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STATEUNIVERSITYI
JERRY D. MOORE / CALIFORNIA HILLS
DOMINGUEZ
The of Plazas
firehaeology and
the of Ritual
Proxemies
ThreeAndeanTraditions
THE DOMAINOF THEPI>AZA is an arena for encoun- after masteringthe archetypes' definitions, one inevita-
ters,"observes RobertoDa Matta(1984:210),but plazas bly asks, aSo what?"Formal typologies may miss the
are differently shaped and the encounters variously most the essential quality of plazas:they are places for
experienced. In this essay, I develop an interactional human interaction.
model linkingthe communicativeelements of ritual,the The alternative model described below rests on
proxemics of human communication, and the spatial three points. Ritualconcepts are expressed and created
properties of plazas, which are simply unroofed, nondo- via paralinguistic, verbal, and nonverbal modes of hu-
mestic areas that are recognizable elements in the built man communication. Because of the innate properties
environment. However common as spatial arenas for of human perception, spatial thresholds structure the
public ritualand ceremony,plazas are somewhat daunt- ability to communicate over distance. And conse-
ing subjects for archaeologicalanalysis. They seem fea- quently, the architectural settings of rite reflect the
tureless when compared to other constructed spaces. modes of ritual communication that occurred in those
Yet the cross-culturalsignificance of plazas makes them spaces.
simply too importantto be ignored, underscoring the Archaeological, ethnographic, and ethnohistoric
need for archaeologicalapproaches to such prehistoric data provide the basis for an outline of three types of
spaces.l Andeanplazas. These are the central plazas associated
One approach to the plaza is by way of a formal with the pan-AndeanInka Empire(A.D. 1430-1530);the
typology such as outlined by Paul Zucker (1959) in his enclosed plazas associated with the pre-Incaic Chimu
Town and Square: From the Agora to the Village state (A.D. 900-1470) of the NorthCoast of Peru;and the
Green. Zucker'stypology was based on five archetypes: sunken plazas associated with the Chiripa (600-100
(1) the closed square, in which the space (rectangle, B.C.), Pucara (200 B.C.-A.D. 300), and Tiwanaku (A.D.
circle, or quadrangle)is surroundedby repetitive built 300-1200) cultures of the Lake Titicaca basin and the
forms; (2) the domtnated square, in which the spatial southern Andes (see Figure 1). After analyzingthe spa-
axis leads to a dominant, focal construction; (3) the tial differences of these plaza traditions, I discuss the
nuclear square, in which the nucleus of an open space different modes of ritual that occurred in each. The
is created by a central monument or fountain; (4) conclusion suggests ways archaeologists might apply
grouped squares, multiple spaces that are either con- similar approaches to other forms of prehistoric archi-
tiguous, physically linked by thoroughfares,or visually tecture.
articulated by a shared dominant structure; and (5)
amorphous squares, a refreshingly ambiguous term.
Zuckerindirectlyidentified some of the differingexpe- Plazas as Spaces for Interaction
riences one has in open spaces of diverse forms, but
Plazas are culturally deElnedspatial settings for
diverse public interactions that may be sacred or mun-
JERRY D. MOORE of Anthropology,
is AssociateProfessor,Department dane processions, commercial exchanges, execu-
DominguezHills,Carson,CA90747.
StateUniversity,
California tions, consecrations, games, Elestas,or chats on park
Association.
AmencanAnthropologist98(4):789-802.Copyright(D 1996, AmericanAnthropological
790 * VOL. 98, NO. 4 * DECEMBER1996
AMERICANANTHROPOLOGIST
. . . performed in lieu of a verbal description of an act" body stance and gesture are featured; facial expression
(Streeck and Knapp1992:14). becomes exaggerated as does the loudness of the voice.
These different modes of communicationhave dis- The tempo of the voice drops;words are enunciated more
clearly.... The whole man may be perceived as quite small
tinct spatial ranges, a point made nearly 40 years ago by
and he is viewed in a setting. Foeval vision takes in more
Edward T. Hall in his discussions of proxemics (1959, and more of the man until he is entirely within the small
1968, 1972). Proxemics is often treated as a subset of cone of sharpest vision. At this point, contact with him as
nonverbal communication (Bonvillain 1993),but Hall's a humanbeing begins to diminish. [Hall 1972:148]
analysis also considered how spatial relations shaped As the distance between participants increases,
other forms of human communication. Thus, Hall differingmodes of communication- paralinguistic,ver-
(1966) deElned intimate distance, personal distance, bal, or nonverbal-will vary in importance;space and
and social distance based on thresholds of communica- perception filter the modes of communication.In addi-
tion, which, in turn, were structured by the perceptual tion, there will be shifts in the content of the message.
limits of human senses (Gibson 1960). One of Hall's Paralinguisticcommunicationmay create complex cur-
basic insights was that increasing distance between rents of meaning but only over relatively short dis-
speakers is associated with different modes of commu- tances. Gestures may marksubtle sets of meanings,but
nication, each with distinct potentials. Although the are perceptible over relatively short spaces. The inten-
precise dimensions of personal versus public space are sity of sound decreases inversely with the square of
culturally deEmed(Hall 1968; Segall et al. 1966), the distance, and even more rapidly in outdoor environ-
outer limits of perception are human thresholds recog- ments where air turbulence and temperaturegradients
nized by such diverse professionals as theater archi- disperse sound waves and reduce intensity (Ross
tects (Cheney 1918)fgraphicartists (Follis and Hammer 1974:87).Thus, a quiet conversation at 30 decibels at a
1979:18-23),designers of interior directories and maps distance of two meters becomes inaudibleat a distance
(Ramsey and Sleeper 1988), and acoustical engineers of 32 meters. As distance increases there is a progres-
sive emphasis on the communication of conventional
(Knudsenand Harris 1978).
and stereotypical meanings,which rely partlyon knowl-
Hall describes a series of thresholds for interper-
edge of the kinesic vocabulary (Golder 1992; Schmitt
sonal interaction,and althoughthese are not rigid,they 1992).
reflect general limits to modes of interpersonalcommu- The connections between ritual, communication,
nication (see Table 1). For example, the aclose phase" and perception partiallybridgethe gap between prehis-
of public distance is defined as 3.5 to 8 meters, plus or toric event and the archaeological record. Because dif-
minus 1.5 meters, while the far phaseXof public dis- ferent forms of human communication have distinct
tance occurs between 10 meters and the maximum spatial ranges, rituals in plazas of different sizes neces-
carryingdistance of a voice (Hall 1972:147*). As distance sarily incorporated varying modes of communication.
increases, Without discounting other factors, the scale of plazas
Table 1
Distanceand perception.Based on datain Hall1966.
Distance in Meters
o 1 2 3 4 5 6 7 8 9 10
Informal
distance lntlmate/ roclal MUbllC >
classes Personal
OraSl soft voice; casual or loud voice when full public speaking voice;
Aural whisper consultative voice taLkingto group frozen style
Detail details of fine lines of face eye color not discernible; difficult to see eyes, subtle
smile vs. scowl visible
. .
set maximal limits on the forms of ritual communica- And in these plazas they make great fiestas of their sacri-
tion possible in such places. Thus, the archaeological fices that last Elvedays and they make great dances and
record indirectly reflects the use of constructed space songs, dressed in their best clothes, and there is great
in public ceremony, and it is possible to suggest what drunkenness, and all this time they never stop drinking,
some falling down as others are getting up, and this is how
forms of ritual may have occurred in prehistoricplazas. they celebrate their disgraceful fiestas. [Augustinians
1865(1560):15;my translation]
SACSAHUAMAN
-<
Road
toChinchaysuyo
AWo\\t
o 500 1 OOOm
The elaboratespace providedalongwith thousandsof jars of The ethnohistoric record from the North Coast is
beer representsone of the pnncipalinvestmentsmade by the not extensive, but Pedro Cieza de Leon described the
Inkastate at HuanucoPampa.In tenns of state-localrelation- social use of plazas there:
-
794 AMERICANANTHROPOLOGIST
* VOL. 98, NO. 4 * DECEMBER1996
The native lords of these plains were greatly feared in the The royal compounds (ciadadelas) of the Chimucapi-
past and obeyed by their subjects and were senred with tal, ChanChan,exemplify this spatial arrangement,and
great pomp which is their custom presenting him with even provincial sites like Manchanand Farfan exhibit
jesters and dancers, and the lords continuously feasted this basic pattern.5Manchan, located in the southern
while others played and sang.... Each lord in his valley had
his own great palace with many adobe pillars and great
frontierof the Chimustate, actually exhibited the bases
terraces and porticos roofed with reed mats. In the center of columns identical to Cieza's description (Moore
of this house there was a large plaza where they had their 1981).
dances and communal songs, and when the lord ate he Chimuplazas differ markedlyfrom Inka plazas in
gathered together large numbers of people who drankhis location, access, and form. They are enclosed spaces,
brew, made from maize and other roots. In these palaces directly incorporated into a speciElc lord's residence
were porters in charge of guardingthe doors and of seeing (Moseley and Mackey1974).At ChanChan,the maJority
who entered and left.... Althoughthere were three or four of the compounds and particularlythe ones thought
[different] lineages among these coastal people, they all to date latter in time, such as Velarde, Tschudi,
had certain rites and customs. 11985(1555):ch. 61; my Rivero-contain large plazas located in the northern
translation]
third of the compound.6Unlike what we find in Inka
This description perfectly fits the arrangementof settlements, there are no large, central plazas in Chimu
large open space in Chimuarchitecture (see Figure 4). settlements (Conklin 1990). Rather, large unroofed
spaces are located behind large adobe walls, entered
through baffled entryways that are easily controlled.
Enclosed activities were invisible from the outside, and
the distinction between insiders and outsiders was
markedby adobe walls. The construction of royal com-
pounds is so restrictivethat most archaeologists see the
walls as a mediumof social control markingsignificant
class distinctions (Moore 1992), an objectification of a
social divide which North Coast cosmogonic myths
state were created at the birthof time. Onlya few scraps
of North Coast myth survived the Inka and Spanish
conquests, but those fragments emphasize the differ-
ences between social classes. One creation myth re-
corded by Antonio Calanchastates:
It was said in the treatise of Pachacamacthat these Indians
of the flatlands and seacoasts were certain (and many
believe it today) that their initial masses and founding
fathers were not Adam and Eve, but four stars, that two
gave birth to the Kings, Lords, and nobles, and the other
two to the commoners, the poor, and the indentured,
which- as the Faith we profess makes precise are [actu-
ally the result ofl the chances of this earth and not because
it is thought that the rich and powerful are descendants of
other beginnings than are the humble and poor, but they
see the poor not as naturallyequal but as the least valued
of Fortune. [1977(1638):1244]
This emphasis on innate social differences is re-
flected in Chimuarchitecture.Access is highly restric-
tive in ChanChan'sciudadelas;a single door leads into
a walled enclosure, the largest of which (GranChimu)
covers 30.2 hectares. Activities inside the ciudadela
50
-\ 100 m
were invisible to outsiders, and the plazas were placed
such that encounters were tightly controlled. The focal
point of the plaza is not an ushnu or central shrine but
a ramp and bench located directly opposite the princi-
Figure 4 pal entrance. The bench and rampwere designed to be
CiudadelaTschudi, Chan Chan. (Redrawnwith modifications after viewed and approachedfrom a single direction, a point
Moseley and Mackey1974.) inferred not only from the ruins themselves but also
ANDEANPLAZASAND RITUAL-/ JERRY D. MOORE 795
deep pit in the center of the sunken court as supporting structed spaces at sites like Pumpu (190,200 m2) and
the base of an idol since looted from the site. Huanuco Pampa (202,390 m2). But behind the simple
The sunken rectangular plazas from the region numeric differences, these three traditions of Andean
around Lake Titicaca are small, enclosed, and promi- plazas reflect distinct sets of ritual interactions relying
nently placed. The Pucara, Chiripa, and Tiwanaku upon different thresholds of humanperception.
sunken plazas differ markedly from either Inka or TurningElrstto the cases from the Titicaca area,
Chimu plazas, and a proxemic analysis suggests the one finds a consistent emphasis on relatively small
different meanings created in these diverse spaces. spaces suitable for communication at close range. It
may be, as Alan Kolata and Carlos Ponce Sanguines
(1992) have argued, that the ceremonial precinct of
Analysis and Discussion Tiwanaku was an axis mundi, but the central ritual
Basic data on plaza sizes (Table 2) are plotted in activities in the sunken plazas occurred in a relatively
Figure 7. The plazas in the sample represent the princi- small space. Kolata (1993) has proposed a subtle inter-
pal plazas associated with each site. Figure 7 indicates pretation of the symbolism of Tiwanaku'splan, but an
that Inka, ChimuXand Pucara/Chiripa/Tiwanaku plazas obvious pattern is that the sunken plazas are relatively
fall into distinct, though overlapping, size modes. The private interior spaces, though located in central posi-
plazas of the Titicaca region are relatively small (mean tions in constructed, urbanspace. Withinthese spaces,
area = 1,086.3 m2; standard deviation = 927.1), with Tiwanaku rite involved communication of detailed in-
plaza areas rangingfrom 90 to 2,091 m2.Chimuplazas formation over small distances. For example, the ico-
are largerthan Chiripa,Pucara,or Tiwanakuplazas and nographyof the Bennett stela, once located in the cen-
tend to cluster more tightly around the mean (mean ter of the semisubterranean plaza, is a '4highly
area = 5,147.00 m2;standard deviation = 2,482.5). The compressed image of esoteric knowledge" (Kolata
variation in Chimu plaza sizes (minimum = 2,014 m2; 1993:141), containing visual information undecipher-
maximum = 11,200m2)is influenced by the large plaza able at a distance. Similarly,evidence for rituals from
at Manchan;the other Chimuplazas vary only between the structures and terraces surroundingthe Akapana
2,014 and 6,724 m2.Inkaplazas are the largest and most sunken plaza (Kolata 1993:117-127) reflect intimate
variable (mean = 54,313 m2; standard deviation = gestures: the placement of small metal objects (sheets,
80,977.5), with plazas rangingfrom the relatively small knives, Elgurines),the use of miniatures(keros, llamas),
plaza at Tombebamba (6,318 m2) to enormous con- the intentional destruction of polychrome vessels, and
200 -
150 -
Wl DTH
(m) -
1oo .
ss .
*s .
so -
.
o 50 100 200
LENGTH 150
(m)
vine" (1993:164). If there were a point of contact be- aData collated from Mohr Chavez 1988 (Chiripa,Pucara,
tween masses of pilgrims and the hidden sacred zones, semisubterraneantemple at Tiwanaku);Rivera Sundt 1989
it was almost certainly an elite intermediarywho made (Lukunnata);Goldstein1993(Omo);ManzanillaandWoodward
the offerings and entered the sacred space on behalf of 1990 (Akapana at Tiwanaku);Arellano 1991 (Putini at Ti-
the pilgrims. wanaku); Gaspariniand Margolies1980 (Chincheros,Cuzco/
Inka ceremony, in contrast, involved largergroups Haucaypata,Cusipata,Ollantaytambo/hIanianki,
Tambo Colo-
of people in shared rite. This is not to imply that access rado, Willka Waman);Hyslop 1990 (Pumpu, Tombebamba);
Moseley and Mackey 1974 (Chan Chan Ciudadelas);Mackey
to Inka ritual was unrestricted or that Inkaritual never
1987(Manchan,Farfan).
involved less public activities in smaller,privatespaces.
Yet there was an important role for massive public
gatherings that, in turn, were related to the well-estab- (sayo) in so much as they were distinct yet united
lished Inkanotion of cotTelatingspatial and social cen- (nttn)" (1978:45).Ceremonies emphasizinguniElcation
ters as representations of transformed wholeness, a of distinct elements frequently occurred in centrally
concept conveyed by the Quechua morpheme nttn. located plazas, a process RogerRasnakeobserves in his
Tristam Platt, citing an unpublished grammar of ethnography of the modern Quechua community of
CuzquenoQuechua by Donald Sola and Antonio Cusi- Yura, Bolivia, where the central plaza ... is trans-
huaman, deEmesntin as "inclusivein nature, with im- formed into a kind of microcosm of the canton; each of
plications of totality, spatial inclusion of one thing in the four corners of the squarebecomes an 'altar'of one
another, or identification of two elements as members of the four maEor ayllus"(1988:248).Rasnakecontinues:
of the same category"(1986:245).A similar interpreta- A common theme of the kuraqkunafestivals is the rituali-
tion of ntin is described by Gary Parker (1976:94-95) zation of concepts of space and geography.All the festivals
for Ancash-Huailas Quechua. Thus Joseph Bastien sponsored by the kuraqkunanot only emphasize the struc-
glosses Tawantinsuyo [sic] as athe four (tawa) places ture of ayllus but also link the multiple groupings of the
798 * VOL. 98, NO. 4 * DECEMBER1 996
AMERICANANTHROPOLOGIST
social order to a conception of their physical territory.This Public celebrations in complex society are often created
sacralization and socializationX of space is an aspect of self-consciously, or even invented" ... with tacit inten-
ritual language quite widespread in the Andes. tions for validating authority,unifying a group (in opposi-
[1988:242-243] tion to authority), or promoting some enterprise.... Be-
cause they are self-consciously conceived, they find their
It is a widespread Andean aspect, but not a univer- spatial expression in a carefully contrived and regulated
sal one; nothing could be more different from Chimu stage ratherthan in more spontaneous settings. [1992:215]
plazas. If Inka public ceremonies at Cuzeo and provin-
cial centers brought together different segments of so- Thus a study of Andean plazas not only clarifies the
ciety, Chimu plazas in the ciudadelas were designed nature of public rite but partly illuminates the pre-His-
partly to resttict contacts between different segments panic bases of legitimacy and power. Plazas are a form
of society, rigidly shaping their interactions. We lack of public architecture and are partially shaped by dis-
depictions of interactions between lords and subjects tinctive acts of ritualand ceremony. Thereis a tendency
in Chimu ceramics- images that are so abundant in to consider pre-InkaAndean societies as shadowy pre-
Moche pottery (Benson 1992;Donnan 1978). Although cursors of Tawantinsuyu,highlightingculturalcontinui-
there is debate about the organization of the Chimu ties and extending ethnohistoric patterns to millennia
state, there is no question that an enormous social of prehistory (Moseley 1992). Althoughsome elements
divide separated ruler and ruled.l?Chimupublic archi- are of great antiquity ancestor worship (Doyle 1988),
tecture reflects an ideology of separation,and rituals in signiElcanceof maize and coca, and sociopolitical insti-
the Chimu ciudadela plazas were more public than tutions based on reciprocity archaeologicaldata dem-
those at Tiwanakusites and less so than those in Inka onstrate that ancient Andean societies differed
plazas. markedly in public architecture and, presumably, the
constructed meanings and social metaphorsunderlying
public efforts (Isbell 1978;Moore 1996).Simplyput, the
enormous plazas of the Inka, the enclosed courtyards
Summaryand Conclusion of the Chimu,and the small sunken plazas of Tiwanaku
The above discussion has approached plazas as reflect different conceptions of publicness and rite. An
places of encounters and emphasized their role in An- archaeological approach that explores such variations
dean rituals. This emphasis on interaction led to a con- in Andean architecture is a Elrststep toward under-
sideration of the spatial relationships between ritual standing the diverse conceptions of power and space
communication and human perception. In turn, this devised and employed in the pre-HispanicAndes.
allowed for preliminaryinferences about the ritual in-
teractions that occulTed in three plaza traditions asso-
ciated with Inka, Chimu, and Pucara, Chiripa,and Ti-
Notes
wanaku societies. More generally, archaeological Acknowledgments.This research was supportedby a visit-
analyses that incorporate proxemics can provide new ing researchfellowship at the SainsburyResearchUnit for the
insights into the prehistoric built environment. Such Arts of Africa,Oceania, and the Americas,Universityof East
approaches consider constructed spaces as architec- Anglia, United Kingdom.I would like to express my deep
tural arenas that shape and are shaped by social inter- appreciationto Steven Hooper (director, SRU),CesarePoppi,
and Joanne Pillsburyfor their interest, support, and helpful
actions partlystructuredby modes of humancommuni-
comments.I would also like to thank PatriciaHewitt andAsia
cation. This article analyzed only plazas, but similar Gaskell,SainsburyResearchUnit library,for their great help,
approaches could be applied to domestic architecture, and Francine Huntfor her many assistances at East Anglia.I
public monuments, cemeteries, and other funerary also thank ChristopherDonnan for permission to reproduce
complexes literally any form of prehistoric architec- the photographin Figure5. This paper has been improvedby
ture. And while future analyses will amend and clarify the comments of Robert Franklin, Janine Gasco, Christine
the initial inferences discussed above, the present study Hastorf,WilliamIsbell, Joanne Pillsbury,and two anonymous
illustrates the value of an interactional approach to reviewers for the Amertcan Anthropologist. I deeply appre-
pre-Hispanicarchitectureas a public space peopled by ciate the help and encouragementprovidedby all these care-
humanbeings and their passions" (Paz 1993). ful readers.Any errorsof interpretationor fact are, of course,
Although major differences distinguish the con- my own.
1. Adler 1989:36; Low 1992; Rapoport 1990:258-259;
structed environments and public rituals of Pucara,
Richardson1982;and Zucker 1959.
Chiripa,Tiwanaku,Chimu,and Inka societies, they all 2. For example, see Duncan 1981, 1990; Eco 1980; Hall
share a common element: rituals occurred in specially 1959, 1966, 1972; Hillier and Hanson 1984; Kent 1990;
prepared public spaces, suggesting the importance of Lawrence and Low 1990;Low and Chambers1989;Maxwell
these rituals in the creation and maintenance of legiti- 1983;Preziosi 1979;Rapoport 1969, 1990;Relph 1976;Smith
macy and power.l' Lawrencewrites: and David 1995;Tuan 1974, 1977;and Zevi 1959.
ANDEANPLAZASANDRITUAL/ JERRYD. MOORE 799