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HONOUR AND SHAME:
PROBLEMS IN THE COMPARATIVE
ANALYSIS OF MORAL SYSTEMS
MICHAEL HERZFELD
VassarCollege
Introduction:methodological
difficulties
Since the beginningof systematicanthropologicalresearchin the Mediterra-
nean lands,the terms'honour' and 'shame' have been used to representan
enormous varietyof local social, sexual,economic and otherstandards.The
significanceof these values in each culture should not be minimised.It is,
however,reducedand obscuredbytheapriorism, andethnocentrism
circularity
inherentin theuse of suchinefficientEnglish-languageglossesforthepurposes
of cross-cultural
analysis.
To date,littleeffort
has beendirectedtowardsthecomparison
of usages
withineach linguistictradition,
or towardsa criticalappraisaloftheassumption
thatindigenoustermsmean much the same thingwherevertheyoccur. Yet
withouta seriesof suchinternalperspectives, the cross-cultural
comparisonof
conceptsto which our only effective accessis throughlocal usage makeslittle
sense.It wouldtherefore
be usefulto attempt
a comparative
analysisoflocal
usage within one language area,and thisI do forthe Greek-speakingworld,
afterfirstsettingout some theoreticalissuesin more detail.
The earliestsystematiccollectionofessays(Peristiany I965) on Mediterra-
nean value-systems avoided facilecorrelationsthroughitsscrupulousattention
to thedetailsof particularistic
ethnographicdescription.The questionof cross-
culturalcomparisonwas addressed,not begged. Mediterraneananthropology
has nevertheless been faultedforits'failure'to adopt a.comparativistposition
(Davis I977: 5). Such a criticismraises the logical difficultywhich the
Man(N.S.)15, 339-5 I-
340 MICHAEL HERZFELD
ethnographicaccountslargelyescaped: it presupposesthatthereexistswithin
the circum-Mediterranean regionsomethingwhich is both worthyof cross-
culturalexaminationand yetsomehow 'less' characteristic of otherareas.1
While thiscriticismdoes not necessarilyrequirethe adoption of a crudely
undifferentiated culture-areaconcept,the overall impressionof homogeneity
is attributedto 'contact... for millennia' (Davis I977: I2-I3). That a
primarilygeographicalentityhasto be definedby historicalcriteria,however,
only compoundsthe difficulty of fittingso nebulousa conceptas 'honour' to
it. Another approach (J. Schneider I97I: 2) has the Mediterraneanas 'all
regionssurroundingthe[Mediterranean]sea in whichgreatemphasisis placed
on the chastityand virginityof women'. Here, however,sincethe defenceof
femalechastityis equated with 'honour', any attemptto correlate'honour'
with a geographicaldistributionmustnecessarilybe circular.Once again,the
definitionrelieson an implicitquantification of theunquantifiable-thistime,
the'emphasis'on chastity.2
Moreover, whether'honour' is definedas an index of femalechastityor of
economicstratification
(Davis I977: 89-IOI; I978: 472), suchconcentration
on a singlewell-definedvariablesuggeststhattheterm'honour' may itselfbe
redundant.Its use has alreadyintroducedan elementof nominalism.This is
especiallyapparentin Davis's (I977: 99) complaintthatBailey (I97I), who
prefersthe unambiguouslyetic 'reputation',does not then explain why
'honour' might be 'inappropriate'.If 'most of the behaviour describedby
Bailey as "competingto remainequal" (197I: I9) is in facthonour-oriented
behaviour',thatfactoriginatesin Davis's definitionof 'honour' ratherthanin
theindigenouscategories.
Many of the local termsfor moral values correspondclosely to English-
language cognates; obvious examples include onore,rispettoand egoismos.
Similaritiesof this sort,which are not necessarilymatchedin the semantic
domain, make it particularlyhard to abandon the habit of assumingvirtual
equivalence.3In fact,thesemanticdisparitybetweenEnglishandMediterranean
cognatesis oftenobvious fromthe carefuldescriptionsof ethnographers. A
singleinstancewill sufficeto make the point here.Some of Brogger's(I968:
232, n. 2) south Italian informants'maintained that honour (onore) only
concerned the sexual conduct of the female membersof the household as
reflectedon its male members,and theywould use the termrespect(rispetto)
in othercontexts'.This statementonly makessensewhen we realisethatthe
'translations'of the Italiantermsare unavoidablyinexact.South Italianonore
clearlyoperatesin a mannermarkedlydifferent fromthe VictorianEnglish
senseof 'honour' as a man'sideal comportmenttowardsunrelatedwomen.4
Peristiany(I965), Bailey (I97I) and theircollaboratorssimilarlyavoided
linguisticreductionismby reportingeach terminologicalusage in its own
ethnographiccontext.5They have in effectprovided moral taxonomies-
systems,thatis, forthe rankingof one's fellow-citizens accordingto a set of
ethicalcriteria.Treatingthesetaxonomiescollectivelyas '(stratification'
reduces
the non-materialaspectsof social classification
to reflectionsof an economic
ordering.
Nor must alternativeinterpretations necessarilybe expressedin termsof
MICHAEL HERZFELD 34I
Egalitarianism: literalornormative?
The narrow definitionof 'honour' as a primarilyeconomic phenomenon
conflictswith theclaim,frequently voiced,thatMediterraneansocietiesare in
some senseegalitarian(Davis I977: 8 I-9). But theclaim of egalitarianism has
largelyoriginatedin the mouthsof indigenousinformants. Thus, the more it
seemsto departfromliteraleconomicfacts,themore itsconceptual significance
demandsexplanation(cf also Pitt-RiversI978: 32I-2). Greek villagers,for
example, are usually reluctantto admit to internalstatusdifferentiation in
speakingwith outsiders,sincesuchan admissionwould implythepresenceof
lesserindividualsin theircommunity.Their concernis with reputationwrit
large, egoismosin the defenceof the whole village ratherthanjust of the
household.7In thissense,what has been called 'honour' is actuallyinimicalto
the expressionof differentiation by wealth.The factthatsuch differentiation
is ideallydenieddoes not mean,of course,thatit cannotexist,or thatit cannot
be covertlyrecognised.The Greekproverb,'the fingersare not all [thesame]',
describesjust thistensionbetweenany kind of internaldifferentiation and the
need to displayunitybeforeoutsiders.8
Economic differentiation undoubtedlyexists,though in varyingdegrees,
throughoutthe Mediterranean.If'honour' is treatedas a normativeformof
internalranking,however,it seemsinconsistent to stressitsimportancewhile
atthesametimeignoringthatother,outward-directed normof ' egalitarianism'.
In orderto reconcile these we
concepts, clearly cannot go on treatingthemas
literallyand absolutely economic in focus.
Thus, for example, the Alcale-nosdo indeed exhibitfargreatereconomic
differentiation than the Sarakatsani(Davis I977: 89). Yet both societies
342 MICHAEL HERZFELD
Pejko,Glendi
amplification:
Ethnographic
We now turnto fielddatafromPefko(Rhodes)and Glendi (WesternCrete)
forfurtherethnographicillustrationfromwithintheGreek-speaking world."1
The most strikingdifferencebetween these two communitieslies in their
respectiveattitudesto the law. While the Pefkiotspride themselveson their
sobrietyand theirrespectforthelaw-they manageda totalof one suspected
and one confirmedcase of theftover an eight-yearperiod (I967-74)-the
Glendiotsengage in systematicsheep-stealing,illegallygamble forhigh stakes
MICHAEL HERZFELD 343
in public, carryand use firearms,and indulge in a wide assortmentof petty
infractionswhich the local police usuallyconsiderit politicto overlook. It is
only to be expectedthatthesetwo communitieswill also differradicallyin
their use of morally evaluative terms; Pefkiot values harmonise,at least
superficially,with those of the civil and religious authorities,while the
Glendiot attitudeis perhapsbest summarisedin the assertionthat'we're free
Greecehere!'
In both communities,social'worth' is denotedby timi,thespecificreferents
of which may be provisionallylistedas social responsibility, femalechastity,
and commercialvalue. A proverb('timihas no timi/ and joy to him who has
it!') plays on its double meaningas somethingsupremely'valued' and as the
definitively'invaluable'. A 'love of timi',thefilotimoso familiarfrom the
ethnographicliterature(Campbell I964: 294-5; Dubisch I974), is thoughtin
both communitiesto be particularlywell expressed through hospitality.
Filotimomeans not so much the financialabilityto entertainlavishlyas the
clearlycommunicateddesireto do so as bestone can. Indeed,noblesseoblige:a
wealthier man's filotimomay actually be at greaterrisk than that of his
economicinferiors. Filotimois demonstrated throughtheadequaterecognition
of a social obligation.It is thusshown,forexample,by a foreignvisitorwho
latersendsa postcardto thankfora villager'shospitality. At everyturn,filotimo
is assessedin termsof a changeablecontextof expectations.
Filotimois revealed,above all, in sociallyappropriatebehaviour.In a settled
village community,where overt aggressionis oftenperceivedas disruptive,
the term is used in connexion with dignifiedself-restraint (cf also Dubisch
I974). Where self-restraint is seen as tantamountto cowardice, however,
filotimo is nottheappropriateterm.Justwhatconstitutes appropriatebehaviour
is,ofcourse,open to debatein each situationas it arises.'Filotimithika(I've done
all thatyou can reasonablyexpectof me),' remarkedtheson of a Pefkocoffee-
house proprietorwhen he made my orderof coffeebut chose not to bringit
over to my table. Other villagersdid not see his generalbehaviour in such
flattering terms,and criticisedhis habitualindolence.
This aspectoffulfilling expectationsis crucialto thedefinitionoffilotimo.In
both Pefko and Glendi, it is particularlyapparentin regard to the 'word'
(logos) or verbal assurancewhich a man gives of his eventual intentions,
especiallywheretheseconcerna woman'schastity(timi).Nowhere elseis one's
filotimoso clearlyofferedforjudgement,because it is here thatone has the
greatestcontrolover theexpectationswhich one createsabout oneself.While
ajiltedwoman is thought'adulterated'throughherbetrothal, and consequently
may nevergetanotherchangeto marry,herex-fianceis regardedas lackingin
filotimo.Usually the only strategyopen to him for dealing with such
opprobriumis to claim thatthe woman had herselfturnedout to be morally
flawed.
Sometimesexpectationsoriginatelessin a voluntary'word' thanin therole
of co-villager.When a water-shortage became acute in Pefko,villagerswere
askedto exerciserestraint in theiruse of irrigation-water.When two or three
individuals neverthelesscontinued to take more than their fair share,the
village mayortold the entirecommunity(over the public-addresssystem)to
344 MICHAEL HERZFELD
'show filotimo[verb]' by subordinatingselfishto collectiveinterests. Filotimo
was again enjoined upon all villagerswhen the State agriculturalauthorities
failedto deliversufficient sulphur-dust, urgentlyneededfortreatingthe vines
againsta recurrentpest.Those who persistedin takingall theycould get were
condemnedas 'anti-social'(grousouzis:see below). Filotimohereemergesas a
'brake' (freno)on aggressivelycompetitivebehaviour.But ifcompetitionand
the'word' are predominantlymale modesin ruralGreece,a woman may also
be regardedasfilotimi in so faras shelivesup to hersocialand moralobligations.
Conversely,dropi,whichis conventionallyglossedas 'shame',may be regarded
as a positivevirtuein menas well as in women underappropriatecircumstances.
As a senseof restraint, a 'brake', it can indeed be equivalenttofilotimo,rather
thanitsoppositeas thehonour-shamedichotomyimplies.
Egoismos,the self-regard which the Sarakatsani(Campbell I964: 28 i) and
the Glendiotsview as a manly virtue,is treatedby law-abidingPefkiotsas a
virtual antonymoffilotimo.As an aggressiveform of social disruptiveness,
egoismosmay differfromfilotimo'as the day from the night'. The Pefko
villagerwho drew thisanalogy,and who also describedbothfilotimo and dropi
as a 'brake', was an in-marrying husbandwitha strongsenseofhisdependence
upon thelocally-bornPefkiots'sufferance. His viewpointunderlinesa facetof
ruralGreekmoralitywhich seldomappearsin theethnographicaccounts(but
see du Boulay I974: 75-6; Dubisch I974), and which is doubtlessattenuated
in the more dramaticallycompetitivecommunities.
Given the great varietyof ecological conditions,economic patternsand
formsof social organisationto be found in rural Greece, some degree of
variationis only to be expectedin the moral code also. Egoismoshas obvious
virtueswhen,as among the Sarakatsani,each householdhas only to defendits
particularinterestsagainstall comers. When, however, thereare recurrent
practicalreasonsforcommunalresponsibility thepositivesense
and solidarity,
of egoismosbecomes more questionable.The distastefeltforthosewho take
more thantheirfairshareof wateror sulphurmay thenextendto otherswho
indulgein moreharmlessformsofself-aggrandisement. A Pefkiotschoolteacher
was criticisedas an egoistis, forexample,becausehis loftyaffectations violated
theegalitarianpretensions ofthecommunity.Only in theentirelyhypothetical
case of blood-vengeanceforclose kin mightsome Pefkiotsassimilateegoismos
withfilotimo.
In Glendi, few reservationsare entertainedabout the positive sense of
egoismos.The Glendiots,some of whom are still transhumantpastoralists,
sanctiondisplaysof aggressivemale behaviouras well as thebrazenfloutingof
officialauthority.
Justas a man may be kala kleftis,
'good at [animal-]rustling',
so, more generally,may he be kala egoistis.
The adverbialkala ('well') implies
performativeability,ratherthan simplyan innate capacity.Echoing urban
prejudices, a few self-consciousGlendiots decry the Cretans' notorious,
collective egoismos,but this conceit is evidently tailored to external
consumption.Most Glendiots,most of the time,proudlydescribeegoismosas
one of theirdefinitivetraits.They associateit, not only with the defenceof
householdand village,but also with the assertiveness thatgoes with being a
memberof one of the largeragnaticlineageswhich still,uncharacteristically
MICHAEL HERZFELD 345
forGreece as a whole, play a large partin the conductof municipalelections
and offeuds.Like thefamilialnotionofself-interest (Loizos I975: 66), egoismos
is not egocentricin the sense suggestedby its English cognate. Indeed, its
effectiveness
actuallyincreaseswith the size of the solidaryuniton which the
actor can count: the expectations which he raises about himself are
correspondingly safefromchallenge.
Privatives
This public and relative aspect of moral evaluation is perhaps more
strikingly evidentin thenegationof timiandfilotimo.'2 A Pefkofieldwarden
claimedthathisabsentee-landowner brotherwas lackinginfilotimo becausethe
latterwould not pay him in cash for tendinghis vines. Actually,although
brothersdo engagein commercialrelationsin theextremelyfragmented social
nexus of Pefko,'lack offilotimo'is not somethingwhich a man who himself
possessedfilotimo would attributeto his immediatekin beforeoutsiders.It was
thusconsistentforthefieldwardento be regardedas a notoriousgrousouzis-
a co-villagerwho nevertheless lacked theordinarydecencymeantbyfilotimo.
Here lies the rub: atimia,the definitiveand total absence of filotimo,is
somethingwhich may only be attributedto outsiders-criminals,Turks,
politicalenemies,and in some contexts,non-kinwithinthe community,but
most certainlynever one's own brother! The warden, by thus inverting
normativeusage,was living up to his unenviablereputationas a grousouzis-
one who is 'without luck' (Turkishugursiz), hence a sociallypollutingagent
of misfortune, a morallydefectiveinsider.An insider(definedaccordingto
context)cannotbe atimos.13On theotherhand,bothatimiaandgrousouziaare,
in theirrespectivecontexts,antonymsoffilotimo.
One characteristicformofgrousouziais theallegedpossessionoftheevil eye.
This is a mark ofjealousy or overweeningcuriosity;since it is mostlyone's
fellow-villagerswho have thesustainedopportunityforprying,theevil eye is
rarelyifever attributedto outsiders.An enviousman negatesfortune,and this
affectsthosearoundhim (cf.also Campbell I964: 3 39-40). Evil eyeaccusations
thusattachto those whom one 'knows', people who are in some clear sense
fellow-insiders,but whose behavioursuggests'outsider-like'tendencies.'4The
fieldwarden,forexample, was a locally-bornPefkiot,but his positiongave
him a discomfitinglicence to interferein the affairsof his fellow-villagers,
while his inquisitivemien and (by local standards)excessivefriendliness to
visitingtouristsviolatedconventionalboundaries.
More generally,grousouzia is a moral taint within the community.A
Glendiot regardsstealinga co-villager'ssheep as grousouzia(or (o)goursouza);
yet he will condone, perhapsparticipatein, a raid on flocksfrom another
village. The East Cretan lowlander,by contrast,may use thislabel of distaste
forall formsof animal-stealing.Not only is he nowadaysonly the victimand
never the beneficiaryof such raids, but he views them as an internally
destructiveforce; 'the community'is here the whole island of Crete, rather
thanjust thespeaker'svillage.
346 MICHAEL HERZFELD
orcustom?
Conscience
Filotimois oftenequatedwithsinidhisi, 'conscience'accordingto theformal
lexicon,in both Pefkoand Glendi.The groundsforthisare that'you feelfor3
(sinesthanese)those to whom your behaviour shows filotimo.More often,
however, the ldhl of sinidhisiis devocalised,giving a term (sinithisi)which
suggests'custom' ratherthan 'conscience'.15 Such a semanticshiftis fully
consistentwith ruralGreeks'habitualreluctancetojudge a person'sinnerstate
itselfbeinglargelyconcernedwiththeprotective
(du Boulay I 974: 84),filotimo
concealmentof everythinginternalisedin a person or society(cf. Lee I959
[I95 31).
In Glendi, sinithisiis cited as a reason for not reportingsheep-stealing
incidentsto the State authorities;for repayingthe generositywhich others
show one in the coffee-houses; and forvotingin municipalelectionsforone's
lineage or sub-lineagerepresentative according to segmentaryprinciplesof
choice. Theoretically,ballot-boxesare secret,so thatthislastuse of the term
would seem to referto consciencequa inner state. In fact,however, one's
personal voting habits are usually well-known in the home community,
althoughintentionaldeceit(tapa) is retrospectively invoked to explainfailure
at thepolls.
More generally,moreover, a man whose public actions violate village
or even sinithio(the usual word for'custom').
canons is said to lack sinithisi,
MICHAEL HERZFELD 347
Conclusionsand implications
The evidence presented in this article demonstratesthat the precise
348 MICHAEL HERZFELD
interpretationof moral-value terms requires a clear perception of their
linguisticand social context in each community.If thereis indeed a 'false
coherence' (Davis I969: 69, following Gellner I962) in the study of
Mediterraneanvalues,it lies not in the indigenousterminologiesnor in the
conceptualschematawhich theserepresent but in theirsummaryconflationas
'honour' and 'shame'.
The Greek taxonomy of values outlined here expressesthe matchingof
performancewith expectations.Italian peasants,too, apparentlyemploy a
usage which departs significantlyfrom the chivalrous and psychological
implicationsof the Englishword 'honour': 'To maintainhis honour intacta
Pisticcesehas to conformto the expectationshis neighbourshave about his
domesticbehaviour' (Davis I969: 8o). The Pisticcesithus sharethe Greeks'
concern with relativeand changingexpectations.Reputationis clearly the
common theme.It is truethatPitt-Rivers's ideas on honour 'are founduseful
by people who have not worked in the so-calledMediterraneanculturearea'
(Davis I969: 69); the one non-Mediterraneanist (Wilson I969) cited in this
connexion, however, used Pitt-Rivers'sscrupulouslydetailed ethnographic
evidence to connectculturallylocalised'honours' with the theoreticallyless
ambiguousconceptof reputation.
The presentanalysishas thus become more general. At the same time,
however, freedfromthe presuppositionswhich the glossesof 'honour' and
'shame' demand,we can morefullyappreciatethesignificance ofintra-cultural
and intra-linguisticvariation.The readingsuggestedhere forfilotimo, as the
quality of conformityto socially positive expectations,lends itselfto a
comparisonof behaviouralnormswithina common terminologicaltradition.
To theconceptsoffilotimo, sinithisi
and egoismoscan be added thedemonstrative
eccentricityknown as khoui,which is treatedwith disdainby the Sarakatsani
(Campbell I964: 45) and by settledvillagerswho use the term (du Boulay
I974: 8o), but which Glendiotsview as a possiblyextremeformof egoismos
and thereforeas somethingto be highly valued. The various conceptsare
arrangedherein termsof theirlocallyperceivedequivalences:
REFERENCES