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Perforations
Perforations
Abstract
Introduction: There are few data on the long-term ef-
ficacy of mineral trioxide aggregate (MTA) in treating
root canal perforations. We investigated the extent of
A t present, root canal treatment is one of the most commonly performed dental in-
terventions, with 15 million procedures carried out in the United States alone every
year (1). After successful treatment, most teeth can remain as functional units within the
primary healing after perforation repair with MTA and dental arch. However, as the number of root canal interventions has increased exponen-
non-healing as a result of repair. We also investigated tially in recent years, so have the nature and number of complications. Root canal de-
patient/clinical characteristics affecting treatment out- viations, fractures of endodontic instruments, and root canal perforations are now
comes and long-term prognosis. Methods: This was a among the most common complications observed in modern dentistry (2). Although
prospective cohort study that enrolled consecutive pa- up-to-date reliable data are not available, conservative estimates suggest that perfora-
tients with a single dental perforation treated with tions occur in around 20% of endodontically treated teeth (3, 4). Furthermore,
MTA (January 1999–June 2009). Patients were followed perforations were detected in up to 12% of patients during nonsurgical retreatment
up until December 2012 for a maximum of 13 years after of prior endodontic interventions (5). Root perforations are defined as the communi-
treatment, with analyses carried out at 8 years. Results: cation between the periodontal apparatus of the tooth and the root canal system.
Of the 110 patients (median age, 36 years; 54.5% male) Although some of them are pathologic, the majority are caused by iatrogenic events.
eligible for inclusion, 101 were judged to have started to Regardless of the etiology, a perforation is an invasion into the supporting structures
heal at the first (n = 98, 89%) or second (n = 3, 3%) that causes inflammation and loss of attachment. These in turn compromise the health
annual post-treatment checkup, and 9 (8%, 4 women of the periradicular tissues and ultimately the prognosis of the tooth. Left untreated, per-
and 5 men, aged between 18 and 65 years) did not forations result in the loss of integrity of the root and further destruction of the adjacent
show any sign of healing. Patients >50 years had a higher periodontal tissues. Root canal perforations can occur before, during, or after an inter-
percentage of non-healing perforations compared with vention. Clauder and Shin (6) reported that a high percentage (53%) occurs as a result
those #50 years (12% versus 7%). The percentages of of prosthodontic treatment, with 47% taking place during routine endodontic treatment.
perforations at post-treatment analysis that failed to Effective management of root canal perforations depends on many factors,
heal were 13% (intermediate/middle), 4% (coronal), including early diagnosis, size, shape, location, and nature of the perforation, chosen
and 0% (apical). The percentages of non-healing perfora- treatment, materials used for the obturation, host response, and importantly, the expe-
tions according to size were 16% for >3 mm, 6% for 2– rience of the practitioner (7, 8). Fuss and Trope (9) concluded that location is probably
3 mm, and 0% for smaller perforations. Characteristics the overriding factor affecting prognosis, with crestal root perforations being the most
associated with probability of progressing after initial susceptible to epithelial migration and rapid pocket formation and thus having the
healing were gender, positive probing, size, and site of lowest success rate of repair. Successful treatment depends on accurate diagnosis
perforation. Conclusions: Our results show that having and visualization of perforations as well as the use of biocompatible materials effective
obtained primary healing with MTA, the likelihood of pro- in sealing the perforation and preventing bacterial penetration.
gressing is very low. They provide good evidence of the Mineral trioxide aggregate (MTA), a calcium silicate–based biocompatible
combined effectiveness of experienced operators and nonabsorbable material, was developed in the early 1990s. Before then, the choice
use of state-of-the-art materials. (J Endod 2016;-:1–5) of effective, well-tolerated sealant materials was limited. In vitro and in vivo studies
have shown that MTA promotes tissue regeneration without causing inflammation and
Key Words has good biocompatibility and nontoxic sealing properties (10–17). Several case
Iatrogenic, MTA, perforation, root canal treatment, series and retrospective clinical studies have reported healing rates of more than
tooth survival 80% by using MTA (18, 19). However, there are few well-designed prospective studies
From the *Department of Biomedical, Surgical and Dental Sciences, ‘‘Giorgio Vogel’’ Dental Clinics; †Department of Clinical Sciences and Community Health, Lab-
oratory of Medical Statistics, Biometry and Epidemiology ‘‘G.A. Maccacaro’’; and ‡Department of Biomedical, Surgical and Dental Sciences, IRCCS Galeazzi Institute,
University of Milan, Milan, Italy.
Address requests for reprints to Prof Massimo Gagliani, Department of Biomedical, Surgical and Dental Sciences, ‘‘Giorgio Vogel’’ Dental Clinics, University of Milan,
Milan, Italy. E-mail address: massimo.gagliani@unimi.it
0099-2399/$ - see front matter
Copyright ª 2016 American Association of Endodontists.
http://dx.doi.org/10.1016/j.joen.2015.11.006
JOE — Volume -, Number -, - 2016 Root Perforations: Characteristics Associated with Healing 1
Clinical Research
determining its long-term safety and efficacy in the management of Preoperative and Intraoperative Measurements
root canal perforations, and there is an urgent unmet medical need The following data were recorded:
for evidence-based data.
The primary objectives of this study were to investigate the likeli- 1. Age and gender
hood of primary healing after perforation repair with MTA and the prob- 2. Location of the tooth (anterior, premolar, or molar)
ability of progression of the inflammatory process after initial healing. 3. Perforation site/location:
We also determined patient/clinical characteristics affecting treatment Coronal: The upper one third of the root canal;
outcomes and long-term prognosis. Intermediate/middle: Middle one third of the root canal
Apical: Lower one third of root canal
4. Perforation size (#1 mm, 2–3 mm, >3 mm)
Methods 5. Probing: Assessed on a gingival level by using a dichotomous
Study Design score:
This was a prospective cohort study with enrollment from January Negative probing for probing depth <4 mm
1999 to June 2009 at the Unit of Endodontics, DMCO San Paolo, Depart- Positive probing for probing depth $4 mm
ment of Dentistry, University of Milan, Italy. Follow-up was closed on No distinction made whether 1 or more aspects of the tooth ex-
December 2012. The study was carried out in accordance with Good ceeded the 4-mm cutoff
Clinical Practice guidelines and the Declaration of Helsinki 1964 as 6. Findings of x-rays taken at 3 key time points:
currently amended. The protocol was approved by the local ethics com- Preoperative (before perforation repair)
mittee, and all patients gave written informed consent to participate in After repair
the study. At follow-up (up to a maximum of 13 years)
7. Demographic, clinical, and radiologic data recorded on enrollment
Patients and at annual reviews
Male and female patients with a single dental perforation were
eligible for enrollment. The recruitment was consecutive starting from
Outcome Measures
January 1999 until June 2009. A detailed medical and dental history
was obtained from each patient. Exclusion criteria were the following: Perforations were classified as healed when there was/were none
of the following:
1. Age < 18 years
2. Women of child-bearing age not using adequate contraception, 1. Clinical signs/symptoms: pain, inflammation, bleeding, no sinus tract
pregnant women, and those lactating 2. Loss of function
3. Compromised immune status 3. Periradicular periodontitis
4. Incomplete pretreatment or intra-treatment records 4. Radiolucency near perforation site
5. Unwillingness to participate in the study 5. Evidence of ongoing root resorption
Perforations were judged not to have healed if any of the above was
observed/recorded within the second annual follow-up.
Diagnosis of Perforations
Perforations were diagnosed by clinical (visualization, periodontal Statistical Analysis
probing, bleeding spots on paper points) and radiographic examina- The percentages of teeth healing and not showing signs of healing
tions. Blood on the side of a paper point was recorded as a strip perfo- within each stratum (eg, male) of the patient (eg, gender) or perfora-
ration. Detailed records of presence/location/intensity of pain and tion characteristics were calculated.
episodes of swelling/inflammation or abscess were recorded together Teeth determined to have healed, according to predefined criteria,
with details of prior treatment of the affected tooth. Location and at the second annual follow-up (n = 101) were stratified for gender, age
extent/size of each perforation were determined and recorded on (#50 years versus >50 years), location, probing result, and site and
enrollment and at regular intervals, thereafter using a calibrated peri- size of the perforation. Patients were followed up to assess progressing
odontal probe. In the few cases where it was not clearly visible, size inflammation after initial healing, and discrete hazard and survival func-
was estimated on the basis of the length of the root canal. tions were calculated to describe progression over time (22). Person-
time (combining the number of persons and their time contribution)
Treatment of Perforations was computed from primary healing (either first or second annual
Before sealing the perforation, the area was debrided, cleaned, follow-up date). Follow-up was curtailed at 8 years because only
disinfected, and dried. If there was bleeding from the site of the perfo- 24% of patients had a longer follow-up. Median length of follow-up
ration, the area was pre-prepared with an antimicrobial agent such as was determined by using the reverse Kaplan-Meier method (23). A
calcium hydroxide (Ca(OH)2) powder. MTA (ProRoot MTA; Dentsply discrete time hazard model that uses the complementary log-log link
Maillefer, Baillagues, Switzerland; gray and white versions) powder was used to examine the role of patient and clinical characteristics asso-
was mixed with distilled water at a ratio of 3:1 as recommended (15, ciated with progressing during follow-up (22). Exploratory analysis by
20, 21). An MTA gun (Dentsply Maillefer) was used to insert the using life tables was carried out initially and then followed by univariate
material into the perforation, and a smooth humid cotton pellet was analysis for all predictors: age (#50 and >50 years), tooth location
gently pressed over the material to allow setting. After 48–72 hours (anterior + premolar versus molar), perforation location (coronal
when the MTA was completely set, the final filling was performed. All versus apical + intermediate), size (#3 mm versus >3 mm), and prob-
clinical maneuvers were performed by using magnification, either ing. Categorization was done on the basis of previous studies and clin-
loupes (5.5) or surgical microscope (8 or higher) by an expert ical considerations (4).
operator. After the procedure, patients underwent an x-ray to ensure In addition, exploratory graphical analyses were performed to
that the perforation was adequately sealed. verify the proportional hazard assumption together with the presence
JOE — Volume -, Number -, - 2016 Root Perforations: Characteristics Associated with Healing 3
Clinical Research
TABLE 2. Discrete Time Survival Analysis of Progression of Inflammation in 101 Teeth after Primary Healing (follow-up was limited to 8 years after treatment)
HR (95% CI)
Bootstrap
Predictors of recurrence N (%) recurring Univariate Multiple P value HR (95% CI)
Age (y)
#50 15/87 (17)
>50 3/14 (21) 1.8 (0.4–5.8) 2.6 (0.6–9.0) .16 NS 1.8 (0.0–8.1)
Gender
Male 6/55 (11)
Female 12/46 (26) 2.8 (1.1–8.0) 3.1 (1.2–9.2) .03 2.9 (1.2–10.9)
Tooth location Not included
Anterior and premolar 2/26 (8)
Molar 16/75 (21) 3.4 (0.9–21.6)
Probing
Negative 2/65 (3)
Positive 16/36 (44) 18.8 (5.3–118.9) 21.2 (5.6–141) <.001 17.1 (4.6–4.7 109)
Perforation site
Coronal 5/50 (10)
Intermediate and apical 13/51 (25) 2.7 (1.0–8.5) 3.0 (1.1–9.8) .04 2.6 (0.9–11.1)
Perforation size (mm)
#3 9/75 (12)
>3 9/26 (35) 3.7 (1.5–9.6) 3.6 (1.3–10.1) .01 2.7 (1.0–8.2)
The stability of the HRs estimated from the final multivariable 71% (64.3%–77.6%), compared with 96% (94.8%–97.3%) and
model was verified by using nonparametric bootstrap sampling. The 86% (82.1%–90.0%) for patients with a small perforation (Fig. 2,
95% CIs of the HRs obtained with bootstrap were always in accordance right panel).
with those from the model (ie, when the predictor had a significant P
value in the model, both the model and the bootstrap 95% CI did not Discussion
include 1). The only exception was the site of the perforation where Root canal perforations of whatever origin may have serious impli-
bootstrap 95% CI did include 1 (HR, 2.6; 95% CI, 0.9–11.1), whereas cations, and timely and appropriate treatment is imperative to ensure
the model 95% CI did not ( HR, 3.0; 95% CI, 1.1–9.8). The probabil- long-term survival of the affected tooth (3). Effective management of per-
ities (95% CI) of not progressing by using our final model in patients forations represents a challenge even for experienced endodontists. In a
with negative probing at 2 and 5 years, adjusted for the other covari- retrospective study investigating healing rates of 70 perforation repairs
ates in the model by using the corrected group prognosis method, performed by 6 endodontic specialists, Pontius et al reported a success
were 99% (99.0%–99.4%) and 97% (95.8%–97.5%), whereas rate of 90% (13, 18, 19). Our study is one of the largest long-term pro-
only 87% (84.2%–89.6%) and 61% (56.1%–66.4%) of patients spective studies to investigate healing of perforations, and as such, our
with positive probing were problem-free at the same time points primary healing rates of 92% (101 of 110) are particularly encouraging.
(Fig. 2, left panel) (25, 26). Patients with apical and intermediate The results of the present study show that after treatment with MTA and
perforations had adjusted probabilities of not progressing at 2 and having obtained primary healing, the risk of progression of the inflam-
5 years of 90% (87.1%–93.6%) and 76% (69.8%–82.0%), matory process was very low, with a 5-year risk of progression of 18%.
whereas corresponding figures in those with coronal perforations The high healing rates obtained in our study were probably due to a
were 96% (94.6%–97.6%) and 87% (83.0%–91.2%) (Fig. 2, central combination of the efficacy of MTA and the expertise of the operators.
panel). Probabilities of not progressing at 2 and 5 years for patients The results of our study provide further insights into the prog-
with a large perforation (>3 mm) were 88% (85.0%–91.7%) and nostic factors influencing healing. Fuss and Trope (9) reported
Figure 2. Eight-year adjusted probability of not progressing (corrected group prognosis method) according to probing levels, perforation site, and perfo-
ration size. Adjusted survival curves from proportional hazards models calculated according to Ghali et al (25).
JOE — Volume -, Number -, - 2016 Root Perforations: Characteristics Associated with Healing 5