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https://doi.org/10.1007/s00296-018-4000-x
Rheumatology
INTERNATIONAL
CLINICAL TRIALS
Abstract
This study evaluated the synergistic effects of ultrasound (US) and low-level laser therapy (LLLT) with or without therapeutic
exercises (TE) in women with knee osteoarthritis. Forty-two Caucasian women with knee osteoarthritis were allocated into
three groups: (1) the placebo group who did not perform TE, but the prototype without emitting light or ultrasonic waves
was applied, (2) the US + LLLT group in which only the prototype was applied and (3) the TE + US + LLLT group that per-
formed TE before the prototype was applied. However, 35 women completed the full clinical trial. Pressure pain thresholds
(PPT) using an algometer and functional performance during the sit-to-stand test were carried out. The average PPT levels
increased for US + LLLT (41 ± 9 to 54 ± 15 N, p < 0.01) and TE + US + LLLT (32 ± 8 to 45 ± 9 N, p < 0.01) groups. The
number of sit-to-stands was significantly higher for all groups. However, the change between pre-treatment and post-treatment
(delta value) was greater for the US + LLLT (4 ± 1) and TE + US + LLLT groups (5 ± 1) than for the placebo group (2 ± 1)
with a significant intergroup difference (p < 0.05). This study showed reduced pain and increased physical functionality after
3 months of US + LLLT with and without TE.
Introduction
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in vivo studies carried out on animals [6] and in humans consents before enrollment. The study was carried out over
[11–13]. The main positive effects of these modalities are, 4 months, including an initial screening procedure to deter-
for example, anabolic effects on cartilage [5, 10], anti- mine the eligibility of each subject to take part in the study,
inflammatory action [4], analgesia associated with muscle pre-measurements, treatments and post-measurements.
relaxation [14] and improvements in microcirculation [9]. A longitudinal, randomized, placebo-controlled trial was
In addition, therapeutic exercises (TE) reduce joint pain conducted. Subjects with knee OA from São Carlos City,
and enhance physical function in people with knee OA [15]. São Paulo State in Brazil were asked to participate in the
A literature review shows that TE is associated with LLLT clinical trial using the media (newspapers, radio, TV, web-
[14, 16–20] or US [14, 17, 18, 21] to treat knee OA. The idea sites and magazines). The subjects were selected according
in these cases is that LLLT and US could alleviate delayed to inclusion and exclusion criteria. The inclusion criteria
onset muscle soreness or joint pain post-exercise [22] and were Caucasian women aged 60–80 years with knee OA
could also improve range of motion [23] to increase adher- and physically untrained. The exclusion criteria were signs
ence to exercise, leading to improved health and functional and symptoms of any psychiatric dysfunction, metabolic,
status. Studies have shown positive results when LLLT is cardiovascular, pulmonary, neurological disease, thrombosis
associated with exercises. Montes et al. [24] showed that and tumor. Furthermore, other exclusion criteria were knee
LLLT, in conjunction with quadriceps exercises, is a safe joint diseases other than that of the OA or musculoskeletal
and effective treatment to reduce knee OA pain. An experi- disorders other than those affecting the knee joints, foot and/
mental study carried out recently suggests that exercise or hip joints OA, intra-articular fluid effusion, any contrain-
program and LLLT are effective in preventing cartilage dication for TE, lower limb arthroplasty, intra-articular infil-
degeneration and modulate inflammatory processes due to tration, for example, corticosteroid, platelet-rich plasma or
knee OA [25]. A systematic review showed that when LLLT hyaluronic acid infiltrations during the last 6 months.
is applied before exercise, ergogenic and protective effects A computer program was used for the randomization
occur on skeletal muscle [26] and when administered after process (http://www.randomization.com). After screening
injury, LLLT protects cells from secondary damage due to the 437 subjects, 42 women were included and assigned
anti-inflammatory and antioxidant effects [27]. In the same to 3 groups (14 per group), but 35 women completed the
way, therapeutic US could enhance the effectiveness of full clinical trial: (1) the placebo group (n = 10) who did
isokinetic exercise, improving functional outcomes among not carry out TE, but the prototype without emitting light
subjects with bilateral knee OA [28]. Other research used or ultrasonic waves was applied (sham-irradiation); (2) the
continuous and pulsed US, as well as home exercise which US + LLLT group (n = 13) in which only the prototype was
resulted in pain relief, recovery of functional state, and qual- applied and; (3) the TE + US + LLLT group (n = 12) who
ity of life in subjects with knee OA, without clinically sig- carried out TE before the prototype was applied. The sche-
nificant differences between the continuous and pulsed US matic flow chart for this study is illustrated in Fig. 1.
groups [29]. In this study, all subjects received conventional
physical therapy with hot packs, interferential currents and Clinical features
quadriceps isometric exercise of both knees [29].
A previous study showed combined effects promoted by Clinical features were assessed as previously described
a new prototype which includes diode laser beams around [22]. The body mass index (BMI) and the waist-to-hip ratio
the US transducer applied after TE to treat OA in women’s (WHR) were calculated [BMI = body weight/height (kg/cm2)
hands [23]. In the same way, the present study aimed to and WHR = waist circumference/hip circumference (cm/
evaluate the synergistic effects of simultaneously applying cm)]. Bipolar bioimpedance of the upper limbs (OMRON®,
US plus LLLT with or without TE on pain and muscle func- Kyoto, Japan) was used to measure body fat and hydration.
tion in women with knee OA. We hypothesized that the US Regarding the diagnostic criteria, knee OA was defined
plus LLLT in conjunction with TE may reduce pain and radiologically. The lateral and frontal X-rays of the knees
increase muscle function. (Fig. 2) as well as Kellgren–Lawrence 0–4 grading scale
(K–L scale) for degenerative profiles were conducted.
This research was approved by the National Ethics Commit- Concerning the physical treatments, we used a prototype
tee (approval no. 362.789) and the Federal University of São which included a laser and US transducer. This prototype
Carlos Ethics Committee (approval no. 143.392) in Brazil. emits mechanical and electromagnetic waves simultane-
The current study is registered with ClinicalTrials.gov, num- ously [22]. The US parameters used were: 1 Mhz frequency,
ber NCT02154893. All subjects provided written informed 1.0 W/cm2 intensity, 3.5 cm2 effective radiation area (ERA),
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continuous mode, for 3 min per knee region, a total of five In the treated groups, the prototype was turned on, emitting
regions per knee and 15 min per knee per session, leading appropriate energy and the patients knew they were being
to 3.150 J total energy. The power of each infrared laser treated. In the placebo group, the display was working, but
(808 nm) was set at ~ 100 mW. The treatment time was 3 min the prototype did not emit energy to the handpiece. How-
per area, leading to an energy of 18 J and a fluence of 7 J/cm2 ever, the patients did not realize that they were not being
per each single laser diode or 72 J and 28 J/cm2 per region treated, because the ultrasonic waves and infrared radiation
(4-diode probe). Five areas were irradiated per knee, leading are not visible to the naked eye. Therefore, the patients of the
to a total energy of 360 J and a fluence delivered close to placebo group incorrectly believed they were being treated.
142 J/cm2 per knee. The LLLT was applied emitting con- All patients wore safety glasses due to infrared radiation or
tinuous waves and using a non-contact scanning technique sham-irradiation. The areas of applications of the handpiece
(the distance between each laser and the patient’s skin was on the knee are shown in Fig. 3.
~ 1 cm). Transparent gel was used. The transducer head was Both knees were treated. The prototype was applied after
moved at a constant circular motion (~ 4–5 cm/s) so as to the exercise program in the TE + US + LLLT group. The
decrease the risk of burn injuries and pain in the patients due exercise program consisted of two stretching exercises for
to hot spots in the tissue that are developed from too much the lower limb (hamstring and quadriceps muscles stretch-
energy emitted from one area of the transducer head [30]. ing) and resistance training. The patients did an exercise
The prototype was applied identically for all groups, but the program (3 × 10 repetitions) at each session, including hip
null dose was used in the placebo group (sham-irradiation). flexion–extension in seated and standing positions, knee
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flexion–extension in a standing position and hip abduc- patella; (3) 3 cm lateral to the midpoint on the lateral edge
tion–adduction in a standing position, as exemplified in of the patella; (4) 2 cm proximal to the superior lateral
Fig. 4. Three resistance levels for the ankle weights (1, 2 and edge of the patella; (5) 2 cm proximal to the superior edge
3 kg) and elastic bands [color-coded levels of elastic resist- of the patella; (6) 2 cm proximal to the superior medial
ance: 2.2 kgf (yellow—light), 3.3 kgf (green—medium) and edge of the patella; (7) 3 cm medial to the midpoint on the
4.5 kgf (red—power) of force production using a stretched medial edge of the patella and; (8) at centre of the patella
band at 50%] were applied. The load was gradually increased [31]. The average PPT of the three measurements at each
during 3 months. Each load was maintained for 1 month. location was calculated and interpolated using an inverse
The prototype with or without an exercise program or distance weighted interpolation [22, 32] for the PPT distri-
placebo treatment was applied once a week for 3 months. bution on the most symptomatic knee of women with OA
Patients were evaluated at baseline, and again after 3 months (topographical pressure pain sensitivity maps).
to measure the pressure pain thresholds (PPT) and to per-
form the sit-to-stand test.
All measures were done in a quiet and draught-free envi- Sit‑to‑stand test
ronment. Moreover, the test room was maintained within a
comfortably constant temperature (22–24 °C) and humid- The 30-s chair stand test is a reliable and valid measure-
ity (50–60%), because a climate-controlled environment is ment method for lower extremity strength assessment,
important to eliminate extrinsic factors of measurement. widely used with elderly people, particularly those with
affected knees [33]. Muscular strength is an important
Pressure pain thresholds (PPT) measurement indicator of health and functionality [34]. The patients
were seated on the front part of a chair with their arms
The patients were instructed not to exercise on the previ- crossed over their chest, eyes fixed straight ahead and both
ous day and were not allowed to take analgesics or a mus- feet on the floor. They were instructed to perform the sit-
cle relaxant throughout the 72 h prior to testing. PPT were to-stand movements as fast as possible in 30 s. The move-
assessed with an electronic algometer (Wagner Instru- ments were carried out at a self-selected speed and no
ments, Greenwich, CT, USA) as previously described physical assistance was allowed throughout the functional
[23]. The patients were asked to sit down and pressure test. They were verbally encouraged by the investigator to
was applied. PPT levels were assessed at eight locations ensure the explosive movement. The number of completed
on the most symptomatic knee (see Fig. 2). The locations sit-to-stands in 30 s was recorded. The test was done three
were: (1) 2 cm distal to the inferior medial edge of the times with 1 min of rest between trials. The average time
patella; (2) 2 cm distal to the inferior lateral edge of the of three consecutive trials was calculated [33, 34].
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The Shapiro–Wilk test was used to analyze data normality. Clinical features of the women with knee OA are listed in
The one-way analysis of variance (ANOVA) was carried Table 1. No significant differences were found between the
out to detect the differences between groups in the anthro- groups for anthropometric and body composition variables
pometry and body composition data. In addition, the Chi (p ≥ 0.05). The proportions were not significantly different
square (χ2) test was used to compare proportions between between the groups in the radiographic findings (p ≥ 0.05).
groups in radiographic findings. Two-way ANOVA with The mean values, standard deviation and statistical results
repeated measures was used to compare changes before of the PPT levels and the functional testing are shown in
and after the treatment for all groups. The delta between Table 2. The PPT levels did not differ significantly for the
the situations before and after the treatment (∆ = post–pre) placebo group (form 43 ± 16 to 42 ± 11, p ≥ 0.05). How-
was used to compare groups using a one-way ANOVA. ever, there was a significant increase in the average PPT
When a significant difference was detected for one-way only for US + LLLT (from 41 ± 9 to 54 ± 15 N, p = 0.04)
and two-way ANOVA, post hoc Tukey tests were used to and TE + US + LLLT (from 32 ± 8 to 45 ± 9 N, p = 0.001)
identify the differences. Statistica for Windows Release groups. The change between pre-treatment and post-treat-
7 software (Statsoft Inc., Tulsa, OK, USA) was used for ment (delta value) in the PPT levels (Fig. 5a) was greater
the statistical analysis and the significance level was set for the US + LLLT (Δ = 13 ± 15 N) and TE + US + LLLT
at 5% (p < 0.05). (Δ = 13 ± 12 N) groups compared to the placebo group
Algometry
Average PPT (N) 43 ± 16 42 ± 11 41 ± 9 54 ± 15** 32 ± 8 45 ± 9**
Sit-to-stand test
Number of sit-to-stands 9 ± 3 11 ± 3* 9 ± 2 13 ± 2** 9 ± 3 14 ± 3**
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The women with knee OA who performed US plus LLLT Probably, both exercise load and training volume were lower
showed an increase in the PPT and pain relief, leading to and insufficient for additional functional improvement.
improved functional outcomes, as observed by the sit-to- LLLT and US are generally safe, non-ionizing radiation
stand test. Elderly people and people with disabling dis- methods that are ideal for using in daily clinical practice,
eases are affected by changes in movement speed, initial mainly due to their cost-effectiveness, portability and user
starting positions and balance control [45]. The sit-to-stand friendliness [48]. However, limitations of studies include a
movement causes displacement of the center of mass [46], small-size trial, smaller amounts and loads of exercise, as
transferring energy and angular momentum from one body well as a lack of groups (exercise alone or US alone or LLLT
segment to another. These movements require skills, such as alone), absence of correlation between the algometry and
coordination, muscle strength, balance control, load-bearing visual analogue scale (VAS) and a study conducted only with
distribution at the lower limbs and stability. Thus, the sit- Caucasian women (the sample is not totally representative of
to-stand movement is considered a fundamental prerequisite the population).
for daily activities [47]. In this context, the US plus LLLT
promoted the function gain.
Regarding TE, there are no additional effects on function-
ality. The results of the present study can reflect therapeu-
tic effects promoted by US and LLLT regardless of the TE.
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Conclusion 5. Cho HJ, Lim SC, Kim SG, Kim YS, Kang SS, Choi SH, Cho
YS, Bae CS (2004) Effect of low-level laser therapy on osteo-
arthropathy in rabbit. In Vivo 18(5):585–591
This study found that LLLT together with US reduce pain 6. Ravanbod R, Torkaman G, Esteki A (2013) Comparison between
and improve functional performance in women with knee pulsed ultrasound and low level laser therapy on experimental
OA. Furthermore, there was no placebo effect. These find- haemarthrosis. Haemophilia 19(3):420–425
7. Alghadir A, Omar MT, Al-Askar AB, Al-Muteri NK (2014)
ings have important clinical implications for physical medi- Effect of low-level laser therapy in patients with chronic knee
cine and rehabilitation, because the protocol used in this osteoarthritis: a single-blinded randomized clinical study.
study can be an important adjunct to treat OA. Lasers Med Sci 29(2):749–755
8. Hsieh RL, Lo MT, Liao WC, Lee WC (2012) Short-term effects
Acknowledgements We would like to thank the Fundação de Amparo à of 890-nanometer radiation on pain, physical activity, and pos-
Pesquisa do Estado de São Paulo (FAPESP)—Grant nos. 2013/07276-1 tural stability in patients with knee osteoarthritis: a double-
and 2013/14001-9. We also acknowledge the MM Optics and the Tech- blind, randomized, placebo-controlled study. Arch Phys Med
nological Support Laboratory (LAT) of the Optics Group from the Rehabil 93(5):757–764
Physics Institute of São Carlos (IFSC), University of São Paulo (USP) 9. Hegedus B, Viharos L, Gervain M, Gálfi M (2009) The effect
for development of the prototype. of low-level laser in knee osteoarthritis: a double-blind, ran-
domized, placebo-controlled trial. Photomed Laser Surg
27:577–584
Author contributions FRP, ARP and VSB, conception and design of
10. Min BH, Woo JI, Cho HS, Choi BH, Park SJ, Choi MJ, Park SR
research; JPJ, DF and HJ performed experiments; FRP, MD and VSB
(2006) Effects of low-intensity ultrasound (LIUS) stimulation
analyzed data, interpreted results of experiments, FRP, ARP and VSB
on human cartilage explants. Scand J Rheumatol 35(4):305–311
drafted manuscript; FRP and ARP edited and revised manuscript; FRP,
11. Tascioglu F, Kuzgun S, Armagan O, Ogutler G (2010) Short-
ARP, JPJ, DF, MD, HJ and VSB approved the final version of the
term effectiveness of ultrasound therapy in knee osteoarthritis.
manuscript.
J Int Med Res 38(4):1233–1242
12. Sánchez AL, Wakamatzu MAR, Zamudio JV, Casasola J, Cue-
Funding Fundação de Amparo à Pesquisa do Estado de São Paulo vas CH, González AR, Tapia JG (2009) Effect of low-intensity
(FAPESP)—Grant nos. 2013/07276-1 and 2013/14001-9. pulsed ultrasound on regeneration of joint cartilage in patients
with second and third degree osteoarthritis of the knee. Reuma-
Compliance with ethical standards tol Clin 5(4):163–167
13. Kozanoglu E, Basaran S, Guzel R, Guler-Uysal F (2003) Short
term efficacy of ibuprofen phonophoresis versus continuous
Conflict of interest Fernanda Rossi Paolillo, Alessandra Rossi Pao-
ultrasound therapy in knee osteoarthritis. Swiss Med Wkly
lillo, Jessica Patrícia João, Daniele Frascá, Marcelo Duchêne, Herbert
133(23–24):333–338
Alexandre João and Vanderlei Salvador Bagnato declare that they have
14. Hanif S, Salim AR, Lamina S, Isa UL (2010) Comparison of
no conflict of interest.
the effect of laser therapy and therapeutic ultrasound in the
management of chronic osteoarthritic knee pain: a randomised
Ethical approval This research was approved by the National Ethics
controlled trail. Niger J Med Rehabil (NJMR) 15(23):1–5
Committee (approval no. 362.789) and the Federal University of São
15. Fransen M, Mcconnell S (2008) Exercise for osteoarthritis of
Carlos Ethics Committee (approval no. 143.392) in Brazil. The present
the knee. Cochrane Database Syst Rev 4(4):1–93
study is registered with ClinicalTrials.gov, number NCT02154893. All
16. Kheshie AR, Alayat MS, Ali MM (2014) High-intensity versus
subjects provided written informed consents before enrollment.
low-level laser therapy in the treatment of patients with knee
osteoarthritis: a randomized controlled trial. Lasers Med Sci
29(4):1371–1376
17. Ungur R, Ciortea V, Onac I, Mocan T, Irsay L, Dronca M, Suciu
S, Borda IM (2014) Clinical effects of multimodal therapy in
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