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PRIMER

Alopecia areata
C. Herbert Pratt1, Lloyd E. King, Jr2, Andrew G. Messenger3, Angela M. Christiano4
and John P. Sundberg2,5
Abstract | Alopecia areata is an autoimmune disorder characterized by transient, non-scarring hair loss
and preservation of the hair follicle. Hair loss can take many forms ranging from loss in well-defined
patches to diffuse or total hair loss, which can affect all hair-bearing sites. Patchy alopecia areata
affecting the scalp is the most common type. Alopecia areata affects nearly 2% of the general population
at some point during their lifetime. Skin biopsies of affected skin show a lymphocytic infiltrate in and
around the bulb or the lower part of the hair follicle in the anagen (hair growth) phase. A breakdown of
immune privilege of the hair follicle is thought to be an important driver of alopecia areata. Genetic
studies in patients and mouse models have shown that alopecia areata is a complex, polygenic disease.
Several genetic susceptibility loci were identified to be associated with signalling pathways that are
important to hair follicle cycling and development. Alopecia areata is usually diagnosed based on
clinical manifestations, but dermoscopy and histopathology can be helpful. Alopecia areata is difficult
to manage medically, but recent advances in understanding the molecular mechanisms have revealed
new treatments and the possibility of remission in the near future.

Alopecia areata is a common type of hair loss or alo- registry enabled the application of genome-wide associ­
pecia in humans; it is an autoimmune disease with a ation studies (GWAS) that have identified candidate
vari­able, typically relapsing or remitting, course that genes associated with susceptibility to alopecia areata4,
can be persistent — especially when hair loss is exten- as well as an evaluation of important epidemiological
sive. Alopecia areata is the second-most frequent non-­ and socio-medical issues, such as quality of life (QOL)5.
scarring alopecia, after male and female pattern alopecia Concurrently, rodent models6–8 that faithfully recapitu-
(BOX 1). Clinical patterns of hair loss in alopecia areata late the disease in humans and have enabled functional
are usually very distinct. The most common pattern is studies have been identified, and quantitative trait locus
a small round or patchy bald lesion (patchy alopecia (QTL) mapping (a technique that links variations in
areata), usually on the scalp, that can progress to total DNA to phenotype)9,10 has been performed. Together,
loss of scalp hair only (alopecia totalis) and total loss of all these techniques and associated observations have
all body hair (alopecia universalis) (BOX 2). now firmly established that alopecia areata is a complex,
Historically, numerous hypotheses on the cause polygenic, immune-mediated disease that can now be
(or causes) of alopecia areata have been proposed, such interrogated to identify biomarkers to differentiate its
as infection, a trophoneurotic hypothesis (based on severity or subtypes11.
the association between the time of onset of alopecia In this Primer, we describe the current knowledge on
areata and emotional or physical stress and/or trauma), the epidemiology of alopecia areata from a global per-
thallium acetate poisoning (owing to a similar clin­ical spective, the underlying pathophysiology, the genetic
presen­tation), thyroid disease and hormonal fluctu­ basis of this complex disease, concurrent diseases
ations (for example, in pregnancy or menopause). (comorbidities), diagnostic approaches, differential
Inflammation of the hair follicles in alopecia areata diagnoses and the current treatment approaches, as well
Correspondence to J.P.S.
mediated by leukocytes was described over a century as new breakthroughs.
Department of Research ago; yet, the involvement of the immune system in the
and Development, pathogenesis of alopecia areata has only been recog- Epidemiology
The Jackson Laboratory, nized as the primary underlying cause since the late A high degree of phenotypic and genotypic variability is
600 Main Street, Bar Harbor,
1950s, when several immune-­related and several key observed in alopecia areata, which is a complex genetic
Maine 04609–1500, USA.
john.sundberg@jax.org ­pathogenetic effector cells were identified1,2. disease determined by genetic and environmental ­factors.
The formation of the National Alopecia Areata The reported prevalence, age of onset, history and con-
Article number: 17011
doi:10.1038/nrdp.2017.11 Registry 3 in the United States in 2000 provided access current diseases vary widely. Studies performed in a small
Published online 16 Mar 2017 to data and clinical samples from >10,000 patients. The number of patients should be viewed with caution.

NATURE REVIEWS | DISEASE PRIMERS VOLUME 3 | ARTICLE NUMBER 17011 | 1


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PRIMER

Author addresses generations of affected individuals38–40 indicates that


alopecia areata has a heritable basis. Most of the early
1
Department of Genetic Resource Sciences, The Jackson human genetic studies were candidate gene association
Laboratory, Bar Harbor, Maine, USA. studies, in which linkage to specific genes or groups of
2
Department of Dermatology, Vanderbilt University genes was the focus. These studies focused on the HLA
Medical Center, Nashville, Tennessee, USA.
class II (HLA‑D) region on human chromosome 6 as the
3
Department of Dermatology, Royal Hallamshire Hospital,
Sheffield, UK. most likely region for genes that regulate susceptibil­ity
4
Departments of Dermatology and Genetics & or resistance to alopecia areata41. Family-based link-
Development, Columbia University, New York, New York, age studies and GWAS analyses, which were greatly
USA. ­enabled by the repository of the National Alopecia
5
Department of Research and Development, The Jackson Areata Registry 3, identified linkage or association on
Laboratory, 600 Main Street, Bar Harbor, Maine 04609–1500, many chromosomes, which suggests that alopecia
USA. areata is a very complex, polygenic disease4,42. These
results confirmed earlier QTL analysis studies using an
Incidence and prevalence alopecia areata mouse model, often with similar, if not
Alopecia areata affects approximately 2% of the ­general identical, results9,10.
population at some point during their lifetime, as docu­
mented by several large epidemiological studies from Concurrent diseases
Europe12, North America13 and Asia14,15. The prevalence Alopecia areata is associated with several concurrent
of alopecia areata in the early 1970s was reported to diseases (comorbidities) including depression, ­anxiety
be between 0.1% and 0.2%, with a lifetime incidence and several autoimmune diseases, such as thyroid dis-
of 1.7%16. One study in Olmsted County (Minnesota, ease (hyperthyroidism, hypothyroidism, goitre and
USA), based on data collated between 1975 and 1989 thyroiditis), lupus erythematosus, vitiligo, psoriasis,
from patients with alopecia areata who were seen by a rheumatoid arthritis and inflammatory bowel dis-
dermatologist, showed that the overall incidence was ease19,43. The frequency of these concurrent diseases var-
20.2 per 100,000 person-years, did not change with time ies between geographically separate populations, which
and had no sexual dichotomy 17. A follow‑up study of this may suggest genetic variability within these different
population from 1990 to 2009 found that the cumulative populations. A retrospective study in Taiwan found
incidence increased almost linearly with age and that the that patients with alopecia areata had higher ­hazard
lifetime incidence of alopecia areata was 2.1%18. ratios for autoimmune diseases, such as rheumatoid
Although it is generally considered that there is no arthritis, systemic lupus erythematosus and psori­asis,
sexual dichotomy 17,19, some studies show that the preva­ within the 3‑year follow‑up period than healthy con-
lence seems to shift to women >45 years of age20–22. trols44. In addition, an increased prevalence of other
This skewed incidence might be an artefact as women forms of inflammatory skin disease, such as atopic der-
might seek more medical attention as they age than matitis, vitiligo, psoriasis and lichen planus, were found
men. Indeed, other population surveys suggest that compared with controls, suggesting that patients with
alopecia areata is slightly more common in men22. One alopecia areata are at increased risk of developing vari­
study found that men were more likely to be diagnosed ous T cell-driven inflammatory skin diseases45. Severe
at an earlier age than women21. No studies have deter- alopecia areata might be accompanied by nail changes22.
mined if the prevalence of alopecia areata is different Atopic diseases, such as sinusitis, asthma, rhinitis and
between ethnic groups23. Most studies report no signifi­ especially atopic dermatitis, are also more common
cant d­ ifferences in the age of onset, duration or type of than expected in populations with alopecia areata43 and
alopecia areata by sex or ethnicity 19. are associated with early-onset and more-severe forms
The onset of alopecia areata might be at any age; of hair loss. In a Korean population, atopic dermatitis
however, most patients develop the condition before was significantly more common in patients with early-­
40 years of age, with a mean age of onset between onset alopecia areata, whereas thyroid disease was the
25 and 36 years19. Early-onset alopecia areata (a mean most common in late-onset disease46; findings were
age of onset between 5 and 10 years) predominantly similar in Sri Lanka22. In a review of 17 studies, investi-
presents as a more severe subtype, such as alopecia gators found higher odds of atopic dermatitis in patients
universalis19,24–27 (BOX 2). with alopecia totalis or alopecia universalis than in
those with patchy alopecia areata47. In a large-scale
Genetic factors epidemio­logical study in Taiwan, investigators found a
Several lines of evidence support the notion that ­alopecia correlation between prior herpes zoster outbreaks and
areata has a genetic basis. In general, the prevalence of alopecia areata exposure within 3 years, suggesting that
adult patients with a family history is estimated to be stress might trigger alopecia areata48. Several studies,
between 0% and 8.6%28,29, whereas, in children, the with or without controls, demonstrated a high preva-
data have been reported between 10% and 51.6%24–26,30. lence of thyroid autoimmunity associated with alopecia
One study found that men were more likely to have a areata49, whereas others found lower frequencies than
positive family history and are diagnosed at an earlier in earlier studies, indicating that there is no need for
age than women21. The occurrence of the disease in detailed investigations into these diseases without a
identical twins31–36, siblings37 and families with several clinical ­history to suggest they are present 50.

2 | ARTICLE NUMBER 17011 | VOLUME 3 www.nature.com/nrdp


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PRIMER

Mechanisms/pathophysiology For example, the several GWAS analyses in humans


Genetics have identified 14 genetic loci associated with alope-
Studies aimed at elucidating the complex genetics of cia areata, many of which are known to be involved
alopecia areata have been undertaken by several groups in immune function 4,53,56. One locus, in particular,
using techniques ranging from candidate gene associ­ harbour­ing the genes encoding the natural killer (NK)
ation studies to transcriptional profiling of affected skin cell receptor D (NKG2D; encoded by KLRK1) ligands
to large GWAS. The initial genetic studies concentrated NKG2DL3 (encoded by ULBP3) and retinoic acid early
on single genes that were known to be involved in related transcript 1L protein (encoded by RAET1L; also known
autoimmune diseases. Interestingly, many of these genes as ULBP6), was uniquely implicated in alopecia areata
did in fact have a role in alopecia areata, in addition to and not in other autoimmune diseases, which suggests
inflammatory bowel disease, multiple sclerosis, psoriasis a key role in pathogenesis. Indeed, this has been borne
and type 1 diabetes mellitus51. Owing to the focus on an out of functional immunological studies showing that
autoimmune aetiology, the HLA region, which encodes CD8+NKG2D+ T cells are the major effectors of alopecia
MHC molecules in humans, was initially identified as a areata disease pathogenesis. The dependency of these
major contributor to the alopecia areata phenotype51–54. cells on IL‑15 signalling for their survival provided a
The HLA region on chromosome 6 is one of the most rationale for using Janus kinase (JAK) inhibitors to target
gene-dense regions of the genome and encodes key the downstream effectors of this pathway in developing
immune regulators55. Recent GWAS meta-analyses have new therapeutic approaches.
localized the HLA signal of alopecia areata largely to the In addition, gene expression studies have been used
HLA‑DRB1 region. to validate these genetic studies and to assess local
Subsequent large-scale genetic studies have added gene expression changes in affected areas. These stud-
to the list of genes associated with alopecia areata and ies have also identified more genes whose expressions
further validated the role of the HLA region genes. are changed during disease progression9,10,57,58. Gene

Box 1 | Primary hair loss disorders*


Non-scarring alopecias Scarring alopecias
Non-scarring types of alopecia (also known as non-cicatricial alopecias) Scarring types of alopecia (also known as cicatricial alopecias)
refer to hair loss due to changes in the hair cycle, hair follicle size, refer to forms of hair loss in which hair follicles are destroyed owing to
hair breakage or a combination of these changes, with preservation inflammation or, rarely, malignancy (such as cutaneous lymphoma).
of the hair follicle. Affected skin shows loss of follicular ostia (the openings of the hair follicle
• Female pattern hair loss: similar to male pattern hair loss but is through which the hair fibre emerges through the skin), but the early
characterized by diffuse hair loss with preservation of the frontal hair line stages might resemble alopecia areata.
and less well-defined aetiology. • Central centrifugal cicatricial alopecia: a condition mainly seen in
• Loose anagen syndrome: usually presents in childhood and occasionally in women of African ethnicity that is characterized by patchy scarring
adults and is characterized by slightly thinned, unruly, non-growing hair. lesions starting at the posterior crown or vertex and extending in a
centrifugal pattern along the scalp; the aetiology involves genetic
• Male pattern hair loss (also known as androgenic alopecia): alopecia
and environmental factors, such as hair styling techniques.
characterized by a receding hair line and diffuse hair loss at the crown
that affects 50% of men by 50 years of age and is genetically determined • Chronic cutaneous lupus erythematosus: a subtype of lupus
(polygenic) and androgen-dependent. erythematosus that presents with a symptomatic patch that evolves into
scaly, indurated papules and gradually forms ill-defined, irregular or
• Short anagen syndrome: usually presents in childhood and is
round plaques with variable atrophy, follicular plugging, telangiectasia
characterized by a normal density and hair strength, but minimal hair
and depigmentation.
growth.
• Folliculitis decalvans: inflammation of the hair follicle involving
• Telogen effluvium: excessive hair shedding, which presents either
neutrophils and lymphocytes possibly as a reaction to Staphylococcus
as an acute self-limiting form triggered by diverse events (for example,
aureus colonization that is characterized by patchy scarring hair loss
childbirth, febrile illness, major surgery and rapid weight loss) or as a
with pustular lesions at the margins and mainly affects men.
chronic type that is sometimes associated with female pattern hair loss.
• Frontal fibrosing alopecia: a type of lichen planopilaris, but with a
• Temporal alopecia triangularis: a disorder that presents in newborn or
different pattern of hair loss (in the frontal and frontotemporal hair line
young children and is characterized by a triangular or lancet-shaped
and eyebrows), typically affecting postmenopausal women.
bald spot with normal hair numbers, but very few terminal hairs
(most are vellus hairs). • Lichen planopilaris: a chronic inflammatory disease that causes
permanent hair follicle destruction typically characterized by patchy
• Tinea capitis: a curable disease caused by fungal infection that presents
hair loss on the scalp with discrete follicular erythema at the margins
in children and is characterized by patchy hair loss with signs of scalp
of bald patches and is sometimes associated with cutaneous and/or
inflammation (such as erythema and scaling of the scalp, and hair shaft
mucosal lichen planus (that is, non-infectious itchy rash).
infection and the presence of fungi observed in pulled hair).
• Traction alopecia: hair loss due to chronic mechanical traction from hair Genetic hair disorders
styling, which is reversible in the early stages but might become Many syndromic and non-syndromic types of hair loss are attributable to
irreversible owing to follicular deletion as a result of sustained traction. single gene mutations. The mutations can affect follicular development,
normal hair cycling and hair fibre fragility; most conditions are present
• Trichotillomania: a hair-pulling impulse control disorder that is
from infancy or childhood.
characterized by irregular patches or tonsural pattern of hair loss
with broken hairs that are firmly attached in the scalp. *See REF. 204.

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PRIMER

expression profiling studies have revealed predominant in alopecia areata seemed to be a rapid progression of
signatures of the interferon‑γ (IFNγ) pathway and its hair follicles from the anagen phase to the catagen and
related cytokines, as well as a predominant signature for telogen phases. Follicles that were less severely affected
cytotoxic T cells, both of which are mediated by JAK as remained in the anagen phase but produced dystrophic
their downstream effector. The emergence of these sig- hair shafts that eventually underwent progression to the
natures further refined the focus using small-molecule telogen phase. Biopsies from the margins of expanding
JAK inhibitors. Recently, associations between alopecia lesions of alopecia areata contained large numbers of fol-
areata and copy number variations were found using licles in the catagen or early telogen phase64. Whether
genome‑wide scans59 (BOX 3). follicles attained telogen via normal catagen transition
Although most genetic studies in both humans and was not determined. The affected follicles do re‑enter the
mice focus on the autoimmune aspects of alopecia anagen phase. Indeed, one study 65 showed that almost
areata, the hair loss is largely due to hair shaft fragility 58% of the hair follicles in patchy alopecia areata are in
and breakage. In the mouse model for alopecia areata, the anagen phase.
cysteine-rich secretory protein 1 (Crisp1) was identified Exclamation point hairs (a type of dystrophic hairs)
as a candidate gene within the major alopecia areata locus are a key characteristic of alopecia areata and are not
Alaa1 using a combination of QTL analysis, shotgun normally seen in healthy controls64. Although exclam­
proteomics60,61 and in situ hybridization62. Although the ation point hairs might have a well-formed club root
autoimmune-based inflammation might dysregulate identical to that of a normal telogen hair, the root is
the development and growth of the hair shaft, the lack of often narrowed and club hairs fall out more readily than
CRISP1 in C3H/HeJ mice, the inbred strain most severely normal. These changes suggested defective anchoring of
affected by spontane­ous alopecia areata, suggested that the hair within the follicle.
CRISP1 might be an important structural component of Peribulbar inflammation is commonly found around
mouse hair that predisposes the hair shaft to diseases. anagen follicles that are adjacent to the focal lesion64.
Whether this protein has a role in the severity of human Early lesions showed a reduction in the size of the follicle
disease remains to be determined. Such findings suggest below the level of the sebaceous gland, with preserva-
an even more complex genetic involvement, with genetic tion of the section above the sebaceous gland and the
factors not only involved in disease initiation but also in gland itself. The entire follicle is smaller in long-­standing
the pleomorphic clinical presentation. disease. The smaller anagen follicle is mitotically active,
prod­ucing a normal inner root sheath. The hair shaft
Pathodynamics of hair loss cortex is incompletely keratinized. These changes sug-
The dynamics of hair growth (FIG.  1) are altered in gested that hair follicle developmental arrest occurs in the
patients with alopecia areata. An early study 63 found that ­anagen IV phase66. Other histopathological studies largely
hair loss was preceded by a large increase in the propor- confirmed this study 64,65. Indeed, horizontal biopsies
tion of telogen hairs and an increase in the proportion from the centre of bald patches of patients with alopecia
of abnormal hair shafts, which resulted in increased totalis or alopecia universalis found anagen follicles that
fragility of the shaft (dystrophic hairs) compared with had failed to develop beyond the anagen III/IV phase.
normal hair from unaffected patients. In normal cir- The inner root sheath is a conical keratinized structure
cumstances, most hairs are in the anagen phase (which at this stage, and the hair cortex has just started to differ-
is typically divided into six stages: anagen I–VI) and entiate beneath it. Follicles seem to prematurely return
dystrophic hairs are not a feature. In fact, the initial event to the telogen phase from the anagen III/IV phase and
undergo repeated shortened cycles. As alopecia areata
activity subsides, the hair follicles progress further into
Box 2 | Types of alopecia areata
the anagen phase.
• Patchy alopecia areata: one, multiple separate or
conjoined (reticular) patches of hair loss. Immune response
• Alopecia totalis: total or near-total loss of hair on Target cell. The histopathological feature of alopecia
the scalp. areata is an inflammatory cell infiltrate concentrated
• Alopecia universalis: total to near-total loss of hair in and around the bulbar region of anagen hair f­ ollicles
on all haired surfaces of the body. (FIG. 2). The hair follicle matrix epithelium that is under-
• Alopecia incognita: diffuse total hair loss with positive going early cortical differentiation seems to be the pri-
pull test, yellow dots, short, miniaturized regrowing mary target of an immune attack on the hair follicle
hairs, but without nail involvement. based on several lines of evidence. First, the matrix cells
• Ophiasis: hair loss in a band-like shape along the exhibit vacuolar degeneration (a type of non-lethal cell
circumference of the head, more specifically along injury, which is characterized by small, intra-cytoplasmic
the border of the temporal and occipital bones. vacuoles) in affected anagen follicles67,68, which explains
• Sisaipho: extensive alopecia except around the the formation of the exclamation point hair shaft.
periphery of the scalp. These degenerative changes lead to a localized region
• Marie Antoinette syndrome (also called canities subita): of weakness in the hair shaft, which results in the hair
acute episode of diffuse alopecia with very shaft breaking when it emerges from the ostium at the
sudden ‘overnight’ greying with preferential loss skin surface. Second, the affected hair follicles revert to
of pigmented hair205.
the telogen phase, in which cortical differentiation does

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Box 3 | Genes involved in the pathogenesis of alopecia areata was downregulated in hair bulbs of patients with alopecia
areata compared with controls, but VIP ligand expression
• Genes identified by GWAS: ACOXL, ATXN2, BCL2L11 (also known as BIM), BTNL2, was normal in nerve fibres, which suggests that patients
C6orf10, CD28, CIITA, CLEC16A (also known as KIAA0350), CTLA4, EMSY (also known have defects in VIPR-mediated signalling 77.
as C11orf30), ERBB3, ICOS, IKZF4, IL2, IL2RA, IL4, IL13, IL15RA, IL21, LRRC32
(also known as GARP), MICA, NOTCH4, NR4A3, PRDX5, PTPN22, RAET1L (also known
as ULBP6), SH2B3 (also known as LNK), SOCS1, SPATA5, STX17 and ULBP3
Autoantigen epitopes. The involvement of autoantigen
epitopes in the initiation of alopecia areata has been
• Genes identified by QTL: ADAMTS20, CASP3, CD3E, CRISP1, CRTAM, HLA complex,
IL2RB, IL10RA, IL12RB1, IL15, JAK3, LTA, LTB, LY6D, NCAM1, PLEC, SOX10, THY1, TNF,
hypothesized. An involvement of melanin, melanin-­
TRHR and TRPS1 related proteins and keratinocyte-derived antigens has
• Genes identified by QTL and GWAS: HLA‑DQA1, HLA‑DQA2, HLA‑DQB2 and HLA-DRA
been suggested based on the observation that white hairs
grow back after a period of alopecia areata and are often
• Genes identified based on copy number variation analysis: MCHR2 and MCHR2‑AS1
spared in further relapses78–82. Administration of syn-
• Genes identified based on transcriptome expression: CXCL9, CXCL10, CXCL11
thetic epitopes derived from trichohyalin (a structural
and CXCR3
protein) and tyrosinase-related protein 2 (now known as
GWAS, genome-wide association studies; QTL, quantitative trait locus. Data from REFS 4,10, dopachrome tautomerase, which is involved in pigmen-
42,58,59,62,206,207.
tation) induced significantly higher cytotoxic T lympho-
cyte responses in patients with alopecia areata than in
similarly stimulated peripheral blood mononuclear cells
not occur. Follicles re‑enter the anagen phase normally from normal control patients83.
but do not develop beyond the anagen III/IV phase, the
point at which cortical differentiation commences. Last, Other contributing factors
aberrant MHC class I and class II expression occurs in Oxidative stress. Oxidative stress has a role in alopecia
the pre-cortical region where the inflammatory cell areata and other skin diseases84,85. Significantly higher
­infiltrates are localized69. levels of malondialdehyde (an indicator of lipid peroxid­
ation) and antioxidant activity of superoxide dismutase
Breakdown of immune privilege. The hair follicle is (SOD) were found in the blood of patients with alopecia
an immune-privileged site that prevents auto­immune areata than in healthy controls86. In another study, 32%
responses against putative autoantigens that are of patients with alopecia areata had antibodies against
expressed in the hair follicle70 (FIG. 2a). Under normal reactive oxygen species-damaged SOD, whereas no
physiological conditions, a local immunoinhibitory sig- appreci­able reaction was found in normal patients84.
nalling milieu in and around the hair follicle is generated This suggests that oxidative stress and damage to SOD
that suppresses the surface molecules required for pre- play a part in the induction of alopecia areata. A limited
senting autoantigens to NK cells, including CD8+ T lym- genetic study did not find any association between alope-
phocytes. Although the function (or functions) of this cia areata and polymorphisms in SOD2 or GPX1 (which
immune privilege of hair follicles is not proven71–74, it is encodes glutathione peroxidase)85.
believed that several autoantigens that are related with
pigment production in melanocytes are immunogenic Vasculature and lymphatic system. In general, inflam-
and, under the right circumstances, can result in loss of mation is often associated with an increased blood supply
immune privilege75. to the involved areas, which might include the develop-
The breakdown of the immune privilege of the hair ment of new vessels, both blood vessels and lymphatic
follicle has been thought to be a major driver of alopecia vessels. Clinical observations have revealed that alopecia
areata (FIG. 2b). Low expression of MHC class I and class II areata lesions show increased skin temperature, which
molecules and high expression of macrophage migration was interpreted to be the result of increased vasculariza­
inhibitory factor (MIF), an NK cell inhibitor, prevent infil- tion87. Other studies have suggested that defective
tration of a subset of T lymphocytes — CD56+NKG2D+ monocytes isolated from patients with long-standing
NK cells — from the hair follicle of healthy individuals, alopecia ­totalis and alopecia universalis decreased angio­
but prominent aggregations of CD56+NKG2D+ NK cells genic activity relative to normal controls or patients
are found around hair ­follicles from patients with alope- with short-term alopecia areata88. Intralesional steroid
cia areata. The counts of a subset of CD56+ NK cells that administration, a common treatment for alopecia areata,
express NK cell-­activating receptors (such as NKG2D resolves peri­vasculitis and is associated with disease
and NKG2C) were higher in peripheral blood cells of resolution89. These observations suggest that vascular
patients with alopecia areata than in healthy controls, changes in lesions have a role in the pathogenesis of this
whereas the killer cell immunoglobulin‑­like receptors alopecia areata.
2D2 or 2D3 were lower 76. GWAS confirmed these obser- Cutaneous lymphatic density in mice declines as they
vations and linked polymorphisms in the ULBP gene age90. However, in a mouse model of alopecia areata
cluster (encoding the NKG2D ligands) with susceptibil- (full-thickness skin grafts from C3H/HeJ mice with
ity to alopecia areata4,42, and functional studies showed naturally occurring alopecia areata in younger, healthy
overexpression of these genes in lesional hair follicles of C3H/HeJ mice, that is, the skin engraftment model),
patients with alope­cia areata. Finally, the expression lymphatic dilation was found 20 weeks after engraft-
of receptors for vaso­active intestinal peptide (VIPR1 and ment. Transcriptome analysis of the skin from these mice
VIPR2), which are located in the hair follicle epithelium, revealed abnormal transcript levels of genes encoding

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Anagen I

Anagen VI Catagen

Telogen Anagen II

Inner root
sheath
Sebaceous
Hair shaft gland

Dermal
Bulb papilla Regressing Anagen III/IV
epithelial
column
Alopecia
areata

Figure 1 | Hair cycle. During the anagen phase (the period the hair is actively growing), which can vary from a few weeks
Nature Reviews
to several years, epithelial cells in the hair bulb undergo vigorous mitotic activity and differentiate Disease
as they |move Primers
distally to
form the hair fibre and its surrounding inner root sheath and inner layer of the outer root sheath. Eventually, epithelial cell
division ceases, and the follicle enters the catagen phase, in which the proximal end of the hair shaft keratinizes to form a
club-shaped structure, which eventually sheds, and the lower part of the follicle involutes by apoptosis. The telogen phase
marks the period between follicular regression and the onset of the next anagen phase (solid arrows). The development
of the anagen follicle, which closely replicates embryonic development of the hair follicle, is conventionally divided into
six stages (anagen I–VI, with anagen VI representing the fully formed anagen follicle)66. In most mammals, hair cycles are
coordinated in a wave-like manner across the skin (moult waves), but in humans, follicles cycle independently of their
neighbours. In alopecia areata (dashed arrow), anagen VI follicles are precipitated prematurely into telogen phase.
Although they are able to re‑enter anagen phase, the development of the follicle is halted at the anagen III/IV stage3,4,
when they prematurely return to the telogen phase. Truncated cycles may continue if and until disease activity declines,
and follicles are able to progress further into the anagen phase.

proteins that acted directly or indirectly on the lym- Environmental triggers


phatic system. Indirect effects included proteins involved In the majority of cases, no obvious explanation for the
in regulating blood pressure or regulating cellular com- onset of an episode of alopecia areata can be found, but
ponents of the lymphatic fluid, including T cells, B cells various triggers have been proposed. The most com-
and dendritic cells. Although lymphatic changes alone monly reported is emotional or physical stress, such
are a minor part of the pathogenesis of alopecia areata, as following bereavement or injury 19,43. Others include
these changes may collectively contribute to the patho- vaccinations, febrile illness and drugs. A low frequency
genesis when considering the ancillary effects beyond of alopecia areata was reported to arise shortly after
the lymphatic system. Identification of these transcripts, vaccinations against various human pathogens, includ-
many of which do not initially seem to be involved with ing Japanese encephalitis virus96, hepatitis B virus97,
the autoimmune process, might result in potential new Clostridium tetani98, herpes zoster virus99 and papillo-
­treatment targets91. mavirus100. By contrast, one report showed that alopecia
areata was triggered or exacerbated by swine flu virus
Microbiota. The role of the microbiota in the pathogen- infection101. However, hepatitis B vaccine trials using
esis of various diseases is an emerging area of research. a large number of C3H/HeJ spontaneous, adult-onset
The C3H/HeJ mouse strain is not only a model for alope- mouse models of alopecia areata, in which diphtheria
cia areata8 but was also the first model found to develop and tetanus toxoids were added as controls, suggested
a spontaneous form of inflammatory bowel disease92. that alopecia areata associated with vaccination was in
Inflammatory bowel disease can be a comorbidity of the normal, predicted incidence range102.
alope­cia areata in humans93. The mouse skin graft model
for alopecia areata94 showed variable results when per- Animal models
formed at different geographical regions. Although this Although humans are usually the focus of biomedical
phenomenon was attributed to high levels of dietary soy research, a wide variety of mammals have been reported
bean phytoestrogens in the diet 95, the microbiota might to develop alopecia areata. However, of all of these, only
also have played a part. Therapeutic manipulation of the the laboratory mouse has held up as a useful species for
microbiota represents an innovative treatment option for mechanistic and preclinical studies103,104. Animal models
many diseases, including alopecia areata, and is a subject can be used to study disease onset, which is not possi-
for future research. ble in humans as it is currently not possible to predict

6 | ARTICLE NUMBER 17011 | VOLUME 3 www.nature.com/nrdp


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PRIMER

who will develop alopecia areata. Although there are Several C3H laboratory substrains develop alopecia
biological differences between mouse and human skin areata spontaneously. Other inbred strains also develop
(such as wave versus mosaic hair cycle and short versus the disorder, but the frequency of the disease is extremely
long ­anagen stage), phylogenetic conservation is high, low 110,111. Although C3H/HeJ mice carry a spontaneous
including similar diseases, such as alopecia areata105,106. mutation in the Toll-like receptor 4 (Tlr4Lps-d) gene112, the
Peribulbar inflammation, a prominent feature of human C3H/HeN mice are wild type (Tlr4+/+) and otherwise
alopecia areata, is often not found in the mouse owing genetically similar; this observation rules out the involve-
to the very short anagen stage of the hair cycle in the ment of Tlr4 in the pathogenesis of alopecia areata as both
mouse. In fact, in mice, the inflammation is usually substrains develop alopecia areata8,110. CBA/CaHN-Btkxid/J
observed above the bulb region but, as in human, is also mutant mice, a model of human X‑linked immuno­
is associated with upregulation of MHC class I mol­ deficiency, occasionally develop spontaneous alopecia
ecules107. Both mice and humans with alopecia areata areata110. These mutant mice have a B lymphocyte-specific
respond to the same types of treatments, both positively defect that results in their inability to launch an antibody
and negatively, further valid­ating their usefulness as an response to thymus-independent type II antigens, which is
animal model (reviewed in REFS 108,109). a natural experiment indicating that alopecia areata is not a

a Healthy b Alopecia areata

APC
CD4+ T cell
Inner root CD8+ T cell
sheath
Sebaceous MHC class I
gland and class II
Hair shaft

Bulb
Dermal
papilla

Follicular epithelial cell P


Nucleus STAT1
Immunoinhibitory
signals
IL-15RA JAK2 JAK1

MHC VIPR CD200 MHC class I NKG2DL IFNγR


class I
IFNγ
Antigen NKG2D IL-15
TCR IL-2RB
POMC TGFβ1 CD8 JAK3
JAK1 P
TGFβ2 MIF
STAT1
Immunosuppressants
CD8+NKG2D+ T cell

Figure 2 | Breakdown of immune privilege in alopecia areata. a | Immune privilege of the hair follicle can be achieved
Nature Reviews | Disease Primers
through several strategies including: downregulation of MHC class I and β2 microglobulin, which normally stimulate
natural killer (NK) cells; local production of immunosuppressants; expression of immunoinhibitory signals (for example,
CD200; also known as OX2 membrane glycoprotein); and repression of intrafollicular antigen-presenting cell (APC),
perifollicular NK cell and mast cell functions owing to increased levels of macrophage migration inhibitory factor (MIF).
Vasoactive intestinal peptide (VIP), released by perifollicular sensory nerve fibres, is also believed to be an
immunoinhibitory neuropeptide that might have a role in immune privilege. b | Late anagen hair follicles in patients with
alopecia areata have perifollicular infiltrations of APCs, CD4+ and CD8+ T cells, and abnormal expression of MHC class I
and class II molecules. CD8+ T cells also infiltrate into the hair follicle root sheaths. Molecules involved in the lymphocyte
co‑stimulatory cascade are involved in the pathogenesis of alopecia areata and provide targets for therapeutic
intervention. No inflammatory cells are found in the surrounding of normal follicles in the late anagen phase. IFNγ,
interferon-γ; IFNγR, IFNγ receptor; IL‑2RB, IL‑2 receptor subunit-β; IL‑15RA, IL‑15 receptor subunit-α; JAK, Janus kinase;
NKG2D, NK cell receptor D; NKG2DL, NKG2D ligand; P, phosphorylated; POMC, pro-opiomelanocortin; STAT1, signal
transducer and activator of transcription 1; TCR, T cell receptor; TGFβ, transforming growth factor-β; VIPR, VIP receptor.

NATURE REVIEWS | DISEASE PRIMERS VOLUME 3 | ARTICLE NUMBER 17011 | 7


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PRIMER

humoral autoimmune disease113. Although nail abnormal- To date, only the C3H substrains have been studied
ities are found in a subpopulation of patients with alopecia in detail. Spontaneously affected C3H/HeJ mice develop
areata, nail disorders are not found in the inbred mouse focal alopecia areata that can wax and wane to become
strains that develop this disease. However, a single case generalized over time (FIG. 3a). The hair loss is associated
was reported in a recombinant inbred strain, which may with structural defects in the hair shaft, which lead to
prove to be a useful tool to investigate this phenomenon110. breakage compared with normal hair shafts (FIG. 3b–g).
A mixture of CD4 + and CD8 + T  cells exist in and
around the hair follicles just above the bulb to the level
a of the sebaceous gland that are associated with follicular
­dystrophy 114 (FIG. 3h–k).
Mouse models were used to identify various epitopes
that seem to be specific for alopecia areata. MHC
class I-restricted 1MOG244.1 CD8+ T cells in a nor-
mally resistant C57BL/6J mouse model are capable of
independently producing effector responses that are
necessary for the development and full progression of
alopecia areata. The 1MOG244.1 T cell clone in this
mouse model independently mediates alopecia areata
and was proposed as a potential tool for antigen screen-
b c d e f g ing 115. This was the first indication that a specific epitope
might cause alopecia areata.
The relatively low frequency (20–25% penetrance),
late disease onset, and waxing and waning course of
spontaneous alopecia areata in C3H/HeJ mice8 reduced
the value of this mouse model as a research or pre-
clinical tool. However, full-thickness skin grafts from
affected, older C3H/HeJ to young, clinically normal
C3H/HeJ female mice resulted in a highly reproducible
model, in which the mice had diffuse alopecia areata by
10 weeks after engraftment and generalized baldness
20 weeks after engraftment 94,116,117. Cells obtained from
lymph nodes draining affected areas of skin, and even
long-term cultures of these cells, can also be used to
induce alopecia areata in young, histocompatible mice
of the same strain118. This strategy has the advantage of
circumventing skin graft surgery and to study the patho-
j physiology of alopecia areata at an early stage, before hair
h i k
loss. Humanized mice with various mutations causing
immunodeficiency that are implanted with human skin
grafts with or without alopecia areata and given various
types of human T cells are another model. Although it
has been used successfully, this approach has very limited
use to date owing to the difficulty of most groups getting
access to human skin biopsies and/or peripheral blood
leukocytes119. Finally, a rat model (that is, the Dundee
experimental bald rat) was identified and studied in
Figure 3 | C3H/HeJ mouse model of alopecia areata. Alopecia Nature Reviews Disease Primers
areata in|C3H/HeJ mice is detail7, but this model is no longer used owing to its large
shown (part a). Spontaneous alopecia development in C3H/HeJ mice starts with patchy size, the expense of maintaining colonies relative to mice
alopecia areata in the axillary and inguinal regions, which spreads across the ventral skin and the limited reagents for working with rat samples103.
to the dorsal skin and eventually results in diffuse alopecia. Note that the fine hair of the
tail and ears is not involved. Analysis of the hair of C3H/HeJ mice with alopecia areata Diagnosis, screening and prevention
(parts b–e) and controls (part f and part g) is shown. Plucked hairs from sites adjacent to Clinical features
bald areas contain a mixture of relatively normal hairs with some that have bulbous Initially, alopecia areata is diagnosed by identification of
deformities (parts b–e). The regular sepate or seputulate (ladder-like) pattern of the waxing and waning focal alopecia anywhere on the body
normal hair medulla (part f and part g) is lost and the hair shaft becomes thin and but most often on the scalp (FIG. 4a,b). Although the scalp
serpentine (parts b–e). These deformities weaken the hair and result in hair shaft breakage
is often the first affected site, any and all hair-bearing
(parts b–e). Normal hair shafts from an unaffected C3H/HeJ mouse reveal the regular and
strain septulate (three rows) and septate (one row) cellular pattern within the hair shafts skin can be affected. Patches of hair loss within the beard
(part f and part g). Parts c, e and g are enlargements of the boxes in parts b, d and f, can be conspicuous in dark-haired men. Likewise, eye-
respectively. Histopathological analysis of the skin is shown (parts h–k). Mice with alopecia brows and eyelashes may be the only sites affected. The
areata have various degrees of inflammation and follicular dystrophy in and around the skin in the affected areas appears normal or slightly red-
anagen hair shafts (parts h–j). A healthy, late anagen stage hair follicle is shown in part k. dened (FIG. 4c). Exclamation point hairs are often seen

8 | ARTICLE NUMBER 17011 | VOLUME 3 www.nature.com/nrdp


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PRIMER

a b c d

e f g

Figure 4 | Clinical manifestations of alopecia areata. a | Limited patchy alopecia areataNature(<50%Reviews


scalp involvement).
| Disease Primers
b | Extensive patchy alopecia areata (>50% scalp involvement). c | Active patch of alopecia areata showing exclamation
point hairs (arrow) and slight skin erythema. d | Alopecia universalis. e | Ophiasis pattern of alopecia areata. f | Sparing
of white hairs in alopecia areata. g | Nail pitting and longitudinal striations (trachyonychia) associated with alopecia
areata. Part c and part f are reproduced with permission from REF. 208, Wiley. Part e is reproduced with permission
from REF. 209, Springer.

at the margins of these lesions during the active phases severe alopecia areata have nail abnormalities versus
of the disease. Subsequent progress is unpredictable; 13% of patients with patchy alopecia areata; P < 0.01)125.
the initial patch can expand or regrow hair within a few Alopecia areata is usually associated with fine stippled
months, or further patches can appear after various time pitting of the nails; some cases have less well-defined
intervals. A succession of discrete patches may coalesce roughening of the nail plate with longitudinal striations
to give large areas of hair loss. In some cases, this pro- (trachyonychia) (FIG. 4g). The nail dystrophy can be the
gresses to alopecia totalis (FIG. 4d) or alopecia univer- most troublesome aspect of the disease. In a large study
salis; sometimes, specific areas are affected, such as in of 1,000 patients with alopecia areata with nail lesions,
ophiasis (FIG. 4e). In a minority of patients, hair loss is only pitting was significantly found more often than
initially diffuse without the development of discrete bald other nail defects in children than in adults125.
patches. Regrowth may initially present as fine and non-­
pigmented hair, but usually the hairs gradually regain Disease course and prognosis
their normal thickness and colour. Regrowth in one The potential for regrowth of hair in patients with
region of the scalp may be ­associated with expanding alope­cia areata is retained for many years and is pos-
areas of alopecia elsewhere120,121. sibly lifelong, as the disease process does not destroy
White (uncoloured) hairs are often spared in alopecia hair follicles. This is an important difference between
areata (FIG. 4f). In those with a mixture of pigmented and alope­cia areata and the scarring forms of alopecia, which
non-pigmented hair, alopecia areata preferentially affects destroy the hair follicle and result in irreversible hair
pigmented hair, resulting in sparing of the white hair that loss (BOX 1). The long-standing notion that patients with
causes a dramatic change in hair colour if the alopecia chronic alopecia totalis and alopecia universalis lose the
progresses rapidly. Sparing of white hair is a relative ability to regrow hair probably stems from a historical
phenom­enon; white hairs, although less susceptible to the difficulty in treatments by previously available topical
disease, are not immune to it. In a mouse model in which and oral medications. Patches of hair loss may occur at
pigment loss was created in a focal manner using freeze infrequent intervals interspersed with long periods of
branding, white hairs were not preferentially spared122. complete remission. In other patients, alopecia areata is
However, in humans, sparing of white hairs might reflect more persistent such that new areas of alopecia continue
the effects of the autoimmune attack on the bulb region to develop as other areas resolve. Referral centres indi-
during the period when pigment is produced68. cate that 34–50% of patients will recover spontaneously
Alopecia areata can involve the nails, abnormalities within 1 year, although most will experience multiple
of which are observed in about 10–15% of cases referred episodes of the alopecia, and 14–25% of patients will
to a dermatologist and up to 44% in some popula- progress to alopecia totalis or alopecia universalis, from
tions123–125. Patients with nail problems usually exhibit which full recovery is unusual (<10% of patients)12,13,126.
the more severe forms of hair loss (50.5% of patients with One Japanese study reported spontaneous remission

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a b c d

Figure 5 | Diagnostic tools to validate and differentiate alopecia areata. a | Dermoscopy of the
Nature skin of |aDisease
Reviews patient Primers
with
alopecia areata. Black arrowheads point to dystrophic, cadaverized and twisted hair. The asterisk denotes a yellow dot
with follicular plugging by keratinaceous debris. White arrows point to short, regrowing miniaturized hairs. b | Plucked
exclamation point hairs are characterized by proximal hair shaft narrowing and are always broken; they might show
reduced pigmentation. c | Histopathology of a vertical section of a skin biopsy from a patch of alopecia areata with very
early regrowth of hypopigmented hair. An early anagen hair bulb with vacuolar degeneration (arrows) of epithelial cells
around the upper pole of the dermal papilla is shown. d | A horizontal section from a similar area showing lymphocytic
infiltrate (arrows) surrounding and infiltrating an anagen hair bulb. Part b is reproduced with permission from REF. 208,
Wiley. Part c is adapted with permission from REF. 64, Wiley.

in 80% of patients within 1 year for those with a small of alopecia areata and differentiation from other hair
number of circumscribed patches of hair loss14. The loss disorders that can present in a similar manner 133.
best indication for a prognosis is the extent of hair loss The key dermoscopic features of alopecia areata are
when first diagnosed126. A less favour­able prognosis is ­yellow dots, black dots, broken hairs, exclamation point
observed with childhood-onset alopecia areata and hairs and short vellus hairs, which are a sign of early
ophiasis126,127. A later age of onset correlates with less regrowth (FIG. 5a,b).
extensive alope­cia29,128,129. Severe alopecia areata (alope­
cia totalis and alopecia universalis) usually occurs Histopathology. If there is diagnostic uncertainty, a skin
before 30 years of age129 and is often associated with nail biopsy might be necessary, although the histological
­dystrophy (trachyonychia)128–130. features can be subtle; evaluation by an experienced
pathologist is needed to confirm the diagnosis. A skin
Classification of severity biopsy can be helpful to diagnose diffuse alopecia areata
Alopecia areata is conventionally classified as patchy, and to differentiate early scarring alopecia. Alopecia
alopecia totalis and alopecia universalis (BOX 2). A more areata is a dynamic disease that is reflected in its histo­
detailed classification should include the disease dur­ pathological features64 (FIG. 5c,d). Both transverse and
ation and, with regard to patchy alopecia areata, the horizontal sections are important to review to obtain an
extent of the hair loss. Description of the pattern should accurate histopathological diagnosis of alopecia areata.
include the presence of ophiasis, the involvement of sites In biopsies taken from the margin of an expanding
on the trunk and limbs as well as the beard and eye- bald patch, newly affected anagen follicles typically
lashes, and the presence of nail disease. A scoring system show a lymphocytic infiltrate around and within the
based on these features, the Severity of Alopecia Tool hair bulb. Eosinophils and CD1+ and CD8+ cells can
(SALT) score, has been devised131. An alopecia areata also be found within the infiltrate. A large increase
progression index was also developed, in which the in the number of follicles in the catagen and telogen
scalp surface was divided into four quadrants. Hair loss phases is seen in the early stages of the disease. The
in each quadrant was scored based on the percentage of catagen stage may be disorganized, with follicles con-
hair lost and clinical findings132. taining remnants of disrupted hair fibres. Biopsies from
established bald patches show a normal number of hair
Investigations follicles that are devoid of terminal hair fibres. Follicles
The diagnosis of alopecia areata is usually made on clin- below the level of the sebaceous gland are miniatur-
ical grounds, and, in most cases, further tests are not ized and have telogen or anagen morphology. However,
needed. However, numerous tools, such as dermoscopy the miniaturized follicles are limited to the early stages
or histopathology, can further validate the diagnosis of anagen development. A peribulbar and intrabulbar
(FIG. 5). inflammatory infiltrate is associated with anagen but
not telogen follicles and tends to be less pronounced
Dermoscopy. The advent of dermoscopy (that is, than in the initial stages of the disease. Other features
examination of the skin using a skin surface micro- include pigmentary incontinence (that is, melanin gran-
scope) provided an additional tool for the diagnosis ules within dermal macrophages or free in the dermis

10 | ARTICLE NUMBER 17011 | VOLUME 3 www.nature.com/nrdp


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PRIMER

secondary to epithelial cell injury) concentrated in folli- Medical management


cular dermal papillae and degeneration of the hair bulb Local corticosteroids. A potent topical steroid (for exam-
epithelium around the upper pole of the dermal papilla ple, clobetasol) delivered in a lotion, foam or shampoo
in anagen follicles120. formulation can be used for limited patchy alopecia
areata and may speed recovery of hair growth in mild
Differential diagnosis degrees of alopecia areata138–140. Treatment should be
Alopecia areata needs to be differentiated from other continued for at least 3 months, but should be stopped
types of non-cicatricial alopecia, cicatricial alopecia after 6  months if there is no response. Folliculitis
and genetic conditions associated with hair loss (BOX 1). (inflammation of the hair follicles) is an occasional com-
In children, tinea capitis and trichotillomania are the plication. Topical steroids are ineffective to treat alopecia
most common diseases that are mistaken for alopecia totalis and alopecia universalis.
areata. In addition, the early stages of scarring alopecia Intralesional steroid application is probably the most
might be difficult to differentiate. The diffuse form of effective treatment in patchy alopecia areata. A slow-­
alopecia areata is perhaps the most difficult to identify release steroid (such as hydrocortisone acetate or
and may require a detailed history to uncover previ- triamcino­lone acetonide) administered by fine-needle
ous episodes of hair loss, nail dystrophy and the usually injection or by a needleless device into the upper sub-
rapid progression of the hair loss. The development of cutaneous tissue can stimulate hair growth at the site of
alopecia universalis in infancy should alert the clinician injection in some patients141,142, but multiple injections
to the possibility of atrichia with papular lesions (also are usually needed. Local cutaneous atrophy is a com-
known as papular atrichia), which is due to rare, auto- mon adverse effect but recovers within a few months.
somal recessive mutations in the hairless (HR)134 or the Intralesional steroid administration will not prevent
vitamin D receptor (VDR) genes135. Hair loss in patients the development of alopecia areata at other sites and is
with VDR mutations may also be partial. Besides speci­ not suitable for patients with rapidly progressive patchy
fic differences in clinical presentation, additional alopecia areata, alopecia totalis or alopecia universalis.
investi­gations, such as dermoscopy and histopatho­ Mechanistic studies have revealed that the increased
logy, are helpful to differentiate these conditions from abundance of CD3+ T cells, CD8+ T cells, CD11c+ den-
alopecia areata. On the basis of clinical suspicion, other dritic cells and CD1a+ Langerhans cells in and around
diagnostic tests can include fungal culture, serology for hair follicles in alopecia areata decreased following
systemic lupus erythematosus or serology for syphilis. intralesional corticosteroid treatment. In addition,
downregulation of genes encoding several interleukins
Management and chemokines (such as IL‑12β, CC-chemokine ligand
General principles 18 and IL‑32) and upregulation of genes encoding sev-
Several treatments can induce hair growth in alope- eral keratins (KRT35, KRT75 and KRT86) were observed
cia areata, but few have been tested in randomized following intralesional steroid administration compared
controlled trials and there are few published data on with levels before injection. These results suggest that
long-term outcomes; none has been approved by the these genes may be useful biomarkers for monitoring
US FDA, although there are guidelines and treatment steroid treatment in patients with alopecia areata143.
options available in other countries136,137. Some patients Various other treatments, such as topical minoxidil
do respond well to currently available treatments, but the (a vasodilator) and anthralin (also known as dithranol;
response rate in those with severe alopecia areata types which has antiproliferative and anti-inflammatory
(alopecia totalis, alopecia universalis or a combination) effects), have been advocated in patients with limited
remains low. A high level of immune reactivity is present patchy alopecia areata, but their benefits are uncertain137.
in patients with alopecia totalis and alopecia universalis
than in normal controls11. Systemic corticosteroids. Long-term daily treatment
Not all patients need or wish for active treatment. with oral corticosteroids might result in regrowth
Remission might occur spontaneously in patients with of hair, and this strategy has successfully been used
limited patchy hair loss of short duration (<1 year)14,126. for extensive and rapidly progressive alopecia areata.
Although reassurance alone might be adequate in this A small, partially controlled study showed that 30–47%
patient group, advice should make clear that regrowth of patients with mild-to-extensive alopecia areata who
will take >3 months of the development of any individual were treated with a 6‑week tapering course of oral
patch. Long-standing extensive alopecia areata has a less prednisolone showed >25% hair regrowth144. However,
favourable prognosis and, currently, all treatments have in most patients, continued treatment is needed to
a high failure rate. These patients might prefer not to be maintain hair growth and the response is usually
treated or opt for cosmetic options. For many patients, insuffi­cient to justify the adverse effects. Several case
the overriding issue is how to cope with ongoing or series have reported favourable responses to high-dose
recurrent hair loss, and the clinician has an important pulsed corticosteroid treatment using different oral
role in helping patients to deal with this. Counselling and intravenous regimens145–147. However, the only con-
should include an explanation of the nature of the dis- trolled trial showed that patients receiving prednisolone
ease and the disease course, the treatments available and once weekly for 3 months had better hair regrowth at
their chances of success. Some patients might require 6 months than those taking a placebo, but this was
psychological support. not significant 148.

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Contact immunotherapy. Contact immunotherapy is an this makes it difficult to assess the magnitude of any
effective treatment for some patients with patchy alopecia bene­fit. Although a small case series suggests a response
areata. The application of a potent allergen to a small area to cyclosporine (a calcineurin inhibitor), the benefits are
on the scalp sensitizes the patient. The same allergen, in probably too small and inconsistent to justify its use in
a concentration that is sufficient to induce a mild con- view of the possible adverse effects165. Topical tacro­
tact dermatitis, is then applied weekly. Contact allergens limus (an immunosuppressant) is ineffective166. With the
used in this treatment include dinitro­chlorobenzene, exception of isolated case reports, anti-tumour necrosis
squaric acid dibutylester and diphenylcyclopropenone, factor biologic agents have not been shown to be effective
with diphenylcyclopropenone being most commonly for alopecia areata. An open-label study with etanercept
used. Although the mode of action of contact immuno- revealed no efficacy in the treatment of moderate-­to-
therapy is unknown, antigens might induce ‘antigenic severe alopecia areata167. In addition, patients who have
competition’ and attract CD4+ T cells away from the been treated with adalimumab, infliximab or etanercept
peri­follicular region149. Other proposed mechanisms for other autoimmune disorders have developed alopecia
include the nonspecific stimulation of suppressor T cells areata during the course of treatment 168,169. Finally, small
in the skin150, increased local expression of transforming randomized trials of efalizumab (an anti‑CD11a)170
growth factor-β151 and the activation of myeloid suppres- and alefacept (an anti‑CD2)171 showed no benefit in
sor cells that, via ζ‑chain d­ ownregulation, contribute to alopecia areata.
­autoreactive T cell silencing 152.
Although the published response rates vary widely Non-medical treatments
(9–87%), in general, 20–30% of patients achieve a Laser treatment. Laser therapy may have a positive
response that is considered to be worthwhile, such as effect on patients with alopecia areata. The excimer laser
sufficient regrowth to enable the patient to manage with- (an ultraviolet (UV) laser) is currently commonly used
out a wig 153. Less favourable responses were reported in and may offer a safe and effective alternative to medical
patients with extensive hair loss154,155. Adverse prognos- treatments. However, recent reviews and reports indi-
tic features include the presence of nail abnormalities, cate that randomized controlled clinical trials are needed
an early onset of alopecia, a positive family history and to confirm that this is a better approach than medical
failure to sensitize (which does occur but is rare in our treatment, as the only result might be an increase in hair
experience)153. Treatment is usually discontinued after shaft diameter 172,173. Preclinical trials with the mouse
6 months if no response is obtained. One study showed model for ­alopecia areata did not show efficacy using
clinically significant regrowth in approximately 30% a laser comb174.
and 78% of patients after 6 months and 32 months of Photochemotherapy with all types of PUVA (oral or
treatment, respectively, suggesting that prolonged treat- topical psoralen, local or whole-body UVA irradiation)
ment is required to achieve a favourable outcome156. The claims success rates of up to 60–65% for alopecia areata
response in patients with alopecia totalis and alopecia in uncontrolled studies175–177, but results are inconsistent.
universalis was only 17%, which did not improve upon Retrospective reviews reported low response rates178 or
prolonged treatment beyond 9 months. Unfortunately, response similar to the natural course of the disease179.
62% of successfully treated patients showed relapse. Relapse rates are high and continued treatment is usually
In children, response rates of 33%157 and 32%158 have needed to maintain hair growth, which may lead to an
been reported. Another study found a similar short-term unacceptably high cumulative UVA dose.
response in children with severe types of alopecia areata,
but <10% experienced sustained benefit 159. Cosmetic strategies. Women with extensive alopecia
No long-term adverse effects have been reported that might decide to wear a wig, hairpiece or bandana. Men
are associated with contact immunotherapy in >30 years tend to shave their heads, although some opt for a wig.
of use. Severe dermatitis is the most common adverse The use of semi-permanent tattooing can be helpful to
event, but careful titration of the drug concentration disguise loss of eyebrows.
can reduce the risk. Transient occipital and/or cervi-
cal lymphadenopathy are also frequent and can persist Psychological support. For many patients with exten-
throughout the treatment period. Uncommon adverse sive patchy alopecia areata, alopecia totalis or alopecia
effects include urticaria160 and vitiligo161. In patients with universalis, current medical treatments fail. The individ­
racially pigmented skin, hyperpigmentation and hypo­ ual coping response to alopecia varies from the alopecia
pigmentation (including vitiligo) can occur. Health pro- being an inconvenience that has little or no effect on
fessional sensitization (doctors, nurses and pharmacy leading a normal life through to a life-changing experi­
technicians involved in delivering contact immuno­ ence that can have a devastating effect on psycho­logical
therapy) is a considerable problem, and care should be well-being with consequences that include clinically
taken to avoid skin contact with the allergen by those significant depression, loss of employment and social
administering the drugs. isolation180. The clinician has an important role in recog­
nizing the psychological effect of alopecia and in helping
Other treatments. A response to methotrexate (an the patient to overcome and adapt to this issue. Some
immunosuppressant) has been reported in several case patients will need professional support from a clin­
series162–164. However, many patients also received sys- ical psychologist or other practitioner who is skilled in
temic corticosteroids, and owing to the lack of controls, managing disfigurement. Many benefit from contact

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with patient support organizations, for example, the Box 4 | Reduced QOL in severe alopecia areata
National Alopecia Areata Foundation (https://www.
naaf.org) and Alopecia UK (http://­www.­alopeciaonline. • Sustainable cosmetic hair growth is uncertain
org.uk). In children, alopecia areata can be particularly • Hair pattern regrowth is variable and unpredictable
difficult to deal with. If a parent feels that there is a • Multiple environmental and genetic triggers
considerable change in the needs of their child (with- • May be more severe than the mental or physical effects
drawn, low self-esteem, failing to achieve at school
QOL, quality of life.
and/or change in behaviour) the child may need to
be referred to a paediatric clinical psychologist, edu-
cational psychologist or social worker (https://www. study searched six electronic databases of 479 stud-
naaf.org/alopecia-areata/living-with-alopecia-areata/ ies on the effects of alopecia areata on health-related
alopecia-areata-in-children)137. QOL; 21 studies with 2,530 patients met the inclusion
criteria183. The meta-analysis of SF‑36 studies detected
Quality of life a significantly reduced health-related QOL across the
Psychological stress levels, frequency of psychiatric role­-emotional, mental health and vitality domains
disease and levels of psychiatric symptoms are usually (P < 0.001). Scalp involvement, anxiety and depression
reported to be higher in adult patients with alopecia had a negative effect on health-related QOL with con-
areata than controls, but contradictory reports exist. In flicting results for age, sex, marital status and disease
one study, 8.8% of patients with alopecia areata experi- duration, but wearing a wig had a positive impact 183.
ence major depression throughout their lifetime, 18.2% Alopecia areata has a profound effect on self-awareness
experience generalized anxiety disorder, 3.5% experience owing to the psychological effect of negative beliefs and
social phobia and 4.4% experience paranoid disorder 19. emotions185. More attention should be given to the effect
Another study reported that alopecia areata is associ- of alopecia areata on QOL.
ated with poor psychiatric status and QOL, e­ specially
in childhood181. This study indicated that children Outlook
with alope­cia areata were more likely to have a depres- Patient stratification
sive mood than adolescents with alopecia areata. The Textbooks list the numbers of patients tested in various
explanation for this difference is not clear as the effect studies, outcomes and effectiveness ratings for the classic
on the QOL of children and adolescents occurs through types of alopecia areata (BOX 2), and these patient categor­
both clin­ical and psychiatric parameters, which are very ies still form the basis for treatment decisions to date186.
complicated181. More in‑depth and accurate studies to Indeed, these broad subtypes have been used to strat-
identify which factors affect the QOL of patients with ify patients for treatment and clinical trials when l­ittle
alopecia areata are needed. was known about the underlying pathophysiology of
The effects of alopecia, including alopecia areata, on ­alopecia areata and when no biomarkers were available.
physical health status are measured by morbidity and
mortality data that are commonly used to evaluate health Future treatment strategies
conditions, but the QOL of patients with alopecia may There currently are no FDA-approved treatments for
considerably differ 182,183 (BOX 4). The physical, mental and alopecia areata, although some European guidelines
social aspects of a healthy person with alopecia are very discuss treatment options137. No treatment approaches
different from those individuals with chronic medical or have been consistently effective in large numbers of
physical disability. Female pattern hair loss and alopecia patients. As the molecular mechanisms of alopecia
areata do not cause physical disability but have mental areata are further defined and rationally designed ­trials
and social effects that affect QOL184. are i­nitiated, clinicians can consider using targeted
To address the need to better define factors that thera­pies. Adverse effects of many of these treatments
affect the QOL of patients with alopecia areata, self­- are important considerations, but as more drugs are
assessment health instruments, such as the Dermatology identi­f ied, it is possible that combinations at lower
Life Quality Index and the 36‑Item Short Form Health ­dosages and/or topical applications will achieve results
Survey (SF‑36), are used5,183. Alopecia areata-specific with acceptable safety profiles. For a disease that has
instruments have also been developed, including the been largely untreatable, the exponential rate of progres-
Alopecia Areata Quality of Life Index, Alopecia Areata sion in technological developments in the past 25 years
Quality of Life and the Alopecia Areata Symptom indicates that e­ fficacious therapies are possible in the
Impact Scale183. Health-related QOL assessments using foreseeable future.
Skindex‑16 (a brief version of the Feel of Negative
Evaluation Scale and Dermatology Life Quality Index) Antibodies and biologics. The similarity of the molecu­
of 532 patients enrolled in the US National Alopecia lar and clinical aspects of alopecia areata between
Areata Registry were compared to previously reported humans and mice has integrated investigations between
health-related QOL levels from healthy controls and the species and has both revealed and validated poten-
patients with other skin diseases5. Risk factors for poor tial targets. For example, the first transcriptome study of
health-related QOL were 20–50 years of age, female sex, humans and mice identified a dysregulated transcript,
light skin colour, hair loss of 25–99% on the scalp sur- CTLA4 in humans and Ctla4 in mice, which encodes
face, family stress and change in employment. Another cytotoxic T lymphocyte protein 4, a co‑stimulatory

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T cell ligand that binds to CD80 (formerly B7.1) and oral JAK inhibitors. Three JAK inhibitors have been
CD86 (formerly B7.2) on antigen-presenting cells. As in used: tofaciti­nib194–198, ruxolitinib2,199,200 and baricitinib
other autoimmune diseases, this pathway can be tar- (a JAK1/2 inhibitor)201. Hair regrowth has also been
geted with recombinant CTLA4‑immunoglobulin to observed when treating human patients with JAK inhib-
treat alopecia areata4,57,187,188. Increased expression of itors for other diseases who have concurrent alopecia
IFN-response genes (including CXCL9 (which encodes areata. Although the number of reports is small, and no
CXC-chemokine ligand 9), CXCL10 and CXCL11) randomized, placebo-controlled studies have yet been
was found in several human and mouse transcrip- performed, the response in patients with severe alope­
tome studies2,58,189,190. Monoclonal antibodies against cia areata (in which spontaneous remission is rare)
these cytokines seem to be effective in mouse models, strongly suggests a therapeutic effect. Not surprisingly,
paving the way for additional clinical approaches to there have been several reports of relapse following
treating patients191. Patients with alopecia areata had initial improvement in patients who were treated with
a significant increase in the levels of IL‑12 and IL‑23 ruxolitinib and tofacitinib196,197,200,202, suggesting that an
in their skin compared with normal patients who were eventual therapeutic regimen may need to include long-
treated with ustekinumab, a human monoclonal anti- term mainten­ance therapy. The overall positive results in
body that is targeted against these cytokines. This small these early clinical studies are supported by the results of
series of patients had a gradual improvement at 20 and JAK inhibition in a mouse model of alopecia areata and
28 weeks of treatment and full hair regrowth by week 49 by an improved understanding of the pathogenesis of the
(REF. 192). Secukinumab is a human IL‑17A antagonist disease. Several clinical trials are now underway to rigor-
that is currently indicated for the treatment of adult ously test the efficacy of oral and topical JAK inhibitors
patients with plaque psoriasis, active psoriatic arthri- using larger and placebo-controlled studies.
tis and active ankylosing spondylitis. Clinical trials are
in progress for using this drug to treat patients with Stem cell approaches. Stem cell educator therapy has
­alopecia areata193. shown some initial success203. This approach uses a
closed-loop system to isolate mononuclear cells derived
JAK inhibitors. The human genetic studies and gene from patients with alopecia areata, allows them to
expression analyses have revealed that molecular path- interact with human cord blood-derived multipotent
ways upstream of JAKs were often disrupted in alopecia stem cells and then returns the ‘educated’ cells into the
areata4,42 (FIG. 2). Several JAK inhibitors are approved patient’s circulation. Using this treatment, patients with
by the FDA for clinical use for treating other diseases, severe alopecia areata had improvement in both hair
such as myelofibrosis (ruxolitinib, a JAK1/2 inhibitor) regrowth and QOL. The underlying mechanism seemed
and rheumatoid arthritis (tofacitinib, a pan-JAK inhib- to be the upregulation of T helper 2 (TH2) cytokines
itor). These drugs have been shown to be effective in and the restoration of balancing TH1, TH2 and TH3
both preventing and reversing alopecia areata in pre- cytokine production.
clinical trials using the C3H/HeJ mouse model, when Taken together, basic science approaches have identi-
given ­topically as well as orally 2. Several case series fied a series of molecular targets, many of which already
and individual reports have documented regrowth of have approval in some countries. Combinations of these
hair in patients with different forms of alopecia areata, drugs may become commonly used to treat patients with
including alope­cia universalis, following treatment with alopecia areata in the not too distant future.

1. McElwee, K. J. et al. Comparison of alopecia areata of human alopecia areata. Br. J. Dermatol. 125, 10. Sundberg, J. P., Silva, K. A., Li, R., King, L. E.
in human and nonhuman mammalian species. 94–100 (1991). & Cox, G. A. Adult onset alopecia areata is
Pathobiology 66, 90–107 (1998). This is the first useable animal model reported a complex polygenic trait in the C3H/HeJ mouse
2. Xing, L. et al. Alopecia areata is driven by cytotoxic to develop alopecia areata, which seems to have model. J. Invest. Dermatol. 123, 294–297 (2004).
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Nat. Med. 20, 1043–1049 (2014). 7. Oliver, R. et al. The DEBR rat model for alopecia that expanded the number of loci.
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3. Duvic, M. et al. The National Alopecia Areata Registry laboratory mouse model for alopecia areata. Acta Derm. Venereol. 49, 180–188 (1969).
— update. J. Investig. Dermatol. Symp. Proc. 16, S53 The disease is spontaneous, is associated with 13. Walker, S. A. & Rothman, S. A statistical study
(2013). a relatively low frequency within the colony and consideration of endocrine influences. J. Invest.
4. Petukhova, L. et al. Genome-wide association study and lesions that wax and wane, making it an Dermatol. 14, 403–413 (1950).
in alopecia areata implicates both innate and adaptive interesting observation but not a model that is 14. Ikeda, T. A new classification of alopecia areata.
immunity. Nature 466, 113–117 (2010). readily amenable to experimental manipulation. Dermatologica 131, 421–445 (1965).
This is the first large-scale human genetics study Later work with full-thickness skin grafts 15. Ro, B. I. Alopecia areata in Korea (1982–1994).
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the discoveries confirmed findings in mouse QTL in the field. National Health and Nutrition Examination Survey.
studies reported almost a decade earlier. 9. Sundberg, J. P. et al. Major locus on mouse Arch. Dermatol. 128, 702 (1992).
5. Shi, Q. et al. Health-related quality of life (HRQoL) chromosome 17 and minor locus on chromosome 9 This is the most quoted publication on the
in alopecia areata patients — a secondary analysis are linked with alopecia areata in C3H/HeJ mice. epidemiology of alopecia areata.
of the National Alopecia Areata Registry data. J. Invest. Dermatol. 120, 771–775 (2003). 17. Safavi, K. H., Muller, S. A., Suman, V. J.,
J. Investig. Dermatol. Symp. Proc. 16, S49–S50 This is the first genome-wide evaluation of the Moshell, A. N. & Melton, L. J. Incidence of
(2013). complex genetics of alopecia areata in any species. alopecia areata in Olmstead County, Minnesota,
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& Torgerson, R. R. Lifetime incidence risk of alopecia Ann. Dermatol. 26, 722–726 (2014). Is alopecia areata an autoimmune-response against
areata estimated at 2.1% by Rochester Epidemiology 47. Mohan, G. C. & Silverberg, J. I. Association of vitiligo melanogenesis-related proteins exposed by abnormal
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