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Education and Training in Developmental Disabilities, 2005, 40(2), 158 –170

© Division on Developmental Disabilities

Gaze-Shift Patterns of Young Children with Developmental


Disabilities who are at Risk for being Nonspeaking
Kelli Arens, Cynthia J. Cress, and Christine A. Marvin
University of Nebraska-Lincoln

Abstract: Children with developmental disabilities often have difficulty with joint attention that can affect more
advanced communication skills. This study evaluated the complexity of child engagement behaviors demon-
strated by twenty-five pre-intentional children (age 9 to 25 months), who had developmental disabilities and
were at risk for being nonspeaking. During free play with their parents, these children demonstrated infrequent
and simple gaze shifts and focused more on individual objects or people than shared attention with parents
during play. These children seldom engaged in coordinated attention behaviors such as shifting gaze back and
forth between people and objects during their play with parents. Type and frequency of engagement behaviors
are discussed relative to understanding the unique challenges for children with developmental disabilities that
include motor and visual impairments.

The quality of joint attention with adult part- children begin to gaze shift between caregiv-
ners has been found to influence the later ers and objects (Bakeman & Adamson, 1984).
communicative development in children with Generally by thirteen months of age, children
disabilities (Legerstee & Weintraub, 1997, demonstrate three-point gaze shifts, coordi-
Mundy & Willoughby, 1996, Yoder & Farran, nating their attention back and forth between
1986). Joint attention is defined as a state in a person and shared objects of attention (i.e.
which the attention of a caregiver and child adult 3 toy 3 adult, or toy 3 adult 3 toy)
are focused on the same object, typically dem- (Bakeman & Adamson, 1984). With three-
onstrated in early infancy through simple gaze point, “coordinated” joint attention, children
shift patterns (Bakeman & Adamson, 1984). can actively engage in or monitor activities
Joint attention allows a child to realize that jointly with partners, by sharing attention to
meanings can be exchanged between people an object or topic of interest. It is possible, but
and suggests an understanding that social unclear, whether children engage in some
partners can serve an instrumental function. two-point gaze shifts where they look only
By six months of age, typically developing once at a person and an object at a time (i.e.
adult 3 toy, or toy 3 adult) before they can
engage in coordinated three-point joint atten-
Research was supported in part by grant #K08 tion.
DC00102-01A1 from the National Institute on Deaf- It is important to consider the impact of any
ness and other Communicative Disorders, National
joint engagement on the communication de-
Institutes of Health, awarded to the second author.
The authors would like to thank Lauren Adamson velopment in children at high risk for com-
for additional information she provided about the munication disorders, such as children with
original dataset for Bakeman and Adamson (1984). motor, visual or expressive language impair-
The authors also appreciate the contributions of the ments. Several researchers have proposed that
children and families who participated in these re- variations in parental attention, prompting,
search activities. Portions of this research were pre- gestures, or vocal behaviors can influence the
sented at the American Speech-Language-Hearing
relative timing and skill of children’s early
Association, Washington DC, November 2000. Cor-
respondence concerning this article should be ad-
engagement behaviors (Farran & Kasari, 1990;
dressed to Cynthia J. Cress, University of Nebraska- Goldfield, 1990; Harris, Jones, & Grant, 1983;
Lincoln, 202G Barkley Memorial Center, Lincoln, Striano & Rochat, 2000). Also, individual
NE 68583-0732. E-mail: ccress1@unl.edu learning processes, social experiences, and

158 / Education and Training in Developmental Disabilities-June 2005


neurobiological differences among children couragement and supportive joint attention
may influence their ability to develop joint than mothers of children at-risk for develop-
attention with adult partners (Mundy & Wil- mental delays, one-third of the mothers of
loughby, 1996). Young children with develop- children with disabilities had ignored their
mental disabilities may have difficulty in estab- children at least once during the observed
lishing joint attention with caregivers and interaction. Children’s physical, neurological,
therefore have fewer opportunities to engage and cognitive problems could each contribute
in meaningful shared interactions. For in- to the challenge these parents face in noting
stance, the inability to physically lift arms or joint engagement opportunities with their
hands to point towards a distant object of children.
interest is likely to limit or delay children’s Two alternative hypotheses may also ex-
ability to learn how their own actions can plain why children with developmental dis-
convey messages to other people (Cress, abilities apparently develop joint attention
2002). Children with developmental disabili- problems during the late infancy period (be-
ties initiated fewer joint attention communi- tween 6 –24 months). Although a three-point
cative acts during structured temptations for coordinated gaze shift is usually expected
communication at 20 and 32 months of age from children with typical development as
compared to typically developing norms in a they learn to meaningfully associate people
study by Cress, et al. (1999). And although and objects, it is possible that children with
these children with intentional communica- limited head control may produce a restricted
tion could successfully demonstrate three- two-point gaze shift movement that serves a
point gaze shifts similar to their same age similar developmental purpose. Medically
peers, they showed significantly fewer. The high-risk pre-term infants also have shown dif-
specific type and frequency of gaze-shift pat- ficulty shifting their attention because of de-
terns preintentional children display is not lays in motor development and have experi-
clearly understood (Cress, Andrews, & Reyn- enced difficulty inhibiting a response to one
olds, 1998). Knowledge of these patterns visual stimulus to attend to another (Landry,
could provide insight into the possible rela- 1995). Children with or at risk for physical
tionship of early engagement experiences and disabilities were less likely to follow parental
communication delays. gaze and therefore may have been inhibited
Young children with developmental disabil- from attending to objects (Wasserman et al.,
ities may show impaired engagement behav- 1985). In children with traumatic brain injury,
iors during preintentional communication the two behaviors that interrupted joint atten-
stages that contribute to their long-term joint tion most frequently were the children’s prim-
attention differences. For example, some chil- itive or abnormal reflexes and unfocused gaze
dren with developmental disabilities have patterns (Yoder & Farran, 1986). Therefore,
shown specific difficulties in controlling social development of even the two-point gaze pat-
interaction with other people (Romski, tern may be challenging for children with
Sevcik, & Adamson, 1997), which may influ- overall developmental disabilities.
ence even simple engagement behaviors in If difficulty establishing joint attention is
parent-child interactions. Karns and Romero not simply an implication of poor reflexive
(1997) showed that parents of young children gaze, head control, or visual attention, then
with motor impairments looked at their chil- the breakdown of joint attention may occur as
dren for a shorter duration, looked at toys children are expected to produce more com-
more, and looked away more often than par- plex three-point gaze shifts. Infants with cere-
ents of children showing typical development. bral palsy have reportedly initiated less eye
Mothers of twins with physical and develop- contact and engaged in fewer referential gaze
mental disabilities noted the attentional focus patterns than children with typical develop-
of the child with the disability less often than ment (Hanzlik, 1990). Children with Down
the child with typical development (Yoder & syndrome also have difficulty shifting atten-
Farran, 1986). Wasserman, Allen, and So- tion between referents when the situation has
lomon (1985) found that while mothers of a high cognitive load, as when checking for
children with disabilities showed more en- parent attention while engaging in a separate

Gaze-Shift Patterns of Young Children / 159


play task (Kasari, Freeman, Mundy, & Sigman, during free play necessary for scoring of the
1995). Children with other developmental dis- Communication and Symbolic Behavior Scale
abilities may experience similar difficulty in (CSBS) (Wetherby & Prizant, 1993) used in
cognitive load as children with Down syn- the longitudinal study. In other words, chil-
drome. Additional cognitive load may be in- dren selected did not observably direct com-
troduced by the increased difficulty they have munication acts such as gestures or vocaliza-
in planning, controlling, and monitoring tions toward a listener with eye gaze or other
physical movements. Children with develop- partner-oriented behaviors. In some in-
mental disabilities are notably slower at initi- stances, parents of these children would inter-
ating communication than typically develop- pret behaviors or vocal productions as inten-
ing children and they may lose the attention tional communication when the examiners
of their partner before establishing the de- would not. For example, participant #13 dis-
sired joint attention (Cress et al., 1999). Use played an expressive language age of 16
of joint attention and specifically two-point months by parent report, on the Battelle Devel-
and three-point gaze behaviors is not clearly opmental Inventory (Newborg, Stock, Wnek,
understood in young pre-intentional children Guidibaldi, & Svinicki, 1984), but did not ini-
with physical disabilities. tiate any intentional communication acts dur-
The present study was designed to examine ing the administration of the CSBS activities.
engagement behaviors of 25 pre-intentional Participants had disabilities with physical or
children who have diagnosed developmental oral/motor involvement associated with diag-
disabilities during their unstructured play ac- nosed cerebral palsy (n ! 12), acquired brain
tivities with their parents. There were three injury/illness (n ! 8, e.g. meningitis, enceph-
specific questions. First, what kinds of engage- alitis, anoxia, glutamic acidurea or traumatic
ment behaviors expected for typically develop- brain injury), congenital conditions (n ! 1,
ing infants are produced by pre-intentional microcephaly), syndromes (n ! 3), or multi-
children with developmental disabilities? Sec- ple disabilities (n ! 1). Participants were also
ond, do pre-intentional children with develop- classified as being at risk for being nonspeak-
mental disabilities, who have better motor ing. To meet this classification, participants
skills (higher motor age-equivalent scores) had to meet two of the following four criteria:
show more gaze shift behavior than children 1. Prematurity, birth anoxia, or prenatal con-
with poor or more limited motor skills (lower ditions considered to be high risk factors. 2.
motor age-equivalent scores)? Third, do pre- Feeding difficulties or persistent oral/motor
intentional children with developmental dis- control problems. 3. Delayed onset of vocal-
abilities who have lower overall developmental izations and/or speech relative to same-age
scores (for cognitive processing or problem peers. 4. Evidence of any neuromotor deficits
solving) show less gaze shift behavior than that may be related to speech development
children with higher overall developmental (McDonald, 1980). A summary of the descrip-
scores? tive information on the 25 participants can be
found in Table 1.
Participants lived in both urban and rural
Method
areas and 36% were from racial minority
groups; 40% were living in single-parent
Participants
households. Parents of the participants repre-
Data were collected from 25 infant partici- sented a full range of educational back-
pants with a mean corrected age of 17 months grounds and occupations. Forty percent of the
(range 9-25 months), who were part of a 50- parents reported having a high school degree
participant longitudinal study of communica- or less and 60% reported completion of some
tion development for children at risk for be- college courses; 20% had college degrees. Oc-
ing non-speaking (Cress, 1995). Participants cupations of parents were rated using the In-
were selected due to their limited use of in- ternational Socio-Economic Index of Occupa-
tentional communication, such that all failed tional Status (ISEI) categories established by
to demonstrate sufficient coordinated joint at- Ganzeboom and Treiman (1996). The mid-
tention or intentional communication acts point of the ranked occupational categories in

160 / Education and Training in Developmental Disabilities-June 2005


TABLE 1
Descriptive Information for Children with Developmental Disabilities Participating in Study

Developmental Age Scores (months)a

Age Overall Receptive Expressive Motor Visual Acuity


Subjects (mos) Gender Development Language Language Skills Vision Status Grating (cpcm*) Diagnosis

1 18 F 6 6–7 6 6 VI-Pb 0.5 Traumatic brain injury


2 17 F 8 8–9 10 5 Adequate 4.0 Multiple disabilities
3 18 F 2 10 4 2 VI-Pb NAe** Viral encephalitis
4 14 F 3 4 2 3 VI-Pb NA** Cerebral Palsy
5 21 M 3 6–7 4 3 VI-Pb NA** Meningitis
6 18 M 7 8–9 6 4 Adequated 2.0 Microcephaly
7 22 M 7 6–7 12 5 Adequate 4.0 Cerebral Palsy
8 25 M 12 19–20 8 8 Adequate 2.0 Cerebral Palsy
9 14 M 7 13–14 4 7 Adequate 2.0 Opitz syndrome
10 21 F 3 5 2 2 VI-Pb & VI-Ac 2.0 Vader’s syndrome
11 16 F 6 6–7 6 3 VI-Pb 2.0 Anoxia
12 13 M 6 13–14 6 4 VI-Ac 8.0 Cerebral Palsy
13 18 M 8 17–18 16 4 Adequate 0.5** Achondroplasia
14 13 M 4 5 1 3 VI-Pb & VI-Ac 4.0 Viral encephalitis
15 12 M 7 5 7 5 Adequate 8.0 Cerebral Palsy
16 26 F 8 11–12 5 5 Adequated 2.0 Glutamic acidurea
17 15 M 8 13–14 13 4 Adequated 8.0 Cerebral Palsy
18 17 M 4 13–14 7 3 VI-Pb NA** Spina Bifida/meningitis
19 18 F 6 11–12 6 4 Adequate 8.0 Cerebral Palsy
20 16 M 8 13–14 10 5 VI-Pb & VI-Ac 2.0 Cerebral Palsy
21 17 F 10 8–9 9 9 Adequate 8.0 Meningitis
22 15 M 5 5 5 4 VI-Pb NA** Cerebral Palsy
23 21 M 5 8–9 5 3 VI-Pb & VI-Ac 4.0 Cerebral Palsy
24 15 M 8 8–9 11 5 VI-Ac 8.0 Cerebral Palsy
25 9 M 9 10 4 3 Adequate 4.0 Cerebral Palsy

Mean 17 mos. 6 mos. 9.6 mos. 6.8 mos. 4.4 mos. 4.2 cpcm

a
Age in months as reported from the Battelle Developmental Inventory.
b
VI-P ! visual impairments " processing problems.
c
VI-A ! visual impairments " acuity problems.
d
Adequate with corrected vision.
e

Gaze-Shift Patterns of Young Children /


NA ! not available.
* cpcm ! cycles per centimeter.
** Scores below normal limits for mental age.

161
their standardization scale was just above 40 Three children wore glasses but had no other
points and represented supervisory labor po- reported processing or uncorrected acuity
sitions. The average occupation score for the concerns.
parents in the present study was 37.2 suggest-
ing skilled manual labor positions, with 12
Procedure
parent’s occupations scored higher than 40
(independent employers, supervisors, and Data collection. Data that were used for this
professional positions) and 12 occupations study were part of the database from the lon-
scored below 40 (skilled and semi-skilled la- gitudinal study of young children with devel-
borers, farmers). One single parent was a stu- opmental disabilities who are at risk for being
dent, considered not codeable for occupation. non-speaking (Cress, 1995). As part of the
On the Battelle Developmental Inventory (New- larger study, all children and parents took
borg et al., 1984), participants had a mean part in six sessions in the family’s home that
developmental age of 6 months (range 2-12 lasted approximately two hours every three
months), a mean receptive communication months for eighteen months. These sessions
age of 9.6 months (range 4-20 months), and a were used to interview parents and assess chil-
mean expressive communication age of 6.8 dren’s communicative and cognitive develop-
months (range 1-16 months). All children had ment over time. For purposes of the present
scores one standard deviation below the mean study, however, only data collected during the
for their corrected age. In addition, the chil- first home session when parents and children
dren had notable delays in motor skills with a were engaged in natural play activities were
mean motor age of 4.4 months (range 2 – 9 used. For example, in between structured play
months). All demonstrated sufficient hearing activities with the examiner, parents were ob-
for communication on a battery of tests in- served playing with their children when the
cluding the HearKit screener for response to opportunity to play arose naturally. In some
calibrated noisemakers (BAM World Markets, cases, free play involved the parent trying to
1991). engage their child in a toy or activity. As
On the Baby Screen Kit (Vision Associates, needed, parents were questioned about chil-
1996), for preferential looking to grating acu- dren’s normal activities and favorite things to
ity cards and materials, all but seven of the do and were encouraged to engage in these
children had a visual grating acuity value activities as naturally as possible. The goal of
within normal limits of their mental age as these instructions to the parent was to have
measured by cycles per centimeter (CPM). them play naturally with their child instead of
CPM refers to the number of lines in each constructing play episodes to demonstrate
centimeter of the visual testing surface. Each particular skills or behaviors.
cycle corresponds to one degree of visual an- Each session was videotaped on S-VHS tapes
gle. For instance, at two cycles per centimeter with a Panasonic AG 456 video camera. Seg-
at optimal viewing distance there are four ments that included parent-child interaction
lines or two cycles in each degree of a child’s were dubbed onto coding tapes with an aver-
visual angle. There is no way of converting the age of 20.3 minutes (range: 2.5-60.5 min; me-
grating acuity values to optotype acuity such as dian 17.7 min) of parent-child activity. The
20/20 vision. Other measurements used to outliers were included because the average
gain a more complete picture of the chil- time when the outliers were excluded (19.3
dren’s visual function included the Functional min) was not notably different. Because of
Vision Assessment (Vision Associates, 1996) on differing parental interaction strategies, chil-
which all of the children showed age-expected dren did not have equal interaction times with
responses to visual information in the environ- their parents. Some participants had relatively
ment. Although all the participants demon- short parent-child interaction time, which
strated at least a minimum of functional vi- may have been due to reluctance to interact
sion, 28% were reported to have visual before the camera. Other participants had
processing difficulties; 8% exhibited only acu- longer periods of parent-child interaction
ity problems; and 16% of the children pre- time that could be attributed to the child’s
sented both acuity and processing difficulties. reliance on specific parent positioning or play

162 / Education and Training in Developmental Disabilities-June 2005


strategies during the assessment period. or social play without experimenter involve-
Therefore, frequency of children’s various en- ment. In some cases, the parent might be
gagement behaviors were scored from video- attempting to interact with the child even if
tapes, and rate of each behavior per minute the child did not respond to the parent; these
was calculated (total frequency of each behav- segments were included in the coding. A cod-
ior divided by time). To account for relative ing scheme, adapted from Bakeman and Ad-
amount of time children spent in any given amson (1984), looked at seven categories of
engagement behavior, the specific behavior child engagement including unengaged, onlook-
rate per minute was divided by the overall rate ing, with persons, with objects, and three types of
of total engagement behaviors per minute to joint attention, passive joint, two-point gaze shifts,
produce percent of time spent in each specific and coordinated three-point gaze shifts. See Table
behavior. For example, if a child had 32 un- 2 for operational definitions of these terms.
engaged behaviors in an 8-minute period, this Unlike Bakeman and Adamson (1984), the
would result in a rate of four unengaged be- present study utilized three categories for
haviors per minute. But the child could also joint attention instead of two. This more spe-
have had other engagement behaviors noted cific coding was included to test the hypothe-
during the 8 minutes accounting for an addi- sis that pre-intentional children with develop-
tional 1.25 behaviors per minute for a total of mental disabilities might show more gaze
5.25 codable behaviors per minute. There- shifts if two-point shifts were also scored.
fore, the child had spent 4/5.25 or 76% of the Coding was done in 15-second intervals and
time being unengaged. activities had to occur for at least three sec-
Data scoring. Video segments of parent- onds to be coded. Exceptions included the
child interaction were viewed in S-VHS format two-point and three-point gaze shift categories
on a JVC BR-S378U video deck with a 20## JVC for which every instance was rated. Video seg-
AB20BP6 monitor. To be considered a parent- ments were not coded if there were no physi-
child interaction, the parent and child had to cal opportunities for eye contact between the
both be engaged in an activity, such as object parent and child (joint attention). For exam-

TABLE 2

Child Engagement Coding Scheme Definitions

1. Unengaged: The child is not engaged in anything, looking off into space.
Example: Child’s eyes are not fixated on any one thing.
2. Onlooking: Child is looking but not taking part in the activity.
Example: Child may be looking at what the adult is doing but is not actively involved.
3. Objects: The child is attending to only the object the child is involved with.
Example: Infant is engaged in a toy and is not looking to the adult.
4. Persons: The child is engaged with the person, social play.
Example: Adult may be making silly faces at child and child is responding to them.
5. Passive joint attention: Infant and adult are involved with the same object, but child does not look at
adult.
Example: Adult is interacting with the object the child is attending to, but the child is not looking at the
adult.
6. Two-point gaze shift: The infant looks from person to object but doesn’t look back to person or vice
versa. This needs to be a clear attention shift.
Example: Child is looking at an object and then looks to the adult or vice versa. The child does not
make the third transition.
7. Three-point gaze shift: Three-point attention shift between object-person-object and vice versa. This has
to be a clear attention shift.
Example: The child looks at the adult then the object and back at the adult.
8. Face not visible: This occurs when the child’s face is not visible.
9. Off Camera: This occurs when the child is off camera.

Adapted from a coding scheme by Bakeman and Adamson (1984).

Gaze-Shift Patterns of Young Children / 163


ple, if the child was being bottle-fed in a po- TABLE 3
sition where visual contact was not possible,
Child Engagement Behaviors (mean % of time)
then eye gaze behaviors were not coded dur- for Children with Developmental Disabilities (DD)
ing that activity unless the child was reposi-
tioned. Engagement Behaviors M (SD)

Interobserver Agreement Unengaged 54.8 (26.5)


Onlooking 2.5 (4.2)
Primary coding was completed by the first With Objects 16.9 (17.1)
author and interobserver agreement of cod- With Persons 14.9 (17.0)
ing was established by a trained graduate re- Passive Joint Attention 4.2 (6.6)
search assistant. Before coding of the tapes Coordinated (3-point gaze shifts) 0.2 (0.5)
Combined
took place, both coders were trained in using
(2-point $ 3-point gaze shifts) 0.6 (1.1)
the present coding scheme by rating child
Unobserved Behaviors
engagement behaviors of pilot children who (face not visible $ off camera) 6.1 (7.5)
had developmental disabilities, but not in-
cluded in this study. Coders discussed specific
examples of what constituted a codable unit
and how it should be scored to improve con- shifts only .2% of the time. However, they
sistency. Then videotape segments were used twice as many two-point gaze shifts (.4%)
viewed independently and coded until inter- making active gaze shifts evident a total of .6%
observer agreement exceeded 80% with at of the time in play with parents. The com-
least two consecutive pilot children. Interob- bined category of two-point plus three-point
server agreement was then established for a gaze shifts was reported to allow comparison
random sample of 20% of the research partic- with literature on gaze shifts in discussion of
ipants in the present study. Overall agreement typically developing populations.
of coding was 78.6 % (range 73%-90%), cal-
culated by number of agreements divided by
Motor and Developmental Correlations
the total number of agreements plus disagree-
ments. A Cohen’s Kappa of .67 was also calcu- Computer-based correlations were computed
lated. The moderately low Kappa may be due (StatView 4.0, Abacus Concepts, 1992) using
to difficulty collecting gaze shift behavior data percent of time children spent in each en-
from children within a home based setting. gagement behavior instead of frequency of
occurrence. When computing these analyses,
the categories of two-point and three-point
Results
gaze shifts were again combined to expand
the range of possible gaze shift behaviors for
Engagement Behaviors
this population of children with poor motor
Table 3 shows means and standard deviations (head) control. Correlations between devel-
of engagement behaviors coded for the 25 opmental characteristics and engagement be-
pre-intentional children with developmental haviors for the pre-intentional children with
disabilities. On average, the children spent developmental disabilities are presented in
more than half their observed time with par- Table 4. Significant positive correlations were
ents unengaged. These children spent 39.1% noted for amount of engagement with objects
of their time with parents, however, in some and children’s motor and overall develop-
type of engaged behavior. Most of this behav- mental skills. Children with better motor skills
ior was gaze to objects (16.9%) and gaze to (higher motor age scores) displayed higher
people (14.9%). During the play interaction rates of attention to objects than children with
with their parent, children spent relatively lit- poorer motor skills. There were also signifi-
tle time showing onlooking (2.5%) and pas- cant positive correlations between onlooking
sive joint attention (4.2%) behaviors. behaviors and overall developmental skills
The children in the present study were ob- (age scores), and passive joint attention and
served using coordinated three-point gaze children’s motor skills. Children with better

164 / Education and Training in Developmental Disabilities-June 2005


TABLE 4

Correlations for Developmental Characteristics and Engagement Behaviors of Children with Developmental
Disabilities (n ! 25)

Overall Developmenta Motor Receptive Language

2 2
Engagement Behavior R (p) R (p) R2 (p)

Unengaged *".640 (.0004) *".453 (.02) ".355 (.08)


Onlooking *.504 (.01) .271 (.19) .275 (.19)
With Objects *.566 (.003) *.605 (.001) .321 (.12)
With Persons .177 (.4) .047 (.83) .110 (.61)
Passive Joint Attention .288 (.17) *.428 (.03) .222 (.29)
Combined Gaze Shifts .32 (.12) .318 (.12) .204 (.33)

* p % .05.
a
Scores for overall development, motor and receptive language are from the Battelle Developmental
Inventory.

overall developmental skills displayed higher Children with developmental disabilities in


rates of onlooking behavior than children the present study produced gaze shifts (two-
with poorer developmental skills and children point $ three-point) .6% of the time at an
with better motor skills displayed higher rates average developmental age of 6 months. Sim-
of passive joint attention than children with ilar reports of limited gaze shifts during tasks
poorer motor skills. Results show a significant with high cognitive load have been described
negative correlation, however, between unen- for children with Down syndrome who were
gaged acts and motor and developmental chronologically older than children in the
skills, with children who had better motor and present study (Kasari et al, 1995; Ohr & Fa-
overall developmental skills showing fewer un- gen, 1994). It is reasonable to assume that
engaged acts than children with poorer skills. some cognitive processing skills are involved
The gaze shift behaviors were not correlated in three-point coordinated gaze shifts for any
significantly with children’s developmental children at this stage of communicative devel-
skills. None of the engagement behaviors were opment. However, the presence of motor de-
significantly correlated with receptive lan- lays/disabilities may make even the use of two-
guage skills of participants. point eye gaze a challenge.
Motor skills such as head control may have
had an impact on the success the pre-inten-
Discussion
tional children with developmental disabilities
For pre-intentional children with develop- had at gaze shifting in the present study. It is
mental disabilities, it was hypothesized that possible that the motor skill of shifting the
three-point gaze shifts might be physically head and eyes between the persons or objects
more difficult than two-point gaze shifts, but in different positions or visual fields may be an
that all types of gaze shifts would be relatively added source of difficulty for children with
infrequent. In previous studies, pre-inten- these developmental disabilities. Children’s
tional children demonstrated relatively few positioning during parent-child play may also
three-point gaze shifts (Landry, 1995). In the have influenced the relative ease with which
study reported by Bakeman and Adamson children shifted their gaze between objects
(1984), children at developmental ages simi- and parents. For instance, if parents were
lar to participants in the present study showed seated behind the children, it was difficult for
relatively few three-point gaze shift behaviors. the children to turn to look at their parents
Typically developing children produced and complete a two-point or three-point gaze
three-point gaze shifts 2.3% of the time at 6 shift. It is possible that the pre-intentional
months of age (Bakeman & Adamson, 1984). children with developmental disabilities

Gaze-Shift Patterns of Young Children / 165


showed fewer three-point gaze shifts than they tribute to the extent that children perform
were cognitively capable of producing because gaze shifts in typical interactions with their
of motor and positioning limitations. Produc- parents. For instance, parents in this study
tion of more two-point gaze shifts, which re- were rarely observed prompting for the chil-
quire limited head and visual control such as a dren’s gaze transition (i.e. holding an object
single movement to readjust the child’s gaze and tapping it to encourage the child to shift
orientation, suggests that these children did their gaze) which could influence number of
aim to establish simple forms of joint atten- times the children made gaze shifts. If parents
tion. Two-point gaze shifts are a plausible de- perceived that their children experienced
velopmental phase in the process of transi- problems in visually following events when re-
tioning from single point attention to three- directed, as was observed in children with
point gaze shifts. No research to date has Down syndrome (Harris, Kasari, & Sigman,
coded for two-point gaze shifts for children 1996), they may have limited their attempts to
with typical development (Bakeman & Adam- elicit gaze shifts from their children. Further-
son, 1984, Adamson, Russell, & McArthur, more, typical free play with young infants who
1997, Adamson, Bakeman, & Deckner, 2001). have developmental disabilities often involves
It is not clear whether typically developing social play without objects; this minimizes the
children also produce simple two-point gaze physical demands for the children and
shifts to reduce cognitive complexity of early doesn’t require gaze shifts to a separate refer-
shared engagement, or whether limited motor ent. For instance, parents in this study tended
skills increased the likelihood of two point to initiate routines such as tickle or turn-tak-
gaze shifts in children with developmental dis- ing games in which children retained atten-
abilities in this study. tion to the parent. If children have their par-
The pre-intentional children with develop- ent’s attention already and don’t have to shift
mental disabilities were often able to perform in order to get that attention, they may not
gaze shifts if prompted by an examiner in spontaneously make gaze shifts to more dis-
structured play, suggesting an interaction be- tant objects in the environment.
tween partner behavior and a child’s develop- Conversely, if parents of children with de-
mental abilities. The prompts consisted of velopmental disabilities have difficulty in no-
partner behaviors such as holding a toy within ticing their children’s attentional focus, as was
the child’s line of vision, tapping objects to reported by Yoder and Farran (1986), chil-
draw attention, and positioning the partner’s dren with developmental disabilities may de-
face within the same visual space as an object cide that shifting their gaze to elicit the part-
during play. Shifting gazes between referents ner’s attention isn’t worth the physical effort.
and listeners is used as an indicator of cogni- Because gaze shifts are relatively challenging
tive ability because it requires the child to tasks for children with any type of head con-
focus on more than one thing simultaneously trol or visual difficulties, children may be less
(e.g. Ohr & Fagen, 1994). Since children with likely to produce these behaviors that are
developmental disabilities were anecdotally within their capacity without specific prompt-
observed to include gaze shifts more consis- ing or motivation to overcome the difficulty
tently when prompted, it suggests that the skill (Cress et al., 1998).
may be within their physical capability. Factors Children with developmental disabilities in
that might limit children’s initiation of gaze the present study were frequently observed as
shifts include restrictions in children’s ability unengaged and infrequently observed onlook-
to: a) understand the interaction between per- ing (watching the parent do something). This
son and object, b) recognize the signaling could be influenced by limitations of the cod-
function of gaze shifts, c) persist at difficult ing system for the 13 children who had visual
tasks, or d) independently express communi- processing impairments. For instance, chil-
cative signals without partner cues. All these dren with cortical visual impairments tend to
factors could be influenced by the overall de- have difficulty focusing on or processing dif-
velopmental delays evidenced in the present ferent visual events for more than a brief di-
sample. rect glance, although they may be attending to
Environmental factors, however, may con- events using peripheral vision. Seven of the

166 / Education and Training in Developmental Disabilities-June 2005


children had visual acuity that was not within than expected for typically developing chil-
expectations for their mental age. However, dren. For instance, if a child was seated up-
all seven children showed expected responses right and shifted gaze from a parent to a toy
to visual information in the environment on on the floor, the child may have had insuffi-
the Functional Vision Assessment (Vision As- cient head control to return the gaze to the
sociates, 1996) and their parents reported parent. Because the parent is more directly
children’s systematic use of gaze behaviors in able to engage the child’s attention, the child
interactions at home. Therefore, the seven may concentrate his/her gaze efforts on the
children with visual grating acuity values be- partner rather than the object. If children did
low what was expected for their mental age shift gaze from parent to the object, there
were still included. In gaze coding, however, tended to be an intervening period of unen-
the coding system forced observers to code gagement as they gradually shifted their head
these seven children as unengaged when ob- position to focus back on the parent or on a
servers were unable to discern if children were new activity. This delayed gaze shift process
looking at something. Because children with may contribute to the limited amount of ob-
developmental disabilities as a group spent ject attention and three-point gaze shifts re-
greater time being unengaged, there may ported for children in the study.
have been less opportunity for simple onlook- Children with developmental disabilities
ing of parent activity. If these children had spent relatively little time engaged in passive
difficulty focusing on a parent’s activities that joint attention behavior compared to data re-
occurred around them without prompting, ported for children with typical development.
they may not have spent as much time actively Bakeman and Adamson (1984) reported pas-
watching what the parent was doing. Also, sive joint attention 16.9% of the time for
because parents tended to engage in frequent 6-month-old typically developing children, but
social play there was less opportunity for the children with developmental disabilities in the
children with developmental disabilities to present study only demonstrated passive atten-
watch their parents conducting a play activity tion 4.2% of the time. By definition, in order
with an object that the children could observe. to code for passive joint attention, both parties
Children with developmental disabilities needed to be involved with the same object.
spent comparable amounts of time looking at Parents of children with developmental dis-
objects (16.9% of the time) and at persons abilities did not socially engage their children
(14.9% of the time) during interactions. Re- very often when the children were involved
ports of gaze behavior in 6-month-old typically with objects. Karns and Romero (1997) re-
developing children showed relatively higher ported similar findings, in which parents of
object gaze (37% of the time) at similar devel- children with motor impairments tended to
opmental ages to children in the present study look away from the child or look at toys more
(Bakeman & Adamson, 1984). If parents did often than reported for parents of children
not hold the object within the children’s field with typical development. Instead of interact-
of vision or actively prompt the children to ing with their children, parents in the present
look at the objects, children with developmen- study often watched the children and made
tal disabilities frequently tended to spend time occasional comments; the children were typi-
unengaged. These findings are consistent with cally coded for gaze on an object when the
Hanzlik’s (1990) findings, where children opportunity existed for active joint attention.
with cerebral palsy were less likely to initiate If parents were playing with an object that the
eye contact with parents than expected. Chil- child could not successfully access or control,
dren with developmental disabilities in the the child was often coded for onlooking or
present study had notable motor delays and unengaged behavior. Parents may have per-
tended to have poor hand and arm skills and ceived that their children had difficulty inter-
were unlikely to grasp an item themselves for acting with people and objects at the same
visual inspection or interaction. Also, given time so they chose to let the children interact
children’s difficulty in independently shifting with an object or watch the parent indepen-
positions, they tended to be more restricted to dently.
the activity being presented by the parent Some specific engagement behaviors were

Gaze-Shift Patterns of Young Children / 167


associated with the motor or overall develop- mentally meaningful skill for coordinated
mental skills of children with developmental joint attention both in children with typical
disabilities. Children with higher developmen- development and children with developmen-
tal or motor scores spent less time unengaged tal disabilities. It is not possible from the
and more time onlooking or engaged with present data to determine whether the two-
objects. This suggests that children are able to point shifts demonstrate equivalent associa-
engage in activities that are more complex as tion between object and person for children
they show greater developmental or motor with developmental disabilities, as three-point
skills. If children had better motor abilities, shifts do for typically developing children.
they could physically engage with objects and Further longitudinal data could determine
play with them instead of just looking at the whether children with developmental disabil-
objects or adult activity with the objects. Was- ities produce two-point gaze shifts for an ex-
serman et al. (1985) found that physical im- tended period of time, evolve to increased use
pairments tended to reduce the extent to of three-point gaze shifts, or whether the sim-
which children followed a parent’s gaze or pler gaze shifts remain prevalent in children
attended to objects. Children in the present with disabilities who demonstrate intentional
study who had better motor skills were more communication.
likely to engage in passive joint attention be- This study suggests an interaction may exist
havior (both parties involved with the object) between environmental, social, developmen-
than children with poorer motor skills. Better tal and motor factors that may influence chil-
motor skills likely allowed children to inde- dren’s gaze behaviors. However, relatively
pendently engage the object with the parent small sample size and variability among chil-
in play and provided a reason to monitor the dren limits the extent to which the interaction
parent’s actions instead of passively watching between these factors can be explored. For
the parent with onlooking behavior. Also, par- instance, there may be a specific interaction
ents were observed to respond and play jointly between type of play (e.g., social vs. object)
with the object more readily when their child and quality of children’s gaze shifts between
was initiating actions with the toy rather than people and objects. Furthermore, both types
simply watching the toy. Children who initi- of play and gaze shifts can be directly influ-
ated joint play with objects were also observed enced by parental actions or prompting.
to have more conventional play strategies, Variability in motor and gaze behavior is
which may have prompted more conventional unavoidable in a population of children who
parent-child interaction and children’s en- are nonspeaking. However, future research
gagement behaviors. For instance, children might examine further correlations between
with sufficient motor skills to activate a music gaze and head control or gaze and visual acu-
toy could take turns with their parent in a man- ity/processing. Future research could also ad-
ner similar to typically developing children. dress the extent to which children’s engage-
Only the overall developmental scores, not ment behaviors improve over time as physical,
motor scores, were significantly associated cognitive, and/or visual skills improve. Be-
with greater onlooking behaviors, presumably cause gaze shifts have been associated with the
because onlooking requires cognitive aware- transition to interactive skills such as inten-
ness of events and activities but does not re- tional communication in typically developing
quire particularly complex motor skills. None children, behaviors of pre-intentional chil-
of the engagement behaviors were correlated dren with developmental disabilities should
significantly with receptive language skills, be tracked to determine if gaze shifts have a
which suggest that early visual engagement in similar relationship with their development of
joint activities does not depend upon specific intentional communication.
verbal comprehension.
Clinical Implications
Future Research
If two-point gaze shifts are confirmed by fur-
Future research is necessary to determine the ther research to have developmental validity,
validity of two-point gaze shifts as a develop- partners may be encouraged to watch for and

168 / Education and Training in Developmental Disabilities-June 2005


selectively reinforce two-point gaze shifts as sors to AAC development. Unpublished NIH Grant
indications of children’s attention or intent. document (NIDCD). Lincoln: University of Ne-
Even if two-point gaze shifts are shown to con- braska.
sistently indicate simpler cognitive skills than Cress, C. (2002). Expanding children’s early aug-
mented behaviors to support symbolic develop-
three-point shifts, it may be useful to coach
ment. In J. Reichle, D. Beukelman, & J. Light
children in expanding their motor plans for
(Eds.), Implementing an augmentative communica-
gaze shifting during play if they have limited tion system: Exemplary strategies for beginning commu-
head or gaze control. Partners may also be nicators. Baltimore: Brookes.
coached to position children so that both the Cress, C., Andrews, T., & Reynolds, C. (1998, April).
object and partner are within their feasible Gestural imitation and contingent parent responses in
visual field during object play. Children who nonspeaking children with physical impairments.
do not spontaneously gaze shift from objects Poster session presented at the XIth Biennial In-
to their parents and back may be prompted ternational Conference on Infant Studies. At-
for each successive gaze shift with tactile, kin- lanta, GA.
esthetic, or visual cues. In particular, children Cress, C., Shapley, K., Linke, M., Havelka, S., Di-
etrich, C., & Elliot, J. (1999, November). Inten-
with visual processing difficulties may respond
tional communication patterns in young children with
to gaze prompts more effectively with light, physical impairments. Poster session presented at
sound, or movement cues, including toys that the 74th annual meeting of the American Speech-
have light and sound characteristics. For chil- Language and Hearing Association. San Fran-
dren who demonstrate poor gaze shifts, sepa- cisco, CA.
rate activities may be useful to promote chil- Farran, D., & Kasari, C. (1990). A longitudinal anal-
dren’s motor plans for head control and gaze ysis of the development of synchrony in mutual
shifts and to elicit children’s communicative gaze in mother-child dyads. Journal of Applied De-
signals and acts about the shared play activities velopmental Psychology, 11, 419 – 430.
and objects of interest. In particular, interven- Ganzeboom, H., & Treiman, D. (1996). Internation-
ally comparable measures of occupational status
tion addressing joint attention may need to
for the 1988 international standard classification
include specific coaching in gaze shift skills
of occupations. Social Science Research, 25, 201–
such as attention checks with a partner. Chil- 239.
dren who have difficulty shifting their gaze in Goldfield, B. (1990). Pointing, naming, and talk
play are likely to have further difficulty using about objects: Referential behaviour in children
gaze shifts to interpret or anticipate commu- and mothers. First Language, 10, 231–242.
nicative acts from others. Hanzlik, J. (1990). Nonverbal interaction patterns
of mothers and their infants with cerebral palsy.
Education and Training in Mental Retardation, 25,
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170 / Education and Training in Developmental Disabilities-June 2005

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