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Crit Rev Clin Lab Sci, 2013; 50(4–5): 107–124


! 2013 Informa Healthcare USA, Inc. DOI: 10.3109/10408363.2013.844679

REVIEW ARTICLE

Body fluid analysis: Clinical utility and applicability of published studies


to guide interpretation of today’s laboratory testing in serous fluids*
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Darci R. Block and Alicia Algeciras-Schimnich

Department of Laboratory Medicine and Pathology, Mayo Clinic, Rochester, MN, USA

Abstract Keywords
Requests for testing various analytes in serous fluids (e.g. pleural, peritoneal, pericardial Ascites, effusion, pericardial fluid, pleural fluid
effusions) are submitted daily to clinical laboratories. Testing of these fluids deviates from assay
manufacturers’ specifications, as most laboratory assays are optimized for testing blood or urine History
specimens. These requests add a burden to clinical laboratories, which need to validate assay
performance characteristics in these fluids to exclude matrix interferences (given the different Received 5 August 2013
composition of body fluids) while maintaining regulatory compliance. Body fluid testing for a Revised 3 September 2013
number of analytes has been reported in the literature; however, understanding the clinical Accepted 11 September 2013
utility of these analytes is critical because laboratories must address the analytic and clinical Published online 24 October 2013
validation requirements, while educating clinicians on proper test utilization. In this article, we
review the published data to evaluate the clinical utility of testing for numerous analytes in
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body fluid specimens. We also highlight the pre-analytic and analytic variables that need to be
considered when reviewing published studies in body fluid testing. Finally, we provide
guidance on how published studies might (or might not) guide interpretation of test results in
today’s clinical laboratories.

Abbreviations: ACCP: American College of Chest Physicians; AFP: a-fetoprotein; BNP: B-type
natriuretic peptide; BTS: British Thoracic Society; CA15-3: cancer antigen 15-3; CA125: cancer
antigen 125; CA19-9: cancer antigen 19-9; CEA: carcinoembryonic antigen; CYFRA
21-1: cytokeratin 19 fragment; LDH: lactate dehydrogenase; þLR: positive likelihood ratio;
LR: negative likelihood ratio; LR: likelihood ratio; NT-proBNP: N-terminal pro–B-type
natriuretic peptide; SAAG: serum ascites albumin gradient; SBP: spontaneous bacterial
peritonitis

Introduction validation can usually be applied to the alternate matrix


without creating issues for compliance. In addition, guiding
Laboratories routinely receive requests to perform testing on
interpretation of the test result poses challenges because
body fluids that are outside the specimen types validated by
particular assay manufacturers. Although this service might
laboratories might need to perform extensive and expensive 13
20
clinical validations to provide clinical decision limits and
be useful clinically, it poses a dilemma as the analytic assay
interpretive comments.
performance needs to be validated on these alternate speci-
This review aims to highlight the most relevant studies of
men types to maintain regulatory compliance. Validation
serous body fluids that can be used to provide interpretive
involves demonstrating acceptable accuracy, precision,
information on body fluid analytes. We also provide guidance
reportable range, reference range, sample stability, and
on how applicable these studies are in today’s clinical
analytic sensitivity and specificity. Very little guidance is
laboratories.
available to laboratories when performing an analytic valid-
ation, although the principles of a serum, plasma, or urine
Methods
Literature searches were conducted using PubMed or Scopus.
Search terms are listed in Table 1. We limited search results to
*Referee: Richard A. McPherson, MD, Director of Immunopathology English-language articles involving human subjects that had
Laboratory, Virginia Commonwealth University Medical Center.
been indexed between database inception and May, 2013.
Address for correspondence: Alicia Algeciras-Schimnich, PhD,
Titles were screened for pertinent studies of body fluid
Department of Laboratory Medicine and Pathology, Mayo Clinic,
200 First Street SW, Rochester, MN 55905, USA. E-mail: testing. Abstracts were reviewed to identify potential diag-
algecirasschimnich.alicia@mayo.edu nostic studies (defined as reporting sensitivity, specificity,
108 D. R. Block & A. Algeciras-Schimnich Crit Rev Clin Lab Sci, 2013; 50(4–5): 107–124

Table 1. Initial search results for diagnostic serous fluid studies.

Titles or abstracts Full papers Included in


Search term reviewed, no. retrieved, no. analysis, no.
Serum-ascites albumin gradient 91 29 12
Pleural albumin gradient 43 23 13
Pancreatic ascites and amylase 222 37 11
Amylase and pleural effusions 250 8 2
Light’s criteria 250 39 22
Ascites and Light’s criteria 230 5 1
Biochemical composition of pericardial effusions 6 4 3
Ascitic fluid cholesterol 143 17 9
Pericardial fluid cholesterol 61 4 1
Pleural fluid and glucose 491 37 7
Ascitic fluid and glucose 378 28 6
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Pericardial fluid and glucose 76 2 2


Pleural fluid tumor markers 478 30 12
Peritoneal fluid tumor markers 724 35 9
Pericardial fluid tumor markers 96 9 3

accuracy, positive predictive value, negative predictive value, samples that require anaerobic handling and cold transport.
or likelihood ratio [LR] in the results subheading of the Most studies do not describe pre-analytic handling conditions
abstract) for all papers identified from each search. Papers in detail, which confounds the interpretation of published
with abstracts meeting the search criteria were retrieved results, particularly for these sensitive analytes.
for comprehensive review. Searches were further expanded For analytes interpreted in conjunction with a serum
by including relevant papers referenced in the original or result, it is not well understood how close the collection time
in related articles. Papers were abstracted if they reported of the serum should be to that of the body fluid. One study
sensitivity, specificity, or showed data allowing such of pleural and ascitic fluid suggested that categorization
calculations. by Light criteria and serum ascites albumin gradient
For personal use only.

The information abstracted from the full paper included (SAAG), respectively, was not affected by timing when
disease assessed, total population tested, number of positive comparing samples collected within 2 hours and samples
cases, sensitivity, specificity, analytic method (including not formally paired (mean, 26 hours; range, 3 hours to
serum reference interval), specimen collection container, 6 days)2.
time from collection to analysis, and the time between Most laboratories use serum or urine assays with their
collection of serous fluid and serum. The positive LR (þLR) associated calibrations or quality control methods for routine
and negative LR (LR) were calculated (if not reported) as testing of body fluid specimens. In 2009–2010, the College of
[sensitivity/(1  specificity)] and [(1  sensitivity)/specifi- American Pathologists explicitly defined the need to validate
city], respectively, except for studies with cut-off values body fluids as though they were laboratory-developed tests.
chosen to achieve 100% specificity for tumor markers. þLRs Before this, little, if any, additional work was typically done
410 and LRs50.1 are considered strong evidence supporting by laboratories to verify whether a body fluid matrix should
or excluding diagnoses, respectively, in most circumstances1. be performed in a similar manner as for the manufacturer-
validated specimen type or that it would produce accurate
results. A few cases of inaccurate results obtained from
Pre-analytic and analytic considerations for body
alternate specimen types are reported, but no systematic
fluid testing
investigations have been performed3. The analytic validation
Body fluid specimens are collected for diagnostic or thera- of body fluids is outside the scope of this work.
peutic reasons (or both) by ultrasound-guided procedures. One aspect of maintaining compliance is providing clinical
Examples include amniocentesis (to collect amniotic fluid), decision limits and interpretive information with each result.
thoracentesis (pleural fluid), paracentesis (peritoneal or To accomplish this, laboratories must perform clinical
ascitic fluid), pericardiocentesis (pericardial fluid), and validation studies or rely on the available literature to abstract
arthrocentesis (synovial fluid). The collection container and this information. Clinical validation studies can be cumber-
the conditions under which the specimen is transported to some, cost-prohibitive, and not always feasible, given the
the laboratory are dictated by the tests ordered. Most samples rarity of some fluid types and disease conditions. Performing
for chemistry tests are collected in tubes that mirror the literature reviews is similarly time consuming and presents
specimen type validated in the laboratory, i.e. plain tubes several limitations. Many published studies do not describe
if serum is used for comparison or anticoagulant tubes if the analytic methods in enough detail to assess the transfer-
plasma is preferred. Generally, glucose should be collected ability of the study results to today’s methods. For example, it
in glycolysis-inhibitor tubes, although many laboratories is not well known what, if any, bias may exist between
would not reject samples on this basis. methods used in a 1973 study measuring glucose in pleural
Some tests are particularly sensitive to sample-handling fluids versus methods that align with today’s standards. In
conditions; one notable example is measurement of pH for addition, unless stated otherwise, body fluid studies published
DOI: 10.3109/10408363.2013.844679 Laboratory testing of serous body fluids 109

before 2010 may have used methods that have not been malignancy, trauma, pulmonary embolism, or pneumonia.
validated according to present standards for these alternate Hemothorax is diagnosed if the hematocrit exceeds half the
specimen types. The unknown effect of matrix interferences peripheral blood hematocrit.
in these methods makes reliance on published data Ascites is the pathologic accumulation of fluid within
challenging. the peritoneal cavity. The most common causes of ascites
in the United States include liver cirrhosis (81%, majority are
Serous fluids alcohol related), malignancy (10%), heart failure (3%), and
tuberculosis, dialysis, and pancreatic disease (6% combined)7.
Serous fluid is a plasma filtrate contained in the pleural, Symptoms and comorbidities of ascites include abdominal
peritoneal, and pericardial spaces. Each cavity is lined by distension, respiratory distress, hernias, worsening nutritional
the mesothelium of the visceral and parietal membranes status, coagulopathies, and increased susceptibility to infec-
of their respective spaces. Serous fluid serves to lubricate tions8. Symptoms of ascites are typically not apparent until at
the surfaces of the membranes to reduce friction4. least 500 mL of fluid accumulates9. Diagnostic assessment of
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Each pleural space contains a mean (SD) fluid volume a patient with ascites aims to identify the presence, severity,
of 8.4 (4.3) mL5. The peritoneal space normally contains cause, and complications of ascites, which can include
550 mL of fluid and the pericardial space contains 10 to infection, spontaneous bacterial peritonitis (SBP), and renal
50 mL of fluid4. failure8.
Pericardial effusions are usually attributable to injury or
Pathogenesis of increased body fluid accumulation
insult to the pericardium (e.g. pericarditis). Transudative
Formation of excessive fluid(s) occurs pathologically for fluids result from obstruction of drainage; exudative fluids
various reasons. Extravascular fluid contained in serous occur because of inflammatory, infectious, malignant, or
cavities is continually being produced at low levels (1% of autoimmune processes within the pericardium10. In two-thirds
plasma) as the fluid is filtered by capillaries and either of patients presenting with pericardial effusion, the cause is
reabsorbed locally or transported back into the circulation by related to a known medical condition such as renal failure
lymphatic drainage. Pathologic increases in extravascular and autoimmune disease4. Malignant pericardial effusions
fluid volume are due to increased production of fluid or account for a very small fraction of cases (2%–4% of the
reduced rates of fluid absorption. Congestive heart failure and general population, 7%–12% of patients with cancer)11.
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kidney disease are common causes of increased intravascular Pericardiocentesis is recommended for undiagnosed pericar-
hydrostatic pressure. Malnutrition, severe burns, nephrotic dial effusions or when patients have symptoms of hemo-
syndrome, and liver cirrhosis are the primary causes of dynamic instability or cardiac tamponade12. The most
decreased oncotic pressure. Inflammation, infection, burns, common causes of pericardial effusion requiring diagnostic
nephritis, and trauma are common causes of increased pericardiocentesis include inflammation due to infection and
capillary permeability. Any of these conditions may lead to malignancy4.
a pathologic increase in fluid production. Lymphatic obstruc-
tion decreases fluid absorption (e.g. in malignancy) or impairs Analytes measured in serous fluids
drainage (e.g. from elevated systemic venous pressures in
Classic light criteria
congestive heart failure).
The most common causes of pleural effusion in adults are Differentiation of pleural fluid transudates and exudates
heart failure, malignancy, pneumonia, tuberculosis, and aids in the identification of the underlying mechanism of
pulmonary embolism6. Pneumonia is the leading cause in fluid formation. Transudates are typically bilateral and form
children. Depending on the underlying cause, signs, and because of systemic imbalances in hydrostatic and oncotic
symptoms of an effusion may include dyspnea, cough, and forces, most commonly caused by cirrhosis and heart
chest pain. Chest radiography usually confirms the presence failure. Exudates are often unilateral and form because of
of a pleural effusion; however, ultrasound or computed localized inflammatory disease, which increases vascular
tomography are not definitive and are incapable of detecting permeability or interferes with lymphatic reabsorption of
small effusions. Loculated effusions occur in association with fluid4.
intense pleural inflammation such as that seen in empyema, The classic Light criteria for differentiating transudate
hemothorax, or tuberculosis. Heart failure is the most from exudate were established in the 1970s for patients with
common cause of bilateral pleural effusion. Patients who pleural effusions13. Light criteria include the measurement
present with non-specific symptoms of infection and an of total protein and lactate dehydrogenase (LDH) in pleural
effusion (regardless of fluid type) typically undergo diagnos- fluid and serum. Exudates are defined as meeting one of the
tic fluid collection to exclude infection and identify the cause following criteria: (1) pleural fluid-to-serum protein ratio
of the increased fluid volume. Thoracentesis may not be 40.5, (2) a pleural fluid LDH 42/3 the upper limit of normal
necessary for patients with obvious heart failure and no signs serum LDH, or (3) a pleural fluid-to-serum LDH ratio 40.6.
of infection6. Approximately 20% of pleural effusions are due The pleural fluid-to-serum protein ratio is an indicator of
to a malignancy; among these, 50% are from lung cancer. capillary permeability. The pleural fluid LDH activity is an
The gross appearance of a pleural fluid may be suggestive indicator of the extent of inflammation in the pleural space.
of its origin, e.g. turbidity may be caused by cells (empyema) In principle, they measure different characteristics of the
or lipids (chylothorax). Blood may be present because of pleural space; however, they are in fact related because an
110 D. R. Block & A. Algeciras-Schimnich Crit Rev Clin Lab Sci, 2013; 50(4–5): 107–124

inflammatory process in the pleural space most likely Light criteria to differentiate transudative and exudative
increases permeability in the pleura14. causes of ascitic fluid is not useful36, although measurement
Numerous studies since 1972 have confirmed the clinical of individual components of Light criteria may be (discussed
utility of the algorithm. Nevertheless, most have þLRs that below).
are relatively low (range, 2.3–15.2) and only three studies
have reported a þLR410; in contrast, Light’s seminal study13
Albumin and total protein gradients
had a þLR of 49.5. The poorer performance in these studies
is often attributed to the inclusion of patients receiving Serum albumin is measured to assess nutritional status, liver
diuretics (misclassified transudates)15. function, and kidney function. Serous fluid albumin is often
Most pleural fluid studies published since 1972 have been used in conjunction with serum albumin to assess oncotic
performed using Boehringer Mannheim reagents and Roche pressure gradients, which can aid in the differential diagnosis
or Hitachi instruments (Table 2). Many of these studies cite of serous effusions.
the serum normal range for LDH in the methods description; The pleural fluid albumin gradient (serum albumin minus
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this is a key piece of information that helps laboratories pleural fluid albumin) and pleural fluid-to-serum albumin
determine transferability of decision limits from the literature ratio have been studied as adjunct biomarkers in patients who
without conducting large trials. Alternately, use of fluid- clinically present with transudative pleural effusions mis-
to-serum ratios of analytes collected at similar time points classified as exudates by Light criteria14. Misclassification
diminishes the need for reporting the study normal serum most often occurs in patients receiving diuretic therapy or in
range31,32. Laboratories should be cautious regarding the patients with congestive heart failure. The median þLR to
time and temperature stability of requested analytes, particu- identify exudates using an albumin gradient 41.2 g/dL is 6.3
larly LDH, which can be unstable at refrigerated and (mean, 14; range, 1.4 to 495; n ¼ 12), whereas the median
frozen temperatures because of the instability of isoenzymes þLR for an albumin ratio is 10.8 using cut-offs that varied
4 and 533. between 40.59 and 40.68 g/dL (mean, 31.7; range, 6.2 to
The routine analysis of many biochemical analytes, 478; n ¼ 3)17,20,23,31,32,37–44. The albumin methods used in
particularly the application of Light criteria when evaluating these studies primarily employed bromcresol green on
pericardial fluid, is generally not helpful. Ben-Horin et al.34 multiple instruments or nephelometry. Several more studies
found that 98% of pericardial effusions were classified as used Hitachi or Roche modular instruments; however, the
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exudates by traditional Light criteria and that no single method (bromcresol green versus bromcresol purple) is not
parameter or set of parameters differentiated one cause of stated. It is unclear whether the bromcresol green method
effusion from another. Furthermore, the cohort was divided demonstrates a similar bias in pleural fluid as has been
into neoplastic or bacterial (exudative) versus immune or observed in ascitic fluid (discussed below) (Table 3)47.
idiopathic (transudative) causes of pericardial effusion, and The total protein gradient (calculated as serum total
the area under the receiver operating characteristic curve protein minus pleural fluid total protein) has been proposed
ranged from 0.55 to 0.69 when applying the Light criteria as an alternative to measure and calculate the albumin
established for pleural fluid. In addition, LDH (total and gradient because total protein is routinely measured in pleural
ratio), total protein (total and ratio), glucose, cholesterol, and fluid and serum to evaluate Light criteria. A protein gradient
albumin showed significant overlap between the two groups, 43.1 g/dL indicates an exudate, with median þLR of 7.0
suggesting these analytes are not useful for differentiating (mean, 7.1; range, 5.1–9.3; n ¼ 3)23,37,39. These three studies
transudative and exudative causes of pericardial effusion. used the biuret method on Hitachi or Roche modular
The methods for both blood and fluid analysis were instrumentation. Light14 recommends applying classic Light
performed using standard laboratory techniques, with no criteria to the initial classification of pleural fluids and then
further description of pre-analytic handling or analytic calculating a protein gradient for cases in which transudates
methods. Despite limited evidence, the European Society are clinically unlikely.
of Cardiology guidelines for the diagnosis and management Pericardial fluid protein and albumin quantitation have not
of patients with pericardial disease mention that specific been extensively studied or reported. Two studies describe
gravity (41.015), protein (43.0 g/dL, fluid-to-serum ratio non-significant elevation of protein (fluid-to-serum ratio
40.5), LDH (4200 mg/dL, fluid-to-serum ratio 40.6), and 40.5) in patients with malignancy48 and exudative causes of
glucose can separate exudates from transudates but are not effusion49. In ‘‘normal’’ transudative pericardial fluids,
directly diagnostic (class IIIb, usefulness or efficacy is collected during open heart surgery for coronary or valvular
less well established by evidence or opinion)35. The utility disease, the mean fluid-to-serum total protein ratio was 0.6
of measuring protein and LDH in pericardial fluid is (99% CI, 0.5–0.7), and LDH ratio was 2.4 (99% CI, 1.3–
therefore considered limited and should not be performed 3.5)50. Based on this, they would be misclassified as
routinely. exudative by pleural fluid standards. Thus, the utility of
Ascitic fluid LDH has not been routinely measured or such analyses is questionable. The mean albumin ratio of 0.7
reported, particularly for the purpose of differentiating (99% CI, 0.6–0.8) also suggests that the pericardial fluid is
exudate from transudate, nor have traditional Light criteria exudative when using pleural fluid cut-offs. The fluid and
been applied. The measurement of albumin in ascitic fluid as blood samples in the study were collected simultaneously, but
a surrogate marker of portal hypertension has largely replaced no other pre-analytic or analytic details were provided.
the transudate–exudate concept in the evaluation of ascitic Overall, the measurement of protein, LDH, and albumin
fluid origin36. The measurement and interpretation of classic gradient in pericardial fluid has limited utility.
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Table 2. Protein and LDH methods used to determine the diagnostic performance of classic Light criteria for differentiating exudative from transudative pleural effusionsa.
DOI: 10.3109/10408363.2013.844679

No. Evaluated
(No. Positive Sensitivity, Specificity, Time between serum and
Study Disease for Disease) % % þLR LR Method pleural fluid collection
Light et al.13 Exudate 150 (103) 99 98 49.5 0.01 Boehringer Mannheim kit (procedure of Wroblewski 530 minb
and Ladue16); serum reference limit 5300 IU
Metintas et al.17 Exudate 93 (72) 100 81 5.3 0.00 Boehringer Mannheim kits (Hitachi 747-100) Simultaneous to 24 hc
Gazquez et al.18 Exudate 193 (155) 97 71 3.3 0.04 Hitachi 717 524 h
Hamm et al.19 Exudate 62 (31) 100 70 3.3 0.00 Boehringer Mannheim kit; serum reference limit Usually same day, shortly
5240 IU after admission
Leers et al.20 Exudate 408 (300) 100 73 3.7 0.00 UV lactate to pyruvate (Roche modular); serum 524 h
reference limit 5480 U/L
Porcel et al.21 Exudate 171 (NR) 98 74 3.8 0.03 Standard methodology (Hitachi 917) Simultaneous
Romero et al.22 Exudate 243 (182) 99 85 6.6 0.01 Biuret, kinetic UV (Hitachi 747); serum reference Simultaneous
limit 5460 IU/L
Romero-Candeira et al.23 Exudate with 72 (31) 100 71 3.4 0.00 Biuret, kinetic UV (Hitachi 747); serum reference Simultaneous
diuretic therapy limit 5460 IU/L
Romero-Candeira et al.23 Exudate 249 (185) 100 75 4.0 0.01 Biuret, kinetic UV (Hitachi 747); serum reference Simultaneous
limit 5460 IU/L
Gil Suay et al.24 Exudate 204 (156) 100 65 2.8 0.00 SMAC Technicom, enzymatic (200 IU/L high 524 h
normal)
25
Vives et al. Exudate 230 (156) 99 78 4.4 0.02 Biuret, kinetic UV (Boehringer Mannheim, Hitachi Simultaneous
717); serum reference limit 5456 IU/L
Garcia-Pachon et al.26 Exudate 153 (118) 97 74 3.8 0.03 Unspecified autoanalyzer Simultaneous
Kalayci et al.27 Exudate in children 60 (40) 100 90 10.0 0.00 Biuret, timed end point (Boehringer Mannheim, 52 h, fasting
age 3–23 y Hitachi 717)
Meisel et al.28 Exudate 46 (23) 90 82 5.0 0.12 SMA 12 51 h
Valdes et al.29 Exudate 253 (188) 95 78 4.4 0.07 Biuret—no serum blank, kinetic UV (Genesis 21-IL) Simultaneous, fasting
Costa et al.30 Exudate 180 (131) 98 82 5.4 0.02 Biuret; UV spectrophotometry at 37  C, 340 nm NA
(Boehringer Mannheim)

Abbreviations: IU, international unit; LDH, lactate dehydrogenase; þLR, positive likelihood ratio; LR, negative likelihood ratio; NA, not applicable; NR, not reported.
a
All studies defined exudates as being positive for 1 of 3 parameters: (1) protein ratio40.5, (2) LDH ratio40.6, or (3) LDH42/3 serum reference limit or4200 U/L if the serum range was unspecified. Specimen
collection containers and handling conditions from collection to analysis were not specified unless noted.
b
Specimens were immediately centrifuged and tested within 48 hours.
c
Specimens were centrifuged at 3000 rpm for 10 min and stored at 20  C until assayed.
Laboratory testing of serous body fluids
111
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112

Table 3. Albumin method used to determine the diagnostic performance of pleural fluid albumin gradient and pleural fluid albumin ratio in the differentiation of transudates and exudatesa.

No. Evaluated Time between


(No. Positive Sensitivity, Specificity, serum and pleural
Study Disease for disease) Cut-off % % þLR LR Method fluid collection
37
Bielsa et al. Transudate (heart 364 (133) Ratio 50.6 94 NR NA NA Hitachi 717, 911, or Roche 524 hb
failure) Modular DP
Bielsa et al.37 Transudate (hepatic 102 (76) Ratio 50.6 95 NR NA NA Hitachi 717, 911, or Roche 524 hb
hydrothorax) Modular DP
D. R. Block & A. Algeciras-Schimnich

Gonlugur and Gonlugur32 Exudate 285 (NR) Ratio 40.6 82 92 10.8 0.20 Bromcresol green (SYNCHRON NR
LX27)
17
Metintas et al. Exudate 93 (72) Gradient 41.2 g/dL 63 81 3.3 0.46 Boehringer Mannheim kit (Hitachi Simultaneous
747-100) or 524 hc
Atalay et al.39 Exudate 359 (246) Gradient 41.2 g/dL 89 80 4.3 0.15 Bromcresol green (ILAB 1800) Simultaneous
Leers et al.20 Exudate 408 (300) Gradient 41.2 g/dL 44 89 4.0 0.63 Bromcresol green (Roche 524 h
modular)
Romero-Candeira et al.23 Exudate 249 (185) Gradient 41.2 g/dL 88 86 6.3 0.14 Nephelometric array protein Simultaneous
(Beckman Instruments)
Romero-Candeira et al.23 Exudate with diur- 72 (31) Gradient 41.2 g/dL 87 88 7.3 0.15 Nephelometric array protein Simultaneous
etic therapy (Beckman Instruments)
Das and Baruah41 Exudate 40 (26) Gradient 41.2 g/dL 96 93 13.7 0.04 Manual method of Doumas et al.45, NR
modified by Spencer and
Price46
Gonlugur and Gonlugur32 Exudate 285 (NR) Gradient 51.2 g/dL 69 92 9.1 0.33 Bromcresol green (SYNCHRON NR
LX27)
42
Mangaraj et al. Exudate 60 (40) Gradient 41.2 g/dL 92 85 6.1 0.09 Bromcresol green (Technicon NR
RA-1000)

Abbreviations: NA, not applicable; NR, not reported; rpm, rotations per minute.
a
Specimen collection containers and handling conditions from collection to analysis were not specified unless noted.
b
Specimens were collected in 5-mL sterile heparinized tubes.
c
Specimens were centrifuged at 3000 rpm for 10 min and stored 20  C until assayed.
Crit Rev Clin Lab Sci, 2013; 50(4–5): 107–124
DOI: 10.3109/10408363.2013.844679 Laboratory testing of serous body fluids 113

Albumin is measured in ascitic fluid for the purpose of regression, y ¼ 1.32x  1.3, 58 samples). Both albumin
determining the SAAG, which is calculated as serum albumin methods were calibrated using human plasma international
minus ascitic fluid albumin36. Early studies soon recognized reference preparations, with assigned values established by
the poor performance of protein and LDH to differentiate radial immunodiffusion, nephelometry, and turbidimetry.
exudates (including malignancy and non-portal hypertension) The positive bias was attributed to the lack of specificity of
compared with SAAG. However, total protein measurement bromcresol green for albumin and matrix differences between
alone misclassifies up to 20% of infectious- and malignancy- serum and ascitic fluid. The authors recommended avoiding
related ascites as transudates (protein 52.5–3.0 g/dL) and cir- the bromcresol green albumin method for ascitic fluid47.
rhosis or heart failure cases as exudates (42.5–3.0 g/dL)36,51. However, they did not demonstrate or discuss acceptable
This is because of the complex dependence of ascitic fluid correlation between methods using serum or plasma speci-
total protein concentration on serum total protein concentra- mens, so it is difficult to determine whether the observed bias
tion and portal pressure. Conversely, SAAG has a direct was in fact due to matrix differences, the method, or both.
relationship with portal pressure and has fewer external
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influences52. High gradients (SAAG 1.1 g/dL) are asso-


Cholesterol
ciated with hepatic metastases, hepatocellular carcinoma,
cirrhosis, and congestive heart failure9,36. Low gradients Serum cholesterol is measured to determine the concentration
(SAAG51.1 g/dL) are associated with peritoneal malignancy, of circulating lipoprotein particles when screening for
tuberculosis, and pancreatitis. cardiovascular disease. The concentration is affected by
Studies have shown that SAAG is superior to total protein genetic and lifestyle factors. Cholesterol concentrations in
analysis. SAAG has a median þLR of 16.3 (mean, 25.8; serous effusion may become elevated by various mechanisms
range, 2.8 to 487.8; n ¼ 6), whereas total protein 42.5 to related to malignancy or other exudative processes9,68. The
3.5 g/dL has a median þLR of 1.6 (mean, 1.5; range, 0.4–2.5; cholesterol may originate from cell lysis, increased vascular
n ¼ 4), and total protein ratio 40.5 has a median þLR of 4.0 permeability, increased cholesterol synthesis, and is released
(mean, 4.0; range, 3.4–4.5; n ¼ 2)36,53–58. The diagnostic from neoplastic cells and obstructed lymphatic drainage.
utility of the protein gradient is not expected to rival the Pleural fluid cholesterol has been one of the more popular
albumin gradient; however, to our knowledge, they have not analytes proposed to modify or replace classic Light criteria
been directly compared. to improve specificity for differentiating exudates and tran-
For personal use only.

Among the studies that aimed to differentiate malignancy- sudates29. The performance of pleural fluid cholesterol-
related ascites from non-malignant causes (primarily cirrho- to-serum cholesterol ratio (ranging from 0.3 to 0.4) is similar
sis), the median þLR was 20.1 for SAAG 51.1 g/dL (mean, to Light criteria, with most studies having þLR 44 and
22.7; range, 2.8–56.5; n ¼ 8), whereas the median þLR was 3 studies showing þLR 41017–22,24,26,27,29,30–32,40. Pleural
5.7 for protein 42.5 to 3.5 g/dL (mean, 10.3; range, 2.3–33.8; fluid cholesterol absolute concentration cut-offs (ranging
n ¼ 8), and for protein ratio40.5, it was 3.8 (mean, 7.3; range, from 445 mg/dL to 465 mg/dL) have been proposed for
2.5–15.7; n ¼ 3)59–67 (Table 4). This supports the conclusion exudates. These cut-offs perform considerably better, with
that SAAG is superior to total protein for differentiating þLRs 410 in 11 of 14 diagnostic studies. Most of these
malignancy-related from non-malignant ascites. Total protein studies concluded that cholesterol performs as well as Light
may be used in limited cases to differentiate causes of high- criteria but does not add much value beyond that. Light14
gradient portal hypertension, including peritoneal metastasis recommends that protein and LDH be measured to differen-
(low protein 52.5 g/dL)62 and cardiac ascites (high protein tiate exudates, using protein (or albumin) gradients when
42.5 g/dL)36. there is suspicion of transudate misclassification.
Various methods have been used in ascitic fluid studies Cholesterol testing in these studies utilized cholesterol
to quantitate albumin, including nephelometry, bromcresol oxidase methods on autoanalyzers. Cholesterol standardiza-
green, electrophoresis, and radial immunodiffusion, despite tion efforts began more than 50 years ago, suggesting that
the fact that all use the same cut-off. Protein concentrations these methods, irrespective of the manufacturer, are compar-
were measured using the biuret method (without specifying able to today’s methods. However, performance characteris-
the instrument or manufacturer), electrophoresis, the Lowry tics for cholesterol in body fluid matrices is not well
method, or did not specify. It is difficult to know whether any established69.
of the assays have been reformulated or had any other Pleural fluid cholesterol is also used in conjunction
appreciable shifts since these studies were performed. with triglyceride measurement to aid in the diagnosis of
However, the assay should be acceptable if it is free of chylothorax and pseudochylothorax. Chylothorax occurs
matrix interferences in ascitic fluid and a gradient is when the thoracic duct is disrupted and chyle accumulates
calculated. in the pleural space; it is due primarily to malignancy (50%)
A method comparison study published in 1995 demon- and trauma (25%)70. Pseudochylous effusions, also known
strates good agreement (Passing & Bablok regression, as cholesterol pleurisy, may result from chronic pleural
y ¼ 1.02x  0.3, 58 samples) between an automated total effusions in which cholesterol crystals accumulate primarily
protein method (Chem-1, Bayer-Technicon) and a manual from rheumatoid pleurisy and tuberculosis. Triglyceride
biuret reference method in ascitic fluid47. However, albumin levels 4110 mg/dL and cholesterol 5200 mg/dL is diagnostic
was compared between a bromcresol green method on the of chylothorax71, whereas cholesterol 4200 mg/dL and
same analyzer and a nephelometric assay (Beckman Array) triglyceride 550 mg/dL is diagnostic of pseudochylothorax.
and demonstrated a positive bias (Passing & Bablok When triglyceride concentrations are indeterminate
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For personal use only.
114

Table 4. Albumin and protein methods used to determine diagnostic performance for identification of malignancy-related ascitesa.

No. Evaluated Time between serum and


Study (No. With Malignancy) Cut-off Sensitvity, % Specificity, % þLR LR Method ascitic fluid collection
Bansal et al.59 60 (13) SAAG 51.1 g/dL 77 72 2.8 0.3 Biuret NA
Chen et al.61 123 (29) SAAG 51.1 g/dL 62 99 56.5 0.4 Nephelometric on array (Beckman, USA) Simultaneous, fasting
D. R. Block & A. Algeciras-Schimnich

Gupta et al.66 76 (43) SAAG 51.1 g/dL 91 94 15.2 0.1 Commercial kits for Photometer Simultaneous, fasting
4010 (Boehringer Mannheim)
Lee et al.60 103 (22) SAAG 51.5 g/dL 100 96 25.0 0.0 Electrophoresis (Gelman) Simultaneous, 524 h of admission
Prieto et al.62 69 (15) SAAG 51.1 g/dL 80 98 40.0 0.2 SMA-C Technion autoanalyzer Simultaneous, 524 h of admission
Rana et al.63 50 (25) SAAG 51.1 g/dL 88 84 5.5 0.1 Bromcresol green (Boehringer Mannheim) NA
Villamil et al.64 82 (42) SAAG 51.1 g/dL 67 98 33.5 0.3 Bromcresol green Simultaneous, 524 h of admission
Gerbes et al.65 48 (20) SAAG 51.1 g/100 mL 85 71 2.9 0.2 Radial immunodiffusion on Simultaneous
Nor-partigen plates (Behring)
Bansal et al.59 60 (13) Protein 43 g/dL 77 66 2.3 0.3 Biuret NA
Bansal et al.59 60 (13) Protein ratio 40.5 85 66 2.5 0.2 Biuret NA
Gupta et al.66 76 (43) Protein 42.5 g/dL 100 76 4.2 0.0 Biuret Simultaneous, fasting
Gupta et al.66 76 (43) Protein ratio 40.5 94 94 15.7 0.1 Biuret Simultaneous, fasting
Lee et al.60 103 (22) Protein 42.5 g/dL 95 97 33.8 0.1 Electrophoresis (Gelman) Simultaneous, 524 h after admission
Prieto et al.62 69 (15) Protein 42.5 g/dL 87 94 14.5 0.1 Lowry method Simultaneous, 524 h after admission
Gerbes et al.65 48 (20) Protein 42.5 g/100 mL 90 68 2.8 0.1 Biuret (Merck) Simultaneous
Gerbes et al.65 48 (20) Protein ratio 40.5 80 79 3.8 0.3 Biuret (Merck) Simultaneous
Castaldo et al.67 94 (21) Protein 43.5 g/dL 95 93 13.6 0.1 Hitachi 705, Boehringer Mannheim NRb

Abbreviation: NA, not applicable; NR, not reported; SAAG, serum ascites albumin gradient.
a
Specimen collection containers and handling conditions from collection to analysis were not specified unless noted.
b
Blood and ascitic fluid were tested within 3 hours of collection.
Crit Rev Clin Lab Sci, 2013; 50(4–5): 107–124
DOI: 10.3109/10408363.2013.844679 Laboratory testing of serous body fluids 115

(50–110 mg/dL), these studies suggest that the laboratory Ascitic fluid bilirubin may be useful in detecting leakage
investigate the presence of chylomicrons. of bile into the peritoneal cavity (i.e. choleperitoneum) caused
Pericardial cholesterol has been used to differentiate by gallbladder rupture82. These patients present with symp-
exudates from transudates in one study, but when using toms similar to SBP, and differentiating them clinically is
multiple different cut-offs and fluid-to-serum ratios, all þLR often difficult. The right diagnosis is critical because surgery
were 5572. The study had several limitations; the pre-analytic is life-saving for choleperitoneum but life-threatening for
and analytic methods were not described, and most patients SBP. All patients in a small case series (n ¼ 6) with confirmed
were diagnosed with tuberculous effusions (rare in first-world gallbladder rupture had ascitic fluid bilirubin exceeding
countries). Overall, only limited evidence suggests that 6 mg/dL and fluid-to-serum ratios 41 compared with ascitic
cholesterol measurement in pericardial fluid is clinically fluid controls (n ¼ 84)82. A Technicon autoanalyzer was used
useful. to measure total bilirubin. It is unclear how that method
Ascitic fluid cholesterol has been used predominantly for compares to today’s methods; therefore, the laboratory should
the differential diagnosis of malignant ascites. Elevated demonstrate that their serum bilirubin method is free of bias
Critical Reviews in Clinical Laboratory Sciences Downloaded from informahealthcare.com by Laurentian University on 10/26/13

cholesterol concentrations have been described in malignant when testing an ascitic fluid matrix and use the serum ratio
versus non-malignant ascites. These elevations have been decision limit for interpretation.
attributed to multiple causes, including increased vascular
permeability73, release from neoplastic cells74, and lymphatic
Enzymes
obstruction leading to lymphatic rupture75. For studies in
which cytology and cholesterol measurement were evaluated Enzymes measured in serum are used as biomarkers of
simultaneously, cholesterol was superior to cytology for the leakage from specific organs (e.g. pancreatic lipase, creatine
identification of malignant ascites. At 100% specificity, kinase). Enzymes such as LDH, however, are not tissue
cytology sensitivities ranged from 47% to 64%; reported specific. Enzymes can be found in serous body fluid
sensitivities for cholesterol ranged from 88% to 100%, with compartments due to localized leakage from nearby tissues
specificities of 80% to 100%63,67,76,77. At cut-offs between or non-specific inflammatory processes that allow larger-
32 to 70 mg/dL, the median þLR was 15.7 (mean, 24.7; molecular-weight molecules to passively diffuse.
range, 2.2 to488; n ¼ 9) and the median LR was 0.1 (mean, Measurement of pleural fluid LDH is a well-established
0.15; range, 0.0–0.3; n ¼ 9)59,62,63,65,67,77,78. Based on the LR piece of Light criteria, but a limited number of studies have
For personal use only.

data, analysis of cholesterol for differentiation of malignant quantitated other enzymes in pleural fluid to determine if
ascites might be clinically useful, but the use of ascitic fluid there is an improvement in differentiation of transudates.
cholesterol in routine clinical practice is controversial79,80. Creatine kinase17, alkaline phosphatase17,21, adenosine dea-
minase39, pseudocholinesterase83, and cholinesterase21,22
have a median þLR of 4.7 (mean, 6.4; range, 1.5–17.5;
Bilirubin
n ¼ 6) using fluid-to-serum ratios of 0.15 to 0.66 compared
Serum bilirubin is used to aid in the differential diagnosis with LDH alone, which has a median þLR of 5.9 using a
of jaundice and assessment of liver function. The most useful fluid-to-serum ratio of 40.6 (mean, 10.5; range, 2.4–43;
documented report in serous fluid testing describes detection n ¼ 17)13,17–22,24,25,27,29,31,32,41,42,84,85. All studies reported
of biliary leaks in Jackson–Pratt drain fluid, in which a drain the analytic platform used, but fewer specified the reagents
fluid-to-serum ratio 45 is 100% sensitive and 100% spe- and only two of the assays indicated the serum range. The
cific81. Another documented use for serous fluid bilirubin fluid-to-serum ratios give the most reliable cut-offs in these
measurement is for the differentiation of transudates and studies, but the overall conclusion is that the performance of
exudates, owing to increased capillary permeability in these enzymes is not improved over LDH, particularly when
inflammatory conditions. used in the application of Light criteria. One exception is
A pleural fluid-to-serum bilirubin ratio 40.6 has been pleural fluid adenosine deaminase in regions of the world
proposed to improve the performance of Light criteria, but where mycobacteria tuberculosis infection is prevalent. The
in four studies, the þLR was 5617,28,32,40. Consequently, þLR was 9.0 (95% CI, 7.2–11.3) and LR was 0.10 (95% CI,
bilirubin is not considered a useful analyte for differentiating 0.07–0.14) in a meta-analysis of 63 studies for the identifi-
transudates from exudates alone or in combination with cation of tuberculous pleurisy86. Two-thirds of the studies
classic Light criteria. The pre-analytic and analytic methods reported using the Giusti method and a cut-off of 440 IU/L.
are not well described in these four studies, but paired serum Ascitic fluid LDH was measured in a few studies to aid in
was analyzed within 24 hours in three of four studies. This the differentiation of malignancy-related ascites. The median
makes the interpretation translatable to bilirubin methods þLR was 11.5 (mean, 29.1; range, 3.3–90; n ¼ 4) using
used today, assuming no matrix interferences. Laboratories absolute cut-offs for LDH, but each study used a different
should exercise some caution, however, because the utility in cut-off and none specified the serum normal range; therefore,
pleural fluid is limited and does not add more beyond what interpretation and application of these results to today’s
evaluations of Light criteria, protein gradient, and possibly practice is difficult59,60,62,67. Using an LDH fluid-to-serum
cholesterol have to offer. ratio of 40.6, for which the lack of analytic method
Pericardial fluid bilirubin has been investigated to differ- description has less of an impact, the median þLR is 3.4
entiate exudate from transudate using a fluid-to-serum ratio (mean, 3.4; range, 2.2–4.5; n ¼ 2), but these studies indicate
40.5. The þLR was 2.6 and was not shown to be more useful that the LDH ratio does not have great discriminatory power
than the serum effusion albumin gradient72. for identifying exudates or malignancy-related ascites53,59.
116 D. R. Block & A. Algeciras-Schimnich Crit Rev Clin Lab Sci, 2013; 50(4–5): 107–124

Given this evidence, the routine measurement of Light criteria analysis97–100. The use of indicator paper or a dipstick results
for differentiating ascitic fluid exudates or measurement of in a consistent and clinically significant positive bias of 0.15
LDH to identify malignancy-related ascites is not recom- to 0.81 pH units compared with the blood gas analyzer,
mended. One notable exception is measurement of LDH in whereas a pH meter demonstrated a positive bias of 0.15 to
combination with glucose and protein to aid in the diagnosis 0.30 units101,102. Exposure of pleural fluid to an air bubble
of SBP (discussed below). (2:1 ratio) to simulate aerobic conditions led to a clinically
Ascitic fluid a-1-antitrypsin, a major serum protease significant mean bias of þ0.08 units (95% CI, 0.06–0.09)
inhibitor, has been shown to aid in the differentiation of and 71% clinical discordance (in a study of 92 patients)99. The
malignant versus cirrhotic ascites64. It has a þLR of 19.2 measurement of pleural fluid pH is one of few examples
using an a-1-antitrypsin cut-off 4120 mg/dL and a þLR of in which the pre-analytic method (anaerobic collection and
33.3 using a fluid-to-serum ratio of 0.4, suggesting clinical handling) and analytic method (measurement by blood gas
utility. However, the study also shows significant correlation analyzer rather than by pH meter or indicator strip) have been
between serum and ascitic fluid concentrations of a-1- established in the literature and are endorsed by international
Critical Reviews in Clinical Laboratory Sciences Downloaded from informahealthcare.com by Laurentian University on 10/26/13

antitrypsin in patients with malignancy, which diminishes clinical guidelines.


the utility of the test outside of serum. Few studies have reported the diagnostic utility of
measuring pH in pericardial fluid. Kindig and Goodman103
Amylase demonstrated a significant difference in pericardial pH
between patients with inflammatory causes (mean [SD],
Serum amylase is measured to aid in the diagnosis of
7.06 [0.07]) and those with non-inflammatory causes (7.42
pancreatitis; concentrations 43 times the upper normal serum
[0.06]) in a cohort of 13 patients103. Specimens for this study
limit are considered positive for the diagnosis87. Amylase-rich
were collected anaerobically and pH was measured on a blood
pleural effusions are usually caused by exudative conditions
gas analyzer, mirroring the requirements for pleural fluid pH
associated with pancreatitis, esophageal rupture, malignancy,
analysis. One study showed that pericardial fluid pH was a
pneumonia, and liver cirrhosis10,87,88. Measurement of amyl-
poor discriminator of exudates, with 56% sensitivity and 40%
ase in pleural fluid should not be performed routinely89.
specificity49. The pre-analytic and analytic methods were not
The prevalence of amylase-rich pleural effusions (defined as
described and potentially may have contributed to the
pleural fluid–to-serum amylase ratios 41) has been reported
unfavorable results. The clinical utility is unclear; neverthe-
to be from 5% to 15%88,90. Studies demonstrated the pleural
For personal use only.

less, if such studies are pursued in the future, careful attention


fluid-to-serum ratio is higher in effusions caused by pancre-
should be paid to pre-analytic handling and choice of analytic
atic disease (mean [SD], 18 [6.3]) versus non-pancreatic
method.
disease (4.8 [1.3])88. Amylase isoenzyme analysis in these
The measurement of pH in peritoneal fluid is often
effusions revealed pancreatic amylase isoforms in conjunction
performed to aid in the diagnosis of SBP. SBP occurs in up to
with acute or chronic pancreatitis, pancreatic fistulas, and
27% of hospitalized patients with cirrhosis. The mortality rate
pancreatic pseudocysts. Salivary amylase isoforms are
of SBP in the 1970s exceeded 90%, but with improved
observed in esophageal rupture and in conjunction with
diagnosis and treatment, it is now about 30%104. Four studies
effusions caused by malignancy10. Measurement of serous
used blood gas analyzers to measure pH on samples collected
fluid amylase can be conducted in conjunction with serum to
anaerobically and analyzed in 515 minutes in a manner
aid in the interpretation of results91.
similar to how pleural fluid pH studies were conducted. The
median þLR was 4.9 using a pH cut-off of 57.31 to 7.35
pH
(mean, 23; range, 2.1–80.1; n ¼ 4), whereas studies that were
pH is measured in whole blood, serum, and plasma to assess not as rigorous in their design had similar results, with median
acid–base balance. pH is often measured in body fluids to aid þLR of 5.3 (mean, 7.7; range, 3.3–16.8; n ¼ 4)59,92,105–109.
in the diagnosis and treatment decisions relating to infection The 1982 Gitlin study105 (þLR of 80.1) performed much
because body fluid pH typically decreases from the action of better than any subsequent studies, but consistent attention to
increased neutrophil count92. Patients who present with pre-analytic details is lacking, suggesting that the utility of
non-specific symptoms of infection and an effusion (regard- ascitic fluid pH is questionable at best. Instead, neutrophil
less of fluid type) typically undergo diagnostic fluid collec- count, clinical judgment, and bedside inoculation of ascitic
tion to exclude infection and identify the cause of the fluid cultures are the preferred methods for making a
increased fluid volume. The American College of Chest diagnosis of SBP92.
Physicians (ACCP) and the British Thoracic Society (BTS)
recommend that pleural fluid specimens should be collected
Glucose
in heparinized blood gas syringes, capped, and sent to the
blood gas laboratory immediately after aspiration93,94. Pleural Blood glucose is measured to assess the glycemic state of
fluid pH below 7.20 or low glucose (560 mg/dL in ACCP a patient. Fasting plasma glucose is used as a screening
and 540 mg/dL in BTS guidelines) are strong indicators and diagnostic test for diabetes mellitus. Serous fluid glucose
of complicated parapneumonic effusion and drainage is is routinely measured to aid in the diagnosis of infection
recommended. and possibly malignancy because of the increased cellularity
The utility of pleural fluid pH was established using blood and metabolic rate of cells contained in the body fluid space.
gas analyzers95,96 on specimens collected anaerobically in Low pleural fluid glucose concentrations (540–60 mg/dL)
heparinized syringes to minimize exposure to air before indicate a complicated parapneumonic or malignant
DOI: 10.3109/10408363.2013.844679 Laboratory testing of serous body fluids 117

effusion110. However, low glucose is not specific for infection Measurement of tumor markers in serous effusions has
or malignancy and may be attributed to hemothorax, tuber- proven controversial given the wide ranges of published
culosis, or rheumatoid or lupus pleuritis, among other sensitivities and specificities that arise in part from the use of
diseases. Heffner et al.111 published a meta-analysis to different testing methods, different cut-offs for interpretation,
determine the predictive ability of pH, glucose, and LDH to and heterogeneity in the types of malignancies included in the
identify complicated parapneumonic effusions. The authors studies. Tumor markers are typically measured with immuno-
concluded that pH had better diagnostic accuracy than assays. Assays from different manufacturers could influence
glucose or LDH when identifying patients with complicated the interpretation cut-offs, given the different antibodies used
parapneumonic effusions requiring drainage (area under the for analyte detection and the varying standardizations of
curve: 0.92 for pH, 0.84 for glucose, and 0.82 for LDH). The assays. For tumor marker studies, the selected cut-off will
glucose methods were not defined in any of the studies have a marked effect on sensitivity and specificity outcomes.
beyond standard techniques95,112–114. For studies in which receiver operator curves are used to
Pericardial fluid glucose has been investigated on a limited select a cut-off that achieves 100% specificity, the þLR and
Critical Reviews in Clinical Laboratory Sciences Downloaded from informahealthcare.com by Laurentian University on 10/26/13

basis. In presumed normal specimens collected during LR are not useful when interpreting the study outcomes
surgery, pericardial fluid-to-serum ratio for glucose was 1.0 because of the various cut-offs selected. For studies in which
(95% CI, 0.8–1.2)50. A subsequent study of 105 patients a cut-off that is similar to the level found in serum is used,
undergoing diagnostic pericardiocentesis with glucose ana- þLR and LR are useful in interpreting results. Therefore, in
lysis had fluid-to-serum ratios of approximately 1.0 (or with a this section, LRs are described only when applicable.
95% CI that included 1.0); indications for pericardiocentesis The origin of the effusions included in studies needs to be
included neoplasms (n ¼ 43), acute pericarditis (n ¼ 17), considered when interpreting study outcomes. The types of
idiopathic pericarditis (n ¼ 22), trauma (n ¼ 5), radiation non-malignant effusions and the origin and histologic type
(n ¼ 1), heart failure (n ¼ 1), and indeterminate causes of malignant effusions might bias assay performance. For
(n ¼ 10)34. The only groups with ratios 51.0 were patients example, mesotheliomas and hematologic malignancies are
with bacterial infection (ratio, 0.3; 95% CI, 0–0.6; four known to secrete low levels of CEA and CA19-9; when the
patients) and tuberculosis (ratio, 0.7; 95% CI, 0.6–0.9; two above-mentioned malignancies are included in studies of
patients). The methods were not described, but glucose these tumor markers at a higher frequency, they can be
in pericardial fluid may have limited utility and should be expected to lower sensitivity. In contrast, gastrointestinal
For personal use only.

interpreted in conjunction with serum concentrations for the malignancies are commonly known to secrete high levels of
purpose of identifying bacterial infection. CEA and CA19-9; if these malignancies are included at a
Ascitic fluid glucose may be helpful in differentiating SBP higher frequency, the sensitivity tends to be higher. This
from secondary peritonitis caused by bowel perforation115. section will summarize the data for the most frequently
The distinction, although difficult to make in some cases, is studied or requested tumor markers in serous effusion.
critical because the treatment for bowel perforation is surgery.
Secondary peritonitis is likely if two of the three following
Carcinoembryonic antigen
criteria are met: (1) total protein41 g/dL; (2) LDH4225 IU/L
(or greater than the upper limit of normal for serum); CEA, an oncofetal protein first described the 1960s, is a
(3) glucose 550 mg/dL116. Beyond this particular use, ascitic glycoprotein overexpressed in a number of adenocarcin-
fluid glucose should be interpreted in conjunction with serum omas118,119. In blood, CEA concentrations are elevated in
glucose measurement. In a cohort of non-infected patients colorectal, breast, lung, gastric, and pancreatic cancer120.
with alcohol-related cirrhosis, the mean (SD) ascitic fluid-to- Today, CEA is the most widely used tumor marker in the
serum glucose ratio was 1.04 (0.25)117. Low ascitic fluid management of patients with colorectal malignancies and
glucose has been observed in patients with peritoneal other CEA-secreting cancers120. Mild elevations in CEA
malignancy and tuberculous peritonitis, with a glucose concentrations are seen in non-malignant conditions such as
ratio 51.059,63. peptic ulcer disease, inflammatory bowel disease, pancrea-
titis, hypothyroidism, biliary obstruction, and cirrhosis120.
Smoking has also been associated with mild elevations of
Tumor markers
CEA120. Because of its low specificity, serum CEA is not
Measurement of tumor markers in serous effusions has been useful in screening for colorectal cancer or other
investigated for differentiating between malignant and non- malignancies.
malignant causes of fluid accumulation. Cytologic examin- In serous effusions, CEA is the most useful tumor marker
ation for the presence of malignant cells has high specificity to differentiate between malignant and non-malignant causes
for the evaluation of malignancy on serous effusions, but it of fluid accumulation. In pleural fluid, sensitivities range
has a low sensitivity due to the lack of cell exfoliation in some from 29% to 72% and specificities from 90% to 100%121–130.
malignancies. Multiple tumor markers, including carcinoem- In studies using a CEA cut-off similar to the serum
bryonic antigen (CEA), cancer antigen 19-9 (CA19-9), cancer concentration (3–6 ng/mL), median sensitivity was 64%
antigen 125 (CA125), cytokeratin 19 fragment (CYFRA 21-1), (mean, 62%; range, 52%–72%; n ¼ 7), median specificity
a-fetoprotein (AFP), cancer antigen 15-3 (CA15-3), neuron- was 92% (mean, 91%; range, 77%–98%; n ¼ 7), median þLR
specific enolase, cancer antigen 72-4, and squamous cell was 9 (mean, 11; range, 2–32; n ¼ 7), and median LR was
carcinoma antigen have been analyzed, alone or in combin- 0.42 (mean, 0.44; range, 0.30–0.62; n ¼ 7)121,123,126,128–131.
ation, as adjuncts to cytology to identify the origin of effusions. Studies that used higher CEA cut-off values (40–50 ng/mL) to
118 D. R. Block & A. Algeciras-Schimnich Crit Rev Clin Lab Sci, 2013; 50(4–5): 107–124

CEA þ Cytology
achieve 100% specificity reported much lower sensitivities

Sensitivity, %
(29% and 45%)122,127. Although selection of a cut-off with

80
85
88
82
72
59
63
75
88
59
100% specificity is ideal when using a tumor marker, the use
of high cut-offs markedly reduces the sensitivity for detection
of malignant effusions.
Malignancies for which CEA has been evaluated in pleural

CEA LR
fluid include lung, breast, ovarian, and colorectal cancers,

0.55
0.48
0.07
0.50
0.78
0.51
0.57
0.55
0.50
0.65
mesotheliomas, and lymphomas. Measurement of CEA in
pleural fluid is not a sensitive marker for non-epithelial

Abbreviations: CEA, carcinoembryonic antigen; þLR, positive likelihood ratio; LR, negative likelihood ratio; NC, not calculated; RIA, radioimmunoassay; NR, not reported.
tumors (e.g. mesotheliomas, lymphomas, sarcomas)122,125,129,

CEA þLRa
which express very low levels of CEA that are insufficient to

NC

NC

NC
NC

NC
3
11
23
13

13
elevate CEA in serum. Therefore, studies that include a large
number of these malignancies tend to show a lower overall
Critical Reviews in Clinical Laboratory Sciences Downloaded from informahealthcare.com by Laurentian University on 10/26/13

sensitivity of CEA for malignancy detection. For example, in


a study by Alatas et al.121 45% of cases were malignant

CEA specificity, %
pleural mesotheliomas and the reported +LR was 2. The
highest CEA performance (þLR 410) was reported for

95
97
96

99

96
100

100

100
100

100
pleural effusions caused by lung cancer and other cancers
associated with increased serum concentrations of

Table 5. Diagnostic performance of CEA and cytology (separately and in combination) for the differentiation of malignancy-related effusions.
CEA129,131.
In ascitic fluid, CEA has high specificity but low

CEA sensitivity, %
sensitivity for differentiating between malignant and non-
malignant causes of ascites. Reported sensitivities range from
32% to 51% to identify malignant ascites due to gastric, colon,

45
54
51
52
29
64
43
45
52
35
ovarian, pancreatic, and breast cancer65,68,132–135. In the
studies using a CEA cut-off similar to the serum concentra-
tion (3–6 ng/mL), median sensitivity was 50% (mean, 48%;
For personal use only.

range, 38%–54%; n ¼ 5), median specificity was 97% (mean,

sensitivity, %
97%; range, 95%–100%; n ¼ 5), median þLR was 13 (mean, Cytology

70
58
77
58
54
27
43
58
78
35
14; range, 10–19; n ¼ 5), and median LR was 0.52 (mean,
0.53; range, 0.48–0.63; n ¼ 5)65,68,132,133,135. Few studies have
compared the performance of CEA in ascitic fluid versus
serum. Some investigators suggest that measurement of CEA
Cut-off, ng/mL

in serum is as informative as measurement in ascites134,


2.5

3.5

6.5
3.5
NR

whereas others suggest that a CEA fluid-to-serum ratio 42 is


11

50

40

40
5
superior to measurement of the marker in either fluid alone65.
Most recently, measurement of CEA in peritoneal fluid from
patients with known malignancies has been evaluated.
Not specified

Peritoneal fluid CEA levels were associated with peritoneal


Method

For some studies, þLR was not calculated because of 100% specificity.
Beckman

Beckman
Immulite

metastasis in patients with colorectal cancer with negative


Abbott

Roche

Bayer

cytology136. In patients with gastric cancer, low CEA levels


RIA

RIA

RIA

(55 ng/mL) in the ascitic fluid showed a greater association


with longer survival (7.4 months) compared to elevated CEA
(No. with malignancy)

(45 ng/mL; survival, 2.3 months)137. However, this study


No. of Patients

showed a similar trend when the serum was analyzed,


(166)

(100)
(101)
(54)
(75)
(80)
(54)

(44)
(65)
(40)

suggesting that ascitic fluid CEA is not superior to serum


CEA as a prognostic marker.
121
130
130
137
339
116
207
124
198
252

The use of CEA and other tumor markers in serous


effusions is intended to improve diagnostic sensitivity when
used jointly with cytologic examination. A limited number
of publications have compared the performance of cytology
Fluid type
Peritoneal
Peritoneal
Peritoneal
Peritoneal

in combination with the tumor markers in pleural and


Pleural
Pleural
Pleural
Pleural
Pleural
Pleural

peritoneal effusions. The reported sensitivity for cytologic


classification of malignancy ranges from 50% to 60% in
pleural fluid138 and 40% to 70% in peritoneal fluid139,140.
Hackbarth et al.129
Torresini et al.132

Table 5 shows the diagnostic performance of CEA alone,


Villena et al.125

Villena et al.141
Gaspar et al.127
Kaleta et al.135
Porcel et al.122
Shitrit et al.124
Gerbes et al.65

Gulyas et al.68

cytology alone, and both in combination for the detection of


malignancy in pleural and peritoneal effusions. In most cases,
Study

cytology examination shows superior sensitivity to CEA for


the classification of malignant effusions, but combining the
a
DOI: 10.3109/10408363.2013.844679 Laboratory testing of serous body fluids 119

marker with examination results in an increase in correct of non-epithelial tumors (e.g. mesotheliomas, lymphomas,
classification of malignant effusions by an average of 21%. sarcomas) is not informative because these tumors do not
Numerous studies have shown that inclusion of additional usually secrete CA19-9 in serum and consequently will not be
tumor markers could further improve sensitivity in combin- present in body fluids. Use of this tumor marker in the
ation with cytology124,126,129. However, testing multiple evaluation of serous effusions is limited by the low specificity
tumor markers might not be cost-effective because an and the fact that a fraction of the population does not express
elevated tumor marker in the effusion is not diagnostic CA19-9.
and additional invasive testing is still necessary to confirm a
suspected malignancy. Cancer antigen 125
In contrast to pleural and peritoneal effusions, measure-
CA125 is a glycoprotein normally expressed in tissues derived
ment of CEA in pericardial effusions has limited utility. For
from coelomic epithelia (e.g. ovary, fallopian tube, periton-
the assessment of malignant pericardial effusions, CEA
eum, pleura, pericardium, colon, kidney, stomach). Serum
sensitivity ranges from 72% to 86% and specificity ranges
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CA125 is used to monitor recurrence or disease progression in


from 90% to 100%142–144. In these studies, cytology perform-
patients with epithelial ovarian cancer120. Numerous non-
ance was evaluated in parallel and it was found that
malignant conditions also display elevated serum CA125,
measurement of CEA did not provide additional sensitivity
including endometriosis, uterine fibroids, pelvic inflamma-
beyond that obtained by cytology. Therefore, current evidence
tory disease, heart failure, and liver and renal disease, which
is not sufficient to support routine measurement of pericardial
limits the specificity of CA125 as a tumor marker120.
fluid CEA in the evaluation of suspected malignant pericar-
In serous fluids, a number of non-malignant conditions
dial effusions.
are associated with elevated levels of CA125 due to
production by mesothelial cells148. In pleural fluid, numerous
Cancer antigen 19-9 reports have examined the utility of CA125 to distinguish
malignant cases of pleural effusions, with discrepant
CA19-9, or sialylated Lewis (a) antigen concentrations, are
results122,124,128,130,146. In two series of patients with adeno-
increased in patients with pancreatic or biliary tract can-
carcinoma, squamous cell carcinoma, lymphoma, and
cers120. Non-malignant conditions such as cirrhosis, choles-
mesothelioma, and using a very high cut-off for CA125
tasis, cholangitis, and pancreatitis also display elevated
(41700 IU/mL), specificities were 94% and 100% and
For personal use only.

serum CA19-9 concentrations, although values are usually


sensitivities were 17% and 36%122,130. In these studies, non-
51000 U/mL145. Measurement of CA19-9 in serum or plasma
malignant conditions included mostly patients with heart
is used to monitor disease status in patients with pancreatic
failure, pneumonia, or tuberculosis. When using a cut-off of
cancer. One caveat with CA19-9 is that individuals who are
435 IU/mL (similar to the serum reference range) in a series
Lewis negative (5%–7% of the population) do not express
of patients with lung, breast, or colorectal cancers, the
CA19-9 because of the lack of the fucosyltransferase
specificity was only 6%, the sensitivity was 98%, and
enzyme145. Similar to CEA, CA19-9 may be measured in
accuracy for malignancy detection was only 41% (þLR, 1;
serous effusions to distinguish between non-malignant and
LR, 0.33)124,146. Similar performance has been published
malignant causes of fluid accumulation. In both fluid types,
for CA125 in peritoneal fluid, with some studies excluding
CA19-9 has lower sensitivity and a lower þLR for detection
the analyte from further analysis up-front because of the lack
of malignancy when compared with CEA.
of specificity (i.e. from elevation in cases of ascites due to
Sensitivities between 20% and 40% and specificities
cirrhosis, acute pancreatitis, peritonitis, endometriosis, and
between 70% and 100% have been reported for CA19-9 in
pelvic inflammatory disease)127,134. Therefore, elevations of
pleural fluid121,123–125,127,129,141,146. For studies in which a
CA125 in serous effusions are neither specific nor helping in
CA19-9 cut-off similar to the concentration found in serum
differentiating between malignant or non-malignant causes of
was used (20–37 U/mL), median sensitivity was 37% (mean,
fluid accumulation.
38%; range, 35%–39%; n ¼ 4), median specificity was 78%
(mean, 80%; range, 67%–95%; n ¼ 4), median þLR was
Cytokeratin 19 fragment
2 (mean, 3; range, 1–7; n ¼ 4), and median LR was 0.80
(mean, 0.80; range, 0.68–0.93; n ¼ 4)123,124,129,146. For studies CYFRA 21-1 is a fragment of cytokeratin 19, which is
using a very high CA19-9 cut-off (103 or 580 U/mL) to expressed in various types of epithelial cells and tumor cells
achieve 100% specificity, the sensitivity was 20% and of epithelial origin149. Serum CYFRA 21-1 is the most
25%125,127. sensitive tumor marker for non–small-cell lung cancer.
Data on the diagnostic performance of CA19-9 in However, CYFRA 21-1 may also be elevated in benign
peritoneal fluid are very limited, with a reported sensitivity respiratory disease and other malignancies such as urologic,
of approximately 30% and a specificity ranging from 22% to gastrointestinal, and gynecologic cancers.
95%133–135,147. The low specificity is a result of the increased In pleural fluid, CYFRA 21-1 measurements might be
concentrations of CA19-9 in peritoneal fluids that have been useful in differentiating malignant effusion due to lung
reported in non-malignant conditions of ascites formation cancer. In a series of patients with lung cancer, using a cut-off
(e.g. cirrhosis, cholestasis, cholangitis, pancreatitis), which of 450 ng/mL, sensitivity and specificity were 70% and 92%,
decreases the specificity and utility of CA19-9 in peritoneal respectively150. When the histologic type was considered, the
fluid. Similar to CEA, measurement of CA19-9 for the highest sensitivity was reported in squamous cell lung cancer
evaluation of serous effusion accumulation as a consequence (90%), followed by adenocarcinoma cell lung cancer (74%),
120 D. R. Block & A. Algeciras-Schimnich Crit Rev Clin Lab Sci, 2013; 50(4–5): 107–124

non-lung cancer (i.e. metastatic cancer; 54%), and small-cell serous fluids, however, should not replace cytologic examin-
lung cancer (25%)150. CYFRA 21-1 was reported to have ation because routine analysis has limited value. In the
superior sensitivity (480%) and specificity (490%) when context of negative cytology and a positive tumor marker
compared with other tumor markers in patients with lung level, invasive procedures to obtain a biopsy sample are still
cancer and mesothelioma121,146. These studies used cut-offs needed for diagnosis and management decisions. In contrast, a
of 3.3 ng/mL and 8 ng/mL. In the detection of malignant negative tumor marker result does not exclude a malignancy
mesothelioma, a CYFRA 21-1–to-CEA ratio of 19.1 had a because the cause of the effusion and additional investigation
sensitivity and specificity of 85% and 80%, respectively151. A still might be necessary.
combination of high-level pleural fluid CYFRA 21-1
(100 ng/mL) and CA125 (1000 U/mL) correlates with Other analytes
poor survival in patients with adenocarcinomatous or squa- Various alternate analytes have also been investigated for their
mous malignant effusions152. Additional studies are needed to utility in differentiating transudates from exudates in pleural
determine if measurement of CYFRA 21-1 in pleural fluid is
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fluid. Interleukin-1 b is a cytokine thought to mediate


a useful prognostic marker. inflammatory responses16. The þLR was 52 using a pleural
fluid cut-off of418.2 fmol/mL and fluid-to-serum ratio40.71
Cancer antigen 15-3 to differentiate exudates. The performance was similar in
CA15-3 is a transmembrane glycoprotein and the most widely a cohort of patients with malignant effusions compared
used serum marker for breast cancer. Serum elevation of with malignant and inflammatory effusions and did not add
CA15-3 is not specific; elevations have been reported in clinical value to the assessment.
colon, lung, pancreatic and ovarian cancers, in benign liver Malondialdehyde is a hypothetical marker of oxidative
and kidney diseases, and in ovarian cysts153. In serous fluids, status in exudative pleural diseases. One study42 reported a
CA15-3 has been mostly evaluated in pleural effusions from þLR of 19.4, but the classic Light criteria plus an albumin or
lung, breast, and bronchial cancers and malignant mesotheli- protein gradient performs just as well or better and is more
oma121,123–127,146. In three studies of patients with effusions readily available.
due to lung and breast cancer that used a cut-off similar to Uric acid is a low-molecular-weight molecule produced in
what is found in serum (22–30 U/mL), the median sensitivity the metabolism of purines. It may be found at increased
was 63% (mean, 60%; range, 51%–67%; n ¼ 3), median concentrations in transudates because of increased capillary
For personal use only.

specificity was 75% (mean, 79%; range, 73%–90%; n ¼ 3), permeability and passive diffusion17, and it may be associated
and þLR was 2 (mean, 4; range, 2–7; n ¼ 3)123,126,146. In a with hypoxic states85. Neither of the above studies showed
study that evaluated pleural effusions due to bronchial utility beyond Light criteria for differentiating exudates from
cancer and malignant mesothelioma, the þLR was 11 and transudates.
the LR was 0.22121. Overall, the current literature does not b2-Microglobulin is a low-molecular-weight protein
support routine use of CA15-3 in the evaluation of serous thought to be produced locally by lymphocytes. In a cohort
effusions. of children, a fluid-to-serum ratio 41.3 had a þLR of 15.4
for differentiating exudative causes of pleural effusion. The
-Fetoprotein authors concluded that the increased concentration was due to
local disease and did not reflect serum concentrations27.
AFP is a glycoprotein produced in early fetal life by the yolk Natriuretic peptides are neurohormones secreted by
sac, liver and intestine. AFP levels decrease soon after birth cardiomyocytes in response to increased pressure in the
and remain low through adulthood120. In adults, increased heart. They become elevated and measureable as B-type
serum AFP levels are observed during pregnancy and in natriuretic peptide (BNP) and N-terminal pro–B-type natri-
several benign and malignant diseases. Increased serum AFP uretic peptide (NT-proBNP) in serum or plasma, aiding in the
concentrations are seen in hepatocellular carcinoma, germ- diagnosis and staging of heart failure. BNP and NT-proBNP
cell tumors arising from the ovaries, non-seminomatous have been investigated in transudative pleural effusions to
germ-cell tumors of the testes, testicular teratocarcinomas, differentiate cardiac causes156. Multiple studies have been
and primary germ-cell tumors arising within the central conducted using the generally accepted cut-off for NT-
nervous system120. In peritoneal fluid, AFP measurements proBNP of 41500 ng/dL. Studies that measure NT-proBNP
have very limited utility. AFP elevation in ascitic fluid has in both serum and pleural fluid have consistently shown
been observed in hepatocellular carcinoma cases in which the a significant correlation between both measurements and
cytology was negative for malignancy135,154. However, peri- equivalent diagnostic accuracy157. Given that measurement of
toneal fluid AFP concentrations may be lower than serum BNP or NT-proBNP in pleural fluid does not offer any
levels in patients with malignant ascites134,154. Furthermore, advantage over serum NT-proBNP, laboratories should
serum and ascites AFP, when compared in the same discourage this practice and should not perform additional
study, have identical diagnostic accuracy for hepatic analytic and clinical validations for an alternate specimen
malignancies134,154,155. type.
Overall, the literature describing use of tumor markers for
the identification of malignant effusions is controversial.
Conclusion
Nevertheless, laboratories commonly receive requests for
such determinations in fluids obtained during surgical or Body fluid analysis might be valuable to clinicians for the
other invasive procedures. Analysis of tumor markers in identification of the cause and management of serous
DOI: 10.3109/10408363.2013.844679 Laboratory testing of serous body fluids 121
Table 6. Clinical utility of various analytes in serous effusionsa.

Pleural fluid Peritoneal fluid Pericardial fluid


Not Limited Not Limited Not Limited
Analyte Useful useful utility Useful useful utility Useful useful utility
Light criteria X X X
Lactate dehydrogenase X X O
Total protein X X O
Cholesterol X X O
Bilirubin X X X
Enzymesb X X X
a-1-Antitrypsin O X O
Adenosine deaminase X O O
Serum effusion albumin gradient X X O
Total protein gradient X
Critical Reviews in Clinical Laboratory Sciences Downloaded from informahealthcare.com by Laurentian University on 10/26/13

Amylase X X X
pH X O O
Glucose X X X
Carcinoembryonic antigen X X X
Cancer antigen 19-9 X X O
Cancer antigen 125 X X O
CYFRA 21-1 (fragment of cytokeratin 19) O O O
Cancer antigen 15-3 X X O
a-Fetoprotein O X O
a
Xs indicate that diagnostic utility has been studied in well-controlled studies. Os indicate the lack of sufficient evidence to make a determination about
diagnostic utility.
b
Enzymes other than lactate dehydrogenase, amylase, and adenosine deaminase.

effusions. However, the available literature needs to be 3. Schoenicke G, Grabensee B, Plum J. Dialysis with icodextrin
interferes with measurement of serum alpha-amylase activity.
critically analyzed because published studies might not be Nephrol Dial Transplant 2002;17:1988–92.
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transferable to today’s clinical laboratory testing. Clinical 4. McPherson RA, Pincus MR, eds. Henry’s Clinical Diagnosis and
laboratories are responsible for encouraging appropriate Management by Laboratory Methods. 21st ed. Philadelphia:
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Declaration of interest useful 40 years later. Clin Chest Med 2013;34:21–6 [Epub 2013
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