1 Median SAQ scores (and IQR) by domain across Table 3 Spearman’s correlations for individual Q12 employee
included units and time periods by year engagement items and SAQ domains
2009 2011 2013 Year
(n=58 (n=61 (n=59 Employee engagement item
SAQ domain units) units) units) p Value and SAQ domain 2009 2011 2013
Teamwork climate 0.70 (0.18) 0.66 (0.22) 0.67 (0.16) <0.01 1. I know what’s expected of me at work.
Safety climate 0.70 (0.19) 0.65 (0.22) 0.70 (0.15) 0.16 Teamwork climate 0.38* 0.37* 0.45*
Perceptions 0.45 (0.23) 0.43 (0.28) 0.43 (0.18) 0.16 Safety climate 0.55* 0.43* 0.31*
of hospital 2. I have the materials and equipment I need to do my work right.
management Teamwork climate 0.49* 0.29* 0.36*
Perceptions of unit 0.68 (0.19) 0.60 (0.18) 0.69 (0.13) 0.02 Safety climate 0.54* 0.25 0.38*
management
3. At work I have the opportunity to do what I do best every day.
p Values are for the null hypothesis of no difference in mean domain
scores across the three time periods. Teamwork climate 0.48* 0.38* 0.41*
SAQ, Safety Attitudes Questionnaire. Safety climate 0.6* 0.39* 0.39*
4. In the last seven days, I have received recognition or praise for doing
the Q12 (n=2041). For 2011 and 2013, response good work.
rates for employee engagement were 64.2% (n=2024) Teamwork climate 0.31* 0.35* 0.15
and 68.3% (n=2382). The median engagement Safety climate 0.51* 0.44* 0.26*
survey response rates by unit within the three time 5. My supervisor, or someone at work, seems to care about me as a
person.
periods were 64.0%, 66.0% and 72.0%, respectively.
For these time periods, the median unit-level Grand Teamwork climate 0.5* 0.35* 0.31*
Mean engagement scores were 3.84 (IQR 0.34), 3.91 Safety climate 0.66* 0.54* 0.45*
(IQR 0.39) and 3.84 (IQR 0.31). In order to account 6. There is someone at work who encourages my development.
for potential non-linear associations and non-normal Teamwork climate 0.55* 0.56* 0.41*
distribution of scores and to provide robustness to Safety climate 0.66* 0.57* 0.42*
outliers, Spearman’s rank correlation coefficients were 7. At work, my opinion seems to count.
chosen to examine the association between unit-level Teamwork climate 0.53* 0.48* 0.46*
engagement and safety attitude scores. Spearman’s Safety climate 0.55* 0.53* 0.37*
correlations between each of the four SAQ domain 8. The mission or purpose of my company makes me feel my job is
scores and Grand Mean engagement scores are shown important.
in table 2. Teamwork climate 0.47* 0.45* 0.3*
We then explored the relationships between each of Safety climate 0.58* 0.47* 0.2
the 12 items that comprise the employee engagement 9. My associates or fellow employees are committed to doing quality
Grand Mean score and the four SAQ domains (see work.
table 3 for safety and teamwork climate domains and Teamwork Climate 0.44* 0.5* 0.36*
online supplementary table A2 for complete data). Safety Climate 0.52* 0.45* 0.34*
Only correlations of 0.40 or higher, listed in bold in 10. I have a best friend at work.
table 3, were considered robust. The 0.40 criteria Teamwork climate 0.05 0.23 0.17
were chosen to reflect a moderate effect size based Safety climate 0.13 0.2 0.43*
upon common effect size conventions.46 47 Results 11. In the last six months, someone at work has talked to me about
suggested consistent relationships between safety progress.
climate, which focuses on perceived norms related Teamwork climate 0.38* 0.38* 0.25
to communication, learning, and error management Safety climate 0.39* 0.41* 0.42*
12. In the last year, I have had opportunities at work to learn and grow.
Teamwork climate 0.47* 0.52* 0.39*
Table 2 Spearman’s correlations between SAQ domains and Safety climate 0.51* 0.54* 0.34*
employee engagement grand mean by year *p<0.05, correlations >0.4 are listed in bold.
SAQ, Safety Attitudes Questionnaire.
Employee engagement
Original research
Original research
employees are meaningfully associated. Practically, 8 Nahrgang JD, Morgeson FP, Hofmann DA. Safety at work:
these findings support the development of approaches a meta-analytic investigation of the link between job demands,
to improving patient safety that pair human resource, job resources, burnout, engagement, and safety outcomes.
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development and leadership interventions with trad-
9 Bakker AB, Schaufeli WB, Leiter MP, et al. Work engagement:
itional safety and quality improvement approaches.
an emerging concept in occupational health psychology. Work
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Author affiliations
1
Department of Medicine, Johns Hopkins School of Medicine, 10 Lawler III, Edward E. High-involvement management.
Baltimore, Maryland, USA Participative strategies for improving organizational
2
Johns Hopkins University School of Medicine, Baltimore, performance. San Francisco, CA: Jossey-Bass Inc., Publishers,
Maryland, USA 1986.
3
Department of Biostatistics, Johns Hopkins Bloomberg School
of Public Health, Baltimore, Maryland, USA 11 Podsakoff NP, Podsakoff PM, MacKenzie SB, et al.
4 Consequences of unit-level organizational citizenship
Department of Anesthesiology and Critical Care Medicine,
Johns Hopkins School of Medicine, Baltimore, Maryland, USA behaviors: A review and recommendations for future research.
J Organ Behav 2014;35(Suppl 1):S87–119.
Twitter Follow Sallie Weaver at @SallieJWeaver 12 Cimiotti JP, Aiken LH, Sloane DM, et al. Nurse staffing,
burnout, and health care-associated infection. Am J Infect
Acknowledgements We would like to acknowledge the
Control 2012;40:486–90.
important contributions of the members of the Johns Hopkins
Provider Behavior Group including Paula Kent, Myles Leslie, 13 Halbesleben JR. Linking physician burnout and patient
MarieSarah Pillari, Melinda Sawyer, Carol Woodward, and outcomes: exploring the dyadic relationship between
Jiangxia Wang. We would also like to thank Drs Cynthia Rand physicians and patients. Health Care Manage Rev
and Michelle Eakin for their helpful feedback in the 2008;33:29–39.
development of this work.
14 Leape L, Berwick D, Clancy C, et al. Transforming healthcare:
Contributors ELDB and SJW contributed to study design, a safety imperative. Qual Saf Health Care 2009;18:424–8.
analysis and manuscript writing. LP contributed to the study
design and manuscript editing. PM contributed to analysis and 15 Turner N, Barling J, Zacharatos A. Positive psychology at
manuscript writing. CH contributed to study design and work. In: Snyder CR, Lopez SJ, eds. Handbook of positive
manuscript editing. psychology. New York: Oxford University Press, 2002:
Funding This study was supported by a grant from the NIH 715–28.
NHLBI (K23HL098452 to the Johns Hopkins University) and 16 Luthans F, Avolio BJ, Avey JB, et al. Positive psychological
a grant from the Johns Hopkins Institute for Clinical and capital: measurement and relationship with performance and
Translational Research (ICTR), which is funded in part by
satisfaction. Personnel Psychol 2007;60:541–72.
Grant Number 1KL2TR001077-01 from the National Center
for Advancing Translational Sciences (NCATS), a component of 17 Warr PB. Jobs and job-holders: two sources of happiness and
the National Institutes of Health (NIH), and NIH Roadmap for unhappiness. In: David SA, Boniwell I, Ayers AC, eds. The
Medical Research. Its contents are solely the responsibility of Oxford handbook of happiness. Oxford: Oxford University
the authors and do not necessarily reflect the official views of Press, 2013:733–50.
Johns Hopkins ICTR, NCATS or NIH.
18 Truss C, Delbridge R, Alfes K, Shantz A, Soane E, eds.
Competing interests None declared. Employee engagement in theory and in practice. New York,
Ethics approval Johns Hopkins IRB-X. NY: Routledge.
Provenance and peer review Not commissioned; externally 19 Christian MS, Carza AS, Slaughter JE. Work engagement:
peer reviewed. a quantitative review and test of its relations with task and
contextual performance. Personnel Psychology
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These include:
Notes