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Article history: This study tested the psychometric properties of the WHOQOL-Bref by examining its construct validity,
Received 13 December 2015 predictive validity and reliability in a psychiatric sample. The sample consisted of 403 participants re-
Received in revised form cruited from mental health care facilities. Construct validity was assessed through confirmatory factor
18 June 2016
analysis (CFA) and item-domains correlations. Predictive validity was evaluated via multiple regressions.
Accepted 5 July 2016
Internal consistency was analyzed by using Cronbach's alpha. Results from CFA second-order hierarchical
Available online 8 July 2016
model and item-domain correlational analyses supported the construct validity of the WHOQOL-Bref. A
Keywords: 5-domain model (psychological, physical, social relationships, environment and level of independence)
WHOQOL-Bref demonstrated good-fit and adequate internal consistency. Multiple regression analyses of the domains
Quality of life
with overall quality of life (QOL), general health and general QOL were supportive of predictive validity.
Mental illness
This study found support for the multidimensionality of the WHOQOL-Bref which demonstrated ap-
Confirmatory factor analysis
Validity propriate properties for the assessment of QOL in psychiatric inpatients and outpatients. Thus, a valuable
tool to be incorporated as part of the routine clinical evaluation, monitoring and an important indicator
of treatment outcome and research. Our findings suggest a conceptual distinction between the physical
domain and level of independence domain in this short version of the WHOQOL, as proposed by the
WHOQOL-100.
& 2016 Elsevier Ireland Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.psychres.2016.07.007
0165-1781/& 2016 Elsevier Ireland Ltd. All rights reserved.
38 S.E.H. Oliveira et al. / Psychiatry Research 244 (2016) 37–44
Table 2 Table 3
PCA factor loadings and internal consistent of the WHOQOL-Bref 5-domains in a Correlations item/domains of the WHOQOL-Bref.
psychiatric sample (n ¼191).
Items Psychological Physical Social Environment Level of
WHOQOL-Bref items Component and Relations Independence
Domains
I II III IV V
Q3 0.01 0.69*** 0.16** 0.08 0.18***
Spirituality/religion/personal beliefs 0.90 0.04 0.20 0.16 0.01 Q4 0.01 0.70*** 0.02 0.02 0.23***
Positive feelings 0.90 0.05 0.13 0.19 0.01 Q5 0.88*** 0.22*** 0.37*** 0.38*** 0.38***
Self-esteem 0.71 0.08 0.32 0.17 0.23 Q6 0.89*** 0.22*** 0.41*** 0.38*** 0.37***
Body image and appearance 0.58 0.02 0.04 0.08 0.41 Q7 0.67*** 0.18*** 0.17** 0.34*** 0.36***
Thinking, learning, memory and 0.55 0.04 0.05 0.26 0.29 Q8 0.38*** 0.09 0.26*** 0.80*** 0.27***
concentration Q9 0.32*** 0.06 0.22*** 0.77*** 0.20***
Dependence on medication or 0.11 0.79 0.02 0.07 0.06 Q10 0.41*** 0.62*** 0.19*** 0.36*** 0.43***
treatments Q11 0.71*** 0.22*** 0.19*** 0.31*** 0.41***
Pain and discomfort 0.01 0.70 0.30 0.26 0.14 Q15 0.21*** 0.70*** 0.00 0.04 0.34***
Mobility 0.12 0.68 0.07 0.25 0.20 Q16 0.30*** 0.71*** 0.03 0.19*** 0.46***
Sleep and rest 0.13 0.62 0.05 0.01 0.38 Q17 0.43*** 0.47*** 0.17** 0.27*** 0.89***
Energy and fatigue 0.23 0.53 0.18 0.35 0.33 Q18 0.43*** 0.37*** 0.22*** 0.28*** 0.90***
Sexual activity 0.10 0.07 0.88 0.06 0.02 Q19 0.83*** 0.21*** 0.40*** 0.39*** 0.42***
Personal relationships 0.06 0.09 0.87 0.07 0.06 Q20 0.21*** 0.07 0.81*** 0.18*** 0.07
Social Support 0.27 0.07 0.55 0.26 0.07 Q21 0.27*** 0.03 0.81*** 0.17** 0.16**
Physical safety and security 0.26 0.04 0.07 0.79 0.13 Q22 0.42*** 0.09 0.69*** 0.32*** 0.28***
Physical environment 0.22 0.01 0.17 0.77 0.01 Q23 0.33*** 0.20*** 0.20*** 0.73*** 0.24***
Home environment 0.09 0.02 0.07 0.62 0.16
Activities of daily living 0.19 0.29 0.05 0.04 0.83 Correlation coefficients item/domain are shown in bold.
Working capacity 0.16 0.11 0.10 0.27 0.77 **
p o 0.01,
Eigenvalues 3.12 2.37 2.18 2.15 1.95 ***
p o0.001
Explained variance (%) 17.35 13.17 12.11 11.95 10.81
Cronbach's α 0.85 0.73 0.73 0.68 0.77
Principal component analysis. varimax rotation with Kaiser Normalization. relationships domain, from 0.73 to 0.89 for the environmental
a
Factor loadings 40.50 are in bold. domain, and 0.89 and 0.90 for the level of independence domain.
b
I ¼ psychological domain; II – physical domain; III – social relationships domain; CFA was used to test the construct validity of the identified
IV – environment domain; V ¼ level of independence domain.
structure with a five-domain factor and to re-evaluate the fit of the
WHOQOL-Bref standard structure (i.e., four-domain factor) in this
to enhance stability of the environment domain. The fourth factor psychiatric sample.
replicated the original 3-item social relationships domain, and As presented in Fig. 1, two-order CFA was performed to ex-
explained 11.95% of the variance. Finally, a fifth factor with two amine the hierarchical factor model of the WHOQOL-Bref with five
higher loadings items (“activities of daily living” and “work capa- domains in the second psychiatric subsample (n¼ 212). Since the
city”) originally belonging to the physical health contributed with standard chi-square test may not be a reliable indicator to model
10.81% for the variance explained. It is noteworthy although not adequacy (Hu and Bentler, 1998) the relative chi-square fit index
surprising that these items sorted into a conceptually autonomous (χ2/df) was also considered (values less than two have been sug-
factor, since they pertain to the level of independence facets of the gested as representing “good” data-model fit (Ullman, 2001). The
enlarged version - WHOQOL-100. Moreover, in this psychiatric relative chi-square fit index for this model reached the re-
sample, the two aforementioned items presented cross-loadings, commended cut-off values, (χ2/df ¼1.515). Accepted values were
and almost completely not significant, in the four domain factor also found for four other “goodness of fit” indices: (χ2 ¼180.262;
structure. The EFA results with the five-domain factor structure are po 0.001; CFI ¼ 0.955; GFI ¼0.914; TLI ¼0.942; RMSEA ¼0.050;
displayed in Table 2. SRMR ¼0.055), suggesting for a relative good fit between the
hypothesized model and the observed data (Hu and Bentler, 1999).
3.2. Reliability In CFA the fit indices of the 5-domains EFA solution were
compared with the fit indices of the 4-QOL domains solution in
The internal consistency of the domains was assessed through this psychiatric sample. For the AIC values, the 5-QOL model per-
the Cronbach reliability coefficient. Cronbach's alpha values were formed better than the WHOQOL-Bref 4-model. Despite the par-
0.85 for psychological health, 0.73 for physical health, 0.73 for the simony of the WHOQOL-Bref structure, the model with the level of
social relationships, 0.68 for environment and 0.77 for level of independence domain shows better fit indices (Table 4). A non-
independence domain, demonstrating the adequate reliability of parametric method (bootstrap) was also used in order to validate
the WHOQOL-Bref for this sample. the results obtained by a parametric method (ML) the bias be-
tween the two methods was minimum.
3.3. Construct validity
3.4. Predictive validity
In the current study construct validity was assessed through
CFA, as in other studies with the WHOQOL-Bref (e.g. Chen et al., As can be seen in Table 5, the regression results for predictive
2009) and by the analysis of item and domains correlations (e.g. validity of domain scores show that with exception of the physical
Skevington et al., 2004). domain, all domains had significant predictive effects on overall
The item-domain correlation analysis showed that the items QOL, general health and general QOL. However, the predictive ef-
correlated significantly within their domains and that no item fects of the domains on the dependent variables were different.
correlated more strongly with other domain than with its own The psychological domain contributed most for explaining overall
domain (Table 3). Correlation coefficients were high and ranged QOL, general health and general QOL. As remarked above with the
from 0.67 to 0.89 for the psychological domain, from 0.62 to 0.71 exception of the physical domain (p 40.05), all domains predicted
for the physical domain, from 0.69 to 0.81 for the social overall QOL significantly (p o0.05) while only the psychological
S.E.H. Oliveira et al. / Psychiatry Research 244 (2016) 37–44 41
Table 4 that multicollinearity was not a concern (all values met the cut-off
Comparison of fit indices of WHOQOL-Bref models. criterion of VIF o5 and the tolerance 40.20).
Fit Indices Structural models
χ2 212.317 180.262 The purpose of this paper was to investigate the dimension-
df 128 119
χ2/df 1.659 1.515
ality, reliability, construct validity and predictive validity of the
CFI 0.938 0.955 WHOQOL-Bref among psychiatric inpatients and outpatients. Our
GFI 0.902 0.914 results showed that the instrument assesses QoL well for the
TLI 0.926 0.942 psychiatric population group. The instrument's four-factor struc-
RMSEA 0.057 0.050
ture was not fully confirmed in our sample, although international
SRMR 0.078 0.055
AIC 298.317 284.262 (Skevington et al., 2004) and European Portuguese studies (Ca-
navarro et al., 2007; Vaz Serra et al., 2006) have been able to va-
lidate this structure. Findings from our study suggest that the ideal
structure is a five-domain model made up of the four domains
Table 5 proposed by the WHOQOL-Bref (psychological health, physical
Predictive validity of domain scores for Overall QOL, General Health and General health, social relationships, and environment), plus the level of
QOL.
independence domain. This result is not unexpected since two
Dependent variables Predictors Adjusted R2 items that pertain to the level of independence domain in our
study also belong to this domain in the extended version (WHO-
PSY PHY SOC ENV IND QOL-100), which appear to give support for its conceptual au-
tonomy. Furthermore, in the development of a more recent ab-
Overall QOL (Q1) 0.42*** 0.07 0.10* 0.12** 0.11* 0.38
General Health (Q2) 0.51*** 0.02 0.03 0.06 0.18*** 0.44
breviated version of a WHOQOL instrument, the WHOQOL-HIV
General QOL (Q1 þ Q2) 0.52*** 0.05 0.07 0.10* 0.16*** 0.51 Bref, the level of independence domain although often subsumed
within physical health in QOL assessments as ‘functional status’ has
PSY psychological domain; PHY physical domain; SOC social relationships domain; shown that it is distinctive and therefore warrants particular clinical
ENV environmental domain; IND level of independence domain.
attention (O’Connell and Skevington, 2012, p. 459), suggesting that
Standardized coefficients were reported.
* this aspect of QOL might be particularly valued by those with
p o 0.05,
**
po 0.01, clinical conditions. Results on these quantitative assessments are
***
p o 0.001 supported by qualitative research, therefore helping to establish
the domains of QOL that are important to people with mental
illness. For instance, in a recent systematic review of qualitative
and the level of independence domains predicted general health research of the meaning of QOL for people with mental illness,
(p o0.001). Moreover, the psychological, the environment and the Connell, O’Cathain and Brazier (2014) have found that activity and
level of independence domains had significantly predictive effects independence are important aspects in determining the QOL for
on general QOL (p o0.05). The inspection of collinearity indicated this group. Specifically, while some individuals reported the
42 S.E.H. Oliveira et al. / Psychiatry Research 244 (2016) 37–44
benefits of being active, those with severe problems reported higher goodness of fit indices than those reported by the WHO's
missing the activities they once enjoyed. At the same time, al- 4-domain and 6-domain models (Skevington et al., 2004). Con-
though some individuals mentioned the need for independence struct validity was also supported by the intercorrelations of the
they also recognized that, during periods of illness when they WHOQOL-Bref items and domains since higher correlations were
were not able to deal with daily living activities and work, de- found for all items within their domains rather than with other
pendence and requirement for support was particularly necessary. domains.
As acknowledged by the authors, the level of dependence or in- The internal consistencies of the reliability of the domains were
dependence varied according to current circumstances and dif- satisfactory to good (Cronbach's α ranged between 0.68 and 0.85),
fered over time, and while independence was found to be im- which is consistent with previous findings with psychiatric out-
portant for dignity, pride and privacy, dependency resulted in patients (Trompenaars et al.,, 2005).
feelings of guilt. As suggested by the WHOQOL-Group, con- Evidence for predictive validity was sustained by regression
ceptually, QOL is a broad ranging concept incorporating in a analysis showing that the psychological domain was the best
complex way the persons’ physical health, psychological state, predictor for overall QOL, general health and general QOL, fol-
level of independence, social relationships, personal beliefs and lowed by the level of independence domain. Meanwhile, though
their relationships to salient features of the environment (WHO- suggesting that besides psychological health the level of in-
QOL Group, 1995). Findings from this study are in line with this dependence may play an important role and a major concern for
broad concept of QOL, suggesting that theoretically, the degree to those living with psychiatric conditions, the predictive value of the
which people depend on others to help them in their daily activ- level of independence, as an autonomous domain, remains to be
ities or to work is also likely to affect their level of independence. determined in future studies with psychiatric samples.
This domain refers to facets of activities of daily living, including While the results of the present study add to a growing body
self-care; and working capacity, which is focused on a person’s of research findings, providing support for the use of the WHO-
ability to perform work, regardless of the type of work. Although QOL-Bref in psychiatric inpatients and outpatients, there are
related, this domain seems to be conceptually distinct from the limitations of this study to be pointed out. Some participants
physical domain in this psychiatric sample, the latter linked to were inpatients in short-term and long-term residential pro-
physical sensations regarding pain and discomfort, energy and grams with more restricted daily activities might have influenced
fatigue, sleep and rest. the results, in particular, in relation to the environment domain.
While the WHOQOL-Bref has been widely field-tested and its Also, due to the cross-sectional nature of this study, findings
psychometric properties have demonstrated to be adequate to be should need to be replicated using a longitudinal research
used in different cultures and in a variety of population groups, design to deepen understanding the dimensionality of the
there are likely to be differences regarding the relative importance WHOQOL-Bref in psychiatric samples and the predictive power of
of different domains, depending on the population studied. In fact, its domains.
results from studies using the WHOQOL-Bref in different patient Despite these limitations, implications of our findings and fu-
groups (e.g., Chung et al., 2012; Ohaeri et al., 2004; Fang et al., ture directions for research and clinical practice should be noted.
2002) have posed major challenges to the WHOQOL-Bref four- First, results of this study provide evidence for the need to care-
factor model. Simultaneously, while the majority of the existing fully investigate the dimensional structure of the WHOQOL-Bref
studies had not specifically investigated the psychometric prop- across different subgroups, providing further clarity on the
erties of the WHOQOL-Bref, some authors have limited their in- WHOQOL-Bref performance in psychiatric samples. Second, this
vestigation to the use of EFA (Usefy et al., 2010; Trompenaars et al., study has significance since it was not limited to subjects with a
2005). Other researchers have developed more detailed psycho- particular psychiatric diagnosis or attending a particular treatment
metric studies using CFA to analyze if collected data replicated the context, highlighting that assessing the QOL of people with mental
theoretical 4-domain model of the WHOQOL-Bref (Chung et al., health problems who attend different treatment contexts, such as
2012; Xia et al., 2012; Ohaeri et al., 2007; Ohaeri et al., 2004). In inpatient and outpatient facilities should be at the focus of re-
line with the aforementioned studies this study's results suggest search and part of the treatment goal. Also, because improving
that regarding the dimensionality of the WHOQOL-Bref, in which these individuals’ QOL has become a critical outcome measure
variations of the relative relevance that different domains may regarding mental health services evaluation, this may contribute
have on the population studied should be taken into account. As to further understand the QOL of those attending different psy-
reported by Yao, Wu and Yang (2008) in their study on the content chiatric treatment modalities, such as hospital-based inpatient
validity of the WHOQOL-Bref, some standard items may be con- long-term and short-term care, ambulatory services or commu-
founded with the meanings of different domains indicating that nity-based facilities; as for monitoring potential changes on the
they may not be representative of their posited domains. In line QOL of individuals in transition from psychiatric hospitals to
with their findings, the authors suggest that research on the community facilities. Since deinstitutionalization goes far beyond
WHOQOL instrument may necessitate the need to reevaluate the discharging patients from long-stay hospitals, it involves providing
meanings of items from the respondents’ viewpoints. That is, even adequate services and the transition from a predominantly in-
though the WHOQOL-Bref is a valid and reliable tool for academic stitutional perspective into a community-based view (Fakhoury
research, clinical evaluations, and cross-cultural comparisons and Priebe, 2007). Evaluating QOL of inpatients and outpatients is
(Szabo, 1996); researchers should consider using facets of the in- of great interest in the context of deinstitutionalization since, of
strument without reducing them to the four factors that often do several studies using the WHOQOL-Bref, while some have shown
not replicate across specific groups (von Steinbüchel, et al., 2006). improvements on the inpatients QOL years after discharge (Gerber
Hence, this study also extends the applicability of the WHOQOL- et al., 1994), others have found that psychiatric patients continue
Bref since different valid models may help us to understand the to experience deterioration in QOL (Górna et al., 2005). Moreover,
QOL characteristics of particular cultures or groups (Ohaeri et al., further studies also need to clarify the influence of some factors,
2007). Furthermore this allows a more comprehensive assessment such as socio-demographic and clinical factors on QOL of people
of the dimensionality, construct validity, predictive validity and with psychiatric disorders. Third, measuring the QOL in people
reliability of the WHOQOL-Bref in a psychiatric sample. Even with mental illness should play a major role in helping mental
though the WHOQOL-Bref 4-domain model represents a more health professionals to capture more salient aspects of individuals’
parsimonious model, the alternative 5-domain model revealed lives and to understand their needs. This, in turn, may promote
S.E.H. Oliveira et al. / Psychiatry Research 244 (2016) 37–44 43
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particularly useful framework to assess treatment outcomes and to Health Organization quality of life instrument in patients with HIV infection.
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