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J. Abraham · N. Szoko
Cleveland Clinic Lerner College of Medicine of Case Western Reserve University,
Cleveland, OH, USA
M. R. Natowicz (*)
Cleveland Clinic Lerner College of Medicine of Case Western Reserve University,
Cleveland, OH, USA
Pathology & Laboratory Medicine, Genomic Medicine, Neurology and Pediatrics Institutes,
Cleveland Clinic, Cleveland, OH, USA
e-mail: NATOWIM@ccf.org
12.1 Introduction
12.2 P
otential Applications of Proteomics in Autism
Research
There are multiple potential applications of proteomics in clinical and basic research
related to autism. Proteomic analyses hold forth the potential for the use in screening
persons who are at risk to develop autism or in defining targets for screening and,
similarly, for potential use in the diagnosis of autism. Screening and early diagnosis of
autism are important since early identification permits early intervention, often with
therapeutic benefits [2, 16]. In addition, the development of effective screening and
diagnostic biomarkers might result in substantial cost savings compared to the gener-
ally inefficient and slow process of screening and diagnosis that commonly occurs
[17]. It might also enable a more accurate categorization of persons with autism since
an understanding of the biology of autism and the development of more effective
therapies might be facilitated by the delineation of reproducible and biomedically
meaningful biomarker-defined subtypes of persons with ASD [2, 18]. In addition,
proteomic analyses could also conceivably have use in monitoring impacts of treat-
ment. Although such uses of proteomics in ASD are presently speculative, proteomic
methods have recently gained acceptance in several clinical laboratory applications,
and many other applications are being investigated, and the adoption of additional
clinical laboratory uses of proteomics is anticipated [19–21].
Related to the clinical imperative of better delineation of clinical subtypes of
autism, the other major potential application of proteomics in autism is in the
study of the pathogenesis of autism. There are numerous known causes of autism,
and there is evidence of derangement of many cellular process and metabolic
pathways [11, 15]. It is presently unclear if there is a final common pathway or
unifying pathophysiological mechanism for autism that encompasses its diverse
etiologies. Proteomic investigation of specimens from persons with autism and
of diverse models of autism is, therefore, the other major area of application of
proteomics to autism.
12.3 C
hallenges in Using Proteomic Approaches in Autism
Research
The concept of autism has undergone substantial change since its earliest formu-
lation, with different neurobehavioral phenotypes described [22, 23]. Even today,
the categorical diagnosis of ASD includes diverse clinical phenotypes and does not
define a neurobiologically or etiologically well-defined, homogenous condition.
Consequently, its use remains problematic and, sometimes, contested [24, 25].
Moreover, not all studies include information regarding the specific criteria used in
establishing the diagnosis. There are multiple diagnostic criteria and tools used to
establish the diagnosis. This information should be described for any study of ASD,
not just those involving proteomics, as the criteria that are implemented will have
impacts regarding which persons or samples will be used in a study [26].
In addition, ASD is etiologically heterogeneous. There are more than 100 known
causes of ASD, most of which are uncommon or rare [8, 10, 27, 28]. Combining
data from ASD cases having different etiologies can result in confounding of the
results. Studies should specify both the etiologies of the ASD cases from which
samples are derived and the basis for the designation of those etiologies. In those
instances where a diagnosis is not known, pertinent negative diagnostic evaluations
should be noted, if possible.
Medical, neurological, and psychiatric comorbidities are common in persons
with ASD [3, 4, 29]. Comorbidities should be assessed when considering candidacy
for a study since the comorbidities and the medications and other treatments of the
comorbidities can impact the proteome. Consequently, inclusion and exclusion cri-
teria should be well-defined prior to sample collection, and pertinent clinical infor-
mation from evaluations of the individuals from whom samples are derived should
be available as appropriate.
Inclusion and exclusion criteria should also consider the prandial state of the
subjects from which the samples originated and, if postmortem samples are obtained,
the cause of death. The prandial state should, if possible, be controlled for in studies
using serum, plasma, or saliva to reduce another potential source of confounding
factors. Not unexpectedly, the cause of death can also have significant impacts on
tissue proteomes [30, 31].
What cell type or tissue to analyze is another significant issue in proteomic stud-
ies of autism. Autism is first and foremost a disorder of the brain, despite the signifi-
cant number of comorbidities in non-CNS systems. Proteomic analyses of brain
tissue are, therefore, likely to be more informative than analysis of other tissues in
terms of understanding the pathogenesis of brain dysfunction in autism. However,
relatively few postmortem autism brains are available for research purposes. Of
those that are available, the number of samples accessible for research may be fur-
ther reduced because of limitations imposed by the study with respect to age, cause
of death, or other eligibility criteria. Moreover, even when adequate numbers of
brain samples are available, proteomic analyses of brain tissue are inherently
complicated by the dynamic changes in brain during neurodevelopment and the
cellular heterogeneity of brain tissue [32–34].
Processing of samples for proteomic analysis is essential to consider, particularly
in relation to the postmortem interval time. The duration between death and banking
of samples can be especially relevant in proteomics because of time-dependent
12 Proteomic Analyses of Autism 239
proteolysis and other modifications that can occur to some proteins [35–37]. Thus,
matching cases and controls for the postmortem interval in human tissue studies is
an important consideration. Issues related to storage of tissue and histological pro-
cessing of specimens, if done, are also relevant for proteomic studies and are
reviewed elsewhere [38, 39].
Study design and bioinformatic analysis decisions when evaluating mass spec-
trometry (MS) data can have profound impacts on the overall results [40–44].
Investigations using postmortem ASD brain tissue or samples from rare genetic
subtypes of ASD are frequently limited by small sample size. Moreover, compara-
tive MS-based methodologies typically require adjusting significance for multiple
comparisons to ensure that differences that are observed are not due to chance from
performing several statistical tests [45]. Advanced statistical methods, such as lin-
ear mixed models, can be used to address the particular difficulties faced when
comparing a small number of cases and replicates in the context of vast amounts of
proteomic data [46, 47].
In addition to technical replicates, MS-based proteomic findings should be vali-
dated with a second method. For example, interesting findings from a label-free
unbiased MS analysis should be validated using an independent method such as
selected reaction monitoring assays. Replication of the findings using a second set of
biological samples further strengthens a study. Finally, biological relevance should
be assessed for those interesting findings that were statistically significant. This can
be challenging, typically requiring support from additional investigative approaches.
To date, there have been few proteomic studies of autism [48]. Unbiased or global
proteomic studies of ASD in humans using nonneural tissues include 12 studies of
plasma or serum, an analysis of peripheral B lymphocytes, 3 studies of saliva, and 1
study of urine [49–65]. The characteristics and key findings of these studies are
shown in Table 12.1.
Several interesting observations were observed in these analyses. Of studies
using nonneural tissues, many noted altered levels of one or more proteins involved
in inflammation or immune system regulation, including some acute phase reactants
and interleukins [49, 52, 53, 55–64]. Abnormalities of the complement system were
noted in several analyses [62, 63]. This is interesting in view of recent work demon-
strating that the complement pathway can affect synaptic remodeling and has roles
in neurodevelopment and some neurodegenerative processes [66, 67]. Varied
abnormalities of immunologic markers or of immunologic function including, in
some instances, immune abnormalities involving cerebrospinal fluid or brain tissue
has been a recurring theme in ASD research [68, 69].
Several proteomic studies identified proteins involved in lipid metabolism as
differentially expressed in ASD [49, 52, 57, 58, 60, 64]. These findings align with
some prior metabolic investigations of ASD using other experimental methods [70, 71].
Table 12.1 Proteomic studies of autism spectrum disorder
human studies of ASD that included such an integrated analysis that incorporates a
proteomic approach. Coupling other omics methods with proteomics to studying
human ASD tissues and various models of ASD will be powerful means for advancing
our understanding of the complexities of ASD pathobiology.
12.6 Conclusions
There have been relatively few proteomics-based studies of autism thus far. In
addition to technical considerations that are pertinent to any proteomic analysis,
there are important ASD-related considerations that relate to the diagnosis of ASD,
its etiological heterogeneity and varied comorbidities, and the brain as the central
affected organ. Published findings from proteomics-based analyses of ASD have
varied and require replication, including differential expression of proteins of lipid
metabolism, inflammation and immune function, synaptic biology, and mitochon-
drial bioenergetics. Moving forward, multi-omics approaches that incorporate pro-
teomic analysis of human brain samples, stem cells, brain organoids, and animal
models of ASD are likely to be informative. Beyond elucidating ASD pathobiol-
ogy, proteomic approaches could lead to the identification of novel biomarkers
for improved diagnosis and therapeutic monitoring. In turn, this could result in
discovery of new drug targets or therapeutic approaches to help improve the lives
of individuals affected by ASD.
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