So the melancholythat speaks fromthe pages of Benjamin's essays
- privatedepressions,professionaldiscouragement, the dejectionof theoutsider,thedistressIn the faceof a politicaland historicalnight- mare - searchesthe past foran adequate object, forsome emblem or Image at which, as in religiousmeditation,the mind can stare itselfout, into which it can dischargeits morbidhumorsand know momentary, if only an esthetic,relief. It findsit: In the Germanyof the thirtyyears war, in the Paris of the late nineteenthcentury ("Paris - the capitolof the nineteenthcentury").For theyare both - the baroque and the modern- in theirveryessence allegorical, and theymatchthe thoughtprocessof the theoristof allegory,which, disembodiedintentionsearchingforsome externalobject in which to takeshape, is itselfalreadyallegoricalavant la lettre. Indeed, It seems to me that Walter Benjamin's thoughtis best graspedas an allegoricalone, as a set of parallel,discontinuouslevels of meditationwhichis notwithoutresemblanceto thatultimatemodel of allegoricalcompositiondescribedby Dante in his letter to Can Grande delia Scala, where he speaks of the fourdimensionsof his ♦ Walter Benjamin was born in 1892 of a wealthy Jewishfamily in Berlin. Unfitforservicein World War I, he studied for a time in Bern, and returningto Berlin in 1920 triedunsuccessfullyto found a literaryreview there,beforeturning to academic lifeas a career.His Orifins of German Tragedy was however refused as a Ph.D. thesisat the Universityof Frankfurtin 1925. Meanwhile, he had begun to translate Proust, and, under the influenceof Lukncs*History and Class Con- sciousness,became a Marxist,visitingMoscow in 1926-27.After1933, he emigrated to Paris and pursued work on his unfinishedproject Paris: Capitol of the Nine- teenthCentury. He committedsuicide at the Spanish borderafteran unsuccessful attemptto flee occupied France in 1940. He numbered among close friendsand intellectualacquaintances, at various moments of his life, Ernst Bloch, Gershom Scholem, T. W. Adorno, and Bert Brecht. Everyfeelingis attached to an a prioriobject, and the presentationof the latteris the phenomenologyof the former. - Ursprung des deutschen Trauerspiels Walter Benjamin,or Nostalgia 53 poem: the literal (his hero's earthlydestinies), the allegorical (the fate of his soul), the moral (in which the encountersof the main characterresumeone aspector anotherof the lifeof Christ), and the anagogical (where the individualdrama of Dante foreshadowsthe progressof the human race towardsthe Last Judgement)*.It will not be hard to adapt this schemeto twentiethcenturyreality,if for literalwe read simplypsychological,and forallegoricalethical; if for the dominantarchetypalpatternof the life of Christ we substitute some more modernone (and formyself,replacingreligionwith the religionof art, thiswill be the cominginto being of the workof art itself,the incarnationof meaningin Language); if finallywe replace theologywith politics,and make of Dante's eschatologyan earthly one, where the human race findsits salvation,not in eternity,but in Historyitself. Benjamin'sworkseems to me to be markedby a painfulstraining towardsa wholenessor unityof experiencewhich the historicalsit- uationthreatensto shatterat everyturn. Λ visionof a worldof ruins and fragments, an ancientchaos of whatevernatureon the point of overwhelmingconsciousness- these arc some of the images that seem to recur,eitherin Benjamin himselfor in your own mind as you read him. The idea of wholenessor of unity is of course not originalwith him: how many modernphilosophershave described the"damaged existence"we lead in modernsociety,the psychological impairment of the divisionof labor and of specialization,the general alienationand dchumanizationof modernlife and the specificforms such alienation takes?Yet for the most part these analyses remain abstract;and throughthemspeaks the resignationof the intellectual specialistto his owti maimedprosrnt;the dream of wholeness,where it persists,attachesitselfto someoneelse's future.Benjaminis unique among these thinkersin that he wants to save his own life as well: hence the peculiarfascinationof his writings,incomparablenot only fortheirdialecticalintelligence, noreven forthe poeticsensibilitythey express,but above all, perhaps,for the manner in which the auto- biographicalpart of his mind findssymbolicsatisfactionin the shape of ideas abstractly,in objectiveguises,expressed. Psychologically,the drive towards unity takes the form of an obsessionwiththepast and withmemory.Genuinememorydetermines * It is, at least, a more familiarand less intimidatingmodel than that proposed by Benjamin himself,in a letterto Max Rychncr:"I have never been able to in- quire and thinkotherwisethan, if I may so put it, in a theologicalsense - name!) in conformitywith the Talmudic prescriptionregardingthe forty-ninelevels of meaningin everypassage of the Torah." 54 FREDRIC JAMESON
"whetherthe Individualcan have a pictureof himself,whetherhe
can masterhis own experience." "Every passion borderson chaos, but thepassionof thecollectorborderson thechaos of memory"(and it was in the image of the collectorthat Benjamin foundone of his mostcomfortableidentities)."Memoryforgesthe chain of tradition that passes events on fromgenerationto generation."Strange re- these- strangesubjectsof reflexion flexions, fora Marxist(one thinks of Sartre's acid commenton his orthodoxMarxist contemporaries: "materialismis thesubjectivityof thosewho are ashamedof theirown subjectivity").Yet Benjaminkeptfaithwith Proust,whom he trans- lated,long afterhis own discoveryof communism;like Proustalso, he saw in his favoritepoet Baudelairean analogous obsessionwith rem- iniscenceand involuntary memory;and he followedhis literarymaster in the fragmentary evocationof his own childhood called Berliner Kindheitum 1900; he also began the task of recoveringhis own existencewithshortessayisticsketches,recordsof dreams,of isolated impressionsand experiences,which howeverhe was unable to carry to the greaterwriter'sultimatenarrativeunity. He was perhapsmoreconsciousof what preventsus fromassimilat- ing our life experiencethan of the formsuch a perfectedlife would take: fascinated,forexample,with Freud's distinctionbetween un- consciousmemoryand theconsciousact of recollection, whichwas for Freud basicallya way of destroyingor eradicatingwhat the former was designed to preserve:"consciousnessappears in the systemof perceptionin place of the memorytraces. . . consciousnessand the leavingbehindof a memorytraceare withinthesame systemmutually incompatible."For Freud,the functionof consciousnessis the defense of theorganismagainstshocksfromthe externalenvironment:in this sense traumas,hystericalrepetitions,dreams,are ways in which the incompletely assimilatedshock attemptsto make its way throughto consciousnessand hence to ultimate appeasement In Benjamin's hands, this idea becomes an instrumentof historicaldescription,a way of showinghow in modernsociety,perhaps on account of the increasingquantityof shocksof all kinds to which the organismis henceforth subjected,thesedefensemechanismsare no longerpersonal ones: a whole series of mechanicalsubstitutesintervenesbetween consciousnessand its objects shieldingus perhaps,yet at the same timedeprivingus of any way of assimilatingwhat happens to us or to any genuinelypersonalexperience.Thus, to giveonlyone example, the newspaperstands as a shock-absorber of novelty,numbingus to what mightperhapsotherwiseoverwhelmus, but at the same time Walter Benjamin,or Nostalgia 55 renderingits eventsneutraland impersonal,makingof themwhat by definitionhas no commondenominatorwith our privateexistences. Experienceis moreoversociallyconditionedin that it depends on a certainrhythmof recurrences on certaincategories and similarities, of likenessin eventswhich are properlyculturalin origin. Thus even in Proustand Baudelaire,who lived in relativelyfragmented societies, ritualisticdevices,oftenunconscious,are primaryelementsin the con- structionof form:we recognizethemin the "vie antérieure"and the correspondencesof Baudelaire, in the ceremoniesof salon life in Proust. And where the modernwritertries to create a perpetual present- as in Kafka- the mystery inherentin the eventsseems to resultnot so much fromtheirnoveltyas fromthe feelingthat they have merelybeen forgotten, that they are in some sense "familiar," in the hauntingsignificance which Baudelaire lent that word. Yet as societyincreasinglydecays,such rhythmsof experienceare less and less available. At thispoint,however,psychologicaldescriptionseems to pass over insensiblyinto moral judgement,into a vision of the reconciliation of past and presentwhich is somehowan ethical one. But for the westernreader the whole ethical dimensionof Benjamin's work is likely to be perplexing,incorporatingas it docs a kind of ethical psychologywhich, codifiedby Goethe, has become traditionalin Germanyand deeplyrootedin the German language, but forwhich we have no equivalent. This Lehensweisheitis indeed a kindof half- way house betweenthe classical idea of a fixedhuman nature,with its psychologyof the humors,passions,sins or charactertypes; and the modernidea of pure historicity, of the determininginfluenceof the situationor environment.As a compromisein the domain of the individualpersonality,it is not unlike the compromiseof Hegel in therealmof historyitself:and whereforthe lattera generalmeaning was immanentto the particularmomentof history,for Goethe in some sense the overall goal of the personalityand of its development is built into the particularemotionin question,or latentin the par- ticularstage in the individual'sgrowth.For the systemis based on a visionof the fulldevelopmentof the personality(a writerlike Gide, deeplyinfluenced' reflexion by Goethe,givesbut a pale and narcissistic ofthisethic,whichexpressedmiddleclass individualismat themoment of its historictriumph); it neitheraims to bend the personalityto some purelyexternalstandardof discipline,as is the case with Chris- tianity,nor to abandon it to the meaninglessaccidentsof empirical psychology,as is the case with most modernethics,but rathersees 56 FREDRIC JAMESON the individualpsychologicalexperienceas somethingwhich includes withinitselfseedsof development, somethingin whichethicalgrowth is inherentas a kindof interiorized Providence.So, forexample,the closinglines of Wilhelm Meister:"You make me thinkof Saul, the son of Kish, who went forthto seek his father'sasses and found, instead,a kingdom!" It is howevercharacteristic of Benjamin that in his mostcomplete expressionof thisGoetheanethic,the long essayon ElectiveAffinities, he should lay morestresson the dangersthat menace the personality thanon the pictureof its ultimatedevelopment.For thisessay,which speaks the languageof Goetheanlife-psychology, is at the same time a critiqueof the reactionaryforcesin German societywhich made thispsychologytheirown: workingwith the conceptof myth,it is at the same time an attackon the obscurantistideologieswhich made the notionof myththeirrallyingcry. In this,the polemicpostureof Benjamincan be instructive for all those of us who, undialectically, are temptedsimply to reject the concept of myth altogether,on accountof the ideologicaluses to whichit is ordinarilyput; forwhom thisconcept,like relatedones of magicor charisma,seems not to aim at a rationalanalysisof the irrationalbut ratherat a consecrationof it throughlanguage. But forBenjaminElectiveAffinities may be considereda mythical work,on condition we understand mythns that elementfromwhich theworkseeksto free itself: as some earlierchaos of instinctualforces, inchoate,natural,pre-individualistic, as that which is destructiveof genuine individuality, that which consciousness must overcomeif it is to attain any real autonomy of its own, if it is to accede to any properlyhuman level of existence. Is it far-fetched to see in this oppositionbetweenmythicalforces and the individual spirita dis- guisedexpressionof Benjamin'sthoughts about past and present,an image of the way in which a remembering consciousness mastersits past and bringsto lightwhatwould otherwise be lost in the prehistory of the organism?Nor should we forgetthat the essay on Elective Affinities is itselfa way of recoveringthe past, this time a cultural past, one given over to the dark mythicalforcesof a proto-fascist tradition. Benjamin's dialecticalskill can be seen in the way this idea of mythis expressedthroughattentionto the formof Goethe's novel, no doubtone of the mosteccentricof Westernliterature,in its com- binationof an eighteenthcenturyceremoniousness with symbolsof a strangelyartificial, allegoricalquality: objectswhich appear in the Walter Benjamin,or Nostalgia 57 blankncssof the non-visualnarrativestyleas thoughisolatedagainst a void, as though fatefulwith a kind of geometricalmeaning - cautiouslyselecteddetail of landscape, too symmetrical not to have significance, analogies,such as the chemicalone that gives the novel its title,too amply developed not to be emblematic.The reader is of course familiarwith symbolismeverywherein the modernnovel; but in general the symbolismis built into the work,like a sheet of instructionssupplied inside the box along with the puzzle pieces. Here we feelthe burdenof guiltlaid upon us as readers,that we lack what strikesus almost as a culturallyinheritedmode of thinking, accessibleonlyto thosewho are thatculture'smembers:and no doubt the Goethean systemdoes project itselfin some such way, in its claim to universality. The originalityof Benjamin is to cut across the sterileopposition betweenthe arbitraryinterpretations of the symbolon the one hand, and the blank failureto see what it means on the other: Elective Affinities is to be read, not as a novel by a symbolicwriter,but as a novelabout symbolism.If objectsof a symbolicnatureloom large in thiswork,it is not because theywerechosento underlinethe themeof adulteryin some decorativemanner,but ratherbecause the real un- derlyingsubject is preciselythe surrenderover into the power of symbolsof people who have lost theirautonomyas human beings. "When people sink to this level, even the life of apparentlylifeless thingsgrowsstrong.Gundolfquite rightlyunderlinedthe crucialrole ofobjectsin thisstory.Yet the intrusionof the thing-likeintohuman lifeis preciselya criterionof the mythicaluniverse."We are required to read these symbolicobjects to the second power: not so much directlyto deciphera one-to-onemeaningfromthem,as to sense that of which the veryfactof symbolismis itselfsymptomatic. And as with the objects,so also with the characters: it has for exampleoftenbeen remarkedthat the figureof Ottilie, the rather saintlyyoung woman around whom the drama turns,is somehow different in its mode of characterizationfromthe other,more real- isticallyand psychologically drawncharacters.For Benjaminhowever thisis not so much a flaw,or an inconsistency, as a clue: Ottilie is not realitybut appearance,and it is this which the ratherexternal and visual mode of characterization conveys. "It is clear that these Goetheancharacterscome beforeus not so much as figuresshaped fromexternalmodels,nor wholly Imaginaryin theirinvention,but ratherentrancedsomehow,as thoughunder a spell. Hence a kind 58 FREDWTCJAMESON of obscurityabout them which is foreignto the purely visual, to paintingforinstance,and which is characteristic only of that whose veryessence is pure appearance. For appearance is in this worknot so muchpresentedas a themeas it is ratherimplicitin theverynature and modeof the presentation itself." This moral dimensionof Benjamin's,work, like Goethe's own, clearlyrepresentsan uneasybalance, a transitionalmomentbetween the psychologicalon the one hand, and the estheticor the historical on the other. The mind cannot long be satisfiedwith this purely ethicaldescription of the eventsof the book as the triumphof fateful, mythical forces;it strains forhistoricaland social explanation,and at length Benjamin himself is forcedto expressthe conclusion "that the writershroudsin silence: namely,thatpassionloses all its rights, under the laws of genuinehuman morality,when it seeks to make a pact with wealthymiddle-classsecurity."But in Benjamin'swork, this inevitableslippageof moralityinto historyand politics,charac- teristicof all modernthought,is mediated by esthetics,is revealed by attentionto the qualities of the work of art, just as the above conclusionwas articulatedby the analysisof thoseaspectsof Elective Affinities that mightbest have been describedas allegoricalrather than symbolic. For in one sense Benjamin'slifeworkcan be seen as a kindof vast museum,a passionatecollection,of all shapes and varietiesof allegor- ical objects;and his mostsubstantialworkcenterson that enormous studioof allegoricaldecorationwhich is the Baroque. The Origins- not so muchof German tragedy("Tragödie) - as of German Trauerspiel: the distinction,for which English has no equivalent,is crucial to Benjamin's interpretation.For "tragedy," which he limitsto ancientGreece as a phenomenon,is a sacrificial drama in which the hero is offeredup to the Gods for atonement. Trauerspiet,on the otherhand, which encompassesthe baroque gen- erally,Elizabethansand Calderonas well as the 17thcenturyGerman playwrights, is somethingthat mightbest be initiallycharacterized as a pageant: a funerealpageant - so might the word be most adequatelyrendered. As a formit reflectsthe baroque vision of historyas chronicle,as the relentlessturningof the wheel of fortune,a ceaseless succession across the stage of the world's mighty,princes,popes, empressesin theirsplendidcostumes,courtiers,maskeradersand poisoners,- a dance of death producedwithall the fineryof a Renaissancetriumph. For chronicleis not yethistoricity in the modernsense: "No matter Walter Benjamin,or Nostalgia 59 how deeply the baroque intentionpenetratesthe detail of history, its microscopicanalysis never ceases to search painstakinglyfor political calculation in a substanceseen as pure intrigue. Baroque drama knowshistoricaleventsonly as the depravedactivityof con- spirators.Not a breathof genuinerevolutionary convictionin any of thecountlessrebelswho appear beforethe baroque sovereign,himself immobilizedin the postureof a Christianmartyr.Discontent- such is the classic motiveforaction." And such historicaltime,mere suc- cessionwithoutdevelopment,is in realitysecretlyspatial, and takes the court (and the stage) as its privilegedspatial embodiment. At firstglance, it would appear that this visionof life as chronicle is in The Originsof GermanTragedy,a pre-Marxistwork,accounted forin an idealisticmanner: as Lutherans,Benjaminsays,theGerman baroqueplaywrights knewa worldin whichbeliefwas utterlyseparate fromworks,in which not even the Calvinisticpreordainedharmony intervenesto restorea littlemeaningto the successionof emptyacts thatmake up human life,theworldthusremainingas a bodywithout a soul, as the shell of an object divestedof any visiblefunction.Yet it is at least ambiguouswhetherthis intellectualand metaphysical positioncauses the psychologicalexperiencethat is at the heart of baroque tragedy,or whetherit is not itselfmerelyone of the various expressions, relativelyabstract,throughwhich an acute and concrete emotiontriesto manifestitself.For the keyto the latteris the central enigmaticfigureof the prince himself,halfway between a tyrant justly assassinatedand a martyrsufferinghis passion: interpreted allegorically, he standsas theembodiment of Melancholyin a stricken world,and Hamlet is his mostcompleteexpression.This interpreta- tion of the funerealpageant as a basic expressionof pathological melancholyhas the advantageof accountingboth forformand con- tentat the same time. Contentin thesenseof thecharacters'motivations:"The indecision of the princeis nothingbut saturnineacedia. The influenceof Saturn makespeople 'apathetic,indecisive,slow.*7hc tyrantfallson account of thesluggishness of his emotions.In the same fashion,the character of the courtieris markedby faithlessness - anothertraitof the pre- dominance of Saturn. The courtier 's mind, as portrayedin these tragedies,is fluctuationitself:betrayalis his veryclement. It is to be attributedneitherto hastinessof compositionnor to insufficient char- acterization that in the parasites these plays scarcely need any time forreflection at all beforebetrayingtheirlordsand goingover to the enemy. Rather,the lack of characterevidentin theiractions,partly 60 FREDRIC JAMESON
consciousMachiavellianismto be sure, reflectsan inconsolable,des-
pondentsurrenderto an impenetrable conjunctionof balefulconstel- lations,a conjunctionthatseems to have takenon a massive,almost thing-likecharacter.Crown,royal purple,scepter,all are in the last analysis the propertiesof the tragedyof fate,and they carryabout theman aura of destinyto which the courtieris the firstto submit as to some portentof disaster. His faithlessnessto his fellow men correspondsto the deeper,more contemplativefaith he keeps with thesematerialemblems." Once again Benjamin'ssensitivityis for those momentsin which human beings findthemselvesgiven over into the power of things; and thefamiliarcontentof baroquetragedy- thatmelancholywhich we recognizefromHamlet- thosevicesofmelancholy- lust,treason, sadism- so predominantin the lesserElizabethans,in Websterfor Instance- veersabout slowlyinto a questionof form,into the prob- lem of objects,which is to say of allegoryitself.For allegoryis pre- ciselythe dominantmode of expressionof a world in which things have been forwhateverreasonutterlysunderedfrommeanings,from spirit,fromgenuinehuman existence. And in the lightof thisnew examinationof the baroque fromthe pointof viewof formratherthanof content,littleby littlethe brood- ing melancholyfigureat thecenterof the play himselfaltersin focus, the hero of the funerealpageant littleby littlebecomestransformed into the baroque playwrighthimself,the allcgoristpar excellence,in Benjamin'sterminology the Grübler:thatsuperstitious, overparticular readerof omenswho returnsIn a morenervous,modernguise In the hystericalheroesof Poe and Baudelaire. "Allegoriesare in the realm of thoughtswhat ruinsare in the realmof things";and it is clear that Benjamin is himselffirstand foremostamong these depressedand hyperconscious visionarieswho people his pages. "Once the object has beneaththe broodinglook of Melancholybecomeallegorical,once life hps flowedout of it, the object itselfremainsbehind,dead, yet preservedfor all eternity;it lies beforethe allegorist,given over to him utterly, forgood or ill. In otherwords,the objectitselfis hence- forthincapable of projectingany meaning on its own; it can only takeon thatmeaningwhichtheallegoristwishesto lend it. He instills it with his own meaning,himselfdescends to inhabit it: and this mustbe understoodnot psychologically but in an ontologicalsense. In his hands the thingin question becomes somethingelse, speaks of somethingelse, becomesforhim the key to some realm of hidden Walter Benjamin,or Nostalgia 61 knowledge,as whose emblemhe honorsit. This is what constitutes the natureof allegoryas script." Scriptratherthan language,the letterratherthan the spirit;into this the baroque worldshatters,strangelylegible signs and emblems naggingat the too curious mind,a processionmovingslowly across a stage,laden withoccultsignificance.In thissense,forthe firsttime it seems to me that allegoryis restoredto us - not as a gothicmon- strosityof purelyhistoricalinterest,nor as in C. S. Lewis a sign of the medievalhealthof the (religious) spirit,but ratheras a pathology withwhichin the modernworldwe are only too familiar.The tend- ency of our own criticismhas been to exalt symbolat the expenseof allegory(even thoughthe privilegedobjectsproposedby thatcriticism - Englishmannerismand Dante - are moreproperlyallegoricalin nature; in this,as in other aspectsof his sensibility,Benjamin has much in commonwith a writerlike T. S. Eliot). It is, perhaps,the expressionof a value rather than a descriptionof existingpoetic phenomena: forthe distinctionbetweensymboland allegoryis that between a completereconciliationbetween object nnd spiritand a mere will to such reconciliation.The usefulnessof Benjamin's an- alysislies howeverin his insistenceon a temporaldistinctionas well: the symbol is the instantaneous,the lyrical,the single momentin time; and this temporallimitationexpressosperhnpsthe historical impossibility in the modernworld forgenuine reconciliationto last in time,to be anythingmorethnna lyricnl, accidentalpresent.Allegory is on the contrarythe privilegedmode of our own life in time, a clumsydecipheringof meaningfrommomentto moment,the painful attemptto restorea continuityto heterogeneous, disconnectedinstants. "Where thesymbolas it fadesshowsthe faceof Nature in the lightof salvation,in allegoryit is the fades hippocraticaof historythat lies like a frozenlandscape beforethe eye of the beholder.History in everythingthat it has of unseasonable,painful,abortive,expresses itselfin that face - nay ratherin thatdeath's head. And as true as it may be that such an allegoricalmode is utterlylacking in any 'symbolic'freedomof expression,in any classical harmonyof feature, in anythinghuman- what is expressedhereportentously in the form of a riddle is not only the natureof human life in general,but also the biographicalhistoricity of the individualin its mostnatural and organicallycorrupted form. This - the baroque, enrthboundexpo- sitionof historyas the storyof the world's suffering - is the very essence of allegoricalperception;historytakes on meaning only in the stationsof its agony and decay. The amount of meaning is in 62 FREDRIC JAMESON exact proportionto the presenceof death and the power of decay, since death is that which tracesthe surestline betweenPhysis and meaning." And what marksbaroque allegoryholds forthe allegoryof modern times,for Baudelaire as well: only in the latter it is interiorized: "Baroque allegorysaw the corpse fromthe outside only. Baudelaire sees it fromwithin."Or again: "Commemoration[Andenken] is the secularizedversionof the adorationof holyrelics. . . Commemoration is the complementto experience.In commemoration therefindsex- pressionthe increasingalienationof human beings,who take inven- toriesoftheirpastas of lifelessmerchandise.In the nineteenth century allegoryabandonstheoutsideworld,only to colonizethe inner.Relics come fromthe corpse,commemoration fromthe dead occurrencesof thepast whichare euphemistically knownas experience." Yet in theselate essayson modernliteraturea new preoccupation appears,which signals the passage in Benjamin fromthe predomin- antlyestheticto the historicaland politicaldimensionitself.This is the attentionto machines,to mechanicalinventions, whichcharacter- isticallyfirst appears in the realm of esthetics itselfin the studyof the movies ("The ReproduceableWork of Art") and only later is extendedto the studyof historyin general(as in the essay "Paris - Capitol of the 19th Century,"in which the feelingof life in this periodis conveyedby a descriptionof the new objectsand inventions ofit- thepassageways,theuse ofcast iron,theDaguer- characteristic rotype and the panorama,the expositions,advertising).It is import- ant to pointout thathowevermaterialistic such an approachto history may seem,nothing is fartherfrom Marxism than the stresson inven- tion and techniqueas the primarycause of historicalchnnge. Indeed it seems to me that such theories(of the kind forwhich the steam engineis thecause of theindustrialrevolution, and whichhave recent- ly been rehearsedyet again, in streamlined modernistic formin the worksof Marshall McLuhan) function a as substitute for Marxist historiography in the way in which theyoffer feeling concrete- a of ness comparableto economicsubject matter,at the same time that theydispensewith any considérationof the human factorsof classes and of the socinlorganizationof production. Benjamin'sfascinationwith the role of inventionsin historyseems to me mostcomprehensible in psychologicalor estheticterms. If we follow,forinstance,his meditationon the role of the passerbyand the crowd in Baudelaire,we find that afterthe evocationof Baud- elaire's physicaland stylisticcharacteristics,after the discussionof Walter Benjamin,or Nostalgia 63 shock and organicdefensesoutlinedearlierin this essay, the inner logic of Benjamin'smaterialleads him to materialinvention:"Com- fortisolates. And at the same timeit shiftsits possessorcloserto the powerof physicalmechanisms.With theinventionof matchesaround the middle of the century,therebegins a. whole series of novelties which have this in commonthat they replace a complicatedset of operationswith a single strokeof the hand. This developmentgoes on in many different spheresat the same time: it is evidentamong othersin the telephone,where in place of the continuousmovement with which the crank of the older model had to be turneda single liftingof the receivernow suffices.Amongthe variouselaborateges- turesrequiredto preparethe photographicapparatus,that of 'snap- ping1 the photographwas particularlyconsequential.Pressing the fingeronce is enough to freezean eventforunlimitedtime.The ap- paratuslendsthe instanta posthumousshock,so to speak. And beside tactileexperiencesof this kind we findoptical ones as well, such as the classifiedads in a newspaper,or the trafficin a big city.To move throughthe latterinvolvesa whole seriesof shocksand collisions.At dangerousintersections, impulsescrisscrossthe pedestrianlike charges in a battery.Baudelairedescribestheman who plungesintothecrowd as a reservoirof electricalenergy. Thereupon he calls him, thus singlingout the experienceof shock,'a kaléidoscopeendowed with consciousness'/1And Benjamin goes on to complete this catalogue with a descriptionof the workerand his psychologicalsubjectionto the operationof the machinein the factory.Yet it seems to me that alongsidethe value of thispassage as an analysisof the psychological effectof machinery,it has for Benjamin a secondaryintention,it satisfiesa deeper psychologicalrequirementperhaps in some ways even more importantthan the officialintellectualone; and that is to serve as a concreteembodimentforthe state of mind of Baudelaire. The essay indeed beginswith a relativelydisembodiedpsychological state: the poet facedwith the new conditionof language in modern times,facedwiththe debasementof journalism,the inhabitantof the greatcityfacedwith the increasingshocksand perceptualnumbness of daily life. These phenomenaarc intenselyfamiliarto Benjamin, but somehowhe seems to feel themas insufficiently "rendered11:he cannot possess themspiritually,he cannot express them adequately, until he findssome sharper and more concretephysical image in which to embodythem. The machine,the list of inventions,is pre- ciselysuch an image; and it will be clear to the readerthat we con- sidersuch a passage,in appearancea historicalanalysis,as in reality 64 i FREDRÎC JAMESON
artexercisein allegoricalméditation,in the locatingof some fitting
emblemin whichto anchorthe peculiarand nervousmodernstate of mindwhichwas his subject-matter. For this reason the preoccupationwith machines and inventions in Benjamindoes not lead to a theoryof historicalcausality;rather it findsits completionelsewhere,in a theoryof the modernobject, in the notionof "aura." Aura forBenjamin is the equivalentin the modernworld,whereit still persists,forwhat anthropologists call the "sacred" in primitivesocieties; it is in the world of things what "mystery"is in the world of human events,what "charisma" is in the world of human beings. In a secularizeduniverseit is perhaps easierto locateat themomentof itsdisappearance,the cause of which is in generaltechnicalinvention,thereplacement of human perception with those substitutesfor and mechanical extensionsof perception which are machines. Thus it is easy to see how in the movies,in the "reproduceableworkof art," that aura which originallyresulted fromthe physical presenceof actors in the here-and-nowof the theateris short-circuited by the new technicaladvance (and then in replaced, genuine Freudian symptom-formation, by the attemptto endow the starswith a new kind of personalaura of theirown off thescreen). Yet in theworldofobjects,thisintensity of physicalpresencewhich constitutesthe aura of somethingcan perhaps best be expressedby the image of the look, the intelligencereturned:"The experienceof aura is based on the transposition of a social reactiononto the rela- tionshipof the lifelessor of nature to man. The personwe look at, the personwho believeshimselflooked at, looks back at us in return. To experiencethe aura of a phenomenonmeans to endow it with the powerto look back in return." And elsewherehe definesaura thus: "The single, unrepeatable experienceof distance,no matterhow close it may be. While resting on a summerafternoon, to followthe outlineof a mountainagainst thehorizon,or of a branchthatcastsitsshadow on the viewer,means to breaththe aura of the mountain,of the branch." Aura is thus in a sense theoppositeof allegoricalperception,in thatin it a mysterious wholenessofobjectsbecomesvisible. And wherethebrokenfragments of allegoryrepresenteda thing-worldof destructiveforcesin which human autonomywas drowned,the objectsof aura representperhaps the settingof a kind of utopia, a Utopianpresent,not shorn of the past but having absorbedit, a kind of plenitudeof existencein the worldof things,ifonlyforthe briefestinstant.Yet thisUtopiancom- Walter Benjamin,or Nostalgia 65 portentof Benjamin'sthought,put to flightas it is by the mechanized presentof history,is available to the thinkeronly in a simplercultural past. Thus it is his one evocationof a non-allegoricalart, his essay on Nikolai Leskow,"The Teller of Tales," which is perhapshis master- piece. As with actorsfacedwith the technicaladvance of the repro- duceable art-work,so also with the tale in the face of moderncom- municationssystems, and in particularof thenewspaper.The function of the newspapersis to absorbthe shocksof novelty,and by numbing the organismto them to sap their intensity.Yet the tale, always constructedaround some novelty,was designed on the contraryto preserveits force;wherethe mechanicalform"exhausts"ever increas- ing quantitiesof new material,the older word-of-mouth communica- tion is that whichrecommendsitselfto memory.Its reproduceability is not mechanical,but natural to consciousness;indeed, that which allows the storyto be remembered,to seem "memorable"is at the same timethe means of its assimilationto the personalexperienceof the listenersas well. It is instructiveto compare this analysis by Benjamin of the tale (and its implieddistinctionfromthe novel) with that of Sartre,so similarin some ways, and yet so different in its ultimateemphasis. For both,the two formsarc opposednot only in theirsocial origins- the tale springingfromcollectivelife,the novel fromsolitude- and not only in theirraw material- the talc using what everyonecan recognizeas commonexperience,the novel that which is uncommon and highlyindividualistic - but also and primarily in therelationship to death and to eternity.Benjamin quotes Valéry: "It is almost as thoughthe disappearanceof the idea of eternitywere relatedto the increasingdistastefor any kind of work of long durationin time." Concurrentwith the disappearanceof the genuine storyis the in- creasingconcealmentof death and dyingin our society:forthe au- thorityof the storyultimatelyderivesfromthe authorityof death, whichlends everyeventa once-and-for-alluniqueness. "A man who died at the age of thirty-five is at everypoint in his life a man who is going to die at the age of thirty-five": so Benjamin describesour apprehensionof charactersin the tale, as the anti-psychological, the simplifiedrepresentatives of theirown destinies. But what appeals to his sensitivityto the archaic is preciselywhat Sartrecondemnsas inauthentic:namelythe violenceto genuinelived human experience, which neverin the freedomof its own presentfeelsitselfas fate,for which fate and destinyare always characteristicof other people's 66 FREDRÎC JAMESON
experience,seen fromthe outsideas somethingclosed and thing-like.
For thisreasonSartreopposesthetale (it is truethathe is thinkingof the late-nineteenthcenturywell-made story,which catered to a middle-classaudience,ratherthan to the relativelyanonymousfolk productof which Benjaminspeaks) to the novel, whose task is pre- ciselyto renderthisopen experienceof consciousnessin the present, of freedom,ratherthan the optical illusionof fate. There can be no doubt that this oppositioncorrespondsto a his- torical experience: the older tale, indeed the classical nineteenth centurynovel as well, expresseda social life in which the individual facedsingle-shot,irreparablechances and opportunities, in which he had to play everything on a single roll of the dice, in which his life did therefore properlytendto takeon theappearanceof fateor destiny, of a storythatcan be told. Whereas in the modernworld (which is to say,in WesternEuropeand theUnitedStates), economicprosperity is such thatnothingis everreallyirrevocablein thissense: hence the philosophyof freedom,hence the modernisticliteratureof conscious- ness of whichSartreis here a theorist:hence also, the decay of plot, forwhere nothingis irrevocable(in the absence of death in Ben- jamin's sense) thereis no storyto tell either,thereis only a seriesof experiencesof equal weightwhose orderis indiscriminately reversible. Benjaminis as aware as Sartre of the way in which the tale, with its appearanceof destiny,does violence to our lived experiencein the present: but for him it does justice to our experienceof the past. Its "inauthenticity" is to be seen as a mode of commemoration, so that it does not really matterany longer whether the young man dead in his primewas aware of his own lived experienceas fate: forus, henceforth remembering him,we always thinkof him, at the variousstages of his life,as one about to become this destiny,and " the tale thusgivesus thehope of warmingour own chillyexistence upon a death about whichwe read." The tale is not only a psychologicalmode of relatingto the past, of commemorating it: it is forBenjaminalso a mode of contactwith a vanishedformof social and historicalexistenceas well; and it is in this correlationbetween the activityof story-tellingand the concreteformof a certainhistorically determinate mode of production that Benjamin can serve as a model of Marxistliterarycriticismat its mostrevealing.The twinsourcesof story-telling findtheirarchaic embodimentin "the settledcultivatoron the one hand and the sea- faringmerchanton the other. Both formsof life have in fact pro- duced theirown characteristic typeof story-teller ... A genuineex- Walter Benjamin,or Nostalgia 67 tensionof thepossibilities ofstory-tellingto itsgreatesthistoricalrange is howevernot possiblewithoutthemostthorough-going fusionof the two archaictypes. Such a fusionwas realizedduringthe middleages in the artisanalassociationsand guilds. The sedentarymasterand the wanderingapprenticesworked togetherin the same room; indeed, everymasterhad himselfbeen a wanderingapprenticebeforesettling down at home or in some foreigncity. If peasants and sailors were the inventorsof story-telling, the guild systemprovedto be the place of itshighestdevelopment."The tale is thusthe productof an artisan culture,a hand-madeproduct,like a cobbler'sshoe or a pot; and like such a hand-made object,"the touch of the story-teller clings to it like the traceof the potter'shand on the glazed surface." In his ultimatestatementof the relationshipof literatureto politics, Benjaminseems to have triedto bringto bear on the problemsof the presentthis method,which had known success in dealing with the objectsof the past. Yet the transposition is not withoutits difficulties, and Benjamin'sconclusionsremainproblematical,particularlyin his unresolved,ambiguous attitudetowards modern industrialciviliza- tion,whirhfascinatedhim as muchas it seemsto have depressedhim. The problemof propagandain art can be solved,he maintains,by attention,not so much to the contentof the work of art, as to its form:a progressive workof artis one whichutilizesthe mostadvanced artistictechniques,one in which therefore the artistlives his activity as a technician,and throughthis technicalwork findsa unity of purposewith the industrialworker."The solidarityof the specialist with the proletariat. . . con neverbe anythingbut a mediatedone." This communist"politicalisationof art," which he opposed to the fascist"estheticalisation of the machine,"was designedto harnessto the cause of revolutionthatmodernismto whichotherMarxistcritics (Lukacs, forinstance) were hostile. And therecan be no doubt that Benjaminfirstcame to a radical politicsthroughhis experienceas a specialist: throughhis growingawareness,withinthe domain of his own specializedartisticactivity,of the crucial influenceon the work of artof changesin the public,in technique,in shortof Historyitself. But althoughin the realm of the historyof art the historiancan no doubt show a parallelismbetweenspecifictechnicaladvances in a given art and the generaldevelopmentof the economyas a whole, to see how a technicallyadvanced and difficult it is difficult work of art can have anythingbut a "mediated" effect politically.Benjamin was of courseluckyin the artisticexamplewhich lay beforehim: for he illustrateshis thesiswiththeepic theaterof Brecht,perhapsindeed 68 FREDRIC JAMESON the only modernartisticinnovationthat has had directand revolu- tionarypoliticalimpact. But even here the situationis ambiguous: an astutecritic(Rolf Tiedemann) has pointedout thesecretrelation- ship betweenBenjamin's fondnessforBrechton the one hand and "his lifelongfascination withchildren'sbooks"on theother(children's books: hieroglyphs: simplifiedallegorical emblems and riddles). Thus, wherewe thoughttoemergeintothehistoricalpresent,in reality we plungeagain into the distantpast of psychologicalobsession. But if nostalgia as a politicalmotivationis most frequentlyasso- ciated with fascism,thereis no reason why a nostalgiaconsciousof itself,a lucid and remorselessdissatisfactionwith the presenton the grounds of some remembered plenitude, cannot furnishas adequate a revolutionary stimulusas any other: the example of Benjamin is thereto proveit. He himself,however,preferred to contemplatehis in destiny religiousimagery, as in the followingparagraph,according to GershomScholem the last he ever wrote: "Surely Time was felt neitheras emptynoras homogeneousby the soothsayers who inquired forwhat it hid in its womb. Whoever keeps this in mind is in a positionto graspjusthow past timeis experiencedin commemoration: in just exactlythe same way. As is well known,the Jewswere for- bidden to search into the future.On the contrary,the Thora and the act of prayerinstructthemin commemoration of the past. So for them,the future,to which the clienteleof soothsayersremains in thrall,is divestedof its sacred power. Yet it does not for all that becomesimplyemptyand homogeneous time in theireyes. For every second of the futurebears within it that little door throughwhich Messiah may enter." Angélus novus: Benjamin'sfavoriteimage of the angel that exists only to sing its hymnof praisebeforethe face of God, to give voice, and thenat once to vanishback into uncreatednothingness. So at its mostpoignantBenjamin'sexperienceof time: a pure present,on the thresholdof the futurehonoringit by avertedeyes in meditationon the past.