You are on page 1of 52

Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa

Graham Burns (245343)


MA Religions
September 2010

Vedic and âyurvedic Roots of


the Hañha Yoga Theory of Pràõa

Graham Burns

This dissertation is submitted in partial fulfilment of the requirements for the degree
of MA Religions of the School of Oriental and African Studies (University of
London).
14 September 2010

Word count: 10,833.

1
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

DECLARATION

I have read and understood regulation 17.9 of the Regulations for Students of the
School of Oriental and African Studies concerning plagiarism. I undertake that all
material presented for examination is my own work and has not been written for me,
in whole or in part, by any other person. I also undertake that any quotation or
paraphrase from the published or unpublished work of another person has been duly
acknowledged in the work which I present for examination. I give permission for a
copy of my dissertation to be held for reference, at the School’s discretion.

............................................................
Graham Burns
14 September 2010

2
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

CONTENTS

1. Introduction. 6

2. Pràõa in the Vedic Saühitàs and Bràhmaõas. 9

3. Pràõa in the Upaniùads. 16

4. Pràõa in the Indian Medical Texts. 26

5. Pràõa in Sàükhya, Advaita Vedànta and the Yoga Såtra. 31

6. The Hañha Yoga Synthesis. 35

7. Conclusion. 42

3
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

ABSTRACT

The concept of pràõa, often translated as ‘vital force’ and clearly related to breath,

plays a central role in the theory and practice of hañha yoga. Yet its role in the

‘classical’ yoga expounded in the Yoga Såtra of Pata¤jali is more peripheral, even

though in Vedic India pràõa was well recognised and the subject of much

speculation. This dissertation will explore the concept of pràõa in the Vedic tradition;

look at its use as a diagnostic tool in Indian medicine; and discuss its return to

prominence in the texts of hañha yoga. I will argue that the so-called ‘internalisation’

of the Vedic sacrifice in the time of the Upaniùads led to a greater consideration of

the nature of pràõa; that the apparent rift between the more metaphysical speculations

of the Brahmanical tradition and the early Indian medical scientists led to pràõa being

analysed separately in the two traditions; and that the emphasis on the physical body

as a means of liberation which was developed, via tantra, in hañha yoga led to a

synthesis between those metaphysical and physical speculations as the àyurvedic

approach to the use of pràõa was harnessed for the more spiritual purposes of yoga.

4
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

ACKNOWLEDGMENTS

The seeds of my interest in pràõa were sown many years ago by my earliest yoga

teachers. I first remember hearing the term from Simon Low; Richard Freeman was

largely responsible for my beginning to explore the way that pràõa is used in hañha

yoga practice; Rod Stryker for deepening my understanding, especially of the sub-

divisions of pràõa; and Doug Keller for highlighting the different approaches to pràõa

at different stages of the yoga tradition, an observation which directly led to this

dissertation. On a more academic level, Brian Black introduced me to the Vedic texts,

especially the Upaniùads, at Birkbeck in 2002, then greatly deepened my interest in

them at SOAS in academic year 2008/9. Ted Proferes continued to deepen that

interest and provoked a great deal more thought in 2009/10, as well as supervising

this dissertation, steering me towards a number of lines of enquiry and introducing

me to a number of sources I might not otherwise have explored. I am grateful to all

of them, to the library staffs at SOAS, The British Library and The Wellcome

Library, to Dominik Wujastyk and Kenneth Zysk for replying to my unsolicited

correspondence, and to my partner, friends and yoga students for putting up with

piles of books on the living room floor and what must seem like my interminable

preoccupation with such an intangible topic.

5
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

1. Introduction

Yoga÷cittavçttinirodhaþ. ‘Yoga is the stilling of the changing states of the mind’.

Thus Yoga Såtra 1.2 defines yoga. 1 Tadàdraùñuþsvaråpevasthànam. When that is

accomplished, according to såtra 1.3, the seer abides in its true nature.

However, as Freeman suggests 2 , a more apposite description of hañha yoga might be

yoga÷pràõavçttinirodhaþ, because, for hañha yogis, the primary emphasis is on the

stilling of the changing states of the energetic force known as pràõa, not with a

different end point in mind, but because the control of pràõa is seen as a direct way to

control citta. 3 In hañha yoga practice, pràõa plays a major role, especially through

the regulation of the two sub-pràõas pràõa and apàna, and their union and retention

within the body’s central subtle energy channel (nàóã) known as suùumnà. This union

and retention is said to come about through the practice of postures (àsana), ‘seals’

(mudrà), ‘locks’ (bandha) and breath control techniques (pràõàyàma), all of which

have as their primary purpose either the control or the movement of pràõa. That

pràõa is seen as fundamentally important in hañha yoga is apparent from its

prominence in the summations of the path put forward by many of the main texts - in

the final verse of the Gorakùa øataka we read that ‘by cleansing the nàóãs, the pràõa

(is) restrained as desired, ... (and) one becomes diseaseless’ 4 ; the final chapter of the

øiva Saühità, having re-emphasised the flow of pràõa in suùumnà, refers to the

1
Bryant 2009:10. Translations from the Yoga Såtra are from Bryant 2009. For an
approximate chronology of the main texts mentioned in this dissertation, please see the
Appendix.
2
Freeman 2004.
3
Hañha Yoga Pradãpikà (HYP) 2.2. Translations from the HYP are from Vishnu-devananda
1987.
4
Gorakùa øataka 101 (Briggs 1938:304).
6
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

‘confluence’ of suùumnà with the two other key nàóãs, ióà and piïgalà, 5 teaching

that those who ‘bathe in it are sure to get liberation’ 6 ; Chapter 12 of the Yoga

Yàj¤avalkya, considered by some the oldest of hañha yoga texts 7 , summarises the

whole process of hañha yoga by reference to the movements of pràõa.

A key feature which distinguishes hañha yoga from the yoga presented in the Yoga

Såtra is the emphasis placed on the physical body, not only through the practice of

àsana, mudrà and bandha, but through diet and the practice of a variety of exotic

cleansing techniques aimed at purifying the nàóã, in order to stimulate the gastric fire

and to encourage pràõa into suùumnà. While pràõa and apàna are key, the other three

main sub-pràõas - samàna, udàna and vyàna - are all presented as playing a role in

this process. 8 Indeed, though harder to find in traditional hañha yoga texts, in many

schools of contemporary hañha yoga specific practices are presented to affect the

individual sub-pràõas. 9

Given that the practices of hañha yoga are presented in the Hañha Yoga Pradãpikà as

‘a stairway for those who wish to attain the most excellent Ràja Yoga’ 10 , in other

5
øiva Saühità 5.166.
6
øiva Saühità 5.168.
7
Mohan (undated:19) suggests that it is potentially as old as second century BCE; this may
be correct, but seems unlikely and may be an example of seeking to confer authority by
antiquity. See note 107 below.
8
See, e.g. øiva Saühità 3.6 to 3.9 which, after describing ten sub-pràõas (of which pràõa,
apàna, samàna, udàna and vyàna are said to be ‘chief’ and pràõa and apàna ‘the most
important agents’) teaches that ‘He who thus knows the body... is freed from all sins and
goes to the ultimate destination’ (Mallinson 2007: 41-42). After a similar description of the
sub-pràõas, the earlier Gorakùa øataka described knowledge of pràõa as ‘the great
knowledge. Who knows this is an adept.’ (Gorakùa øataka 46 - Briggs 1938:293).
9
See, for example, the series of articles by Sandra Anderson in the magazine Yoga + Joyful
Living in 2009/10.
10
HYP 1.1.

7
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

words as a means to the end of yoga put forward by the Yoga Såtra 11 , it might be

expected that regulation of pràõa would have played a key role in the yogic path

presented in the Yoga Såtra. In fact, that is not the case. As will be seen in Chapter 5,

pràõa and/or one of its subdivisions features in only five of the 195 or 196 verses of

the Yoga Såtra. Yet, pràõa is not a new idea in hañha yoga. Rather, it is an ancient

concept in Indian thought. It is hymned in the Atharva Veda; homologised within the

sacrificial context of the Bràhmaõas; and speculated on in the Upaniùads. It plays a

significant role in the Indian medical tradition. Looking primarily at its textual

presentation, the purpose of this dissertation is to present an overview of how pràõa is

analysed from the Veda to the hañha yoga texts, and to consider how and why it

became the cornerstone of hañha yoga practice.

11
The end of yoga as presented in the Yoga Såtra is kaivalya, literally ‘aloneness’, couched
in Sàükhya terms as the realisation of the absolute isolation of puruùa from prakçti (såtra
4.34). As yoga developed through the centuries, the characterisation of the final goal shifted
according to the underlying philosophical and/or spiritual agenda of the text or teacher
concerned.

8
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

2. Pràõa in the Vedic Saühitàs and Bràhmaõas

Pràõa is a notoriously difficult word to translate adequately. As Feuerstein says,

‘none of the classical Sanskrit works seem to contain even an approximately precise

and satisfactory definition’. 12 However, while pràõa soon came to denote something

more than mere physical breath - hence its common translation as ‘life-breath’ or

‘vital force’ - it is as breath that we first encounter pràõa in the Vedic Saühitàs. In

the puruùa såkta creation hymn of èg Veda 10.90, the wind (vàyu, an important

Vedic deity) is created from the ‘vital breath’ of the dismembered primordial man,

and the importance of breath as the primary motivational force of life - no doubt

through simple empirical observation of the function of breathing - is reflected in

several èg Veda death hymns, which note the departure of pràõa as [one of] the

indicia of death. 13

References to pràõa in the èg Veda appear largely in Book 10, widely accepted to be

one of the later parts of the text. 14 This foreshadows the most celebrated references

to pràõa in the Saühitàs, which occur in the latest of the four, in Atharva Veda 11.4.

Here, pràõa is offered reverence as that ‘to whom all this (universe) is subject, who

has become the lord of the all, on whom the all is supported’ 15 ; ‘the lord of all, of all

that breathes, and does not breathe’. 16 Pràõa is reverenced as the provider of wind,

12
Feuerstein 1974:96.
13
E.g. èg Veda 10.18.8, 10.14.12. Zysk describes breath, for Vedic Indians, as ‘life’s
universal witness’ (Zysk 1993:200).
14
èg Veda 1.66.1, another likely later part of the text, equates life with pràõa (àyur na
pràõo).
15
Atharva Veda 11.4.4. Translations from the Atharva Veda (AV) are from Bloomfield 1897
unless otherwise indicated.
16
AV 11.4.10.

9
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

thunder, lightning and rain - reflecting Vedic pre-occupation with the propitiation of

natural forces - and as that which ‘clothes the creatures, as a father his dear son’. 17

The final verse contains an imprecation to pràõa to ‘bind to me, that I may live’ 18 ,

emphasising pràõa’s significance as a vital principle fundamental to maintaining life.

In his extensive study, Connolly describes pràõa, as presented here, as ‘the source

and foundation of all existence’. 19 As he points out, in their search for an underlying

principle of existence, ‘… the seers repeatedly identify one principle as the source of

all existence, though it is often referred to by different names, one of which is

pràõa’. 20 It is clear that, by the time of the AV, pràõa signified more than just the

simple physical breath. 21 Rather, it was a universal motivational force on which all

worldly existence depended. However, it is debatable whether, as Connolly suggests,

it is accurate to characterise it as the only ‘source and foundation’ of existence, not

least because of the importance throughout Vedic tradition of the creative power of

sound, vàc, which is often linked with pràõa.

A common theme throughout the history of pràõa is its subdivision into various sub-

pràõas, which signify different ways in which the generic pràõa operates. Although

there are different numbers of subdivisions presented in different texts, the most

common subdivision is into five - pràõa, apàna, samàna, udàna and vyàna. More will

be said about these below, but for now it is worth noting the antiquity of this division.

17
AV 11.4.10.
18
AV 11.4.26.
19
Connolly 1992:xiii.
20
Connolly 1992:10.
21
E.g., as ‘the lord of all, of all that breathes, and does not breathe’ in AV 11.4.10.

10
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

While, according to Ewing’s detailed survey 22 , only pràõa, apàna and samàna appear

in the èg Veda (and then only rarely 23 and never together), by the time of the

Vàjasaneyi Saühità of the White Yajur Veda, all five have made an appearance,

though samàna appears only once, on the single occasion when all five appear

together. 24 Samàna also appears only once in the AV; where all five appear, though

never together. It is clear that, while a fivefold division is beginning to crystallise at

this stage, the precise characterisation of the five is unclear, and the principal division

is the twofold division into pràõa and apàna, which (contrary to their later

characterisation 25 ) come to be read as signifying exhalation and inhalation

respectively. 26 Vyàna perhaps represented an initial awareness of the pervasiveness

of the energy of breath in the body during pauses between inhalation and

exhalation 27 ; udàna (the ‘up breath’) etymologically seemed more representative of

inhalation than apàna, which it gradually supplanted, leaving apàna eventually to

signify the ‘down breath’ associated with evacuation and expulsion from the body;

samàna at this stage has appeared too rarely to be capable of meaningful analysis.

By the end of the Saühitàs, the position of pràõa can be summarised as follows:

22
Ewing 1901.
23
Once each for apàna and samàna (Ewing 1901:254).
24
Ewing 1901:257.
25
See p.29 below.
26
Dumont and Edgerton debated this reading in their exchanges in 1957 and 1958: see
Dumont 1957 and 1958; Edgerton 1958a and 1958b. Brown 1919 also questions whether it is
possible to give pràõa and apàna this interpretation in the Vedic Saühitàs, other than with the
benefit of hindsight. It does seem, however, to be widely accepted that, at least when the two
are used in juxtaposition, pràõa signified exhalation and apàna inhalation. See also Bodewitz
1986.
27
Ewing 1901:303.

11
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

1. an undifferentiated pràõa, as ‘life-breath’, has come to be seen as an underlying

‘determinant of life’ 28 worthy of reverence; perhaps ultimately derived from the early

association of pràõa, as breath, with the deity Vàyu;

2. a differentiation of pràõa into two - pràõa and apàna - was recognised early on, but

probably only initially signified physical exhalation and inhalation;

3. other differentiated forms of pràõa - udàna, vyàna and samàna - gradually

appeared, but are not yet systematised;

4. despite speculative efforts to read references in the èg Veda’s ke÷in hymn 29 to the

long-haired one having ‘mounted the wind’ as early references to yogic practices of

pràõa control 30 , there are no unambiguous references to practices aimed at controlling

or manipulating pràõa.

In the øatapatha Bràhmaõa (SB), which, as all texts of its genre, explores the mystical

significances of Vedic ritual, pràõa takes on an increasingly significant role. As well

as continued identification with the deified Vàyu 31 , it is also identified with the other

important Vedic deity Agni 32 and with the creator deity Prajàpati. 33 It becomes not

only an underlying motivating force worthy of reverence, but, through identity with

Vàyu, assumes a clear creative role as that from which ‘all the gods and all the beings

28
Deussen 1899:101.
29
èg Veda 10.136 (translation from Doniger O’Flaherty 1981:138).
30
Werner 1997b:297-300 advances this theory; Miller 1974:197 also refers to it. Zysk
1993:203 suggests that the ‘beginnings of a codification of bodily winds occurred as
techniques of respiratory control became an important ascetic discipline’, but, other than by
reference to the vràtya of Atharva Veda 15 (where, although seven forms of each of pràõa,
apàna and vyàna are mentioned in 15.15 to 15.17, there is no direct mention of any practice
relating to them), provides no real evidence to support his argument that the yogic theory of
pràõa developed from early times largely in ascetic circles.
31
SB 9.1.2.38. Translations from the SB are from Eggeling 1882-1900.
32
SB 10.4.1.23. See also èg Veda 1.66.1.
33
SB 6.3.1.9 and 11.1.6.17.

12
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

issue forth’. 34 Its differentiation into sub-pràõas also assumes increased importance,

though the full series of five still appears together only rarely, and, in places, pràõa is

differentiated into series of anywhere from six to eleven. As a development of the

idea of pràõa as an indicator of life, the SB also begins to develop the theme that

knowledge of the functioning of the sub-pràõas leads to immortality. 35 In Vedic

thinking ‘knowledge’ of something implies its control; knowledge of the workings of

pràõa therefore implies the possibility of controlling pràõa.

The five sub-pràõas also play a symbolic role in the building of the fire altar. The

details, contained primarily in SB 8.1, are too extensive to be repeated here, but, in

brief, involve the laying of bricks known as the pràõabhçt or ‘breath-holders’. SB

8.1.3.6 associates these bricks with the five sub-pràõas in the following way:

1. those placed at the front of the altar are the holders of pràõa;

2. those at the rear are the holders of apàna;

3. those on the right side are the holders of vyàna;

4. those on the left side are the holders of udàna;

5. those in the centre are the holders of samàna. 36

What is of particular interest here is that the five sub-pràõas are also associated with

bodily functions - pràõa with breath, apàna with the eye, vyàna with the mind, udàna

with the ear and samàna with speech - foreshadowing the increased speculation over

34
SB 14.2.2.2-11.
35
SB 9.1.2.32, which also equates the sub-pràõas (referred to by Eggeling as ‘vital airs’) with
the Sàman hymns, continuing the theme of association between pràõa and vàc, or lifebreath
and sound, which remains a theme into the Upaniùads.
36
SB 8.1.3.7 notes that there are competing theories over the laying of the breath-holders.

13
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

their roles in the physical body which we see in the Upaniùads and the medical texts.

SB 8.1.3.8-10 explains the links between the sub-pràõas, concluding with the

interesting statement that the builder of the altar ‘makes these vital airs continuous

and connects them; whence these (channels of the) vital airs are continuous and

connected’. We see here perhaps the earliest reference to the nàóã, the subtle channels

through which pràõa is said to flow within the body.

The importance of the fire sacrifice in Vedic tradition is well known 37 , and it is

significant that the five sub-pràõas are employed symbolically in the construction of

the fire altar. As Bodewitz points out, in the Bràhmaõas the very production of fire is

homologised as the coming into existence of the yajamàna’s vital powers, and the

maintenance of the daily fire in the domestic ritual is presented as a way of

maintaining pràõa. 38 Eventually, complex fire ritual diminished in importance in

Vedic tradition, to be replaced by an ‘internalised’ ritual - the pràõàgnihotra - in

which the sub-pràõas played a significant part. While this internalisation of ritual

may have reflected non-Brahmanical influence, as early as SB 11.5.3.8-13 we see

Uddàlaka âruõi teaching øaukeya Pràkãnayogya that knowledge of the sub-pràõas,

and their ‘entry into each other’ is used as a propitiation in the event of the actual

ritual fires being extinguished.

The SB takes notions of pràõa from the Saühitàs and imbues them with even greater

significance. The underlying creative and motivational force that is revered as pràõa

in the AV becomes more specifically deified through association with Vàyu, Agni

37
See, e.g., Flood 1996:40-43.
38
Bodewitz 1973:221.

14
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

and Prajàpati; the sub-divisions of pràõa become more clearly defined, and begin to

be associated with specific functions and/or areas of the physical body; the sub-

pràõas are given a significant role in the construction of the fire altar and, by

extension, in the sacrificial ritual itself; knowledge (and, accordingly, control) of the

functioning of pràõa and its sub-divisions is linked directly to the overarching goal of

early Vedic tradition, namely immortality. In addition, we arguably find the earliest

references to the nàóã as carriers of pràõa, and an internalisation of the sacrificial role

of the sub-pràõas, foreshadowing the speculation about pràõa which we will find in

the Upaniùads.

15
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

3. Pràõa in the Upaniùads

‘Rarely do the Upaniùads present a consistent teaching on any one subject.’

Connolly’s pithy introduction to his study of pràõa in the Upaniùads 39 reminds us that

probably the single most important unifying characteristic of the Vedic Upaniùads is

their constant, but not necessarily consistent, speculation about the nature of

existence. 40 Despite this, in Connolly’s opinion, ‘An examination of all references to

pràõa in the Upaniùads reveals that the prominent view is quite similar to [that of pre-

Upaniùadic texts]; pràõa is the primeval source of all and the immortal inner essence

of individuals which manifests in the body as the various breaths and faculties’. 41 He

readily acknowledges, however, that this is not the only Upaniùadic view of pràõa.

What, then, do the Upaniùads have to contribute to the development of a yogic theory

of pràõa?

As Deussen points out, pràõa in the Upaniùads is ‘a word of very varied meaning’. 42

In places, particularly in the earlier Upaniùads, it retains its characterisation as a form

of ultimate principle 43 , though often in conjunction with others, such as speech 44 ,

39
Connolly 2002:45.
40
References to the ‘Upaniùads’ should, unless otherwise indicated, be taken as references to
the Vedic, or Principal, Upaniùads. Translations from the Upaniùads (other than the Maitrã)
are from Olivelle 1996; translations from the Maitrã Upaniùad, which is omitted from
Olivelle’s collection, are from Roebuck 2000.
41
Connolly 2002:57.
42
Deussen 1899:274.
43
E.g. Bçhadàraõyaka Upaniùad 1.6.3: ‘Clearly, the immortal is breath’; Bçhadàraõyaka
Upaniùad 3.9.9: ‘Who is the one god? Breath. He is called Brahman (pràõa iti sa brahma)’;
Bçhadàraõyaka Upaniùad 4.4.7 ‘.. this non-corporeal and immortal lifebreath (pràõa) is
nothing but brahman...’ ; Chàndogya Upaniùad 4.10.4: ‘Brahman is breath’; Chàndogya
Upaniùad 7.15.1 ‘...all this is fixed to lifebreath (pràõa) as spokes are fixed to the hub’;
Kauùãtaki Upaniùad 2.1: ‘Brahman is breath’ and 3.2: ‘Breath is life. And life is breath.’
44
Chàndogya Upaniùad 1.1.5.
16
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

light 45 , or speech, sight and hearing (the ‘four legs’ of brahman). 46 In Bçhadàraõyaka

1.5.12 it is equated with Indra. Its importance is reflected in the fact that the ä÷à and

Màõóåkya are the only Upaniùads not to mention pràõa. It performs a key role in

creation 47 and at death 48 , and knowledge of pràõa remains at least one route to

immortality.

Among the older Upaniùads, pràõa plays a particularly significant role in the

Kauùãtaki, where it is again equated with Indra 49 , with Amitaujas (the couch of

brahman) 50 and with intelligence. 51 From the future perspective of hañha yoga, the

idea in Kauùãtaki 2.13 that it is not only knowledge of the pre-eminence of pràõa but

‘uniting with it’ that leads to immortality via the realm of the gods is particularly

interesting, as is the idea in 2.5 that, while speaking, a person ‘offers his breath in his

speech’ and while breathing ‘offers his speech in his breath’ as ‘two endless and

deathless offerings’ forming an internally offered sacrifice (pràtardana). 52

A common theme of Upaniùadic speculation on the nature of existence is the

importance of the àtman (or individual self) and its relationship to, and in some

45
Bçhadàraõyaka Upaniùad 4.4.7.
46
Chàndogya Upaniùad 3.18.3-6.
47
E.g. Bçhadàraõyaka Upaniùad 1.2.3, Aitareya Upaniùad 1.2.4.
48
E.g. Kauùãtaki Upaniùad 2.14, Bçhadàraõyaka Upaniùad 1.3.19.
49
Kauùãtaki Upaniùad 3.2.
50
Kauùãtaki Upaniùad 1.5.
51
Kauùãtaki Upaniùad 3.2.
52
See also Bçhadàraõyaka Upaniùad 1.5.23: ‘.... a man should undertake a single observance
- he should breathe in and breathe out.... By doing that he will win union with and the same
world as this deity’. Could this be an early reference to pràõàyàma? Blezer, perhaps a little
tendentiously, argues that it ‘strongly suggests a practice of tranquilization and concentration
by following the natural flow of breath’ (Blezer 1992:34).

17
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

places identity with, brahman (the universal). While, as we have seen, in places in the

Upaniùads pràõa retains the quality of an ultimate principle, sometimes equated

directly with brahman 53 , in others it becomes subordinated to, and often derivative of,

àtman. For example, in the Taittirãya, ‘the self consisting of lifebreath’ is the second

outermost of the five layers or coverings of àtman 54 ; in the Kena the ultimate

principle, brahman, is that ‘by which breathing itself is drawn forth’ 55 ; in Chàndogya

6.5.4, pràõa is a derivative of water which itself is a derivative of the heat emitted by

‘the existent’ (sat) at creation. 56 Despite this, Connolly argues that, in general, pràõa

remains a ‘supreme principle’ in the Upaniùads 57 and that ‘... in some Upaniùadic

circles at least, the concepts of àtman and brahman were developed on the basis of

already existing conceptions of pràõa’. 58 For him, it was the later commentators of

the Sàükhya and Advaita Vedànta schools who emphasised pràõa’s subordination to

àtman and brahman. However he accepts, as he must from an analysis of the texts,

that, in several places, pràõa is not presented on any ultimate level. As with so many

ideas, the analysis of the fundamental - or otherwise - nature of pràõa in the early

Upaniùads presents no consistent picture.

53
See note 43 above.
54
Taittirãya Upaniùad 2.2.1.
55
Kena Upaniùad 1.8.
56
Chàndogya Upaniùad 6.2.3
57
Connolly 1992:50.
58
Connolly 1992:80. Connolly also argues convincingly that Chàndogya 7.16-26 might be a
later interpolation, and that the great hierarchy of principles taught by Sanatkumàra to Nàrada
in Chàndogya 7 might well have originally culminated in pràõa (Chàndogya 7.15.1), with the
subordination to àtman in 7.26 coming subsequently.

18
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

A second role played by pràõa in the Upaniùads is, as breath, as one of the sense

faculties. In Bçhadaraõyaka 1.5.21, Prajàpati created the ‘vital functions’ (pràõa),

which began an immediate competition for superiority, resolved when death captured

all bar the ‘central breath’ (madhyamaþ pràõa). The motif of the sense faculties

competing with each other for superiority, with pràõa emerging victorious, appears in

a number of places in the early Upaniùads. 59 However, in this role, while pràõa is

consistently presented as the most important of the faculties, it is clearly being

considered on a phenomenal level, as that without which life cannot exist, rather than

as an ultimate principle. Nevertheless, it is significant that it is pràõa which wins the

contest, rather than the perhaps more obviously creative functions of mind or (in the

Bçhadàraõyaka version) semen.

The division into sub-pràõas also develops in the Upaniùads. As in the earlier texts,

they do not always appear as a group of five, but they do so with increasing

frequency, perhaps reflecting the statement in Bçhadàraõyaka 1.4.17 that ‘this whole

world, whatever there is, is fivefold’. We have seen in the øatapatha Bràhmaõa the

association of the five with bodily functions 60 : in the early Upaniùads, this association

tends to be replaced with more metaphysical speculations. 61 In Bçhadàraõyaka 3.4,

Yàj¤avalkya equates each of the five with ‘the self of yours that is within all’, in his

59
E.g. Bçhadàraõyaka Upaniùad 6.1.7-14, Chàndogya Upaniùad 5.1.6-15, Kauùãtaki Upaniùad
2.13.
60
See above, p.13.
61
Though the Taittirãya continues a more physical theme, associating pràõa with sight, skin
and the head; apàna with mind, sinew and the left side of the body, vyàna with hearing, flesh
and the right side of the body, samàna with touch and marrow and udàna with speech and
bones - Taittirãya Upaniùad 1.7 and 2.2.

19
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

dialogue with Uùasta Càkràyaõa; in Bçhadàraõyaka 3.9.26, the five are presented,

again by Yàj¤avalkya, as a hierarchical foundation of the àtman, which is said to be

‘founded on’ pràõa, which in turn is founded on apàna, which is founded on vyàna

and so on through udàna to samàna. Chàndogya 3.13 places the five at the five

openings of the heart ‘for the deities’, before going on to equate each of them, other

than udàna, with both a sense faculty and an external homology - pràõa in the east

with sight and the sun, vyàna in the south with hearing and the moon, apàna in the

west with speech and fire, samàna in the north with the mind and rain. Udàna is

equated with the ‘upper opening’ of the heart, with wind and space. The five together

are described as ‘the five courtiers of brahman, the doorkeepers of heaven’ and

knowledge of them in this way is said to lead ultimately to heaven. 62

I mentioned in Chapter 2 the so-called ‘internalisation’ of the Vedic sacrifice: the

replacement of external fire based ritual with more inward looking, perhaps

meditative, practices. Chàndogya 5.19-24 employs the five sub-pràõas as recipients

of the inward looking sacrifice, again following the order pràõa, vyàna, apàna,

samàna, udàna. 63 The person offering his sacrifice without knowledge of the sub-

pràõas is likened to someone offering the sacrifice on the ashes of the fire. 64

In the verse Upaniùads of the ‘middle period’ - Kena, Kañha, øvetà÷vatara, ä÷à and

Muõóaka - pràõa plays a less significant role, though all, apart from the ä÷à, mention

62
Chàndogya Upaniùad 3.13.6
63
Translated by Olivelle as ‘out-breath’, ‘inter-breath’, ‘in-breath’, ‘link-breath’ and ‘up-
breath’ respectively (Olivelle 1996:146-7).
64
Chàndogya Upaniùad 5.24.1. See also Kauùãtaki Upaniùad 2.5 (p.17 above).
20
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

it in some context, and both øvetà÷vatara and Muõóaka mention the five sub-pràõas

as a group, though not by individual names, suggesting that the fivefold division had

by now become well established. 65 By the time of the øvetà÷vatara, the term yoga

had appeared, clearly referring to some form of practice, and øvetà÷vatara 2.9

presents us with a clear reference to the yogic practice of pràõàyàma, the control of

pràõa via the manipulation of the physical breath: ‘Compressing his breath in here

and curbing his movements, a man should exhale through one nostril when his breath

is exhausted’. It is, however, in the late prose Upaniùads, the Pra÷na and Maitrã, that

pràõa again makes a prominent appearance.

The Pra÷na, containing the answers to six questions put to Pippalàda by six Brahmins

‘in search of the highest brahman’, invokes pràõa in its answers to five of them. In the

first, creation is attributed to Prajàpati’s production of substance (rayi) and lifebreath

(pràõa). Pràõa is equated with the sun, the bright fortnight of the month and the day

(in contradistinction to the moon, the dark fortnight and the night). The second deifies

a fivefold pràõa as the most important of the bodily functions, repeating the

Chàndogya’s analogy of everything being fixed to pràõa, as spokes to the hub of a

wheel, and, in a manner reminiscent of the Atharva Veda, ending with a hymn to

pràõa, venerated as Indra and Rudra and containing the whole world in its power. 66

Although this prompts recollection of pràõa as a form of ultimate principle, the answer

65
Muõóaka 3.1.9 talks of the subtle self into which the breath had ‘entered in five ways’;
øvetà÷vatara 1.5, among many descriptions of brahman, talks of brahman as a river ‘whose
waves are the five breaths’.
66
Pra÷na Upaniùad 2.5-13.
21
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

to question 3 makes clear that pràõa ‘arises from’ àtman. 67 In a well known analogy,

the cosmic pràõa assigns the five sub-pràõas to ‘their respective places’ as a king

appoints administrators to the regions of his kingdom. Here, only three are assigned to

the physical body - apàna to the anus and sexual organ, pràõa to the mouth and

nostrils, as well as sight and hearing, and samàna to the mid-region, responsible for

digestion. Although we have seen in earlier Upaniùads the association of the sub-

pràõas with sense faculties and body parts, this is the earliest Upaniùadic association

with internal bodily functions such as digestion and (in the case of apàna) evacuation.

These associations play an important role in the medical texts, and it may be that, in

the Pra÷na, we see an example of the cross-fertilisation of medical and metaphysical

thought which I will argue come together again in hañha yoga.

The answer to the third question provides another early reference to the nàóã. Udàna

is said to rise through one of these nàóã (not identified, but possibly suùumnà ) to

conduct the person at death to the appropriate rebirth, determined by his actions in

this life. Knowledge (and, therefore, control) of the sub-pràõas is again stated to lead

to immortality. 68 The answer to the fourth question hearkens back to the øatapatha

Bràhmaõa associations of the five sub-pràõas with the fire altar. Here, the breaths

which keep a sleeping person functioning are equated with the sacrificial fires.

Finally, the answer to question six refers to pràõa as the source of faith, the five

elements, the senses, mind and food.

67
Pra÷na Upaniùad 3.3.
68
Pra÷na Upaniùad 3.12.
22
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

Although we have noted the early references to the practice of yoga in the

øvetà÷vatara (and, though pràõa is not mentioned in that context, in the Kañha), the

Maitrã is the first Upaniùad to present a systematised yoga practice. It is important to

note that the majority of references to yoga (and pràõa) in the Maitrã come in Book 6,

which is widely considered a late addition to what is already a late Upaniùad 69 , with

the result that these references may be broadly contemporaneous with - or even later

than - the exposition of yoga in the Yoga Såtra. Nevertheless, as we shall see, pràõa

plays a much more prominent role in the Maitrã compared to that which it is given in

theYoga Såtra.

The opening of the Maitrã is an interesting reference to Vedic sacrifice, explaining

that, after building the fire altar, the yajamàna should meditate on àtman, in the form

of pràõa. 70 We see here a reference not just to an internalisation of the sacrifice, but a

suggestion of an equivalence of pràõa with àtman as an ultimate principle. Maitrã 2.6

repeats the story of Prajàpati, at creation, animating creatures by making himself into

pràõa and entering into them as an animating force, where he divided himself into the

usual five sub-pràõas. Here, however, samàna is directly associated with digestion,

apàna with evàcuation, and udàna with bringing up or swallowing down what is eaten

or drunk.

The long Book 6 of the Maitrã, somewhat in contradiction to Book 1, presents àtman

as twofold - pràõa and the sun - with pràõa representing the ‘inner self’. The sacrifice

69
Roebuck 2000:xxvi.
70
Maitrã Upaniùad 1.1.
23
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

to the breaths of the Chàndogya, and other places, is recalled in 6.9; in 6.18 we find a

six limbed yoga, in which the first limb is pràõàyàma. For the first time, in 6.21, we

find a specific reference to suùumnà nàóã, which plays such a pivotal role in hañha

yoga. Here, it is said, suùumnà ‘goes upward together with the breath’; ‘when it is

joined with the OM and the mind, the breath can go out by it’ with the ultimate result

of kevalatva, translated by Roebuck as ‘absoluteness’ but having the same

etymological derivation as the kaivalya which is the end point of yoga in the Yoga

Såtra.

We have seen, therefore, that pràõa features prominently in the Upaniùads, but in a

number of guises. As in pre-Upaniùadic texts, it is in places presented, sometimes

alone and at other times in conjunction with another or others, as a ‘fundamental

principle with phenomenal manifestations’ 71 , knowledge of which leads to

immortality. However, over time, it becomes subordinated in importance in this

respect to àtman, which shares the same vital nature, and of which pràõa comes to be

seen not as an equivalent but as ‘the embodiment and the manifestation’. 72 Even in its

renaissance in the Pra÷na Upaniùad, it is explicitly said to ‘arise from’ àtman. At a

second level, pràõa is analysed, as breath, as the most important of the bodily

functions. In its division into five sub-pràõas, it is both the subject of metaphysical

speculation, as well as, particularly in the later Upaniùads, associated with bodily

parts and functions. Of particular relevance to hañha yoga, we see in the øvetà÷vatara

a clear reference to pràõàyàma, and, in the Pra÷na and Maitrã, references to the flow

71
Connolly 1992:96.
72
Mitchiner 1982:283.

24
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

of pràõa through subtle channels within the body. What we have yet to see evidenced

- though we should not rule out the possibility that we simply have no surviving

sources - is the use of àsana, mudrà or bandha in the nascent practices of yoga, or the

actual manipulation of pràõa through yoga practice in any form other than through

retention of the breath. 73

73
In focussing on the Vedic and âyurvedic roots of the hañha yoga theory of pràõa, I have not
paid particular attention to the group of texts known as the Yoga Upaniùads, which are later
texts, not considered ÷ruti, and generally more sectarian. However, it is worth noting that these
do include descriptions of pràõàyàma practice, of the major nàóã and, as Eliade puts it, of ‘a
process of transferring the human body into a cosmic body’ in which ‘subtle physiology’ takes
the place of ‘fossilized ritualism and metaphysical speculation’ (Eliade 1958:135), all of which
foreshadow hañha yoga. See also Zysk 1993:209. It is also worth noting that pràõa does not
escape the notice of the compilers of the Mahàbhàrata, where the Anugãtà section of the
A÷vamedhaparvan contains a variant on the Upaniùadic story of the contest between the vital
functions, presenting a contest between the five sub-pràõas which is resolved by Brahma
determining that none is superior, but that ‘all are foremost in their own spheres, and all
possess special attributes’ (Mahàbhàrata 14.23.10, translation Ganguly 1883-96). In the
Bhagavad Gãtà, Kçùõa refers to the offering of ‘the in-breath in the out-breath’ and ‘the out-
breath in the in-breath’ in 4.29, reminiscent of Bçhadàraõyaka Upaniùad 1.5.23 (note 52
above) and perhaps foreshadowing the hañha yoga uniting of pràõa and apàna; putting of the
breath in the head as part of the path to ‘travel the highest way’ in Bhagavad Gãtà 8.12 may
also be a precursor to the hañha yoga idea of pràõa rising up suùumnà. (Translations from the
Bhagavad Gãtà are from Patton 2008.) In the Dharmasåtras, control of the breath is presented
frequently as a form of penance or as a form of purification before studentship, ritual or taking
food - see, e.g., âpastamba Dharmasåtra 2.12.15, Gautama Dharmasåtra 1.49, 24.10,
Baudhàyana Dharmasåtra 1.11.41, 2.7.6, 3.4.5. Although presented as a penance, Vàsiùñha
Dharmasåtra 25 expressly refers to the control of the breath as part of yoga practice.
Baudhàyana Dharmasåtra 2.12 describes the householder’s offering to the five sub-pràõas
before and after eating.

25
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

4. Pràõa in the Indian Medical Texts

At around the time that the earlier Upaniùads were speculating on more metaphysical

aspects of pràõa, an Indian medical tradition, which came to be known as àyurveda,

was developing. As early as the èg Veda, there was evidence of medical practice in

India 74 , and the Atharva Veda contains numerous invocations (or, as Bloomfield calls

them, ‘charms’) designed to ward off or cure a variety of diseases. Many proponents

of àyurveda 75 use these references, and the tradition that the Vedic A÷vin twin deities

were early ‘divine doctors’ 76 , to support their claim for a continuity of medical

tradition from the Veda into the classical texts of àyurveda, notably the Caraka

Saühità and the Su÷ruta Saühità. Others dismiss this as, in Chattopadhyaya’s

memorable phrase, ‘but a cobweb of pedantry fabricated with tissues of oblique

hints’ 77 , or, in Wujastyk’s more measured terms, ‘for the most part [the medical ideas

and practices preserved in the early Vedic religious literature] do not form an obvious

precursor to the system of classical àyurveda’. 78 Even Filliozat acknowledges the

existence of a medical tradition in early Buddhism 79 , and there is certainly

persuasiveness in the argument that àyurveda, while having points of contact with

Vedic tradition, emerged substantially from ÷ramana sources. 80 The same is often

said of yoga: the three Upaniùads which explicitly refer to yoga practice - Kañha,

øvetà÷vatara and Maitrã - almost certainly post-date the life of the Buddha and the

74
E.g. the hymn to healing plants at èg Veda 10.97.
75
E.g. Jean Filliozat.
76
Wujastyk 1998:46.
77
Chattopadhyaya 1977:253.
78
Wujastyk 1998:xxix.
79
Filliozat 1949:7.
80
Zysk 1998 presents a detailed study of this.

26
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

rise of other heterodox traditions, and the evidence for Buddhist influence in the

Yoga Såtra is strong. 81 The possibility that, in the case of both àyurveda and yoga,

the Brahmanical tradition adopted heterodox practices and ideas and sought to give

them Vedic legitimacy can certainly not be ruled out.

It is important to remember that the medical tradition was a tradition of physical

healing, with no overt metaphysical or religious dimension. 82 Its concern was

physical well-being, not any form of spiritual liberation. 83 Irrespective of its origins,

it was perhaps inevitable that, at a time of early scientific exploration, there would be

tensions between the ‘worldly’ doctors and the ‘other-worldly’ priestly castes, as

direct, empirical knowledge was seen as a threat to more ‘mystical’ knowledge.

Chattopadhyaya points out that the practice of medicine is frowned on in the dharma

texts 84 and that, in the Upaniùads, ‘a blanket of total silence is drawn... on medical

science’. 85

81
La Vallée Poussin 1936/7 analyses possible Buddhist references in the Yoga Såtra in detail.
82
Subbarayappa 2001:135 contrasts this with ancient Egyptian medicine, which he considers
‘essentially a belief system’.
83
While, in early Vedic times, the prolongation of earthly life (along with the maximisation of
post-mortem time in heavenly realms) was an important concern, by the time of the Upaniùads
and the medical texts, there was a decisive shift towards the goal of ‘liberation’ in the form of
escape from the cycle of death and rebirth (saüsàra).
84
In the Baudhàyana Dharmasåtra, ‘practising medicine’ is included in a list of ‘secondary
sins causing loss of caste’ (2.2.13) along with ‘teaching dance’ and ‘violating virgins’, the
punishment for which was to live as an outcaste for two years (Olivelle 1999: 169). In the
Mànavadharma÷àstra ‘medicine’ is an occupation ‘despised by the twice-born’ (10.46-47)
(Olivelle 2004:183).
85
Chattopadhyaya 1977:277. In Sanatkumàra’s teaching to Nàrada in Chàndogya Upaniùad 7,
all Nàrada’s scientific learning is dismissed as ‘nothing but name’, and true knowledge of the
self presented in a hierarchy culminating in pràõa.

27
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

For all the tension between science and religion, and questions about the origins of

the medical tradition, the fact that, through the internalisation of sacrifice, the body

itself had become the seat of sacrifice, and the breath(s) the offering, meant that

interest in the ‘internal workings’ of the body grew in both traditions. 86 Although

there was some overlap, the Upaniùads broadly took on the role of metaphysical

speculation; the medical tradition the role of physical enquiry. Both shared a common

interest in pràõa. 87

As with the Vedic texts, the medical texts do not always present an internally

consistent analysis. In Caraka Saühità 1.7.12, for example, the ‘vital breaths’ are

located in the head; in 1.30.11, they are located in the heart. What they do present,

however, is a categorisation of physical disorders based around the principle that

each of the five sub-pràõas has a ‘seat’ in the human body and a particular function to

perform. When each of them is located in its seat and functioning properly, the body

is sustained in good health. 88 If any of them is ‘deranged’, the body will be affected

with a disorder related to the seat and/or function of the respective sub-pràõa which

‘may quickly take life away’. 89

The Caraka and Su÷ruta Saühitàs differ only slightly in their presentation of the sub-

pràõas, Caraka 6.28 going into more detail than Su÷ruta 2.1, which, interestingly for a

86
White 1996:184; Zysk 1993:206.
87
As Sharma and Keswani put it ‘if the Vedic Saühitàs do not offer a systematic explanation
[of pràõa], they at least give the technical vocabulary, which, later on has been fully developed
in the classical texts of Charaka and Sushruta’ (Sharma and Keswani 1974:55).
88
See, e.g., Caraka Saühità 6.28.5-11.
89
Meulenbeld 1999-2002 Vol. 1A: 76.

28
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

medical text, presents the ‘holy wind’ as ‘God’. 90 The following table gives a brief

summary of their respective locations and the principal types of ailment caused by

their ‘derangement’. 91

Pràõa Head, chest, tongue, mouth Hiccups, wheezing


and nose. and similar
ailments.
Udàna Umbilical region, chest and Ailments ‘located
throat. above the
collarbone’.
Samàna ‘Near the internal fire’ (i.e. Abdominal
stomach). swelling, diarrhoea
and poor digestion.
Vyàna The whole body. Ailments of the
whole body.
Apàna Pelvis, intestines, Ailments of the
reproductive organs, thighs, bladder and anal-
groins, rectal region. rectal region.

It is also worth noting that, unlike in Vedic tradition, pràõa in àyurveda became

associated with inhalation and apàna with exhalation 92 , though the medical texts

contain no references to specific breathing techniques. 93

As Smith points out, although Vedic and àyurvedic thought may have had different

origins and took different paths with different emphases, the commonality of some of

their underlying principles provides us with parallel systems, which, for all the

90
Wujastyk 1998:116.
91
Summarised from Meulenbeld 1999-2002 and Wujastyk 1998. Both Caraka and Su÷ruta
present long lists of ailments caused by disruption of the sub-pràõas, depending in part on the
cause of disruption. See also Zysk 2007:S109-100 and 2007:S111 which sets out a similar
summary based on the more detailed analyses of the Aùñàïgahçdaya Saühità and
Aùñàïgasaügraha of the 7th - 8th centuries CE.
92
Subbarayappa 2001:139.
93
Zysk 1993:211.

29
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

underlying science/religion tension, seem more complementary than competitive. 94

We have seen as far back as the øatapatha Bràhmaõa a division of pràõa into five,

and, in the construction of the fire altar, the association of the sub-pràõas with body

parts and sense faculties. In the later Upaniùads - particularly the Pra÷na, which is

itself late enough to have benefitted both from ÷ramana influence and the influence of

early àyurveda 95 - we have seen an association with internal bodily functions riding

alongside pràõa as a more ontological principle, deriving directly from àtman. In the

medical texts, we see, as we would expect, a detailed analysis of their association

with the physical body and its ailments. The next question to consider is how the

classical yoga tradition of Pata¤jali accommodated this developing theory of pràõa.

94
Smith 2007:100.
95
Wujastyk argues that the system of àyurveda was probably in recognisable form by about
450BCE (1998:xvi), two or three centuries earlier than the likely date of the Pra÷na Upaniùad.

30
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

5. Pràõa in Sàükhya, Advaita Vedànta and the Yoga Såtra

Before considering the Yoga Såtra, it is worth taking a detour into two of the most

influential orthodox dar÷anas, Sàükhya and Advaita Vedànta, for Sàükhya

philosophy underpins the Yoga Såtra to a significant extent, and Advaita philosophy

was reflected in several yoga texts and teachings after the Yoga Såtra 96 , as well as

purporting to be primarily a school of Upaniùadic exegesis.

The principal extant text of classical Sàükhya, the Sàükhya Kàrikà of ä÷varakçùõa 97 ,

despite its detailed analysis of the material world (prakçti) into 24 tattvas, mentions

pràõa only once, in verse 29, where the ‘common function’ of the three layers of

mind (mahat or buddhi, ahaükàra and manas) is said to be ‘to support or maintain the

[five] vital airs’. 98 It is perhaps surprising that, given its prominence in the Vedic

texts, pràõa is not itself one of the tattvas of Sàükhya, though Sàükhya’s radical

dualism may not have had a comfortable place for Connolly’s ‘fundamental principle

with phenomenal manifestations’. 99 Instead, the ontological status of the ‘vital airs’

is left unstated, though their place in verse 29 suggests greater importance than as

simple sub-divisions of the gross element vàyu, or air. Penner argues that Sàükhya’s

mahat could be equated with pràõa as ‘the support of all’, but he acknowledges that

96
E.g. the Yoga Vàsiùñha, attributed to Vàlmãki, but more probably dating from around the
sixth century CE - see the detailed analysis in Atreya 1936:6-11.
97
Although probably originating slightly later than the Yoga Såtra, it s generally accepted that
the Sàükhya presented by ä÷varakçùõa is older than the yoga presented by Pata¤jali (Hiriyanna
1993:268). It is also accepted that the Sàükhya presented in the Sàükhya Kàrikà may well
differ from those originally expounded in earlier texts, including the now lost root text of
Sàükhya, the Såtra attributed to Kapila.
98
Sàükhya Kàrikà 29, translation Niranjanananda Saraswati 2008.
99
Connolly 1992:96.

31
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

there is no textual evidence to support that link. 100 Connolly also refers to, but

dismisses, this argument, concluding, while acknowledging Kàrikà 29, that pràõa ‘in

reality has no place in Sàükhya’. 101

For Advaitins, pràõa also presented a conceptual difficulty, for its dynamic nature

and its foot in both phenomenal and spiritual camps made it just as unpalatable for a

strict non-dualist as for a strict dualist. We have seen that, in the Upaniùads, pràõa in

places retained the quality of a quasi-ultimate principle, while in others it was clearly

subordinated to àtman. Through àyurveda, it played an important role in the analysis

of the physical body. Conceptually, for the non-dualist, in that capacity it must

operate as an illusory manifestation of brahman and cannot share the fundamental

role ascribed to àtman, as brahman, the ultimate reality. Connolly argues that, largely

for these reasons, pràõa’s role in Advaita thought was ‘deemed problematic’ and

consistently marginalised 102 , though in Advaita yoga texts, such as the Yoga

Vàsiùñha, to which Connolly does not refer, pràõa retains a role as a dynamic life

giving bodily principle which can be harnessed as a tool to assist on the path to

mokùa.

Turning to the Yoga Såtra (YS) themselves, we find pràõa mentioned directly in only

five of the 195 (or 196) verses. The såtra format presents an immediate difficulty, in

that the terseness of the text may mask a great deal which its compilers chose to ‘take

100
Penner 1966:289. Freeman, who is one of the most highly respected contemporary western
yoga teachers, also considers them to be ‘very close’ (Freeman 2004).
101
Connolly 1992:163.
102
He questions whether it is significant in this context that øaõkara did not compose a
commentary on the Kauùãtaki Upaniùad, which, as we have seen, equates brahman and pràõa
in verse 2.1.

32
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

as read’ or to leave to oral transmission: just as the few references to àsana may mask

a sophisticated range of postures of which we have no textual evidence until centuries

later, so the few references to pràõa may be based on an assumption of knowledge of

the various presentations of pràõa in the Vedic and àyurvedic texts. Conversely, the

paucity of references to pràõa might just as easily be a reflection of the downplaying

of pràõa in Sàükhya philosophy.

In YS1.34, the process of exhaling and retaining pràõa is given as one means of

gaining mental stability. There can be little question that pràõa here means anything

other than physical breath, though the link of pràõa to mind goes back to the

Chàndogya Upaniùad. 103 YS2.29 lists the famous ‘eight limbs’: an eight step path

towards kaivalya, the liberation from the samsàric cycle which arises through

realisation of the ultimate separation of puruùa (spirit) and prakçti (matter). Of these

limbs, the fourth is pràõàyàma, almost universally translated as ‘breath control’.

Beyond pràõàyàma lie the four internal limbs: pratyàhàra (sense withdrawal),

dhàraõa (concentration), dhyàna (meditation) and samàdhi (absorption). In 2.49-50,

pràõàyàma is presented as the ‘regulation of the incoming and outgoing breaths’

according to ‘place, time and number’. 104

It is clear that pràõàyàma in the YS is a preparatory practice helping to prepare the

mind for the ever more internal limbs which lie ahead. 105 The final two references to

pràõa are to two only of the five sub-pràõas - udàna and samàna - in 3.39 and 3.40

103
Chàndogya Upaniùad 6.8.2: ‘... the mind... is tied to the breath’.
104
Bryant 2009:289.
See, e.g., YS 2.52: [through pràõàyàma] ‘the mind becomes fit for concentration’ (Bryant
105

2009:296).

33
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

respectively. Book 3 of the YS is largely devoted to ‘mystic powers’ (siddhi)

allegedly available to the practitioner who masters the later, internal, limbs. In 3.39,

mastery of udàna is said to give, amongst other things, the power to levitate, and, in

3.40, mastery of samàna to lead to radiance (jvalanam). None of apàna, vyàna or

pràõa (as a sub-pràõa) features in the YS.

The fact that udàna and samàna are mentioned without elaboration suggests that the

compiler of Book 3 felt comfortable assuming an understanding of the sub-pràõas, at

least in broad terms. Nevertheless, neither is mentioned in the context of the yogic

path presented in the YS: rather, their mastery is presented peripherally as leading to

the sort of powers which YS3.37 makes clear can be obstacles to samàdhi, the final

limb of the path. In the earlier verses referring to pràõa, it is hard to read the term as

meaning anything more than physical breath, control of which is seen either (in 1.34)

as a way of stabilising the mind or (in 2.29) as just one of the steps on the way to

kaivalya. Pràõàyàma is couched very much in terms of breath retention, whether of

inhalation or exhalation. While we must not rule out the terseness of the såtra format

masking an implicit understanding of a sophisticated theory of pràõa 106 , on the face

of it neither Upaniùadic knowledge of the functioning of pràõa nor detailed practices

aimed at manipulating pràõa appear to play any meaningful part in Pata¤jali’s path to

liberation.

And, of course, the relationship between breath and pràõa is such that control of one will
106

necessarily affect the other.

34
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

6. The hañha yoga synthesis

Several centuries passed between the Yoga Såtra and the principal hañha yoga texts to

which we can attribute dates with any degree of confidence - beginning perhaps with

the Gorakùa øataka. 107 During that period, a hugely significant development in

Indian philosophical thought was the rise of tantra. A discussion of tantra is beyond

the scope of this dissertation, but its principal significance for present purposes is a

switch of worldview from both the fundamental dualism of Sàükhya, where the

manifest world of prakçti was seen as ultimately distinct from the spiritual realm of

puruùa, and from the Advaita view of the manifest world - including the body - as an

illusory manifestation of brahman. Although it is difficult to generalise about tantric

philosophy, a common feature of tantric thought was that ‘the body is divine and

contains... within it...the cosmic polarity of the male deity and his consort... Their

union within the body is the symbolic expression of liberation’. 108 The physical

body, accordingly, shifted from being perceived as belonging to the realm of prakçti

or màyà, and, through both its inherent divinity and specific practices of

‘divinisation’ 109 , became an important tool on the path to liberation. 110 As a corollary,

107
The dating of the Yoga Yàj¤avalkya is controversial. Mohan (undated:19) places its origin,
though perhaps not the text itself, to ‘the period between the second century B.C.E. and fourth
century C.E.’; Feuerstein (1998:422) believes that it cannot pre-date 400CE, putting it at the
very end of the likely date range of the Yoga Såtra, and may be as late as 1300 CE (1998:450).
108
Flood 1996:160.
109
For example, the fixing of mantras on, and visualisation of deities in, different parts of the
body. Flood 2006 discusses this passim, but particularly at 113-119.
110
The term ‘liberation’ is used generically to refer to the notion of escape from the cycle of
saüsàra, though its nature and means is presented differently in different philosophical
traditions. Liberman stresses that hañha yoga is commonly thought to have originated through
the experimentation with body and breath carried out by the Nàths, whose ‘research involved
extensive exploration of the inner environments of the body and their effects on
consciousness’ (Liberman 2008:104). Gupta (1979:165) on the other hand points out that

35
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

the Sàükhya and Advaita objections to pràõa as a manifest expression of a quasi-

ultimate principle fell away.

There is little doubt that this shift underlay the practices of hañha yoga. 111 While ‘the

corpus of hañha-yogic texts is not a doctrinally coherent whole’ 112 and ‘does not

‘belong’ to any one single school of Indian thought’ 113 , the ‘transmutation of the

human body into a vessel immune from mortal decay’ 114 through specified practices -

particularly of àsana and cleansing practices - is a universal within hañha yoga .

Similarly, meditation on, and manipulation of, pràõa was a well known tool within

tantric practice. 115

Although not the earliest hañha yoga text, the Hañha Yoga Pradãpikà (HYP) is

generally considered to present the most comprehensive and systematic analysis. The

HYP makes clear from the outset that the path which it presents is ‘solely for the

attainment of ràja yoga’ 116 , in other words that its goal is that of the Yoga Såtra, but

its approach to that goal is very different. For the hañha yogin, the key to stilling the

turnings of the mind and attaining samàdhi is the control of pràõa, most specifically

the focussing of pràõa into suùumnà nàóã. 117 As Varenne says, pràõa becomes ‘the

heart of the yoga doctrine’, ‘the motive force of spiritual progress’ and ‘the catalyst

that triggers the alchemical process by which the profane aspirant is transmuted into a

hañha yogins are not considered ‘true’ tantrics, as they are considered too focussed on the
physical body.
111
See, e.g., Singleton 2010:27, Mallinson 2005:113.
112
Mallinson 2005:113.
113
Singleton 2010:27.
114
Singleton 2010:28.
115
See, e.g., Flood 1993:262-3.
116
HYP 1.2.
117
Cf. Maitrã Upaniùad 6.21 - see p. 24 above.

36
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

true yogi’. 118 Or, as Feuerstein puts it, ‘through the process of pràõa regulation, a

state of inner balance is achieved which creates the continuum necessary for

meditative absorption’. 119 In order for pràõa to be brought into suùumnà, the nàóã

must be cleansed, or purified, and the starting point for that purification is the

purification of the physical body through the practice of àsana and the observance of

certain dietary requirements. Once àsana has been mastered, the practitioner proceeds

to pràõàyàma (which here connotes not just the breath retention of the Yoga Såtra,

but specific practices which manipulate the flow of the breath), bandha (practices

which ‘lock the pràõa in a certain area’ 120 ) and mudrà, energetic ‘seals’.

Among the bandha practices prescribed by the HYP, two are particularly important.

Uóóãyàna bandha is described as ‘the drawing up of the intestines above and below

the navel’ 121 which causes pràõa to ‘fly through suùumnà’ 122 , leading to longevity and

the conquering of death. When mastered, ‘emancipation flows naturally’. 123

Although not expressly presented as such in the HYP, it seems obvious that this is a

practice designed to stimulate samàna, and it is certainly treated as such in

contemporary yoga. ‘Pressing the perineum with the heel, contract[ing] the anus and

draw[ing] the apàna upwards’ is måla bandha 124 , by which the downward moving

apàna is ‘made to go upwards’ (i.e. into suùumnà) leading to ‘a union of the pràõa

and the apàna’, and thereby to a form of psychic heat which awakens the body’s

118
Varenne 1976:158.
119
Feuerstein 1974:98.
120
Vishnu-devananda 1987:101.
121
HYP 3.57.
122
HYP 3.55.
123
HYP 3.60.
124
HYP 3.61.

37
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

dormant energy (kuõóalinã) and directs it into suùumnà . 125 A third bandha,

jàlaüdhara, practised by constriction of the throat, is said to prevent pràõa flowing

‘the wrong way’ (i.e. downwards) 126 and is generally treated as stimulating udàna.

Once pràõa is concentrated in suùumnà, so too, it is said, is the mind focussed and

samàdhi may ensue.

Although uóóãyàna and jàlaüdhara bandhas are generally presented as stimulating

samàna and udàna respectively, the HYP makes no direct mention of samàna, udàna

or vyàna. Its focus is on the uniting of pràõa and apàna, reflecting the tantric union of

male and female principles as ‘the symbolic expression of liberation’. 127 Other hañha

yoga texts, however, make more of the sub-pràõas. The Gorakùa øataka describes the

nàóã system in much more detail than the HYP, before describing ten vital breaths -

the traditional five together with five more. 128 The physical locations of the

traditional five correspond exactly, though in abbreviated form, to their locations

according to the medical texts: pràõa in the chest, apàna in the region of the rectum,

samàna in the region of the navel, udàna in the throat and vyàna pervading the whole

body. 129 The øiva Saühità refers to the same ten, with the main five having the same

physical locations and only slight variations in the minor five. Nevertheless, both

125
HYP 3.62-68.
126
HYP 3.72.
127
Flood 1996:160 - see page 35 above.
128
Nàga, kårma, kçkara, devadatta and dhana¤jaya , responsible respectively for eructation,
winking, sneezing, yawning and pervading the body after death - Gorakùa øataka 36-37. Note
that these additional sub-pràõas are not found in the medical tradition (Zysk 1993:210).
129
Gorakùa øataka 34-35.
38
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

texts agree with the HYP that the key to yogic liberation is the ‘union’ of pràõa and

apàna. 130

The fundamental principles of hañha yoga, therefore, are (a) that the human body is

an inherently divine vehicle which can be used as a tool towards liberation; (b) that

the starting point is the ‘purification’ of the physical body, both to enable the

practitioner to cope with the rigours of some of the later practices and to cleanse the

nàóã 131 ; and (c) that, in order to bring about the stillness of the mind required for

samàdhi, pràõa (and the various sub-pràõas) can be manipulated in order to

concentrate pràõa in suùumnà. For the hañha yogin, unless pràõa is controlled, there

can be no control of the mind and, therefore, no liberation through yoga. 132 As

HYP4.6 says, ‘When the pràõa is without movement... the state of harmony... arising

is called samàdhi.’

I have noted already that the locations of the five main sub-pràõas in both Gorakùa

øataka and øiva Saühità correspond exactly, albeit in abbreviated form, to those of

the Caraka and Su÷ruta Saühitàs. 133 I would argue that the prominence given to the

physical body in hañha yoga, as a result of the shift in philosophical conception

promoted by tantra, necessarily brought with it an awareness of the results of the

enquiry into the body which had begun in the early medical texts. There is no

130
See, e.g., Gorakùa øataka 41, øiva Saühità 2.63, 3.42, 3.65.
131
Werner points out too that ‘in the process of bodily training, the mind is trained as well, for
the Yogi develops through it a high degree of self-control and determination’ (1977a:148).
132
Cf. the Yoga Såtra, which, aside from the eight limbs, presents other paths to samàdhi and
kaivalya which do not refer to pràõa (e.g. YS2.1).
133
Interestingly, the possibly earlier Yoga Yàj¤avalkya presents their locations quite
differently. Yoga Yàj¤avalkya 4.50-57 places vyàna in the ears, eyes, neck, ankles, nose and
throat, udàna in all the joints and has samàna pervading the whole body. With some variations
of detail, pràõa and apàna are broadly in their usual places.

39
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

suggestion that, by this stage, Indian medical practitioners were outcastes, as they

were at the time of the dharma texts. 134 This inevitably included the àyurvedic view

of pràõa and the sub-pràõas which, as we have seen, are, when located and

functioning properly, key to the proper functioning of the body. For the hañha yogin,

only when the body is healthy can the process of yoga begin. It seems logical,

therefore, that the proper functioning of pràõa according to the medical tradition

formed an integral part of the understanding of the purification of the body in hañha

yoga.

That the hañha yogins were conscious of medical influences can be seen in the texts,

not just in the frequent, often hyperbolic, references to specific practices leading to a

generic freedom from disease, but in references to specific diseases being cured by

hañha yoga practices. 135 The HYP’s detailed dietary strictures 136 may also reflect the

medical tradition, in which great attention is given to diet. Perhaps even more

significantly, the detailed cleansing practices (kriyà) prescribed by the HYP 137 are

expressly stated to be unnecessary for those whose three humours (doùa) are

balanced 138 , a direct reference to what is probably àyurveda’s most fundamental

diagnostic principle.

For the hañha yogin, therefore, an understanding of the medical approach to pràõa

was a necessary prerequisite to embarkation on the hañha yoga path. Given that the

134
See note 84 above.
135
E.g. in Gorakùa øataka 62 which describes the practice of mahàmudrà as curing
‘consumption, leprosy, constipation, enlargement of the spleen’.
136
HYP 1.58-60.
137
Dhauti, basti, neti, tràñaka, nauli and kapàlabhàti - HYP 2.22 et seq.
138
HYP 2.21.

40
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

philosophical objections to pràõa as both a manifest force and a quasi-ultimate

principle had, in the tantric context of hañha yoga, dropped away, and that the control

of pràõa was part - even if a relatively minor one - of the path of the Yoga Såtra, it

must be arguable that the hañha yogins, having recognised the importance of pràõa at

the physical level, reawakened its exploration at the metaphysical, acknowledging its

Upaniùadic roles as, if not an absolute principle, a ‘support’ of àtman, and as the

focus of internalised ritual 139 , and understanding that its knowledge and control could

be harnessed towards the realisation of àtman via the yogic goal of samàdhi. 140 In

other words, hañha yoga saw a reversal of the bifurcation of the speculation about

pràõa seen at the time of the Upaniùads and early medical texts, and brought about a

synthesised approach to pràõa capable of assisting in both physical transformation

and spiritual liberation, in the process returning pràõa to its place of importance as

that on which everything is fixed ‘as spokes on the hub’. 141

139
Yoga practice being, particularly under tantric influence, a form of internalised ritual.
140
Zysk (1993:212) argues that yoga and àyurveda developed separate, though parallel,
theories of pràõa and that the ‘blending of Yoga and âyurveda in a single treatise occurs quite
late’, referring here to the 16th century âyurvedasåtra. While that may be the earliest explicit
‘blending’, with respect to him, I feel that he underplays the likelihood of earlier cross-
fertilisation.
141
Pra÷na Upaniùad 2.6.
41
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

7. Conclusion

According to the teachings of yoga, ‘in the state in which the mind is active, the true

nature of consciousness and existence cannot be perceived’. 142 For Pata¤jali, the

answer was to focus directly on stilling the turnings of the mind. The hañha yogins,

however, acknowledged the difficulty of stilling the mind and added ‘the dimension

of pràõa to the scenario’ 143 , understanding that pràõa control led to mental control.

However, I hope to have shown in this dissertation that the idea that controlling pràõa

led to some form of desirable spiritual goal was not a new one. Rather, knowledge

(and, therefore, control) of pràõa (including the sub-pràõas) had since early Vedic

times been lauded as leading to immortality. Indeed, in early Vedic times, pràõa was

reverenced as a quasi-ultimate principle, so it was natural that knowledge of it was

seen as promoting the ultimate spiritual end. As ritual practices became

‘internalised’, it was pràõa that formed the focus of that internalised practice. Even

though its role as a quasi-ultimate principle began to be subordinated to àtman and

brahman, it retained an important role through the late Upaniùads, and the notion that

controlling pràõa was a significant part of spiritual practice was never lost, though it

took a more minor role in the yoga of the Yoga Såtra.

As the Indian medical tradition developed, pràõa, which had long been an indicator

of life, was harnessed in the forms of the sub-pràõas as an indicator of physical

health. The extent to which the two traditions - medical and spiritual - overlapped or

communicated in the early days is a subject of debate, but it is clear that they shared

142
Connolly 2007:197.
143
Ibid.

42
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

certain common ideas. By the time of hañha yoga, the physical body had become an

acceptable tool for liberation, as a result of which the medical analysis of pràõa as an

indicator of health clearly came into the yogic realm, and there was a re-awakening

of enquiry into pràõa as the focus of the ‘ritual’ of yoga practice, an important

spiritual tool which, perhaps for philosophical reasons, had been marginalised in

orthodox Sàükhya and Advaita circles.

‘The ways in which yoga practitioners... have approached issues... have been

significantly shaped by changing needs, circumstances and conditions’. 144 Clearly the

way in which Indian - especially yogic - thought has approached pràõa has been

shaped by such matters as developing notions of the fundamental grounds of

existence, tensions between religious and scientific speculation and investigation, and

different theories of the nature of manifest existence. In this dissertation I hope to

have shown that the hañha yoga harnessing of pràõa as a means to liberation has

roots partly in medical tradition, but also in the importance of vitalistic concepts in

the Vedic view of creation, the symbology of the sacrificial altar and the

internalisation of sacrifice in the Upaniùadic speculations. Hañha yoga presents a

‘coming together’ of many of these fields of enquiry for, as Stern says, ‘Good health

and the attainment of self-knowledge are often interconnected, and are..., according

to yoga, inseparable’. 145

Graham Burns
September 2010

144
De Michelis 2008:25.
145
Stern 2005:106.

43
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

APPENDIX

Approximate Chronology of Principal Texts Mentioned

The table below provides an approximate chronology for the main texts referred to in

this dissertation. As Olivelle says in relation to the Upaniùads ‘…any dating of these

documents that attempts a precision closer than a few centuries is as stable as a house

of cards’ 146 , and the same can be said for just about all of the texts listed, though

greater precision inevitably becomes possible with more recent texts. Dating the

ancient ÷ruti texts of the Veda presents particular difficulties. First, we are not

looking to date written texts, for the Vedic texts were transmitted orally long before

they were committed to writing. Secondly, as ÷ruti, or revelation, for many ‘the

question is irrelevant, since, in essence, at least, the whole of ÷ruti literature is

considered to be apauruùeya, not of human origin, and of primordial antiquity’. 147 We

also need to bear in mind the temptation to which some commentators succumb of

seeking to accord a text greater authority by ascribing to it greater antiquity, and the

fact that many of the texts, as we have them today, are ‘composite’, in other words

reflect a number of different sources. Nevertheless, and subject to the above caveats,

the dates below represent a reasonable scholarly consensus for the likely dates when

the texts assumed the forms in which we have them today.

Text Approximate Date

èg Veda 1500 - 1200 BCE 148

146
Olivelle 1996:xxxvi.
147
Roebuck 2000:xxiv
148
See, e.g. Flood 1996:37, noting that some commentators place the text centuries earlier.

44
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

White Yajur Veda (Vàjasaneyi 1200 - 1000 BCE 149


Saühità)
Atharva Veda 1200 - 900 BCE

øatapatha Bràhmaõa 800 - 600 BCE 150

Bçhadàraõyaka Upaniùad 700 - 600 BCE 151

Chàndogya Upaniùad 700 - 600 BCE

Kauùãtaki Upaniùad 600 - 500 BCE

Taittirãya Upaniùad 600 - 500 BCE

Caraka Saühità 300 - 200 BCE 152

Baudhàyana, âpastamba and 300 - 150 BCE 153


Gautama Dharmasåtras
Muõóaka Upaniùad 300 - 100 BCE

øvetà÷vatara Upaniùad 300 - 100 BCE

Pra÷na Upaniùad 100 BCE - 0

Vàsiùñha Dharmasåtra 150 BCE - 100 CE 154

Mànavadharma÷àstra 100 BCE - 200 CE 155

Maitrã Upaniùad 0 - 300 CE 156

Yoga Såtra 200 BCE - 300 CE 157

149
Very approximate date, from Flood 1996:39.
150
Keith 1909:38.
151
Dates for the Upaniùads, other than the Maitrã, are taken from Olivelle 1996.
152
Wujastyk 1998:4.
153
Olivelle 1999:xxxiii-xxxiv.
154
Olivelle 1999:xxxiii-xxxiv.
155
Olivelle 2004:xxiii.
156
The Maitrã is widely thought to have come into its present form at a relatively late stage in
the development of the Vedic canon, and chapter 6 is widely thought to be a late addition to
the core text. Roebuck considers that it ‘could have been put into its present form as late as the
second or third century CE’ (2000:xxvi), though M‚ller and van Buitenen have argued
otherwise.
157
The weight of modern western scholarship favours the later part of this range, but there are
contrary views. See, e.g., Flood 1996:96 (‘between 100 BCE and 500 CE’; Whicher 1998:39
(‘second to third century CE’). Cf. Iyengar (one of the most widely respected figures in
contemporary yoga) at 1966:1 (‘between 500 and 200 BC’).

45
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

Mahàbhàrata 400 BCE - 400 CE 158

Sàükhya Kàrikà 350 -450 CE 159

Su÷ruta Saühità 200 BCE - 500 CE 160

Gorakùa øataka 1100 - 1200 CE 161

Yoga Upaniùads 900 - 1250 CE 162

Yoga Yàj¤avalkya 300 - 1300 CE 163

øiva Saühità 1300 - 1500 CE 164

Hañha Yoga Pradãpikà 1350 - 1500 CE 165

158
Smith 2009:lxvii, acknowledging both the differing views over the length of time taken to
compose such a huge text and its composite nature.
159
King 1999:170.
160
Wujastyk 1998: 64.
161
Briggs 1938:257 (though he too acknowledges the impossibility of accurate dating).
162
Feuerstein 1998:450.
163
See note 107 above.
164
Mallinson 2007:x.
165
Connolly 2007: 196; King 1999:71.

46
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

BIBLIOGRAPHY

Atreya, B.L. 1936 (tr. Samvid 1993) The Vision and the Way of Vàsiùñha Madras:
Indian Heritage Trust

Bentor, Yael 2000 ‘Interiorized Fire Rituals in India and in Tibet’ Journal of the
American Oriental Society, Vol. 120, No. 4, 594-613

Blezer, H.W.A.1992 ‘Pràõa. Aspects of Theory and Evidence for Practice in Late
Brahmanical and Early Upaniùadic Thought’ in Ritual, State and History in South
Asia: Essays in Honour of J.C. Heesterman Leiden: Brill 20-49

Bloomfield, Maurice 1897 Hymns of the Atharva-Veda www.sacred-texts.com

Bodewitz, H.W. 1973 Jaiminãya Bràhmaõa I, 1-65 Leiden: Brill

Bodewitz, H.W. 1986 ‘Pràõa, Apàna and other Pràõa-s in Vedic Literature’ Adyar
Library Bulletin Vol. 50, 326-348

Bodewitz, H.W. 1992 ‘King Pràõa’ in Ritual, State and History in South Asia: Essays
in Honour of J.C. Heesterman Leiden: Brill 50-64

Briggs, George Weston 1938 Goraknàth and the Kànpatha Yogãs Delhi: Motilal
Banarsidass

Brown, George William 1919 ‘Pràõa and Apàna’ Journal of the American Oriental
Society, Vol. 39, 104-112

Bryant, Edwin F. 2009 The Yoga Såtras of Pata¤jali New York, North Point Press

Burley, Mikel 2000 Hañha-Yoga: Its Context, Theory and Practice Delhi: Motilal
Banarsidass

Chattopadhyaya, Debiprasad 1977 Science and Society in Ancient India Calcutta:


Research India Publications

Connolly, Peter 1992 Vitalistic Thought in India Delhi: Sri Satguru Publications

Connolly, Peter 1997 ‘The Vitalistic Antecedents of the âtman-Brahman Concept’ in


Indian Insights: Buddhism, Brahmanism and Bhakti - Papers from the Annual
Spalding Symposium on Indian Religions London: Luzac Oriental 21-38

Connolly, Peter 2007 A Student’s Guide to the History and Philosophy of Yoga
London: Equinox Publishing Limited

47
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

De Michelis, Elizabeth 2008 ‘Modern Yoga’ in Yoga in the Modern World (ed.
Singleton and Byrne) Abingdon: Routledge 17-35

Deussen, Paul 1899 (tr. Geden A.S. 1906) The Philosophy of the Upanishads Delhi:
Motilal Banarsidass

Doniger O’Flaherty, Wendy 1981 The Rig Veda London: Penguin Books

Dumont, P.-E. 1957 ‘The Meaning of Pràõa and Apàna in the Taittirãya-Bràhmaõa’
Journal of the American Oriental Society, Vol. 77, No. 1, 46-47

Dumont, P.-E. 1958 ‘Pràõa and Apàna - Rejoinder’ Journal of the American Oriental
Society, Vol. 78, No. 1, 54-56

Edgerton, Franklin 1929 ‘The Upaniùads: What Do They Seek and Why?’ Journal of
the American Oriental Society 49:97-121

Edgerton, Franklin 1958a ‘Pràõa and Apàna’ Journal of the American Oriental
Society, Vol. 78, No. 1, 51-54

Edgerton, Franklin 1958b ‘Pràõa and Apàna - Surrejoinder’ Journal of the American
Oriental Society, Vol. 78, No. 1, 56-57

Eggeling, Julius 1882-1900 øatapatha Bràhmaõa www.sacred-texts.com

Eliade, Mircea 1958 Yoga: Immortality and Freedom Princeton: Princeton


University Press

Ewing, Arthur H. 1901 ‘The Hindu Conception of the Functions of Breath - A Study
in Early Hindu Psycho-Physics’ Journal of the American Oriental Society, Vol. 22,
249-308

Feuerstein, Georg 1974 The Essence of Yoga London: Rider & Company

Feuerstein, Georg 1998 The Yoga Tradition: its History, Literature, Philosophy and
Practice Prescott: Hohm Press

Filliozat, Jean 1949 La Doctrine Classique de la Médecine Indienne Paris:


Imprimerie Nationale

Flood, Gavin D. 1993 Body and Cosmology in Kashmir Saivism San Francisco:
Mellen Research University Press

Flood, Gavin 1996 An Introduction to Hinduism Cambridge: Cambridge University


Press

48
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

Flood, Gavin 2006 The Tantric Body London: I.B. Tauris

Frawley, David 1999 Yoga & âyurveda Twin Lakes: Lotus Press

Freeman, Richard 2004 Pràõa Delphi Productions (audio CDs)

Ganguly, Kisari Mohan 1883-96 The Mahàbhàrata www.sacred-texts.com

Gonda, J. 1957 Some Observations on the Relations between ‘Gods’ and ‘Powers’ in
the Veda a propos of the phrase sunuh sahasah ‘s-Gravenhage: Mouton & Co.

Griffith, Ralph T.H. 1895 Hymns of the Atharva Veda www.sacred-texts.com

Griffith, Ralph T.H. 1896 The Rig Veda www.sacred-texts.com

Gupta, Sanjukta 1979 ‘Tantric Sàdhanà: Yoga’ in Hindu Tantrism (ed. Gupta, Hoens
and Goudriaan) Leiden: Brill 163-183

Hariharānanda Āranya, Swāmi 1963 Yoga Philosophy of Pata¤jali Albany: State


University of New York Press

Hiriyanna, M. 1993 Outlines of Indian Philosophy Delhi: Motilal Banarsidass

Iyengar, B.K.S. 1966 Light on the Yoga Sūtras of Pata¤jali London: Thorsons

Keith, A.B. 1909 Aitareya âraõyaka Oxford: Clarendon Press

Keller, Doug 2007 Heart of the Yogi: The Philosophical World of Hañha Yoga
Herndon: DoYoga Productions

King, Richard 1999 Indian Philosophy: An Introduction to Hindu and Buddhist


Thought Edinburgh: Edinburgh University Press

Larson, Gerald James 1979 Classical Sàükhya: an Interpretation of its History and
Meaning Delhi: Motilal Banarsidass

La Vallée Poussin, Louis de 1936/7 ‘Le Bouddhisme et le Yoga de Pata¤jali’


Mélanges Chinois et Bouddhiques 5, 223-242

Liberman, Kenneth 2008 ‘The Reflexivity of the Authenticity of Hañha Yoga’ in


Yoga in the Modern World (ed. Singleton and Byrne) Abingdon: Routledge 100-116

Mallinson, James 2004 The Gheraõóa Saühità: the Original Sanskrit and an English
Translation Woodstock: YogaVidya.com

49
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

Mallinson, James 2005 ‘Ràmànandã Tyàgãs and Hañha-Yoga’ Journal of Vaisnava


Studies Vol. 14 No.1, 107-21

Mallinson, James 2007 The Shiva Saühità: a Critical Edition and an English
Translation Woodstock: YogaVidya.com

Meulenbeld, G. Jan 1999-2002 A History of Indian Medical Literature Groningen:


Egbert Forsten

Miller, Jeanine 1974 The Vedas: Harmony, Meditation and Fulfilment London:
Rider & Company

Mitchiner, John E. 1982 Traditions of the Seven Rùis Delhi: Motilal Banarsidass

Mohan, A.G. undated Yoga-Yàj¤avalkya Madras: Ganesh & Co.

Muktibodhananda, Swami 1993 Hañha Yoga Pradãpikà Munger: Yoga Publications


Trust

Niranjanananda Saraswati, Swami 2008 Sàükhya Darshan Munger: Yoga


Publications Trust

Olivelle, Patrick 1996 Upaniùads Oxford: Oxford University Press

Olivelle, Patrick 1999 Dharmasåtras: The Law Codes of Ancient India Oxford:
Oxford University Press

Olivelle, Patrick 2004 The Law Code of Manu Oxford: Oxford University Press

Patton, Laurie L. 2008 The Bhagavad Gãtà London: Penguin Books

Penner, Hans H. 1966 ‘Cosmogony as Myth in the Vishnu Puràõa’ History of


Religions, Vol. 5, No. 2, 283-299

Radhakrishnan, S. 1953 The Principal Upaniùads Atlantic Highlands: Humanities


Press

Roebuck, Valerie J. 2003 The Upaniùads London: Penguin Books

Samuel, Geoffrey 2007 ‘Endpiece’ Asian Medicine Vol 3. No. 1, 177-188

Sharma, D.C. and Keswani, N.H. 1974 ‘Pneuma (Vàta) in Vedic Medicine’ in The
Science of Medicine and Physiological Concepts in Ancient and Mediaeval India
Faridabad: Thomson Press 53-56

Singleton, Mark 2010 Yoga Body Oxford: Oxford University Press

50
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

Smith, Frederick M. 2007 ‘Narrativity and Empiricism in Classical Indian Accounts


of Birth and Death: The Mahàbhàrata and the Saühitàs of Caraka and Su÷ruta’
Asian Medicine Vol 3. No. 1, 85-102

Smith, John D. 2009 The Mahàbhàrata London: Penguin Books

Stern, Eddie 2005 ‘Nàthmuni’s Secret of Devotion and the Yoga of


Krishnamacharya’ Journal of Vaisnava Studies Vol. 14 No.1, 95-106

Subbarayappa, B.V. 2001 ‘The roots of ancient medicine: an historical outline’


Journal of Bioscience Vol 26 No. 2, 135-143

Taimni, I.K. 1961 The Science of Yoga Wheaton: The Theosophical Publishing
House

Varenne, Jean 1976 Yoga and the Hindu Tradition Chicago: The University of
Chicago Press

Venkatesananda, Swami 1993 Vàsiùñha’s Yoga Albany: State University of New


York Press

Vishnu-Devananda, Swami 1987 Hañha Yoga Pradãpikà Delhi: Motilal Banarsidass

Werner, Karel 1977a Yoga and Indian Philosophy Delhi: Motilal Banarsidass

Werner, Karel 1977b ‘Yoga and the èg Veda: An Interpretation of the Ke÷in Hymn
(RV 10, 136)’ Religious Studies, Vol. 13, No. 3, 289-302

Whicher, Ian 1998 The Integrity of the Yoga Dar÷ana Albany: State University of
New York Press

White, David Gordon 1996 The Alchemical Body Chicago: The University of
Chicago Press

White, David Gordon 2009 Sinister Yogis Chicago: The University of Chicago Press

Wujastyk, Dominik 1998 The Roots of âyurveda London: Penguin Books

Wujastyk, Dominik 2009 ‘Interpreting the Image of the Human Body in Premodern
India’ International Journal of Hindu Studies 13, 2, 189-228

Zysk, Kenneth G. 1986 ‘The Evolution of Anatomical Knowledge in Ancient India,


with Special Reference to Cross-Cultural Influences’ Journal of the American
Oriental Society, Vol. 106, No. 4, 687- 705

51
Vedic and âyurvedic Roots of the Hañha Yoga Theory of Pràõa
Graham Burns (245343)
MA Religions
September 2010

Zysk, Kenneth G. 1993 ‘The Science of Respiration and the Doctrine of the Bodily
Winds in Ancient India’ Journal of the American Oriental Society, Vol. 113, No. 2,
198- 213

Zysk, Kenneth G. 1998 Asceticism and Healing in Ancient India: Medicine in the
Buddhist Monastery Delhi: Motilal Banarsidass

Zysk, Kenneth G. 2007 ‘The bodily winds in ancient India revisited’ Journal of the
Royal Anthropological Institute (N.S.), S105-S115

52

You might also like