Professional Documents
Culture Documents
A STUDY OF
PRESCRIPTIONS, PRACTICES AND PERCEPTIONS
WITHIN A CHRISTIAN SCHOOL CONTEXT
July 2006
THE PRINCIPALSHIP
A STUDY OF
PRESCRIPTIONS, PRACTICES AND PERCEPTIONS
WITHIN A CHRISTIAN SCHOOL CONTEXT
2.1 Introduction 13
2.2 Importance of the Principalship 15
2.3 General Prescriptions of the Principalship 20
2.4 Role of the Principalship 34
2.5 Instructional Leadership of the Principalship 55
2.6 Metaphors of the Principalship 68
2.7 Perceptions of the Principalship 81
2.8 Leadership Function of the Principalship 89
2.9 The Future of the Principalship 96
2.10 Conclusions
APPENDICES 308
BIBLIOGRAPHY 381
LIST OF TABLES, FIGURES AND SCHEDULES
Page No.
Schedule A Perception Index Calculation Example 186
Schedule B Principalship Qualification Perception Index Inter-Group 196
Comparisons with the Aggregate Average
Schedule C Personal Qualities P.I. Ranking of Importance 198
Schedule D Principal Personal Qualities – Top 5 P.I. Ranking of Importance 199
Schedule E Principalship Personal Qualities Perception Index Group 201
Comparison with the Aggregate Average
Schedule F Inter-Group Perception Agreement Summary for Principalship 202
Personal Qualities (% Agreement)
Schedule G Principal Personal Qualities – Teacher Ranking 203
Schedule H Principal Personal Qualities – Student Ranking 204
Schedule I Principal Personal Qualities – Parent Ranking 204
Schedule J Principal Personal Qualities – Board Ranking 204
Schedule K Principal Personal Qualities – Perceived Ranking of Importance 204
Group Summary
Schedule L Professional Skill Ranking of Importance According to Perception 208
Index (P.I.)
Schedule M Response Group Perceptual Agreement with the Most Important and 209
Least Important Ranked Professional Skills
Schedule N Principals’ Professional Skills Perception Indices Group 210
Comparison with Aggregate Average
Schedule O Principalship Professional Skills – Parent Ranking 234
Schedule P Principalship Professional Skills – Board Ranking 235
Schedule Q Principalship Professional Skills – Teacher Ranking 235
Schedule R Principalship Professional Skills – Student Ranking 235
Schedule S Principalship Professional Skills Ranking Summary 236
Schedule T Principals’ Time Allocation – Group Perception Index Rankings 241
Schedule U Principals’ Time Allocation – Perception Index Comparison with 244
Aggregate Average
Schedule V Metaphor Selection – Most Favoured Metaphors 246
Schedule W Open Ended Response Summary 252
Schedule X Open Ended Response Rankings 253
FIGURES
Page No
Figure 1 Principal Satisfaction Indices (Averages) 150
Figure 2 Principal Satisfaction Quadrant Matrix 152
Figure 3 Principal Satisfaction Indices for Interaction Length PSIs 153
Figure 4 Proximity to Principal: Practical Model 177
Figure 5 Proximity to Principal: Organizational Model 177
Figure 6 Perception Index Factors 185
TABLES/GRAPHS
Page No
Table/Graph 1 Teaching Experience (Years) 189
Table/Graph 2 Principals’ Age (Years) Requirement 191
Table/Graph 3 Minimum Tertiary Qualification 193
Table/Graph 4 Unallocated Data Display
Table/Graph 5-28 Principalship Personal Qualities - See Appendix F 321
Table/Graph 29 Financial Planning Skill Perception of Importance 212
Table/Graph 30 Building Development Skill Perception of Importance 213
Table/Graph 31 Student Discipline Skill Perception of Importance 215
Table/Graph 32 Record Keeping Skill Perception of Importance 217
Table/Graph 33 Marketing and Publicity Skill Perception of Importance 219
Table/Graph 34 Communication Skill Perception of Importance 220
Table/Graph 35 Inter-Personal Relationships Skill Perception of Importance 222
Table/Graph 36 Curriculum Development Skill Perception of Importance 224
Table/Graph 37 Dispute Resolution Skill Perception of Importance 226
Table/Graph 38 Staff Management Skill Perception of Importance 227
Table/Graph 39 Staff Development Skill Perception of Importance 228
Table/Graph 40 Organizational Management Skill Perception of Importance 229
Table/Graph 41 Public Relations Skill Perception of Importance 231
Table/Graph 42 Leadership Skill Perception of Importance 232
Table/Graph 43 Future Planning Skill Perception of Importance 233
Table/Graph 44 Perception of Weekly Hours Worked 238
Table/Graph 45-67 Principalship Time Use Perception Data – See Appendix I 348
Table/Graph 68-74 Metaphor Perception Data – See Appendix K 373
PERCEPTION MAPS
Page No
Perception Map 1 Principalship Personal Qualities 280
Perception Map 2 Principalship Professional Skills 281
Perception Map 3 Principalship Practice Time Allocation 281
Perception Map 4 Principalship Personal Qualities (inc. Head i.e. Principal) 286
Perception Map 5 Principalship Professional Skills (inc. Head i.e. Principal) 286
Perception Map 6 Principalship Practice Time Allocation (inc. Head i.e. Principal) 287
APPENDICES
Page No
Appendix A Principalship Role – Time Analysis Work Sheet 309
Appendix B Background Information for Principalship Survey 311
Appendix C Request Letter to Principals 313
Appendix D Perceptions of the Principalship Questionnaire 315
Appendix E Survey Items – Personal Qualities, Professional Skills and Time 320
Use
Appendix F Personal Qualities Perception Data Table/Graphs 5-28 321
Appendix G Principalship Personal Qualities Perception Index Summary 346
Appendix H Principalship Professional Skills – Perception Index Summary 347
Appendix I Principalship Time Use Perception Data Table/Graphs 45-65 348
Appendix J Group Perceptions of Principals’ Time Allocation – Perception 372
Index Summary
Appendix K Metaphor Perception Data – Table/Graphs 68-74 373
THE PRINCIPALSHIP
ABSTRACT
The Principalship occupies a unique and defining position that influences the shape of
schooling. It is the role of the school principal that has great significance for determining the
quality of the education that students receive, and for securing the best outcomes from the
understanding of the role of the principal via a three part investigation of the prescriptions,
In Section One, a study of the literature on the principalship was used to define the
personal journals were used in Section Two, to document and subsequently analyse 338 hours
perception as a powerful dynamic in the field of social discourse, which has particular
relevance for principalship interactions. Perceptions of the principalship from staff, parent,
student and board members, in the five Christian schools, were analysed from a total of 840
survey responses.
Previous studies, in the area of perceptions of the principalship, have undertaken to identify
in the literature and principalship practice in the field study. The analysis of data was
focussed on the nature and extent of variance and congruence between the perceptions of the
principalship and the prescriptions, on the one hand, and actual practices, on the other.
i
The results of this study established that there was variance in the prescription, practice and
curriculum and visionary leadership, were challenged by principalship practice which was
prescriptions of personal qualities and professional skills for the principalship, there was
considerable variance in the perceptions of what the principal actually did. The perceptual
variances identified were relevant not only to existing principalship practice, as regards
expectations and performance assessment, but also, to the recruitment of future principalship
ii
DEDICATION
For the furtherance of the effectiveness of the school principalship, which presides over the
great responsibility and task incumbent on each generation to train and educate the next.
iii
ACKNOWLEDGEMENTS
A debt of gratitude and thanks is acknowledged to those who have contributed to making this
portfolio of research possible;
• The University of Adelaide and the School of Education for the opportunity to
undertake doctoral study at such a distinguished tertiary institution.
• The Scholarship of those who have preceded me in the study of the principalship, and
the benefit that their research endeavours and outcomes have provided for this study.
• The late Professor Kevin Marjoribanks whose recognition of the value of this study
was an inspiration, and whose advice in his supervisory role an encouragement.
• The five participating Christian School communities that opened themselves to the
research strategies and tasks that sourced the data for this study.
• The five participating school principals who, as colleagues, risked vulnerability and
disruption to allow for my incursion into their principalship.
• The endeavours of my father, Alan Sears, and his wife Jean who assisted with
collating the survey data.
• The very special technical assistance of Adam Connell whose expertise made possible
the graphical data displays.
iv
DECLARATION
This Research Portfolio contains no material which has been accepted for the award of any
other degree or diploma in any university or other tertiary institution and that, to the best of
my knowledge, belief and intention, the portfolio contains no material previously published or
written by another person, except where due reference is made in the text of the portfolio.
I give consent that this portfolio, when deposited in the University Library, be made available
for photocopying and loan if accepted for the award of the degree of Doctor of Education.
____________________________
George A. Sears
July 2006
v
CHAPTER ONE
The purpose of this portfolio is to increase the understanding of the role of the principal in the
context of schooling. The particular sites chosen for research were five Christian schools
with a cohort of year eleven students. At these schools, the perceptions that governance
members, staff, parents and students had of the principal were investigated. The purpose was
to examine the extent that these perceptions related to the generalized prescriptions, on the
The prescriptive aspect was defined from the academic literature on the principalship, while
the principalship practice was investigated through the structured process of observation and
self-analysis of the principals from the school sites involved in the study. The prescriptions
gleaned from the literature were documented as representative of the theoretical and academic
considerations of the principalship, that is to say, what the principalship was posited to
involve. The practices were, on the other hand, what the principalship was found to embody
and entail.
Research into school effectiveness and school improvement from the mid-1980’s brought
into focus and prominence the relationship between the principal’s behaviour and influence,
and desired school outcomes (Stoll & Fink, 1996; Hopkins & Harris, 1997; Harris & Hopkins,
2000; Jackson, 2000; Teddlie & Reynolds, 2000). According to this research, the
principalship lies at the heart of the educational function of schooling and is pivotal to
improving the quality of learning in schools (Restine, 1997; Waters & Grubb, 2004). The
principal therefore, exercises an influence of great moment in the evolving trends and
emphasis in educational practice and intention. As a result it is imperative that the role and
1
responsibility of the principal’s function is appropriately understood and applied. In this
regard, the convergence of principalship prescriptions and practices must be analysed, as they
give rise to the qualities and components which are perceived to comprise the role of the
principalship.
In varying degrees, all stakeholders in the principal’s position and task are influenced by their
perceptions of the role and position. Any divergence between perceptions and what may be
known or understood of the principalship from other sources, namely prescriptions and
Schooling is a high-profile societal domain, so the principal, as the person in the front line of
& Bennett, 2000). Outcomes that reflect public policy or national goals are particularly
sought after. However, beyond this, and more compelling than merely economic or political
considerations, are the generational futures forged in schools today. Failure here
impoverishes the human capital of future generations, and invites the condemnation of history
upon those who have the present custodianship of the development of this capital. Such
society. Schools therefore command and demand an essential place of priority and
understanding, if they are to serve their societal function effectively. Crucial to achieving this
priority and understanding is the role of the principal who presides over the organizational
The focus of this research is the role of the secondary school principal; prescriptions,
practices and perceptions. Ensuring the effectiveness of this role by adequate understanding
2
and definition is imperative to securing the best outcomes from schooling in terms of student
achievement. This imperative is not overstating the case, as the principal’s importance to
school success has been underscored by the effective schools’ research (Hallinger & Heck,
1996; Thomas & Vornberg, 1991). Such research and subsequent investigations, have
established that it is the principal who sets the overall tone within a school (Pajak & McAbee,
1992). The principal is the gatekeeper and gate-opener of their school (Hargreaves & Fullan,
dominate school culture from kindergarten level through high school. They are
membership and ultimately responsible, having the final say as overseers to everything
Evidence from Waters, Marzano & McNulty (2003) in a meta-analysis of research on school
student achievement. The principal was identified as the single most important person in
determining the quality of the education that children receive. Similar correlations were
Nadebaum (1991), in assessing the changing role of the principal in the 1990’s, noted that
principals are critically placed at the interface between the school and the community, and
that “they as a group have the potential to make the greatest impact on the shape of schooling
in the next decade” (p. 12). Research on the principalship abounds with similar conclusions
that indicate the ongoing importance of the principalship to schooling. (Anderson & Grinberg,
1998; Rooney, 2000; Day 2000). Furthering the understanding of the principalship is
therefore both relevant and necessary. With this in mind, this research seeks to contribute to
3
It is evident that the role of the principal extends beyond the detail and definition of mere role
(1980), attest to this. They concluded that “the principal’s general work situation is
ambiguous” (Blumberg & Greenfield, 1980, p. 178), despite documented frameworks for
referencing the principal’s role. It was evident in their study that any theoretical framework
for the principalship became “highly idiosyncratic to the needs and dispositions of the
particular principal and the context of the particular work situation” (Blumberg & Greenfield,
1980, p. 198), and that the principal’s role in practice “only remotely resembled the sort of
highly abstract and rational conceptual framework one would find in the normal textbook on
school administration” (Blumberg & Greenfield, 1980, p. 197). The theory-practice divide
Divergence, however, does not only exist with regard to the prescriptions and the practices of
the principalship. As more systematic studies of the actual practice of the principalship were
undertaken, so a growing recognition has emerged of “the gulf between what had been
perceived as the role of the principal, and what principals actually did” (Duignan, 1987, in
Simpkins, Thomas & Thomas, 1987, p. 41). This observation brings into focus an important
dimension to be considered when analysing the role of the principal, namely, the individual
Perception is a powerful dynamic in the field of social interaction. All people see and act in
relation to one another as a result of what they perceive, and this is shaped at least as much by
educational contexts and discourse, perceptions abound, arising out of the intensity of social
4
by perceptions. These perceptions define and determine the social interaction for the
participants, at every level and in whatever role. It is therefore important for school
administration, that the nature and significance of the dynamic of perception in school life is
acknowledged and understood. Furthermore, while perceptions shape the views held by
others of the principal’s role, the principal’s own perceptions shape his or her personal view.
The principal’s role has been described as an “impossible job” (Archer, 2004; d’Arbon, 2003)
and found to possess a mix of ambiguity, intensity and diversity, resulting from an
unpredictable context for the practice of the principalship, and an unclear definition of the role
around (him)”. The extent and the accuracy of this assessment demonstrates how perceptions
are fostered and formed by the transference of one social actor’s mindset to another social
characterize a role, the detail that defines it in terms of role prescriptions, and then the
Within a school context the participants affected by the interplay of the prescriptions,
practices and perceptions of the principalship are the stakeholders in the principalship role,
comprising students, staff, parents and governance members. It is the nature of these
stakeholders’ perceptions of the principalship that is of interest to this study, and particularly
their interplay with published prescriptions and actual practices, as a triad, of variables that
shape the principalship. This study examines the interplay among the elements of this triad,
5
study investigates the extent to which the prescriptions and practices of school principalship
are related to the key stakeholders’ perceptions of the school principalship in a Christian
practices and perceptions of the principalship. The focus of the first section is the
prescriptions of the principalship derived from a review of the literature on the principalship.
Prescriptions refers to the detail that emerges from academic and other considerations of the
principals’ role which are understood to define, or prescribe, the essential features of the
understanding the principal’s role and function. The purpose of the theoretical framework is
to provide a reference, against which the subsequent analysis of the practices and perceptions
The focus of the second section is on the practices of the principal. This was determined by
documenting and identifying the actual time-on-task activities of the five principals in the
study. Observational and journal records captured data which were indicative of what each
principal actually spent time doing on a daily basis. These data were taken as representative
In the third section of the portfolio the perceptions of the principalship are investigated.
Previous studies of principalship perceptions (Gorton & McIntyre 1978; Williams 1978) have
had a focus of identifying congruence between various interest group’s perceptions of the
principalship. This study is distinctive, as the focus of interest was not between differing
perceptions of the principalship, but how such perceptions related to both the theoretical or
formal prescriptions of the principalship, and to the actual practices of those employed in the
6
role. The purpose of the portfolio was to examine how such perceptions were related to the
Four interest groups within each school community, together with each principal’s self
assessment, provided data to identify what the principal’s role was thought to be. These
groups were the stakeholders identified previously as staff, students, parents and governance
members of the school community. It was their perceptions which were examined in relation
to the prescriptions and practices of the principalship that were identified in the first two
elements of a triad of variables used to define the principalship, allowed the level of
Sergiovanni (1987) used the concept of mindscapes which he defined as mental images and
frameworks through which administrative and school reality, and the individual’s place in that
reality, are envisioned. These mindscapes, which can be regarded as a form of perceptual
understanding, are “not thought about much, for they are assumed to be true. Thus, when a
schooling mindscape does not fit the world of practice, the problem is assumed to be in that
This study does not challenge such mindscapes, or perceptual understandings, but analyses
the extent to which they are related to the prescriptions and practices of the principalship. A
clarification of the nexus between perceptions and the prescriptions and practice of the
principal can only help to inform the practice of the principalship. For school governing
bodies, for example, perceptions often determine the appointment of and expectations about
the role of the principal. Variance between perceptions and expectations in this undertaking
7
appraisal assessments. Further symbiotic relationships can be identified where perceptions
affect prescriptions, and prescriptions guide and inform practice. In addition, the field of
principalship practice gives rise to perceptions of the principalship and these then find
This study seeks to identify the extent of the congruence in the prescriptions, practices, and
the aspects of principalship prescriptions, practices and perceptions can be more aligned,
detrimental aspects highlighted, and strategies for ameliorating dissonance made possible, or
at least assisted.
Data in this research portfolio are qualitative and quantitative in nature, collected via a
mixed-method approach. The personal, the ethnographic, and the empirically descriptive
ways in which the principal’s role can be analysed and understood were thereby facilitated.
As regards the prescriptive aspects of the principalship, which was the focus of section one,
the data source was the academic and other literature on the principalship. The data for
establishing the practices of the principalship in section two reflected its highly personalised
qualitative nature, and the need for an approach within an interpretive paradigm. Personal
reflections, interviews, journal keeping and observational shadowing, were used to acquire an
understanding of the principalship through the eyes of practitioners selected from five
The third section, to complete this research portfolio, has perceptions of the principalship as
its focus. A questionnaire method was used to achieve an understanding of the perceptions of
the principal held by various stakeholders, and significant others, namely governing bodies,
8
staff, students, school parent community, and the principals themselves, in the five schools
used for the research. Both prescribed and open-ended participant response questions were
included in the questionnaire, to enrich the data quality, depth and diversity. The qualitative
data provided a consistent link with the interpretive perspective of the overall study, while the
9
CHAPTER TWO:
SECTION ONE
10
CHAPTER TWO
2.1 Introduction 13
11
2.6.2 Metaphors and Perception 70
2.6.3 Generalized Metaphors 71
2.6.4 Particular Metaphors 75
2.6.5 Crisis Metaphors 77
2.6.6 Stakeholder Metaphors 77
2.6.7 Metaphors for the Future 79
2.6.8 The Power of Metaphors 80
12
2.1 INTRODUCTION
Studies into the role of the principal in schooling have reported a pattern of diversity,
variability, intermittent intensity, and conflicting and competing orientations for the
principalship. Therefore, any prescribed role for the principal will subsume many roles, and
draw from a mix of various role characteristics. While the role of the principal as the
designated head of the school organization at a local level is clear enough, exactly what this
headship comprises, demands and necessitates, are the challenges that researchers have sought
have resulted. It is the purpose of this section of the portfolio to summarize this prescriptive
detail from the survey of principalship discourse that has been documented in academic
Studies and articles that have analysed the nature and function of the principalship, have
encouraged various themes to emerge. Some themes reflect ideal notions of what the
principalship should involve, while others are descriptions of what the position does involve,
derived from observation. At various times particular themes gain prominence, arising out of
the broad political landscape and national agenda of schooling. In some cases, particular
political interests or outcomes may be served, or alternatively, the themes relate to the ideal
or desired outcomes of schooling. When the focus has been the latter, the situation of the
principal has readily emerged as a vital component and therefore essential field of study.
In this section the prescriptions of the principalship, established from the literature on the
principalship, are summarized in appropriately titled sub-sections. The titles chosen reflected
the predominant principalship issues and themes that featured in the literature. Some issues
and themes within principalship discourse were self-evident and pervasive, for example, the
principal as an instructional leader. Other aspects of the principalship were less precisely
13
defined and broader in scope to reflect the myriad variations of tasks which must be classified
to give expression to the prescriptions of the principalship. The first three sub-sections, with
general headings, summarize these latter aspects of the principalship, related to the
Imagery and other literary devices were very evident in the literature on the principalship.
The reason for this was the difficulty to encapsulate the essence of the principalship in a
meaningful and understandable way. To overcome this difficulty, a range of metaphors were
used to give increased expression and richness to the understanding of the principalship.
Allied to the metaphors were the varying perceptions used to conceptualise the principalship.
Consequently the prescriptions of the principalship that emerged from the use of perception
and metaphors were recorded in separate sub-sections, appropriately titled, as these were a
The leadership feature of the principalship was a significant theme of principalship studies
and the resulting literature. Leadership as a generic focus within this literature has gained
expression to this significance, and have become classifications for describing the unique
The concluding theme engaged with prescriptions of the principalship for the future. As
futures generally are developed from the past and present, so too future prescriptions of the
principalship have present day correlations. While much will not change in the principal’s
role, what does change could be enormously significant for the principal personally, and for
14
the general constituency served by the principalship. Research interest in the principalship of
the future inevitably involves speculation and hypothesis, however, future projections provide
a glimpse of the possibilities, from which present day strategies to develop the principalship
could benefit.
The uniform conclusion and consistent claim from the literature on the principalship is of the
primacy of the principal in the educative function and effectiveness of schooling (Southworth,
1993; Hargreaves, 1994; Troman, 1996; Fullan, 2002). Hallenger & Heck (1996) noted that
the belief that principals have an impact on schools is long-standing in the folk
wisdom of American educational history … we might add that … the role of the
principal in terms of effecting change is equally strongly held in the United Kingdom
and in Australian research. (p. 5)
in many ways the school principal is the most important and influential individual in
any school … it is his (sic) leadership that sets the tone of the school, the climate for
learning, the level of professionalism and morale of teachers, and the degree of
concern for what students may or may not become … If a school is a vibrant,
innovative, child-centred place; if it has a reputation for excellence in teaching; if
students are performing to the best of their ability, one can almost always point to the
principal’s leadership as the key to success. (Educational Opportunity, 1972, p. 305)
Andrews, et al. (2004) underscored the belief that the principalship is critically important to
educational success, as has historically been perceived. However, the principal is also
influential in the decision making process that must accommodate the larger challenges of 21st
century society (Pierce & Stapletone, 2003). Via the school system many of these challenges
are identified and confronted. The school principal therefore presides over one of the key
instruments in society for societal evolution and the induction of emergent generations of
citizens into society structures and practices (Duignan, 2005; Keane, 2003).
15
2.2.1 School Effectiveness
Everyone, according to Dunford, Fawcett, & Bennett (2000) agrees that effective leadership at
the principal level “is one of the most important factors in the success of a school” (p. 1). It is
the principal’s leadership which has the strongest independent influence on school
improvement, school planning, school structure and organization, school mission, and school
culture (Leithwood, Jantzi, & Steinbach, 1999). Principals are the key players that ensure an
excellent education for their students; they determine whether and how to implement
standards; they decide what to emphasize or omit (Uchiyama & Wolf, 2002; Wolf, Borko,
The importance of the principalship is well supported by the research literature on effective
schools and school effectiveness (Jackson, 2000; Day, Harris, Hadfield, Tolley, & Beresford,
2000). Austin (1979) established a causal relationship between the impact of the principal
and school effectiveness, with the principal’s impact as the distinguishing feature between the
high-achieving and low-achieving schools studied. Hausman (2000) noted that for effective
schools to be developed and maintained, it was the principal’s role that was crucial.
The National Association of Secondary Principals (1979) was unambiguous and unequivocal
in its conclusion on the matter of the principalship when it stated “the principal is the key to a
good school” (p. v). The principal occupies the key position in the school organization, and
this position is not one of passive or neutral administration. Greenfield (1991) noted that the
moral values of the principal have a persuasive effect in shaping the culture of the school
organization and environment. Since principals are at the apex of the school organization,
they have the greatest scope to influence the power and policy that shape school cultures
16
Effectiveness and improvement represent an ongoing quest for educators. Attempts to
confront the components of such effectiveness and improvement, have ranged across a
number of variables. A certain elusiveness has contributed to this, as researchers in the field
have sought to isolate the determining factors in school effectiveness and improvement. One
challenge has been the semantic distinction between descriptions like effectiveness, success
and excellence (Sergiovanni, 1987). These terms elude precise definition, which has served
to make it all the more difficult to identify their presence in school contexts, and then to
identify the measures by which such outcomes can be quantified and adjusted. Despite this,
research efforts have been undeterred from seeking to provide an improved understanding of
what comprises and contributes to school effectiveness and improvement (Hargreaves &
Fullan, 1998; Teddlie & Reynolds, 2000; Kinsler & Gamble, 2001; Harris & Bennett, 2001).
Numerous components emerge from such studies, although their order of significance remains
open to conjecture. Typically, the role of the principal emerges as having a place of
significant influence (Sarason, 1996; Day, 2000; Gilman & Lanman-Givens, 2001). Even
where the conventional wisdom about the level of influence of the principal is downplayed,
there is still the recognition of the principal as part of the web of influential factors in school
Studies of the principalship have variously tried to settle on adequate descriptions for the role.
cultural leaders, teacher advocates, have all been used to capture the essence of the role.
However, despite the varying adequacy of such labels, there remains little doubt that effective
growth, community support and high expectations (Riehl, 2000; Azzara, 2000; Day, 2000;
17
2.2.2 School Change and Reform
Nadebaum (1991) assessed the changing role of the principal in the 1990’s, and noted that
principals are critically placed at the interface between the school and the community, and
that “they as a group have the potential to make the greatest impact on the shape of schooling
in the next decade” (p. 12). The extent of this impact is seen even more so because of the
critical location of the principalship within the educational context, and the place of education
within the wider social order. Hargreaves & Evans (1997) noted that the mechanism for the
Lipham (1981) claimed that the key factor which underscores the importance of the
principal’s role is the principal’s position “at the critical confluence of the intraorganizational
and extraorganizational forces which either foster or impede educational change and
improvement” (p. 118). The principal must therefore contend with intra-societal and inter-
generational change that is external to the school, and at the same time engage with intra-
school variables and variations in order to produce the desired school improvement and
school effectiveness.
Miles’ (1978) in his summation of the principal as a change agent in schools made the point
that “a decade of research has given us some important information about the process of
change in schools; all findings seem to indicate that without the principal’s active support and
endorsement almost any effort by outsiders will fail” (p. 8). Further, Miles noted that
“identifying the principal as a key change agent is no longer a novel idea, indeed it has
become a piece of accepted wisdom in the literature of change” (p. 9). Fullan (2002) reported
18
that “effective school (principals) are the key to large-scale, sustainable educational reform”
(p. 16).
Given that educational reform is an ever present feature of the educational and political
landscape, the role of the principal cannot be understated. Henrietta Schwartz, formerly Dean
of the School of Education, San Francisco State University (in Dubin, 1991) says of the
principal that
in any kind of real reform, that is classroom level reform, the principal has the
responsibility and the power, and hopefully, the skills and the knowledge, to
restructure the context of the school to facilitate what it is the teacher and the student
do together which, presumably, is learning. The principal is the facilitator. He (sic) is
the vision maker, the symbol manipulator, the resource manager, the values mentor
and the keeper of the ethics and standards for that school building. His (sic) role is,
therefore, critical. Demands on himself (sic) and his (sic) staff are virtually
superhuman, given the nature of resource allocation to American public schools. As
far as I am concerned a good principal is in the nature of a folk hero. Reform can be
done without him (sic) in a very haphazard fashion. With the principal’s active
participation, reform can be done extraordinarily well – efficiently and effectively. I
don’t think reform can be achieved at the local grass-roots level without the principal.
(p. 105)
Educational change and reform have become the operational climate for school
administration, in response to wider societal change dynamics. The result is to further elevate
the significance of the principalship and recast its role accordingly. School restructuring and
change requires leadership, and the principal is seen as a linchpin (Hallinger, 1992; Gilman &
Lanman-Givens, 2001; Anderson & Grinberg, 1998). However, any such place of
significance for the principalship in the change process presents a unique challenge.
Contemporary concepts of transformational leadership have moved away from the more
directive, authoritarian styles of the past, to a more democratic, inclusive facilitating role
(Leithwood & Jantzi, 1990; Sarason, 1996; Riehl, 2000). But this must be done in such a
19
way that the pervasive influence of the principalship is re-negotiated, without necessarily
being reduced.
An indicator of the importance of the principalship role is the demands placed upon the role.
Increasingly, principals address an expanded set of community concerns that are not
necessarily of an educational nature. The school principal has become, in part, the
replacement for the church and the family, in dealing with lifestyle issues and values. In
addition, there are the educational challenges of the increasing representation of groups with
disadvantage within the wider school population. Amidst these demands, and perhaps
causally linked, is the perception of teachers, parents and students, that the principal is the
ultimate source of wisdom in the school (Rooney, 2000). The principal, therefore, by default
or design, becomes the custodian of multiple agendas and expectations extending beyond
uniquely school-based educational issues. Diverse factors arise from the array of expectations
affecting the principalship that challenge the task of the principal to transform the school
transformation process causes the role of the principal to assume great importance.
The importance of the principal to the function of schooling, invites enquiry as to the
prescriptions that underpin that importance. In this regard, much has been detailed in the
literature on the principalship, as the result of broad surveys of what a principal does. It is out
of this generalized detail that the substance that informs prescriptions of the principalship is
derived. The following section provides a synthesis of the detail as regards the general
The principalship exists beyond the detail and definition of mere prescriptions, as indicated in
the ethnographic study undertaken by Blumberg and Greenfield (1980). Their study of eight
20
school principals provided many valuable insights into the principalship. While the principals
in their study had an acknowledged framework for referencing their roles, it was evident that
“it only remotely resembles the sort of highly abstract and rational conceptual framework one
would find in the normal textbook on school administration” (p. 197). The content of this
section brings together the general features of the principalship that have been noted in the
research literature.
2.3.1 Ambiguity
The theory-practice gap has been noted as a feature of the principalship. Past assessments of
the principalship have tended to be both prescriptive and idealistic (Thomas, 2000) and not
always congruent with actual principalship practice. The view is posited that the principal
performs a series of easily identified and categorized tasks and functions. More recent studies
behaviour and activity have occurred, so there has been a “growing recognition of the gulf
between what has been perceived as the role of the principal, and what principals actually
did” (Simpkins, Thomas, & Thomas, 1987, p. 41). What these studies have revealed is
that the principal’s role is complex, ambiguous, and that he or she must attempt to
cope with long days punctuated with numerous interruptions, many short-term
interpersonal contacts, not always of his or her instigation, many issues at various
stages of resolution, and a general perception that he or she arrives late, leaves early,
and wanders around the school in between time. (Thomas, 2000, p. 41)
Donaldson’s (1991) experience resulted in his observation that “as a practising principal, I
found that the description of the principalship in texts and courses did not, by and large, fit
what I did and what went on daily in school” (p. 3). The reason is the detached context in
which the principal role finds description in texts on administration. The resulting analysis of
the principalship function gives rise to a segmented and compartmentalized view which is far
removed from the daily reality. Ethnographic studies have helped to redress this dissonance
21
between theory and practice (Barth, 1979; Foster 1971; Wolcott 1973; Blumberg &
Greenfield, 1980). Such studies locate the principalship as a more active and re-active agent
its application.
The result of the dissonance between prescription and practice for Blumberg and Greenfield
highly idiosyncratic to the needs and dispositions of the particular principal, and the
context of the particular work situation. This individualized view of the role serves as
a reference point for action for these people where problems and solutions are shaped
Sergiovanni (1987) also noted an ambiguity in the school setting and the principalship
domain. His expression for describing it, however, was in terms of uncertainty, instability,
complexity, and variety. The effect is that “value conflicts and uniqueness are accepted
aspects of educational settings” (p. xiii), with the result that “though one may be comfortable
managing messes” (Schon, 1984, p. 16). Sergiovanni (2001) appeals to the metaphor of the
While role redefinition for the principalship may seek role clarification and prescription as a
goal, it could actually promote further ambiguity as an outcome. The conclusion of Hallinger
& Hausman (1993) was that restructuring, with respect to the principal’s role and
responsibilities, created an overwhelming ambiguity in the area of the principal’s role and
responsibility. Perhaps this is not surprising, when no consensus is evident as to what is the
appropriate role of the principal in a restructured school (Hallinger & Hausman, 1993).
22
2.3.2 Unpredictability
The principal’s door is increasingly the place where competing demands are confronted
(Ferrandino & Tirozzi, 2000; Day 2000). The consequence of these demands, according to
Wyant, Reinhard & Arends (1980) is “stress, uncertainty, and feelings of impotence and
ineffectiveness” (p. 10). Stress arise from the increase of regulations, meetings, paperwork,
gaining public approval and financial support, resolving conflicts, staff evaluation and the
interruption to planned routines. School principals, according to Allison (1997) and others
face very busy and highly unpredictable work days with many individuals and groups
competing for their time … overworked, constantly under fire and unappreciated …
confrontation, conflict, and compromise are constantly … faced with more pressure,
more aggression, more change and more conflict than ever before … and severely
stressed. (p. 39)
to their work routine and schedule. Thomas & Ayres (2000) pursued a study of the nature,
scope and frequency of interruptions encountered by principals. They investigated the notion
proposed by Keith (1977) that “… a headmaster’s work consists mainly of interruptions to it”
(p. 111). Thomas & Ayres (2000) found that the principals studied
could anticipate devoting at least one third of their work days to dealing with
interruptions … in the order of 25 interruptions per day … average time per
interruption ranged from four to over five minutes (Thomas & Ayres, 2000. p. 75).
The result is the impression that the principal’s job is divided between disruption and
Schools are nested organizations with multiple internal and external connections that render
the principal’s role as unique in comparison to many occupational roles (Goldring, 1990;
Hausman, 2000). The outcome is a chaotic concept of the principalship, which equates to
23
organizational descriptions of schools as loosely coupled systems, organized anarchies, or
that many principals have had all along (Wyant, Reinhard, & Arends, 1980). Despite the
dimension to the messiness according to Stacey (1996), that can be harnessed for
Arising out of the ambiguity, conflict and messiness of the principalship, aspirants to the role
are prevented from having anything but a vague understanding of much of what it entails. It
is difficult for outsiders to understand the loneliness, the conflict, the dullness of the routines,
the busy work and the anguish that accompany having to solve complex educational and
& Thurston, 1992; Johnson, 2002). Paperwork goes with the territory (Azzara, 2000).
Further, the daily work of the principal has been found to be characterised by “fragmentation,
conditions, yet propelled by the idea that it can produce changes” (Dubin, 1991, p. 192).
it seems impossible to tell anyone, even another principal, what one does on the job.
So many of my activities as principal were determined by happenstance that my
attempts to describe what I did often degenerate into lists of unconnected events …
The job is simply too fast-moving and the role too ambiguous to permit neat
structuring. (p. 15)
This unpredictable flow of events means that for the principal each week presents new
challenges responding to needs, requests and circumstances, which place the principal at the
24
disposal of numerous calls, as a servant of diverse interests (Archer, 2004; d’Arbon, 2003;
2.3.3 Vulnerability
no uniform expectation exists for the principal role, and thus principalship is
vulnerable to a myriad of internal and external demands … The principal in many
ways is a person overworked, facing major role conflict and unable to manage the
demands of the job itself, much less lead a faculty towards major innovation and
change. (p. 9)
The principalship is possessed of too many hats to wear, and not enough time to wear the
preferred hat of educational leadership; hundreds of decisions to be made each day with little
margin for error; and fragmented time and unexpected problems (Ferrandino & Tirrozzi,
Principals are ever conscious of the fluidity of their situation. Closure is rarely achieved from
the issues that open up amidst the myriad of situations confronting the principal as they are
“reaching for the brass ring, perfecting, finetuning, not only themselves, but providing
opportunities for others” (Dubin, 1991, p. 71). Out of this fluidity arises the demand for the
principal to remain current in terms of societal needs, educational trends and learning theory.
The rapid speed of change and development in some of these areas adds to the challenge for
principals who manage the education of students for the students’ world, which may be quite
foreign to the world of the principals’ familiarity. This challenge was highlighted in an
interview with Dr Robert Corrigan, former President of San Francisco State University, that
Dubin (1991) reported. Corrigan made the assessment that the need for the principal to be in
25
constantly skimming eighteen periodicals, five newspapers, and the major literary
works of the time, so as to know what is happening and apply all this to what (they)
are responsible for in the managing of a school. (Dubin, 1991, p. 90)
2.3.4 Challenges
Principals are victims of the moment (Fullan & Stiegelbauer, 1991). They work long hours to
manage ongoing tensions and dilemmas (Day, 2000; Pierce & Stapleton, 2003). The presence
approach by Walker and Dimmock (2000). Their approach is validated, in part, because
renders obsolete the traditional rational notion of problem solving” (p. 6).
The immediacy and physical presence of interruptions draws the principal inevitably and
unavoidably into the crisis of the moment. Sources of such crises and immediacy range from
telephone calls, student fights and conflicts, salespeople, parent requests, central office
checks, maintenance breakdowns, staff health or stress, and external environmental factors.
Response management rather than crisis management, is then the operational dilemma.
Crisis situations, by their nature, defy management, responses not so. For the principal the
dilemma and challenge is to respond to the unexpected and unpredictable, with an approach
that brings control and a desirable outcome, when impending detrimental alternatives present
themselves.
Donaldson (1991), reporting on his own principalship, identified a tension which was given
effect even when no crisis was extant or imminent. For him it was a “fear, usually deeply
buried, that some event or condition of the school would come to light and (he) would not
know about it” (p. 32). This fear became for Donaldson (1991) an impulse to ensure a
comprehensive knowledge about his school. The rationale for this often frenetic approach to
26
the expectation that the principal should be a step ahead of others, and should
command an efficient communication network in order to resolve problems and
provide informed direction to the school community … the know-all-and-be-
everywhere activity … was nurtured by others’ needs to believe that the leader was
mysteriously in the know. (Donaldson, 1991, p. 32)
principalship, was the general school awareness it generated and encouraged. The principal’s
efforts to source data under this regime yielded important information about staff, students,
and the school, information that permitted the principal, with some confidence, to instigate
stimulating and rewarding; the greatest challenge, according to Peters (1976, p. 25) is “how to
arrive at school with a smile, keep it all day, still have it when he (sic) gets home and then
sleep soundly when he (sic) goes to bed at night”. While this may be the challenge at the
personal level, at the professional and system level the challenge is somewhat more serious.
The stress that principals face has increased with the variety of their responsibilities (Johnson,
2002). Craven (2004) cited a report that 47% of principals and assistant principals have stress
related medical conditions. A once very stable profession is now facing unprecedented
turnover with the nature of the principalship making it appear increasingly unattractive to
would-be leadership contenders (Scott, 2005). Research cited by Scott indicated that
the adverse impact principalship had on family life (was) the top reason that schools
have difficulty recruiting principals – the fact that the role was so complex and
required such large amounts of time. (p. 6)
27
where they questioned their motivation and suitability … one … would die of
a heart attack in the second year of appointment. … there was a view ‘… that
the job killed him’. (p. 18)
Pierce and Stapleton (2003) noted the huge demands on a principal’s time, with a fifty percent
increase in hours worked being reported from time on task studies done in 2003, compared to
1975. Longer hours, teacher unions, and difficult community problems have rendered the
2.3.5 Variety
Thomas (2003), as a practicing principal, noted that “the variety of situations that a Head
encounters is enormous” (p. 41). The catalogue of a single morning during her practice
a new HSC mathematics syllabus; fundraising function; graffiti in the locker room; the
suicide of a girl’s cousin; an interstate teacher exchange; a parental complaint about a
girl being dropped from a water polo team for unsporting play; the appointment of
school prefects; a girl’s absence from music classes; how far apart to sit divorced
parents at the valedictory dinner; a girl’s application to the UK; litter in the
quadrangle; a student request to send a petition to the Prime Minister about cruelty to
animals; the employment of a physics teacher; criteria for selecting students;
computurising the uniform store and clothing pool; safety on student expeditions;
whether a group should sell gelato in the junior and senior schools; a media call; fire
drills; a senior girls’ extension English project; and judging a Year 11 simulated trial.
(Thomas, 2003, p. 41)
From this catalogue, of but one morning, it is evident why the principalship is described as a
creative opportunity, but relentless. It is a 24-hour job with the principal on call for a school
fire, a death in the family, a lost child, and for spontaneous consultations (Holden, 2004).
have to be experts in public relations, leading from the front, managing and appraising
staff, choosing computer systems, working in partnership with governors,
28
understanding the complexities of performance-related pay, and selecting the
management team to help them run the place … (they) suffer from exposure because,
within each school, the buck stops with them. All their activities take place in the
spotlight, and the pressure comes both from within and from without. (p. ix)
Krug, Ahadi, and Scott (1989) while documenting how a principal’s day is a kaleidoscope of
changing events, activities, stresses, and rewards, discerned identifiable and predictable
patterns of activities, beliefs, and moods. Each of these factors – activities, beliefs, and
moods – function to demarcate changes from hour to hour. In terms of changes from
principal to principal however, principal persona, style and beliefs, appear to have significant
importance (Brereton, 1993). Persona, style and beliefs are personalized aspects of the
principalship which determine the individual responses to the diverse claims upon the
time must be found for ritual paperwork, yet the process of learning the names of
students and parents requires a definite physical presence … as well there must be
time for professional space and thinking … quiet time and energy to reflect, to build a
useful professional network and to attend professional conferences. Daily
commitments, though, must still be kept. Meetings occupy nights and days,
sometimes in unrelenting succession … Through all of this, principals must be true
and absolute leaders, able to make tough decisions. At the same time, they must be
team builders and members of these teams, watched anxiously by the staff … they
must be strong, creative and proactive leaders in curriculum and professional
development. The ideas initiated by intelligent staff must not threaten them.
Interwoven through all of this is the daily trivia, the inevitable adolescent crisis, and
the “helpful” memos from on high. (p. 15)
if the picture seems chaotic, it’s also very colourful and stimulating. No two days - or
minutes – are the same. However, it can be very hard sometimes to lift one’s sights
above the day-to-day turmoil and the trivia, and plan for the long term (p. 41).
29
Morris, Cranson, Porter-Gehrie and Hurwitz (1984) studied elementary and secondary school
principals in Chicago. They found that principals typically spend 50 per cent of their time
moving-dynamic occupation in almost a literal sense; the rhythm of the job, from
arrival … to the close of day is typified by pace and movement, by frequent and
abrupt shifts from one concern to another, and by the excitement pervading any
visitation dealing with young people .. the principal’s job is different from other
managerial positions because it is essentially an oral occupation, a job of talking. The
principal governs the school mostly by talking with other people, usually one at a
time, throughout the day. (Morris et al, 1984, p. 209)
2.3.6 Complexity
Bredeson (1988[a]) proposed that the principalship has become the dumping ground for all of
the maintenance responsibilities in the school. This was due, in part, to the evolution of the
principalship from principal-teacher, to a manager and facilitator of any and all events within
the school. The result is that more and more complexity has been added to school functions
responsibility for the totality of school operations, for meeting regulated curriculum
standards, and for meeting the special educational needs of all children, have added to this
complexity. Further still have been the effects on the principalship of the increasingly
30
programs, and the professionalization and credentialism of school staff. Beyond this, there
have been a proliferation of mandates that require schools to ameliorate the social and cultural
The externally and internally generated requirements of schools have added to the burden and
complexity of the role expectation of the school principal. With no clear sense of who should
assume all of the resulting responsibilities, the principalship has become a catch-all for the
tasks not accepted by other administrators, by teachers, or by the community. Principals are
reporting increased stress levels because of the social dislocation in their school communities
(Carr, 2002). The socially toxic environment of today’s youth (Durka, 2000) has, by default
and demand, infiltrated the landscape of the principalship. “Principals have to have a whole
suite of skills that, 10 years ago, they didn’t have to have. Even the legislative landscape has
Principals today are forced to clarify roles and responsibilities, at a time when the schools and
societies they inhabit are in a state of turmoil (Murphy & Hallinger, 1992). Political, social,
crises, and seemingly intractable problems (Murphy, 1994). More students, whom educators
have failed to help in the past, are entering schools where principals and teachers have a
dramatically. Murphy and Beck (1994) noted that the economic imperative to enhance
educational outcomes for all participants, and hold school leaders accountable for doing so, is
Loader (2004) reported that “people almost expect the school principal to supply them with
everything they need … to be like God” (p. 29). The thinking that underlies this expectation
31
assumes that the principal should solve every problem encountered by school constituents.
Herein lies a trap for the principal which ensnares them with the impossible.
As a principal, you may know that your can’t solve all the problems, know all the
answers, control everything, predict the future and never make mistakes, but you
probably still feel under pressure to be what you can’t be. In the past this may have
led to principals assuming an autocratic role. Today it tends to lead to many principals
feeling a sense of failure, contributing to their short stay in the role. (Loader, 2004, p.
29)
The challenge facing principals is therefore quite complex (Murphy, 1994). Principals must
adapt to new notions of leadership which range from implementers to initiators, compliance
Principals must adopt leadership strategies and styles in harmony with the organizations they
lead via leadership philosophies that flow from the centre of a web of personal relationships,
not from the apex of an organizational pyramid. The base of influence for the contemporary
principal draws its authority from professional expertise and moral persuasion rather than line
authority. The complexities of running a school will determine the choices of leadership style
Crowson and Boyd (1993) contend that principals in the twenty-first century, must be able to
forge partnerships and build strategic alliances across the various stakeholders and agencies,
where interests or operations converge at the school site. They note that a purely academic
focus is a crumbling paradigm of schooling. Rather, schools have seen, and will continue to
see, the growing incursion of issues related to poverty, injustice, violence, and health care.
Against this diverse backdrop of competing and conflicting principalship expectations is the
tyranny of the unexpected. Inability to manage or negotiate the unexpected can become
enormously disruptive to daily school life and distracting to the principal. So much so that
32
the unexpected can set the agenda, rather than more intentional purposes and goals. The
challenge for the principal is to prevent this from occurring. However, the unexpected and
flying by the seat of their pants in the early going, and beyond this to reproduce the
folkways and folkwisdom of former mentors … when … no-one can stop school life
long enough to understand what … [this reality] … is doing (to the principal) … or to
imagine how … [the principal] might influence it differently. (Donaldson, 1991, p. 3)
paradox between these postures, and between the time-efficient and self-directed principal.
Whether the latter is characteristic of the principalship is contestable, except perhaps in well
unpredictability can be devolved from the principalship. The result could mean, that the
recipients of the tasks thus devolved acquire in their role and function the crisis-management
operation that otherwise characterised the principalship. Perhaps such recipients are better
able to deal with the tyranny of responsiveness. However, for many principals, the posture of
responsiveness creates a regime and activity pattern that results in feelings of perpetually
Donaldson (1991) reported that despite the benefits of engagement in diverse personal
it was frustrating and tiring because the tide never ebbed. Far from [the] image of the
purposeful, energetic, young principal leading his (sic) school towards success, [he]
often felt overwhelmed by the sheer number of people [he] dealt with and by the time
that each required. (p. 28)
independent of personal leadership style or school structure and reflect the ambiguity of the
33
that bedevil the principalship and the province of school administration, making it an
General prescriptions of the principalship highlight the diversity, complexity and challenge of
the principalship. Against the backdrop of these general features of the principalship, studies
have explored more specific detail. One such detail is the scope and substance of what
comprises the actual role of the principal. In many respects this is the crux of any
understanding of the principalship, and the platform upon which prescriptions of the
principalship are constructed. The following section gives attention to how the principalship
connection with perception. Perceptions often lie at the heart of role-conflict, or at least,
serve to exacerbate causes of conflict. Research of perceptual understanding reveals that role
perception contributes to role-conflict because, “more often than not there exists a systematic
tendency to perceive the expectations of others to be closer to one’s own than in fact they are”
(Lipham & Hoeh, 1974, p. 130). Conflict arising from such perceptions will reflect the extent
of the disparity in perceived expectations. The clarification of the principal’s role is therefore
a necessary step towards harmonising the influence of perceptions with the prescriptions of
The role of the principal is described as “one of the most demanding … ever encountered,
(Dunford, Fawcett, & Bennett, 2000, p. 2). It is also best conceived as part of a web of
34
environmental, personal, and in-school relationships, that combine to influence and produce
The role of the principal is replete with theories, anecdotes, and perspectives. Principals
accordingly have to be “on-the-site researcher, seeking for the truth just as an historian or
background static” (Dubin, 1991, p. 107). As leaders principals are torn between opposite,
often contradictory, directions amidst the theories about their role, a role which is becoming
less circumscribed and increasingly subject to debate. (Walker & Dimmock, 2000; Walker &
Quong, 1998)
What then can be said about the role of the school principal? This is of more than just
semantic interest. In a research project undertaken by Williams (1978), the issue arose as a
significant discussion point and research outcome, with the conclusion that
perhaps the most important theoretical issue emerging from this project is that the
notion of ‘the role of the principal’ as a universal concept is a non-existing grail …
There are obviously some universals in the principal’s role irrespective of the nature
of the school, but it may be of more use from a practical point of view to try to
identify variation in the role of principals in different types of schools and differences
in approaches which they ought to take to meet these varied situational requirements.
(p. 164)
Two perspectives of role definition exist. One considers a role as that which is prescribed
upon an individual by a social context, the other as the emergent effect of an individual’s
interaction with and within a social context. The extent of external influences on role
definition in this interaction is variable and problematic. The importance however arises
because “the concept of role … is at once the building block of social systems and the
35
summation of the requirements with which such systems confront their members as
The environment of the school is a social system which is complex, extensive, and a
significant vehicle for realizing and reproducing societal aspirations. Understanding how
such a system uses and determines the various role functions it needs and generates to achieve
its objectives, is crucial to system success. From this perspective the symbolic interactionist
approach to understanding and interpreting social discourse, and the dynamic of socially
Cohen and Manion (1994) pointed out that “symbolic interactionists direct their attention to
the nature of information, the dynamic activities taking place between people” where such
“interaction implies human beings’ activity in relation to each other, taking each other into
account, acting, perceiving, interpreting, acting again” (p. 33). From this interplay, roles find
both expression and definition as human functions which are perceived as determined by, and
determiners of, the resulting social influences and influencers (Meltzer, Petras, & Reynolds,
1975). The process of creating influences is in reality the practical outworking of the role
expression, and understanding of the principalship, within the social environment of the
school.
The active engagement of principals, with and within their social context, involves perceiving
various types of expectations. Once these expectations are discerned, the task for the principal
becomes one of fulfilling them by pursuing a selected set of prescriptions with varying levels
of proficiency, and differing stylistic approaches. Any understanding of the principals’ role
must consider this fluid interaction of principals with their school context. In this regard
Sergiovanni et al. (1992) noted that the role of the principal is “capable of being played or
interpreted in several different ways” (p. 310). However there is an important reciprocal
36
dimension. While incumbents in any role have a determining effect upon their role, a role is a
set of expectations applied to them. Therefore the principal’s role is not entirely or
exclusively self determined. Significant others, in the same social context, have a perspective
derived from their expectations and perceptions of the principalship. The study of the
principal’s role is therefore made all the more complex by these varying perspectives.
The consideration of role definition has methodological implications for the study of the
principal’s role. The methodology that seeks to empathize with the operational context and
conceptualisation of the principalship, from the principal’s point of view, will provide a
partial resolution of the problem of diverse perspectives of the principal’s role. Such a
must get inside the actor’s world and must see the world as the actor sees it, for the
actor’s behaviour takes place on the basis of his/her own particular meaning. Through
some form of sympathetic introspection the student (of this behaviour) must take the
stand point of the acting unit (person or group) whose behaviour he/she is studying,
and must attempt to use each actor’s own categories in capturing that actor’s world of
meaning. (p. 57-8)
Principals face daily pressures of competing images about what their role should be (Day,
Harris, Hadfield, Tolley, & Beresford, 2000). Even the best principals, according to
Blumberg & Greenfield (1980), have a difficult time maintaining an appropriate balance
between the tasks of managing a smooth running school, and serving as a catalyst or a
facilitator for instructional leadership. As such, the principal is a leader, “always aware of the
entire picture and being all things to all people” (Dubin, 1991, p. 71). The role of the
principal therefore has an abiding common feature, despite much fluidity, such that
the role of the principal is the same today as it was five years ago. He (sic) is still a
leader. The outside world may have changed, but the role of the principal is the same.
37
He (sic) is the person to lead the school and articulate the vision. And that will always
The challenge to this, from contemporary principalship perspectives, is not to dispute the
leadership role, but to debate the form, feature and focus that such leadership takes (Day,
Harris, Hadfield, Tolley, & Beresford, 2000; Grace, 1995; Ribbins, 1996).
A concern in the role definition of the principalship is the extent to which principals
themselves have been engaged in defining their role, and articulating it for others’ benefit.
Any deficiency in this, both at the consultation phase and the subsequent communication
phase, creates a source of tension in the complex operational world of the modern principal.
By indicating very clearly those activities and responsibilities that individual principals will
not assume, a role definition of the school principalship emerges that leaves time for
envisioning and for interpreting the work of the school, for various educational stakeholders
in the community. Bredeson (1988[a]) makes the point that besides personal adaptations to
the administrative role, principals need to be proactive in redefining the nature of their role
and its attendant responsibilities. Failure to do so will cause the role of the principal to
become further confused, particularly by becoming a repository for any and all activities not
Sergiovani (1987) identified a number of major roles that converge on the principalship. The
statesperson leadership role has its focus on the school’s overall mission, philosophy, working
assumptions, values and beliefs, as well as the quality and relevance of the school’s broad
goals and objectives; Educational leadership gives prominence to concerns about the actual
38
encompasses staff development and supervising policies and practices; Organizational
leadership role, ensures effective organizational focus on goals and purposes, and the
structural relevance and vitality to deliver planned outcomes; Administrative leadership role,
provides the support systems and arrangements to disengage teachers from the pervasive
administrative distractions that encroach upon their student teaching and learning priorities.
While such attempts to demarcate features of the principal’s proper or necessary role are
helpful, the principalship role is not so prescriptive or precise. Miles (1978) noted that
no uniform expectation exists for the principal role and thus the principal is vulnerable
to a myriad of internal and external demands … the principal in many ways is a person
overworked, facing major role conflict and unable to manage the demands of the job
itself, much less lead a faculty toward major innovation and change. (p. 9)
Attempts to catalogue and prescribe the role of the principal are numerous. In doing so,
headings such as Instruction and Curriculum Development, Pupil Personnel, Staff Personnel,
Structure, School Finance and Business Management. Beyond these categories, the taxonomy
of the principal’s role behaviour ought to include, responding to social change, evaluating
school processes and products, administering and improving the instructional programme,
making effective decisions, preparing the organization for effective responses to change, and
achieving effective human relations and morale (Culbertson, Henson, & Morrison, 1974).
Roe and Drake (1974, pp 13-14) defined the dual concept of the principalship as combining
Administrative-Managerial Emphasis
39
e. Student discipline
f. Scheduling and maintaining a schedule
g. Building administration
h. Administering supplies and equipment
i. Pupil accounting
j. Monitoring programmes and instructional processes prescribed by the central office.
Educational-Leadership Emphasis
Deal (1987) (In Greenfield, 1988, p. 17) reduced the role of the principalship to providing ten
important services for the school, namely:
Donaldson (1991, p. 6) summarized the sources from which the various role models of the
principalship are drawn as:
Models such as these, which seek to define or identify the role of the principal, “start with a
40
improving principals from there” (Donaldson, 1991, p. 7). Whether this is an entirely valid
descriptions of the role of the principal in the aforementioned ways. Such idealized pictures
working backwards from what actually comprises the essential work done by the principal.
(1) committing time, energy and attention to activities that advance the education of
children;
(2) identifying the proper people to involve in essential activities and providing for their
success; and
(3) understanding and developing proper relationships to maximize these peoples’ and the
school’s success. (Donaldson, 1991, p. 7)
The result is the conception of the principalship role in terms of other people, and facilitating
others’ success, a conception which reflects the essence of the position, both historically and
organizationally.
Lists can be multiplied around common core elements and themes to give prescriptive detail
to the broad sweep, and all inclusive scope, of the principal’s role within the school
community. Distinctions between the principalship in different sizes and types of schools will
vary the emphasis and depth to which particular role descriptions have significance.
However, a great deal of agreement exists in the principalship role across the various school
settings. A useful feature of this agreement is the resulting taxonomies of skills needed by the
principal. The focus on the skills needed to undertake the principalship, provides a blue-print
The essential skills needed for the principalship consist of problem analysis, good judgement,
41
communication skills, ability to organise strong interpersonal skills, sensitivity, emotional
respond to change. To these traits and skills, Dubin (1991) added “adequate professional
Blumberg and Greenfield’s (1980) study of eight principals identified a range of skills and
abilities related to the role of the principal. They noted that “leading schools effectively
requires expressive abilities, tolerance for ambiguity, vision and initiative, skills at collecting
and analysing data, and a great deal of physical energy and psychological strength” (p. 269).
While allowing scope for idiosyncratically distinct approaches to the principalship, Blumberg
and Greenfield (1980) noted the presence of features of functional equivalence, where each
principal’s
In a study of a primary school principal who was shadowed for an entire year, Wolcott (1973)
concluded:
the principal’s role is that of a mediator rather than innovator or commentator. Much
of his (sic) time and energy is devoted to conflict resolution or the prevention of
conflicts latent in the system of inter-relationships. It is also clear that with this
emphasis on the mediator’s role, it is impossible for the principal to attend in any
depth to the educational process itself. (pp. viii-ix)
From this standpoint, conflict management and resolution skills become an essential
dimension of the principalship. Conflict is after all, a normal and necessary part of the micro-
42
political landscape of schools (Murphy & Louis, 1994; Hargreaves, 1995). Conflict therefore
needs to be embraced as a positive force for change (Clarke, 2000; Hargreaves, 1995).
2.4.4 Vision
Helping to formulate vision is a critical function of the principal’s role. The priority for the
principal and school community is to ensure that a shared vision is developed, in which the
principal is seen as a valued participant, assisting the vision stakeholders to broaden their
vision perspective (Murphy, 1994). The importance of the principal in this vision-casting role
was highlighted by Bogotch and Roy (1997) who noted that, the “principal was frequently the
only individual in the school who had an institutional perspective” (p. 236). The principal
sees the relationship between institutionalized core values and their expression, to shape the
Within the school life-span each principal has a tenure which is but a small segment. School
vision however, will comprise components which pervade the entire school history and vision
components which have brief life cycles. The principals’ role expectation is to serve the
wider vision of the school which has longevity, and participate in the development of shorter
vision cycles which are constrained and defined by time, circumstance and resources. For
both vision components the principal adopts the role of sustainer, sponsor and spokesperson
of the vision. The principal in this role uses the vision to inform activities, garner and
distribute resources, cultivate networks and groups into a supportive synergy. However, the
effect of this role dynamic has been to move the principalship more into the domain of a
management function.
The theoretical construction of the role of the principal presents alternatives as instructional
leader, reflective practitioner, site-based manager, or symbol maker. All shape the role of the
principal in the twenty-first century. In addition, the economic rationalist agenda presents
43
schools as value-adding production units. The principal’s role is thereby cast as a chief
executive and managing director, whose focus is market forces, service provision, and
customer satisfaction (Grace, 1995). In the light of this corporatization of the principalship,
the compatibility of more abstract and idealistic roles associated with the moral dimension of
schooling is a legitimate question (Dempster & Mahoney, 1998). Social justice, collegiality,
and the public good do not have the same measurability as economic or corporate variables.
The result is that principals who take moral values seriously and see them as central to their
calling, are likely to face increased tensions in resolving the distraction of corporate, market,
or policy driven economic variables (Grace, 1995) and the alternative roles they project.
One such cause for role-tension with corporate images of the principalship is the child
advocacy role which Pierce and Stapleton (2003) indicated is an important role function of the
school populations, there are increasing levels of social and economic need, cultural and
ethnic diversity, and child neglect and abuse. In this milieu, “the principal’s role is to provide
a socially just and equitable education for every student within the school. … the principal’s
job is to ensure that every child is seen as a child of promise” (Pierce & Stapleton, 2003, p.
95). The challenge for such a role dimension for the principal is enormous. Not only must
they steel themselves with the mindset and mandate reflected in these ideals, but they must
The expectations of schools have increased in direction, quantity and diversity. Schools today
are often parts of complex systems and networks. The effect of this has been to move the
for principals. Law, governance, politics, business and financial management, behaviour
44
theory, as well as the more traditional educational focus on curriculum, assessment, student
discipline and policy development are all required areas of knowledge and varying levels of
a school principal needs to have her (sic) head around the business, the human
resources, the marketing, the finances, the budgeting process, industrial relations,
enterprise agreement, ICT infrastructure, and at the same time be able to deal with
anything from the death of a colleague or a child to the celebration of a Bar Mitzvah.
(p. 17)
Role change effects the principalship to produce insecurity, and heightened negativity if that
insecurity persists. The change process itself is dynamic and leaves residual effects made up
of school and staff dislocation, adjustment, and re-training, which may be quite independent
from the resulting changes. Amidst these residual effects the principal is required to grapple
with various dilemmas which Murphy (1994) identifies as having four facets. The first has to
do with the emergent complexity of the modern principalship. The principal’s role is being
reshaped as more difficult, more demanding, more complex, more time consuming, and more
being asked not only to implement unclearly defined innovation, but also to assume
new professional roles for which there is no clear definition … They believe they are
… caught in change, trying to cope, perform, and lead to transformation of their
schools without a clear understanding of their ultimate role in the newly emerging
process. (pp. 14, 16)
The second dilemma, according to Murphy (1994) relates to the search for role definition and
clarification, without appropriate roadmaps. This dilemma arises within the dynamic of
change, because of a lack of clarity of what it is that the principal is expected to engage or
become, together with difficulty to envision alternative futures beyond the status quo of
schooling as we know it (Hallinger, Murphy, & Hausman, 1992). The third dilemma for
45
Murphy (1994), relates to the challenge of redefining the principals’ role with the associated
individual principals have to set aside dynamic conservatism, allow part of their
professional self to die and be bereaved, as it were, and then negotiate a new and
dimly perceived future in the emerging organization. (p. 42)
The final dilemma according to Murphy (1994) has to do with accountability, which centres
on the principal’s place as having ultimate responsibility, officially and legally, while others
are empowered to make the decisions. Shared decision making models are being embraced
and encouraged without shared accountability (Hess & Easton, 1991; Pierce & Stapleton,
2003).
stakeholders, participants and interest groups. Principals in this environment must become
more adept at nurturing, liaising, consulting, and communicating, to effectively manage the
context in which schools are now placed. Public relations activities loom large in this
expectation and function for the principalship (Hallinger & Hausman, 1993).
It is clear that the wider involvement of school communities, and the changing function and
form of schooling, have resulted in a massive increase in the principal’s work with school
governance (Earley, Baker, & Weindling, 1990). Extended participation rates of other school
stakeholders in the governance function has increased the influence of perception as a factor
in the practice and prescription of the principalship. Hallinger and Hausman (1993) noted
that the “direct participation of parents (has) made parental beliefs, values and perceptions
more prominent in the lives of professional educators” (p. 138). The principal cannot ignore
these perceptions because it is with these perceptions, and to these perceptions, that the
46
Developments in the environment of educational practise impinge on the principalship,
prompting a level of controversy over what should comprise the role of the principal; what
functions and tasks should be included in the role, and, among functions and tasks, which are
to be considered most important (Sergiovanni, 1987). It may well be asked whether the
principal is, or should be, a school manager or an educational leader, that is, whether
resolving this dichotomy is made all the more difficult because schools serve different
communities, have different aspirational outlooks, are led by principals with different
personal attributes and training, and who preside over unique faculty structures (Sergiovanni,
1992).
Role overload and role ambiguity have come to characterize the role of the principal
(Alexander, 1992). The traditional role of the principal has changed significantly
(Christensen, 1992; Bradley, 1992) due to the impact of school reform and school
restructuring. A loss of control, and a loss of professional intensity, have been significant
elements of this change (Bredeson, 1993). The principal’s role, according to Vandenberghe
(1992), is conducted now in a turbulent policy environment, which has been agitated by the
global scale and pace of change, within education. Earley et al. (1990) reported that schools
are suffering from innovation overload or initiative fatigue. Not surprisingly the principals of
such schools will bear the cumulative effects of these features and the overburden of
The role of the principal as an agent of change, and the principalship as a focus of change
implementation, have become centres of interest for the philosophical discourse of critical
theorists, feminists and Marxists (Giroux, 1992; Maxcy, 1995; English, 1994; Evers &
Lakomski, 2000). The interest of such discourse is to transform the principalship into a role
47
which is vitally concerned with the establishment of compassion and justice in schools and
society (Murphy & Beck, 1994). School leaders therefore must be able to balance a variety of
roles, and contend with the vagaries and discontinuities that result from multiple roles.
Challenging the change agenda is at times for the principal, as important as participating in it.
The multifaceted character of education must be understood by the principal, and its various
century western education, must at times be challenged as it has yielded little benefit to
improve teaching and learning (Hargreaves & Fullan, 1998; Pierce and Stapelton, 2003).
(2000) argues that “although principals are often looked on as agents of change, they tend to
monitor the continuity of both institutions and society” (p. 59). Given the role, preparation
and traditions, as well as the contexts in which principals serve, they are, it could be said, not
fundamentally orientated toward change (Sarason, 1996). From this perspective the principal
as an administrator tends to be
Real organizational change occurs not simply when technical changes in structure and process
are undertaken, but when stakeholders in schools, construct new understandings about what
the intended or desired change means. In this regard the role of the principal is crucial
(Sarason, 1996).
48
2.4.7 Role-Shift
The management shift in the role definition of the principal, in the face of the restructuring of
education, has produced a dramatic change to the principal’s professional life. The
significance of such change is critical because of the predominant, if not formalized, career
educational context and not in a management or business orientated setting. Yet it is the latter
skills, abilities and expectations which are becoming more of a feature of contemporary
principalship.
Boyle (2000) suggested that the shift to school based management has changed the role of the
Principals in school situations report an expanded role necessitating an adjustment to, and
imperatives and realities. The result of this has been the need to acquire and apply a new
operational skill-set, longer hours of work, and the challenge to settle on an acceptable
balance of professional and personal allocations of time and attention (Harris & Bennett,
2001).
The devolving structure of schools has caused them to enter a more fluid phase of their
history. Devolved decision making and resource management requirements give greater
autonomy to schools, but with few clues on how to deal with the shift. McPherson and
49
The measurable effect reported in studies in the United Kingdom, showed 40 percent of
principals believed they were taking on a more administrative role (Earley, Baker, &
Weindling, 1990). A similar trend was shown in studies conducted in New Zealand
(McConnell & Jeffries, 1991) and the United States (McPherson & Crowson, 1992). The
resulting role shift has occurred at the expense of the principal’s instructional leadership and
educational role.
School based management involves investing schools with enhanced decision making and
resource allocation autonomy. With this autonomy comes greater school based control over
school outcomes, and accountability for delivering agreed guaranteed outcomes. The
engineering of the principal’s role. According to Clarke and Newman (1997) such devolution
has meant
doing more for less in pursuit of the holy grail of efficiency; trying to be strategic
while juggling an ever increasing number of injunctions and restrictions from central
government, managing the problems arising from overlapping, fast changing and often
contradictory policy agenda; and struggling to balance all this with living a life
beyond the work place. (pp. x, xii)
The changing role of the principal in democratised decision making procedures challenge
in a regime of distributed decision making responsibility. Beck (1994[a]) pointed out that
what has been occurring simultaneously are two levels of relationship that keep the
principal in the same legal and perceptional role in regard to external authorities, but
change his or her internal actions and work within the school community of faculty,
staff, students and parents. (p. 216)
The answer to this challenge is to modify the legal responsibilities of the principal in line with
changes to the role implementation. Where the latter involves collegiate and shared decision
50
making procedures, there should result a reciprocal re-distribution of legal responsibility for
decisions.
In a frank admission, Donaldson (1991) noted that he had not considered very carefully his
managerial responsibilities before he took the job of a principal. He further disclosed that he
never had a secretary before, and did not conceive of himself as a management executive. He
was mildly shocked at the expectation that he should oversee and direct a myriad number of
office activities. He soon discovered that he needed to do these things fast and well, if he was
to devote more time and energy to what he considered the more important function beyond
the office.
The significance of the required role for the principalship as an administrative executive of an
office function, is underlined by the fact that the school office is the communication centre of
every school. Good office and executive management strategies, systems, deployments, and
resourcing are therefore crucial, and the principal’s oversight and initiative compelling.
came to appreciate how (his) role could affect the character of human interaction in
the office … the office secretarial function, given its public visibility and potential for
establishing the tone of the school, does indeed require extraordinary skills and
personal attributes. (p. 43)
Awareness of the importance of the office function of the principalship creates a special
of feeling anchored to the office while feeling pulled out into the school … [this
being] … the result of changing expectations for the principal; the old office-bound
manager who conducted business by the public address system, by memo, and by
faculty meetings is being replaced by a highly visible instructional leader who
monitors and shares in the performance of teaching. (Donaldson 1991, p. 43)
51
There is therefore the need to ensure that an effective office function occurs, in order to
release the principal for the loftier enterprises out in the school. The tendency is however, for
the office function to subsume all other role requirements incumbent on the modern principal.
It is important to note that conflict is not just in the arena of interpersonal relationships and
interactions. Role conflict is a dimension of the principalship which has been identified in the
literature. The major types of role conflict according to Lipham and Hoeh (1974) are:
4. Role-personality conflict or disagreement between the expectations for the role of the
principal and their personality need-expectations – the principal versus the position.
(p. 130)
One of the significant role-conflicts that challenges the principalship, is the need to maintain
a meaningful presence and profile within the school and beyond the school. The increasing
political role of the principal as a school advocate, spokesperson and agent inevitably draws
the principal away from the operational site of the school. Donaldson (1991) noted that
“public events demanded a surprising amount of (his) time, and much of that time was beyond
school hours” (p. 32). He further developed the perspective that “public relations was less a
campaign to put our best face forward, and more a function of establishing relationships with
the public that demonstrated (his) informed leadership” (p. 33). The result being an
The role of the principal, by and large, subsists under the assumption that if principals do their
job, then teachers will teach and students will learn (Joyce, Calhoun, & Hopkins, 1999). As
52
such, the principal becomes the lynchpin in educational systems. This is borne out by
Donaldson (1991) who placed the role of the principal as decisive and overarching. He
suggested, “the principal is hired to run the school” (p. 65). How this reality is
operationalized will vary from principal to principal, from school to school. Various types of
leadership approach and style, will thereby characterize the resulting role. However, at the
heart of the operationalized role that emerges for any principal, will be the central function to
know the personnel under their purview, understand how to deploy them properly, and
aspect of the principalship, which according to Donaldson (1991) is crucial to the principal’s
role because “the principal, to paraphrase a military expression, is only as good as his or her
To evaluate the role of the principal, a useful consideration was raised by Greenfield (1988).
He proposed
Role effectiveness and role preference for the principal are affected by the personal qualities
of the principal. While relationships between the personal qualities of school administration
and the elements of the school work culture and organizational context are not well
understood, evidence suggests that the principal’s character is central to leading a school well
(Blumberg & Greenfield, 1980). The essential features of character that form a helpful
• Being highly goal oriented and having a keen sense of clarity regarding instructional
and organizational goals.
53
• Having a high degree of personal security and a well-developed sense of themselves
as persons.
• Having a high tolerance for ambiguity and a marked tendency to test the limits of the
interpersonal and organizational systems they encounter.
• Being inclined to approach problems from a highly analytical perspective and being
highly sensitive to the dynamics of power in both the larger systems and in their own
school.
• Being inclined to be proactive rather than reactive – to be in charge of the job and not
let the job be in charge of them.
• Having a high need to control a situation and low need to be controlled by others –
they like being in charge of things and negotiating action.
• Having high needs to express warmth and affection toward others, and to receive it –
being inclined toward friendliness and good-natured fellowship.
• Having high needs to include others in projects on problem solving, and moderate to
high needs to want others to include them. (Blumberg & Greenfield, 1980, pp. 181-
185)
Research interest in the personality aspect of the principalship could yield a significant field
of insight into the role of the principalship. While technical competence, experience and
wisdom in dealing with the demands of the principalship will always feature in the role, how
personality attributes are given expression and effect, will vary according to individuality and
style. Clearly some personality types and styles are going to be advantageous in certain
situations, and complement the principal’s understanding of what to do, by engaging the issue
Allied to the issue of personality type, Greenfield (1986) included moral imagination and
54
constrained by the necessity to work closely with and through people; hence the
importance of being interpersonally competent. Greenfield, 1988 (pp. 222-223)
If, as Greenfield suggested, such qualities are important to the effective discharge of the
principalship role, they therefore deserve further investigation. In addition, they deserve to be
seen as a necessary consideration in the role determination for the principal, and a key aspect
For the principalship there are, as have been detailed, many conceptualizations of the role.
instructional leader. For practitioners and observers of the principalship, there is a unifying
sense that instructional and curriculum matters lie at the heart of any prescription of the
principalship. The literature on the principalship is replete with references to the principal as
an instructional leader, and this literature is reviewed in the following section. Many
students of the role of the principal have considered instructional leadership to be its essence.
The principal in this role is seen as the one with the task of advancing the core educational
function of schooling, which has to do with the education, growth and achievement of
students.
and often a feature mandated in State legislatives (DuFour, 2002). However, it remains the
holy grail of the principalship. Instructional leadership is an illusive ideal which does not
generally materialize in the daily routine of principalship practice, even though it may figure
55
2.5.1 Competing Dimensions
The literature on the subject of the principalship reveals two dimensions to the role
or management on the one hand, and curriculum or instructional leadership on the other
(Clarke & Newman, 1997; Levacic, 1997). Amidst the tension deriving from the conflicting
and competing interests of these dimensions, lies a diverse, extensive, and ever increasing
The principal is ultimately responsible for almost everything that happens in school
and out… responsible for personnel – making sure that employees are physically
present and working to the best of their ability… in charge of programs – making sure
that teachers are teaching what they are supposed to, and that children are learning it,
… accountable to parents – making sure that each is given an opportunity to express
problems, and that those problems, major or minor, are addressed and resolved …
expected to protect the physical safety of children – making sure that the several
hundred lively organisms who leave each morning return, equally lively in the
afternoon. Over the years principals have assumed one small additional responsibility
after another – responsibility for the safe passage of children from home to school,
responsibility for making sure the sidewalks are ploughed of snow in winter,
responsibility for health education, sex education, moral education, responsibility for
teaching children to evacuate school buses and to ride their bikes safely. We have
taken on lunch programs, then breakfast programs; responsibility for the physical
condition of the furnace, the wiring, the playground equipment. We are now
accountable for children’s achievement of minimum standards at each grade level, for
the growth of children with special needs, of the gifted and of those who are neither.
The principal has become a provider of social services, food services, health care,
recreation programmes and transportation – with solid skills education worked in
somehow. (pp. 4-6)
Further expansion of school related issues since 1980 comprise vocational training, drug and
aids education, bullying and violence prevention, after school care, mediation in family
56
promotion, citizenship training. The resulting accumulation of items under the school’s
jurisdiction, ultimately and inevitably fall to the principal’s responsibility (Pierce & Stapleton,
2003).
Diverse interests that settle on schooling create for the principalship a distraction from what
(Leithwood, Jantzi, & Steinbach, 1999). The result according to Blumberg and Greenfield
(1980) is that
Generally, it is the role of the principal as an educational leader that draws educators to a
emphasis that most principals profess they dream about but cannot achieve” (Roe & Drake,
1974, p. 13). Studies in the area of role preference consistently reveal that principals would
like to devote more time than they do, to supervision of instruction, student related activities,
and curriculum (Lipham & Hoeh, 1974; Melton, 1971; Ferrandino & Tirozzi, 2000). The
result is a professional dilemma for principals, as to how to fulfill their role and avoid a sense
of guilt about not fulfilling the curriculum leadership expectations that they held to be the
ideal (Bredeson, 1988[a]). Frustration is added to guilt for the principal because of the
discrepancy between the professional literature and what was confronted on a daily basis.
Curriculum leadership, while recognized as one of the most important responsibilities of the
57
principalship, is a responsibility that principals were unable to spend the time on, or devote
the necessary resources to, in order to fulfill even conservative expectations of curriculum
leadership (Krug et al. 1991). The pervading indication, therefore, across the range of sources
mental picture of a professional person being torn apart on the one hand by
responsibility to keep school through the proper administration and management of
people and things as expected by the central administration. In this little drama the
eternal struggle always takes place and in the end the strong instructional leadership
role is always set aside because of the immediacy and press of every day
administrative duties. (Roe & Drake, 1974, p. 10)
Melton’s (1971) study of Californian principals revealed that curriculum and instructional
ideal of 31 percent. Williams (1978) recorded a 17 percent allocation of actual time spent by
secondary principals on the educational programmes of their schools. When principals are
asked to report how they would like to spend their time, there is invariably this difference
between what they report to be their actual time-on-task (Sergionvanni, Burlingame, Coombs
involvement at 0-5 percent daily and 10-40 percent weekly. The mathematical discrepancy
was explained by the line that “principals are always doing more than one activity at a time”
(p. 16). While Donaldson’s time component in part exceeds the data for other studies, it was
not achieved easily. Success for Donaldson in promoting this priority reflected his choice “to
work as a principal because of an interest in teaching and because (he) believed that teaching
can be improved by the principal” (p. 23). Difficulty occurred because “teacher observation,
support and curriculum planning often required blocks of time uninterrupted by the student,
58
public and administrative concerns … and …competition on (his) schedule between
pedagogical and curricula issues and everything else (were) continuous and draining” (p. 23).
The continuous and draining effect of other principalship matters on instructional leadership,
has been reported elsewhere as suffocating, distracting and disengaging (Ferrandino &
Sergiovanni (1987) noted the general belief that instructional leadership activities, student
priority, and that management routines should be secondary in comparison. Time distribution
for the principal more often reflects a reversal of these priorities, although studies of
The indication is that options do exist for the principal, as to the style and emphasis of their
principalship, despite the managerial imperative for the principalship being an omnipresent
tension (Day, Harris, Hadfield, Tolley, & Beresford, 2000). Resolving this tension in favour
of student ideals depends on the calibre of the principalship, and the moral leadership
exercised (Dempster & Mahoney, 1998; Fullan, 2002). Principals are not necessarily
hopeless victims of their work situation, and they do have some control over their priorities
and the extent to which they pursue priorities of instructional leadership (Morris, Cranson,
evident that
school principals are, for the most part managers: their work environment gives most
of them little choice in this matter. While this situation does not prevent a few
committed and talented individuals from achieving excellence as instructional leaders,
most principals find themselves frustrated by their inability (be it skill, knowledge, or
59
time allocation) to move beyond the management function inherent in the role of
principal as it has evolved during the past hundred years. To the extent that the work
environment remains unchanged … principals will experience increasing difficulty in
realizing the instructional leadership conception of the principalship. (Blumberg &
Greenfield 1980, p. 46)
The management tension within the role of the principal has importance for incumbent
appointment strategies and priorities. For those aspiring to the principalship, the realization
of a management and instructional leadership dichotomy is a key area for induction. Yet
there is little to inform would-be-principals of what this dichotomy is really like in practice
(Blumberg & Greenfield, 1980). All too soon for principal aspirants, once in situ, the
take them away from the role of instructional leadership, to which they feel called and
appointed.
Even the best principals struggle to secure and maintain an “appropriate balance between the
task of managing a smooth running school and serving as a catalyst for, and facilitator of,
instructional improvement” (Blumberg & Greenfield, 1980, p. 9). Yet, it is evident that
principals hold tenaciously to the domain of instructional leadership, as the province of their
jurisdiction in the life of the school. Principals are adamant, “we don’t want to give up that
title ... we don’t want to be known as managers. We still want to be educational leaders”
Clearly, for the school principal, there is a tension between instructional leadership and
management, a tension that, in the contemporary scene, is finding itself increasingly resolved
in favour of managerial demands and expectations. In addition, the role of the principal has
changed over time as schooling and society have changed. From the nineteenth century role
60
of the principal as head teacher, to the twentieth century role as a school manager and
instructional supervisor, there appears to be a more recent trend towards a new perspective of
the principal as a professional manger. Despite the fact that principals consistently report
their heart desire is for school improvement from an educational perspective, not an
threatens the educative role of the principal. What results is a tension and dysfunction with
educational improvement as the casualty (Bennett, Bryk, Easton, Kerbow, Luppescu &
The role of the principal as a reform agent at the forefront of instructional improvement,
challenges the principal’s instructional leadership role. McConnell and Jeffries (1991) noted
that principals who formerly had time for direct classroom support of teachers and their
students, and were involved in demonstration teaching, special programs or coaching, now
found the demands of restructuring had shifted the emphasis of their action, time and
commitment. They felt that a management emphasis had “taken over from instructional
administrative detail, lack of time, variations in teacher competency, apathetic parents, and
whereas principals would prefer that most time was spent on programme development,
in general, principals sense that they are now spending more time than they should on
local school management and control and district office functions. Administrative
aspects of their job divert effort away from those concerns that principals believe
61
deserve more attention and their own professional development and instructional
leadership. ( p. 24)
Despite the evident presence of roadblocks to the instructional leadership model of the
principalship (Cuban, 1988), there are emergent features suggesting a way for this model’s
realization. In this regard, Pierce and Stapleton (2003) suggested that what students need to
know in the twenty-first century has the effect of moving the principalship towards an
the principal serving primarily as a manager has been supplanted by the need for the
principal to be the leader of instruction (Pierce & Stapleton, 2003, p. 93).
They suggested a new world that
demands principals who know how to identify teacher leaders, build strong
instructional teams, enlist leadership within the school community, oversee
instruction, and, of course, understand what instruction is needed. Additionally,
today’s principals must keep apace of curricular reforms and find ways to provide
faculty with the professional development necessary for meaningful improvement. (p.
93)
Previous to the more recent encouragements to instructional leadership, Edmonds (1979) had
noted a perspective and impetus to the principal’s instructional role, based on the evidence
(p. 164). Essentially, therefore, there is no divide between instructional and managerial roles.
principalship functions.
Krug, Ahadi and Scott (1991) undertook a study of principals’ instructional leadership to
identify any distinguishing features of effective principals. They found, in common with
other studies, that principals are involved in a variety of activities during the course of the
62
week. Countless demands are placed on the principal, and these demands cause many of the
principal’s activities to be brief, diverse, and fragmented (Schainker & Roberts, 1987).
The types of activities that principals are engaged in appear the same for effective and less
Perceptions of principal activity, not the activity itself, are the empowering and transforming
terms of a distinct set of activities. Rather, the way that the principal undertakes instructional
behaviours and activities. The study of effective instructional leadership however, should not
as a result ignore behaviour and focus exclusively on thoughts and beliefs. Instead, the
Murphy and Beck (1994) suggested that two emergent themes hold out hope of moving the
principalship towards a more instructional leadership focus. The first is the challenge to
principals to see themselves as learners. Barth (1980) and Evans (1999) proposed principals
should move away from roles as head managers or head teachers, and rather be seen as head
learners, leading a learning community of which they are an active part. As well as
63
legitimizing the essential learning function of schools, a culture of learning, through
leadership participation and modelling is promoted. The second theme to reform and refocus
the principalship towards instructional leadership promotes the teaching aspect of school life.
Here the quest for the principal is to prioritize school pedagogy, over and above other school
functions. Both of these themes counter the managerial emphasis and demand of the
Reporting the tension within the role of the principal between management and leadership
behaviour and pressures reveals that not everyone agrees that the principal should play an
instructional leadership role (Miles, 1978; Lambert, 2002). The role of instructional leader is
suggested as a prerogative, not a prescription for the principalship. Teacher surveys rarely if
ever yield responses in terms of the principal seen in an instructional leadership role
(Lambert, 2002). While this does not discount the focus seen elsewhere in the literature, of
the vital role of the principal as an instructional leader, increasingly it is contended that the
days of the principal as the lone instructional leader are over (Lambert, 2002; Olson, 2000).
What is envisioned is instructional leadership as the shared work of everyone in the school.
The leadership capacity of the whole school is energized towards this end.
In essence, the role of the principal as instructional leader is too narrow a concept (Fullan,
64
largely social in character, occurs outside classrooms, and involves a lot of verbal,
face-to-face interaction … reforms that call for principals to work more closely and
directly with teachers on instructional matters are somewhat misleading and based on
a normative rather than an empirical conception of the work of principals.
(Greenfield, 1988, p. 209)
Further still, principals who interpret their calling to mean that they should spend more time
working directly with teachers, are likely to frustrate themselves, and indeed may do their
staff and the students they serve a dis-service (Deal, 1987; DuFour, 2002). However,
while responsibility for instructional leadership is clearly more diffuse … than in the
past, this has not diminished the need for the principal’s instructional leadership. With
more people involved in educational decision making, it has been our observation that
there is an even greater need for the principal to understand the nature of educational
processes and their impact on teachers and students (p. 140).
The instructional leadership role of the principal as a feature of 1980’s literature, gave way to
leadership, as reported by Leithwood, Begley, and Cousins (1992), moved the centrality of
the principal’s role to leading from the back, as distinct from the front and centre of school
The transformational leader has a different mindset and modus operandi, to that of the
perspective of the principal in the organizational setting. Herein lies a challenge, particularly
where directive rather than consultative styles of leadership are applied. Hallenger and
Hausman (1993) reported that conflicting styles and approaches to school leadership, render
the change process all the more difficult and problematic. Transformational leadership
65
approaches assume a co-operative mindset from those embraced by a transformational style.
Where school staff want to be led, they will be inclined towards more directive and
prescriptive leadership styles and principalship behaviour. Where staff have a willingness to
participate in leadership behaviours and responsibilities, they will embrace more inclusive
Conley and Goldman (1994) observed evolving leadership styles to be the necessary
empowerment, where the principal leads without dominating. Hallinger, Murphy and
Hausman (1992) noted in this regard, that collaborative decision making contexts require
mediation, consensus building, and trust. As more stakeholders receive a voice in the
although parents and teachers bring important knowledge about students to school
decision making, it is also the case that their knowledge of potential solutions to
Particular characteristics of this limitation, which erodes the potential contribution of parents
and teachers to instructional ideals, arises out of parents and teachers’ different focus, insight,
or perspective of what should be taught, and associated instructional issues, to those which
66
approach of transformational leadership, with its emphasis on collaboration, collegiality, and
enablement (Conley & Goldman, 1994). These descriptions of the principalship promote the
concept of a more indirect leadership function, in which Glickman (1989) described the
principal as “not … the sole instructional leader but rather the leader of instructional leaders”
(p. 6).
Associated with the transformational leadership model of the principal, is the uncertainty and
ambiguity that it introduces for the participants within the purview of the principal’s
leadership, and for the principal (Conley & Goldman, 1994). Where more traditional styles
and roles of the principalship find principals struggling with ambiguity, an evolving
transformational model with shared leadership and decision making leads to shared
ambiguity. Amidst this shared ambiguity, a further dynamic emerges to keep the principal
from the educational leadership mandate: it is the task of co-ordinating the more loosely
authority over school development and progress has been divested from the principal and
invested in other stakeholders. Co-ordinating the increased participation rate of others and
the many issues for decision making, sets its own agenda and further propels the role of the
principalship into a domain of uncertainty, which distracts from instructional leadership ideals
or preferences.
DuFour (2002) offered an alternative emphasis to that of the instructional leader. This
involves a re-allocation of emphasis to the learning outcomes of students, rather than the
instructional input by teachers. DuFour suggested that “teachers and students benefit when
principals function as learning leaders rather than instructional leaders” (DeFour, 2002, p. 13).
67
It is this learner and learning-centric model of the principalship that represents the way
forward for the principalship (National Association of Elementary School Principals, 2001).
Alternative perspectives for the principal, other than instructional leader, give a greater
recognition to a broader role perspective and work description for the principalship. These
take into account that the principal spends limited time working directly with teachers in
classrooms. The exercise of the principal’s instructional influence is therefore indirect on the
instructional activities of teachers, and hence the instructional environment of the school. To
call for more and better instructional leadership is proposed as a “prescription that reflects
principalship? Diverse and varied role characteristics of the principalship make adequate
prescriptive labels elusive. To overcome such inadequacy, the use of metaphors has been
employed. Metaphors have become a devise to speak meaning into the prescriptions of the
principalship, where words and labels have proven ineffective. The following section outlines
the scope, variety and application of the metaphors of the principalship, that have been used
Metaphors are helpful comparable images that assist the perception and understanding of
abstract or elusive concepts or entities. The principalship is such an entity because the school
diversity, intricacy, and instability across a broad range of variables. A precursor to the task
of managing such ambiguity, for the principal, is a clear understanding of the role of the
68
principal. Facilitating and assisting this understanding has occurred through the use of
metaphors.
A metaphor, by its nature, is a familiar image with established and connected characteristics.
These characteristics allow comparisons that are readily understood when used as an
explanatory device. Metaphors with understood characteristics are particularly useful where
the domain seeking clarification, or description, has inherent ambiguity, and where perception
tends to dictate reality. Lakoff and Johnson (1980) suggested that, “our conceptual system is
largely metaphorical … the way we think, what we experience, and what we do every day, is
very much a matter of metaphor” (p. 4). The use of metaphors therefore create unity out of
diversity, to give shape and form to our experiences and perceptions (Kittay, 1987).
Due to the complex, ambiguous and paradoxical nature of organizational structures and
operations, differing and simultaneously held images of organizational life arise. Metaphors
allow such images to find a vehicle for expression, reconciliation and explanation (Morgan,
Metaphors are not literal descriptions of reality. The power and strength of a metaphor
(Sergiovanni, 1987). Metaphors provide links between theory and practice and are a creative
outlet for descriptions where words struggle to capture the essence of what is described, or to
be understood. Evans (1999) records the place of metaphors as explanatory devices by noting
that “the science of organizations can better express its truth with metaphors, than it can with
the sophistry of complex quantification” (p. 142). For this reason, the description and
69
understanding of the principalship has attracted the use of metaphors drawn from various
Metaphors convey, describe, examine, and assist understanding regarding the ideas, concepts,
models, and theories that address phenomena in education (Bredesen, 1988[a]). Terms like
ambiguous, obscure, complex, and vague, which occur in descriptions of the principalship,
have encouraged the use of metaphors as a tool for communicating and conveying meaning as
to the role of the principal. Blumberg (1989) chose the metaphor of the school system as a
feudal kingdom, with the castle and the king symbolising the local school and its principal,
while Edmonds, (1979) used the metaphor of a ship’s captain to encapsulate the essence of
principalship. Bredeson (1988[a]) noted that the diverse metaphors of the principalship are
lenses for the study and practice of administration which provide assistance to schematize and
organize insights, provide labels for data and observation, and provide a basis for formal
theory.
Metaphors have featured readily when defining the prescriptions of the principalship, and in
confronting the prevalence of perception in this task. The metaphors that result reflect the
perceptual filter of the proponent as more than just convenient and picturesque descriptive
devices. They are incisive windows into what an individual perceives about the principalship,
and how they interpret the cultural and creative aspects of the role (Beck & Murphy, 1993).
Blumberg and Greenfield (1980) in their study of eight principals used metaphors, with each
principal being given a description that the researchers felt captured the essence of their
principalship. The resulting metaphors included the Politician, the Organiser, the Helper, the
Rationalist, the Catalyst, the Broker, the Humanist and the Juggler. Part of the design of this
study was to receive feedback on the principals’ reaction to the perceptions of their role-
70
behaviour, as conveyed by the metaphors used. In most cases the response was “yes, that’s
the way I am. The picture you painted tells the story” (Blumberg & Greenfield, 1980, p. 209).
However, it was not the research aim to match pictures with people, but to use the metaphors
as a stimulus for discussion of what life was like for a principal, and thereby obtain a clearer
picture of the role of the principal. The effectiveness of metaphor usage, in this instance, is a
pointer to how perceptions are effectively elicited and identified via metaphors.
Since perceptions are internal, subjective creations of the mind, their expression is helped by
metaphors. Perceptions depend more on variables within a person's mind, than an external
real variables (Tronc, 1977). Understanding and expressing perceptions are assisted by
connections with external realities linked to metaphors. The richness of metaphors to capture
the essence of personal perceptions of the principalship results in the principalship described
as sometimes like a bug, and sometimes like the windshield, like Don Quixote, like an
underwater juggler, and acting like manure or fertilizer (Beaudoin & Taylor, 2004).
According to Kittay (1987), the link between metaphors and perception yields a mutual
subservience and utility. Perception consists of the mental images by which we construct
social reality, as regards the world we see and negotiate, and the people and roles we confront
and with which we interact. Resulting images of organizational life and organizational
positions and roles, such as the principalship, are metaphorical in nature, acquired in part
through metaphor, and identified and described in part through metaphor (Grady, 1993;
According to Bredeson (1988[b]) there is a rich tapestry of metaphors of the principalship, the
diversity resulting from the principalship as a constellation of positions and a variety of roles
(Knezevich, 1975). One such role which is richly endowed with metaphorical association is
71
the role of the principal in the politics of decision making and change. Such images of the
principal as ombudsman, advocate, orchestrator, persuader, mediator, broker, and catalyst, are
used to convey something of the negotiating and politicizing, that are intrinsic to the role
concept of the principalship. The range of alternative metaphors offsets the risks of
Beck and Murphy (1993) after examining the metaphorical language used to discuss the
principalship, concluded that “the role of the principal is an extremely malleable one, shaped
by a diverse set of concerns and events” (p. 7), and furthermore, that “the majority of events
that have influenced educational metaphors are fundamentally non-educational in nature and
national or international in scope” (p. 197). In other words, it is the world outside the school
context that has driven the understanding and interpretation of the role of the principal within
the school context. This feature is not of itself undesirable or counterproductive. It is, after
all, the society outside the school that has created the concept and necessity of schooling.
Nadebaum (1991) attempted to explain and understand the changing role of the principal in
the twentieth century using two metaphors, that of Noah, and that of the butterfly. The
principal’s role as Noah, is seen as one of compliance within a highly centralized and
Noah epitomized, with little necessity for sophisticated problem solving processes,
and scope for creative leadership in the realm of the development of the school and the
staff. (Nadebaum, 1991, p. 12)
As a contrast, the post 1989 trend towards devolution of certain central functions to more
school-based autonomy has transformed the role of the principal. The corporatization of
schools now requires the principal to be familiar and adept with general managerial skills,
72
programme management and the processes of corporate planning, and industrial negotiation.
This new environment for the principal has, according to Nadebaum (1991) created increasing
ambiguity as to whether the principal is a middle manager in the system, or the chief
environment for the principal there is the need for a new paradigm for understanding the
paradigm.
Chaos-Theory postulates reality as disorderly, unstable, and seething and bubbling with
change and process. Rather than seeing the prevalence of instability as dysfunctional, chaos
can be advantageous through the opportunity it provides for systemic adjustment. However,
the process of macro-change in such a system is incremental. Nadebaum (1991) drew on the
in the role of the butterfly, is by small effects able to multiply large scale consequences. The
appeal of this paradigm, embracing creativity out of chaos in whatever way such creativity is
advanced, prompted the caution from Hargreaves and Fullan (1998) that
the last thing we want is for leagues of head-teachers (principals) who are recent
converts to chaos theory, to go forward and gleefully throw their schools into disarray,
and to push the anxiety levels of their teachers and parents so high that no useful work
gets done any more. (p. 117)
Sergiovanni et al. (1992) identified three major views of educational administration and the
associated metaphors. The first is that of the principal as a consummate manager, where
efficiency is the focus. Metaphors to describe this notion of school administration have taken
assembly line of educational processes. The second focus is that of the humanistically-
orientated principal, whose focus is the organic or personal side of organizational life. Images
73
of the principal in this paradigm draw from the metaphor of the missionary and the gardener.
The third view of educational administration presents the principal as gamesman, politician,
and broker. Beyond these, metaphors such as coalitions, trade-offs, gamesmanship, and the
thermostatic person who exercises a controlling or regulating influence, are also used to
(Dubin, 1991), he asked “How would you define the principal as you see him/her?” The
response included metaphor use indicative of the difficulty to define the principalship in its
own right, due to its variable and multi-faceted nature. To Cortines the
principal is all things to all people. He (sic) is a counsellor to kids and middle-aged
teachers who are undergoing a crisis at home, or to the parent community which may
be having economic problems. He (sic) is a counsellor, a benevolent dictator, a
manager, a manipulator, an enforcer, a motivator. (Dubin, 1991, p. 92)
In Bredeson’s study (1988[a]) three predominant metaphors were related to the principals’
purpose, namely maintenance, survival and vision. The metaphors of maintenance were the
vision have significant implications for the daily practices of principals, and for
tasks, had similar daily routines, and yet differed little, despite very clear differences in their
administrative images of leadership style and action. Continuing school processes did not
result from personal choice or characterization, but from community, organizational, and
professional role expectations. These expectations of the principal were as the ultimate
director, the facilitator, the keeper, the maintenance manager, or the person in the organization
who sees and understands the total process, and is responsible for everything that goes on.
74
The principal was responsible for keeping school processes going, like the ring-master of a
circus.
Donaldson (1991) presented a different twist to the circus context, from which the metaphor
of the principal as a ring master is often suggested to be an apt description. Rather than using
this identity within the circus setting to describe the principalship, he reported how he “often
went to work feeling overburdened … often returned from work exhilarated by the activity
and the day, but not certain of the long term effects of what (he) had accomplished” (p. 45).
With the turmoil of these diverse emotions, he saw himself as “a juggler of goals, of tasks, of
people and of students. This meant that (he) was a juggler of (his) attention … time …
energies, and thus of the immediate staff around (him) and (his) family” (p. 45).
Three particular areas of focus for the metaphors of the principalship are those of
maintenance, survival and vision. The acceptance of the maintenance metaphor for the
principalship takes hold of the more tangible aspects of the position. There is security and
status in defining responsibilities as a facilitator, resource person, and provider, who watches
over everything and keeps processes going. Maintenance functions give the principalship a
school presence with a public nature that makes principalship undertakings apparent.
Recognizable principal behaviours are expected by most constituents, as distinct from behind
the scenes planning, needs analysis, or curricular and organisational change. Less obvious or
measurable tasks do not provide reinforcement of the principal’s role, and may not be equally
valued.
Maintenance as the predominant metaphor of the principalship also has a future sense,
although it is more readily related to the acceptance and continuation of the present. The
75
efficiently and effectively as possible; it is not to create new structures, functions or purposes.
Alternatively the survival metaphor for the principalship assumes a necessarily reactive
has little or no thought of the future, in terms of the broader issues of education. Survival for
the principalship implies the effective return to the maintenance mode of operation.
It is the vision metaphor of the principal that is highly attuned to future ideals and
considerations. The metaphor of vision offers the most hope of the principalship, but it is also
the most problematic (Bredeson, 1988[a]). Although principals aspire to broader views of
educating children, and to look beyond present issues and conceptualizations of schooling,
they are generally frustrated by the frenetic pace of their work. There is the natural tendency
to become personally involved in the most current and pressing situations. The realities of
politics, career mobility, salary increases, and an endless number of system constraints, all
conspire to rob even the most earnest visionary from devoting significant blocks of time,
resources, and energy, to creative possibilities for the future. Yet, the greatest hope for the
further evolution of the principalship, lies beyond the image of an overseer of the internal
Spending more time and energy engaging the vision metaphor, does not mean that the
principal must abandon maintenance or survival tasks and activities. It would be impossible
to deal solely with the future, with no concern for past history, or the problems and issues of
the present. The challenge for principals is to examine daily routines, priorities, and
resources, to ensure that the principalship functions with knowledge of the past, remains well
grounded in the present, and continues looking to the future. Survival and vision images are
not mutually exclusive perspectives. Survival in the present with the immediacy of existence,
76
involves positioning the principalship for the future to look beyond the issues and crises of the
present.
Metaphors abound to depict the crisis some believe to be the pervasive order of the day in
education. Crisis imagery readily draws from battle metaphors, where the concern is
expressed that “education may be fighting a losing battle” (Alexander, 1992, p. 22). Within
this perspective of crisis, the principal is caught in its midst and in its grip. Aquatic images
also present the work environment of the principal as turbulent, “to steer a course; … to keep
(the) raft afloat as (they) are carried through the rapids” (Wendling, 1992, p. 75). Aquatic
imagery is further extended to illustrate the overburden of the change agenda as “a never
ending array of new reform initiatives (which) may smite the educational enterprise – and
Day et al. (2000) examined the differing aspects of the leadership behaviour of principals.
They sought the perspective of other school community participants and stakeholders, as to
the leadership behaviour and style of particular school principals. Metaphors were used to
assist this task. The resulting teacher metaphors of the principalship included skipper,
captain, maverick, juggler, and a big spider in the middle of the web. Parents and governors
used the metaphors of captain of the ship, hospital matron, juggler, pied piper, tower of
strength, a tiger, a nun-type image, grand master, stage director, first among equals, chief
knitter, team leader, and a flower opening up with the students at the centre. From the student
group the metaphors of the principalship included leader of the world, driver of the train,
leader of the pack, ship’s captain, queen bee, the biggest branch of a corporate tree, polka-dot
plant, energy source, the sun at the centre of the solar system, clockwork inside a clock, an
engine, rugby scrum-half, netball centre, shepherd, gardener, babysitter, sergeant, godfather,
77
grandfather, priest, Father Christmas all year round, detective, policewoman, judge, an owl, a
beaver, a mountain goat striving forever upwards, a swan and an armadillo which is crunchy
The richness, diversity and creativity of student metaphor choices for the principalship were a
noticeable feature of the Day et al. (2000) study, evidence no doubt of a less complex
characteristic that predominated in the metaphors chosen by students was the relational
Lum (1997) noted that predominant among student metaphors of the principal were images of
High school students appear naturally predisposed to see the principal in negative
ways. And these images are not only an active part of their conscious daily lives, but
deeply embedded in students’ collective unconscious. (Lum, 1997, p. 216)
Darth Vadar as a sinister and unrelenting evil presence, in the movie Star Wars, became an
apt depiction of the negative student viewpoint of the principalship, and illustrative of the
Students presuppose the worst in their expectations about the character, conduct and
consequences of their interactions with the principal. And no matter how familiar or
unfamiliar with the principal they are, this general perspective transforms to the
particular instances and colors the whole of student’s mental states. (Lum, 1997, p.
217)
Irrespective of a particular principal’s persona, students tend to regard the principal, per se, as
a bad authority figure. However, Lum (1997) also reported an interesting twist to this general
78
students refute the negative characterization of their general metaphorical assertions
when probed about their particular principal … students hold a generalized negative
view of the principal that does not apply to particular cases. (p. 218)
A further area where negative aspects of the principalship warrant consideration, Starratt
(1993) suggested as giving acknowledgement to “the darker side of our nature … the warrior,
the killer, the aggressor, the calculator, the manipulator, the thief, the exploiter – in a word,
our vices” (p. 105). Acknowledging the negative and positive elements of character and
behaviour in the practice of the principalship facilitates authentic leadership and the
recognition of the whole self of the principal (Duigan and Bhindi, 1997; Starratt, 1993).
Sergiovanni et al. (1992) noted the usefulness of the theatrical metaphor to depict the
theatrical license to adopt differing role interpretations. Context, audience, and purpose all
affect these interpretations, with the audience as particularly significant. Principals play to an
audience of critics that cannot agree on what is a good performance, and in fact, no single
approach to the principalship can yield complete audience satisfaction. The result is a role
play to the audience that the principal discerns to be the one that the principalship is required
Murphy and Beck (1994) posited six metaphors to articulate the future directions of
educator. Clearly the future challenge in all of these conceptualizations of the principalship is
to create dynamic and adaptive schools, that are recognized by their communities as the best
place for students to learn (Hough & Paine, 1997). The jazz band metaphor encapsulates this
79
for the principalship, as “they play a critical role in selecting the tune, establishing the key,
and inviting the players to play” (Hough & Paine, 1997, p. 190). In so doing, the principal
cannot play for others, yet by improvisation, as in the jazz ensemble, the principalship can
There is more than just a descriptive character to metaphors. Metaphors may create realities,
especially social realities, and become a guide for future action where such actions fit the
metaphor. This in turn, reinforces the power of the metaphor to make experiences coherent
and become self-fulfilling prophesies (Lakoff & Johnson, 1980). The application of this
From a principal’s point of view metaphors reveal a great deal about the principal’s own
are powerful devices that help the principal articulate the role perception that they have of
their principalship. Other school stakeholders can thereby more easily and readily understand
the principalship, and the principal gains personal role clarification in the process. Some of
the more illusive aspects of the principalship rely on metaphor usage for articulation and
identification.
Metaphors have the capacity to clarify and create the perceptions of the social context in
which the principalship is both conducted and conceived (Grady, 1993). Dealing with the
presence and accuracy of these perceptions is an important component in the practice of the
principalship. The process of changing perceptions, is the mechanism for changing the
prescriptions and practices of the principalship. The following section considers the issue of
80
2.7 PERCEPTIONS OF THE PRINCIPALSHIP
Individual perspectives of school organization and personnel have importance for the function
1993). That is, people create individualized meanings of social events, social actions and
associated social actors (Harris & Bennett, 2001). Therefore, for every aspect of the
It has been noted that “perceptions govern the whole direction taken by education” (Tronc,
the direction taken by education depends to a large measure on the perceptions held by
administrators, since their particular perceptions of the task and their own
administrative roles will influence not only the identification of significant problems,
but also the priority given to them. Accordingly, depending on a principal’s
perception of what a leader should do, he (sic) might concern himself (sic) with day-
to-day trivia or he (sic) might undertake far-sighted major planning of policy. (Tronc,
1977, p. 17)
Perceptions determine reality in social contexts and social interactions, “… in a sense the
only reality is perceived reality – and people’s perception of their surroundings have a
powerful influence on what they do” (Brandt, 1989, p. 10). In the school context the situation
of the principalship involves the interplay of the perceptions of other people and the personal
perceptions of the principal. Making sense of the perceptions and the inevitable variance and
are implicit mental images and frameworks through which administrative and
schooling reality, and one’s place within these realities is envisioned. They are
intellectual and psychological images of the real world of schooling and of the
81
boundaries and parameters of rationality that help us to make sense of this world.
(Sergiovanni, 1987, xi)
Perceptions of the principalship have their genesis from the time of the principal’s
appointment. Harvey (2000) noted that the school is a social phenomenon consisting of
“those aspects of social interaction that are imagined, enacted and controlled by the
participants as they embark upon collective and individual projects” (p. 9). Into this life-
world steps the newly appointed principal. Whether appointed from within or from outside
the school community, the principalship is conceived within the context of the school to
which they are appointed. The initiating behaviour and events comprising the early stages of
appointment, and in some cases even pre-dating arrival, have a lasting influence on the public
perception of the beginning principal (Anderson, 1991). An auspicious start by the new
principal engenders confidence and trust within the school community. Alternatively, a
hesitant, troubled, and generally less than ideal commencement can quickly generate a legacy
of unhelpful perceptions. These perceptions can constrain the performance, and the emerging
professional identity of the beginning principal for the duration of their principalship at that
How principals perceive their role will determine how they discharge it. Similarly, how other
people perceive the role of the principal will determine how they relate to it, and aspire
towards it. Influencing such aspirations for those who could pursue a principalship
appointment has significance for the recruitment to perpetuate the principalship. Lacey
(2003) noted that teachers make their judgments on the appeal or otherwise of the principal’s
position according to their perception of it. The emergent evidence is that teachers see
principals as having low levels of job satisfaction (Lacey, 2003; Gronn, 2003) which dispose
them negatively towards the principalship. To confront this negativity, it is essential that
practicing principals articulate a more positive perception of their role, and that role
82
prescriptions of the principalship encourage such an articulation to take place with integrity
and authenticity.
Disparity in the perception of the principalship and the actual operation of the principalship
reflects and contributes to dysfunction in the educational setting. The existence of such
disparity is evident in the research literature on the principalship. Parents, students, teachers
actually spends their time (NASSP, 1979; Foskett, 1967; Morris, Cranson, Porter-Gehrie, &
circumstances of 60 effective principals in the United States of America and found that “the
principal operates in obscurity, void of accurate perceptions by the very people with whom he
(sic) works” (NASSP 1979, p. 18). They concluded, “this situation benefits no-one, so joint
Principals themselves, when trying to make sense of their world, find a significant variance
between how they would like to spend their time in comparison to how they actually spend
their time. The variance that exists is between the real and the ideal perceptions of the
activities as the principal’s highest priority, with less emphasis on management activities.
Studies of actual time on task by principals report principalship practices that are contrary to
this ideal perception (Howell, 1981; Sergiovanni, 1987). Typically, the principal finds the
perceptions of others intruding upon their own perceptions and hence priorities.
83
Differing perceptions of the role dichotomy of the principal are of particular significance
when it comes to school governance and the supervision of principal appointees. Blumberg &
Greenfield (1980) reported a study undertaken by Foskett (1967). Although dated, this study
provided a valuable insight into the various perceptions of the principal. Foskett applied a
role-norm inventory to measure the expectations held for principals in regard to their actions
towards teachers, pupils and parents, the profession generally, and the community. The focus
was agreement or disparity between mutual expectations and the perceptions of these
expectations. It was reported that while the highest agreement occurred between principals
and teachers, the lowest agreement existed between the principals and their school board and
superintendent. The lowest agreement level reported between principals and school boards is
of great operational significance for schools, if capable of generalization, as the school board
is the authority which appoints, supervises, and directs the principal. Harmonizing role
Disparity between perceptions of the principal’s role by school governance and the actual role
Perceptual congruence, on the other hand, yields beneficial relational outcomes. Blumberg &
if the actual views of the central administration are different from what the principals
think they are, the behaviour of the central administration may appear capricious and
unpredictable. The result can be a sense of insecurity and frustration or even an
antagonistic attitude. When the opposite is the case, as with teachers and to some
extent the lay population, a feeling of mutuality and support may result. (p. 32)
Of the interest groups associated with the principalship the NASSP (1979) study found
student perceptions were most aligned with how the principal utilizes time. This study was
unable to clarify the causes of differences in the various group perceptions of the way the
principal actually utilize time. Variances could be the result of the diversity of role
84
expectations that are possible for the principalship, or simply the diversity of viewpoints
Perception determines the role or function undertaken, and how that role or function is
interpreted and reported. Similar behaviour may be perceived by one principal as, reminding
children of a school goal, or by a different principal as, monitoring a student’s progress, and
by a trained observer as simply bus duty. Action identification theorists, Harre and Secord
(1972) and Vallacher and Wegner (1977), reported important individual differences
individuals gain expertise within a domain, they tend to identify their actions at a higher level
of abstraction. Krug, Ahadi and Scott, (1991) pointed out, in this regard, that experienced
principals are more likely to conceptualize behaviour in terms of global strategies or goals,
than as low level descriptive activities. A novice principal is likely to conceptualize the
activity of walking the hallways, as simply walking the hallways, while an experienced
principal will conceptualize and use such an activity in terms of some higher level, such as
For Krug, Ahadi and Scott, (1991) the most dramatic finding in their study related to principal
perceptions. While trying in vain to identify indicators of difference between effective and
less effective principals, they found that it was the perception of what the principal did, not
what they did, that differed. The meanings that various principals ascribed to each task,
showed signs of consistent variance between effective and less effective principals.
Consequently, while any two principals may be required to monitor the lunch room, the less
effective principal may view this task as simply monitoring the lunch room, or even as a
distraction from more important activities. In contrast, the more effective principal is more
85
outstanding student achievement, defining mission by communicating school goals to
students, or monitoring students’ progress by asking students what they are learning, what
they are gaining from their lessons, and so forth (Krug et al. 1991).
An observer has no way of knowing how a principal will perceive their behaviour, or the
meaning(s) that the principal will ascribe to them. The observer can only provide a low level
description of the behaviour, a description that may not be consistent with the principal’s own
level of action identification. The inclusion of the principal’s interpretation of their own
methodological significance for research of the principalship, which would benefit from
incorporating methods that reveal the principal’s perception of what they do (Donmoyer,
1985; Krug, Ahadi and Scott, (1991); Walker & Dimmock, 2000). Probing these perceptions
is of interest in order to understand the practices of the principalship, as distinct from more
decoding principal’s perceptions of the social and political frames within which they work.
Dilemmas are part of the fabric of school life (Handy, 1994; Kidder, 1995). Therefore, the
principalship is faced with tensions, dilemmas and paradoxes as inevitable, endemic and
perpetual (Handy, 1994). The nature of these tensions and dilemmas is that they
don’t centre upon right versus wrong. They involve right versus right. They are
genuine dilemmas precisely because each side is firmly rooted in … core values.
(Kidder, 1995, p. 18)
Principals dealing with dilemmas require leadership and management frameworks that permit
the acceptance of opposites as necessary to each other (Handy, 1994). Re-engineered internal
frameworks that create scope for dilemma resolution effectively embrace the presence of
86
internal diversity. The multicultural context of contemporary schooling adds to this diversity
and dilemma analysis serves a useful purpose for exploring ethnocentric school contexts
which are distinct from Western traditions and Judeo-Christian logic (Dimmock & Walker,
1998). Different cultural settings and the differing ethnicity of participants in the
mores and practices. Differing perceptions of the principalship, from those of more
Culturally diverse settings for educational administration are encouraging new paradigms of
structures and functions is challenged by the cultural diversity that predominates today in
many Western societies and school settings. Within this cultural diversity, Maxcy (1998)
leadership is given effect, and its emotional, relational aspects. In this form, the principal is
relieved of the perception of their role in terms of bureaucratic elements. In its place results a
awareness of artistic perceptions and skills. The artistic attitude, “provides the perceptive
apparatus through which leaders may examine alternative patterns of rendering chaos into
order” (Maxcy, 1998 p. 229). Perception of the role of the principalship, thereby embraces
An indirect influence on the perception of the principalship, is the perception of the school.
87
characteristics to attract enrolments and support budget driven agenda. Associated
perceptions of the school affect and are affected by perceptions of the principalship. As a
result the challenge of selling and marketing a school to the community is, for the principal, a
the media is often engaged to promote school distinctives. However, the media can exercise
an independent influence as it engages with public debate and public interest centred around
school issues.
Glanz (1998) investigated the influence of the media in perpetuating or popularising certain
study of films and TV sitcoms. In all, 35 American television sitcoms and major motion
pictures from 1950 to 1997 were analysed. The result was an overwhelming tendency to
socially inept, inflexible and blinkered predominated. In some depictions more sinister
While a comical intent may underlay some of the depictions suggested by Glanz (1998), other
implications could be implied, namely, the subtle and not-so-subtle slight at the figurehead
role of the principal in the hierarchical structure of schooling. The fallibility of the principal
that is not to be taken seriously. Principals, like other authority figures in society, are easy
targets for humour. This humour, by and large, highlights extremes and exceptions, while
Despite the range and variety that characterizes the perceptions of the principalship, there is
an over-riding sense that leadership, in some form, is an implied activity. The principal is a
88
leader. As an abiding conceptualization and expectation of the principalship, leadership has
become a re-invigorated focus of interest for principalship studies. It is this interest, and the
contribution that results to the prescription of the principalship, that is presented in the
following section.
Leadership is now a central function of the principalship (Williams, 2002). The perspective
of school leadership that is implied is quite distinct from merely managerial aspects. Cole
management is static and process orientated. Leadership in a school context involves vision
development, vision casting, and vision realization. Leadership gives direction to the work of
others, assisting them towards meaning, relevance, and creativity (Bennett, 1995).
attributed the interest to a combination of factors, comprising school effectiveness and school
discourse of both school effectiveness and improvement (Day, 2000; Williams, 2002).
Within this discourse the principal is the person, and the principalship is the position, invested
with the task of delivering the required leadership behaviour and intentionality within a
school context.
positional authority, and is therefore in the school context the unique domain of the principal.
The image of leadership promoted by this perspective assumes a top down and frontal style,
but
89
have been justified in an industrial age, but is inadequate to the challenges of the post-
industrial knowledge-based world. (Andrews, Conway, Dawson, Lewis, McMaster,
Morgan, & Starr, 2004, p. 18)
The dichotomy between leadership and management has important implications for the
principalship (Bizar & Barr, 2001). Management tends to focus on preserving the status quo
and conducting business; leadership is seen as more creative, revitalizing and reforming. As a
(Hughes, 1999). Leadership is viewed positively because it connotes progress, change and
The principal’s task is to maintain the critical balance between management tasks, which
preserve the culture of the school, and leadership tasks, which move it forward to explore new
or revised goals, policies, or procedures (Bizar & Barr, 2001). Leadership and management
are equally relevant and important to the practice of the principalship; both occur equally
strongly as components of prescriptions of the principalship, and both are equally valid and
The etymology of leadership embraces the concept of direction finding and direction
embraces the mutually dependent tasks of informing and motivating others to undertake the
journey and the challenge, and providing strategies for doing so. The leader is a key
functionary who contributes special skills of vision and guidance to colleagues, who are
The leadership function of the principalship, is the ability to “lead people by setting an
inspiring example with the express aim of realizing the vision and values of the (principal)”
90
(Williams, 2002, p. 17). Leithwood (1994) expanded this to include building school vision
developing structures to foster participation in school decisions. Leadership within this model
is viewed as transformational as distinct from transactional. That is, it is not just about the
technical process of getting things done, but creating a moral environment which elevates the
conduct, purposes, and aspirations of what is done and the people engaged in doing so (Bass
Transformational leadership has become the new leadership paradigm for the principalship
(Bryman, 1992; Sims & Lorenzi, 1992; Leithwood, Tomlinson & Genge, 1996). Implicit in
this perspective of leadership and the principalship is an increasing use of the concept of
spirituality, to appeal to meaning and values as essential leadership dynamics (Duignan &
Bhindi, 1997). Trust, honesty in relationships, social conscience and social justice
understood, according to Kinsler and Gamble (2001), as a shift from authority to influence.
Working through influence becomes the new paradigm for the leadership of the principal.
The principal is one with others in the organizational structure and must make things happen
collegiately by making use of human relations skills to motivate people in teams and through
team structures (Conley & Goldman, 1994; Hausman, 2000; Kinsler & Gamble, 2001).
91
Andrews et al. (2004) conceptualized the transformational leadership style in terms of a
parallelism which “recognizes the sophistication of today’s teaching professional and also
reflects the uniqueness of today’s schools as learning organizations” (p. 19). Parallel
leadership
engages teacher leaders and administrative leaders in collaborative action, while at the
same time encouraging the fulfillment of their individual capabilities, aspirations and
responsibilities. It leads to strengthen adjustment between the school’s vision and the
school’s teaching and learning practices. It facilitates the development of a
professional learning community, culture building and school-wide approaches to
teaching and learning. It makes possible the enhancement of school identity, teacher’s
professional esteem, community support and students’ achievements. (Crowther,
Andrews, Dawson and Lewis, 2001, p. 73)
The development of such a concept of the principal’s leadership is gaining a consensus as the
way forward for the principalship. The consequence is to invite investigation of the
with a mindset on service and not control (Block, 1993; Duignan & Macpherson, 1992).
Authentic leaders implement their practice outwardly from their own commitment, not
inwardly from a management paradigm (Evans, 1996; Uchiyama & Wolf, 2002). They
able to critique the shortcomings, and the myths that support, the status quo. …
leadership grounded in a new anthropology, and understanding of the human condition
as both feminine and masculine, as multi-cultural, as both crazy and heroic, violent
and saintly, and as embedded in and responsible to nature. (p. 136)
because school principals set the tone for others. Therefore, the attitude, approach and
92
general persona of the principal as a leader, becomes significant in and for the cultural
The stresses and struggles of teaching requires leadership that can inspire and encourage
resilience, hope and optimism. The principal, as such a leader, must articulate and discuss
such qualities as hope, when the going gets tough, in order to re-energize teachers, mitigate
the stress of their circumstances, and point to new directions and creative solutions to their
challenges (Hargreaves & Fullan, 1998). Amidst this leadership paradigm, the principal will
confront various paradoxes, including the paradox of leading towards what is new and
different, while preserving what is traditional; learning new and different truths and
technologies, while retaining proven existing values and models; initiating change when
things are going well; securing win-win outcomes; and establishing the balance between
Leadership is all about connecting (Holden, 2004). Leaders connect means to ends, solutions
to problems, resources to needs, and people to tasks, goals, visions, and futures. Connection
the principal of the last decade (1987-1997) was urged to develop collaborative
cultures within schools, the principal of the next decade (1998-2008) should be
leading the way to redefine collaboration so that it encompasses alliances with groups
and individuals outside the school. (1998, p. 126)
the future principal under conditions of uncertainty, with a persuasive and irreducible
leadership disposition, is not to abandon protocols of good sense and wise judgment, but
93
rather to recognize that risk taking in conditions of uncertainty can be a spur to creativity
(Hargreaves & Fullan, 1998). The task and process of doing this is besieged with challenges,
While it is axiomatic that leadership in schools is not only vested in the principal, the
principal is the leader of the whole school. The basic elements of this leadership, Hough and
Paine (1997) articulated as vision, system design, role model and ambassador, training and
the principal is projected more and more as a cultural and moral leader and as a visionary
(Schein, 1997; Deal & Peterson, 2000). To adopt and give effect to these prescriptions, the
principalship must have political awareness, and give greater weight to human values and
and productivity (Seyforth, 1999; Kinsler & Gamble, 2001). Interpersonal considerations
highlight an essential aspect, namely, the role model vested in the principalship as a learner.
Hough and Paine (1997) suggest, “if the principal and other leaders are not recognized as
learners then there is little chance that they will be leading an organization which recognizes
Hargreaves and Fullan (1998) appealed for educational leaders who will push for change, but
who do so with a multi-option approach, and a creative intent in applying and adapting such
options. Recognizing and accepting this approach and mindset is important for effective
principal leadership practice, part of which involves developing the capacity to manage the
Leadership in such a context will always encounter levels of resistance and leadership
dissatisfaction. As a result, future leaders must learn to think through systems in the context
94
Leadership as a facilitator of change and development, or a catalyst for such change, has an
inherent tension. The tension arises when the initiator of change is moving that change more
rapidly than other participants can cope with, or believe is desirable. If the leadership role of
the principal is too much ahead of the change process, driving the change, then the facilitator
role is violated. Tensions that arise due to the changing times and needs of education, and
hence the principals’ role of leadership within such a changing educational context, have
resulted in the development of standards for leadership behaviour (McCarthy, 1999; Waters &
Grubb, 2004).
Leadership studies have tried to codify best practice into law-like structures or leadership
guidelines. However, what emerges is that leadership practice is highly localized and
Codifying leadership qualifications and practice must recognize that there are many ways for
principals to excel, many kinds of leaders, and that every leadership style has both a downside
Prescriptions of the principalship that possess flexibility in the technical requirements for
school leadership fit with the variable school setting that principals encounter. Such
leader. Such a leader is one who can transform schools into truly collaborative research
95
centres, where principals work with parents and teachers in providing the best education for
all children (Kinsler & Gamble, 2001; Waters & Grubb, 2004). It therefore remains to
examine the prescriptions that anticipate this new leadership paradigm for the future
reworked ideal for the principalship. The form and function implicit in the resulting
prescriptions of this ideal for the future principalship will require development and analysis.
The following section seeks to identify those elements which could shape, or are currently
shaping the process in this development, towards prescriptions of the future principalship.
The prescriptions of the principalship that have been reviewed, portray the principalship
despite the inevitable and unavoidable imperfection due to the disadvantageous environmental
factors that impinge on the principalship. Perhaps there is, too, a recognition, implicit or
otherwise, that present practitioners of the principalship demonstrate a quality and dedication
which is, by and large, producing effective principalship practice. The future for the
principalship requires every benefit and advantage to assist the principalship, as this will
Irrespective of principalship prescriptions, practices and perceptions of past and present role
for the future. Implicit in this is the acceptance of what cannot be changed, in the operational
domain of the principalship, and a recognition of what can be changed, and perhaps needs to
change. Perpetuating the present configuration of schooling will perpetuate the milieu that
96
currently impinges on the principalship. As such, the variables that create the present
instability, complexity, ambiguity, and variety for the principalship will persist. In addition,
there is the exacerbating effect of the changing dynamic of the social environment, the
features of which affect the school as a product of that environment, and as a perpetuator of
its characteristics.
Further still, future conceptions of the principalship must embrace the notion that the business
of schools as strictly and exclusively academic is crumbling (Crowson & Boyd, 1993). The
challenge of social issues relating to poverty, injustice, violence, health care and family
dysfunction are all distracting, or undermining, influences on the paradigm of the school as an
exclusively academic institution. The result is that the 21st century requires of the principal
the role as broker and perpetuator of partnerships and strategic alliances with parents,
business, social service agencies and external training providers. The principal of the 21st
century must engage the energy and work of all school stakeholders, so that students in the
school context are well served regarding the requirements for the outcomes of 21st century
As to the future of the principalship, Hallinger and Hausman (1993) referred to the notion of
the school of the future as an envisioned school, where the principal of the school is not the
chief officer per se, in the old traditional role, but a person who serves as a resource, a guide,
a facilitator. The principal would engage the school community in a shared vision of
appropriately recast beliefs, norms and practices to suitably reflect the collaborative culture of
a networked world (Sergiovanni, 1987). A team approach to the principal’s role results, to
ensure a shared transformational leadership style, that is able to be sustained and reproduced
(Lewis, 2001).
97
Etheridge and Valesky (1993) and Murphy (1991) asserted that the principal in the envisioned
structure of the future, must abandon traditional bureaucratic notions of leadership and
impaired or prevented. Principals’ perceptions of their role in such envisioned structures will
be crucial.
Coincidental with developing and possible future changes to school structures and
Children entering schools in the year 2007, or thereafter, will graduate into a markedly
different world to that of the present. The determining factor is the rate and nature of the
affects of technological innovation and change in the educational landscape of resources and
methodologies. Schools are a major focus for participation in this change process, and will
reflect its influence. Lewis (2001) suggested that it may be the case that terms like principal,
teacher, classroom and school will be replaced by more appropriate alternatives, to suit the
schools
will need to be continually redefined and challenged as principals and their school
communities move into the next millennium … principals will not only be required to
have a working knowledge of organizational culture, but will need to be able to
develop a unique internal collaborative culture that makes their school competitively
distinctive from other schools. (Lewis, 2001, p. 5)
The most significant determiner of the shape and form of the future principalship will be the
shape and form of the future school. External influences such as politics, technology,
ecology, economics, family patterns, and social mores all affect the school site. The result is
an inevitable and irresistible impetus for the internal re-configuration of present school roles
and structures.
98
According to Moffett (1994)
a few decades from now people will regard the schooling of today with revulsion, as
astonishingly primitive, in the same way that we deplore the eighteenth century
treatment of the mentally ill. Our successors will not be able to understand how
citizens dedicated to personal liberty and democracy could have placed learning on a
compulsory basis, such that citizens had to report to certain buildings every working
day of their youth in order to be bossed about by agents of the state. (p. 5)
In the light of this, it is not surprising that postulates of future schooling foreshadow school
change. Schools could be centres of more natural learning with less contrived curriculum
(Loader, 1997). Schools as institutions need to strive for greater congruence with human
nature and the human condition, providing for higher order needs, self-respect and self-
The principalship, as a key element in the topography of schooling, will more than likely be at
the vanguard of this school change and reconfiguration. Envisioning what schools will
become, and need to become, will dictate much of what the principalship will be in the
envisioned structures of the future school. Elements of community and organization will have
redefined features, and call for appropriate leadership attributes and behaviours at the
principalship level (Leithwood, Jantzi, & Steinbach, 1999). Widespread alternative family
structures will be too pervasive to ignore (Scherer, 1996), as well as the reality of working
parents. The school as a community, will take on new responsibilities for nurturing and
allocation, and concepts like life-long-learning. The principalship will need to embrace these
requirements with a mindset that encourages their realization by personal practice and
perspective.
It may be the case that it is not the principalship that requires change but the prescriptions of
99
Implicit in a changed approach to future prescriptions of the principalship will be the
perception of the principal within the decision-making hierarchy and process of school
management. The principal’s own role perception will be an important determiner to his or
her role positioning and practice. Technological innovation and change will continue to
impact the school setting to change the technologies of education and its structure and
organization. As the school setting is more often reactive to external societal changes, there is
limited scope for the principalship to re-claim the initiative and set the agenda. It therefore
becomes very difficult for the principal to get ahead of developments, with unknown
outcomes or, in fact, to influence them advantageously for a given purpose. The future for the
principalship suggests a practice that accepts the extramural influences on schooling and
looks for re-engineered intramural structures and responses to deal with them.
2.10 CONCLUSIONS
Whatever results for the principalship in the future, it is certain that the stream of literature on
the principalship will continue to flow. There will be no last word. The principalship is a
dynamic evolving role, in keeping with the school setting. Analysis and research will strive
for new understandings to promote improved principalship practices. It is, after all, the
practice of the principalship which has paramount significance to the school context and the
purposes of schooling.
To understand the principalship beyond prescriptions in the literature, the next section of this
portfolio is a focus on the practice of five Christian Secondary School principals. The study
of their practices, by observation and journal records, is intended to establish the presence of
what has been noted as prescribed elsewhere, or otherwise, and provide further descriptive
100
CHAPTER THREE:
SECTION TWO
101
CHAPTER THREE
102
3.1 INTRODUCTION TO PRINCIPALSHIP PRACTICE
The school principal in the twenty-first century is a corporate and educational leader invested
with the task of management and leadership, which have complex, and at times, competing
aspects to be mitigated for the advancement of organizational goals and strategic educational
outcomes. The principalship therefore attracts a diverse range of expectations, and combines
interests and undertakings of the principalship are the prescriptions that underpin and define
the appointment. These prescriptions, which were the focus of section one, attempt to
describe the tasks that the principal is engaged to do, and the roles that are to be performed.
Prescriptions, however, cannot detail every element of the task and role of the principalship.
They are general in scope, cryptic in detail, and representative rather than exhaustive, in terms
of covering every variable of the intended, likely, or imagined practice of the principalship.
The challenge when documenting the prescriptive detail of the principalship is to find a
balance between breadth and depth. Too much breadth inhibits the necessary clarity of
particular school priorities and purposes; too much depth overwhelms the principalship with
detail that competes with flexibility and the ability to respond. It is this flexibility and
responsiveness that breathes life and creativity into a role which calls for adaptiveness and
proactivity. Prescriptive detail and depth can constrain the principalship. It may be that this
required by the employing authority. An adequate level of prescriptive depth and detail,
however, can avoid misunderstandings about the role expectations. The more scope given to
role definition in prescriptions, the less scope there will be for the influence of perceptions on
103
A common core of prescriptive detail underpins the principalship in all contexts,
priorities. According to the age and stage of a school there are varying prescriptive details
and priorities that arise for the principal. The character of the resulting principalship then
reflects the inter-relationship between such prescriptions and perceptions, giving rise to the
resulting principalship practices. What these actual practices comprise is the research focus
The research task in this section is to determine what activities occupy the operational world
of the principal. The question to be asked is, what does the principal do from day-to-day?
The task of identifying and classifying principalship practices has been the subject of various
studies (Thomas, 2003; Holden, 2004; Dunford, Fawcett & Bennett, 2000.) The moving,
dynamic and fluid nature of the principalship (King, Ahadi and Scott, 1991; Morris et al,
1984) challenges attempts to codify the detail of principalship practice, but renders it a
desirable and necessary undertaking to provide and promote improved understanding of the
role. While prescriptions outline in general terms what the role of the principal embraces a
priori, the quest for the specifics of the practice that results is a necessary interest. In many
ways the discrepancy or divergence between the former prescriptions and the latter practices
Prescriptions invariably find expression in grand terms like vision, leadership, innovation,
decision making, and role model. Practices assume more modest or procedural descriptions
such as administration, conflict resolution, public relations, reporting, and crisis management.
Prescriptions suggest an over-arching and inspirational role for the principal; practices are
104
more engaged, immersed and driven functions. One challenge that arises from the
challenge to identify the way in which the more routine practices of the principalship, give
expression to the loftier notions contained within the ideals of principalship prescriptions.
Having established the broad survey of these prescriptions in the previous section of the
portfolio, the data from the observed and journalized daily practices of five principals is the
events, activities and patterns (Krug, Ahadi and Scott, (1991); Thomas, 2003; Day, 2000). No
two days are the same with unpredictability and spontaneity being ever present realities
(Thomas, 2003). These features of the principalship call for a method of study which
accommodates variableness and variety in the study domain, and the idiosyncratic activities
and responses of participants in that domain. For these reasons the methods aligned with
Of particular relevance within the genre of qualitative research methods, as they related to this
study, were the descriptive or interpretive research approaches. The central endeavour in such
reality of human experience. The starting point for this understanding is the individual, in this
case the principal, and analyzing the principals’ interpretations of their professional life-
world. The resulting data were enriched with the meanings and purposes of the school
principals from which they were sourced (Cohen & Manion, 1994).
105
The integrity of interpretive studies requires that every effort is made to get inside the domain
that is in focus. The object is to gain an understanding from within the site and phenomena
studied. What is sought are data possessing the quality that they have not been externally
imposed. Therefore, research in the human sciences endeavours to elicit principles and truths
from subjective data. To do this, the preferred methods of research involve description,
interpretation, self-reflection and critical analysis. Human science research, according to Van
Manen (1991), seeks the individual meanings given to human phenomena in order to
understand lived experience, as distinct from natural science approaches that taxonomize
Ethnography is an interpretive approach that has particular value and relevance to the study of
context in which human behaviour takes place and the human activity that occurs within that
context. The principal operates within the social setting of a school that has its own unique
cultural ethos, within which each participant, including the principal, must frame his or her
behaviour. The broad contextual characteristics of the school setting define the phenomena of
principalship practice externally, while the internal influences result from the principal’s
personal construction of the social setting in which the practice occurs (Langenbach, Vaughn
& Aagaard, 1993). These external and internal factors comprise the life-world of the
principalship, into which ethnographic researchers seek to enter. The benefit of the resulting
ethnographies is the richness and diversity of the qualitative data that they provide. Further
to this, however, is the realization that domains like the principalship are challenging to study
in any other way. The nature of the principal’s work site, his or her role and type of activity,
makes more structured, covert or concealed observation very difficult, if not impossible. To
position the principalship, so that it was capable of such observation and study, would be to
106
change its fundamental characteristic of multiple engagements, in multiple situations, at
Ethnographic approaches recognize that social actions and social actors operate within a
particular cultural setting (Langenbach, Vaughn, Aagaard, 1993), that is, a setting which has
protocols, language, symbolic interactions, and role recognition, unique to the discourse of the
particular social situation and its participants. Schools are richly embedded with such
elements, as dynamic and diverse sites of social engagement. The research task in such a
domain is greatly enhanced by engaging with the internal dynamic and interplay of these
environmental features.
Integrated to the cultural perspective of social discourse is the study of the people within that
social context. Interactive engagements and lived experiences become relevant and sought
after to better understand participant behaviour. For this reason ethnographic studies take the
features of interpersonal control and meaning into consideration. The understanding of such
features is sought from within the social context being studied, and determined by the social
actors who interact and inter-relate within that context. It is the social actors’ own
experiences that provide the filter through which all that happens to them, and around them, is
examined, to understand the every day life and activity of daily events from an emic, or
insider, perspective (Green & Bloome, 1997). To achieve this insight the primary source of
For the purpose of this section of the research portfolio the observational approach was that of
an unconcealed non-participant observer (Krathwohl, 1998). Each of the five principals in the
study were viewed during the complete course of a nominated Thursday. The choice of a
common day for the observations was not intended to identify, or explore, any correlation, or
107
comparison, between the principals’ activities unique to a given day of the week. However,
by doing the observation of each principal on the same day of the week, there was a
uniformity to the study. The Thursday chosen for each observation was representative of
what would approximate to the normal pattern of the daily routine for each principal. Any
exceptional events, such as sports’ days, conferences, or unusual out-of-school activities were
avoided in relation to the chosen Thursday. The observation took place from the moment the
principal arrived at the school site, to the end of that day’s engagements, after which she or he
Supplementing the observational data, each principal in the study was required to keep a five
day journal of his or her practice. By this approach the principal could document his or her
lived experience, and the interpretations that were made of that experience. In this manner
the study of the principalship engaged with the phenomenon of the person in a role, rather
than a role fulfilled by a person. While there were prescriptive aspects for the role of the
principalship that were fulfilled by all principals, the personal qualities of each principal
descriptions for the practice of the principalship. Describing the essence of this uniqueness
required qualitative approaches that have “great potential for capturing the complex layers of
meaning that always coexist in any educational experience” (Legemann and Shulman, 1999,
p. 6).
The essential interest of this study was to explore and expose the personal experience of the
principal, especially the perceptions, interpretations, and understandings of the school’s social
context and interactions in which the principal was a participant (Bogdan & Biklen, 1992).
The task was to understand the principalship from the point of view of each principal (Barritt,
Beckman, Blecker & Mulderij, 1985) by placing the principal at the centre of inquiry.
108
Extracting data related to this principal-centric perspective, acknowledged that educational
activities and practices were social in nature and content. Accordingly, there were
inescapable moral and fundamental political features to the work of the principal, no matter
how fleeting or extensive, formal or informal, public or domestic their educational situation
was.
While quantitative analysis extracted valuable detail from the setting of the principalship,
there was a depth and richness to the educational and principalship function beyond data that
were capable of reduction into purely statistical form. An ethnographic approach was a
means of accessing this depth and richness of the principalship operation through observation
Non-participatory un-concealed observation of the five principals was the approach used to
avoid influencing the principal’s responses to events and people, and limiting any distortion
of the way that others interacted with the principal. Despite this intention, it was not possible
to eliminate all influence on the events and people observed, due invariably to the
geographical location of the principal’s activities, and the physical confines of personal office
space.
The data gathering during the observation consisted of a diary of activity customized for the
task, and designed for ease of recording any rapid flow of events or activities. Columns were
used to record the time of each activity, the location of each activity, and then a brief
description of the nature of the activity, giving particular attention to what, if any, other
members of the school community were involved in the interaction or activity with the
principal. The simplicity of the data recording instrument was important and necessary so
that attention was not drawn away from the primary task of observation. Nuances and
109
inflexions in the flow of principalship activity were important to discern, so that the character
accompanying the mainstream of activity. More often in the form of an aside by the
principal, or an observational insight by the observer, they enriched the resulting chronicle of
observed practice. By way of example, it was observed that often one interaction led to and
generated others, so that tasks diverged in nature. As the divergence moved the principal into
informal period of eighteen minutes contained thirteen separate and distinct interactions
comprising students, parents and staff. On another occasion a thirty minute yard duty
recorded 36 student interactions. It was evident that informal activity could gain momentum
towards formalization. An important factor which affected this process was the relational and
A further factor that affected principalship activity, was the nature of the principals’
involvement in planned school events or activities. For one principal a forthcoming school
camp was a catalyst for a number of principalship interactions. These interactions were not
evidently related to camp details, but occurred due to the shared interest in the camp
other school participants, and resulted in interactions and engagements with the principal that
day included a principal whose spouse was in hospital. On arrival at school the principal
received a telephone call from a staff member who was traumatized by possum problems at
home which they felt the need to attend to. These unpredictable variables at the personal level
110
of the principal, or other school members, affected principalship practice. The principals’
participants in the school environment, which introduced conflicting priorities and distracting
Ubiquitous paperwork haunts principalship practice. One principal commented, “some days
you feel like no more than a clerk shuffling paper”. The challenge for the principal was to
undertake paperwork that gave expression to principalship objectives and supported preferred
principalship practice. While it was observed that the principalship role is an executive
approach and organizational style. It was evident that these factors transformed the
An unobtrusive posture was taken throughout the observation of the principal and the
particular school community notified of the observational activity taking place. However,
there was an unavoidable awareness of the observation by those who interacted with the
principal during the observation period. Often an explanatory comment concerning the
presence of the observer was necessary to put those who interacted with the principal at ease.
The preferred naturalness of principalship interactions while under observation, was therefore
During the observational period, where a confidential or private matter was attended to by the
principal, the observational position was removed to a place outside the principal’s office.
Withdrawal to this position was also employed on several occasions where it seemed
appropriate for the benefit of the principalship interaction taking place. The necessity and
activity was not detrimental to the intention of the study undertaken, or diminishing of the
111
value of the data collected. This was because the actual content or substance of each
principalship interaction was not the focus. What was observed comprised:
The result of the observation of these features yielded data relating to:
From the data related to each of these domains a composite of the actual practices of the
The desire to fully understand the nature of principalship practice suggested the value of
Aagaard, 1993). The interview procedure allowed the mindset of those studied to be
explored. In the context of this study, interview data were important to access the perceptions
that could only be articulated from within, and not observed from without. Six questions, for
each principal in the study to consider in advance, were used for the interview phase. These
questions were:
1. What was it about the Principalship that attracted your interest in making application
for your present position?
2. To what extent does your practice of the Principalship equate to your perceptions of
the Principalship?
3. How would you like your current practices to change in order to better equate to your
idea of the Principalship?
112
5. Quite often the Principalship has been described in the literature in terms of
metaphors, word pictures, that might capture something of the diversity, or essence of
the principalship. What are some of the metaphors that come to your mind, that you
would use to describe or characterize the Principalship?
6. If you knew in your early years, that you were to become a Principal, what
experiences, skills, and areas of interest would you have cultivated, because you knew
of the relevance for you as a Principal?
Each interview was taped and the transcript of the interview constructed. The transcript was
submitted to the principal for amendment, expansion and approval as an important research
protocol (Cohen & Manion, 1994). Taped interviews place comments on the record that the
person interviewed may prefer to withdraw, or at least provide more explanatory, factual, or
contextual detail, to more accurately reflect the position and intention that the original
To further probe the practice of the principalship, the use of personal journals and diaries
were used as a valuable data source. Consequently, a five day journal was kept by each
principal to record their actual practices over the required period. To guide the principals’
record keeping of daily activities, a time analysis worksheet (Appendix A) was provided.
Upon consideration of the various ways to gather detail of each principals’ daily practice,
various coding styles were explored. An analysis of possible approaches resulted in the
conclusion that the detailed coding of principalship practices by the principal in the course of
practice, or immediately following, was a device that assisted the researcher but did not
Pre-set codes, to be used by the principal, required familiarity with the codes, or constant
reference to them. The flow of practice would therefore be interrupted, and recording of
relevant data frustrated or constrained. To avoid these consequences, and assist the ease with
113
which a journal of daily practice was constructed, the level of prescription required of the
principal was limited to four items. The four items were the time of each activity, the location
where the activity took place, the detail of what activity occurred, and the satisfaction level
that resulted for the principal from the activity. The record was to be in the form and extent
preferred by the principal using the template provided as a basis. The resulting detail was
collated to make the relevant correlations and comparisons for this study under the same three
categories used in the observational component, namely, location, activity type, and type of
person interaction.
The indicator for each principalship interaction of a satisfaction level was in the form of a tick
placed in pre-set columns marked low, moderate, good and high. The addition of an appraisal
of the satisfaction level related to the outcome of each interaction, was a valuable insight into
the principalship. This dimension could not have been considered as part of the observational
phase without either, interrupting the situation of the observation, or forming a subjective
appraisal of each principal engagement. The preferred and chosen method, to probe the task
Five Christian schools in the Adelaide metropolitan area were used as the sites for the
research reported in this portfolio. They were involved in the study following approaches to a
total of seven schools. The five schools which volunteered their participation were
considered to be a suitable data base for the purpose and overall intention of the research task
being undertaken.
The five principals who participated in this study exercised their principalship in schools
which had a cohort of Year 11 students. Four of the schools comprised the year levels,
Reception to 12, with one school, years 7 to 12. The presence within each school of a Year
114
11 cohort was the basis of choice, to facilitate an informed student input into the third section
of the study. Apart from this feature of the selected schools, the only other criterion for
involvement was the willingness of the schools, and particularly their principals, to participate
in the study.
principal, was sought via a Principalship Survey (Appendix B). This data gathering
instrument was designed to be relatively straight forward for the principal to complete, and
intended to gain notional rather than substantive background detail of each school in the
study. Selected areas of information concerning each school were chosen for each principal
to report against. These areas were representative of the range of possible indicators about
each school, and deemed to be sufficient to adequately contextualize the research study. The
SCHOOL
CATEGORY 1 2 3 4 5
1. Commencement Early 1980’s Early 1980’s Early 1980’s Late 1970’s Early 1980’s
2. Age Range of School 20-25 years 20-25 years 20-25 years 25-30 years 20-25 years
3. Enrolment Range 900-1000 500-700 500-700 400-500 500-700
4. Catchment Area 0-10 km 0 – 75 km 0-30 km 0-30 km 0-30 km
5. Enrolment Growth Mod increase Mod increase Recent increase Mod increase Mod increase
6. Staff Turnover Low Low Moderate Low Low
115
Table 2: School Family Profile Data
SCHOOL
CATEGORY
1 2 3 4 5
1. SES Score 102 100 97 100 92
2. Socio Economic Status Upper Middle Middle Middle Middle Lower Middle
3. School Card Families 16% 23% 20% 30% 35%
4. Single Parent Level Low Low Moderate Moderate Moderate
5. Instability/Dysfunction Low Low Moderate Low Moderate
6. Pension/Welfare Levels Low Low Moderate Moderate Moderate
7. Trade Occupation Moderate Moderate Moderate Moderate High
8. Unemployment Low Low Low - -
9. Professional Low Moderate Moderate - -
Occupations
10. Low Income Earners Moderate Low Moderate Moderate High
11. High Income Earners Low Low Low Low -
12. Participation in Moderate High Low Low Moderate
School
Notes:
1. SES Score is a Commonwealth Government category that measures the school
population against demographic socio-economic data. The higher the score the more
affluent the population base of a school. SES refers to Socio-Economic Status.
2. School card families are those assessed by the State Education Department to qualify
for financial assistance with school costs.
SCHOOL
CATEGORY
1 2 3 4 5
1. Older established area - X - X X
2. Inner metropolitan area - - X X -
3. New/Developing area X - - - X
4. Light industrial area - - - - -
5. Housing Trust area X - - - -
6. Private residential area X X - - X
7. Inner city area - - - - -
8. Re-development area - - X - -
9. Semi-rural area - - - - X
10. On main road - X X - -
11. On a church site - - - - X
12. Outer metropolitan area X X - - X
13. No. of campuses 1 1 2 1 2
14. Enrolment policy Open Restricted Restricted Open Restricted
15. Governance Type Parent- Parent- Church- Church- Church-based
controlled controlled based based
116
3.1.4 The Research Subjects
The five principals in this study participated as the result of the willingness of their school
community an approach was made to the school governing body. Prior to doing this the
principal’s support was sought by personal approach and consultation (Appendix C: request
letter to Principals). The purpose of this was to explain the research project, and avoid any
involvement. It was explained that their particular principalship was not the focus of the
research, but the investigation was the generic role of the principalship. Assurances were
given that every effort would be made, in the data collecting approaches used, to prevent the
critique or appraisal of their particular principalship. Each principal’s support of the research
was necessary because the research required school-based data collection and, hence, access
to the school community. At a practical level it was the principal who facilitated access to
staff, students and parents. Beyond this, each principal was required to consent to a one day
observation of daily practice, together with the keeping of a personal five-day journal.
Having gained the principal’s agreement to be involved, an appropriate approach was made to
the school governing body. The relevant characteristics of the principals in this study are
tabulated in Table 4. All the principals had served in their current placement for five years or
more.
PRINCIPAL SCHOOL
CHARACTERISTICS 1 2 3 4 5
1. Age at appointment to first 42 years 49 years 51 years 42 years 50 years
principalship
2. Years teaching experience 18 years 26 years 31 years 21 years 28 years
when first appointed
3. Highest tertiary qualification Bachelor Master’s Bachelor Bachelor Bachelor
at appointment Degree Degree Degree Degree Degree
4. Hours worked per day 11.7 hours 11.5 hours 12.3 hours 10.5 hours 10.4 hours
according to study data
5. Hours per week from (4) 58 hours 57 hours 61 hours 52 hours 52 hours
117
For the five schools which indicated their willingness to be involved, the agreement of their
respective governing bodies was followed by the arrangements for data collection at the
school site. The predominant time-frame for this was the 2003 South Australian school year.
The research data gathered at five different school sites, from five different school
communities, involved five practising school principals. In total 338 hours of data were
collected relating to the practices of the principalship. The resulting data comprised 289
hours of journal keeping by the five principals, and 49 hours of first hand observation or
shadowing. In total, this study of the practices of the principalship collected data from an
average duration.
Principalship practices were studied by observation for one day in the case of each principal
participant. A total of 48.5 hours of uninterrupted observational data collection took place.
SCHOOL 1 2 3 4 5 TOTAL
Hours observed 9 9.5 11 10 9 48.5 hours
The daily average observation time was 9.7 hours. The domains of interest during the
observational period were the location of each principalship interaction, the type of activity
involved in each interaction, and the description of the people involvement. The data
118
Table 6: Location Detail from Principalship Observation
Location of Principalship Activity (% Time)
Principal’s School Staff Class School Other Off Total Total
School Office Admin Room Room Yard Office Campus Other % Time
(Minutes)
1 73 9 2 1 4 0 0 11 100 541
2 47 15 26 0 8 1 3 1 100 570
3 34 3 23 13 14 6 7 0 100 654
4 69 2 15 5 5 0 0 4 100 599
5 74 4 12 3 6 1 0 0 100 546
Ave % 59 6 16 5 7 2 2 3 100 2910
From the locational data, a noteworthy feature was the time spent by the principal in the
school administration area, made up of the principals’ office, school administration area, and
staff room. The average percentage of the principals’ time in the school administration area,
so defined, was 81%, ranging from a low of 60% for principal 3 to a high of 90% for principal
5. Excluding principal 3 from the average, as an exception to the observed behaviour by the
majority of the principals in the study, yielded an average of 87%, which was more
representative of the majority principalship practice. The variance for principal 3 could be
accounted for as a compensation by the principal for the remoteness of their office location
from the main concourse of school activity. The other 4 principals in the study had office
The nature of the principalship activity engaged in during each reported time interval,
119
Table 7: Type-of-Activity Detail from Principalship Observation
SCHOOL (% TIME)
ACTIVITY
1 2 3 4 5 Ave %
Personal Admin 24 19 25 35 50 31
Telephone Use 10 6 4 12 10 8
Planned Meeting 43 45 26 21 3 27
Informal Meeting 14 18 19 13 25 18
(Unplanned)
Staff Matter 0 0 0 0 0 0
Student Matter 1 0 0 1 0 1
Enrolment Process 4 0 2 10 0 3
Parent Matter 0 5 2 0 0 2
Yard Duty 0 3 0 2 6 2
Personal Space 4 4 5 6 6 5
Other 0 0 17 0 0 3
Total (%) 100 100 100 100 100 100
Total (minutes) 564 595 776 678 555 3168
The aggregate of the personal administration time and telephone usage, where the principal
was alone, represented an average 39% of principalship activity time. The total minutes per
day for the observed activities exceeded the time indicated in the location data summarized in
Table 6 by 258 minutes. This occurrence resulted from some activities counted twice, where
the activity fitted more than one category. For example, a planned enrolment meeting was
counted also as a planned parent matter. The personal space category included any
refreshment, lunch, or personal hygiene matters. From the data it was evident that an average
and unplanned meetings. In the case of Principal 3 there was an anomalous 17% of time
comprising other activities. This included travel time to a second campus and classroom
teaching, neither of which were activity features for the other four principal observations.
The observed principalship interactions with various people are summarized in Table 8, with
120
Table 8: Type of Person Interaction from Principalship Observation
1 28 9 42 7 4 8 2 100 564
2 16 10 20 9 26 18 1 100 634
3 35 15 12 18 18 2 0 100 736
4 35 10 19 8 13 10 5 100 630
5 49 15 23 6 0 5 2 100 546
ave % 32 12 22 10 13 9 2 100 3110 mins
Similar to the data for the type of activity, some person interactions involved people from
more than one category. Hence, the total of 3110 minutes of person interaction exceeded the
2910 minutes of the location time recorded. Of interest was the classification, no interaction,
which was recorded when the principal worked alone. Nearly 1/3 of the principals’ daily
Further to the time specific focus of the observational task denoting location, type of activity,
and people interaction, the detail in Table 9 summarizes the length of each interaction that
was observed. The relevance of this to the principalship arises because of the often reported
121
3.2.2 Journal Data
The five principals in this study were required to keep a five day journal of consecutive days
of principalship practice. The total time of the journal record keeping activities was 289
School 1 2 3 4 5 Total
The daily average time of the journal keeping records was 11.5 hours. From the five journal
records the detail in Tables 11, 12 and 13 summarizes the principalship practice for the three
domains of interest. Time allocations are expressed as whole number percentages of the total
time indicated.
Location (% Time)
Principal’s School Staff Class School Other Off Total Total
School Office Admin Room Room Yard Office Campus (%) Time
Area Area Area (mins)
1 51 3 5 8 9 15 9 100 3,660
2 37 6 18 6 6 6 21 100 3,560
3 43 4 6 14 10 1 22 100 3,762
4 59 0 9 7 8 1 16 100 3,177
5 54 17 11 3 9 0 6 100 3,205
Total 49 6 10 8 8 4 15 100 17,364
ave (%)
From Table 11 the average percentage time spent by the principal in the school administration
area, comprising the principal’ office, school administration and staff room areas was 65%.
Where off-campus time allocations were recorded, these included any time allocation for
school work at home. For comparison with the observational study, the average 15% off-
campus activity in Table 11, comprising mainly personal administration at home, was added
122
to the average 49% work time in the principals’ school office, to total 64%. The observed
As noted for the observational data, some types of principalship activity involved more than
one category, hence the variation in the total minutes of 17,723 allocated to type of activity,
The third aspect of principalship practice, for which data was collected, was the classification
of the various people groups with whom the principal interacted during the recording period.
123
The distribution of type-of-person interaction comprised 28% personal administration, 21%
interaction with administrative staff, and then an average allocation of approximately 13% of
principalship practice time to the three other major school stakeholders, namely teachers,
students and parents. The significantly higher, and apparently disproportionate 47% of time
for principal 4 with other persons, can be explained in terms of the geographic remoteness of
the principal’s office location and the resulting accessibility of the principal to other school
personnel.
Details from the journal keeping records, in Tables 11, 12 and 13, are further summarized in
SCHOOL
1 2 3 4 5 Ave
No. of Interactions/Day
1 30 16 26 27 37 27
2 27 18 39 10 18 22
3 25 15 41 32 14 25
4 23 16 24 28 16 22
5 21 19 20 18 11 18
Total 126 84 150 115 96 114
The results recorded in Table 14 show significant variations to the observational record. The
average daily interactions which were observed totalled 84, compared to an average of 23
recorded in the principals’ journal records. From five days of observation, 420 principalship
124
interactions were noted, whereas the 25 days of journal records contained a total of 571
principalship interactions. This discrepancy could be regarded as the result of the following
factors:
1. The principals were recording activities in blocks of time, without necessarily giving
regard to distinct but subsumed interactions. It appeared evident that aggregate
recordings occurred as distinct from the more detailed separation of event
descriptions, made possible by observation.
2. The greater awareness to detail which was possible for an observer compared to a
participant when recording activities.
3. The low level of attention to detail by the research subjects in their journal records.
When principalship activities were observed, some 58% were of less than 5 minutes
duration, while the journal records contained only 7% of principal activity of less than
five minutes duration.
From the journal data the relative frequencies of the satisfaction level that principals recorded
against each interaction, with regard to the length of the activity, are summarized in Table 15.
Table 15: Activity Analysis and Satisfaction Ratings From Principals’ Journal Records
TOTAL NO. OF
SCHOOL ACTIVITIES SATISFACTION INDICATOR FREQUENCY (%)
Low Moderate Good High Total (Ave)
1 126 4 59 33 4 100
2 84 1 12 43 44 100
3 150 2 51 46 1 100
4 115 0 41 59 0 100
5 96 3 19 56 22 100
Total 571 2 39 47 12 100
satisfaction levels of good or high. Table 16 provides a detailed analysis of the proportion of
125
Table 16: Satisfaction and Proportion of Time Recorded in Principals’ Journal
Records
1 3660 1 43 48 8 100
2 3560 1 6 49 44 100
3 3762 1 38 58 3 100
4 3177 0 44 56 0 100
5 3205 1 12 68 19 100
Total 17,364 1 29 56 14 100
It is evident that of the actual time engaged by the respective principals in principalship
practice, 70% of the time received a satisfaction rating of good or high, with 99% a moderate
to high satisfaction rating. The variance in the satisfaction rating given in the high category
by principals 2 and 5, as distinct from principals 1,3 and 4, could be attributed to the
personality differences between the principals. Principals 2 and 5 were noticeably gregarious,
The purpose of the interview approach to the analysis of principalship practice, was to go
beyond merely statistical data and engage more personal, subjective understandings. As a
phenomenological study the principalship involves experience within which the principal
makes sense of their practice. The value of an interview method to explore and expose the
experience of the practice of the principalship, from the subjective perspective of the
Six questions were used in the interview methodology to probe the practice of the
data comprising the five principals’ perceptions of the practice of the principalship. The
126
Question 1: What was it about the Principalship that attracted your interest in making
application for your present position?
Responses included:
• I really don’t know why I applied for this position other than I saw the advertisement
and something leapt within me and I felt I should apply … I think it was just God
prompting me to apply.
• I thought I could do the job … I thought I wanted to do the job.
• I wanted to have a go at it.
• I was invited to apply, I saw that was the Lord’s leading.
• Rather than making application, I was approached.
• It wasn’t something that I sought, but I did see it as a door that God was opening, and
I wanted to be obedient.
Question 2: To what extent does your practice of the Principalship equate to your
perceptions of the Principalship?
Responses included:
Question 3: How would you like your current practices to change in order to better
equate to your idea of the Principalship?
Responses included:
127
Question 4: What advice would you give to any person seeking Principalship?
Responses included:
Question 5: Quite often the Principalship has been described in the literature in terms
of metaphors, word pictures, that might capture something of the diversity, or essence of
the Principalship. What are some of the metaphors that come to your mind, that you
would use to describe or characterize the Principalship.
Responses included:
• Mother, parent.
• Shepherd.
• Someone holding the light by which others walk and follow.
• A football coach.
• The conductor of an orchestra.
• Yacht captain or skipper.
• A scholar.
• A father, a shepherd.
• A dam, a sieve, a pit-crew and a coach.
Question 6: If you knew in your early years, that you were to become a Principal, what
experiences, skills and areas of interest would you have cultivated, because you know of
the relevance for you as a Principal?
Responses included:
• Doing a leadership training course.
• Completing an acting principal role … before thrown in the deep end.
128
• How to run an Enterprise Agreement, I wish I had more skill in this area.
• I would have observed how people delegate more.
• I would have watched more closely people who are good speakers.
• Negotiation skills.
• A greater amount of study about Christian Education.
• More Biblical studies and how to write a Christian curriculum.
The practice of the principalship was found by four of the five principals to be at considerable
was described as insignificant, there was still a level of deviation from the expectations of the
perceived role of the principal. In one instance, the deviation in the practice of the
The principal who reported the least deviation in their perceptions of the principalship and
their ultimate practice, reported the benefit of some mentoring as principalship preparation.
more readily harmonized with eventual practice. Amongst the reported discontinuities
Further to these, the expected pastoral and nurturing role of staff, and the public leadership
role, were both overtaken by the management detail which prevented principalship practice
For prospective principals seeking the role, the advice given by two of the principals was a
clear negative, while the other three recommended to proceed with caution. The two negative
responses were not flippant, but could have been off-hand. Both of these principals reported
129
good satisfaction levels with principalship practice in the journal data. One had a good to
high satisfaction level for 37% of principalship interactions and 56% of principalship time.
The other reported a result of 78% and 87% respectively. These two principals both
enunciated the need for maturity and experience as pre-requisites for the principalship.
The cautionary advice from three principals centred on ensuring that principal aspirants had a
support team was essential and a consultative and collegiate leadership approach
recommended. They pointed out that not every battle could be won, nor would every
and while the desire to make a difference should be present, the focus of principalship
The final interview question invited the principals to consider the skills, knowledge or
preparation for the principalship. Each reported skills in the area of counselling to be
beneficial. Beyond this, there was the sense that a greater knowledge and grounding in
and articulate the aims and ethos of the school and its curriculum. At the personal level, a
3.3.1 INTRODUCTION
Five principals participated in the observation, journal record-keeping and interview tasks
which enabled an analysis of their practice to be recorded to determine the features of the
practical outworking of the principalship. Against the benchmark of the resulting data on
130
principalship practices, the prescriptions of section one in the portfolio and the perceptions of
section three can then be compared, contrasted, and to whatever extent possible, harmonized
During the observation and record-keeping periods within this study, the overall average
duration of the principals’ day was 11.3 hours. There were, however, considerable
differences recorded between the observational data and the journal record-keeping data
Table 17: Hours Worked by Principals from Observation and Journal Records
PRINCIPAL’S LENGTH OF DAY (HOURS)
PRINCIPAL 1 2 3 4 5
Data Source Observ Journ Observ Journ Observ Journ Observ Journ Observ Journ
Daily Ave 9.0 12.2 9.5 11.9 10.9 12.5 10 10.6 9.1 10.7
Hours
Combined Ave* 11.7 11.5 12.3 10.5 10.4
*The average is weighted to reflect the 5 days of journal records and one day of observation.
The average calculation was highlighted because it was based on the total hours over which
the data was gathered from the various sources, not the average of the different sources of
data. From Table 17 the following ranges and averages were identified:
The approximately 20% variance in the observational and journal averages was due, it is
suggested, to the different approaches used in each case for collecting data. The higher daily
average that occurred with the self-analysis may be indicative of the Hawthorne Effect
(Cohen & Manion, 1994). This effect referred to the occurrence whereby research subjects
changed behaviour that was a focus of study. A consistency of 1.9 hours in the range of the
daily totals for both the observation and journal averages occurred.
131
Another general feature of the principalship was the number of daily principalship
interactions and engagements. Table 18 summarizes the record of the interactions from the
different sources that are used to collect the data during the period of the study.
PRINCIPALSHIP INTERACTIONS
PRINCIPAL (AVE. NO/DAY) TOTAL DAILY
1 2 3 4 5 AVE
Journal 25 17 30 23 19 591 23
Observation 85 81 64 106 84 420 84
Overall 35 28 36 37 30 991 33
A total of 991 principalship interactions were reported. However, there was a significant
disparity between the number of interactions reported from the self-analysis and that of
observation. Across the 25 days of journal keeping by the 5 principals, some 571
principalship interactions were reported, with a daily average of 23 interactions. From the 5
combined average number of daily interactions was 33. Based on these data the following
Observational data yielded a higher frequency of recorded principalship interactions per day
than the journal data because the detached, non-involved, and objective perspective of the
observer to the principal’s routine allowed for greater specification. In the observer position a
more detailed and dissected reporting of events and interactions was possible. The daily
132
length of 7 minutes for each interaction, in keeping with previous studies which reported the
heightened activity of the principalship (Thomas, 2000; Sergiovanni, 2001; Dubin, 1991).
Occurring within the observational data for schools 3 and 4 was an interesting feature for
principalship study. The geographical setting of the principal’s office seemed to significantly
affect the two principalship practices. As the same researcher observed the activities of both
principals 3 and 4, a high level of confidence existed as to the accuracy and validity of the
recorded data. For these locations, principal 3 was observed to engage in 64 clearly distinct
interactions and principal 4, in 106 interactions. These recordings represented the lowest and
highest number of daily principalship interactions observed. Both principals had a similar
demeanor, mode of operation, and level of school engagement. The key difference between
these principalship practices appeared to be the geographical location of the principal’s office.
In school 3, the principal’s office was geographically removed from the staff area and general
concourse of the school administration. It was therefore not conveniently accessible to other
school participants, or within the normal spatial environment of school routines. Principal 4,
in contrast, operated from an office location that had proximity to the school administration
and staff areas. The 106 interactions observed for Principal 4 reflected the ease with which
members of the school community could access the principal, and the fact that the routine of
other school personnel brought them readily into individual contact with the principal.
The other 3 principals in the study, operated from office areas that were positioned in the
locality of the respective school administration function, but somewhat removed from the
staff locations. For these principals the number of observed interactions were consistent
across the three schools, and the resulting average of 83 interactions, compatible with the 84
133
While the purpose of this study was not to investigate the factors that might impinge on the
practice of the principalship, the geographical setting of the principalship appeared to have a
bearing on principalship practices. Consistent with this observation, were the data derived
from the locational analysis. For principals 3 and 4, whose geographic settings were at the
extremes, in terms of proximity and accessibility to other school personnel and functions, the
data suggested a relationship between the principal’s office location and setting, and
principalship practices. Principal 3, whose office setting was more remote, spent half the
equivalent time, 34% compared to 69%, in his office than did principal 4. Principal 3 spent
double the equivalent time, 50% compared to 25% for principal 4, in areas frequented by
other school users. Whether this was a conscious practice by these two principals in response
to the respective differing geographic locations of their office area, was not explored in this
The effect of the geographical setting of the principalship on the practice of the principalship
is worthy of further study. Certainly, for school design and facility planning, the physical
location of the principal’s office must address the sometimes competing and conflicting
realities of proximity and remoteness, privacy and accessibility, detachment and engagement.
The type of desired practice for a school principal, in a given location, could well be
significantly influenced by the locational setting of the principals’ office. While the
connection between the locational impact of the principal’s office on the principalship was
noted, the purpose of this study was to analyze the actual practice of the principal in which the
locational aspects of the role were considered. The following sub-section presents the results
of this analysis.
In the journal and observational records of the practice of the principalship the places where
principal interactions or events occurred were logged. Eight categories were designated to
134
define the locational aspects of what occurred. Making use of these eight categories, the
percentage of the time spent by each principal in a particular location, is recorded in Table 20.
1 27 4 0 22 25 3 19 0
2 39 6 7 18 10 11 9 0
2
3 36 11 7 6 0 10 30 0
4 34 3 0 39 3 2 19 0
5 48 2 14 4 0 4 28 0
1 23 0 1 3 31 4 35 3
2 47 5 4 7 14 8 0 15
3
3 50 7 0 7 5 16 0 15
4 30 7 0 10 16 12 0 25
5 75 4 0 5 0 5 0 11
1 81 0 0 13 0 6 0 0
2 23 0 1 14 11 0 39 12
4
3 61 0 0 6 10 0 6 17
4 70 0 2 3 7 18 0 0
5 69 0 0 6 6 19 0 0
1 72 7 0 7 0 5 0 9
2 24 54 0 7 0 5 0 10
5
3 60 11 0 5 0 18 0 6
4 50 0 0 26 10 14 0 0
5 81 0 0 8 6 5 0 0
From Table 20 an aggregated summary of the time spent by each principal in the eight
135
Table 21: Location Analysis Summary – Principals’ Journal Data
The allocation in the “other” category in Table 21 was a classification of principal activity
distinct from the off-campus detail in Table 11, to allow for the aggregation of data with the
observation records. The off-campus activities involving school work at home, were
The observation data for the location aspect of principal practice, recorded over one day of
Principalship practice in Schools 2 and 3 recorded significantly lower use of the principal’s
office area. Features of the principal’s office location and functionality in these cases could
explain this occurrence. Principal 3 had an office that was located some distance from other
school administration facilities, while principal 2 had a small office area. The geographic
setting of the principals’ office, in terms of proximity to other school functions, and the
136
general environment of the principals’ office were factors that affected the location of
principalship practice.
Table 23 summarizes the combined analysis of the journal and observation records for the
locational aspect of the principalship practice data. The average was weighted to represent 6
days of data for each principal, consisting of 5 days of journal and 1 day of observational
data.
Self-analysis and observation data indicated that the primary location for the practice of the
principalship was the designated principal’s office. An overall average 51% of the principal’s
practice took place in this location. However, underpinning this average were significant
daily variations for each principal and variations among principals. The daily variations
ranged from a low of 23% of time spent in the principal’s office, to a high of 81%. The most
frequent spread of time for practice located in the principal’s office was from 25% to 50%.
Almost half (47%) of the time recorded fell within this time range. Among the five principals
in the study, the use made of their own office area ranged from 37% to 61% of time under
self-analysis, and 34% to 74% under observation. These daily, and among principal
variations in the hours of practice located in the principals’ office, were due to the differing
demands arising from the activity of the principalship, and the differing administrative style
of the principal.
137
The principal’s office was part of the administrative hub of the school, which also comprised
the general administration area, associated offices for key administrative staff, and the staff
room. From the journal data in this study, the average time that principals spent located in the
administrative hub of the school, so defined, was 71%. This increased to approximately 78%
when a proportional adjustment was made to discount for the average 9% of time spent away
from the school. The observational data recorded an average 83% of unadjusted time spent
by the five principals in the general location of the school administration area. These data
administrative area of the school, as the locus of the life-world of the principal. The
following sub-section provided details concerning the type of activities undertaken by the
An issue, besides that of the location of the principal’ practice, was the nature of those
practices. Similar to the previous data that was used to analyze the location of principals’
activities, the data for considering the type of activities undertaken came from journal and
observation records. One challenge in this task was to determine what level of detail was
appropriate and adequate, to give evidence of the type of activities that comprised the
administration, for example, could be dissected to the level of writing a letter, and then further
to identifying the content and intent of the letter. For the purposes of this study, dissection to
this level of detail, was not the intention. The activities that comprised the practice of the
provide the underlying detail to the classifications used in this study, but to do so would
require a higher level of involvement from the principal to accommodate the intrusiveness
138
The classifications that were used to establish a taxonomy of principalship practice in this
meetings, staff matters, student matters, enrolment interviews, public relations, student
discipline, yard duty, parent meetings, personal space and other. Personal administration
described the range of administrative tasks initiated by the principal at their discretion and
often undertaken without the direct involvement of others. A particular principalship activity
could, however, result in a classification in more than one of the designated categories. For
matter. Personal space included bathroom use and lunch breaks, while the “other” category
predominantly encompassed travel time. With these explanatory points in mind, the data on
139
When the data in Table 24 was aggregated to give a combined result for each school, the
From the reported time allocated to the various principalship activities, there was a significant
correspondence between the observation and journal data. The grouping of related activities
into three main categories of principal practice further evidenced this correspondence, as
In Table 26 the Category (1) items represented administrative activity, where the principal
was alone. Telephone use did involve another party, but not in the location where the
140
principal was physically situated. From the reported data in this category, 38% of the
principal’s practice did not include the physical presence of other people.
Category (2) data in Table 26 represented principalship practice involving other people in
formal or informal meetings. The distinction between these types of meetings was
determined by whether they were pre-arranged, with an appointment time in the principal’s
work schedule. Informal or unplanned meetings were not allocated a specific appointment
time, but occurred out of, or in the flow of events, and as the circumstances of the principal’s
practice necessitated or allowed. From the journal and observational data in this study, 48%
of the principals’ practice involved meetings, with 81% of these meetings scheduled as
planned or structured. From the observational data the planned meeting format comprised
only 61% of the meeting activity. The lower rate could have occurred because the principals,
while under observation, avoided any planned structured meetings on the day that was to be
activity that was observed and journalized comprised an average 86% of principalship
The location in which the principals’ meeting activities took place, was further considered.
Table 27 summarizes the proportion of meetings which occurred in the principals’ own office.
141
The combined averages in Table 27 were calculated relative to the actual overall observation
and journal time recorded, not merely the average of the observation and journal data. From
these data regarding the meetings, 32% of planned meeting time, and 39% of unplanned
meeting time, took place in the principals’ office. The low recorded use of the principals’
office area for meetings by principals (2) and (3) occurred because each office was not
For principal (3) the remoteness and isolation of the office, while ideal for privacy and
confidentiality, impinged on the transparency of the principal’s practice. The isolation of the
principal’s office from the main administrative concourse exposed potential accusations of
impropriety. The remoteness was also a barrier for other school participants to have informal
and incidental contact with the principal. The realization of these features of the office
location for principal (3) resulted in the principal making use of other venues for meetings,
and engaging in an increased proportion of time away from the principal’s office. The office
of principal (3) received the lowest use for planned meetings, recording a combined average
The second lowest use of the principal’s own office for planned meetings was reported by
Principal (2) at 24%. Principal (2) had an office area located in a relatively public part of the
school. This affected privacy and confidentiality, which had a deterrent effect on the use of
the principal’s office for planned meetings. The office in question was relatively small and
The nature of the principals’ meetings, whether planned or unplanned, are summarized in
Table 28.
142
Table 28: Principals’ Meeting Characteristics Summary
Planned 41 58 43 41 41 45
Unplanned 59 42 57 59 59 55
Total 100 100 100 100 100 100
From the data summary in Table 28 it was evident that the overall balance between planned
and unplanned meetings favoured the latter. However, from a case-by-case assessment, all
but one of the principals, principal (2), operated under a meeting regime where approximately
60% of meetings were unplanned and 40% planned. The significance of this reflected the
fluid nature of school administration, and the spontaneity with which principalship practice
adapted to deal with this fluidity. Where this was not the case, as appeared for principal (2), it
The administrative style of the principal determined what decision-making protocols and
procedures were in place. For the principal who preferred a more deliberative and consensus
approach, there was a necessary emphasis and reliance on structured meetings and planned
decision-making processes and occasions. The principal who operated with a more top-down
and directive administrative approach, tended to embrace unplanned opportunities from which
A further characteristic of the meeting activity of the principal to be noted was the duration of
the meetings that occurred, whether planned or unplanned. Tables 29 and 30 detail the
143
Table 29: Principals’ Meetings Analysis – Planned Meetings
Variances in the observed and journalized activity of the principals are evident in the data
summaries reported in this study. An explanation for these variations, in part if not entirely,
was found in the acknowledgement that certain features of principalship practice did not occur
on the day of the observation. Beyond this source of data variation was the effect, peculiar to
observational studies, where the behaviour of the person observed was influenced by the
reflect this latter effect, particularly for meetings of less than five minutes duration.
From the summaries in Tables 29 and 30, which recorded the percentage frequency of the two
types of meetings, and the length of meetings, it was clear that planned meetings were longer
than unplanned meetings. It was expected that this would be the case because of the
unplanned meetings, which most often arise in response to immediate needs and
144
circumstances. The distinction between the varying lengths of planned and unplanned
Table 31: Principals’ Meetings Aggregated Observation and Journal Time Analysis
Of the two types of meetings reported in Table 31, 71% of planned meetings lasted longer
than 20 minutes while 87% of unplanned meetings were less than, or equal to, 20 minutes in
length. Combining this information with the previously reported features of principalship
practice dealing with meeting activity, indicated that 48% of the principals’ time was spent in
meetings, of which 55% were unplanned, and 87% were less than 20 minutes in duration.
Since 86% of the principals’ practice involved personal administration, including telephone
calls and meetings (see Table 26, Category 3), there was only a small percentage of time for
other principalship practice which was distributed amongst staff, students, and enrolment
matters. Of interest from the data in this study was the zero proportion of time allocated to
student discipline, parent meetings, and public relations. All five principals reported no
allocation of time to student discipline, or parent matters, over the five days of the self-
analysis period.
The reporting of the various interactions for each principal included details of the type of
people who were involved in the interaction that occurred. A classification of the people
145
groups engaged by the principals’ practice and the proportion of time engaged in interaction
SCHOOL (% TIME)
TYPE OF 1 2 3 4 5 TOTAL
PERSON (AVE)
Obs J Obs J Obs J Obs J Obs J Obs J
No Other Person 28 21 16 20 35 27 35 47 49 26 33 28
Admin Staff 9 35 10 19 15 9 10 10 15 33 12 21
Grounds Staff 2 0 1 0 0 1 5 0 0 0 1 0
Teaching Staff 42 13 20 16 12 13 19 17 23 11 23 14
Students 7 7 9 10 18 19 8 9 6 12 10 12
Parents 4 6 26 25 18 17 13 3 0 18 12 14
School Outsider 8 18 18 10 2 14 10 13 5 0 9 11
Other 0 0 0 0 0 0 0 1 2 0 0 0
Total 100 100 100 100 100 100 100 100 100 100 100 100
A further synthesis of the data in Table 32, using a weighted average to combine the five-day
journal records and the one day observation data, is displayed in Table 33.
From Table 33, the data indicated that the principals recorded no interaction with other people
for 29% of the principalship practice recorded. The remaining 71% of the principals’ time,
involved interaction with different groups of people, with the relative frequencies of these
group interactions, ranked from largest to smallest, recorded in Table 33. The principals’
most frequent interaction was with those involved in the administration function of the school,
146
which accounted for 20% of principals’ interactions. Such an outcome was not entirely
unexpected as a feature of the interactions that occurred as a result of the practice of the
principalship. Further time distribution, which had a group average of 14%, located the
parent interaction at the mean, administration staff and outsiders at the extremes, and student
and staff interactions in between. The principals’ role, as the chief executive officer of the
school, suggested that this pattern represented a relatively balanced distribution. The
principal was after all expected to deal with the cross section of interest groups represented
within a school community. The 29% of time, where no interaction with other people was
recorded, reflected the requirement of the principal to deal with a significant proportion of
school matters personally and individually, and accounted for the isolation that was
commonly reported as part of the principalship role (Beavis & Bowman, 2000; Bowman,
Some of the data provided on the various type-of-person interactions, revealed differences
with the data given for the type-of-activity comprising principalship practice. For example,
the percentage figures for parent, student and teaching staff type-of-person interactions were
much higher than those recorded for parent, student or teaching staff principalship type-of-
activity. Staff and student matters each accounted for only 2% of the total time reported by
the principal when recording various activities, yet staff and student interactions were given
16% and 11% respectively when recording type-of-person interactions. The discrepancy that
was evident warranted investigation to ensure the credibility of the data. Upon checking the
principal observational and journal records, each set of principalship type-of-person and
The individual sets of data represented a comparison of how the principals’ time was
allocated, within a defined set of parameters, and relative to the alternative categories
147
considered. The 2% of time spent on student matters was estimated relative to the other types
of activities that engaged the principals’ time, while the 11% student interaction was gauged
relative to the other interactions for the principal. The apparent anomaly between 2% of
activity time as student focused, and yet 11% of people contact as student contact, was
resolved when it was understood that for the principal, while an activity was not
predetermined as student focused, it brought the principal into student contact. An example
of this was yard duty. On yard duty the principal was able to initiate and respond to
engagement with students beyond merely supervising school yard activity. A similar
rationale applied to other people interactions that occurred for the principal.
It was observed that when the principal pursued activity beyond the school office area, the
principal was more accessible to other school personnel. As a result various impromptu
interactions occurred. The unstructured presence of the principal, in the flow of school life,
gave opportunity for various and numerous interactions with representatives across the
school location was assumed, by such representatives, to indicate availability for interaction
and resulting discourse. Such contact, if limited to the requirement of an appointment with
the principal, in all likelihood would not have occurred. An example of this was evident in
the observation of principal 3. Principal 3 left the principal’s office to attend a parent-teacher
evening. In transit a meeting with the deputy principal occurred and an impromptu discussion
of a student matter ensued. Eight minutes elapsed, after which the assistant principal came
into the same location and joined the discussion. After a further eight minutes, the interaction
ended and the principal proceeded to an intended destination. During this discussion with the
principal an interesting exchange occurred. The principal, possibly for the observer’s benefit,
made a comment that the school day was unusually quiet. However, the deputy principal’s
perspective was that the school day had been chaotic. A further example of how the
148
principal’s presence created interaction opportunities was a simple task of a bathroom visit.
From the time of leaving the principal’s office to the return, an interval of 12 minutes, four
interactions took place with school personnel, in transit, all of an informal, incidental nature,
Satisfaction was a relevant indicator to consider when studying the practice of the
well-being. As such, the concept of satisfaction was a useful indicator of effective principal
practice, from the principal’s point of view. Principal satisfaction levels provided an insight
into how inputs and outcomes were connected, in the minds of the participating principals,
during the course of their practice. In this context, satisfaction was not related necessarily to
the ideal but the actual. Satisfaction was taken as an indicator of what the principal was able
to do, with what was available, and the extent to which the outcome met the desired plan or
need.
From the satisfaction ratings provided in the journal records, as detailed in Tables 15 and 16,
index (PSI) was calculated in Table 34. By applying a numerical scale, using the indices one
to four, and allocating them to the satisfaction levels low, moderate, good and high
respectively, a PSI for each principal was calculated as a weighted average out of 100. The
satisfaction index for the work practices undertaken by the principal was interpreted as
revealing the extent to which the practice met the personal standards or expectations of the
principal. The overall total PSI was the result of aggregating the combined principals’
149
Table 34: Principal Satisfaction Indices (PSIs)
PRINCIPAL PSI
ACTIVITY BASED TIME BASED AVERAGE
1 2.37 2.63 2.5
2 3.30 3.16 3.23
3 2.46 2.63 2.55
4 2.59 2.56 2.58
5 2.97 3.06 3.02
Average PSI 2.74 2.81 2.78
Overall Total PSI 3.69 2.83 3.25
Representation of the PSI values from Table 34, in Figure 2, allowed for ease of comparison.
Figure 2 displays the average value for individual principals’ satisfaction ratings for time use
Principal 5 3.02
Principal 4 2.58
Principal 3 2.55
Principal 2 3.23
Principal 1 2.5
0 1 2 3 4
LOW MODERATE GOOD HIGH
Satisfaction Rating
The individual principals’ PSI ranged from 2.5 to 3.23 with an average of 2.78 on the 4 point
scale. Satisfaction levels for principalship practice, thus indicated, were in the range 63% to
81% of the possible satisfaction level, at an average of 70%. The indication was that the
150
principals in the study had a positive response to principalship practice at a personal level.
Collectively the principalship group had a satisfaction rating marginally above good, on the 4-
point scale, the description “good” was subjectively determined by each principal. Further
study could detail the qualities of principalship practice that give rise to a classification that a
Of interest was the pattern of the PSIs into two identifiable groupings. Principals 1, 3 and 4
comprised group one, with an average group PSI of 2.54, or 64%, Principals 2 and 5,
comprised group two, with a group PSI of 3.13, or 78%. The two distinct groups, and the
difference in PSIs, were seen as reflecting the personality type of the principals involved, as
observed by the researcher. Those of group two were of a sanguine disposition, extrovert,
optimistic, gregarious, and people focussed rather than task focussed. This personality type
The group one principals were of less extroverted and effusive personality type. Principals 1,
3 and 4 displayed a perspective of principalship practice that was less exuberant, and
the group average satisfaction ratings was notable in drawing attention to the personality of
From the satisfaction ratings in the principals’ journal records, a further correlation between
satisfaction levels and the duration of each interaction was possible. Table 35 records how
the satisfaction ratings were allocated, by the principals, to activities on the basis of the length
of the activity.
151
Table 35: Length of Activity and Principalship Satisfaction Rates
In Table 35 it is noteworthy that the shorter the principalship activity the increased frequency
that a low satisfaction rating is reported. Correspondingly, the longer the activity, the greater
proportion of such activities receive a higher satisfaction rating. For activities greater than 30
minutes in length, 73% receive a good to high satisfaction rating, while only 34% of activities
A diagram of the relationship between the principalship satisfaction level and the length of
activity, in the form of a Principal Satisfaction Quadrant Matrix, enabled the correlations of
satisfaction and activity duration to be displayed. The data in this matrix was calculated by
aggregating the data in Table 35 into four groupings. Quadrant one (lower left) data was the
aggregate average of the low and moderate satisfaction ratings for the 0-5 minute and 6-10
High
22% 33%
Satisfaction
28% 17%
Low
152
A further PSI value, displayed in Figure 3, was calculated using the satisfaction data based on
0 to 5 2.3
6 to 10 2.59
11 to 20 2.63
21 to 30 2.92
>30
2.85
0 1 2 3 4
LOW MODERATE GOOD HIGH
Satisfaction Rating
From the PSI values in Figure 3, the lowest satisfaction rating, which occurs for the shortest
interaction interval from 0-5 minutes, received a moderate satisfaction rating. At 2.3 this PSI
indicated a 58% satisfaction level experienced by the principals. For the interaction interval
of 21-30 minutes, the PSI is 2.92, or 73% of the possible satisfaction range. There is a
to the 30 minute interval. From this point the satisfaction rating declines. The relevance of
this feature applies to the extent to which principalship interactions occur in the less than or
A further analysis of the satisfaction data was possible by considering the proportion of each
of the satisfaction ratings recorded against the various activity length categories. Table 36
displays these data, which record, for example, that 48% of the satisfaction ratings that occur
153
at the good satisfaction level. Of these, 18% are for activities of greater than 30 minutes
duration.
The marked increase in the satisfaction rating with the increased time of the interaction, is
seen from the 18% recorded for the greater than 30 minute category, and indicates that the
length of activity is a greater influence for good satisfaction outcomes than for other
satisfaction categories.
From the principals’ journal data, 29% of the interactions are recorded as greater than 30
minutes, the highest proportion of interaction times (Table 36). However, in the observational
data (Table 9) only 7% of interactions are greater than 20 minutes, with 58% of interactions
less than 5 minutes. The discrepancy in the journal and observation data, at this point, is
The observational data, with a frequency of short interactions, should have implied a lower
overall satisfaction level for principalship practice. This is not the case when the satisfaction
ratings, which were only available from the journal records, are considered. The journal data
recorded a high level of overall satisfaction with principalship practice. The significance of
this higher level of principalship satisfaction was of particular interest when viewed against
the backdrop of several negative comments which were reported in the interview data of
principalship practice.
154
Further to the satisfaction correlation with the duration of principalship practice is the
correlation between satisfaction and type of activity. Two types of correlation were made in
this regard. Firstly, there were the data that revealed the satisfaction distribution across the
categories, high, good, moderate and low for each recorded activity type. Table 37 displayes
these data.
Table 37: Satisfaction Allocation According to Activity Type From Principal Journal
Data
In the Table 37 data a significant pattern is evident where a satisfaction rating was available.
With one exception, all activities receive the majority of their satisfaction ratings in the good
to high category. The exception is personal administration, where 42% of the principalship
comprises the largest percentage of principalship practice, as detailed in Table 7. The 31% of
principalship practice, and this practice gave rise to satisfaction ratings at the lower levels.
When the group data were aggregated, in Table 38, it was evident that principal practice
produces higher satisfaction responses when the practice engages with other school members,
155
Table 38: Aggregated Data for Principalship Satisfaction Rating According to Activity Type
In Table 38, the personal administration activity records an above moderate satisfaction rating
for 96% of the principalship activity, which is similar for the other activity types. However,
for personal administration, the higher satisfaction categories are only recorded for 44% of
such activity, whereas other activities recorded in excess of 70% of the principals’ satisfaction
at the higher levels. Meeting type activities, according to these data, yield no negative
satisfaction rating and are heavily weighted towards the higher satisfaction outcomes for the
principalship.
The second correlation from the satisfaction data for principalship activity, considers the
allocation of activities to each of the high, good, moderate and low categories. Table 39
records the proportion of the satisfaction ratings that are related to each activity type.
Table 39: Satisfaction Allocation for Principalship Activities Within Each Satisfaction Category
156
From Table 39, planned meetings predominate as the greatest source of high satisfaction for
principalship practice, attracting 39% of the high satisfaction ratings. These data were
From Table 40, the activity type which commands the largest proportion of high and good
satisfaction ratings relates to meetings, at 58% and 49% respectively. The 91% of the low
principalship, was due to the predominance of this type of activity amongst principalship
practice, and unlike the other activities, did not involve interaction with other people. Of note
is the result that 19% of low satisfaction derives from telephone usage.
The analysis of principalship practice and satisfaction rating in Tables 37 to 40, which detail
principalship activity types, reveals a high level of satisfaction with administrative activity
when the principal is working alone or in the company of others. Personal administration and
meeting activity, recorded as aggregate data in Table 38, reports good or high satisfaction
levels for 44% and 76% respectively. The enhanced satisfactory rating for meetings, at 32%
higher than for personal administration, reflects the involvement of others. Meeting
participation, displayed in Table 27, accounted for 48% of principalship practice, therefore a
high level of principalship satisfaction recorded against this type of activity was significant.
157
The overall weighted average time spent by the five principals in the location of the
administration area was 77%. Correlated with this high proportion of principal practice,
focused on the administration area of the school at 77%, was a principal satisfaction rating of
either good or high for 76% of the meeting activity which occurred in the school
administration location. The use, therefore, of structured and unstructured meetings, to give
expression to the principalship role, yielded a high level of personal satisfaction for the
The interviews with the five principals in this study revealed a common link to the practice of
reference to a spiritual component to the principalship was expected from the respondents.
The spiritual component was articulated by the principals in the study as a sense of calling,
God’s leading, God’s prompting, and God’s provision. These expressions described a
spiritual initiative that was experienced by the principals, in the study, in their respective
principalship appointment.
The sense of calling, as a feature of the practice of Christian school principalship, equated to
calling or vocation, was imbued with purpose, deliberateness and a sense of appointment and
mission. Allied with this, the study group reported a desire to make a difference to the lives
invitation for which they felt prepared and available. Motivated by calling, in the
principalship appointment, was a common element across the study group. So too was the
discovery that the practices of the principalship deviated from the expectations and
158
Of the five principals interviewed, only one reported that he or she was completely happy
with his or her present principalship practice. In this case, changes to the principalship during
the period of appointment to the role, had facilitated greater flexibility of choice and
opportunity in the principalship practices undertaken and pursued. The other four principals
interviewed suggested the need for changes to adjust, improve, or release principalship
practice, and thereby align it more with their perceptions of the role. Organizational and
structural changes were suggested as a major necessity to direct principalship practice away
The principals in this study chose the metaphors of mother, parent, father, shepherd, light-
holder, pit-crew, coach, sieve and dam to describe principalship practice. Of these metaphors,
more than half displayed a paternal or maternal reference, which indicated a sense of
relational priority and focus in the practice of the principalship. The pit-crew and coaching
metaphors emphasised the skill development and team building components of principalship
practice. The pit-crew metaphor further suggested that the principal’s task was to allow the
various team members to utilize skills, and equip them with the resources and opportunity to
do so. The metaphor of the dam and the sieve highlighted the practice of the principalship in
protecting school endeavours and personnel from distracting alternatives, or the pressure of
multiple agendas. As a sieve filtered elements to separate good from bad, so the principal
filtered out the less desirable alternatives to allow the school focus to be unadulterated by
3.4 CONCLUSIONS
The analysis of the data in this study was based on the concrete realities of five principals’
day-to-day functioning, with particular reference to the location, time spent and person
interactions. The findings underpin the notion that principalship practice is essentially
159
administrative, and conducted within the confines of the administrative hub of the school.
While the principals, in this study, interacted with the broad cross-section of key school
was with the administrative staff of the school. The pattern of such engagement varied
between principals, and differences were noted from the data obtained by observation and
self-analysis. However, from the actual observed practice, the pattern of principal activity
was a succession of short activities that were of less than 5 minutes duration and amounted to
The pattern of this observed principalship practice was consistent with the prescriptions of the
principalship reported in the first section of the portfolio. These prescriptions noted the short-
term contacts that punctuated the practice of the principalship (Thomas, 2003; Day, 2000;
Thomas & Ayres, 2000). Fast-moving, fragmented time intervals, a kaleidoscope of events
and high activity levels were descriptions of principalship practice which required the school
The group of principals studied reported a clear sense of vocation and calling as a motivation
to undertake their current position. However, associated with this sense of purpose was a
common expression that the actual practice differed markedly from what they had anticipated
and expected. Management and administrative activity predominated at the expense of the
more attractive and inspirational practices of leadership and vision fulfillment. Despite the
emphasis on administrative practice, it was the more educational and leadership aspects of the
principals’ role that received greater emphasis in the prescriptions of the principalship and
were reported by the principals in this study as the priority of their principalship. For these
principals, administrative skills received less focus as desired qualities or prerequisites for the
160
these latter two skill areas, the principals were identifying the desire, or necessity, to promote
In this study principalship practice involved significant hours of work and commitment, with
an average of 11.3 hours per day recorded. While aspects of curriculum and instructional
leadership were a focus of much that was written to prescribe the principals’ role, these were
not investigated. However, the high level of administrative practice reported, suggested that
instructional and curriculum leadership ideals for the principalship, were undertaken and
for principalship practice, and the means by which the principalship implemented and
achieved the more lofty and transcendental notions of principalship practice. The findings of
this study indicated that the visionary and leadership prescriptions of the principalship
required realization through the medium of daily administration. The routine of solitary
office work, regular meetings, and the numerous incidental transactions that occurred with
school stakeholders, was the vehicle for the principalship to articulate the ideals and
aspirations of the principalship. Coincident with the long hours, fragmented interactions,
office bound and administrative focus of principalship practices, the five principals in this
study evidenced high personal satisfaction levels. Personal satisfaction with principalship
While the principals studied desired to be released from the administrative bias of
principalship practice, they were able to establish, through administrative practice, the ability
to effectively direct the school program to achieve the educational outcomes they were
responsible for, that they were expected to deliver, and that they desired to accomplish. The
extent to which other stakeholders perceived these challenges in the practice of the
161
CHAPTER FOUR:
SECTION THREE
162
CHAPTER FOUR
163
4.6.4 Principal’s Duties and Responsibilities 237
4.6.4 (a) Weekly Hours Worked
4.6.4 (b) Time Spent
4.6.5 Metaphor Perceptions 245
4.6.6 Open Ended Perceptions 250
4.6.7 Principals’ Perceptions 260
4.6.7(a) Principalship Qualifications
4.6.7(b) Principalship Personal Qualities
4.6.7(c) Principalship Professional Skills
4.6.7(d) Hours Worked
4.6.7(e) Principalship Time Allocation
4.6.7(f) Inter-Group Comparisons with the
Principals’ Group Ranking
4.6.7(g) Metaphors of the Principalship
4.6.8 Perception Maps 279
164
4.1 INTRODUCTION
The focus of this section of the portfolio is perceptions of the principalship. The mindsets
from which these perceptions were sourced and solicited, were the four key stakeholder
groups in the purview of principalship practice. These stakeholders were the governance,
Influences of prescription, practice and perception effect and shape the principalship.
Prescriptions lay down the principalship intention; practices detail its interpretation in action;
perceptions are indications of the principalship influence and effect. While prescriptions and
practices possess a tangible substance and objective precision, perceptions are more elusive
and subjective. Yet it can be argued that, very often the perceptions of the principalship
define the principalship role, determine the character of interaction with the principalship, and
Perception pervades the discourse of school life and school contexts, and dictates the
intentionality and extensionality of that discourse. As a key person and presence in the school
context, the principal is therefore subject to perceptual effects which shape, influence and
interpret the operation of the role. The study of the perceptions of the principalship is of
value and necessary to effectively understand and inform the prescriptions and practices of the
principalship role.
The research task was to determine the nature of the perceptions of the principalship from
four stakeholder sub-groups within five particular Christian school communities. Governance
representatives, parents, staff, and students comprise the four groups that interact most
significantly with the principal. These groups are therefore in the most advantageous
165
position, relative to the principalship, to form a perception of the principalship informed by
perceptions of the principalship amongst the respondents, the extent to which the
prescriptions and practices were related to these perceptions of the principalship were
investigated.
A survey, in the form of a questionnaire, was used to solicit the perceptions of the
skills, duties and responsibilities. Further data on the perceptions of the four survey groups
were collected through the use of metaphors and responses to the statement, “When I think of
the role of the school principal, I think of ….”. The range of response opportunities provided
by these categories and approaches, allowed varied and ample scope for the expression of the
perceptions that people associated with the principalship had formed of the principalship role.
In this study the concept of perception was a crucial element. Prescription and practices
defined the principalship in a substantive, empirical and quantifiable way, but did not
comprise the full scope of the principalship. Much of the role of the principalship is
understood in terms of what the role is perceived to comprise and represent, not merely what
and the detail concerning the principalship that existed within the prescriptions and practices
of the role. Reliance on perceptual data for analysis and application was justified because of
To substantiate the use of perception in social analysis, a synopsis follows of the nature,
166
operation and significance of perception from psychological and philosophical considerations
According to Maund (2003, p. ix) “debate about the nature of perceptual knowledge and the
objects of perception comprises a thread that runs through the history of philosophy”.
Throughout this debate, the range and difficulty associated with questions about the nature of
perception have frustrated agreement. Eminent thinkers such as Galileo, Descartes, Locke,
Husserl and others, attempted to resolve the relationship between perception and the physical
and social environment which our senses process, in the acquisition of a knowledge and
understanding of reality. At the fundamental level McKenna (1994) suggested that the
construct laws governing the operation of perception, these psychologists confronted the
challenge that “in different circumstances the same things appeared differently, either to
different people placed differently, or to the same person on different occasions” (Maund,
2003. p. 1). Influential contributors to Gestalt Psychology were Max Wertheimer, Kurt
Koffka, and Wolfgang Kohler, whose idea of a gestalt, as the end result of all perceptual
processes, was a catalyst for interest in perception from the early 1900’s. It was generally
recognized that psychological theories of perception all had some basis in Gestalt Theory
(Hamlyn, 1979).
whole. According to the Gestalt School the end result of all perceptual processes was a
gestalt (Best, 1999). Gestalt psychology viewed perception therefore, as the process of
looking at an object and arranging what was seen, or observed, into a coherent whole, which
167
then became what was understood to be the nature of the object observed. Implicit to the
Gestalt approach was the assumption that the way things were observed was always
determined by the neurological process in and of the brain (Hamlyn, 1979). In establishing
the resultant configuration of the object that was the subject of the perceptual process, the
Gestalt School asserted that for every whole, the whole was more than the sum of its
individual parts. While subsequent developments in the enquiry into the nature of perceptions
have moved from some Gestalt premises, this latter characteristic persisted as an accepted
result of perceptual activity. For the principalship this means that there was great scope for
Individuals related to the principalship and configured the variety of elements that comprised
the role in a subjective way. While common elements such as authority, leadership, vision,
management and integrity, to name but a few, comprised the raw data of individual
interactions with the principalship, the Gestalt notion of how these make up the wholeness
that was perceived varied. Variance occurred for different individuals and their interactions
with the principalship, but also for interactions by the same individual over time. Because the
Gestalt whole was more than, and hence different from its component parts, there was a
dynamic potential to the perceptual process. Of significance to this potential was the prior
interactions.
The Gestalt School of Psychology devalued the place and role of experience to the perceptual
process, in contrast to the phenomenological view proposed by Husserl (Burrell & Morgan,
1979). From a phenomenological perspective the perceptions that result from the reception of
external stimuli are conditioned by the experience and prior learning of the perceiver. The
168
perception formation. Dynamic elements of perception result from the accumulated layers of
interaction, stimuli and experience, not just single occurrences. For the principalship
therefore, the perceptions that form in the minds of others vary over time and between
providing a snapshot at a certain moment in a fluid field of study, not necessarily a definitive
end-point.
The McKenna (1994) summary of the operation of perception indicated that the initial part of
the process of perceptual formation and operation involved a sensory function and a
neurological effect that resulted. However, “it is widely recognized that no form of
perception can be explained in terms of passive registration of signals emanating from sense
organs. Perception is an active process which creates a picture of the objective world from
minimal and partially familiar cues” (Roth, 1980, p. 129). Roth further pointed out that the
psychological functions: state of general arousal, perceptions of the objective and subjective
“exert an important selective effect on what is perceived” (Roth, 1980. p. 131). The
particularly relevant, as principalship interactions within the school community have the
generated within these environments reflect the differing emotional factors in operation.
Other internal states possessed by perceivers also have a place in the perception of the
principalship. McKenna (1994) pointed out that variables of personality, maturation and
169
previous learning contributed to the formation of perceptions and these were not readily
quantifiable. Each of these subjective elements pre-dispose the perceiver to the stimuli
received, influence how they process them, and consequently affect the nature of the
perceptions that resulted. The vagaries of the subjective influences on individual perception
formation, in the case of illusions serve to highlight the role of interpretation in the perceptual
process.
Interpretation of external stimulus occurs as the cognitive response that gives meaning,
significance, and relevance to perceptual data. McKenna (1994) identified that the cognitive
context for perceptual interpretation comprised “various thought processes, ideas, and feelings
about experiences and happenings in the world around us, which we have built up based on
our own life experience” and formed “a primary determinant of perception” (p. 138). It is at
the interpretative stage of the perceptual process that misperceptions or perceptual errors
in the interpretation of the personal characteristics and professional conduct of the principal is
inevitable.
occur in social interactions to classify the people, personalities, and positions that are
encountered. Sub-conscious and conscious connections are made between people in different
situations and roles and the personalities that accompany them. For the principalship the
characteristics such as authority, power, control, sternness, and aloofness attract a personality
association from parents, staff or students, when interacting with the principal, that shape
perceptions of the principalship accordingly. Once any pre-existing perceptions are formed, as
the basis of a set of personality assumptions, it is likely that the perceptions persist,
170
The position of the principalship is subject to the “halo effect”. This occurrs where certain
personal and professional qualities are ascribed to the principalship because of the position.
Associated with the “halo effect”, which possesses negative and positive features, is the
principalship is subject to stereotype according to social identity theory (Arnold, Robertson &
Cooper, 1991; Devine, 1989). The need to create a mental structure of the social world, in
which social discourse takes place, causes the identity of self and others to be conceptualized
in terms of the characteristics of the group to which individuals are assigned. These group
characteristics can become significant influences in the process of perceptual formation and
interpretation.
(Schlenker, 1980). This phenomenon is the actual process whereby either, or both, of the
parties to perceptual formations, attempt to influence the perceptions that occur. The
principalship is therefore not removed from the ability to influence the perceptions that school
stakeholders form of the principalship role. Creating an environment and mode of discourse
that encourages positive and constructive perceptions of the principalship is part of the
perceptual landscape of principalship activity. The ability of the principal to be, other than
merely the passive recipient of the perceptual formation of those who perceive the role of the
principal, allows principals to positively dispose such perceptions to themselves and the
principal’s task. The influence of perception management assumes an important place in the
the psychologist J.J. Gibson. Arising out of “The Aryan Myth” perpetuated by the Nazi
regime in Germany, Gibson’s work in 1939 underlined the psychological law that
171
a word or an idea can so constrain our thinking and distort our perception that our
behaviour becomes inappropriate to the object stimulus. We see things … not as they
are, but as we are, … . When the perception is sufficiently rigid, an object will be
perceived not at all in accordance with its actual sensory stimulation, but in
congruence with preconception” (Reed, 1988. p. 61).
Stereotypes are therefore powerful instruments which contaminate the perceptual process, and
standard. However, it is the outworking of the cause and effect role of learned behaviour, pre-
conditioning, and past experience that causes some divergence amongst perceptual
psychologists.
Gestalt Psychology downplays or discounts the role that experience plays in perceptual
The phenomenological approach presumes that perception involves more than retinal
stimulation and cortical excitation, but involves the interpretation and processing of the
stimulus reaching the senses that govern perception formation. What is perceived in this
derived from experience, education, personality and training (McKenna, 1994). Consistent
172
4.3.3 Perception in the Present Study
The present study’s research into the perceptions of the principalship, formed in the minds of
those within the sphere of the principalship, revealed varying levels of sophistication
possessed by observers to the principalship and other associated effects. The choice of the
year eleven cohort, as the survey group, in this study, to represent student perceptions,
recognized the desire to access a level of student sophistication in the understanding of the
principalship. In doing so, however, the perceptions of students with different levels of
sophistication were not considered. Further studies, to explore the effect of students’
beneficially undertaken.
Perception “is a natural process in the world that is a means by which perceivers acquire
knowledge about objects in the perceivers’ environment” (Maund, 20003, p. 16). Included in
this world, at the organizational and structural level of the school, was the role of the
The respondents’ perceptions of the principalship were the sum of the reception of sense-data
concerning principalship actions, that had independent existence from the perceiver, together
with ideas, impressions and representations (Robinson, 2001). The perceiver to the
behaviour (Hacker, 1987) as part of the mechanism by which the perceiver acquired both
practical and theoretical knowledge of the principalship (Maund, 2003). Varying degrees of
complexity or sophistication determined the formation of judgments and thoughts, which then
converted the raw data of principalship prescriptions and practices, into the perceived data of
how the principalship actually effected the recipients in the field of operation of the principal.
173
The locus of the data for this study was the perception of stakeholders who received the
action and activity of the principalship, namely students, staff, parents and governance
members. Identifying the subjective and qualitative features of the perceptual understandings
of these stakeholder groups was crucial to investigating how the principalship was
understood. Assessing how the principalship was understood, from the perceptions of the
four groups, as stakeholders, allowed the level of agreement, or otherwise, between the
perceptual understanding of the principalship and the prescription and practices which defined
4.4.1 Overview
The focus of study was the principalship, as it was perceived by the four main stakeholder
groups that came within the sphere of influence of the principalship. Perception, as
previously established, is the result of sensory data received and processed by participants in
social contexts, against the back-drop of pre-existing mental images and understandings.
comprise the reality for the participants in the social context. Whether the result is a correct
reality in social contexts, due to the various perspectives that have expression and interplay.
Social contexts are fluid and comprised multi-layered and multi-variant phenomena.
Perceptions develop from these phenomena and are the filter by which the phenomena are
processed in the course of social engagements. The meaning and the resulting perceptions of
events and items are, in the observer’s mind, not necessarily in the event or item observed, as
they are “subject to distortions because of the observer’s emotions, motivations, prejudices,
mental states, sense of values, physical condition, and errors of inference” (Langenbach,
Vaughn & Aagaard, 1993, p. 119). The investigation of social contexts is therefore assisted
174
by a methodology that gives attention to the perceptual aspects of the phenomena of human
interpretist approach to data collection, the symbolic interactionist view is “that the mind
creates reality and that an objective world separate from the perceptions of the person cannot
that has its origin in social psychology. From the perspective of symbolic interactionism,
social settings are viewed as a complex network of interacting individuals who symbolically
interpret their place and participation in the social context of their interactions. The
methodological implications of the symbolic interactionist paradigm, are that social reality, in
any context under investigation, is understood from the perspective of the participants in the
social context. Participants are best positioned to interpret their world of involvement and
Symbolic interactionism views human behaviour as the result of how individuals perceive
others’ behaviour towards them, and how individuals’ self-perception determines the way that
they in turn respond or react towards others. The social context of schooling is beset by the
existence, operation, and effect of such perceptions. The principalship role in this context is
Symbolic interactionism maintains that personal perceptions are the filter through which the
individual’s life-world and lived experience is interpreted, therefore only the perceptions of
those engaged in social discourse yield appropriate data for understanding social phenomena.
Symbolic interactionism suits the dynamic character of the principalship role and function
which is full of people-centred interactions. These interactions imply that participants act in
175
relation to others, taking others into account, acting, perceiving, interpreting, and acting again
(Cohen & Manion, 1994). The dynamic interplay of persons and personalities is a
characteristic of school sites and the educative function, and therefore, the perspective of
Two models describe the relationship of the key participants to the principal’s operational
world and organizational role. They are a practical model, based on interactional proximity to
the principal, and an organizational model based on decision making proximity. The
principalship gained, and hence the perceptions of the principalship role that are formed.
The primary observers and receivers of principalship behaviour are those in the immediate
vicinity of the principalship. In terms of practical and therefore interactional proximity to the
principal, on a daily basis, the primary persons and receivers of the principalship role, in order
of proximity from greatest to least are staff, students, parents, school governance (Figure 4).
However, in terms of decision making and organizational protocols, the order of proximity to
the principalship, in an organizational model is governance, staff, students, parents (Figure 5).
176
Fig. 4: Proximity to Principal: Fig 5:Proximity to Principal:
Practical Model Organizational Model
Principal Governance
Staff Principal
Students Staff
Parents Students
Governance Parents
The model of proximity to the principalship, and the place of each class of individual in the
model, shapes the perceptions that are formed of the principalship. Perceptions of authority,
representative of the perceptions that occurred in connection with the principalship. The array
of possible perceptions, created and formed, possesses differing significance according to the
subgroup within the two models illustrated. Wherever a school participant is placed, in
proximity to the principalship, it is assumed that the perceptions formed of the principalship
reflect actual reality. It is part of the conscious and subliminal task of the principalship to
To determine the perceptions of the principalship that were held by the sub-groups involved
separately, after each school community was made aware of their school community’s
involvement in the research project. The substance of the questionnaire was common to all
177
groups, with the introduction to the questionnaire related to the particular group, to focus the
responses of that group, whether parent, staff member, student or governance respondents.
The design of the research instrument for gathering data was developed to avoid the
involved. The intent to avoid such a connection, was clearly stated in the questionnaire at 1.6
of the introduction.
The focus of this research is to investigate the role of the principal, not to analyse the
way a particular principal undertakes the task of principalship. While your experience
or observation of a particular principal may influence what you understand of the
principal’s role, it is the role of principalship, not the person doing the principalship,
that is of interest in this research.
Despite the intent of this approach, and the clear statement to this effect to inform and direct
the questionnaire respondents, it was evident that responses were often formed with a
particular school principal in mind. Examples from the responses revealed that for some
respondents, their view of the role of the principalship had a strong personal association with
metaphors of the principalship, and an open-ended response item. These six areas of
consideration for respondents were designed to focus their thoughts towards the perceptions
that they held of the principalship, in the areas selected for this study as important and
178
relevant to the principalship role. Responses were structured for ease of completion by
respondents, and ease of collation into a statistical form for analysis and interpretation.
The involvement of a significant student cohort in the research, albeit at Year 11 level,
the quality and confidence levels of the resulting data. For this reason the questionnaire
responses were structured as either choices between supplied alternatives, or ranking items on
a scaled response. Following each of the latter type of questions, where appropriate, the
respondents were asked to rank the five most important items already considered in the scaled
responses. The purpose of this ranking was to enhance the quality of the data gathered, by
requiring respondents to think more deeply about their perceptions of the principalship. The
weighting, and hence the relative value, placed on various features of the principalship
(Tuckman, 1999).
Following the first four structured response items in the questionnaire, two sections were
included to diversify and enrich the data. These took the form of open-ended, qualitative
response opportunities. The first used word pictures to give respondents an opportunity to
classify the perceptions that they had of the prncipalship. These word pictures consisted of
alternative metaphors of the principalship, and were provided as frames of reference to assist
linguistic expression for their subconscious and conscious images of the principalship.
The study by Lum (1997) drew heavily on metaphorical representations to access data about
student perspectives of the principalship. From the metaphors used in that study, alternative
metaphor groupings such as, a god, a policeman and Darth Vader, were provided for survey
179
respondents to select the choice of item that for them best described the role of the principal.
Lum’s model was utilized in the structure of the questionnaire in this study.
The second of the final two sections of the questionnaire comprised on open ended response
opportunity. To encourage and stimulate responses, the statement, “when I think of the role
of the school principal I think of ….” was posited for completion by respondents. The
purpose of this unstructured opportunity for response, was to give scope for more divergent
individualized responses. The use of an opening phrase to prompt responses was designed to
focus, but not constrain responses, which could range from one word to several sentences.
The nature and design of the questionnaire proved to be most effective. Following the
administration of the survey to the survey groups, it was evident that the survey satisfied the
minimize potential errors from respondents, able to engage interest, encourage co-operation,
and elicit answers as close as possible to the truth (Cohen & Manion, 1994).
The administration of the questionnaire took two forms. For the parent cohort the
questionnaire was administered as a postal survey. In the case of the staff, student and
It should be noted that the staff group comprised teaching and ancillary staff, of whom the
majority were teaching staff. The code “T” was used instead of “S” for staff, to distinguish
the staff responses from the student cohort. The reference throughout the portfolio to teacher
responses was inclusive of the school staff generally. Board groups for each school included
the Principal of the school as a member; as such, the principal in each case completed the
survey. Responses from the five principals were not, however, analysed as part of the Board
180
Survey administration to the governance and teacher groups took place by a pre-arranged
appointment and commenced with the researcher providing a brief introduction to the survey.
For each survey group the questionnaire was completed in approximately twenty minutes.
Very few questions were asked by the questionnaire respondents for explanation or
clarification of survey items, and it appeared evident that respondents “enjoyed” the task.
Feedback after the survey’s completion and collection indicated that the questions for
principalship. The result was a heightened appreciation of the role of the principalship
generally, and a greater appreciation more specifically for their particular school principal.
The student group comprised the cohort of Year 11 students at each of the five schools in the
study. This student group was chosen as representative of student perceptions of the
principal. The basis of choice of Year 11 students was because this cohort of students had
role of the principal, and had received sufficient opportunity through schooling, to develop
the intellectual and language skills necessary to articulate the resulting perceptions that were
formed.
The choice of the Year 11 cohort was not intended to exclude or devalue the validity of the
perceptions of any other student year group. However, in confining the data field to a
manageable and yet meaningful level, a choice of a representative student cohort was
necessary and appropriate. Cross-age variations in student perceptions of the principal could
student perceptions of the principalship was outside the scope and intent of this research, even
181
Including student perceptions in this study had methodological significance in two ways.
Firstly, it recognised the value of students as a data source. Numerous studies have
substantiated the value and credibility of student data when researching school issues
(Anderson, 1996; Smees & Thomas, 1998; Maden & Rudduck, 1997; Levin, 1994). While
the student perspective on educational issues has been increasingly recognized and
considered, there has been little written on students’ views of the principalship (Day, et. al.
2000). Inclusion of students’ perceptions was therefore a means of redressing this lack,
1998). According to Day et al, the distinctive perspective of students was derived from
focus groups in the study. The contribution that students brought to understanding and
recording the various perceptions of the principalship was therefore most worthwhile.
involved designing a suitable instrument to solicit student perceptions. At the same time the
desirability of a common instrument for data collection, across the four response groups,
required the collection of data with a uniform and comparable approach that was suitable for
both student and adult respondents. The survey was therefore designed for use in common
with staff, parents, governance and students, with a structure, terminology, and response
provision to cater for the variables of age, experience, maturity, and reading comprehension.
182
Design features included appropriate response stimulus that encouraged participation and
maximized response rates, and thereby enhanced the quality of the data collected.
The administration of the questionnaire to the students took place in a designated, pre-
arranged forty minute session. Students were given information about the research process as
a mechanism for creating or generating knowledge, and then invited to participate. All
questionnaire responses were voluntary. The method in which the survey was delivered to
staff, student, and governance groups, yielded 100% response rates, on the number of
Absences from any of the sub-groups, on the day of the questionnaire administration, were
excluded from the survey. Otherwise, the necessity to identify absentees would negate the
more intrusive and disruptive to the school site. In addition, when the survey results were
coded for statistical analysis, and a respondent had not responded to a survey item, non-
The parent questionnaire was distributed as a postal survey. Prior to its distribution to
parents, a school newsletter entry was placed concerning the school’s agreement to
participation in the research, to notify parents of the survey. Following this entry, the next
intra-school communication distribution contained one copy of the principalship survey for a
183
parent in the recipient family to complete and return to the school office in a supplied, pre-
addressed envelope. Follow-up reminders, via subsequent school newsletters and school
daily notices, were given to increase the response rates prior to a cut-off date. After the cut-
off time, the parent surveys were collected from the school office. Overall the parent
response rates were lower than expected or desirable, as indicated in Table 42.
minimum of thirty responses is desirable where statistical analysis is envisaged (Cohen &
Manion, 1994). According to Wadsworth (1997), response rates for postal surveys occur at
about 40%, with this increasing to 80-90% for face-to-face questionnaire interviewing.
Follow-up is the key to improved response rates (Tuckman, 1999). However, in this instance,
follow-up would have been intrusive to the school site, and administratively difficult in view
The aspect of the postal questionnaire implementation that contributed to the lower than
desirable parent response rate, was the indirect access to the respondents surveyed. A
dependency on the school, as the intermediary in the process of gaining parental responses,
diminished the ability to encourage increased responsiveness. No criticism of the school sites
is intended by this assessment of the parent survey responses, but an alternative methodology
184
for the parent survey component of the research could have been explored and utilized, to
Analyzing the raw percentage data of perception frequencies required a tool to allow for intra-
group and inter-group comparisons. A tool was developed for the purpose of this study, to
allow for the desired level of analysis. The tool or device to assist the process of analysis was
called a perception index (PI). The perception index calculation assigned a numerical value to
the perceptions recorded by members of each survey group. Having assigned a numerical
value the perceptions within each group, or item, and across groups and items, were then
analysed.
The perception index assigned to group perception data resulted from a calculation where the
response category “slightly important” was used as a base. After a perception factor of one
was assigned to this base, as the most neutral of the four response categories, the other
The perception index for any survey item or group data was the sum of the response category
frequency, multiplied by the relevant perception factor for that category, and expressed as a
percentage of three hundred, the maximum value possible. This figure was then considered as
a point score, not a percentage value, and representative of the strength of the group
perception for a particular item. The perception index indicated the strength of the group
185
between and within response groups, for a particular item. The index merged the effect of the
perception responses, in the four response categories, and provided an overall perception
indicator.
Schedule A following, provides an example of the perception index calculation for the
Category Category
Response Perception Perception axb
Category Factor (a) Frequency (%) (b)
The range of possible values for the perception index was from -67 to 100 representing lowest
to highest levels of importance respectively. The significance of the perception index was
interpreted with reference to this range of possible values for the index and in comparison
with other items or group perception index values. The actual numerical value of the
perception index was only significant to the extent that it reflected the strength, or otherwise,
of the perception of importance of the item considered, relative to the range and the size of
186
4.5 RESEARCH DISTINCTIVENESS AND RELEVANCE
Previous studies in the area of perceptions and the principalship (Gorton and McIntyre 1978,
this study was the comparison or juxtaposition between the perceptions of the principalship
and the role prescriptions and actual practices of the principalship. The intention was to
examine the relationship between perceptions and the prescriptions and the practices of the
role, and incidental to this purpose, the congruence within the perceptual data.
The use of the concept of perception to gain an insight into the principalship was not to
Bernstein made the point that social structures and interactions were a consequence of more
than just the way social relations were perceived. “The very process whereby one interprets
and defines a situation is itself a product of the circumstances in which one is placed”
(Bernstein in Cohen and Manion, 1994, p. 35). Differential power relations imposed upon
these circumstances and determined the perspectives and perceptions of those involved. This
was particularly relevant for principal interactions, in which the principal, by his or her status,
demeanour and initiating behaviour, not only created, but also influenced the perceptions of
others as regards the principals’ role. Such perceptions resulted from first-hand experience,
or were based on the hearsay and folklore that pervaded school life and invariably settled
upon the person and role of the principal as a significant presence in the school environment.
The purpose of this study was to analyse the extent to which the perceptions of the
the nexus between the perception and the practice of the principalship was pertinent to the
187
or not, determined the appointment and the expectation of the principal. Variance between
perception and expectation, at this level, effected both the recruitment practices and
identify the presence, or extent of variances in the prescriptions, practices and perceptions of
school principalship in a Christian secondary school context. In doing so, a platform was
provided from which any indicated variance, or disharmony, between the prescriptions,
practices and perceptions of the principalship could be more aligned, and any detrimental
The data obtained on perceptions of the principalship are discussed under the sub-headings
used for the questionnaire: qualifications, personal qualities, professional skills and duties and
responsibilities. (See copy of questionnaire in Appendix D.) The perceptual data recorded
against these categories for the four stakeholder groups are presented, using the symbols T for
qualifications. These three were indicative aspects, selected as qualifications for the
principalship that response groups could understand and process. More technical or
professionally specific qualifications could have been difficult for some respondents to
188
4.6.1(a) Years of Teaching Experience
The perception data in the category, years of teaching experience, that respondents perceived
to best describe the requirement for a person to become a secondary school principal are
displayed in Table/Graph 1.
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
10 to 12 10% 60% 22% 25% 20% 57% 37% 8% 24% 43% 28% 11% 26% 58% 26% 0% 19% 48% 28% 11% 20% 53% 28% 11%
13 to 15 43% 25% 35% 25% 30% 25% 29% 25% 19% 27% 22% 44% 35% 25% 35% 25% 43% 17% 36% 22% 34% 24% 31% 28%
15 to 18 40% 7% 28% 33% 35% 18% 28% 50% 24% 22% 19% 22% 19% 14% 23% 75% 17% 21% 23% 33% 27% 17% 24% 43%
Over 18 3% 7% 12% 17% 13% 0% 3% 17% 33% 8% 27% 22% 13% 3% 12% 0% 19% 10% 13% 33% 16% 6% 13% 18%
The averages, for the four survey groups, summarises the overall range of perceptions of
teachers, students, parents and school Board respondents. The majority perception of students
favoured a quantum of 10-12 years teaching experience for the principalship, while the other
groups tended towards higher categories. When a perception index calculation was applied to
the student data, the resulting -10 perception index reflected the student perceptions towards
The teacher and parent responses were similarly distributed across the categories of teaching
experience, with the highest perception frequency in the 13-15 year range of 34% for teachers
and 31% for parents. In contrast the Board and student perceptions recorded a stronger 43%
189
and 53% respectively, in the most common group choice of the level of years of teaching
experience perceived to best suit the principalship. The difference in the student and Board
data, however, is that the students’ perceptions were of a lower level requirement at 10-12
years, while the Board perceptions favoured the higher level of 15-18 years.
The perception index for the teaching experience data produced indices for the student,
parent, teacher and Board perceptions of -10, 21, 32 and 49 respectively. The size of the
index indicated the trend in the group perceptions. The higher the value for the index, the
more strongly the group perceptions are skewed towards the highest category of choice, in
this case, the over 18 years of teaching experience. The perception indices reflected the
Board perception of a greater number of years teaching experience, as a pre-requisite for the
principalship, and the student perception of a lower requirement. Placed between these
extremes were the parent and teacher perceptions. On a school-by-school basis, only the
student perceptions displayed evidence of consistency across the response groups. Each
student group perceived the lower level of years of experience to be the best description of
4.6.1(b) Age
The respondents’ perceptions of an age qualification for the principalship, were sought in the
categories, 30-35 years, 36-40 years, 41-45 years, 46-50 and over 50 years. For the purposes
of tabulation and display, four groupings were used, with the last two categories combined as
46 and over. The use of four groups maintained consistency across the study, with all other
data items occupying four categories. Data display was assisted by the use of four categories
instead of five, and the perception index calculation was made possible for this item.
Table/Graph 2, following, contains the detail of the responses to the age criteria that response
groups perceived to best describe what is required for a person to become a secondary school
principal.
190
Table/Graph 2: Principals’ Age (Yrs) Requirement
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
30 to 35 0% 31% 2% 0% 8% 11% 11% 8% 5% 29% 5% 0% 3% 39% 6% 0% 2% 29% 6% 0% 4% 28% 6% 2%
36 to 40 35% 31% 29% 33% 28% 32% 18% 25% 19% 29% 25% 33% 48% 39% 28% 50% 30% 31% 34% 33% 32% 32% 27% 35%
41 to 45 45% 24% 46% 58% 50% 36% 57% 67% 43% 27% 36% 67% 29% 14% 40% 50% 38% 19% 36% 56% 41% 24% 43% 59%
46 above 10% 13% 17% 8% 8% 14% 9% 0% 29% 8% 22% 0% 10% 8% 20% 0% 30% 17% 17% 0% 17% 12% 17% 2%
Three of the four response groups recorded the same highest frequency of response in the 41-
45 years age category. In this regard, the perceptions of teacher, parent and Board
respondents coincided. The student group perceptions, however, were at variance, with the
36-40 year category as the most frequent choice. The different age perception for the
principalship, by the student and adult respondents, was further demonstrated when the data
were aggregated for responses at either end of the spectrum of choice. For the teacher, parent
and Board groups, 58%, 60% and 61% respectively of responses occurred in the 41 years and
over range. A student aggregate of 60% occurred for choices in the 40 year and below
alternative. When the mid-range age categories were considered, namely 36-40 years and 41-
45 years, the combined responses for the Board members accounted for 94% of total Board
responses. The parent, teacher, and student responses comparatively were 70%, 72%, and
56%. The predominance of perceptions in a limited range, for the Board data, indicates a
stronger convergence in the perceptions of Board members regarding the preferred age for the
principalship. Students, from this analysis, appeared ambivalent towards a specific age
191
requirement for the principalship, albeit, that the student data were skewed towards a younger
At an individual school level there were variable patterns in the responses, with general
agreement in the perceptions of teacher, parent and Board groups. The perception indices for
these three groups were 52, 51 and 52 respectively. There was consistency in the student
perceptions for schools 1, 3 and 5 with perception indices of 19, 16 and 21 respectively.
However, Schools 2 and 4 were noticeable exceptions. For School 2, the perception index of
41, pointed to a higher age category, although this school community recorded 50% of
reported perception frequencies above 40 years and 43% below. School 4, with a perception
index of 4, recorded 78% of the reported perception frequencies in the less than 40 years
category.
The perceptions of the minimum tertiary qualification requirement, that was considered
desirable for the principalship, were sought by referring to four categories. These categories
were, bachelor’s degree, honours degree, master’s degree and doctorate or Ph.D. The data
192
Table/Graph 3: Minimal Tertiary Qualification
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Ordinary Deg 25% 20% 21% 50% 33% 29% 28% 17% 43% 37% 34% 56% 35% 25% 31% 25% 34% 24% 23% 44% 34% 27% 28% 38%
Honours Deg 23% 36% 33% 33% 30% 57% 32% 25% 29% 39% 29% 22% 19% 28% 23% 25% 30% 45% 49% 33% 26% 41% 33% 28%
Masters Deg 50% 40% 41% 17% 38% 11% 37% 58% 29% 18% 32% 22% 42% 44% 34% 25% 30% 19% 26% 11% 38% 27% 34% 27%
Doc. Of Ph.D 0% 2% 2% 0% 0% 0% 2% 0% 0% 6% 2% 0% 0% 3% 5% 25% 2% 7% 2% 11% 0% 4% 2% 7%
A noteworthy feature of the recorded perceptions for the minimum tertiary qualification for
the principalship, was the Board result. The Board responses recorded the greatest frequency
for the lowest minimum qualification. Parent, student, and teacher responses were more
towards the higher degree level choices. When the perception index calculation was applied
to these data, the student cohort average records the highest value of 18, followed by parent
A 38% frequency of staff perceived that a Master’s Degree was an appropriate minimum
tertiary qualification, but the strength of this perception was offset by 34% of staff whose
perceptions recorded almost identical perception indices, which although higher than the
193
Board or staff indices, reflected a perception of an appropriate minimum qualification below
For each group of respondents, the perception that a minimum tertiary qualification for the
perceptions. However, it could be expected in the future, that this perception would move
towards higher entry level tertiary qualifications for the principalship. The Board responses,
which recorded the highest percentage allocation of 7% for the appropriateness of a Doctorate
or PhD, although modest, perhaps foreshadow this trend. Teacher perceptions recorded a
frequency of 0% for the Doctorate or PhD category, which suggests that school staff placed
less value on higher level academic qualifications as a relevant feature of the principalship.
Table 43 resulted as the summary of the perception index values, for the three qualification
categories across the five schools and four response groups. The numerical values of the
perception indices for the response groups, in each category response, indicates that the
teacher and Board groups perceived that the qualifications for the principalship required
longer teaching experience, higher age and lower tertiary qualifications than were perceived
194
Table 43: Principalship Qualifications Perception Index Summary
To assess the inter-group comparisons in the perceived qualification requirements for the
principalship, the perception indices were compared to the aggregate averages (last line of
Table 43) category indices in Schedule B following. This summary uses a positive or
negative sign which indicates where the group indices are above or below the aggregate
195
Schedule B: Principalship Qualifications Perception Index Inter-Group Comparison
with the Aggregate Average
The patterns evident in these data indicate 100% teacher and Board group agreement, 67%
student and parent group agreement, 33% agreement for the teacher and parent, and parent
and Board groups, followed by 0% agreement for the teacher and student, and student and
Board groups.
Perception data for this component of the principalship comprised 24 personal qualities
(Appendix E). Respondents were required to classify each personal quality according to
whether the item was perceived as very important, important, slightly important or not
important at all, as a personal quality of relevance to the principalship. The data for the group
Table/Graphs 5 to 28.
The list of 24 nominated personal qualities was not intended to be exhaustive but sufficiently
comprehensive, indicative, and representative of the range of personal qualities that the
principalship was reasonably expected to require or display. The 24 items gave sufficient
scope for the expression of perceptions in this category and for differences in the group
responses to be identified.
Data in this section of the survey were considered to be relevant to the research focus for two
reasons. Firstly, they made possible a basis for establishing the existence, and/or the nature,
of any divergence in the general perceptions of the principalship within the survey groups.
196
Further research could explore the connection between the perceptions of the required, or
desirable, personal qualities for the principalship, and the extent that these qualities were
present within a cohort of principals. The second basis of relevance for considering the
perceptions of nominated personal qualities of the principalship was that the practice of the
principalship, in the widest sense, encompassed the qualities of character that were integral to
principalship functions. It was the perceptions of the practice of the principalship in the
widest sense that was of interest in this study. Therefore, the perceptions of the wider view of
principalship practice, across the three variables, personal qualities, professional skills and
Appendix G details a summary of the perception indices for each personal quality recorded by
the respondent groups, in the five participating school communities. In addition, an aggregate
average perception index column was added, to reflect the overall respondents’ perceptions
for each nominated personal quality. From the general data in Appendix G, the group average
perception indices, for the perceptions of the personal qualities of the principalship, were used
197
Schedule C: Personal Qualities P.I. Ranking of Importance
TEACHER P.I. STUDENT P.I. PARENT P.I. BOARD P.I. AGGREGATE P.I.
RANKING RANKING RANKING RANKING
The use of the perception index (P.I.), to construct Schedule C revealed the differences in the
perception range between the groups. For the student, parent and Board groups, the
perception indices recorded a range from 55 to 59 points, from the highest to lowest ranking
respectively. In the case of the teacher cohort, this range was 69. The proximity of school
staff to the role and person of the principal, increased the capacity of these school participants
greater familiarity than was possible for other school stakeholders. The smaller range in the
perception indices of the student, parent and Board groups, indicates greater agreement in the
perceptions of members of the school community who viewed the principalship more
From the perception indices, the ranking of the top five personal qualities of perceived
198
Schedule D: Principal Personal Qualities – Top 5 P.I. Ranking of Importance
Rank Teachers P.I. Rank Students P.I. Rank Parents P.I. Rank Board P.I.
The range of items in Schedule D, consists of eleven distinct personal qualities identified by
the response groups as the items with the highest perceived importance for the principalship.
qualities, four have common reference to each response group, namely trustworthy, leader,
communicator and wise. This quartet of personal qualities recorded the overall highest level
of perceived importance when the ranking of the top five items were analysed, according to
Other items in the top five ranking of importance in Schedule D included three items that are
mentioned once, and hence unique to the list in which they were mentioned. In this regard,
students identified the qualities of kind and respectable, and only the Board cohort assigned a
top five ranking to the principal as a visionary. Although the presence of the Board’s
perceived importance of the visionary quality was expected, the visionary quality was
perceived to have less importance than other personal qualities that related to the daily
The selection by students of the personal qualities of kind and respectable is indicative of the
personal, relational contact that students have with their school principal.
199
Further analysis of the items, given in Schedule D, revealed that the strongest level of inter-
group agreement in the perception of the five highest ranked personal qualities of importance
to the principalship, occurred for the teacher and parent respondents at 88%. The inclusion of
the personal quality of understanding is the only quality that differentiates teacher and parent
perceptions. Other levels of inter-group perceptual agreement are 63% for teachers and
Boards, 60% for parents and students, 55% for parents and Boards, 50% for teachers and
students, with the lowest level for students and Boards at 40%.
personal qualities submitted to parents, teachers, students and Board members were obtained
from Appendix G, by comparing the group average perception index with the aggregate
average perception index value. The comparisons are displayed in Schedule E where the
positive or negative sign indicates the trend in the group average, either above or below the
200
Schedule E: Principalship Personal Qualities Perception Index Group Comparisons
with the Aggregate Average
Optimistic 76 + - - -
Energetic 75 + - - +
Friendly 86 - + - -
Wise 91 - - - +
Leader 94 + - - +
Fair Minded 87 + - + -
Innovative 71 + + + +
Respectable 83 + + - -
Outgoing 57 - + + -
Tolerant 76 + + + -
Open 73 + - + -
Cheerful 68 - + - -
Organizer 79 + + - -
Consistent 87 + - + -
Kind 73 - + + -
Forceful 39 - + - -
Confident 78 + + + -
Knowledgeable 78 + + + -
Understanding 86 + + + -
Communicator 91 + - - -
Reliable 90 + + + -
Trustworthy 95 + - - +
Visionary 81 + - - +
Popular 45 - - + +
The presence of agreement, or otherwise, in the perceptions of the response groups was
determined from the occurrence of the same sign, positive or negative, for a particular item.
The result of this analysis identifies that 63% agreement occurred in the perceptions of
students and parents, as the highest level of inter-group agreement, followed by 54%
agreement for teachers and parents, 42% for teachers and students, and teachers and Board,
and 38% for parents and Boards. The lowest level of inter-group agreement of 25%, was
identified for students and Boards. The correlations for the full list of personal qualities
differed from the correlations derived from the ranking of the top five qualities, both
201
correlation as the lowest inter-group level of agreement regarding the personal qualities of
Several features are noted in these data of the inter-group perceptual agreement of
important principalship personal qualities occurred for the students and the teachers, on the
one hand, and students and Board members, on the other. To some extent this could be
expected due to the operation of variable factors of maturity, experience and perceptive skill.
However, it is worth noting that the divergent perceptions occurred between those who
organized and determined school outcomes, namely Boards and teachers, and the student
group, for whom the outcomes were determined. Secondly, the low average level of
agreement in teacher and student perceptions at 46% occurred, despite student and teacher
proximity to the principalship, continuity of association with the principal, and hence the
association, less than half of the student and teacher inter-group perceptions correlated.
A third feature is the low inter-group correlation between teacher and Board perceptions of
50%. The teacher and Board groups are the members of the school community with the
greatest vested interest in principalship practice, and most capable of, or likely to have,
influence on that practice. It is from the teacher cohort that future principals could be
202
expected to be appointed by Boards of governance. Yet, considerable divergence of
appointed principals, and those who aspired to the principalship, is evident. A more desirable
outcome, that would have assisted the appointment process of the principalship, would have
been for teacher and Board perceptions of the principalship to possess greater agreement than
A fourth feature is noted in the inter-group correlations in Schedule F. Despite the strength of
the 71% highest average level of correlation for the teacher and parent inter-group
perceptions, there existed considerable divergence in the general inter-group perceptions. For
the response groups, in this category of principalship practice, the mean level of inter-group
perceptual agreement was 52%, which reflected the presence of substantial perceptual
variation.
Further to the respondents’ assessment of the perceived level of importance of each personal
quality to the principalship, the personal qualities were ranked to indicate the five most
important qualities perceived by each respondent. The most popular selections for each of the
203
Schedule H Principal Personal Qualities –
Student Ranking
For the items in Schedules G to J, a weighting was used, according to the rank of each item,
whether in first or fifth position, that identified the three most important personal qualities
RANKING GROUP
TEACHERS STUDENTS PARENTS BOARD
1. Leader Leader Leader Leader
2. Wise Trustworthy Communicator Communicator
3. Trustworthy Wise Trustworthy Wise
A high level of agreement in the group perceptions was evident, with the four personal
204
premium qualities. These four qualities also occupy the positions of importance in the
analysis that uses the perception index data, presented in Schedule D. Thus it was that two
with the principalship, and produced consistent results. Such an outcome underlined the
validity of the perception index calculation and analysis, and the validity of leadership,
importance to the principalship. Of this quartet, trustworthiness and wisdom are internalized
character qualities, while leadership and communication are outward expressions. All four
qualities actively engage with, and affect the school community, and facilitate the visible
principalship also required the consideration of those items that were classified of least
importance amongst the 24 qualities presented. In Schedule C each of the four response
groups rated the three items, outgoing, forceful and popular, at the lowest level of importance.
The qualities of forceful and popular were recorded in the two lowest positions by all survey
groups. The student and teacher cohorts recorded popularity as lowest, while the parent and
Board groups placed forceful as least important. It is of interest that these three qualities are
devalued in perceived importance for the role of the school principalship despite their high
The lowest importance assigned to the personal qualities of outgoing, forceful and popular,
administrative practice. Current leadership paradigms tend to favour less domineering and
directive leadership approaches that are more conducive to collegiate and team decision
making structures. Personal qualities that create a sense of presence for the principal, such as
205
outgoing, popular and forceful, appear to have been replaced by fair minded, friendly and
The rank given to the perception of the visionary aspect of the principalship is a notable
contrast amongst the survey groups. The visionary quality was ranked fifth in importance for
the principalship by the Board responses, and by the other groups no higher than twelfth. The
higher ranking of the visionary quality, by the governance respondents, could be expected, as
they have the responsibility for the future direction of the school, with the principal as a
significant contributor. The teacher group, however, perceived the visionary quality as
thirteenth in importance, out of twenty-four, which was a significant variance to the Board
perceptions. Future principal appointments are drawn from the teacher cohort and yet, in
these data, the visionary expectations of the Board for the principalship diverged from the
relation to the principalship, as to whether they were very important, important, slightly
important or not important at all. The skills were: financial planning, building development,
The list was not intended as an exhaustive or exclusive classification of the most important
professional skills to the principalship, but rather was presented as a sufficiently diverse and
recognizable skill set, to establish teacher, student, parent and Board respondent perceptions
Generally the perceptions of the professional skills of perceived importance, from the four
response groups, revealed substantial consensus. For 40% of the skill items, the highest
206
frequency responses occurred in the same level-of-importance category, for the student,
teacher, parent and Board groups. The professional qualities of the principal to which this
management, leadership and future planning. In addition, in 87% of the skill items, three or
four of the response groups recorded the highest frequency in the same level-of-importance
category for the same item. Two of the fifteen items, namely building development and
development, the predominant perceptions of the teacher and Board groups indicated that this
skill was important to the principalship, while the student and parent groups perceived it to be
very important. This difference is of interest because curriculum development relates to the
core function of schooling, yet it was viewed to have lesser importance by the providers of the
The teacher cohort reported a perception of the skill of curriculum development at a lower
level of importance than the other three group responses. Teacher responses recorded a rate
of 24% in the slightly important and not at all important categories, compared with 19% for
the Board responses and 10% and 9% for the student and parents respectively. While teacher
and Board perceptions acknowledged an important place for professional skills, in the area of
curriculum development, the lower rating indicated by these two groups, who worked more
closely with the principal, indicates a perception of a lesser role for curriculum development
While recognizing the presence of general agreement, in the overall group perceptions of
principalship professional skills, there were subtle variations. Differences occurred in the
principalship. To identify these nuances in the different group responses, the perception index
207
was used. The results of the calculation of the perception indices for the group perceptions of
the importance of the various professional skill items are detailed in Appendix H.
From the group average perception indices in Appendix H, the ranked fifteen professional
skill areas, for each of the four response groups, are detailed in Schedule L.
According to the perception index ranked data of professional skills, in Schedule L, the
professional skill of leadership received a common rank position in first place. From the
aggregate average perception indices recorded for the data categories in Appendix H, the four
skills that were perceived as most important professional skills for the principalship were,
208
lowest ranked professional skills of importance to the principalship were financial planning,
marketing and publicity, record keeping and building development. Schedule M contains the
summary of the extent of the inter-group agreement with the ranked perceptions of importance
Schedule M: Response Group Perceptual Agreement with the Most important and Least
Important Ranked Professional Skills
Least Important
Financial Planning 59
Marketing and Publicity 50
Record Keeping 47 0 25 25 100
Building Development 46
In Schedule M, the aggregate average perception indices of the total surveyed responses
corresponds with the Board perceptions of the professional skills of highest and lowest
importance to the principalship, and the Board rank of the skills in these two categories.
Further to this, using the eight professional skill items in Schedule M, the other group
comparisons were calculated from the data in Schedule L. The strongest agreement level
reported for these comparisons was for the parent and Board groups at 63%, thereafter, 38%
for parent-teacher, student-parent and student-Board agreement and 25% for teacher-student
Further comparisons of the group responses resulted from using the deviation in the average
group perception index and the aggregate average for the response group, for a particular
209
item. When the deviation occurred in the same direction, either positive or negative, the
group perceptions were inferred to display a trend towards agreement. Schedule N details this
analysis.
Financial Planning - + - + 59
Building Development + + - - 46
Student Discipline - - + - 76
Record Keeping - + - + 47
Marketing and Publicity + - - + 50
Communication + - + + 90
Inter-Personal Relationship + - + + 85
Curriculum Development - + + - 71
Dispute Resolution + - + + 81
Staff Management + - + + 88
Staff Development - + + - 78
Organizational Management + + - - 78
Public Relations + - - - 75
Leadership + - - + 94
Future Planning + + - + 83
For the construction of Schedule N, and other similar schedules that follow, a zero deviation,
in the group average and the aggregate average, is classified as positive or negative, to agree
with the next closest perception index value to the aggregate average. Where there are two
alternatives the sign chosen, positive or negative, is in agreement with the remaining value.
This latter situation occurred only once, for the item future planning.
The pattern of inter-group agreement, where the group perceptions are the same sign, positive
or negative, displayed in Schedule N, occurred at its highest level of 67% for the teacher and
Board groups. Thereafter the inter-group agreement was 40% for teacher-parent and parent-
Board groups, 33% for student-parent, student-Board groups, and 27% for the teacher-student
group perceptions. The strongest level of inter-group agreement recorded for the teacher-
210
Board perceptions of the professional skills of importance to the principalship, at 67%, also
conveyed a significant 33% level of variance. Substantially greater variance patterns occurred
While the study focus assessed the correlation in the overall group perceptions and practices
of the principalship, it was relevant to establish alignment or disparity in the actual group
principalship skills provided insight into principalship practice, because the practice of the
principalship involved the application of professional skills. The perceptual data for each of
the 15 professional skill areas considered are therefore displayed and analysed in the
following sub-section.
211
4.6.3(a) Financial Planning Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 8% 5% 2% 0% 3% 0% 5% 0% 10% 4% 3% 0% 0% 3% 6% 0% 2% 2% 2% 0% 4% 3% 3% 0%
Slightly Imp. 28% 22% 31% 50% 18% 21% 42% 8% 19% 27% 35% 33% 26% 14% 30% 25% 36% 14% 21% 33% 25% 20% 32% 30%
Imp. 50% 40% 45% 50% 53% 68% 40% 92% 57% 45% 43% 56% 52% 61% 42% 0% 53% 52% 62% 67% 53% 53% 46% 53%
Very Imp. 13% 33% 21% 0% 28% 7% 11% 0% 10% 24% 17% 11% 19% 22% 16% 75% 9% 31% 13% 0% 15% 24% 15% 17%
The professional skill of financial planning recorded a range of response frequencies from
61%-76% in the important or very important response categories. The strongest perceived
importance was from the student group. The 76% of student responses, that placed this skill
in the important or very important categories, are 7% higher than the next strongest indication,
which came from the Board respondents. The strength of the student response to this item,
contrasted to the parent and teacher responses, but was comparable to the Board response.
The perception index reflected this for student and Board groups at 63 and 62 respectively.
No group recorded a ranking of the professional skill of financial planning above 12th position
212
4.6.3(b) Building Development Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 5% 7% 6% 17% 3% 0% 6% 8% 5% 12% 7% 0% 0% 3% 5% 0% 6% 5% 9% 11% 4% 5% 6% 7%
Slightly Imp. 38% 31% 42% 58% 28% 36% 51% 58% 33% 24% 36% 67% 52% 25% 38% 25% 47% 36% 49% 56% 39% 30% 43% 53%
Imp. 48% 51% 44% 25% 48% 46% 37% 33% 57% 45% 52% 33% 35% 61% 44% 25% 43% 43% 38% 33% 46% 49% 43% 30%
Very Imp. 5% 9% 7% 0% 15% 11% 3% 0% 0% 18% 3% 0% 10% 11% 7% 50% 4% 14% 2% 0% 7% 13% 4% 10%
Teacher and student responses indicated a slightly stronger perception of importance for the
skill of building development than the parent and Board cohorts. The Board perceptions
devalued the significance of this skill, and registered the highest frequency of perception
response, at 59%, in the two lowest categories of importance. The exception to this overall
Board perception occurred in School 4. The Board of School 4 recorded the highest group
perception of 50% in the very important category, for the building development professional
skill. The strength of this perception was tempered by the small data field of four Board
members.
Related to the School 4 Board response, in particular, and as a background feature to the
general Board perceptions of the building development skill area for the principalship was the
213
programmes. Despite this, the Boards indicated a lower perception of the importance of
building development skill to the principalship, than other school stakeholders, whose
perceptions of the importance of building development skill for the principalship perhaps
resulted from the association of the principal with school building development projects.
The visibility of the principal, on the building site, promoting the building development,
alerting the school community to disruptive effects of building work, and the role of the
who shared each school day with the principal, would be particularly influenced by these
factors. The student average response frequency of 61%, in the important and very important
categories, underscored the stronger student perception of this skill, at a level 21% higher than
the Board responses. Comparative perception index values for the groups, recorded the
student group at the highest perception index level of 51 and the Board and parent groups at
the lowest level of 43. Building development skill was placed in one of the lowest 3 places of
importance as a principalship skill, according to the perception index ranking for all response
groups.
214
4.6.3(c) Student Discipline Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 3% 2% 0% 0% 0% 0% 0% 0% 5% 4% 0% 0% 0% 0% 0% 0% 0% 2% 0% 0% 1% 2% 0% 0%
Slightly Imp. 10% 7% 3% 8% 3% 4% 2% 8% 5% 14% 5% 22% 19% 22% 6% 25% 11% 12% 6% 0% 9% 12% 4% 13%
Imp. 43% 44% 30% 67% 35% 46% 38% 50% 71% 55% 40% 56% 39% 61% 38% 0% 43% 40% 23% 100 46% 49% 34% 54%
Very Imp. 43% 47% 66% 25% 63% 50% 57% 42% 19% 27% 55% 22% 42% 17% 50% 75% 47% 45% 68% 0% 43% 37% 59% 33%
relatively strong endorsement across the survey groups. The aggregate average perception
index for this skill area was 76. Ranking of student discipline by teacher, student and Board
groups located it 10th in importance out of the 15 items, and 6th by parents. Further evidence
of the greater level of importance perceived for this skill, by the parent cohort, was the 93% of
School structures for student discipline, invariably removed the principal from direct
involvement, at least in the first instance. Senior staff or deputy principals dealt with breaches
of the student behaviour code and the consequences, in the first instance, with the occurrence
ineffectual referred to the principal. The operation of this approach, or some other school-
based model, may help explain the school-based differences in the perception of the
215
importance to the principalship of student discipline skills. School 4 reported a higher level of
teacher, student and Board perception that designated student discipline as slightly important,
which suggested the presence and operation of a school-based approach to student discipline
Despite the level of importance that the respondents attached to the professional skills of
student discipline, the principalship practice observed in this study did not bear this out. The
observation and journal practice of the five principals comprised 338 hours of principalship
practice, yet throughout the observed activity (49 hours) and the personal record keeping of
each individual principal (289 hours), there were no recorded principalship involvements in
student discipline activities. This result could have occurred as an anomaly in the recording
period, or point to principalship practice that established school discipline structures and
role that ensured the structures and policies were given effect.
216
4.6.3(d) Record Keeping Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 10% 7% 13% 17% 5% 0% 6% 0% 24% 8% 15% 0% 6% 6% 7% 0% 9% 0% 15% 0% 11% 4% 11% 3%
Slightly Imp. 35% 27% 31% 58% 23% 18% 38% 50% 38% 45% 36% 44% 45% 39% 40% 25% 32% 21% 38% 67% 35% 30% 37% 49%
Imp. 40% 40% 40% 25% 50% 71% 49% 50% 19% 43% 43% 33% 35% 42% 38% 0% 49% 52% 36% 22% 39% 50% 41% 26%
Very Imp. 13% 25% 14% 0% 23% 11% 5% 0% 10% 4% 6% 11% 13% 14% 8% 75% 11% 26% 9% 11% 14% 16% 8% 19%
The general perception from the survey groups was that the professional skill of record
keeping was of moderate importance for the principalship. Evidence of this occurred in the
slightly important and important response frequencies for each group, which when combined,
revealed similar perception response levels for teacher, student, parent and Board groups of
Board group perceptions recorded the highest aggregate frequency in the lesser importance
categories, but overall recorded the highest group perception index of 50. Perceptions by the
Board respondents that diminished the importance of record keeping, as a skill for the
principalship, did so despite its role as a mechanism by which the principal fulfilled internal
low in importance, placed the Board at risk of undermining the necessary accountability
217
expectations of the principal. However, the Board of School 4, was an exception. A
perception index of 83, and 75% response frequency in the very important category, indicated
a strong perception that record keeping was a very important principalship skill. The sample
field of 4 for this Board should be noted. In contrast, the Board of School 1 perceived record
keeping skills to warrant a 16% allocation as not important at all, the only school Board that
recorded any response at this low level of importance. A perception index of 25 resulted for
this Board, and suggested that record keeping within the school was located elsewhere than
218
4.6.3(e) Marketing and Publicity Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 3% 7% 8% 8% 0% 4% 15% 0% 10% 16% 10% 0% 0% 6% 5% 0% 6% 10% 9% 0% 4% 8% 9% 2%
Slightly Imp. 28% 44% 40% 42% 23% 50% 35% 33% 19% 41% 37% 44% 42% 25% 34% 0% 17% 40% 38% 33% 26% 40% 37% 31%
Imp. 53% 35% 46% 33% 50% 29% 37% 50% 38% 33% 42% 56% 42% 50% 42% 75% 53% 36% 43% 56% 47% 36% 42% 54%
Very Imp. 15% 15% 6% 17% 28% 14% 11% 17% 33% 10% 9% 0% 13% 19% 12% 25% 23% 14% 9% 0% 22% 15% 9% 12%
In these data, three out of the four response groups shared the perception that marketing and
publicity skills are important for the principal. The student cohort was the exception with a
marginal emphasis of slightly lesser importance. The teacher and Board group data indicated
the stronger perception of importance of this skill area to the principalship, with perception
indices of 59 and 55 respectively. These respondents would have participated with the
Principal in promotional and marketing activities, to gain a heightened awareness of the skills
needed, and the priority of marketing and publicity for school viability and development.
Students and parents are typically the focus of promotional and marketing endeavours, which
they would observe to involve varying levels of principalship involvement, but not necessarily
as the domain of the principalship. Hence, the lower perception of importance reported by
students and parents for the importance of marketing and promotion skills to the principalship.
219
School 4 data, for the Board perceptions of marketing and promotion skill, were in contrast to
the other respondents, and recorded perceptions rated entirely in the important and very
important categories. Local school circumstances could explain this contrasting perception.
Located in a region of strong competition for enrolments amongst neighbouring schools, the
marketing and promotional activities, with the expectation of the principal as a significant
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 2% 0% 0% 0% 0% 0% 0% 0% 2% 0% 0% 3% 6% 0% 0% 0% 0% 0% 0% 1% 2% 0% 0%
Slightly Imp. 0% 4% 1% 8% 0% 4% 2% 0% 10% 2% 2% 11% 0% 17% 2% 0% 0% 0% 0% 0% 2% 5% 1% 4%
Imp. 15% 16% 10% 8% 5% 18% 25% 17% 10% 33% 23% 11% 10% 28% 16% 25% 13% 29% 15% 11% 10% 25% 18% 14%
Very Imp. 80% 78% 87% 83% 95% 71% 72% 83% 81% 63% 75% 78% 87% 50% 76% 75% 87% 71% 83% 89% 86% 67% 79% 82%
all response groups and in excess of 66% of each group. The student group returned the
lowest response level. Communication was an aspect of the principalship that received
strong, uniform endorsement overall, with an aggregate average perception index of 90, the
second highest of the 15 professional skill items. At the individual school level, School 4
220
students recorded the perception that communication skills are of lower importance to the
principalship. This cohort recorded a group perception index of 69, and a 22% response
frequency in the aggregate of the two lowest categories of importance. The latter percentage
indicated a six times higher response in the lower perception response categories than any
Communication skills are important for the principalship as the public face of the school
organization, required to articulate the school ideals, ethos, vision and values. Only exceeded
component to many other skills, particularly leadership. Much of the principal’s activity
involves talking, discussion, liaison and general interaction of both an oral and written form.
Skill across the range of technologies of communication are necessary for the principalship, to
221
4.6.3(g) Inter-Personal Relationship Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 0% 0% 0% 0% 0% 0% 0% 0% 4% 0% 0% 0% 3% 1% 0% 0% 2% 2% 0% 0% 2% 1% 0%
Slightly Imp. 0% 4% 2% 0% 0% 11% 3% 0% 5% 14% 4% 0% 0% 17% 1% 0% 0% 17% 6% 11% 1% 12% 3% 2%
Imp. 10% 42% 20% 17% 8% 25% 32% 33% 24% 33% 29% 22% 23% 42% 21% 25% 23% 36% 28% 22% 17% 35% 26% 24%
Very Imp. 88% 55% 77% 83% 93% 57% 63% 67% 71% 49% 67% 78% 77% 39% 69% 75% 77% 45% 62% 67% 81% 49% 67% 74%
Inter-personal relationship skill was one of the six skill items that recorded a common
perception by the four survey groups. The strength of the common perception of this skill
area was the lowest average of the top six skills. Teacher, parent and Board groups all
registered over 93% of aggregated responses to the perception category that indicated inter-
personal relationship skills are important or very important to the principalship. The student
group recorded 83% of responses in these categories. The student average response that
registered the perception of this skill area as very important to the principalship, did so at a
level 19% lower than the parent response which was the next lowest group.
While student perceptions were in general agreement with the perceptions of the other
response groups, student perceptions of this skill were more diverse. Application of the
perception index calculation to the more diverse student perceptions of the importance of
inter-personal relationship skill, resulted in the lowest group index of 74, 11 points less than
222
the average aggregate perception index. Only the student group did not record this skill in the
first 4 rankings of importance for the principalship. This result reflected the different type of
inter-personal interaction with the principal that occurred for student and adult members of the
school community. The teacher group perception index of 93 was the highest group index for
this skill area. The strength of the teacher perceptions of importance of inter-personal skills to
the principalship, reflected the proximity of the staff to the principal in day-to-day interaction.
The student cohort of Schools 4 and 5 were at variance with the response pattern evident
elsewhere. These two schools recorded a higher frequency of responses contrary to the
perception that inter-personal relationship skills are very important for the principalship.
Generally, the total student group perceived a level of importance of interpersonal skill for the
principalship, but at a lower level than was perceived by the other response groups.
223
4.6.3(h) Curriculum Development Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 5% 0% 1% 8% 3% 0% 0% 0% 5% 0% 1% 0% 0% 0% 1% 0% 0% 2% 0% 0% 2% 0% 1% 2%
Slightly Imp. 25% 4% 3% 0% 10% 18% 9% 42% 29% 18% 11% 44% 32% 6% 7% 0% 15% 10% 11% 0% 22% 11% 8% 17%
Imp. 45% 33% 44% 42% 65% 32% 49% 42% 52% 45% 45% 44% 45% 39% 36% 50% 51% 33% 43% 56% 52% 36% 43% 47%
Very Imp. 23% 64% 51% 50% 23% 46% 40% 17% 14% 37% 43% 11% 23% 56% 49% 50% 34% 55% 45% 44% 23% 51% 46% 34%
The response groups’ perception of curriculum development skill for the principalship
indicated modest levels of importance, with perception indices ranging from 63 to 78. The
Board and teacher groups perceived a lower level of importance, when rating this skill,
compared to the student and parent groups. Perception index comparisons recorded the
teacher index of 63 as the lowest group index, 8 points lower than all the other group indices.
The pattern of group perceptions in this skill area was noteworthy and surprising. The teacher
and Board respondents, possess greater familiarity with the internal curriculum planning and
development functions of the school, than student and parent participants. Yet these groups
appeared to devalue the importance of curriculum development skill for the principalship.
Staff and Board awareness that the task of curriculum development was not necessarily an
exclusive principalship expectation, could explain the lower staff and Board perceptions of
this skill area. The average level of 4% of responses from teacher and Board members that
224
indicated curriculum development skill had no importance to the principalship, suggested a
familiarity with a structure that allocated the task of curriculum development as a distributed
The individual school Board perceptions for Schools 2 and 3 indicated a lesser importance for
curriculum development skills. These Boards recorded the lowest Board perception indices,
of 57 and 55 respectively, and therefore perceived curriculum leadership as a lesser role for
development skill for the principalship at these schools recorded perception indices of 76.
The considerable variance in the Board and parent perceptions at Schools 2 and 3 was of
interest because both schools operated with a parent-controlled governance structure. The
Boards, as representative of the parents in these schools, did not appear to reflect, as Boards,
the perceptions of the parent communities of the schools, in regard to the importance to the
225
4.6.3(i) Dispute Resolution Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 2% 0% 0% 0% 0% 0% 0% 0% 2% 0% 0% 0% 0% 0% 0% 0% 5% 0% 0% 0% 2% 0% 0%
Slightly Imp. 5% 9% 3% 8% 3% 0% 2% 0% 14% 20% 2% 0% 6% 19% 0% 0% 2% 10% 2% 0% 6% 12% 2% 2%
Imp. 38% 33% 33% 42% 20% 54% 38% 58% 38% 47% 36% 33% 32% 39% 28% 25% 51% 48% 26% 56% 36% 44% 32% 43%
Very Imp. 55% 56% 63% 50% 78% 46% 58% 42% 48% 31% 61% 67% 61% 42% 65% 75% 47% 38% 70% 44% 58% 43% 64% 56%
Dispute resolution was perceived to have a high level of importance to the principalship skill
set. Each survey group recorded strongly in the important and very important categories,
where at least 85% of responses occurred. Student perceptions of the importance of this skill
were lower than the teacher, parent and Board groups, with a perception index of 73, some 8
points below the aggregate average index. For students the experience of dispute resolution
tends to involve other members of the school staff than the principal, whereas dispute
resolution that involves staff, parents, or the Board, receives more common reference to the
principal. Individual school variations were evident in the group responses, although there
was a strong perception throughout, that dispute resolution is an important professional skill
226
4.6.3(j) Staff Management Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 0% 1% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0%
Slightly Imp. 0% 5% 1% 0% 0% 0% 0% 0% 0% 10% 0% 0% 0% 8% 1% 0% 2% 0% 6% 11% 0% 5% 2% 2%
Imp. 30% 25% 20% 33% 10% 36% 22% 17% 24% 35% 27% 22% 23% 42% 24% 25% 26% 31% 19% 22% 22% 34% 22% 24%
Very Imp. 68% 69% 76% 67% 90% 64% 77% 83% 76% 55% 73% 78% 77% 50% 67% 75% 72% 69% 72% 67% 77% 62% 73% 74%
Perceptions of the importance of staff management skill for the principalship were strongly
located at the highest level of importance by all response groups, one of only six professional
skills that recorded uniform agreement. The aggregate average perception index of 88 for the
skill of staff management ranked it third in overall importance. The staff perception index of
91 was the highest group index and indicated the strong perception of importance for this skill
by the staff group. The student cohort endorsed the importance of this skill, but at a lower
level than the other groups, with a group perception index three points less than the aggregate
average index.
227
4.6.3(k) Staff Development Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 0% 0% 0% 0% 0% 0% 8% 0% 0% 0% 0% 0% 0% 1% 0% 0% 0% 0% 0% 0% 0% 0% 2%
Slightly Imp. 13% 5% 4% 8% 8% 4% 2% 8% 29% 8% 3% 0% 13% 17% 0% 0% 4% 0% 4% 11% 13% 7% 3% 6%
Imp. 40% 25% 35% 58% 35% 32% 48% 50% 48% 45% 37% 78% 45% 33% 38% 50% 47% 31% 38% 33% 43% 33% 39% 54%
Very Imp. 45% 69% 60% 33% 58% 64% 49% 33% 24% 47% 60% 22% 42% 50% 55% 50% 49% 69% 55% 44% 43% 60% 56% 37%
The perception index for staff development skill ranged from 72 to 83 across the group
average responses, with an aggregate average of 78. The lowest response level was the Board
cohort. The student group recorded the highest perception level of importance for this skill, 5
points higher than the staff, and 11 points higher than the Board perceptions. Parents were
also stronger, in the perception of the importance of this professional skill to the principalship,
than the staff or Board responses, a result that reflected the greater sensitivity experienced by
students and parents to the effects of staff performance. The Board group recorded a
frequency of 2% of responses that perceived staff development as not at all important, and 6%
228
4.6.3(l) Organizational Management Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 0% 1% 0% 0% 0% 0% 0% 5% 0% 0% 0% 0% 0% 1% 0% 0% 0% 0% 0% 1% 0% 0% 0%
Slightly Imp. 15% 7% 6% 8% 5% 7% 3% 17% 5% 14% 9% 0% 3% 8% 3% 0% 6% 7% 11% 22% 7% 9% 6% 9%
Imp. 28% 44% 35% 75% 35% 43% 52% 33% 29% 45% 51% 33% 42% 47% 49% 50% 45% 29% 36% 33% 36% 41% 45% 45%
Very Imp. 55% 49% 58% 8% 60% 50% 42% 42% 62% 41% 40% 67% 55% 44% 40% 50% 49% 64% 51% 44% 56% 50% 46% 42%
Perception levels for the importance of organizational management skill were strong, with an
overall average perception index of 78. Of the fifteen skill items presented to respondents,
perception of the importance of this skill to the principalship, and weaker Board perception,
reflected how staff are directly affected by the organizational management of the principal.
Student perceptions were in agreement with the teacher cohort, and consistent with the
proximity of the student and teacher groups to the more immediate school effects of the
At the individual school sites, group perceptions indicated a consistent level of importance for
the skill of organizational management. There was, however, some notable perceptual
divergence between Board and staff group perceptions of this skill area. The Board responses
229
for Schools 1 and 3 recorded perception indices of 61 and 88 respectively. These were the
highest and lowest indices from the survey responses. Perceptual divergence at the Board
level, and to this extent, highlighted a variable understanding for stakeholders with special
knowledge of the principalship and responsibility for the principal’s role. The occurrence of
perceptual divergence in a skill area that related to the overall administration of the school and
concerned the senior executive officer, is of operational significance for school governance
management to the principalship in some staff perceptions. For example, school 3 recorded
the highest staff frequency, of 5%, of responses in the category of lowest importance, and the
important skill for the principalship. Divergent perceptions of the principalship occurred for
these staff, despite the fact that they were the closest group to the management effects of the
principal.
230
4.6.3(m) Public Relations Skills
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 2% 0% 0% 0% 4% 2% 0% 5% 4% 1% 0% 0% 3% 1% 0% 0% 0% 0% 0% 1% 2% 1% 0%
Slightly Imp. 5% 15% 11% 8% 3% 0% 8% 25% 5% 16% 7% 0% 6% 8% 9% 0% 2% 12% 13% 33% 4% 10% 10% 13%
Imp. 43% 45% 53% 58% 40% 54% 57% 50% 33% 39% 48% 56% 35% 44% 45% 25% 47% 57% 30% 44% 40% 48% 47% 47%
Very Imp. 50% 38% 34% 33% 58% 43% 32% 25% 52% 41% 44% 44% 55% 44% 36% 75% 51% 31% 55% 22% 53% 39% 40% 40%
Public relation skills were ranked tenth in importance of the fifteen items submitted to
respondents. The aggregate average perception index for the groups was 75, which indicated a
perception that respondents attached some importance to public relations skill for the
principalship. The highest indicator of importance came from the teacher cohort, with 53% of
responses placing public relations skill in the very important category and a group perception
index of 80. School staff are the group most acquainted with the activity and necessity of the
principal’s role as the public face of the school community. The staff group at each school
recorded the highest level of responses that consistently classified public relations skill as very
important. Other group responses varied between schools in the strength of the assessment of
School 4 staff and Board groups recorded the strongest perception of the importance of public
relations skill as a principalship skill, with 54% and 75% respectively, of response frequencies
231
in the very important category. This school, as previously noted, is geographically located in a
highly competitive enrolment zone. Public relations activity was, therefore, a necessary
undertaking to secure the school’s profile and presence within its zone.
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0%
Slightly Imp. 0% 2% 1% 0% 0% 0% 0% 0% 0% 4% 1% 0% 3% 3% 0% 0% 0% 0% 0% 0% 1% 2% 0% 0%
Imp. 5% 9% 9% 8% 3% 11% 14% 8% 5% 16% 7% 0% 6% 14% 7% 0% 19% 17% 11% 22% 8% 13% 10% 8%
Very Imp. 93% 89% 89% 92% 98% 89% 85% 92% 95% 78% 92% 100 90% 83% 86% 100 81% 83% 87% 78% 91% 85% 88% 92%
Leadership skill for the principalship received the highest indication of importance amongst
the items for response, and the strongest level of perceptual agreement by the different group
participants. With an aggregate average perception index of 94, leadership skills was
perceived as the professional skill of prime importance for the principalship. The individual
school responses were similarly very strong in emphasizing the importance of this skill to the
principalship.
The staff and Board perceptions of the leadership role of the principal were the highest, with
perception indices of 96 and 97 respectively. The Boards of two schools, Schools 3 and 4,
232
gave unanimous endorsement to leadership skills as being very important. School 4,
however, recorded the highest frequency of staff perceptions of importance in the category
which indicated a perception of lesser importance for leadership skill. A more distributed
leadership model perhaps operated or was preferred by the staff in this context, thereby
removing some of the emphasis on the principal to provide leadership. Such a model,
however, was not reflected in the governance response for this school.
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 0% 0% 0% 0% 0% 2% 0% 0% 0% 0% 0% 0% 0% 1% 0% 2% 0% 0% 0% 0% 0% 1% 0%
Slightly Imp. 5% 4% 0% 0% 5% 7% 9% 0% 10% 2% 7% 0% 0% 0% 6% 0% 2% 0% 6% 0% 4% 3% 6% 0%
Imp. 35% 29% 45% 50% 43% 39% 45% 83% 14% 37% 32% 33% 29% 28% 36% 50% 28% 29% 47% 22% 30% 32% 41% 48%
Very Imp. 58% 67% 54% 50% 53% 54% 43% 17% 76% 61% 61% 67% 71% 72% 51% 50% 68% 71% 43% 78% 65% 65% 50% 52%
Future planning skills for the principalship recorded the fifth highest aggregate average
perception index of 83, and the second highest agreement among the groups, as determined by
the closeness of the respective group perception indices. All group average frequencies
recorded this skill in the very important category. Of particular interest was the lower level of
importance recorded by the parent and Board groups, compared with staff and student
233
responses. For the parent cohort, 50% of respondents classified future planning as very
important, with 52% of the Board responses likewise. These frequencies compared with 65%
of student and staff responses, which placed future planning in the upper category of
perceived importance.
A contrast in the overall Board response, in particular, and those of staff and students, perhaps
resulted from a recognition of the Board responsibility for the future planning task of the
school. The Board of School 2, for example, recorded the lowest group perception index of
71 for this skill area, yet had recently addressed a serious and weighty consideration of future
school planning. The lower perception of importance of the principalship professional skill of
future planning was, for this school, recognition that the principal is a contributor to future
planning, not a prime mover or guiding influence. School Boards are required to address
future planning issues that extend beyond the tenure of a current principal appointment, and
are required to provide for principalship succession planning. These factors help to explain a
requirements.
Beyond the assessment of the importance of each of the fifteen skill items individually, each
survey respondent ranked the five most important skills. The ranked order indicated by the
parent, Board, teacher and student groups are summarized in Schedules O, P, Q, and R
respectively.
234
Schedule P: Principalship Professional Skills –
Board Ranking
Analysis of these schedules reveals that the parent cohort recorded the closest group
consensus in the perceptions of the highest ranked professional skills of importance to the
principalship. Only 5 separate skill items appear in the rank items of the parent group,
235
whereas for each of the other groups, 8 separate items occur. The latter number could be
increased for the Board group, because Board 4 recorded two rankings made up of all
different items. This occurrence for Board 4, with the least Board members, meant that the
smallest Board displayed the greatest diversity of perception, in ranking the five most
positions, first to fifth, of each item, produced the pattern of perception of the top three items
communication were perceived as the most important skills for the principalship. The highest
level of agreement for the skill ranking occurred for the teacher and parent groups. The Board
group perceptions evidenced the greatest divergence from the other three groups.
The data in Schedule S provides a further basis for underpinning the validity of the perception
index calculation used in this study. From the perception indices for each group, the rank of
the perceived importance of the fifteen professional skills was obtained, with the results
previously displayed in Schedule L. The top three ranked items for each group in Schedule L
(twelve in all) are the same twelve items that occur in Schedule S. From these twelve items
in Schedule M, the three professional skills that recorded the highest frequency are the same
three items in Schedule L and Schedule S, namely leadership, staff management and
236
communication. The only difference that occurs in these two schedules is for communication
and staff management which occupy second and third ranked positions respectively, in the
data derived from the perception index analysis. Where respondents ranked the items directly
as in Schedule S, these items occupy the reverse ranked positions. This similar result, from
two different processes, using data derived from different sources, provides a strong
indication of the authenticity of the research data and the validity of the methodology and
Further to the analysis of the perceptions of particular professional skills of significance to the
These data are considered in the next sub-section under the heading of weekly hours worked
237
4.6.4(a) Perception of Weekly Hours Worked
100%
90%
80%
70%
60%
Frequency
50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
<44 5% 14% 7% 0% 0% 21% 13% 0% 13% 14% 7% 0% 3% 15% 13% 0% 0% 11% 18% 0% 4% 15% 12% 0%
45-51 10% 49% 46% 14% 13% 41% 43% 56% 25% 51% 44% 33% 18% 44% 46% 0% 26% 48% 33% 33% 18% 47% 42% 27%
52-59 23% 32% 28% 29% 43% 38% 28% 44% 33% 24% 39% 33% 36% 31% 30% 0% 43% 32% 35% 44% 36% 31% 32% 30%
>59 62% 5% 19% 57% 45% 0% 15% 0% 29% 12% 10% 33% 42% 10% 11% 100 30% 9% 14% 22% 42% 7% 14% 43%
The data from the survey question which sought perceptions of the weekly hours worked by
principals, were sorted into four categories; less than 44 hours/week, 45-51 hours/week, 52-59
hours/week and greater than 59 hours/week. Adjusting the five categories in the survey to
the four mentioned, facilitated the use of the perception index calculation. Calculation of the
average group indices resulted in a Board perception index of 71, teacher index 69, parent 41
and student 33, with an overall aggregate average index of 50. Board and teachers’
respectively. The level of the agreement reflected in these indices indicated the perception
that principals work from 52 to 59 hours/week. A pattern of agreement was also evident in
the student and parent perceptions with perception indices of 41 and 33 respectively. The
index level for these groups corresponded with the perception that the principals’ work period
238
The variance in the distribution of the perceptions of the weekly hours worked by the
principal reflected, as previously noted, the more informed observation and awareness of
principalship practice possessed by the teacher and Board groups. These two groups worked
more closely with the principal than student and parent group members, and particularly were
associated with the principal beyond the prescribed school day. Despite this, there was a
subset of teacher respondents, 4%, whose perceptions of the principalship were towards a
lesser number of hours worked/week. However, it was only with the student and parent
responses that a significantly higher proportion of perceptions were of a lesser weekly work
period. The student and parent groups reported at least 50% more responses in the lower two
From the individual school data, there were variations in the group data between schools and
within schools. Discernable patterns, or explanations, that accounted for these variations due
to the local circumstance of the school community, would require further investigation
beyond the scope of this study. The 100% result for the Board of School 4, with a perception
of the hours worked by the principal as greater than 59 hours/week, was an exception. The
composition of this Board, with four members, made Board unanimity more likely than for
Data in this section represents the perceptions that the teacher, student, parent and Board
groups reported concerning the daily activity of the principal. The teacher group included
ancillary staff within its responses. Twenty-three items (see Appendix E) were presented to
levels on a daily and/or weekly basis. The items were not intended to be exhaustive, but
239
sufficient to provide a basis for discerning the perception levels and patterns within and
Respondents were given four categories in which to nominate the perception of the time spent
by the principal on a task, expressed as a percentage of the total time. Responses were not
required to total 100% of the principals’ time use. This aspect received some requests for
clarification when the supervised surveys were administered. On such occasions, it was
explained that each item was to be assessed in isolation, and a perception of the time
allocation by the principal expressed as either, most of the time (greater than 50%), much of
the time (26-50%), a reasonable amount of the time (5-25%) or as little or no time (less than
5%). Because the 23 items were not presented as a complete statement of principalship
practice, and there were occasions for overlap between some items, it was not necessary for
responses to total 100% of the principals’ time. Appendix I records the separate data for each
The four alternative categories for response made it possible for the perception index
way that was consistent with previous applications, the median response category was
designated as expressing a reasonable amount of time (5-25%) and assigned a factor of one.
From this base the little or no time category (less than 5%) was assigned a minus two factor,
the much of the time category (25-50%) a factor of two, and the most of the time category
(greater than 50%) a factor of 3. Summarized perception indices for the perceived allocation
The reconfigured perception index data from Appendix J are displayed in Schedule T, which
identifies the group perceptions of principalship practice. In fact, Schedule T can be seen as
240
representing a single important snapshot of the perceptions of principalship practice reported
TEACHER P.I. STUDENT P.I. PARENT P.I. BOARD P.I. AGGREGATE P.I.
RANKING RANKING RANKING RANKING AVERAGE
RANKING
241
Principalship time use, as expressed in the perceptions ranked in Schedule T, highlights
several features of the group perceptions. Firstly, the range of the group perceptions, based
on the perception index values are 90, 79, 76 and 77 for the teacher, student, parent and Board
groups respectively. The larger range of the perceptions of the teacher group resulted from
the teachers’ proximity to the principalship. Compared to the other group members, teachers
possessed greater access to knowledge concerning the detail and diversity of time allocations
associated with principalship practice. From this knowledge the teacher perceptions of the
principalship are not as generalized as the other group responses, as indicated in the size and
relative similarity of the perception index range for the student, parent and Board groups.
Secondly, the rank order of the time use items, records the same two items for each response
group as the greatest and least perceived allocation of principalship time, namely, school
planning and classroom teaching respectively. School planning is the only item commonly
reported by all response groups as a feature of the top six items of time usage. In this group,
policy development and Board matters are the next most frequent items nominated by three
of the four response groups. However, it is noteworthy that the Board cohort did not record
either policy development or Board matters in the six duties perceived to occupy most of the
principal’s time.
Thirdly, the perceptions of the six duties ranked lowest, according to the respective perception
indices with regard to time allocation, contain classroom teaching and student counselling as
commonly reported by all groups. Classroom teaching is perceived uniformly as the lowest
level principalship activity. The only other duty that received uniform recognition as a lower
level principal activity is student counselling, which all response groups ranked 21st out of the
24 items. Seven duties altogether, including student counselling, appear in the lowest 6
ranked positions across all response groups, the other five are curriculum planning, school
242
assemblies, report writing, staff counselling and student discipline. From these five items,
only the teacher group classified curriculum development in the lowest time use category, and
From the four response groups there are six inter-group pairings, namely, teacher-Board,
comparison of the item rankings, to assess the level of inter-group agreement in the perceived
time allocation of principalship practice, reveals only moderate correlation. The highest level
of inter-group agreement in the ranked positions of the various duties is 22%, reported by four
out of the six inter-group pairings. When the ranked variance is extended to include a rank
displacement of two, the level of agreement is 57% for teachers and parents, 48% for parents
and Board groups, 39% for teacher-student and student-Board groups, and 30% for teacher-
Board and student-parent groupings. These results indicate a relatively low level of
agreement in the respondent group perceptions of the time allocation for the various duties
principalship practice, Schedule U was constructed. Schedule U recorded the trends in the
243
Schedule U: Principals’ Time Allocation
Perception Index Comparison with Aggregate Average
PRINCIPAL GROUP
ACTIVITY TEACHERS STUDENTS PARENT BOARD
School Planning - + - -
School Board Matters + + - -
Correspondence + + + -
Classroom Teaching - + + +
Student Discipline - + + -
Buildings and Grounds + + - -
Student Progress - + - +
Telephone + - - +
Principals’ Meetings - + - -
School Assemblies - + - -
Budget and Finance + + - -
Professional Reading + + + -
Conflict Resolution - + + -
Parent Meetings + + + -
School Administration + - - +
Staff Meetings - + + -
Staff Recruiting - + - -
Enrolment Interviews & Enquiries - + - -
Staff Counselling - + + +
Student Counselling - + + -
Curriculum Planning - + + -
Report Writing - + + -
Policy Development + + + -
In Schedule U the positive or negative sign indicates where the group perception index is
above or below the aggregate average index for each principalship activity. When the same
result, either positive or negative, is recorded, this reflected a common trend in the group
perceptions. Levels of inter-group agreement in the perceptions of principals’ time use are
thereby identified.
The result of the analysis in Schedule U, is a level of perceptual agreement of 61% for
students and parents, 56% for teachers and Boards, 43% for teachers and parents and parents
and Boards, 30% for teachers and students, and 13% for students and Boards. The average
inter-group perceptual agreement in the time that the nominated duties occupy principalship
244
practice is 41%. Generally, across the response groups, there is a relatively low level of
correspondence in the perceptions of the extent that the nominated duties occupy the
principals’ time.
The 56% level of inter-group agreement, for teacher and Board perceptions of principalship
practice, represents a lower than desirable level of congruence, because the teacher and Board
groups are crucial to the process of principalship appointment. Therefore, the greater the
level of agreement in the teacher and Board group perceptions of the principalship, the more
advantageous for the principalship. For the other inter-group comparisons in this study, the
data indicates the presence of only low level agreement in the perceptions of the task
inter-group perceptions of principalship practice, the issue for consideration remained the
extent of agreement, or otherwise, in the perceptions presented in this section of the study and
the practices of the principalship reported in the preceding section. The conclusion to the
Opportunity for perceptions of the principalship to be further identified in the survey occurred
through the use of seven metaphor selections. Perceptions, as mental abstractions, invariably
lack precise definition or explanation. In such cases metaphors can assist the task of
perceptual identification. Accordingly, seven groups of three metaphors were presented for
respondents to identify the metaphor, from each group, that they understood best described
245
The structure of each group was not designed to intentionally reflect a connection among the
three metaphors in the group. Metaphor groups were randomly constructed, with the
particular metaphors chosen from the literature on the principalship, where use of metaphors
Isolating the most frequent metaphor choice, from the group responses, produced the
summary in Table 44, which also contained two columns representing the overall group
246
Table 44: Overall Metaphor Choice Summary
The overall aggregate choice of metaphor, for the seven groups of metaphors, is ranked by
reference to the aggregate average frequency of the responses for that metaphor in Table 45.
The strength of perception with which a metaphor choice from each group of metaphors is
endorsed by the response groups, and any common element in the group choices are identified
in Table 45.
Metaphor imagery of authority and power, namely, enforcer and policeman, record an average
frequency of response of 61%, while for administration, namely, supervisor, organizer and
manager, 59%, and the relationship metaphors of motivator and friend, 41%. Authority
related metaphors of the principalship predominate, but the distinction between authority and
247
To further explore this distinction, the primary data in Appendix K, which records the group
metaphor perception data, was referred to, and the metaphors grouped according to imagery.
Those with an emphasis on authority, power, rule or control, were considered as inclusive of
the metaphors figurehead, dictator, enforcer, ruler, a god, policeman and disciplinarian. The
manipulator, supervisor, politician, organizer, innovator and expert. When allocating the
metaphors, in this configuration, the authority component of supervisors and politicians was
recognized, but these two role characterizations were allocated to reflect their function in
promoting organizational effects. It was noted, that the overall result of the analysis was not
altered by allocating the supervisor and politician metaphors to the group of metaphors related
to authority. When this was done, the effect was a reduction in the range of difference in the
The third group of metaphors reflected a relational imagery and included counsellor, helper,
motivator, Darth Vader, friend, scholar and visionary. Darth Vader is a metaphor of the
principalship used in the research study by Lum (1997). As a character in the Star Wars
sagas, Darth Vader’s persona would generally be regarded in negative or sinister terms.
Grouping the metaphors into 3 sets of 7, as described, resulted in the frequencies for the
248
Table 46: Metaphor Imagery Summary
Authority Figurehead 19 41 25 10 24
Power Dictator 7 23 6 8 11
Rules Enforcer 64 62 65 58 62
Control
Ruler 9 13 22 8 7
A god 12 9 14 13 12
Policeman 59 56 52 69 59
Disciplinarian 20 35 20 12 22
Administration Manager 69 34 49 68 55
Management Manipulator 18 7 17 24 17
Organization Supervisor 63 69 52 81 66
Politician 28 14 16 37 24
Organizer 53 52 65 57 57
Innovator 18 11 21 9 15
Expert 36 14 36 41 32
Relational Counsellor 6 18 15 21 15
Helper 11 26 9 6 13
Motivator 33 49 39 47 42
Darth Vader 8 25 12 6 13
Friend 36 45 33 45 40
Scholar 23 11 16 11 15
Visionary 44 33 32 44 38
It should be noted in Table 46, that the total response frequencies are less than 100% because
some respondents did not make all of the required metaphor choices. A common response
omission occurred in the metaphor group which compared the metaphors, a god, a policeman,
and Darth Vader. In this group the response rates are, 79% teachers, 89% students, 78%
249
From the data in Table 46, the three predominant metaphor categories of authority,
administration and relational are identified according to their ranked position in the total
Authority 2 1 2 3 2
Administration 1 3 1 1 1
Relational 3 2 3 2 3
Metaphor choices, ranked according to the predominant imagery of the nominated metaphors
in Table 47, reveal that the metaphors of the principalship with the strongest endorsement are
those that reflect administration. Only the student group departs from this, with authority as
the predominant metaphor imagery of the principalship. Overall, the second most frequently
nominated image of the principalship relates to authority and power, followed lastly by
relational aspects.
From the data in Table 44, the correlation of group perceptions, defined by metaphor, was
considered. The resulting group agreement, in the metaphor choice that best describes the
principalship, is 86% for the teacher and parent group, the parent and Board group, and the
student and Board group. The other levels of metaphor agreement are 71% for teacher and
Board, and parent and student groups, and 57% for the teacher and student groups.
The last item in the perception survey gave respondents the opportunity to express an open-
ended response to the prompt, “When I think of the role of the school principal I think of
……..”. Perceptual expression was invited, without the constraints and structure that other
survey response items imposed on the perceptions, to release more spontaneous personal
250
expressions. Prompted by the lead-in phrase, a total of 106 items were gleaned from the
written responses and classified according to the key concepts or words used. By way of
a calling which required an inordinate amount of time input, while needing the
wisdom of Solomon, and the dedication of Abraham. One who is required to
constantly lay down their life for others
was classified under the items, sense of calling; difficult and demanding role; wisdom;
dedication; community minded; selfless; serving; and consistent. In this case therefore, one
Similar ideas, or concepts, expressed differently, such as respected, respectable, admired and
liked, are grouped together as one item. Matching, or compatible concepts, such as patient-
approach, the parent group provided 1837 responses, students 638, staff 894 and Boards 224,
The 106 separate classifications of perceptions were established from the parent survey
responses. As the largest response group, parents provided the broadest range of items, into
which the other group responses were allocated. Using one set of reference items to classify
the 4 group responses, standardized the resulting data and facilitated comparison and analysis.
After the responses were allocated from each of the groups, the 106 items were reduced to 30,
251
Schedule W: Open Ended Response Summary
Comparing the relationship of the item frequencies for each group, and the average for each
item, allows for the level of agreement in the group perceptions to be established.
Frequencies that are above the average were determined to evidence a similar perception, as
252
were those below the average. The level of inter-group agreement, in the Schedule W open-
ended perceptions for the groups, is 47% for teachers and Boards, 40% for teachers and
parents, and students and parents, 37% for parents and Boards, and 33% for students and
Boards. When the 30 open-ended response perception items are ranked, from highest to
Using the Schedule X data for the four response groups, the five highest open-ended
perception items of the principalship are, in descending order, leadership, personal qualities,
vision, large responsibilities and student focus. Average frequency values in Schedule W,
253
produced a similar result, with the order, personal qualities first, then leadership, vision, large
responsibility and student focus. To assess the significance of these data, several of the items
1. Leader Leadership
2. Personal Qualities Friend, friendly, optimistic, positive, fair, non-partisan, listens, open, sense of
humour, confident, commitment, outgoing, empathy, kind, compassionate, gentle
3. Vision Visionary, future directions
4. Large Responsibility In charge, organizational control, a lot on their mind
5. Student Focus Seeks best interest of students, understands young people, in touch with students,
student outcomes and safety, crucial role in students’ personal development
Some respondent’s perspectives were expressed in terms that did not readily accommodate
From Parents:-
• don’t want to see (principal) at school
• who would want it (principalship)?
• special person;
From students:-
• don’t do much for everyone
• boring
• drinks coffee
• someone who doesn’t care
• too much non-family time
• grumpy old man
• boring meetings that take hours
• an easy job that just runs the school day in and day out
• a person who does not run the whole school because lots of people help, but it’s made
to look like they do
• a mean, grumpy old man who always watches you
• an unhappy man
• a nice guy who can talk and help children;
From teachers:-
• lots of hours in the office meeting multiple and contradictory demands
• an impossible task to be everything to everyone
• often remote and removed from what is going on
254
• has no life and works too hard
• I admire their dedication and feel sorry for their families
• someone who meets challenges head on and leaps tall buildings with a single bound
• keeps boat afloat;
From Board
• a role too big and vast to contemplate fulfilling it effectively
• captain steering the ship
A significant feature of the open-ended responses was the frequent reference to the perceived
difficulty and weightiness of the role of the principalship. These references carried a direct or
implied sense of negativity towards the desirability of the principalship role as seen in the
following responses:-
Teacher 1
When I think of the role of the school principal I think of someone with enormous
responsibility and a very difficult job. He/she must please the parents, students, staff and the
board and also the local community. I don’t believe that many people are in a position to
achieve this. I admire anyone who wishes to tackle this position, I certainly wouldn’t. Thank
God that some people are called.
Teacher 2
When I think of the role of the school principal I think of a job I would hate to do myself – so
much responsibility, so many roles to fulfill, so many expectations. I take my hat off to
anyone willing to do it!
Teacher 3
When I think of the role of the school principal I think of a person who has an enormous role
to fill. The principal has to interact successfully with students from age 5-18+, parents of all
kinds, a diverse staff and an equally diverse board. The principal carries the final
responsibility for curriculum and behavioural matters, as well as the image of the school
within the community.
Teacher 4
When I think of the role of the school principal I think of a job I would avoid! Largely a
political position tempered with the potential to effect some good in the lives of staff, students
and families in the school community. A difficult task given that consensus on anything is just
about impossible! A necessary role in the forming and implementing of education in our
present system.
255
Board 1
When I think of the role of the school principal I think of someone who can never please
everyone, but everyone expects him (sic) to. Someone who lives in a glass bowl with everyone
watching, analyzing, criticizing.
Board 2
When I think of the role of the school principal I think of a person with an ocean-full of
responsibilities but just a thimble-full of time. A visionary frustrated by those who cannot see
past the status quo. A communicator but not perceived as a listener. A mild mannered man
(sic) with a big S on his chest.
Board 3
When I think of the role of the school principal I think of a person at the top of a very
unstable, inefficient and dis-organised pile of people, with staff like a herd of cats, with
students who don’t know where they are going and what they are doing, and where the
goalposts are, both invisible and constantly moving.
Board 4
When I think of the role of the school principal I think of lots of hard work … lots of ‘hats’
that have to be worn for the various roles in a single day … loneliness – a job at the ‘top’
with responsibility for many but relationship with few. The power and influence to shape and
change the lives of many, not few.
Parent 1
When I think of the role of the school principal I think of a strong leader with excellent
communication skills, wealth of experience and a very strong character which can withstand
enormous stress and work load.
Parent 2
When I think of the role of the school principal I think of the incredible responsibility that
he/she carries on their shoulders, particularly that for a Christian school principal, who is
accountable before God for what goes on at the school. I take my hat off to any principal who
can match the expectations of so many – staff, students, parents, board etc.
Parent 3
When I think of the role of the school principal I think of a very hard working, dedicated
person who is selfless and ever faithful to their calling.
256
Parent 4
When I think of the role of the school principal I think of how much I would not like the task.
Student responses to the open-ended survey opportunity were often cryptic and ranged across
the spectrum of positive and negative comments, as the following illustrate.
Student 1
When I think of the role of the school principal I think of hard work/long hours; difficult
decisions; makes a big difference.
Student 2
When I think of the role of the school principal I think of some-one you don’t see except in
assembly’s.
Student 3
When I think of the role of the school principal I think of a figure at a school whom you can
never really get close to.
Student 4
When I think of the role of the school principal I think of a very talkative, generally confident
person who knows what is best for the school’s staff and students.
Student 5
When I think of the role of the school principal I think of a man, not really woman, very
experienced, friendly, is in charge of everything but gets others to do it. Has final say.
Student 6
When I think of the role of the school principal I think of a big scary guy who patrols the
school and doesn’t have all that much to do with the students. That’s what the Vice-
Principals for.
Student 7
When I think of the role of the school principal I think Darth Vader would be a compliment.
Student 8
When I think of the role of the school principal I think of someone who you should be able to
relate to, who can help you out, can easily talk to. An encourager, someone who builds you
up and helps to shape the person you’ll become and the future you will have.
257
Student 9
When I think of the role of the school principal I think of a friendly leader of the school, who
likes to talk to the students and to help them. I also think that they have a really difficult time
with discipline at times. I think it would be rewarding.
Student 10
When I think of the role of the school principal I think of someone who you can go and see if
you have personal or educational problems. Someone who is friendly, interesting and a role
model for everyone.
Student 1
When I think of the role of the school principal I think of a nice caring friendly person full of
wisdom.
From the open-ended responses there is a strong perceptual sense that the role of the
principalship was difficult, demanding and in the eyes of some displeasing. The data in
Schedule W reflects this perception in items 3 and 5. When combined, these items place the
perception of the principalship as difficult and demanding, at the highest level for the staff
and Board responses, second for the students and third for the parent group. The average
frequency of 9.6%, that results from combining items 3 and 5, represents the highest
aggregate average of all the data from the open-ended perception responses. Underscoring the
pervasive sense that the role of the principalship is demanding, and perceived somewhat
negatively by the respondents, was the absence of any survey responses to indicate an
aspiration to be a school principal, or regret that respondents had lacked the opportunity or
Personal qualities of character for the principalship featured prominently in the open-ended
responses. Following behind the combination of items 3 and 5, the second most frequent
item, at 8.3% relates to the personal qualities of the principalship. Attributes, in this category,
that received mention included friendliness, optimistic, positive, fair, open, humour,
258
these personal attributes appears in Schedule W as personal qualities, item 21. Personal
qualities are the highest recorded item mentioned by the parent and student respondents.
Students, in particular, record 14% of their open-ended responses in the area of personal
qualities, which is the highest survey response for all groups and items.
The emphasis on personal qualities in the perception of the principalship recognised its
people-related and socially interactive role. Comments of this aspect were evident in the
following teacher responses, together with references to other features of the principalship.
Teacher 5
When I think of the role of the school principal I think of a person who carries a huge
responsibility for the welfare of all from ground staff to youngest student. Principal needs to
be multi-skilled, especially in dealing with people – counselling, conflict resolution, inspiring,
motivating. Schools are people places and need people – people to bring out the best!
Teacher 6
When I think of the role of the school principal I think of a person who has a strong
intellectual pedigree about education and policy. I see the person as being very mature as
this inspires a certain confidence that comes from experience. I see the person as being more
people-orientated rather than task, a person whose door is open to staff with the staff being
free and confident to approach the principal.
Leadership was also a strong emphasis in the open-ended perceptions. The average frequency
of reference to leadership, of 7.8%, is the second highest individual item average. As the
highest ranked item in the data, from the group ranking in Schedule X, leadership was
consistently reported as a primary perception of the principalship. Expected and sought after,
leadership appears, in the minds of staff, students, parents and Boards, to be synonymous with
the principalship, even allowing for the following comment by teacher 7:-
Teacher 7
When I think of the role of the school principal I think of someone who thinks they are in
touch with their staff and students but really don’t know what it is like in the classroom.
259
4.6.7 Principals’ Perceptions
The five principals from the school communities that participated in this study completed the
same survey instrument that was used with other respondents. The resulting perceptions of
the principals themselves are considered in the following section. Because there were only
five participants in the principal cohort, the data base is not large enough for meaningful
aggregation, as occurred with the other responses. Instead the principals’ responses are
reported individually, with the designated principal number unrelated to the school number to
ensure confidentiality. In the discussion that follows, comparisons are made between the
perceptions of the principals and those of the other respondent groups reported previously.
From the open-ended survey question the following statements were reported:-
Principal 1
When I think of the role of the school principal I think of long hours of paperwork. Lots of
meetings! Dealing with difficult student issues. Consultations with teachers. Not seeing
enough of students. Purpose/fulfillment of helping talented teachers do wonderful things with
students.
Principal 2
When I think of the role of the school principal I think of a visionary with strong relationship
with the Lord who has the courage to stand on the faith that the Lord has placed in his/her
heart. He/she has a love for staff and students and wants to draw the best out of them.
He/she is willing to learn from experiences. He/she can be trusted – a person of integrity.
Principal 3
When I think of the role of the school principal I think of versatility. Love of kids and people;
passion for teaching and learning; wise, Godly, prayerful, dedicated, zany.
Principal 4
When I think of the role of the school principal I think of
• a pastor to teachers/staff and Board members
• a guide to the school community
• an energizer – providing energy to the organization
• a ‘conductor’ – bringing together many elements that make up a school
• an empathetic yet critical friend of the school
• an upholder and encourager
260
Principal 5
When I think of the role of the school principal I think of a person operating with integrity,
seeking to be a servant leader, to honour God’s call on his/her place in the school. Clear
understanding of the role of parents/teachers/other staff and students and their
interrelationship is vital. To lead by example is fine in some areas but no one person can be
an expert in all so to trust in others’ gifts and their application to the role of Christian
education is also a vital aspect of the principalship. I also think of the vital role and
relationship between the Board Chair, Board members and the principal: the distinction
between governance and management.
From these five statements there are five distinct or discernable strands to the perceptions of
the principalship. These strands are classified as pertaining to the following features:-
Strand 2: Sense of vision and spiritual calling, with the high ideal of helping students and
therefore must love kids and staff, and have a passion for teaching and
learning.
Strand 4: Role as a leader with an understanding of the school community and the
distinctive features of governance and management.
receives relatively little mention from the principal’s cohort. There is also a higher profile, in
the principals’ perspectives, for Strand 2 items, which refer to calling, vocation and more
inspirational and spiritual aspects of the principalship. The reference to a spiritual perspective
of principalship practice was an expected outcome of the context of this study in the setting of
five Christian Schools. Spiritual references similarly occurred within the data from the other
261
survey groups, with the parent group reporting the highest group reference to a spiritual
While one principal gave expression to the demanding nature of the principalship, mentioned
in Strand 1, the aspects in Strands 3 and 5 predominated. These two strands emphasise the
perceptions of the principalship in terms of the required personal qualities in Stand 3, and
operational attitudes, influences and approaches in Strand 5. The presence of these two
aspects, in the principals’ perceptions of their role, was in harmony with the perceptions
expressed by the other response groups. If the perceptions of practicing principals are
indicative of the practice of the principalship, then, in the categories of personal qualities, and
operational approaches and attributes, there exists substantial agreement in the parent, staff,
The analysis of the responses for the principals’ group yields somewhat qualified results due
to the small group size. Nevertheless, the limited size of the principals’ data group was an
unavoidable consequence of the structure of this study. Further research into the perceptions
of practicing principals, to increase the data field, would strengthen the confidence levels in
Data from practicing principals, concerning the perceptions of principalship practice, could be
interpreted as a valid commentary or insight into the practice itself. The following analysis
adopts this rationale as a basis for data analysis. From this perspective the perceptions of the
five principals provide an insight into the practices of the principalship, against which the
other survey group perceptions are compared and contrasted. Of interest is the extent that the
principals’ own perceptions reveal the presence, or otherwise, of inter-group agreement with
262
4.6.7(a) Principalship Qualifications
The perceptions of the five principals, as regards teaching experience, age and desired
The perception index calculation for the data in Table 49 is tabulated in Table 50 and
presented together with the perception index data calculated for the four other survey groups.
CATEGORIES (P.I.)
YEARS DESIRABLE MINIMUM GROUP
GROUP TEACHING AGE TERTIARY AGGREGATE
EXPERIENCE QUALIFICATION AVE PI
Principals 87 60 -40 36
Teachers 32 52 11 32
Students -10 20 18 9
Parents 21 51 17 30
Boards 49 52 9 37
Category Aggregate 36 47 3 -
Average PI
Table 51 further assessed the levels of inter-group agreement, described previously in this
study for Schedules B, E, N and U, by using the category aggregate average perception index
as a benchmark.
263
Table 51: Category Aggregate Average PI Comparisons
GROUP
CATEGORY H T S P B
Teaching Experience + - - - +
Age + + - + +
Minimum Qualification - + + + +
Overall, from Table 51, the level of inter-group agreement with the principals’ (H)
perceptions is at the highest level of 67% for the Board group. Thereafter, the principal-
teacher and principal-parent agreement is 33%, while no agreement occurs for the principal
experience, age and tertiary qualifications, are assessed for levels of inter-group congruence.
In the case of teaching experience, the principals’ perception index indicates a strong view for
and parent perception indices indicate a perceived lower level of teaching experience
requirement. The Board perception, of this principalship qualification, was towards the
higher level, but not to the same extent as the principals’ group perception.
The age qualification for the principalship evidences considerable parity in the perception
indices of the principal, teacher, parent, and Board groups towards an age range of 41-45
years. Student perceptions are more towards the 36-40 years age range, and distinctly
different from the other group perceptions with a group perception index at least 31 points
lower than all other groups. This student result is not entirely unexpected. The perception
level of students indicates either a preference for younger principals, or alternatively, the
264
The perception levels of the desirable minimum tertiary qualifications for the principalship
evidence a disparity in those of the principals’ group and the other four groups. The
principals’ group indicated a clear perception of the adequacy of a Bachelor’s degree level
qualification. In contrast, the other groups reported perceptions that favoured the higher
degree qualifications, with the student group indicating the strongest perception in this regard.
proxy for principalship practice, then the principalship qualification data suggests varying
the principalship age requirement occurs with all except the student group; agreement in the
teaching experience requirement occurs only with the Board cohort; and divergence by all
four survey groups occurs in the perception of the desirable minimum tertiary qualification
requirement.
The principals’ perception data of the relative importance of nominated personal qualities for
the principalship did not allow for detailed or precise delineation because of the small group
size. While recognizing this limitation, it is possible to identify some instructive patterns in
the data by using the perception index. When this index is calculated for each personal
quality assessed by the principals’ group, several groupings occur as indicated in Table 52
265
The six items perceived by the principals’ group in the highest perception index level of 93, in
Table 52, are predominantly the leading personal qualities identified by the five principals
when they ranked, in order, the five most important qualities. Table 53 details the resulting
ranked items.
When the items in Table 53 are given a weighted frequency according to rank, the hierarchy
Comparisons of these six items with the highest perception index group in Table 52 reveals
that only one item differs in each list, namely, understanding in the perception index group,
and open, in the principals’ ranking. Once again, a level of congruence has occurred in the
perception index and the directly ranked data, to enhance confidence in the perception index
device, and underscore the validity of the results determined from the data.
Correlating the principals’ perceptions of the importance of the nominated personal qualities
in the survey, and the other respondent groups’ perceptions, involved drawing together the
five sets of ranked items from the survey groups. This occurs in Table 54.
266
Variances of perception are evident for the ranked items in Table 54, with regard to the
visionary aspect of the principalship. The principals’ group placed the visionary quality
foremost in importance, yet for the other groups, only the teacher cohort allocated this quality
a rank in the top five personal qualities, at fourth place. Similarly, the Board group
perceptions did not locate the visionary quality in the five qualities ranked most important.
Further to this there is a core of three personal qualities which recorded uniform recognition
throughout the five qualities ranked as most important. These are leader, wise and
qualities as the defining personal qualities of the principalship. In addition, with reference to
the perceptions of the principals’ group as a benchmark for the practice of the principal, the
teacher perceptions aligned most, with 80% agreement, while the student, parent and Board
The perception index calculation of the professional skills of importance to the principalship,
from the five school principals, produced the results summarized in Table 55. Perception
index values for such a small sample group allowed limited item distinction, so an approach
which used clusters of items with the same perception index was employed.
267
Broad observations are possible from the clusters of items in Table 55. At the upper end are
communication and future planning, with building development and record keeping at the
lower indicated level of importance. When this result is compared to Schedule L, where the
other group perception rankings are displayed, there is substantial correlation at the upper and
lower levels. At least one of the skills of communication or future planning appear in the
highest two perception index placements, and either one, or both, of building development or
record keeping occur in the lowest two places. Curriculum development in the group data
receives an average perception index score of 72 which compares closely with the principals’
Beyond the use of the perception index assessment of the importance of the nominated
professional skills, the principals’ group, as for the other respondents, was asked to indicate
the five most important skills. Table 56 summarizes the resulting principals’ perceptions.
When the items in Table 56 are assigned a weighted frequency, according to rank, the leading
future planning, organizational management, staff management, staff development and public
relations. These eight ranked items are the same skills in the two highest perception index
268
Establishing the principals’ group perceptions of the importance of various professional skills
to the practice of the principalship allowed a comparison across the five survey groups. The
first five highest ranked professional skills for each group, including the principals, are
From the five lists in Table 57, the two skills of leadership and future planning are the only
principal group and none of the others, while staff management is reported in all groups
except the principal group. Slightly different interpretations by survey respondents, of the
two skills of staff management and organizational management, perhaps explains the
distinction in the classification of these items by the groups. Staff management and
The highest level of group agreement with the principals’ group perceptual classifications
occurs with the teacher group at 80%. Student, parent and Board agreement with the
principals’ perceptions of the top five ranked professional skills is 60%. As noted previously,
the principals’ group perceptions of their own practice is a useful indicator of the practice of
269
when considering the role and influence of leadership as a principalship skill. A lower level
of significance is given to leadership skill by the principals’ group than the level of
significance attached to the principal as a leader in the perceptions of the other stakeholders.
The perceptual data of the survey item for hours worked, for the separate groups, including
the principals’ group, are summarized in Table 58 based on the category frequencies that were
recorded.
<44 0 4 15 12 0
45-51 0 18 47 42 27
52-59 20 36 31 32 30
>59 80 42 7 14 42
Perception Index 93 69 33 41 71
A significant aspect to the data in Table 58 is the comparison with the actual hours worked
recorded by the principals in Section Two of this Portfolio. No group perceptions, including
the principals’ group, recorded strongly in the 52-59 hours category which corresponded to
the 57 hours of reported principalship practice. The teacher, Board and principals’ group
response frequencies over-estimated the hours worked by the principal, and the parent and
student groups under-estimated this feature of the principalship. However, the group
perception indices for the teacher and Board groups, at 69 and 71 respectively, did correspond
Inter-group perceptions of the hours per week worked by the principal are divergent, while
agreement with the actual hours worked occurs for the teacher and Board groups. The
perception of principalship practice by the principals, regarding the hours worked per week, is
considerably divergent from their own actual practice as a group, as well as from other group
270
perceptions. The closest agreement of perception of hours worked, according to perception
index, is between the principal and Board groups, albeit with a 22% perception index
difference.
The analysis of the perceptions of principals’ time allocation did not involve a ranking of the
nominated items. The perception index provided the only means for inter-item and inter-
group comparison. The perception indices for the time allocation detail for the principals’
In Table 59, the significance of the zero and negative perception indices is in relation to the
time allocation categories against which respondents indicated their perceptions. The
negative end of the index scale corresponded to the lowest time allocation category choice,
which was less than 5% of the time. The larger the negative value of the perception index the
lower the perceived time allocated by the principal to that particular activity. From the data in
Table 59, the principals’ group perceptions of time use, from the nominated duties, places
school administration, school planning and correspondence towards the upper end of the 5-
25% of time category, while staff recruitment and professional reading are at the lower end of
the less than 5% of the time category. Amongst the principals’ group perceptions of time
271
allocation, there are no duties that were perceived to occupy greater than 50% of the time, and
slightly less than 10% of the indicators are recorded in the 25-50% time allocation.
Perception index data was used to compare the principals’ group perceptions of time use with
Table 60: Time Allocation Group Perception Indices – Top Five Duties
In Table 60 there is only one task that receives uniform group acknowledgement in the top
five duties, namely school planning, while school administration receives 80% recognition in
the group perceptions. The group perceptions of principalship duties that most agree with the
principals’ group are the Board and parent groups, at 80%, followed by 60% for the teacher
group.
The time allocation item that reported a significant variance of perception amongst the groups
is that of Board matters. Only the student and teacher groups recorded Board matters in the
top 5 time allocations for principalship practice, and ranked it second in importance as a time
allocation for the principal. In contrast, governance matters are not perceived by the
272
At the lower end of the perceived allocation of time to various duties, are items which reveal
some useful correlations. Table 61 lists the duties recorded by the principals’ group in the
lowest ten duties and identifies how the other four groups similarly place these duties.
While it was previously noted that there was only one of the top five duties common to all
group perceptions of the time spent by the principal, there are four common items in the lower
ten duties. These four items are classroom teaching, buildings and grounds, school
assemblies, and report writing. Further still, while there are no duties in the top five with a
uniform disparity between the principals’ group perceptions and the other four groups, there
are two such duties in the lowest ten items. These two allocations are to staff meetings and
principals’ meetings, which are both perceived by the 4 stakeholder groups to utilize a greater
amount of time for the principal than is indicated by the principals’ group perceptions.
Increased divergence is therefore evident in the perceptions of those items that the teacher,
student, parent and Board groups report as occupying less of the principal’s time.
273
4.6.7(f) Inter-Group Comparisons with Principals’ Group Ranking
The sample size for the principals’ group limited fine distinctions between the principals’
group time allocation perception for particular duties. However, this was not the case for the
other four groups. To undertake further inter-group comparisons, the principals’ group
perception indices, for the time use items in Table 59, were ranked. Multiple items with the
same perception index are listed in the order reported in the survey. Table 62 displays the
principals’ ranking, thus allocated, with a comparative listing of the item rank from the
1. School Administration 4 12 7 2
2. School Planning 1 1 1 1
3. Correspondence 3 10 4 7
4. Enrolment Interviews and Enquiries 9 5 9 5
5. Telephone 6 19 10 3
6. Budget and Finance 7 8 1 4
7. Policy Development 5 6 3 11
8. Staff Counselling 18 18 13 12
9. Student Progress 16 7 15 8
10. Student Discipline 15 13 17 19
11. Board Matters 2 2 2 10
12. Curriculum Planning 19 9 8 15
13. Student Counselling 21 21 21 21
14. Staff Meetings 14 4 5 6
15. Classroom Teaching 23 23 23 23
16. Buildings and Grounds 17 22 22 22
17. Principals’ Meetings 8 3 6 9
18. School Assemblies 20 14 18 20
19. Parent Meetings 10 11 14 16
20. Report Writing 22 16 20 18
21. Conflict Resolution 11 17 12 14
22. Staff Recruitment 12 15 19 13
23. Professional Reading 13 20 16 17
274
The last row in Table 62 indicates the average group variance in the ranking of each duty,
compared with the principals’ group ranking. The Board group ranking, of the nominated
items. reported the least variance from the principals’ group ranking, at 4.4, or equivalent to 4
ranked places. The greatest variance is 6.3, or 6 ranked places, for the student group. The
greater variance for the student group data is consistent with aspects of the data analysis
previously reported. The parent and staff groups displayed an average rank variation of 5
When a similar calculation is made using the data for personal qualities and professional
275
Average ranked variances for the data in Table 63, reveal a similar pattern of differing inter-
group perceptions for principalship personal qualities as is present for the time allocation data
in Table 62. The variances in the personal qualities data are in the lower range, from 3 to 5
places, compared to the time allocation variance range of 4 to 6 places. Both sets of data
personal qualities or time use, that is assessed. For the variances in the perception of
principalship professional skills, however, the inter-group variances, displayed in Table 64,
1. Communication 2 5 2 2
2. Future Planning 5 2 8 6
3. Inter-Personal Relationships 3 8 4 4
4. Staff Meetings 4 3 3 3
5. Staff Development 9 4 7 9
6. Organizational Management 7 6 9 7
7. Public Relations 8 11 11 8
8. Leadership 1 1 1 1
9. Marketing and Publicity 12 15 14 13
10. Financial Planning 13 12 12 12
11. Dispute Resolution 6 9 5 5
12. Student Discipline 13 12 12 12
13. Curriculum Development 11 7 10 11
14. Building Development 14 14 13 15
15. Record Keeping 15 13 15 14
Group perceptions of the prerequisite professional skills for the principalship, in Table 64,
evidence the highest level of inter-group agreement. While the four survey group perceptions
of the important professional skills are in comparative agreement, the 2 place variance with
the principals’ group perceptions represents a 13% level of disparity. This inter-group
276
disparity with the principals’ group perceptions of principalship professional skills compares
with a 13-21% disparity for principalship personal qualities, and a 17-26% disparity for
principalship time use perceptions. Table 65 presents a summary of the inter-group ranked
variances with the principals’ group perceptions for the three survey categories that pertain to
principalship practice.
SURVEY GROUPS
TOTAL PLACE %
CATEGORY TEACHERS STUDENTS PARENTS BOARDS CATEGORY VARIANT VARIANCE
AVERAGE
From the summary data in Table 65, where the perceptions of the principals’ group are used
as a benchmark for principalship practice, the perceptions of teachers, students, parents and
divergence is at its lowest level for the category of perceptions of principalship professional
skills and for the Board survey group. The greatest divergence occurs for the perceptions of
the category of time allocations to the various duties and tasks of the principalship and for the
student survey group at 4.8 ranked places. Overall a 17% variance is reported in the
perceptions of the teacher, student, parent and Board groups compared with the principals’
group.
The five principals provided responses to the metaphor analysis of the principalship
perceptions via the seven metaphor groups in the survey. To analyse the responses, the
277
metaphors were grouped according to the predominant imagery of the metaphor into three
relationship or relational metaphors. Grouping the responses from the five principals in this
manner resulted in more substantial aggregate data on which to base the analysis. Table 66
principalship practice, places the relational metaphors at the forefront, with a total average
response rate of 40%, followed by administration 37%, and lastly, 20% for the metaphors of
authority and power. Classification of the respective group ranking assigned to the metaphor
clusters by the principals’ group compared to those of the teacher, student, parent and Board
278
Table 67: Group Summary of Metaphor Classifications
Administration 2 1 3 1 1 1
Authority 3 2 1 2 3 2
Relational 1 3 2 3 2 3
Agreement between the separate group rankings of the metaphor imagery is substantial for the
teacher and parent groups at 100%. In contrast, there is only 9% (one item out of 12)
agreement with the principals’ group metaphor rank and the other groups. This occurs with
the common position which is given by the principal and Board groups to the metaphor of
authority. For the combined teacher, student, parent and Board groups, there is no agreement
with the principals’ group ranking of the perceptions of the principalship via metaphor. The
inference from this is that the perceptions of the role of the principalship, by teacher, student,
parent and Board group members, are at considerable variance from the practice of the
To assist the task of drawing together the perceptions of the principalship across the spectrum
of variables and respondents that were considered, six perception maps were constructed.
The display of the perceptual data, via a map, was to further identify and clarify the patterns
of inter-group perceptual congruence, or otherwise. The maps were constructed so that the
focus was not directed to the specific items that generated the perceptual responses from the
survey groups, but rather the overall configuration of the responses. This feature of the
perception maps’ construction, and subsequent use, was consistent with the overall intention
of the study. This intention was to identify and assess the levels of congruence in the various
279
practices and perceptions, not the specific items that comprise these fields. The perception
maps served to provide an appropriate and effective visual device for achieving this objective.
Perception Map 1 is based on the perception index data in Appendix G, which comprised the
qualities listed in Appendix E, are represented by the numbers 1 to 24 on the horizontal axis,
with the corresponding perception index value recorded on the vertical axis. In addition to the
perception index responses from teacher, student, parent and Board groups, an aggregate
average (AGV) was plotted. The aggregate average perception index provided a base line to
100
90
80
70
Perception Index
60
50
40
30
Teacher
20 Student
Parent
10 Board
AGV
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Personal Qualities (Appendix E)
A similar approach was used to construct Perception Map 2 and 3. Perception Map 2 is based
on the perception index data in Appendix H, and the 15 professional skills listed in Appendix
280
E. Perception Map 3 is based on the perception index data in Appendix J and the 23 time
100
90
80
70
Perception Index
60
50
40
30
Teacher
20 Student
Parent
10 Board
AVG
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
Professional Skills (Appendix E)
80
60
40
Perception Index
20
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23
-20
Teacher
Student
-40 Parent
Board
AVG
-60
Time Allocation (Appendix E)
281
In these three perception maps, the pattern of perceptual congruence is indicated by the
closeness of the lines representing the group data and the average aggregate line. The overall
strength, or otherwise, of the group perceptions is evidenced by the position of the group lines
The perceptions in Maps 1 and 2 recorded a closer pattern of congruence than the perceptions
displayed in Map 3. To validate and quantify this assessment of congruence, the dispersal of
the group perceptions displayed in the perception maps was considered. This was undertaken
by quantifying the inter-group variances in the perception indices, for each of the items in the
three categories of response, namely, personal qualities, professional skills and time use. The
inter-group variances, evident in Maps 1, 2 and 3, are summarized in Table 68. In this table
the inter-group variances are indicated for students and Boards (S-B), students and teachers
(S-T), students and parents (S-P), teachers and Boards (T-B), teachers and parents (T-P) and
In Table 68, the data for the average inter-group dispersal in the perception indices, confirms
the previously reported pattern of variance in the perceptual data. Maps 1 and 2 for personal
qualities and professional skills evidence greater levels of perceptual congruence than Map 3.
282
The strongest agreement in the group perceptions is firstly for personal qualities with an
average perception index dispersal per item of 5.5 points, followed by professional skills at 6
points and time allocation 15.9 points. A higher level of congruence in the survey groups’
perceptions of the personal qualities and professional skills that are important to the
principalship occurred. However, when the details of day-to-day principalship practice are
perceptions. The level of this perceptual disparity is over 2.5 times greater for perceptions of
principalship time use, than perceptions related to important personal qualities and
The relative congruence of the group perceptions for principalship personal qualities and
professional skills, and disparity for the perceptions of the time use data are noteworthy.
principalship practice, a distinction can be made between the two categories that report
perceptual congruence and the one category that does not. The categories of personal
qualities and professional skills, where there is relative perceptual agreement, share a
congruence and the perceptions that relate to principalship practice that convey disparity.
When the itemized inter-group comparisons, in Table 68, are considered, the inter-group
professional and personal qualities) and practice (i.e. time allocation) are most pronounced
between the student group and the Board and teacher groups. The significance of this
disparity centres on two important operational aspects of the principalship. The first involves
283
The teacher and Board groups preside over the outcomes of schooling which are its student
effects. Yet students’ perceptions of principalship prescriptions and practices vary markedly
from the perceptions of teachers and Boards, as displayed in Table 69. Student perceptions
evidence an overall 72% greater variance than the parent perceptions of the principalship,
Table 69: Average Perceptual Variances With Combined Teacher and Board Group
Perceptions
CATEGORY VARIANCES (P.I. POINTS)
PERSONAL QUALITIES PROFESSIONAL SKILLS TIME ALLOCATION
GROUP
AVE GROUP AVE AVE GROUP AVE AVE GROUP AVE
VARIATION VARIANCE/ VARIATION VARIANCE/ VARIATION VARIANCE/
ITEM ITEM ITEM
Students 168 7.0 110 7.3 532 23.0
Parents 106 4.4 75 5.0 283 12.3
Combined
Average 137 5.7 93 6.2 408 17.7
Table 69 considers the Teacher and Board groups as a unit which represents school
governance. It is this unit that establishes school policies and practices. The parent and
perceptions of the principalship, as the executive officer of school governance, and therefore
the provider of school services, affects how the services are evaluated and received.
Table 70 compares the combined teacher and student group perceptual data with parent and
Board perceptions. Teacher and student group members are in the closest operational
proximity to principalship practice. These groups observe the principalship more closely than
parent or Board group members. In the combined teacher and student data, divergence in the
pattern of perceptions of the principalship with the parent and Board groups, is not as
pronounced as for the Table 69 data. While the parent perceptions recorded a similar pattern
284
Table 70: Average Perceptual Variances With Combined Teacher and Student Group
Perceptions
Board perceptions recorded a significantly higher level of disparity than the parent group, in
the level of importance of various personal qualities to the principalship and in the time
allocation of principalship practices. Divergence or disparity at this level indicated that the
Board group, which appoints the principal, and to whom the principal is accountable,
the teacher and student group who share the daily activities and environment of school life
with the principal. Board perceptions evidenced an overall 33% greater variance than the
parent perceptions of the principalship, when compared to the combined teacher and student
perceptions.
Further to the use of Perception Maps 1, 2 and 3, to draw together the data of the various
group perceptions, the perceptions of the five principals in the study were considered. To do
this the perceptions of the five principals, in the categories personal qualities, professional
skills and time allocation, were superimposed on Perception Maps 1, 2 and 3 respectively to
285
Perception Map 4 - Principalship Personal Qualities (inc. Head)
100
90
80
70
Perception Index
60
50
40
30 Teacher
Student
20 Parent
Board
10 AVG (T,S,P,B)
Head
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Personal Qualities (Appendix E)
100
90
80
70
Perception Index
60
50
40
30 Teacher
Student
Parent
20
Board
AVG (T,S,P,B)
10 Head
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
Professional Skills (Appendix E)
286
Perception Map 6 - Principalship Practice Time Allocation (Inc. Head)
100
80
60
40
Perception Index
20
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23
-20
-40
Teacher
-60 Student
Parent
Board
-80 AVG (T,S,P,B)
Head
-100
Time Principalship Practice Time Allocation (Appendix E)
Perception Maps 4, 5 and 6 are structured as noted previously for Perception Maps 1, 2 and 3
regarding the axis labelling. From the revised perception maps that incorporated the
principals’ (or Heads) perceptions, there is greater agreement in the perceptual patterns in
Maps 4 and 5 than for Map 6. This mirrored the previous inter-group analysis. To further
explore and quantify this agreement, the dispersion in the perceptions of the principals,
designated as “H” for Head, and the four stakeholder groups is assessed in Table 71.
287
The dispersal rates in the perceptions of the principals (Heads) and the four stakeholder
groups in Table 71, are greater than those for the stakeholder group analyses in Table 69 and
70. The perceptions that comprised the prescriptive aspects of the principalship, namely
personal qualities and professional skills, display a combined average dispersal per item of
19.7 in Table 71 compared to 11.9 in Table 69, and 10.8 in Table 70. Inter-group variances
with the principals’ perceptions of principalship prescriptions are therefore 66% and 82%
greater, respectively, than for the four stakeholder group comparisons in Table 69 and 70.
For the detail of principalship time allocation, the average variance is 40.4 per item in Table
71, compared to variances of 17.7 and 15.1 in Table 69 and 70, respectively. Variance or
dispersal is therefore, 128% and 168% greater for the perceptions of the principals and the
other response groups, than for the variance in the inter-group perceptions. Substantial
perceptual variance occurs for the stakeholder groups’ perceptions of the level of importance
of various prescriptive qualities and skills for the principalship and the time allocation of
principalship practice. It is, however, in the area of principalship practice that the greatest
variances are recorded in the data analysis for all inter-group comparisons.
Individual group level comparisons with the principals’ group perceptions, report the largest
divergence in perception for the principals’ group and the student respondents. The
divergence in the student and principals’ group perceptions is 230% greater for principalship
practice than it is for the prescriptive requirements that are perceived as important for the
principalship. The smallest divergence between the principals’ group perceptions and the
other group responses occurs with the teacher cohort. The perceptual congruence of the
teachers’ responses is 31% greater than is the case for the students, when teacher and student
perceptions are compared to the principals’ group responses. The Board congruence with the
principals’ group perceptions is 2% less than the teacher-principal agreement. The inter-
group variances with the principals’ group are summarized in Table 72. The variances in the
288
perception of teachers, students, parents and Board members with the principals’ group were
calculated using the average variation for each item in the categories of principalship personal
Table 72: Perceptual Variation (%) With Principals’ Group Based on Average Item
Variations in Perception Indices
Teachers 7 11 9 34 18
Boards 8 12 9 33 18
Parents 6 12 9 33 18
Students 7 13 10 54 26
Overall 7 13 9 40 21
Average
From these data in Table 72, the prescriptive detail concerning the principalship, reported an
overall average 9% variance in the group perceptions. This variation increases to 40%, when
the perceptions of the time that a particular duty occupies the principal is reported by
teaching, student, parent and Board members. An overall average inter-group perceptual
practice.
From the range of data and analyses that have been reported, there emerge various patterns of
principalship. These patterns are evident within and between the four primary stakeholder
groups, namely, teachers, students, parents and Boards, and between these groups and the five
practicing principals in the study. Various specific and localized features of the pattern of
perceptual agreement, or otherwise, have been identified which give rise to the following
289
4.7 CONCLUSIONS
In this section of the portfolio a range of perceptual data concerning the principalship has
been reported and analysed. These data were related, in the first instance, to three main
principalship categories, namely, personal qualities, professional skills and time use. The
principalship, in its broadest sense, comprises the integration of these three aspects, not just
the single component of day-to-day task allocation and detail. The personal qualities and
professional skills that the school principal brings to the role of the principalship are
fundamental variables that influence the resulting practice. Teacher, student, parent and
the personal qualities and professional skills of importance to the principalship, together with
Further to this, perceptions of the principalship have been reported via metaphor use and
open-ended responses designed to broaden and enrich the detail of the survey groups’
perceptions of the principalship. Table 73 summarises the range of data that was reported for
respectively.
T-B 100 42 67 56 71 67
P-S 67 63 33 61 71 59
P-T 33 54 40 43 86 51
P-B 33 38 40 43 86 48
S-T 0 42 27 30 57 31
S-B 0 25 33 13 86 31
Category 33 44 40 41 76 48
Average
290
In Table 73 the highest level of overall agreement, in the perceptions of the principalship,
occurred with the teacher and Board groups, at 67%. These two group perceptions of the
principalship were most significant to the principalship. Boards of governance appoint the
principal, therefore, an understanding of the principalship is crucial to the task of making the
appointment effectively. The staff work most closely with the principal and it is from the
teacher cohort that future principal aspirants emerge and subsequent principalship
appointments are made. Perceptions of the role of the principal influence the career interest
and preparation of teachers aspiring to the principalship. Once appointed, new principals
bring to the role the personal perceptions that they understand comprise the principalship.
Perceptions that prove to be inaccurate, when confronted by the actual practice of the
At the lower level of agreement, of 33%, in the inter-group perceptions were the student and
Board, and student and teacher groups. A feature of these two correlations was the presence,
in both cases, of the student cohort. Student perceptions of the principalship differed
markedly from the two most influential groups which determined the structure and operation
of the school experience for students. The group which received the application of the
principalship, namely the students, perceived the role quite differently from the Board group,
which was responsible for the principalship appointment, and the staff group which executed
Students are the primary focus of the service provided by schooling, and those most affected
by the service that is provided. At a time in the evolution of schooling when student
concerns are relevant issues in schools, the disparity between school governance and student
perceptions of the principalship is important. School planning and school structures reflect
291
the governance perceptions of schooling and the principalship role within it, not those of
students. To adequately address student needs, the divergent student perspectives require
understanding and recognition as part of the process. Failure to do so reproduces, into the
future, the different student and teacher perceptions of principalship prescriptions and
practices, and the divergent governance perspectives that result. Teachers are of particular
their on-going interaction with students at the classroom level, as well as their closeness to the
principal.
The highest recorded inter-group agreement of 100% occurred for principalship qualifications
between the teacher and Board groups. However, this was also the area of lowest general
overall inter-group agreement (33%). Qualifications for the principalship that focussed on
age, teaching experience and minimum tertiary qualifications were perceived with greatest
disparity across the survey groups. It was of interest that the parent-student groups, who have
a lesser role in school policy, displayed the second highest inter-group agreement in this
category. This highlighted the way that the perceptual disparity, regarding the qualifications
for the principalship, occurred mainly between those inside and those outside the school
organization.
professional skills. As such, the overall inter-group agreement was 42% (see Table 73),
which was the same as the level reported for the inter-group agreement of the perceptions of
principalship practice, in terms of time use. Both of these results indicated a relatively low
level of overall inter-group perceptual agreement regarding the prescriptions and practices of
the principalship. A similar overall 41% level of inter-group agreement occurred in the data
reported in Schedule W, which summarized the group responses from the open-ended survey
292
section. For each of these data categories, despite the low overall inter-group agreement,
there was a stronger level of agreement for the teacher-Board groups. Teacher-Board
open-ended response frequencies were 100%, 55%, 56% and 57% respectively. This
consistent pattern of stronger inter-group agreement between the teacher and Board groups,
categories for the student-teacher and student-Board groups. The level of this weaker
agreement, involving student perceptions and those of teachers and Boards, for principalship
qualifications, prescriptions, practices and open-ended responses were 0%, 32%, 22% and
32% respectively.
An exception to the categories where lower levels of inter-group agreement occurred was in
the metaphor analysis of principalship perceptions. In these data, reported in Table 73, the
levels of inter-group agreement were markedly higher and averaged 76%. The prominence of
the parent group in the highest level of inter-group agreement was noted. The higher
perceptual agreement reported via metaphors, and particularly involving the parent group,
could reflect the assistance that the metaphors provided in the articulation of respondents’
The lowest inter-group agreement recorded in the metaphor analysis occurred for the teacher-
student groups, at 57%. This outcome, for the two stakeholder groups most closely associated
with the day-to-day practice of the principalship, highlighted the different perceptions that
teacher and students brought to their understanding of the principalship. Student metaphor
principalship, which teachers perceived as its predominant feature. In contrast, the teacher
group metaphors placed lesser emphasis on the principals’ relational activity than the stronger
293
student perceptions, despite the predominant student perception of the principal as an
authority figure.
practices of the principalship, the principals’ group perceptions of their practice was used as a
benchmark. In this analysis, which had a particular focus in Perception Map 6, a marked
disparity occurred in the inter-group comparisons with the principals’ perceptions. Teachers,
Boards and parents evidenced similar levels of disagreement at 33 or 34%, with the
perceptions that the principals’ group indicated, as practitioners, regarding the time allocation
to the tasks that were submitted for consideration. Student perceptual variation, in this
analysis, was 54%. The higher level of disparity between the student and principals’ groups
was indicative of the organizational position of the students within the school structure and
environment.
If, as was argued, the principals’ group perceptions of their practice was a valid proxy for
principalship practice, then it was this aspect of the principalship which reported the highest
levels of inter-group variation with the principals’ perceptions. The level of perceptual
variance, of 40%, reported in this study, revealed a less than desirable level of understanding
of actual principalship practice. The significance of this divide between perception and
practice, encumbers the principalship with stakeholder expectations that are unsatisfied and
principalship because the value of what the principal does is not recognized, and the perceived
aspects that are not undertaken become sources of dysfunction. The overall group variance of
21% with the principals’ practice, as perceived by the principals’ group, and the 59% inter-
group perceptual disagreement in the perceptions of principalship time use, indicated a level
294
CHAPTER FIVE:
PORTFOLIO CONCLUSIONS
295
PORTFOLIO CONCLUSIONS
The purpose of this portfolio of research was to examine the relationship between the
that were understood to characterize the principalship from the perspective of academic or
theoretical considerations and studies. Practices of the principalship were the actual features
and activities that engaged the daily time use of the principal. Perceptions of the principalship
were the features and substance that observers of the principalship associated with the
principalship role.
Perception was used in this study as the reference point for considering principalship
prescriptions and practices. Irrespective of the detail that was prescribed concerning the
principalship and intended by the practice that was given effect, it was the recipients’
perception of principalship role behaviour that constituted, for them, the reality of the
variable which was not easily identified and determined. These features rendered perceptual
data subject to diverse interpretations and, at best, only suggestive of indicative trends in the
data that were analysed. However, while it was difficult to form definitive assessments or
threads, or the unexpected lack of these, that were instructive, relevant and valid.
Patterns of inter-connection between the prescriptions and practices of the principalship were
investigated in this study. Aspects of variance were identified that were consistent with the
growing gulf in the practices, and prescriptions of the principalship, discussed by Simpkins,
Thomas and Thomas (1987). Walker and Dimmock (2000) argued that these variances have
occurred because
296
schools throughout the world operate in an increasingly complex and confusing
environment. School leaders in particular are exposed to the problems, paradoxes and
dilemmas associated with shifting educational landscapes. Recent research into the
dilemmas faced by school principals presents a picture of leaders torn between
opposite, often contradictory directions, as their roles become less circumscribed and
more subject to debate in times of societal change (p. 5).
Section One of this study demonstrated that the literature on the principalship described the
principalship role as one of enormous pressure, dysfunction, variability and ambiguity. Such
characteristics were seen as endemic to principalship practice and the environmental factors
that effected the principal, who lacked a reciprocal capacity for their control or removal.
Societal concerns, dysfunctions and public policy issues, shaped the school agenda which the
principalship, as the gatekeeper to the school, undertook to modulate and moderate according
to the desired school effects and responses. The principalship was therefore, more often, in a
reactive mode.
While this study did not attempt to identify the features or causes of reactive principalship
occurrences. For the principalship practice reported in the observation and journal data of
Section Two, the frequency of interaction ranged from 23 to 84 interactions per day, with an
average of 33. Interaction times ranged from 7 minutes to 30 minutes duration, with an
average of 20 minutes per interaction. These data were consistent with prescriptions of the
principalship that described the role as dynamic and responsive with each day punctuated by
numerous and brief encounters. The observation data particularly reflected such
prescriptions.
A significant feature of the interactions that occurred in the observed and journalized
principalship practice, was the location of the interactions. The reported principalship
297
practice was located at the site of the principals’ office for 51% of the time, where 29% of the
time the principal worked alone. The 51% of time spent by the principal in the principals’
office, was consistent with the 50% of time noted by Morris et al (1984).
prescriptions consistently reported the ideal of the principalship for the dynamic of leadership,
not the static of management (Cole, 1996). Instructional leadership that incorporated the
notions of vision and pedagogy were the inspiration behind principal prescriptions. These
features were also the ideals for the principalship practice that this study reported. However,
the tensions reported in prescriptions of the principalship, between the real and ideal element
From the practice data the predominant focus of the principals’ time was on administrative
functions, and located within the administrative precinct of the school. Personal
principalship activity and occupied 51% of the principals’ time, with a focus on the
principals’ office. A total of at least 71% of the principals’ practice was confined to the
administrative hub of the school. A further 48% of the recorded practice was in meetings of a
planned or unplanned nature, with the result that a total of 86% of the principalship practice
was administrative in nature. The effect of this predominantly administrative feature of the
leadership and vision, required expression in and through the context of administrative
practice.
298
5.2 PRINCIPALSHIP PRESCRIPTIONS AND PERCEPTIONS
Prescriptions of the principalship often focussed on the curriculum related aspects of the
significant priority for the principalship by the stakeholder groups, or by the principals’ group
according to the level of importance for the principalship. Included in these items was
curriculum development, which was ranked eleventh in importance by the teacher and Board
respondents, and twelfth by the principals’ group. These represented the three most
These perceptual data showed a significant discrepancy with the prescription of the
principalship at the forefront of school curricula initiatives and strategies. Other surveys
(Lambert, 2002), also reported a variance between the low perception of the principal as a
Leadership prescriptions for the principalship contained an implied and assumed role that was
vision related. Therefore, vision formulation and vision casting were frequent principalship
prescriptions. For the principals’ group in this study, the visionary element to the
principalship was perceived as the highest in importance amongst the twenty-four personal
qualities that were considered. Other group perceptions of the visionary element, however,
only had the teacher cohort record vision in a top five ranked position of importance for the
principalship. Of significant interest, from the principals’ group perception of the importance
of the visionary quality to their principalship, was the divergent inter-group perception of the
other stakeholder groups, and particularly the Board group, which did not include visionary
among the top five ranked personal qualities of importance for a principal.
299
To modify the variance in the perception of the principal’s visionary role, evident from the
structured survey responses, was the outcome when a less structured response opportunity
was provided. Data from these responses indicated greater prominence to the visionary aspect
of the principalship. Staff and Board open-ended responses indicated a perception of high
significance for the principal as a visionary within the school context. This disparity between
the structured and less structured responses could be seen as reflecting either the different
methodology of data collection, or the fact that other qualities or functions were perceived to
embrace the visionary role. Support for this latter explanation occurred in relationship to
future planning, which received a top five rank as a professional skill of importance to the
principalship by all response groups. Future planning, in the minds of respondents, perhaps
subsumed visionary aspects. If this was the case then there was a more unified perception
that being imaginative, creative and innovative was an important part of the principalship.
Operationally the personal qualities that the principal brought to the role were crucial,
particularly those qualities that engaged with the social context and social dimension of the
principalship. The ability to listen, negotiate, counsel and mediate are essential to the
principalship because conflict, and its associated dysfunctional manifestations, such as clashes
management and dispute resolution to the principalship, and suggested that it was to be
Dispute resolution, as a professional skill for the principalship, was a separate skill item
submitted for perception response. It was ranked fifth or sixth in importance by adult
respondents and ninth by the student group. Associated with dispute resolution was the
broader skill category of inter-personal relationships. Inter-personal skill was ranked third or
300
fourth in importance by adult respondents and eighth by students. Evident from these data
was substantial agreement in the perceptions and prescriptions of the importance of the inter-
important principalship skill, recognized this social dynamic of the principalship. The
principals’ group placed inter-personal and communication skills as first and second
respectively, in perceived importance to the principalship, and more important than the
A useful device that emerged in this study for establishing the presence of agreement, or
otherwise, in the perceptions of the principalship and principalship practices, was the
comparison of the survey group perceptions with those of the principals’ group. From this
comparison of the teacher, student, parent and Board groups’ ranked perception of time use
by the principals’ group, when compared with the perceived ranking of the 23 nominated
activities, which were used as indicative of principalship practices, there was an overall 22%
item rank variance. This result indicated that parents, students, teachers and Boards generally
lacked an understanding of the way a principal actually allocated his or her time. The student
group evidenced the greatest variance in perceptions of principal practice details of 27% with
However, when a Perception Map analysis was used to assess the nature, or otherwise, of
inter-group perceptions of principalship practice, the variance was markedly greater. Using
the principals’ group assessment of their own practice, as a reference for principalship
301
practice, the construction of perception index data revealed a 40% variance in the inter-group
principalship.
Metaphor use was a feature of this study because of its use as an indicator of perception. For
the principals’ group, their perception of principalship practice gave preference to the
relational metaphors of helper, counsellor, motivator, friend and visionary. None of the other
survey groups perceived principalship practice predominantly in these terms. Instead, the
overall practice of the principalship was perceived as administrative, followed by the exercise
of authority and then by relational features. The Board and student groups ranked the
relational aspect of principalship practice higher than the teacher and parent groups.
administrative, equated with the practice data that were reported in this study.
For the inter-group analysis of the perceptions of the principals’ time use, excluding the
principals’ group, the average agreement was 41% across the 23 time use items considered. It
was the parent and student groups which displayed the highest perceptual agreement, of the
perceived allocation of principalship time and tasks at 61%. Teacher and Board perceptual
agreement in this category was 56%. However, the lowest agreement in perceptual
understanding of principalship practice, occurred between the student group and the teacher
and Board groups. Students recorded 13% and 30% agreement with the Board and teacher
was the student group that was the recipient of principalship practice and the Board and
302
Principalship practice was particularly significant in the way that such practice could
influence the perception that staff acquired of the principalship. The resulting staff
who might pursue such a role, and affected the approach and conduct that such aspirants
applied to subsequent principalship appointments. The staff groups reported an overall 18%
average variation with the principals’ group perceptions of principalship practice, but within
this was a 34% variation in time allocation perceptions. It was evident from the principals’
significantly from pre-appointment perceptions. Coupled with this was the presence of
negative responses from the principals’ group in the study, in the counsel suggested for
principalship aspirants.
Conflict was a dimension of school life, at the student level, which invariably produced an
associated discipline outcome or response. Although the parent group perceived student
discipline as a higher level principalship function, the student, staff and Board groups
recorded an equal rating to student discipline skill as the tenth placed principalship skill of
importance, out of fifteen. This agreed with the principal group’s assessment of the extent of
their involvement in student related conflict as a feature of principalship practice. The low
level of principalship practice involved with student related conflict and discipline was
evident in the data on principalship practice in this study. Throughout the thirty days of
student discipline matters. The literature that provided the basis for principalship
function for principalship practice. Instead, references to social dysfunction and adolescent
dislocation (Carr, 2002; Durka, 2000), as features of the decision-making environment of the
303
principalship, implied that student behavioural issues would occur and require appropriate
principalship responses.
satisfaction, while there were reports of a profession in crisis (Alexander, 1992; Murphy,
1994; Rooney, 2000; Ferrandino & Terozzi, 2000) and evident concerns in the interview data
in this study, there was also a finding of great promise for present and future principalship
practice. That promise was located in the high level of principalship satisfaction reported.
An average 81% satisfaction level, for the activities documented, was reported by the study
group of five principals for their principalship practice. This level of principalship
principals’ group recorded an average activity related satisfaction level of 92% and an average
time use satisfaction level of 71%. Recent studies by the New Zealand Council of Education
(Roulston, 2006) have similarly reported encouraging levels of satisfaction for principalship
practice. The reported data, in this study, identified that 77% of the principals surveyed
enjoyed their role, although the tyranny of inadequate time to perform the role properly was
expressed.
function of the personality type of the principal. This was not to suggest that there was a
preferred personality type for the principalship, but reflected the effect of the personality of
the principal on the practice of the principalship. Personality effects on the principalship
304
5.5 THE PRINCIPALSHIP OF THE FUTURE AND ALTERNATIVE MODELS
The principalship of the future will be required to engage with the findings from an increased
level of national and international research (Pyke, 2002; Caldwell, 2000; Olsen, 1999),
suggesting that a shortage of aspirants for the principalship was evident in Australia and
western countries. However, this shortage Roulston observed, from the research of Barty,
The challenge for the future, therefore, for those with a vested interest in the viability and
vitality of the principalship, is to address the prescriptive expectations of the principalship and
the elements of its operational reality and practice, to ensure that positive perceptions of the
A feature of the practice of the principalship which needs to be addressed is the long hours
reported. The average 11.3 hour days for principalship practice recorded in this study,
indicated a work demand level upon the role that is a disincentive for principalship
many aspiring school leaders point to the ever-expanding role of the principal as a
deterrent to taking on leadership roles. They refer to the weight of accountability,
pressure from parents, the shift from managing discipline to establishing sound and
emotional support for students, increasing expectations, the need for effective
financial and risk management, the increased responsibilities that reduced their role as
education leaders and the difficulty of finding staff, as all acting as deterrents to the
aspiring principals (Roulston, 2006. p. 3).
The principal in the school of the twenty-first century has been moved by the circumstances
of contemporary school demands and constraints into the role of a corporate executive. The
305
corporate executive function is being discharged and expressed, however, within an
educational context, with educational outcomes as the product of the school corporation. The
administrative focus of principalship practice reported in this study, and the reference by
this corporate model. It is, further, a model that engages with industrial, legal and statutory
requirements, as much, if not more so, than educational functions. Either the continuing
principalship, into the future, will engage with these business, financial, economic and legal
realities, that characterize corporate administration, as the legitimate and recognized practice
of the principalship, or the present dissonance in principalship practice between corporate and
The present dissonance for the principalship has occurred because prescriptions of the
principalship have pursued notions of educational and instructional leadership, with the
has evidenced very little opportunity for the expression or realization of such leadership
constructs. The way forward requires acceptance of the administrative and corporate role that
is a necessary function of school organization, and that requires accommodation within the
operation of school leadership. From this acceptance, the school organizational functions that
Two quite different models for development seem possible. The first acknowledges that the
domain of the principal is the educational function, for which they are by experience and
qualification more ideally suited and equipped. Then the corporate practice embedded in
existing prescriptions of the principalship can be re-located elsewhere in the school structure,
in an extended or additional business management position, for example. The result for the
principalship of the future would be a role that is defined in terms of the educational,
306
instructional and curriculum perspectives that are at the heart of principalship prescription
and practice.
prescriptions and practices of the principalship are preserved into the future, a restructure of
the school organization is called for. Sub-units, presided over by the existing principalship in
a nested organizational structure, may allow for a more prescribed practice that reflects and
maintains the viability of the traditional principalship role. In this restructured school the
principal becomes part of an executive directorate, made up of sub-unit principals, under the
presents cost implications for school staffing, these need to be evaluated against the cost
However, while restructured principalship models for the present pattern of schooling are
necessary, it is towards the future pattern of schooling that the principalship must be focussed.
As the model of schooling, borne in the industrial age is confronted by the technological
implications of the present, so there will emerge the necessity for re-configured school
structures and amended paradigms of schooling. These new structures and paradigms of
schooling present the greatest potential for new paradigms of the principalship. The
principalship that are reflective of actual and sustainable practice, and then, in turn, produce
are served by the schools of the future, and the principalship that presides over the emergent
307
APPENDICES
Page No
Appendix A Principalship Role – Time Analysis Work Sheet
308
APPENDIX A: PRINCIPALSHIP ROLE-TIME ANALYSIS WORKSHEET
Thank you for your participation in this Time Analysis. Your willingness to be
inconvenienced to further the understanding of the principalship role is appreciated and
commendable.
1. Commencement time is to be the time at which the first role related activity,
involvement or event occurs on the day of the time analysis.
2. Conclusion time is to be the conclusion of the last role related activity, involvement or
event on the day of the time analysis.
3. Every attempt should be made to record the times for each role activity as precisely as
possible or at least a close approximation.
4. Where a period of time is allocated for lunch or other personal breaks these can be
designated as PERSONAL SPACE (P.S). If any effective role tasks occur in these
times then indicate this via a note in the appropriate space next to this time period.
5. For ease of annotation you may use abbreviations or codes, but when doing so provide
an explanatory key.
6. Telephone calls can be designated as incoming (T/in) or outgoing (T/out) with a brief
explanatory note as to the nature of the call, e.g. student discipline, enrolment, parent
call, general admin, industrial.
7. If an activity is interrupted then note the interruption as a new item. When returning
to the previous activity indicate the resumption with an arrow linking to the
interrupted activity, e.g.
8. You are not expected to indicate names, confidential details or sensitive descriptions,
e.g. the descriptions “student discipline” or “student counselling” are sufficient to
cover all types of these activities.
9. Five consecutive days of time use are being sought. Ideally they should not include
special atypical days (e.g. sports day, conference, non-student day etc.).
10. The satisfaction level columns are for you to indicate your assessment of the outcome
of each role event according to your expectation or requirement.
309
APPENDIX A (cont)
Enclosed is an explanatory sheet and 10 time analysis work sheets (2 per day if needed). Feel
free to photocopy more as required. I have included a completed sample for your reference.
When doing this I was surprised at how many things happened, and it is easy to overlook
keeping the record up to date. It is important that every interaction is recorded, however
incidental it may seem. Ideally the days need to be consecutive, however if an atypical day
(e.g. conference, sports day, sickness) falls in the sequence, then omit this day from the time
analysis and pick up one extra day at another time. Keep the details of each event brief. It is
the nature of the interaction that is important and of interest, not the detail of what was going
on, or what you did. E.g. Yard Duty is sufficient to cover a time period or Staff Meeting,
without recording every detail during such an activity. It is each separate principalship
activity and it’s time duration that is the issue. However, be as specific and itemized as you
are able to, without making it tedious.
When completed at a time that suits, please forward the completed sheets in the stamped
addressed envelope.
Satisfaction Level
Time Location Detail Low Moderate Good High
8.00 am Office Admin prep for the day /
8.15 am Staff Staff devotions and prayer /
Room
8.30 am Staff Teacher discussion re the /
Room day’s activities
8.40 am Office Admin – correspondence /
8.45 am Office Telephone – parent /
request
8.48 am Office Admin /
8.55 am Classroom Teaching lesson /
9.55 am Office Admin – policy review /
10.12 am Office Teacher visit /
10.15 am Office Budget meeting with /
Bursar
10.40 Office Admin /
11.00 am Assembly Student assembly /
Hall
11.40 am Classroom Lesson /
310
APPENDIX B: BACKGROUND INFORMATION FOR PRINCIPALSHIP SURVEY
The following information is required to contextualize the research study in which you have
participated. Its use will be in generalized summaries or descriptions that will not make direct
personal references to you or your school. The general reference will be in the form of
“School 1” and “Principal 1”, with the data related to both couched in terminology that is not
intended to reveal the identity of either.
Your assistance to complete the following details and return in the stamped addressed
envelope would be appreciated.
1. At the time of your first appointment to the Principalship (NOTE: the appointment
may not be at your current school) what was your
2. For your current school, could you provide the following detail as at February 1, 2005.
3.1 Socio-economic status (circle) lower middle / middle / upper middle / upper
3.2 Employment characteristics (Tick which apply. More than one category may
apply)
• Level of unemployment low [ ] moderate [ ] high [ ]
• Level of pension/welfare recipients low [ ] moderate [ ] high [ ]
• Level of trade occupations low [ ] moderate [ ] high [ ]
• Level of professional occupations low [ ] moderate [ ] high [ ]
• Proportion of low income earners low [ ] moderate [ ] high [ ]
• Proportion of high income earners low [ ] moderate [ ] high [ ]
311
3.7 Staff turnover: low [ ] moderate [ ] high [ ]
3.8 Catchment area radius: 0-10km [ ] 0-15k [ ] 0-20 km [ ] 0-30 km [ ]
3.9 Geographic location (more than one description may apply)
Older established area [ ]
Inner metropolitan [ ]
New/developing [ ]
Light industrial [ ]
Housing Trust [ ]
Private residential [ ]
Inner city [ ]
Re-development [ ]
Semi rural [ ]
On main road [ ]
On a church site [ ]
Outer metropolitan [ ]
3.10 Type of governance:
Church based [ ] Parent Controlled [ ] Other [ ]
3.11 Enrolment policy:
Open [ ] Restricted [ ]
3.12 What is the school motto?
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
3.14 Attach a copy of your most recent Job or Role Description as provided by your
Board or as you understand it to be.
312
APPENDIX C: REQUEST LETTER TO PRINCIPALS
Greetings n the Saviour’s Name. As a fellow Christian School Principal, and as a personal
undertaking, I am writing to gain your assistance in the cause of furthering the understanding
of the roles we share in common. Your agreement won’t involve any extra work for you, and
minimal inconvenience. The actual practical impact of your agreement to this request
probably won’t take effect until 2002. Now that you are all relaxed and know this is not
another burden to add to the existing ones, I should explain more fully.
In 1999 I was accepted into a new post-graduate degree program at the University of Adelaide
towards a Doctor in Education award. This necessitates a research thesis in an area of
professional interest. The principalship was an obvious choice, and one that I was attracted to
in the hope that I could leave some lasting legacy to inform future incumbents as to the role of
the Principal in Christian Schools. The proposal that I have submitted, and which has been
approved by the Faculty of Education at Adelaide is:
“An investigation of the extent to which the prescriptions and practices of school
principalship are related to the perceptions of the principalship in a Christian
secondary school context.
In order to undertake this research I need the co-operation and involvement of Christian
Schools such as [Company] which have a secondary component. My purpose in writing to
you is to gain your permission for me to approach your School Board to seek their approval
for your school’s involvement. In addressing this matter to you first, I recognize that your
support is crucial, and I wouldn’t presume to approach your Board without your knowledge
and consent. Should you express your willingness to be involved, I will then write to the
Chairman of your School Board to seek their approval.
2. A questionnaire to be filled out by the Board assessing their perception of what the
Principalship role involves. This questionnaire and the others used in the study will be
so structured that they will not be an assessment of your Principalship. The point of
the study is to look at the broad notion of what key stakeholders perceive principalship
to be about, not what they think a particular principal does. This point will be stressed
in any preliminary briefing. I would be requesting 45 minutes approximately of the
Board’s time to administer this survey to the Board.
313
3. A postal survey questionnaire to be sent out to your school parent community. I
would supply all the stationery for this, but request that your school communication
channels are used for the survey distribution and collection. The survey intent and
design would be the same as in (2) above.
4. A survey of staff to take 40-60 minutes, and again along the same lines as (2), being
administered by me to those staff who volunteer to be involved.
5. A survey of your Year 11 students. This would involve approximately 45 minutes and
I would administer it to those students who volunteer. The presentation of this could
be made quite useful to students. I would talk with them about the role of research in
knowledge formation, and how further study takes the individual from knowledge
acquirer and knowledge user to knowledge maker.
7. For yourself as the Principal, I would be requesting the following activities which
could be spread over a year to minimize disruption:
(a) a survey for you to complete (a principal-friendly one, as I know what the
other sort do for my angst!)
(b) a time and task log to be kept over a nominated school week. This will need to
be selected at random to validate the results and facilitate generalizability.
(c) 2-3 days of shadowing. This will involve me being with you on 2-3 separate
days, spread over a year. I would be an unobstrusive and uninstrusive observer
of your activities. This would be the scary bit, but as a fellow principal, I
would be on your side, a sympathetic observer, someone who has been there
and done that. Hopefully the collegiate bond we share would make this non-
threatening. Note that the research write up will not betray secrets, not
mention names, or schools by name. The data being collected concerns what
is done, not how it is done. For private meetings, discipline sessions or
sensitive matters, I would excuse myself and pick up with you when you had
finished. The idea of the shadowing is for you to go about your “normal”
routine and approach without interference from me. I would just be watching
and noting what you did without comment or involvement.
8. A free complimentary copy of the research report – now that, I am sure, has won you
over!
My apologies that this has turned into quite a lengthy epistle. However, the detail was
necessary so that you knew what you were getting into (or missing out on, as the case may
be!). If you are willing to assist me, it would be most appreciated. Should this not be the case
I will understand and get over it. This request has been sent to the other Christian schools like
yours, with a secondary component to Year 11.
314
APPENDIX D: PERCEPTIONS OF THE PRINCIPALSHIP QUESTIONNAIRE
1.0 INTRODUCTION
1.1 Thank you for participating in this research project by completing this
questionnaire.
1.2 The focus of research is the perceptions that various interest groups have
of the role of the principalship.
1.3 As a member of the Parent interest group your responses concerning various
aspects of the principalship role in a Christian Secondary School are being
sought as part of a research project to enhance the understanding of this
important role in the educational function of schooling.
1.5 What is being sought are your perceptions of the principal’s role, that is to say,
what you understand to be the role of the principal in a Christian Secondary
School setting.
1.6 The focus of this research is to investigate the role of the principal, not to
analyse the way a particular principal undertakes the task of principalship.
While your experience or observation of a particular principal may influence
what you understand of the principal’s role, it is the role of principalship, not
the person doing the principalship, that is of interest in this research.
1.7 Your responses are made anonymously and no disclosure of any school
connection will be sought or made.
Tick the box which you feel best describes what is required for a person to
become a Secondary School Principal.
315
2.2 Personal Qualities
a. From the following list of personal qualities how important do you rate them
in relation to the role of Principalship. Indicate whether you rate them Very
Important, Important, Slightly Important, or Not Important At All.
b. From the above list, please indicate what you believe are the five most
important qualities
1. _________________________ 4. _______________________
2. _________________________ 5. _______________________
3. _________________________
316
2.3 Principal’s Professional Skills
From the list of skills listed below how important do you rate them in relation to
the principalship role? Indicate whether you rate them Very Important,
Important, Slightly Important, or Not Important At All.
Financial Planning F F F F
Building Development F F F F
Student Discipline F F F F
Record Keeping F F F F
Marketing and Publicity F F F F
Communication F F F F
Inter-Personal
Relationships F F F F
Curriculum
Development F F F F
Dispute Resolution F F F F
Staff Management F F F F
Staff Development F F F F
Organisational
Management F F F F
Public Relations F F F F
Leadership F F F F
Future Planning F F F F
b. From the above list, please indicate what you believe are the five most
important qualities
1. ______________________ 4. ____________________
2. ______________________ 5. ____________________
3. ______________________
a. How many hours per week do you think the average Secondary Christian
School Principal works in order to fulfil their duties and responsibilities:
317
b. From the following duties indicate how you think they occupy the principal’s
time.
Most of Much A Reasonable Little
Of the of the amount of or no
Time Time Time Time
(> 50%) (25-50%) (5-25%) (< 5%)
Classroom Teaching F F F F
School Planning F F F F
Student Discipline F F F F
Buildings and Grounds F F F F
Student Progress F F F F
Telephone Calls F F F F
Principals’ Meetings F F F F
School Assemblies F F F F
Budget and Finance F F F F
School Board Matters F F F F
Professional Reading F F F F
Conflict Resolution F F F F
Correspondence F F F F
Parent Meetings F F F F
School Administration F F F F
Staff Meetings F F F F
Staff Recruitment F F F F
Enrolment Interviews
And Enquiries F F F F
Staff Counselling F F F F
Student Counselling F F F F
Curriculum Planning F F F F
Report Writing F F F F
Policy Development F F F F
2.5 From each of the following groups of word pictures, circle the one that to you
best describes the role of the Principal.
318
2.6 Complete this statement:
Thank you for completing this survey and contributing your insights about the Principalship.
319
APPENDIX E: SURVEY ITEMS – PRINCIPALSHIP PERSONAL QUALITIES,
PROFESSIONAL SKILLS AND TIME USE
320
APPENDIX F: PRINCIPALSHIP PERSONAL QUALITIES PERCEPTION DATA
321
TABLE/GRAPH 5: PRINCIPAL PERSONAL QUALITIES - OPTIMISTIC
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 4% 0% 0% 0% 0% 0% 0% 0% 2% 2% 0% 0% 0% 0% 0% 0% 2% 2% 0% 0% 2% 1% 0%
Slightly Imp. 3% 5% 8% 8% 5% 11 8% 8% 19 14 5% 0% 10 3% 5% 0% 4% 14 6% 0% 8% 10 6% 3%
Imp. 35 31 41 58 45 32 43 75 38 53 47 56 35 56 37 75 47 40 51 44 40 42 44 62
Very Imp. 60 56 50 25 48 57 48 17 43 31 42 44 55 42 48 25 49 40 38 56 51 45 45 33
322
TABLE/GRAPH 6: PRINCIPAL PERSONAL QUALITIES - ENERGETIC
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 31 0% 0% 0% 21 0% 0% 0% 16 0% 0% 0% 0% 0% 0% 0% 7% 0% 0% 0% 15 0% 0%
Slightly Imp. 0% 56 3% 8% 3% 57 8% 0% 14 49 12 22 3% 22 6% 0% 9% 17 13 0% 6% 40 8% 6%
Imp. 38 9% 50 25 30 18 57 67 43 24 56 44 35 53 53 25 36 36 45 56 36 28 52 43
Very Imp. 60 4% 46 67 68 4% 34 33 43 10 31 33 61 25 34 75 55 36 40 44 57 16 37 51
323
TABLE/GRAPH 7: PRINCIPAL PERSONAL QUALITIES - FRIENDLY
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 87 0% 0% 0% 86 0% 0% 0% 71 1% 0% 0% 0% 0% 0% 0% 0% 2% 0% 0% 49 1% 0%
Slightly Imp. 0% 9% 4% 0% 0% 14 2% 8% 19 24 1% 11 6% 0% 1% 0% 2% 0% 6% 0% 6% 10 3% 4%
Imp. 40 2% 35 50 33 0% 34 50 43 4% 37 67 23 19 38 75 30 17 19 56 34 8% 33 59
Very Imp. 58 2% 59 50 68 0% 63 42 38 0% 61 22 71 81 55 25 68 83 70 44 60 33 62 37
324
TABLE/GRAPH 8: PRINCIPAL PERSONAL QUALITIES - WISE
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 65 1% 0% 0% 93 0% 0% 0% 71 1% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 46 0% 0%
Slightly Imp. 3% 33 2% 8% 0% 7% 0% 0% 0% 22 1% 0% 0% 11 3% 0% 2% 0% 4% 0% 1% 15 2% 2%
Imp. 25 0% 22 17 15 0% 18 33 24 6% 13 0% 26 25 20 25 17 26 26 11 21 11 20 17
Very Imp. 70 0% 75 75 85 0% 80 67 76 0% 85 100 74 64 71 75 81 74 68 89 77 28 76 81
325
TABLE/GRAPH 9: PRINCIPAL PERSONAL QUALITIES - LEADER
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 82 0% 0% 0% 86 0% 0% 0% 80 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 49 0% 0%
Slightly Imp. 3% 15 0% 0% 0% 14 0% 0% 5% 16 0% 0% 0% 0% 2% 0% 0% 0% 0% 0% 1% 9% 0% 0%
Imp. 5% 2% 11 17 0% 0% 15 0% 10 2% 15 11 6% 8% 28 25 23 17 19 11 9% 6% 18 13
Very Imp. 90 2% 88 83 100 0% 83 100 86 2% 85 89 94 92 62 75 77 83 79 89 89 36 79 87
326
TABLE/GRAPH 10: PRINCIPAL PERSONAL QUALITIES - FAIR MINDED
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 58 0% 0% 0% 68 0% 0% 5% 55 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 1% 36 0% 0%
Slightly Imp. 3% 36 1% 0% 0% 32 2% 8% 0% 33 3% 0% 0% 14 2% 0% 0% 5% 2% 0% 1% 24 2% 2%
Imp. 15 5% 23 42 20 0% 29 33 29 12 26 33 32 33 28 50 32 33 15 56 26 17 24 43
Very Imp. 80 0% 75 58 80 0% 66 58 67 0% 70 67 68 53 62 50 68 62 81 44 72 23 71 56
327
TABLE/GRAPH 11: PRINCIPAL PERSONAL QUALITIES - INNOVATIVE
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 3% 35 0% 0% 0% 39 3% 0% 5% 24 1% 0% 0% 3% 0% 0% 0% 0% 0% 0% 1% 20 1% 0%
Slightly Imp. 15 55 14 42 5% 50 12 33 19 45 8% 11 6% 14 7% 0% 9% 19 13 11 11 36 11 19
Imp. 38 11 48 42 68 11 60 58 52 29 60 56 55 58 51 50 57 38 45 44 54 29 53 50
Very Imp. 43 0% 35 17 28 0% 23 8% 24 2% 29 33 39 25 36 50 34 43 40 44 33 14 33 31
328
TABLE/GRAPH 12: PRINCIPAL PERSONAL QUALITIES - RESPECTABLE
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 71 0% 0% 0% 79 2% 8% 0% 69 0% 0% 0% 0% 1% 0% 0% 0% 0% 0% 0% 44 1% 2%
Slightly Imp. 0% 24 3% 8% 0% 18 6% 0% 10 29 3% 0% 3% 17 2% 0% 6% 2% 4% 0% 4% 18 4% 2%
Imp. 20 5% 28 42 25 4% 32 50 29 2% 28 22 42 36 27 50 19 19 23 44 27 13 28 42
Very Imp. 78 0% 67 50 75 0% 58 42 62 0% 68 78 52 47 64 50 74 79 70 56 68 25 65 55
329
TABLE/GRAPH 13: PRINCIPAL PERSONAL QUALITIES -
OUTGOING
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 8% 36 1% 0% 5% 25 5% 8% 14 20 3% 0% 3% 0% 1% 0% 4% 10 2% 0% 7% 18 2% 2%
Slightly Imp. 23 38 29 58 23 61 25 33 33 29 31 56 32 28 28 0% 30 21 23 22 28 35 27 34
Imp. 53 22 52 33 53 14 51 42 48 41 50 33 42 47 48 75 57 33 47 67 50 31 49 50
Very Imp. 15 4% 17 8% 20 0% 17 8% 5% 10 15 11 23 25 17 25 9% 36 26 11 14 15 18 13
330
TABLE/GRAPH 14: PRINCIPAL PERSONAL QUALITIES - TOLERANT
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 51 0% 0% 0% 57 0% 0% 0% 45 1% 0% 3% 0% 0% 0% 0% 0% 0% 0% 1% 31 0% 0%
Slightly Imp. 13 36 7% 0% 8% 39 11 17 19 45 7% 44 13 11 2% 25 17 5% 11 11 14 27 7% 19
Imp. 38 13 40 75 48 4% 55 67 57 10 47 33 52 42 43 25 49 45 30 56 49 23 43 51
Very Imp. 48 0% 53 25 45 0% 32 17 24 0% 45 22 32 44 49 50 34 50 57 33 37 19 47 29
331
TABLE/GRAPH 15: PRINCIPAL PERSONAL QUALITIES - OPEN
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 42 0% 0% 0% 46 0% 8% 5% 31 2% 0% 6% 0% 0% 0% 0% 0% 0% 0% 2% 24 0% 2%
Slightly Imp. 5% 35 3% 17 5% 36 6% 17 14 43 10 33 0% 14 6% 0% 9% 12 4% 0% 7% 28 6% 13
Imp. 50 13 39 58 53 14 52 50 29 18 49 44 39 44 38 75 43 45 43 78 42 27 44 61
Very Imp. 43 7% 58 25 43 4% 40 17 52 8% 38 22 55 42 50 25 49 40 51 22 48 20 47 22
332
TABLE/GRAPH 16: PRINCIPAL PERSONAL QUALITIES - CHEERFUL
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 62 2% 0% 0% 75 0% 8% 0% 45 2% 0% 0% 3% 0% 0% 0% 2% 2% 0% 0% 37 1% 2%
Slightly Imp. 13 27 18 33 10 14 20 42 43 41 22 33 23 6% 9% 50 15 5% 13 11 21 19 16 34
Imp. 65 7% 57 58 58 11 55 25 38 12 51 44 42 39 49 25 62 43 60 78 53 22 54 46
Very Imp. 20 4% 23 8% 33 0% 23 25 14 2% 25 22 35 53 34 25 21 50 23 11 25 22 25 18
333
TABLE/GRAPH 17: PRINCIPAL PERSONAL QUALITIES - ORGANISER
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 62 0% 0% 0% 64 0% 0% 0% 55 0% 0% 0% 0% 0% 0% 2% 0% 2% 0% 0% 36 0% 0%
Slightly Imp. 10 22 9% 33 0% 32 8% 17 10 41 11 0% 3% 25 14 25 6% 5% 6% 0% 6% 25 10 15
Imp. 35 15 33 33 43 4% 49 58 52 4% 46 67 32 39 38 25 38 19 38 78 40 16 41 52
Very Imp. 53 2% 57 33 58 0% 42 25 38 0% 43 33 65 36 41 50 53 76 51 22 53 23 47 33
334
TABLE/GRAPH 18: PRINCIPAL PERSONAL QUALITIES - CONSISTENT
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 64 0% 0% 0% 54 0% 0% 0% 57 0% 0% 3% 0% 0% 0% 0% 0% 0% 0% 1% 35 0% 0%
Slightly Imp. 5% 27 3% 0% 0% 43 2% 8% 0% 33 2% 0% 0% 8% 1% 0% 0% 5% 0% 0% 1% 23 1% 2%
Imp. 10 9% 19 25 15 4% 28 33 19 10 29 33 29 47 30 50 23 31 23 67 19 20 26 42
Very Imp. 83 0% 77 75 85 0% 69 58 81 0% 69 67 68 39 63 50 77 64 74 33 79 21 70 57
335
TABLE/GRAPH 19: PRINCIPAL PERSONAL QUALITIES - KIND
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 62 1% 0% 0% 79 2% 8% 5% 61 1% 0% 0% 0% 0% 0% 0% 0% 4% 0% 1% 40 2% 2%
Slightly Imp. 10 31 7% 50 8% 21 14 25 19 29 11 33 23 8% 8% 25 11 5% 4% 11 14 19 9% 29
Imp. 55 4% 51 33 55 0% 52 67 48 10 45 33 48 31 42 50 60 36 45 67 53 16 47 50
Very Imp. 33 2% 41 17 38 0% 31 0% 29 0% 43 33 29 61 44 25 30 60 45 22 31 24 41 19
336
TABLE/GRAPH 20: PRINCIPAL PERSONAL QUALITIES - FORCEFUL
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 5% 18 15 8% 13 7% 14 0% 19 16 20 22 10 11 20 25 11 17 9% 0% 11 14 15 11
Slightly Imp. 40 35 34 67 38 50 43 50 48 33 39 56 48 36 35 0% 53 19 38 56 45 34 38 46
Imp. 43 35 32 17 40 39 32 50 33 35 31 11 42 42 31 50 30 48 34 33 38 40 32 32
Very Imp. 10 13 17 0% 10 4% 8% 0% 0% 16 9% 11 0% 11 8% 25 6% 14 17 11 5% 12 12 9%
337
TABLE/GRAPH 21: PRINCIPAL PERSONAL QUALITIES - CONFIDENT
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 3% 64 0% 0% 0% 64 2% 8% 0% 55 1% 0% 0% 0% 0% 0% 0% 0% 0% 0% 1% 37 1% 2%
Slightly Imp. 5% 25 2% 17 0% 32 3% 17 14 24 7% 11 6% 11 6% 25 6% 5% 2% 0% 6% 20 4% 14
Imp. 33 7% 37 58 40 4% 45 42 19 18 45 67 45 50 44 25 53 38 36 56 38 23 41 49
Very Imp. 58 4% 60 25 60 0% 49 33 67 2% 46 22 48 39 44 50 38 57 60 44 54 20 52 35
338
TABLE/GRAPH 22: PRINCIPAL PERSONAL QUALITIES - KNOWLEDGEABLE
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 47 0% 0% 0% 50 0% 0% 0% 57 0% 0% 0% 3% 0% 0% 0% 0% 0% 0% 0% 31 0% 0%
Slightly Imp. 13 45 0% 8% 5% 46 3% 25 10 39 3% 0% 6% 14 7% 0% 6% 12 2% 0% 8% 31 3% 7%
Imp. 45 7% 47 67 40 4% 51 58 38 4% 47 56 68 47 42 50 49 36 43 89 48 20 46 64
Very Imp. 40 0% 52 25 55 0% 45 17 52 0% 50 44 26 33 45 50 43 52 53 11 43 17 49 29
339
TABLE/GRAPH 23: PRINCIPAL PERSONAL QUALITIES - UNDERSTANDING
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 73 0% 0% 0% 82 0% 8% 0% 71 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 45 0% 2%
Slightly Imp. 3% 25 1% 8% 0% 18 0% 0% 0% 29 2% 0% 3% 3% 1% 0% 4% 7% 0% 0% 2% 16 1% 2%
Imp. 18 2% 29 33 33 0% 43 67 38 0% 34 33 39 19 33 50 32 29 28 78 32 10 33 52
Very Imp. 78 0% 69 58 68 0% 55 25 57 0% 64 67 58 78 60 50 64 64 70 22 65 28 64 44
340
TABLE/GRAPH 24: PRINCIPAL PERSONAL QUALITIES - COMMUNICATOR
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 75 0% 0% 0% 82 0% 0% 0% 59 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 43 0% 0%
Slightly Imp. 0% 20 1% 0% 0% 18 0% 0% 0% 39 0% 0% 0% 3% 0% 0% 0% 2% 4% 0% 0% 16 1% 0%
Imp. 13 4% 13 25 18 0% 23 25 29 2% 28 33 13 36 17 25 11 19 15 44 16 12 19 31
Very Imp. 85 2% 85 75 83 0% 75 75 71 0% 72 67 87 61 77 75 89 79 79 56 83 28 77 69
341
TABLE/GRAPH 25: PRINCIPAL PERSONAL QUALITIES - RELIABLE
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 71 0% 0% 0% 89 0% 0% 0% 80 0% 0% 0% 0% 1% 0% 0% 0% 0% 0% 0% 48 0% 0%
Slightly Imp. 0% 24 0% 17 0% 7% 2% 0% 0% 18 0% 0% 0% 0% 0% 0% 0% 2% 0% 0% 0% 10 0% 3%
Imp. 13 4% 18 42 15 4% 22 58 24 2% 21 0% 16 39 23 50 21 19 17 44 18 13 20 39
Very Imp. 85 2% 81 42 85 0% 75 42 76 0% 79 100 84 61 71 50 79 79 81 56 82 28 78 58
342
TABLE/GRAPH 26: PRINCIPAL PERSONAL QUALITIES - TRUSTWORTHY
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 76 0% 0% 0% 89 0% 0% 0% 80 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 49 0% 0%
Slightly Imp. 0% 24 0% 8% 0% 11 0% 0% 5% 18 0% 0% 3% 0% 0% 0% 0% 0% 0% 0% 2% 11 0% 2%
Imp. 5% 0% 12 8% 0% 0% 17 17 19 2% 11 0% 3% 22 14 0% 6% 12 11 11 7% 7% 13 7%
Very Imp. 93 0% 87 83 100 0% 82 83 76 0% 88 100 94 78 81 100 94 86 87 89 91 33 85 91
343
TABLE/GRAPH 27: PRINCIPAL PERSONAL QUALITIES -
VISIONARY
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 0% 51 0% 0% 0% 54 2% 0% 0% 53 1% 0% 0% 0% 0% 0% 0% 2% 0% 0% 0% 32 1% 0%
Slightly Imp. 15 35 6% 8% 8% 43 14 17 14 29 6% 0% 3% 28 8% 0% 4% 12 13 0% 9% 29 9% 5%
Imp. 40 11 42 50 43 4% 42 25 33 12 33 11 19 33 37 25 32 43 32 22 33 21 37 27
Very Imp. 43 2% 50 42 50 0% 42 58 52 6% 60 89 77 39 49 75 64 43 53 78 57 18 51 68
344
TABLE/GRAPH 28: PRINCIPAL PERSONAL QUALITIES - POPULAR
100%
90%
80%
70%
60%
Not at all Imp.
Slightly Imp.
50%
Imp.
Very Imp.
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Not at all Imp. 20 13 7% 8% 13 11 14 25 24 20 13 0% 13 19 14 0% 26 29 13 11 19 18 12 9%
Slightly Imp. 48 33 49 58 40 39 38 42 48 18 55 44 52 39 43 50 43 26 43 56 46 31 46 50
Imp. 25 33 33 33 43 39 42 25 29 43 23 44 32 19 27 25 30 36 32 33 32 34 31 32
Very Imp. 5% 22 9% 0% 5% 11 5% 8% 0% 18 10 11 3% 22 10 25 2% 10 11 0% 3% 17 9% 9%
345
Appendix G: Principalship Personal Qualities
Perception Index Summary
346
Appendix H: Principal Professional Skills –
Perception Index Summary
Response School 1 School 2 School 3 School 4 School 5 Group Averages Aggregate
Categories Ave
T S P B T S P B T S P B T S P B T S P B T S P B
Financial 49 62 59 50 66 57 47 63 47 59 54 59 61 65 49 83 55 68 58 55 55 63 54 62 59
Planning
Building 45 48 32 25 53 52 40 36 46 47 44 44 50 57 46 75 44 50 37 33 47 51 43 43 46
Development
Student 70 76 87 72 86 82 82 77 65 67 82 66 73 64 77 83 77 74 85 67 75 72 83 72 76
Discipline
Record 44 56 42 25 59 63 46 50 20 41 37 48 46 49 42 83 46 68 36 48 43 56 40 50 47
Keeping
Marketing and 57 46 44 46 68 47 36 60 58 34 43 51 53 57 46 75 60 44 44 48 59 45 42 55 50
Publicity
Communication 90 89 93 91 98 84 89 94 90 84 90 88 92 69 86 92 95 90 91 95 93 83 90 92 90
Inter-Personal 94 83 90 94 97 77 85 88 88 71 87 92 92 69 81 92 91 72 80 84 93 74 85 89 85
Relationships
Curriculum 57 86 80 72 67 73 76 57 55 71 76 55 63 82 74 83 73 78 75 81 63 78 76 69 71
Development
Dispute 81 79 86 80 91 81 84 80 79 66 85 88 84 73 83 92 81 69 87 81 82 73 85 84 81
Resolution
Staff 87 87 88 88 97 87 90 94 95 81 90 92 92 80 83 92 89 89 87 84 91 85 88 89 88
Management
Staff 76 87 84 74 83 87 81 69 64 78 85 73 75 77 79 83 80 89 82 70 75 83 82 72 78
Development
Organizational 78 80 81 61 85 80 77 68 78 74 76 88 82 78 71 83 79 85 78 73 81 79 76 76 78
Management
Public 80 71 71 74 85 75 71 67 72 68 78 81 79 74 68 92 82 72 78 62 80 72 73 75 75
Relations
Leadership 95 96 94 96 99 96 93 96 98 89 97 100 95 93 91 100 93 94 94 92 96 93 93 97 94
Future 82 88 83 83 82 81 74 71 89 86 84 88 89 90 76 83 85 90 75 92 86 87 79 83 83
Planning
347
APPENDIX I – PRINCIPALSHIP TIME USE PERCEPTION DATA (FOLLOWING)
348
TABLE/GRAPH 45: CLASSROOM TEACHING
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 80 51 74 10 73 46 57 75 62 69 52 33 74 44 56 25 68 60 62 67 71 54 60 60
Reasonable 5-25% 15 38 24 0% 25 54 35 17 38 29 41 67 23 39 30 75 32 26 30 33 27 37 32 38
Much 25-50% 3% 5% 0% 0% 0% 0% 2% 0% 0% 0% 5% 0% 0% 17 6% 0% 0% 12 4% 0% 1% 7% 3% 0%
Most >50% 0% 4% 0% 0% 0% 0% 0% 0% 0% 2% 0% 0% 0% 0% 1% 0% 0% 2% 0% 0% 0% 2% 0% 0%
349
TABLE/GRAPH 46: SCHOOL PLANNING
100%
90%
80%
70%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 0% 4% 2% 0% 0% 0% 5% 0% 14 6% 5% 0% 3% 3% 3% 0% 4% 2% 2% 0% 4% 3% 3% 0%
Reasonable 5-25% 45 25 47 42 35 29 42 42 38 31 35 67 32 25 33 25 34 19 51 56 37 26 42 46
Much 25-50% 38 55 37 50 43 43 37 50 33 45 43 33 48 44 33 75 47 50 30 44 42 47 36 51
Most >50% 10 15 11 8% 18 29 11 0% 14 18 13 0% 16 28 24 0% 15 29 13 0% 15 24 14 2%
350
TABLE/GRAPH 47: STUDENT DISCIPLINE
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 30 13 25 33 18 14 25 42 33 18 25 67 35 11 17 50 30 5% 17 11 29 12 22 41
Reasonable 5-25% 58 45 53 42 55 54 49 58 62 49 55 33 39 47 45 50 57 52 51 89 54 50 51 54
Much 25-50% 10 31 14 25 23 29 15 0% 5% 20 16 0% 19 33 22 0% 13 33 23 0% 14 29 18 5%
Most >50% 0% 11 5% 0% 5% 0% 6% 0% 0% 12 2% 0% 6% 8% 8% 0% 0% 10 4% 0% 2% 8% 5% 0%
351
TABLE/GRAPH 48: BUILDINGS AND GROUNDS
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 13 24 31 58 18 25 43 58 48 33 48 78 52 28 33 50 45 33 62 44 35 28 43 58
Reasonable 5-25% 65 40 48 25 65 36 37 33 43 47 38 22 42 47 49 50 47 38 34 56 52 42 41 37
Much 25-50% 18 27 15 8% 13 36 9% 8% 5% 16 10 0% 6% 22 9% 0% 9% 24 0% 0% 10 25 9% 3%
Most >50% 3% 7% 1% 0% 5% 0% 3% 0% 0% 4% 0% 0% 0% 3% 1% 0% 0% 5% 0% 0% 2% 4% 1% 0%
352
TABLE/GRAPH 49: STUDENT PROGRESS
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 0% 0% 0% 0% 25 0% 17 17 24 8% 13 22 45 17 16 50 40 12 26 0% 34 9% 18 22
Reasonable 5-25% 55 27 53 92 60 39 52 75 62 37 59 67 42 31 41 25 47 33 53 10 53 33 52 72
Much 25-50% 10 35 13 0% 15 46 14 8% 5% 33 25 11 13 39 27 25 13 33 17 0% 11 37 19 9%
Most >50% 0% 18 5% 0% 0% 14 12 0% 5% 22 2% 0% 0% 14 8% 0% 0% 21 0% 0% 1% 18 5% 0%
353
TABLE/GRAPH 50: TELEPHONE CALLS
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 8% 27 12 0% 0% 14 22 8% 19 27 16 0% 23 33 16 0% 4% 21 19 0% 11 25 17 2%
Reasonable 5-25% 50 20 47 67 55 36 40 58 43 39 54 78 35 33 53 10 40 38 40 67 45 33 47 74
Much 25-50% 35 27 31 33 35 25 29 25 19 20 25 22 32 17 16 0% 43 29 30 33 33 24 26 23
Most >50% 5% 22 7% 0% 10 21 6% 8% 14 14 5% 0% 10 17 6% 0% 13 12 6% 0% 10 17 6% 2%
354
TABLE/GRAPH 51: PRINCIPALS' MEETINGS
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 18 9% 13 25 10 4% 15 25 19 4% 14 22 13 8% 10 0% 9% 0% 15 0% 14 5% 14 14
Reasonable 5-25% 50 25 43 50 38 43 42 67 48 18 42 56 55 31 40 10 38 29 36 67 46 29 41 68
Much 25-50% 20 29 35 25 38 25 29 8% 29 37 30 22 23 39 33 0% 40 48 32 33 30 35 32 18
Most >50% 10 35 6% 0% 15 25 9% 0% 5% 39 12 0% 6% 22 12 0% 11 24 13 0% 9% 29 10 0%
355
TABLE/GRAPH 52: SCHOOL ASSEMBLIES
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 68 20 26 50 30 18 29 50 29 10 21 22 61 22 24 50 34 14 34 33 44 17 27 41
Reasonable 5-25% 28 45 55 42 60 54 43 50 57 41 58 67 35 28 38 50 40 45 51 67 44 43 49 55
Much 25-50% 3% 24 14 8% 8% 18 17 0% 5% 20 16 11 3% 33 22 0% 23 21 6% 0% 8% 23 15 4%
Most >50% 0% 11 3% 0% 0% 7% 5% 0% 10 29 4% 0% 0% 17 9% 0% 2% 19 4% 0% 2% 16 5% 0%
356
TABLE/GRAPH 53: BUDGET AND FINANCE
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 10 7% 12 25 5% 7% 18 0% 19 20 19 11 6% 8% 9% 0% 4% 5% 21 0% 9% 10 16 7%
Reasonable 5-25% 63 35 47 58 33 32 55 58 48 39 45 56 58 31 49 75 60 31 45 10 52 33 48 69
Much 25-50% 18 42 30 17 55 46 18 42 24 29 29 33 26 47 28 25 28 43 23 0% 30 41 26 23
Most >50% 8% 15 8% 0% 8% 11 3% 0% 5% 12 4% 0% 10 14 3% 0% 9% 21 6% 0% 8% 15 5% 0%
357
TABLE/GRAPH 54: SCHOOL BOARD MATTERS
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 8% 5% 7% 33 3% 0% 6% 25 0% 0% 5% 11 13 6% 10 0% 6% 2% 4% 11 6% 3% 6% 16
Reasonable 5-25% 53 31 46 50 25 29 48 33 38 24 49 56 32 25 31 10 43 21 55 78 38 26 46 63
Much 25-50% 28 33 35 17 55 50 31 33 57 57 34 33 52 44 38 0% 38 43 23 11 46 45 32 19
Most >50% 10 29 9% 0% 18 18 11 8% 5% 18 10 0% 3% 25 10 0% 13 33 13 0% 10 25 11 2%
358
TABLE/GRAPH 55: PROFESSIONAL READING
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 23 20 1% 50 15 14 31 17 33 27 21 44 35 28 23 25 15 31 30 22 24 24 21 32
Reasonable 5-25% 53 38 29 33 63 57 58 75 52 49 58 22 48 42 51 75 38 43 51 78 51 46 50 57
Much 25-50% 20 29 52 17 20 25 5% 8% 10 18 13 33 16 22 13 0% 40 24 11 0% 21 24 19 12
Most >50% 3% 11 17 0% 3% 0% 2% 0% 0% 6% 5% 0% 0% 8% 5% 0% 6% 2% 4% 0% 2% 6% 6% 0%
359
TABLE/GRAPH 56: CONFLICT RESOLUTION
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 23 16 16 25 18 18 22 33 33 18 16 33 19 25 8% 50 13 12 11 0% 21 18 14 28
Reasonable 5-25% 45 27 60 50 48 50 55 42 52 51 55 56 55 31 48 50 53 38 60 67 51 39 56 53
Much 25-50% 30 44 20 25 30 29 17 25 10 18 25 11 19 31 33 0% 32 48 17 33 24 34 22 19
Most >50% 0% 13 1% 0% 5% 4% 0% 0% 0% 10 2% 0% 3% 14 6% 0% 2% 2% 9% 0% 2% 9% 3% 0%
360
TABLE/GRAPH 57: CORRESPONDENCE
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 5% 11 8% 25 3% 7% 14 25 14 4% 16 22 3% 22 9% 0% 2% 5% 2% 0% 5% 10 10 14
Reasonable 5-25% 50 36 56 67 63 57 54 50 38 55 48 22 39 44 47 10 34 33 19 78 45 45 45 63
Much 25-50% 28 36 25 8% 30 29 26 17 33 33 30 56 39 14 30 0% 49 55 51 22 36 33 32 21
Most >50% 15 16 9% 0% 5% 4% 2% 8% 14 8% 4% 0% 16 19 7% 0% 15 7% 21 0% 13 11 9% 2%
361
TABLE/GRAPH 58: PARENT MEETINGS
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 23 16 18 25 8% 11 15 33 29 14 18 33 23 14 9% 25 19 10 19 22 20 13 16 28
Reasonable 5-25% 50 45 58 75 63 54 65 50 43 31 55 56 58 31 51 75 51 57 57 67 53 43 57 64
Much 25-50% 20 25 17 0% 23 36 14 17 19 37 24 11 19 39 29 0% 28 26 15 11 22 33 20 8%
Most >50% 5% 13 3% 0% 8% 0% 2% 0% 10 18 2% 0% 0% 17 5% 0% 2% 7% 2% 0% 5% 11 3% 0%
362
TABLE/GRAPH 59: STAFF MEETINGS
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 35 4% 9% 8% 15 0% 11 8% 29 10 9% 11 29 11 6% 0% 15 0% 6% 11 24 5% 8% 8%
Reasonable 5-25% 48 29 51 75 70 43 46 67 52 22 52 89 55 22 41 10 49 17 51 78 55 27 48 82
Much 25-50% 10 40 32 17 15 46 29 17 19 43 30 0% 13 42 35 0% 28 57 26 11 17 46 30 9%
Most >50% 5% 27 4% 0% 0% 11 9% 8% 0% 24 8% 0% 3% 25 12 0% 9% 26 13 0% 3% 23 9% 2%
363
TABLE/GRAPH 60: SCHOOL ADMINISTRATION
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 8% 13 11 8% 3% 14 12 0% 33 20 15 11 10 17 20 0% 6% 19 23 0% 12 17 16 4%
Reasonable 5-25% 38 31 40 50 28 39 35 58 19 22 33 33 19 28 29 25 32 43 26 44 27 33 33 42
Much 25-50% 38 36 35 33 58 29 34 33 48 41 38 56 48 33 27 50 45 21 28 56 47 32 32 46
Most >50% 15 20 10 0% 13 14 12 8% 0% 14 10 0% 23 19 17 25 17 17 19 0% 13 17 14 7%
364
TABLE/GRAPH 61: STAFF RECRUITMENT
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 20 20 27 25 43 11 32 50 5% 12 25 11 35 28 30 25 17 17 23 0% 24 17 28 22
Reasonable 5-25% 63 38 50 67 43 54 32 50 76 45 48 67 45 19 35 75 49 38 49 67 55 39 43 65
Much 25-50% 10 22 15 8% 10 21 23 0% 14 20 23 22 16 28 21 0% 28 24 13 33 16 23 19 13
Most >50% 5% 18 4% 0% 5% 7% 6% 0% 5% 22 3% 0% 3% 25 6% 0% 6% 21 11 0% 5% 19 6% 0%
365
TABLE/GRAPH 62: ENROLMENT INTERVIEWS AND ENQUIRIES
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 28 11 18 17 10 4% 15 0% 5% 4% 6% 0% 10 8% 13 0% 23 5% 23 22 15 6% 15 8%
Reasonable 5-25% 50 40 58 58 40 57 43 58 33 27 43 44 61 31 45 10 47 38 51 78 46 38 48 68
Much 25-50% 18 35 18 25 35 18 23 42 29 31 35 44 29 36 24 0% 23 36 13 0% 27 31 23 22
Most >50% 3% 15 3% 0% 15 21 12 0% 33 39 15 11 0% 25 10 0% 4% 21 9% 0% 11 24 10 2%
366
TABLE/GRAPH 63: STAFF COUNSELLING
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 25 20 20 17 33 25 15 42 48 20 15 11 45 28 19 25 30 21 13 0% 36 23 16 19
Reasonable 5-25% 50 42 57 67 60 46 55 58 52 45 59 89 42 22 47 75 47 26 64 67 50 36 56 71
Much 25-50% 18 24 18 17 5% 18 18 0% 0% 18 18 0% 13 31 26 0% 21 40 13 33 11 26 18 10
Most >50% 3% 15 3% 0% 0% 7% 5% 0% 0% 16 8% 0% 0% 19 3% 0% 2% 12 6% 0% 1% 14 5% 0%
367
TABLE/GRAPH 64: STUDENT COUNSELLING
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 43 36 38 33 40 29 9% 58 67 29 27 67 65 28 26 75 38 17 30 11 50 28 26 49
Reasonable 5-25% 48 36 43 58 45 39 63 42 29 41 54 33 23 36 43 25 49 29 53 67 39 36 51 45
Much 25-50% 5% 20 14 8% 13 32 17 0% 5% 22 15 0% 13 28 22 0% 13 45 11 22 10 30 16 6%
Most >50% 3% 7% 2% 0% 3% 0% 5% 0% 0% 8% 2% 0% 0% 8% 3% 0% 0% 10 2% 0% 1% 7% 3% 0%
368
TABLE/GRAPH 65: CURRICULUM PLANNING
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 33 22 18 33 48 11 12 33 57 16 13 44 61 6% 7% 50 26 7% 11 11 45 12 12 34
Reasonable 5-25% 55 27 39 33 53 39 52 42 33 39 52 44 26 33 40 25 49 31 55 33 43 34 48 36
Much 25-50% 8% 29 30 33 0% 39 28 25 10 31 33 11 10 28 31 25 17 43 19 56 9% 34 28 30
Most >50% 3% 22 10 0% 0% 7% 3% 0% 0% 14 1% 0% 3% 33 14 0% 9% 19 9% 0% 3% 19 7% 0%
369
TABLE/GRAPH 66: REPORT WRITING
100%
90%
80%
70%
60%
Little <5%
Reasonable 5-25%
50%
Much 25-50%
Most >50%
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 53 24 23 25 50 11 31 50 43 14 20 22 48 22 20 50 62 21 38 22 51 18 26 34
Reasonable 5-25% 35 35 39 75 43 43 42 17 52 31 57 78 32 44 51 50 28 38 43 67 38 38 46 57
Much 25-50% 10 22 29 0% 5% 36 18 25 5% 41 20 0% 19 25 20 0% 6% 33 13 11 9% 31 20 7%
Most >50% 0% 20 7% 0% 3% 11 3% 8% 0% 14 3% 0% 0% 8% 2% 0% 2% 7% 2% 0% 1% 12 3% 2%
370
TABLE/GRAPH 67: POLICY DEVELOPMENT
100%
90%
80%
70%
60%
Little <5%
50% Reasonable 5-25%
Much 25-50%
40% Most >50%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Average
Little <5% 5% 13 11 17 20 4% 3% 42 19 8% 9% 67 6% 11 13 0% 6% 10 6% 0% 11 9% 8% 25
Reasonable 5-25% 55 36 37 67 58 46 55 50 29 41 41 33 58 31 33 50 30 19 45 22 46 35 42 44
Much 25-50% 30 27 35 17 18 36 29 8% 38 29 42 0% 26 39 38 50 36 52 38 56 30 37 37 26
Most >50% 8% 24 14 0% 5% 11 8% 0% 14 22 7% 0% 10 19 9% 0% 26 19 6% 22 12 19 9% 4%
371
Appendix J: Group Perception of Principals’ Time Allocation
Perception Index Summary
Classroom Teaching -47 -13 -41 -67 -40 -13 -25 -45 -28 -37 -17 0 -42 -6 -22 8 -35 -21 -28 -33 -38 -18 -27 -27 -28
School Planning 50 56 49 55 57 65 45 47 39 53 47 44 57 63 54 58 53 66 47 48 52 61 49 50 53
Student Discipline 7 37 6 8 34 27 16 -8 1 29 13 -33 -4 39 26 -16 8 46 25 22 10 36 20 -5 15
Buildings & Grounds 28 23 6 -25 23 18 -8 -22 -14 9 -13 -70 -16 15 2 -16 -8 9 -29 -26 3 15 -8 -23 -3
Student Progress 4 38 13 25 13 58 27 20 13 50 29 15 -8 38 28 -8 -3 47 12 33 4 47 22 27 23
Telephone 40 28 35 44 52 40 25 39 28 23 29 40 28 16 23 33 51 28 26 44 39 27 28 40 34
Principals’ Meetings 29 56 34 17 45 53 32 11 26 65 36 18 31 52 39 33 44 64 35 44 35 58 35 24 38
School Assemblies -34 27 13 -14 5 25 10 -17 10 48 20 15 -27 32 21 -17 8 39 3 0 -7 35 14 -6 21
Budgets and finance 33 48 35 13 52 47 21 47 23 30 26 33 41 49 31 42 43 56 22 33 38 46 27 34 36
School Board Matters 40 57 40 5 60 60 42 25 55 64 46 33 40 59 39 33 47 66 43 26 48 61 42 24 44
Professional Reading 19 29 59 -12 27 26 4 20 2 17 19 0 3 19 14 7 36 12 9 11 17 21 21 5 16
Conflict Resolution 20 39 23 17 29 28 15 8 2 27 27 4 21 53 37 17 32 39 33 44 21 32 27 11 23
Correspondence 46 45 39 11 44 36 28 20 39 45 30 29 52 28 36 33 56 51 60 40 47 40 38 27 38
Parent Meetings 20 33 21 8 38 34 22 5 18 43 24 4 17 43 35 8 24 37 18 15 23 38 24 8 23
School Administration 47 46 38 33 57 36 38 50 16 35 37 40 54 39 31 67 52 31 30 51 46 37 34 48 41
Staff Meetings 4 61 36 20 23 56 36 36 11 33 39 22 11 53 45 33 34 70 43 26 16 57 37 29 35
Staff Recruitment 19 32 13 11 -3 32 11 -17 36 42 18 30 5 31 12 8 30 38 21 44 18 35 14 15 21
Enrolment Interviews 14 44 22 25 45 49 32 36 60 66 49 55 33 54 32 33 20 54 19 11 34 52 30 34 38
& Enquiries
Staff Counselling 15 32 21 22 1 18 30 -9 -15 30 30 22 -7 28 23 8 12 33 27 44 1 28 25 18 18
Student Counselling -6 8 0 3 0 15 31 -25 -32 17 12 -34 -27 19 15 -42 0 38 7 30 -13 20 13 -13 2
Curriculum Planning 5 36 31 11 -14 39 31 9 -20 37 32 -7 -22 59 43 -8 19 53 33 41 -6 44 34 9 20
Report Writing -17 30 24 8 -13 42 8 -3 -8 42 22 11 -9 25 19 -17 -26 28 0 15 -15 33 14 3 9
Policy Development 43 45 42 22 23 48 44 -6 36 50 43 -34 43 48 37 50 56 53 42 67 39 48 41 20 37
372
APPENDIX K – METAPHOR PERCEPTION DATA (FOLLOWING)
373
TABLE/GRAPH 68: GROUP A METAPHOR PERCEPTIONS
100%
90%
80%
70%
60%
Counsellor
50% Manager
Figurehead
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Averages
Counsellor 5% 7% 15 33 5% 39 3% 17 0% 12 21 11 13 22 15 22 9% 10 21 22 6% 18 15 21
Manager 68 40 52 67 78 25 55 67 67 29 40 78 61 44 50 67 74 33 51 67 69 34 50 69
Figurehead 20 45 26 0% 18 32 29 17 29 57 28 11 16 25 20 11 15 50 26 11 19 42 26 10
374
TABLE/GRAPH 69: GROUP B METAPHOR PERCEPTIONS
100%
90%
80%
70%
60%
Dictator
50% Manipulator
Enforcer
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Averages
Dictator 5% 16 6% 0% 5% 14 11 17 19 22 5% 0% 3% 36 2% 11 4% 29 6% 11 7% 24 6% 8%
Manipulator 23 7% 12 17 23 4% 60 17 14 8% 3% 0% 13 11 7% 44 21 2% 6% 44 19 6% 18 24
Enforcer 65 69 73 67 63 71 20 58 62 65 81 100 68 44 70 33 66 64 85 33 65 63 66 58
375
TABLE/GRAPH 70: GROUP C METAPHOR PERCEPTIONS
100%
90%
80%
70%
60%
Scholar
50% Supervisor
Ruler
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Averages
Scholar 25 9% 18 17 23 21 3% 17 38 10 26 0% 19 6% 14 11 11 12 19 11 23 12 16 11
Supervisor 60 67 58 83 70 64 14 67 52 71 55 78 61 78 62 89 72 67 74 89 63 69 52 81
Ruler 8% 16 16 0% 8% 11 74 17 5% 16 12 22 10 11 8% 0% 15 14 4% 0% 9% 14 23 8%
376
TABLE/GRAPH 71: GROUP D METAPHOR PERCEPTIONS
80%
70%
60%
50%
Politician
40% Organiser
Helper
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Averages
Politician 38 11 24 33 33 7% 15 42 33 24 18 22 19 19 15 44 19 10 11 44 28 14 16 37
Organiser 45 67 64 58 58 32 68 50 43 55 62 67 58 50 59 56 66 60 74 56 54 53 65 57
Helper 10 15 5% 8% 8% 57 8% 8% 19 16 13 11 10 22 9% 0% 13 24 13 0% 12 27 9% 6%
377
TABLE/GRAPH 72: GROUP E M ETAPHOR PERCEPTIONS
100%
90%
80%
70%
60%
Visionary
50% Innovator
Motivator
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Averages
Visionary 35 31 29 42 40 18 8% 33 48 63 58 56 65 28 34 44 34 24 30 44 44 33 32 44
Innovator 20 18 11 0% 5% 4% 69 0% 24 8% 5% 0% 16 25 12 22 23 2% 9% 22 18 11 21 9%
Motivator 38 45 51 58 53 75 14 67 24 27 29 44 10 39 42 33 40 57 60 33 33 49 39 47
378
TABLE/GRAPH 73: GROUP F METAPHOR PERCEPTIONS
100%
90%
80%
70%
60%
A god
50% A Policeman
Darth Vader
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Averages
A god 5% 11 9% 0% 15 25 26 33 10 4% 24 11 19 3% 7% 11 13 0% 6% 11 12 9% 14 13
A Policeman 63 67 71 83 55 61 11 42 67 61 48 67 55 42 59 78 60 52 72 78 60 57 52 69
Darth Vader 15 16 0% 0% 10 4% 52 8% 10 31 4% 0% 0% 42 2% 11 6% 33 4% 11 8% 25 13 6%
379
TABLE/GRAPH 74: GROUP G METAPHOR PERCEPTIONS
100%
90%
80%
70%
60%
Disciplinarian
50% Expert
Friend
40%
30%
20%
10%
0%
T S P B T S P B T S P B T S P B T S P B T S P B
School 1 School 2 School 3 School 4 School 5 Averages
Disciplinarian 23 35 25 0% 18 11 14 8% 29 63 21 11 13 39 17 22 19 31 23 22 20 36 20 13
Expert 38 27 41 33 28 14 65 42 43 8% 27 44 39 17 33 44 34 7% 17 44 36 15 36 42
Friend 30 33 26 67 53 75 5% 50 24 27 42 44 35 36 35 33 38 55 57 33 36 45 33 46
380
3.0 BIBLIOGRAPHY
Allison, D.G. 1997. “Coping with Stress in the Principalship”, Journal of Educational
Administration, 35(1):39-55.
Allison, D.J. and Allison, P.A. 1993. “Both Ends of a Telescope: Experience and Expertise
in Principal Problem Solving”, Educational Administration Quarterly, 29(3): 302-22.
Anderson, M. 1991. Principals: How to Train, Select, Recruit, Induct and Welcome
Leaders in America’s Schools. Executive Clearing House in Educational Management:
Eugene, Oregon.
Andrews, D., Conway, J., Dawson, M., Lewis, M., McMaster, J., Morgan, A. and Starr, H.
2004. “School Revitalization the Ideas Way”, ACEL Monograph Series, No. 34, May 2004.
Arnold, J., Robertson, I.T., & Cooper, C.L. 1991. Work Psychology: Understanding Human
Behaviour in the Workplace. Pitman Publishing: London.
Barritt, L., Beckman, A.J., Blecker, H., & Mulderij, K. 1985. Researching Education
Practice. University of North Dakota, Center for Teaching and Learning: Grand Forks, N.D.
Barth, R. 1979. Run School Run. Harvard University Press: Cambridge, Ma.
Barth, R.S. 1980. “Reflections on the Principalship”, Thrust for Educational Leadership,
9(5):12-17.
Barth, R.S. 1981. “The Principal as Staff Developer”, Boston University Journal of
Education, Spring: 144-61.
Barth, R.S. 1991. Improving Schools from Within: Teachers, Parents and Principals Can
Make a Difference. Jossey-Bass: San Francisco, Oxford.
381
Barty, K., Thomson, P., Blackmore, J. & Sachs, J. 2005. “Unpacking the Issues: Researching
the Shortage of School Principals in Two States in Australia”, The Australian Educational
Researcher, 32(3).
Bass, B.M. and Avolio, B.J. 1993. “Transformational Leadership: A Response to Critiques”
in Chemers M.M., Ayman, R. (eds), Leadership Theory and Research: Perspectives and
Direction, pp. 49-80. Academic Press: San Diego:
Bauman, Z. 1997. Post Modernity and its Discontent. Polity Press: Cambridge
Beaudoin, M.N., and Taylor, M. 2004. Creating a Positive School Culture. Corwin Press:
California.
Beavis, A. and Bowman, D. 2000. “The Principal and the Challenges of Aloneness: A Pal
Perspective” in Thomas, R.A. (ed) Challenges of the Principalship, The School Principals’
Handbook Series, pp. 89-97. The Professional Reading Guide for Educational
Administrators: Point Lonsdale, Vic.
Beck, L.G. 1994(a). Cultivating A Caring School Community: One Principal’s Story in
Reshaping the Principalship in Murphy, H. & Louis, K.S. (eds). Reshaping the
Principalship, pp. 177-221. Corwin Press Inc., Sage.
Beck, L.G. and Murphy, J. 1993. Understanding the Principalship: Metaphorical Themes
1920’s-1990’s. Teachers College Press: New York.
Bennett, A.L., Bryk, A.S., Easton, J.Y., Kerbow, D., Luppescu, S., and Sebring, P.A. 1992.
Charting Reform: The Principals’ Perspective. Consortium on Chicago School Research:
Chicago.
Bizar, M. and Barr, R. 2001. School Leadership in Times of Urban Reform. Lawrence
Erlbaum Associates: Mahwah.
Blumberg, A. 1989. School Administration as a Craft. Allyn and Bacon Inc: Boston.
Bogden, R.C. & Biklen, S.K. 1992. Qualitative Research for Educators: An Introduction to
Theory and Methods. Allyn & Bacon: Boston.
382
Bogotch, I.E and Roy, C.B. 1997. “The Context of Partial Truths: An Analysis of
Principals’ Discourse”, Journal of Educational Administration, 35(3):234-252.
Bonnet, A. 2003. “Understanding the Power of the Principal”, Education Horizon, 7(5):14-15.
Bowman, D. 1991. “Peer Support and Supervision of Heads”. Paper presented at the
A.H.I.S.A. Conference, Wesley College, Perth, October 1991.
Boyle, M. 2000. “The ‘New Style’ Principal: Roles, Reflections and Reality in the Self-
Managed School”, The Practicing Administrator 22(4):4-22.
Brandt, R. (Ed.). 1989. Effective Schools and School Improvement. Association for
Supervision and Curriculum Development: Alexandria, VA.
Brereton, E. 1993. “Where’s the Boss? He’s Watering the Garden”, Principal Matters 5(3):
15.
Brubaker, D., Simon, L. and Tysinger, N. 1993. “Principals’ Leadership Styles: The Power of
the ‘Halo Effect’”, NASSP Bulletin, 77(553):30-36.
Brubaker, D.L. 1995. “How the Principalship Has Changed: Lessons from Principals’ Life
Stories”, NASSP Bulletin, 79(574):88-95.
Calabrese, R.L. and Barton, A.M. 1994. “The Principal: A Leader in a Democratic Society”,
NASSP Bulletin, 78(558):3-10.
383
Caldwell, B.J. 2000. “Innovation and Abandonment for Successful Leadership in Schools of
the Third Millennium”. Paper given at New Zealand Principals’ Federation and the
Australian Primary Principals’ Association Conference, Christchurch, N.Z., June 29-30.
Carr, N. 2002. Worldview, Wisdom and Wonder: A Quest for Transformation Through
Education, in Pascoe, S., (Ed.) 2002. Values in Education, pp. 173-183, Australian College
of Education: Canberra.
Chamley, J.D., McFarlane, F.R., Young, Russell L., and Caprio, E.M. 1992. “Overcoming
the Superprincipal Complex: Shared and Informed Decision Making”, NASSP Bulletin.
76(540)1-8.
Checkley, K. 2000. “The Contemporary Principal: New Skills for a New Age”, Association
for Supervisors and Curriculum Development, 42(3).
Clarke, S. 2000. “Toward the Door We Never Opened: Revealing the Inner Principal.”
Journal of the Australian Council of Education Administrational, 6(1):51-61.
Cohen, L. and Manion, L. 1994. Research Methods in Education. 4th Ed, Routledge: London.
Cole, G.A. 1996. Management: Theory and Practice. D.P. Publications: London.
Crowson, R.L., and Boyd, W.L. 1993. “Co-ordinated Services for Children: Designing Arks
for Storms and Seas Unknown”, American Journal of Education 101(2):140-79.
Crowther, F.,Andrews, D., Dawson, M. and Lewis, M. 2001. Ideas Facilitation Folder
Education Queensland: Brisbane.
Cuban, L. 1988. The Managerial Imperative and the Practice of Leadership in Schools.
State University of New York Press: Albany.
Culbertson, J.A., Henson, C. and Morrison, R., (Eds.) 1974. Performance Objectives for
School Principals. McCutchan: Berkeley, California.
384
d’Arbon, T. 2003. “Future Principals for Schools of the Future”. Paper presented at the
National Conference of Australian Council for Educational Leaders, Sydney, 2003, p. 17.
Day, C., Harris, A., Hadfield, M. Tolley, H., and Beresford, J. 2000. Leading Schools in
Times of Change. Open University Press: Buckingham, Philadelphia.
Deal, T.E., and Peterson, K.D. 2000. “Eight Roles of Symbolic Leaders” in The Jossey-Bass
Reader on Educational Leadership, pp. 202-216. Jossey-Bass: San Francisco.
Devine, P.G. 1989. “Stereotypes and prejudice: Their automatic and controlled
components”, Personality and Social Psychology, 56:5-18.
Donaldson, G.A. 1991. Learning to Lead: The Dynamic of the High School Principalship.
Greenwood Press: New York.
Dubin, A.E, (Ed.). 1991. The Principal as Chief Executive Officer. The Falmer Press:
London.
Duignan, P. 1987. The Culture of School Effectiveness. in Simpkins, W.S., Thomas, A.R.
and Thomas, E.B. (eds). Principal and Change: The Australian Experience, pp. 297-311.
University of New England Monograph: Armidale.
Duignan, P.A. and Macpherson, R.J.S. (Eds.) 1992. Educative Leadership: A Practical
Theory for New Administrators and Managers. Falmer Press: London.
385
Duignan, P.A. 2005. “Socially Responsible Leadership: Schools for a More Just and
Democratic Society”, Leading and Managing, 11(1):1-13.
Dunford, J., Fawcett, and R., Bennett, D. 2000. School Leadership: National and
International Perspectives. Kogan Page Limited: London, UK.
Dwyer, D.C., Lee, G.Y., Barnett, B.G., Filby, N.N. and Rowan, B. 1985. Understanding the
Principals’ Contribution to Instruction: Seven Principals, Seven Stories. Far West
Laboratory for Educational Research and Development: San Francisco.
Earley, P., Baker, L. and Weindling, D. 1990. Keeping the Raft Afloat: Secondary
Leadership Five Years On. National Foundation for Educational Research: Windsor.
Edmonds, R. 1979. “Effective Schools for the Urban Poor”, Educational Leadership,
37(1):15-27.
Educational Opportunity. 1972. “Revitalizing the Role of the School Principal.” in Toward
Equal Educational Opportunity, United States of America Senate Report No. 92-000:305-307.
Etheridge, C.P. and Valesky, T.C. 1993. “Stages of Team Decision Making Development
and Related Variables”. Paper presented at the Annual Meeting of the American Educational
Research Association, Atlanta. April, 1993.
Evans, D.L. 1995. “Some Reflections on Doing the Principalship”, NASSP Bulletin,
79(567):4-15.
Evans, R. 1996. The Human Side of School Change: Reform, Resistance, and the Real-Life
Problems of Innovation. Jossey-Bass: San Francisco.
Evans, R. 1999. The Pedagogical Principal. Qual Institute Press: Edmonton, Alberta,
Canada.
386
Fallon, B. 1981. “The Third World: Escape from Stress and Burnout”, NASSP Bulletin, 65
(449):28-30.
Ferrandino, V.L. and Tirozzi, G.N. 2000. “Principals May Get a Share of the Federal Pie:
Our Time Has Come”, NAESP, February 23.
Ferrandino, V.L. 2005. Leading Early Childhood Learning Communities: Standards for
What Principals Should Know and Be Able to Do. NAESP, 85(1):72.
Foskett (1967) The Normative World of the Elementary School Principal in Blumberg, A.
and Greenfield, W. (eds) The Effective Principal – Perspectives on School Leadership, pp.
30-32. Allyn & Bacon Inc: Boston.
Foster, M. 1971. Making Schools Work. Strategies for Changing Education. Westminster
Press: Philadelphia.
Foster, W.P. 1980. “Administration and the Crisis of Legitimacy: A Review of Habermasian
Thought”, Harvard Education Review 50(2):496-565.
Foster, Z.H. 1981. “The Third World: Escape From Stress and Burnout”, NASSP Bulletin,
65(449):28-30.
Fullan, M.G., and Stiegelbauer, S. 1991. The New Meaning of Educational Change.
Teachers College Press: New York.
Gilman, D.A., Lanman-Givens, B. 2001. “Where Have All the Principals Gone?”
Educational Leadership, 58(8):72-74.
Giroux, H.A. 1992. “Educational Leadership and the Crisis of Democratic Government”,
Educational Researcher, 21(4):4-11.
Glanz, J. 1998. “Autocrats, Bureaucrats and Buffoons: Images of Principals”, The School
Administrator Web Edition, 9(55):34-36.
Glassner, B. and Loughlin, J. 1987. Drugs in Adolescent Worlds: Burnouts to Straight. St.
Martin’s Press: New York.
Glickman, C. 1989. “Has Sam and Samantha’s Time Come at Last?” Educational
Leadership, 46(8):4-9.
387
Goldring, E.B. 1990. “Elementary School Principals as Boundary Spanners: Their
Engagement with Parents”, Journal of Educational Administration, 28(1):53-62.
Gorton, A. and McIntyre, K. 1978. The Senior High School Principalship. Volume II: The
Effective Principal. National Association of Secondary School Principals: Reston, VA.
Goss, N., Mason, W.S., and MacEachern, A.W. 1958. Explorations in Role Analysis. John
Wiley & Sons Inc: New York.
Gregory, R.L. 1986. Odd Perceptions. Methuen: London and New York.
Greenfield, T.B. 1986. “The Decline and Fall of Science in Educational Administration”,
Interchange, 17(2):57-80.
Greenfield, W.D. 1986. “Moral, Social and Technical Dimensions of the Principalship”,
Peabody Journal of Education, (1):130-49.
Griffith, D., Stout, R.T., and Forsythe, P. (Eds). 1988. Leaders for America’s Schools.
McCutchan Publishing Corporation: Berkley, California.
388
Hallinger, P. and Hausman, C. 1993. “The Changing Role of the Principal in a School of
Choice” in Murphy, J. and Hallinger, P. (eds) Restructuring Schooling: Learning from
Ongoing Efforts, pp. 114-142. Corwin Press: Newbury Park, CA.
Hallinger, P., Leithwood, K., and Murphy, J. (Eds.) 1993. Cognitive Perspectives on
Educational Administration. Teachers College Press: New York.
Hallinger, P. and Hausman, C. 1994. “From Attila the Hun to Mary had a Little Lamb:
Principal Role Ambiguity in Restructured Schools” in Murphy, J. and Louis, K.S. (eds).
Reshaping the Principalship, pp. 154-176. Corwin Press, Thousand Oaks. Cal.
Hallinger, P. and Heck, R.H. 1996. “Reassessing the Principal’s Role in School
Effectiveness: A Review of Empirical Research 1980-1995”, Education Administration
Quarterly, 32(1):5-44.
Handy, C. 1994. The Empty Raincoat: Making Sense of the Future. Random House:
London.
Hargreaves, A. 1994. Changing Teachers, Changing Times: Teachers’ Work and Culture in
the Post Modern Age. Teachers College Press: New York.
Hargreaves, A., and Fullan, M. 1998. What’s Worth Fighting for in Education? Open
University Press: Buckingham.
Hargreaves, A., and Evans, R. 1997. Beyond Educational Reform, Bringing Teachers Back
In. Open University Press: Buckingham, Philadephia.
Harre, R. and Secord, P.F. 1972. The Explanation of Social Behaviour. Basil Blackwell,
Oxford.
Harris, A. and Bennett, N. (eds.) 2001. School Effectiveness and School Improvement.
Continuum: London.
389
Harvey, M. 2000. “Entering the Life-World of the School: A Challenge to the Beginning
Principal”, in Thomas, Ross, A. (ed) Challenges to the Principalship, pp. 9-20. The
Professional Reading Guide for Education Administration: Victoria.
Hausman, C.S., Crow, G., and Sperry, D.J. 2000. “Portrait of the ‘Ideal Principal’: Context
and Self”, NASSP Bulletin, 84(617):5-14.
Heck, R.H. and Marcoulides, G.A. 1993. “Principal Leadership Behaviours and School
Achievement”, NASSP Bulletin, 77(553):20-28.
Hess, G.A., and Easton, J.Q. 1991. “Who’s Making What Decisions: Monitoring Authority
Shifts in Chicago School Reform”. Paper presented at the Annual Meeting of the American
Educational Research Association: Chicago, April 6.
Hodgkinson, C. 1991. Educational Leadership: The Moral Art. State University of New
York Press: Albany, NY.
Hopkins, D. and Harris, A. 1997. “Improving the Quality of Education for All”, Support for
Learning, 12 (4):147-51.
Hughes, L.W. 1999. “The Leader: Artist? Architect? Connoisseur?” in Hughes, L. (ed) The
Principal as Leader, pp. 3-24. MacMillan: New York.
Joyce, B., Calhoun, E. and Hopkins, D. 1999. The New Structure of School Improvement:
Inquiring Schools and Achieving Students. Open University Press: Buckingham.
Kalz, D. and Kahn, R.L. 1966. The Social Psychology of Organizations. John Wiley & Sons
Inc: New York.
Kidder, R.M. 1995. How Good People Make Tough Choices: Resolving the Dilemma of
Ethical Living. William Morrow: New York.
390
Kittay, E.F. 1987. Metaphor: Its Cognitive Force and Linguistic Structure. Clarendon Press:
Oxford.
Knezevich, S.J. 1975. Administration of Public Education. Harper & Row: New York.
Krug, S.E., Ahadi, M.S.A. and Scott, C.K. 1991. “Current Issues and Research Findings in
the Study of School Leadership” in Thurston, P.T. and Zodhiates, P.P. (eds) Advances in
Educational Administration, Volume 2: pp 241-60. Jai Press: Greenwich, Conn.
Lagermaan, E.C. & Shulman, L.S. 1999. Issues in Education Research, Problems and
Possibilities. Jossey-Bass: San Francisco.
Lakoff, G. and Johnson, M. 1980. Metaphors We Live By. University of Chicago: Chicago.
Il.
Lane, B.A. 1992. “Cultural Leaders in Effective Schools: The Builders and Brokers of
Excellence”, NASSP Bulletin, 76(541):86-88.
Leithwood, K. Begley, P., and Cousins, B. 1992. Developing Expert Leadership for Future
Schools. Fulmer: Bristol, PA.
Leithwood, K., Chapman, J., Corson, D., Hallinger, P. and Hart, A. (Eds.) 1996.
International Handbook of Educational Leadership and Adinistration. Kluwer: Dordrecht.
Leithwood, K. and Jantzi, D. 1990. “Transformational Leadership: How Principals Can Help
Reform School Cultures”, School Effectiveness and School Improvement, 1:249-280.
Leithwood, K., Jantzi, D. and Steinbach, R. 1999. Changing Leadership for Changing
Times. Open University Press: Buckingham, Philadelphia.
391
Levin, B. 1994. “Improving Educational Productivity Through a Focus on Learners”,
Studies in Educational Administration, 60:15-21.
Lewis, J. 2001. “Principalship of the Future: How to Get There from Here”, The Practicing
Administrator 23(3):4-7.
Lipham, J.M and Hoeh, J.A. (Jr). 1974. The Principalship: Foundations and Functions.
Harper & Row: New York.
Loader, D.N. 1997. The Inner Principal. The Faber Press: London.
Loader, D.N. 2004. “Mistaken for God”, Teacher: The National Education Magazine,
October, p. 29.
Lum, J.B. 1997. “Student Mentality: Intentionalist Perspectives About the Principal”,
Journal of Educational Administration, 5(3):210-233.
McConnell, R. and Jeffries, R. 1991. Monitoring Today’s Schools: The First Year.
University of Waikato: Hamilton, New Zealand.
McPherson, R.B., and Crowson, R.L. 1992. “Creating Schools that ‘Work’ Under Chicago
Reform: The Adaptation of Building Principals”. Paper presented at the annual meeting of
the University Council for Educational Administration: Minneapolis, November, 1992.
Maden, M. And Rudduck, J. 1997. “Listen to the Learners”, Times Educational Supplement,
July.
392
Maund, B. 2003. Perception. Acumen: Chesham.
Maxcy, S.J. 1995. Democracy, Chaos and the New School Order. Corwin Press: Thousand
Oaks, C.A.
Meltzer, B.N., Petras, J.W. and Reynolds, L.T. 1975. Symbolic Interactionism: Genesis,
Varieties and Criticism. Routledge & Kegan Paul: London.
Miles, M.B. 1978. Technographic Methods and Their Problems. Centre for Policy
Research: New York
Moffett, 1994, “The Children’s Machine” in Loader, D.N. (ed) The Inner Principal, p. 153.
Faber Press: London.
Morris, V.C., Cranson, R.L., Porter-Gehrie, C., and Hurwitz, E.(Jr). 1984. Principals in
Action: The Reality of Managing Schools. Charles E. Merrill Publishing Co: Columbus, Oh.
Murphy, J. 1994 “Transformational Change and the Evolving Role of the Principal: Early
Empirical Evidence” in Murphy, J. & Louis, K.S. (eds) Reshaping the Principalship, pp. 20-
55. Corwin Press, Thousand Oaks, Cal.
Murphy, J., and Beck, L.C. 1994. “Reconstructing the Principalship: Challenges and
Possibilities”, in Murphy, J. and Louis, K.S. (eds) Reshaping the Principalship, pp. 3-19.
Corwin Press: Thousand Oaks, Cal.
Murphy, J. and Beck, L.G. 1995. School-Based Management as School Reform: Taking
Stock. Corwin Press: Thousand Oaks, C.A.
Murphy, J. and Louis, K.S. (eds.) 1994. Reshaping the Principalship: Insights from
Transformational Reform Efforts. Corwin Press Inc. Thousand Oaks: California.
Nadebaum, M. 1991. “Noah or Butterfly? The Changing Role of School Principals in the
1900s”, ACEA Monograph Series, 10.
393
National Association of Secondary School Principals. 1979. “The Senior High School
Principalship”, The Summary NASSP, Vol III.
Olsen, L. 1999. “Demand for Principals Growing, but Candidates Aren’t Applying”,
Education Week, 18(25):1-22.
Olsen, L. 2000. “Principals Try New Styles as Instructional Leaders”, Education Week,
20(9).
Pajak, E. and McAbee, L. 1992. “The Principal as School Leader, Curriculum Leader”,
NASSP Bulletin, 76(547):21-30.
Parkay, F. and Hall, G. (eds.) 1992. Becoming a Principal: The Challenges of Beginning
Leadership. Allyn & Bacon: Needham Heights, Massachusetts.
Peters, R.S. (ed.). 1976. The Role of the Head. Routledge & Kegan Paul: London.
Pierce, M. and Stapleton, D. (eds) 2003. The 21st Century Principal – Current Issues in
Leadership and Policy. Harvard Education Press: Harvard.
Reed, E.S. 1988. James J. Gibson and the Psychology of Perception. Yale University
Press: New Haven and London.
Ribbins, P. 1996. “Heads and Leadership Today: Waving or Drowning?” Forum, 38(1):24-5.
Riehl, C.J. 2000. “The Principals’ Role in Creating Inclusive Schools for Divisive Students:
A Review of Normative, Empirical, and Critical Literature on the Practice of Educational
Administration”, Review of Educational Research, 70(1):55-81.
Robertson, F.R. and Matthews, K.M. 1988. “How Principals Cope with Stress”, NASSP
Bulletin, 22 (509):79-85.
Roe, W.H., and Drake, T.L. 1974. The Principalship. MacMillan Publishing Co: New York.
Rooney, J. 2000. “Survival Skills for the New Principal”, Educational Leadership, 58(1):77-
78.
394
Roulston, J. 2006. “The Principal Shortage and What We Should Be Doing about It”,
Independent Schools Queensland Briefing, 10(2):1.
Sarason, S.B. 1996. Revisiting the Culture of the School and the Problem of Change.
Teachers College Press: New York.
Schainker, S.A. and Roberts, L.M. 1987. Helping Principals Overcome On-the-job
Obstacles to Learning, Educational Leadership, 45(1):30-33.
Schein, E.H. 1997. Organizational Culture and Leadership. Jossey-Bass: San Francisco.
Scherer, M. 1996. “On Our Changing Family Values: A Conversation with David Elkind,”.
Educational Leadership, 54(1):5-11.
Schon, D. 1984. The Reflective Practitioner: How Professionals Think in Action. Basic
Books: New York.
Scott, R. 2005. “Research Works or Blueprint for Effective School Leadership”, Education
Review, 15(41):6
Senge, P. 1990. The Fifth Discipline: the Art and Practice of the Learning Organization.
Currency Doubleday: New York.
Sergiovanni, T.J. 1987. The Principalship: A Reflective Practice Perspective. Allyn &
Bacon Inc: Boston.
Sergiovanni, T.J. 1992. Moral Leadership: Getting to the Heart of School Improvement.
San Francisco: Jossey-Bass.
Sergiovanni, T.J., Bulingame, M., Coombs, F.S., Thurston, P.W. 1992. Educational
Governance and Administration. Allyn and Bacon: Boston.
Seyforth, J.T. 1999. The Principal: New Leadership for New Challenges. Prentice-Hall:
Upper Saddle River, NJ.
Silvernmann, D. 1993. Interpreting Qualitative Data – Methods of Analysing Talk, Text and
Interaction. Sage Publications: London.
Simpkins, W.S., Thomas, A.R. and Thomas, E.B. (Eds). 1987. Principal and Change: The
Australian Experience. University of New England Monograph: Armidale.
Sims, J.H.P. and Lorenzi, P. 1992. The New Leadership Paradigm: Social Learning and
Cognition in Organizations. Sage: Newbury Park, CA.
Smees, R. & Thomas, S. 1998. “Valuing Pupils’ Views About School”, British Journal of
Curriculum and Assessment, 8(3):7-9.
395
Smylie, M.A. 1992. “Teacher Participation in School Decision-Making: Assessing
Willingness to Participate”, Educational Evaluation and Policy Analysis, 14(1):53-67.
Stoll, L. and Fink, D. 1996. Changing our Schools: Linking School Effectiveness and School
Improvement. Open University Press: Buckingham.
Thomas, A.R. and Ayres, J. 2000. “Time Lost or Time Gained? The Challenge of
Interruptions” in Thomas, E. (ed). Challenges of the Principalship: The School Principals’
Handbook Series, pp.71-77. Reading Guide for Educational Administration: Point Londsdale,
Victoria.
Thomas, C. and Vornberg, J.A. 1991. “Evaluating Principals: New Requirements, Direction
for the ‘90’s”, NASSP Bulletin, 75(539):59-64.
Thomas, R.A. (Ed.). 2000. The School Principal’s Handbook Series: Challenges of the
Principalship. The Professional Reading Guild for Education Administration: Victoria.
Turner, J.H. 1974. The Structure of Sociological Theory. The Derry Press: Homewood,
Illinois.
Uchiyama, K.P. and Wolf, S.A. 2002. “The Best Way to Lead”, Educational Leadership,
59(8):80-83.
Vallacher, R.R. and Wegner, D.M. 1977. Implicit Psychology: An Introduction to Social
Cognition. Oxford University Press: New York.
396
Vandenberghe, R. 1992. “The Changing Role of Principals in Primary and Secondary
Schools in Belgium”, Journal of Educational Administration, 30(3):20-34.
Van Manen, M. 1991. The Fact of Teaching: The Meaning of Pedagogical Thoughtfulness.
The Althouse Press: London.
Walker, A. and Quong, T. 1998. “Valuing Differences: Strategies for Dealing with Tensions
of Educational Leadership in a Global Society”, Peabody Journal of Education, 73(2):81-105.
Waters, T. and Grubb, S. 2004. The Leadership We Need: Using Research to Strengthen the
Use of Standards for Administrator Preparation and Licensure Programs. Mid-Continental
Research for Education and Learning: Colorado.
Waters, T., Marzano, R. and McNulty, B. 2003. Balanced Leadership: What 30 Years of
Research Tells Us about the Effect of Leadership on Student Achievement. Mid-Continental
Research for Education and Learning: Aurora, Colorado.
Wendling, D. 1992. “Marathon Running on a Sand Dune: The Changing Role of the Head
Teacher in England and Wales”, Journal of Educational Administration, 30(3):63-76.
Williams, J.G. 1978. Report on Stage I of Research Project: Profiles of Principals. W.A.
Institute of Technology: Perth.
Wolcott, H.F. 1973. The Man in the Principal’s Office. Holt, Rinehart & Winston: New
York.
Wolf, S.A., Borko, H., Elliot, R. and McIver, M.C. 2000. “That Dog Won’t Hurt!
Exemplary School Change Efforts Within the Kentucky Reform”, American Educational
Research Journal, 37(2):349-393.
Wyant, S.H., Reinhard, D.L., and Arends, R.I. 1980. Of Principals and Projects.
Association of Teacher Education: Reston, Virginia.
397