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Laryngeal Manifestations of

Gastroesophageal Reflux Disease


Michael F. Vaezi, MD, PhD, MSc(Epi)

Corresponding author
Michael F. Vaezi, MD, PhD, MSc(Epi) One study of 105 healthy adult volunteers revealed at
Division of Gastroenterology and Hepatology, Center for least one fi nding associated with reflux during laryngos-
Swallowing and Esophageal Disorders, Vanderbilt University copy in 86% [3]. In a meta-analysis reviewing the data
Medical Center, C2104-MCN, Nashville, TN 37232, USA. from pH probe readings in 529 patients with LPR and
E-mail: Michael.vaezi@vanderbilt.edu
264 controls, 10% to 60% of the controls demonstrated
Current Gastroenterology Reports 2008, 10:271–277 reflux [4]. Studies such as these reveal that LPR—or what
Current Medicine Group LLC ISSN 1522-8037
Copyright © 2008 by Current Medicine Group LLC is thought to be LPR—is common in the general popula-
tion. However, it may be overdiagnosed in some patients.
This review highlights the current knowledge and con-
troversy in LPR and discusses existing treatment options.
Chronic laryngeal signs and symptoms associated
with gastroesophageal reflux disease (GERD) are often
referred to as reflux laryngitis or laryngopharyngeal
reflux (LPR). It is estimated that up to 15% of all visits
Pathophysiology
The upper esophageal sphincter and the larynx (to some
to otolaryngology offices are because of manifestations
extent) act to protect the lower airways from aspiration of
of LPR. Damage to laryngeal mucosa may be the result
swallowed material. The larynx is highly innervated; in a
of reflux of gastroduodenal contents, whether chronic
normal individual, any reflux would be sensed and would
or a single incident. The most common presenting
elicit a protective cough. In patients with LPR, this safety
symptoms of LPR include hoarseness, sore throat, throat
mechanism may fail. For example, a study conducted by
clearing, and chronic cough. The diagnosis of LPR is
Aviv et al. [5] proposed that a sensory deficit may play a
usually made on the basis of presenting symptoms and
role in LPR. The authors found decreased laryngeal adduc-
associated laryngeal signs, including laryngeal edema
tor reflexes in response to endoscopic administration of air
and erythema. The current recommendation for man-
pulses in patients with documented LPR. Another study
aging these patients is empiric therapy with twice-daily
using immunohistochemical staining of two cadaveric
proton pump inhibitors for 1 to 2 months. Other causes
larynges illustrated that there are numerous α and β sub-
of laryngeal irritation are considered in most of those
units of the H+/K+-ATPase in the larynx. It was concluded
who are unresponsive to such therapy. Surgical fundo-
that larynges of LPR patients may produce higher levels of
plication is most effective in those who are responsive
acid via proton pumps. Although these findings are intrigu-
to acid-suppressive therapy.
ing, their clinical significance is yet to be elucidated, further
complicating an already controversial field.
The predominant pathophysiologic mechanisms
Introduction for LPR accepted by most experts are direct or indirect
Gastroesophageal reflux disease (GERD) is implicated in laryngeal exposure to various injurious contents of the
many cases of chronic laryngitis. Ear, nose, and throat stomach. The direct mechanism simply results from the
(ENT) physicians often refer to the retrograde movement actions of caustic gastric contents such as acid, pepsin, or
of gastric contents (including acid, pepsin, and bile acids) bile acids interacting with mucosa in the laryngopharynx.
into the laryngopharynx as laryngopharyngeal refl ux The indirect mechanism is thought to involve reflux mate-
(LPR) [1, 2]. Typical LPR symptoms include dysphonia, rial interacting with structures distal to the larynx; this
globus pharyngeus (sensation of a lump in the throat), irritation may evoke a vagally mediated response of bron-
mild dysphagia, chronic cough, and nonproductive throat choconstriction and may cause the commonly associated
clearing (Table 1). Synonyms for LPR include extraesoph- nonproductive cough [6]. The direct mechanism may be
ageal refl ux, reflux laryngitis, and laryngeal reflux. more important in LPR.
There is currently no gold standard for the diagnosis The delicate, ciliated respiratory epithelium of the pos-
of LPR; therefore, data on its epidemiology are limited. terior larynx, which normally functions to clear mucus
272 Esophagus

Table 1. Symptoms attributed to Table 2. Laryngopharyngeal signs attributed to


laryngopharyngeal reflux laryngopharyngeal reflux
Hoarseness Edema and hyperemia of larynx
Dysphonia Hyperemia and lymphoid hyperplasia of posterior
Sore or burning throat pharynx (cobblestoning)

Excessive throat clearing Granuloma

Chronic cough Contact ulcers

Globus pharyngeus Laryngeal polyps

Dysphagia Interarytenoid changes

Postnasal drip Reinke’s edema

Laryngospasm Tumors
Subglottic stenosis
Posterior glottic stenosis
secretions from the trachea, fails when directly affected by
Pseudosulcus
caustic gastroduodenal chemicals; the result may be mucus
stasis. The stasis promotes the sensation of postnasal drip
and throat clearing [6]. Recently, it was proposed that the duodenal contents has recently shed some important light
bicarbonate-producing enzyme carbonic anhydrase pro- on the possible contribution of acidic and nonacidic reflux
tects laryngeal tissues from reflux and that this protective in patients with LPR who continue to be symptomatic
mechanism may be present less often in laryngeal tissues despite acid-suppressive therapy.
of patients with LPR [7 ]. Another recent study found that
the concentration of epidermal growth factor, a salivary
protein that aids the rapid regeneration of mucosa of the Clinical Manifestations
oropharynx and upper digestive tract, was lower in patients Most patients in whom LPR is diagnosed do not have the
with LPR than in normal individuals [8]. classic symptoms of GERD. One series of patients with
The specific agent or agents responsible for producing otolaryngologic symptoms who were found to have LPR
LPR symptoms and laryngeal pathology (eg, laryngitis, complained of these symptoms: dysphonia (71%), cough
vocal cord lesions, and even laryngeal carcinoma) are the (51%), globus pharyngeus (47%), throat clearing (42%),
subject of many debates. Candidates include gastric con- and dysphagia (35%) [11]. These symptoms were often
tents (acid and pepsin) and duodenal contents (both bile intermittent. Additionally, heartburn and regurgitation, the
acids and the pancreatic enzyme trypsin). Previous animal hallmark symptoms of GERD, were not present in most of
studies suggested that both acid and pepsin are potentially these patients. It is estimated that up to 50% of patients
injurious: a significant role was reported for both agents with laryngeal and voice disorders have reflux [12].
in causing laryngeal lesions [9]. A recent study extended In patients suspected of having LPR, various laryngeal
these observations and showed that the bile constitu- signs are attributed to GERD, such as erythema, edema,
ents—conjugated and unconjugated bile acids as well as pseudosulcus, ventricular obliteration, and postcricoid
trypsin—at pH values ranging from 1 to 7 caused no his- hyperplasia [1] (Table 2). In a study surveying ENT phy-
tologic laryngeal injury in a canine model [10]. The most sicians regarding the signs likely to be used to diagnose
injurious agents were acid and pepsin in an acidic pH. LPR, laryngeal erythema and edema were the most com-
This fi nding highlights the importance of acidic refluxate mon [13•,14]. However, a study indicates that several
in causing laryngeal inflammation and casts doubt on the signs of posterior laryngitis that have been considered to
significance of bile constituents in this region. This fi nd- be signs of LPR are present in a high percentage of asymp-
ing is clinically important because some reports implicate tomatic, healthy volunteers, raising questions about their
the reflux of nonacidic duodenal contents as the cause of diagnostic specificity [3].
persistent laryngitis in patients unresponsive to aggressive Based on a study of patients with pH-confirmed LPR,
acid suppression. some have advocated the use of the Reflux Symptom Index
In humans, it is difficult to isolate the injurious poten- (RSI). This is a self-administered tool that helps clinicians
tial of each of these agents, mainly because the gastric assess the clinical severity of LPR symptoms at diagnosis
milieu refluxing into the esophagus is commonly a mix- and after treatment. Patients rate nine symptoms (eg, throat
ture of gastric and duodenal contents. Although laryngeal clearing, hoarseness, and difficulty swallowing) on a scale
injury may occur with intermittent acid/pepsin exposure from 0 to 5. The RSI is significantly higher in untreated LPR
in animals, this area is not well studied in humans and patients than in controls (21.2 vs 11.6; P < 0.001). Any score
is subject to controversy. The advent of impedance-pH greater than 13 is considered abnormal [15]. However, this
monitoring as the indirect marker for the reflux of gastro- index is seldom used by general ENT practitioners [13•].
Laryngeal Manifestations of GERD Vaezi 273

Diagnosis ENT physicians [23]. It consists of an eight-item, semi-


The diagnosis of LPR is most commonly suspected on the objective clinical severity scale for ENT physicians to use
basis of a combination of chronic throat symptoms and when evaluating fi ndings at laryngoscopy. Each item is
laryngeal fi ndings. However, given the lack of specificity ranked from 0 to 2 or 0 to 4; a total RFS of 7 or more
of symptoms and signs for GERD, many patients with indicates a 95% probability that the patient has LPR.
an initial diagnosis of LPR do not respond to treatment Initial studies found good interobserver and intraobserver
for GERD and need to be evaluated for other potential reproducibility for this tool in assessment and follow-up
causes of their persistent symptoms and laryngeal signs. of LPR patients [23]. However, the RFS is seldom used
These may include use of tobacco or alcohol, allergies, in clinical or academic practice, and its clinical relevance
vocal trauma, vocal cord overuse or abuse, infections, or is in doubt. In addition, the reliability of the RFS has
postnasal discharge. recently been questioned [21, 24].

Laryngoscopy pH Monitoring
The two tools most commonly used in diagnosing LPR When a diagnosis of LPR is uncertain, an ambulatory
are laryngoscopy and pH monitoring. Many signs seen 24-hour double pH probe (simultaneous esophageal and
on laryngoscopy are attributed to reflux disease, includ- pharyngeal monitoring) is believed by some to be useful.
ing edema and erythema of the larynx, granuloma, Compared with fi ndings from a physical examination,
contact ulcers, polyps, subglottic stenosis, tumors, and dual pH probe monitoring does have superior sensitivity
cobblestoning of the posterior pharynx (hyperemia and and specificity [11]. However, there is much variability in
lymphoid hyperplasia) [16] (Table 2). However, a survey testing methods and lack of agreement on what pH value
of 2000 ENT physicians revealed that they were most is considered abnormal. One study found this method to
likely to use erythema and edema of the larynx as the be a poor predictor of the severity of patients’ symptoms
signs indicating a diagnosis of laryngitis associated with and signs [25]. A more recent meta-analysis involving 16
reflux [13•]. These signs are highly nonspecific, and many studies and 793 participants who underwent 24-hour pH
healthy adults have laryngeal changes without any throat monitoring (529 LPR patients and 264 controls) found
symptoms [3]. Additionally, such laryngeal signs are more that the number of positive pharyngeal reflux events dif-
likely to be suspected with flexible laryngoscopes than fered significantly between LPR patients and controls [4].
with rigid laryngoscopes, suggesting that flexible laryn- There was also a significant difference in acid exposure
goscopy is more sensitive but less specific in identifying times between these two groups. The conclusion from
laryngeal tissue irritation [17 ]. A recent study evaluating this study was that the “upper probe gives accurate and
the prevalence of laryngeal signs in patients with GERD consistent information in normal subjects and patients
versus controls without GERD found no difference with LPR” and that the acid exposure time and number
between the groups for most laryngeal signs, suggesting of reflux events are most important in identifying patients
that laryngeal signs lack diagnostic specificity for GERD with LPR [4].
[18]. Therefore, it appears that laryngeal signs have poor However, there are numerous problems with using
specificity for LPR, which can explain why patients ini- pH data to diagnose LPR. First, several studies have
tially diagnosed with reflux-related laryngitis often do shown that proximal esophageal and hypopharyngeal
not respond to treatment [19]. Improvement in the rate of acid exposure also occurs in 7% to 17% of normal indi-
correct LPR diagnosis requires the identification of signs viduals [26–28]. Second, there are no universally accepted
with greater specificity. In one study, vocal cord lesions diagnostic criteria (normal pH limits, number of events,
were suggested to be more specific for LPR, with 91% and probe placement) for hypopharyngeal pH monitor-
specificity and 88% response to treatment with proton ing. Finally, proximal probes have only 50% sensitivity
pump inhibitors (PPIs) [20•]. in detecting reflux of gastric acid, and hypopharyngeal
Another problem in LPR diagnosis is the interobserver probes have only 40% sensitivity [29, 30].
and intraobserver variability of laryngoscopic examina- The Dx–pH Measurement System (Restech, San Diego,
tion, as shown by a study that recorded ENT physicians’ CA) is a new, highly sensitive, minimally invasive device
independent ratings of laryngeal images of 120 patients to detect acidic reflux in the posterior oropharynx. It uses
and revealed poor reliability [21]. Additionally, symptoms a nasopharyngeal catheter that can measure pH in liquid
and laryngoscopic fi ndings are poorly correlated. This lack or aerosolized droplets. The probe uses an oropharyngeal
of association was seen in a recent study in which patients catheter 1.5 mm in diameter with a wireless digital Zig-
with LPR symptoms who were refractory to aggressive Bee transmitter on the shirt collar. The catheter employs
PPI therapy underwent a Nissen fundoplication. One year a 3.2-mm teardrop tip to aid in insertion and to ensure
after the surgery, laryngeal signs improved in 80% of the that the sensor is positioned in the airway. The tip has a
patients, but symptoms improved in only 10% [22••]. colored light-emitting diode (LED) for oral visualization
The Reflux Finding Score (RFS) is a laryngoscopic (Fig. 1). The sensing element consists of a circular, 1-mm
evaluation tool developed to improve reliability between antimony surface and a reference electrode separated by
274 Esophagus

Figure 1. A, Oropharyngeal pH probe (Dx–pH Measurement


System [Restech, San Diego, CA]) with light-emitting diode tip in
the posterior aspect of the mouth, and B, the probe transmitter. C,
Magnified cross-section of the probe (original magnification × 75).

a 0.05-mm polymer insulator. Moisture from exhaled air may shed light on its role. Combining these two techniques
condenses on the sensor surface, creating a fluid layer that allows all reflux events to be detected and a distinction to
bridges the gap between the antimony and reference sen- be made between acidic, weakly acidic, and weakly alka-
sor elements. The sensor records pH values twice every line reflux [32]. Impedance works by measuring changes
second (2 Hz). A hydration monitor with special circuitry in resistance to alternating current produced by gas, liq-
ensures that “pseudoreflux” events from drying of the uid, or bolus between a series of metal electrodes (metal
tip are not included in the data. This device has potential rings on a catheter); the impedance is increased by gas
clinical utility for patients with extraesophageal reflux and decreased by liquid. Multichannel monitoring (mea-
disease; clinical data are needed to assess its future role. surement of impedance at multiple sites) can determine
whether the direction of the esophageal bolus is antegrade
Other diagnostic tests or retrograde.
Given the poor specificity of laryngoscopic examina- A recent multicenter trial using impedance-pH moni-
tion and the poor sensitivity of pH monitoring, the most toring in healthy adults has provided normal values that
accepted method to diagnose LPR in clinical practice is can be used in clinical and research settings for comparison
an empiric trial of a PPI. Other diagnostic tests, such as with reflux patients [35]. Recent data from a single-cen-
barium esophagography or esophagoscopy, are far less ter study [36] and a multicenter study [33•] in patients
sensitive for LPR than laryngoscopy or pH monitoring with heartburn and regurgitation as well as those with
and thus offer little for the diagnosis and management of extraesophageal symptoms suggested that 10% to 40% of
these patients. patients receiving twice-daily PPI therapy may have con-
tinued nonacidic reflux. However, the causal association
The role of nonacidic reflux between these reflux events and patients’ continued reflux
Interest has recently increased in nonacidic reflux, another symptoms is difficult to establish. Preliminary outcome
possible mechanism of disease in those who remain symp- data on the response of these patients to surgical fundo-
tomatic with PPI therapy [31, 32 , 33•, 34]. Using the newly plication are encouraging [27 ]; they await validation by
developed combination of impedance and pH monitoring large-scale, multicenter, controlled trials.
Laryngeal Manifestations of GERD Vaezi 275

Figure 2. Forest plot depicting the odds ratio


and 95% confidence intervals for placebo-
controlled treatment trials of proton pump
inhibitors (PPIs) for laryngopharyngeal reflux.

Treatment ment for 4 months with esomeprazole (40 mg twice daily)


Initial treatment of LPR patients should include educa- compared with placebo [41••]. This disappointing result
tion about the disorder and recommendations regarding highlights the difficulty in most patients of establishing
diet and behavioral changes that may play a role in the the LPR diagnosis with certainty. Similarly, Wo et al. [42]
pathophysiology. Ideally, foods and beverages containing found no difference between pantoprazole (40 mg once
caffeine, alcohol, chocolate, or peppermint, which are daily) versus placebo in patients newly diagnosed with
thought to weaken the esophageal sphincters and possibly LPR. Finally, meta-analysis of the eight controlled studies
increase acid secretion, should be eliminated. Carbon- showed that PPI therapy may offer a modest but nonsignifi-
ated beverages, with or without caffeine, are thought cant clinical benefit over placebo in patients with suspected
to worsen reflux by promoting belching, which allows LPR [43•] (Fig. 2).
gastric contents to bypass the protective esophageal Given the negative fi ndings of controlled trials,
sphincters. Additionally, acidic foods (pH < 4.6) should uncontrolled studies are the basis for the treatment recom-
be limited. These include citrus fruits, tomatoes, and red mendations in patients with LPR. Two studies examined
wines. Other lifestyle modifications that may improve the use of omeprazole (40 mg, initially once daily, changed
LPR symptoms and other symptoms of extraesophageal to twice daily in nonresponders). They reported response
reflux include smoking cessation and weight loss. A study rates of 67% and 92% [44,45]. These studies have been
by Steward et al. [37 ] revealed that lifestyle modification limited by small numbers and short duration. The most
for 2 months, with or without PPI therapy, significantly recent study, with 85 participants, determined that twice-
improved chronic laryngitis symptoms. daily PPI therapy was more efficacious than once-daily
Drug therapy usually consists of acid suppression therapy and that extending therapy from 2 months to 4
with PPIs. As neither laryngoscopy nor pH monitoring is months resulted in more responses [20•]. Overall, the gen-
100% accurate in diagnosis, empiric therapy with a PPI eral consensus supports the use of twice-daily PPI therapy
is warranted, especially since it may aid in diagnosis. To for at least 2 to 3 months. The variable efficacy of PPI
date, studies examining the efficacy of PPI therapy in LPR therapy for LPR, unlike its efficacy with typical GERD,
patients have produced a broad range of responses, most suggests the multifactorial nature of the disease process.
likely because of selection biases and the true prevalence of The advisability of combination therapy using PPIs
reflux-induced laryngeal disease. Most uncontrolled stud- with histamine 2–receptor antagonists (H 2RAs) was ini-
ies suggest that the response rate with PPIs is near 70% tially raised by Peghini et al. [46 ] in 1998, when it was
[38], but few controlled studies have found a major benefit determined that three fourths of patients experienced a
of PPIs over placebo. A controlled trial involving treatment return of pH lower than 4 for more than 1 hour within
with lansoprazole (30 mg twice daily for 3 months) in 22 12 hours of their evening PPI dose. A follow-up study
patients with idiopathic chronic laryngitis produced a com- by Peghini et al. [47 ] examined the benefit of giving
plete response in 50% of the treatment group versus 10% ranitidine, an H 2RA, at bedtime versus a bedtime dose
in the control group [39]. However, another study using of a PPI in patients with nocturnal acid breakthrough
the same medicine regimen found no difference in response while taking a twice-daily PPI. Bedtime ranitidine was
rates in patients with posterior pharyngolaryngitis [40]. The determined to be more effective against nocturnal acid
most recent large-scale, multicenter study of 145 patients breakthrough than a third dose of a PPI at bedtime.
suspected of having LPR did not show a benefit from treat- However, two later studies examining the role of H 2RAs
276 Esophagus

for nocturnal acid breakthrough concluded that H 2RAs References and Recommended Reading
provide no additional benefit over PPI therapy alone Papers of particular interest, published recently,
[48 ,49]. The current recommendations do not suggest the have been highlighted as:
use of a nocturnal H 2RA in addition to PPIs in patients • Of importance
suspected of LPR. To achieve best results, PPIs should •• Of major importance
be taken on an empty stomach about 30 minutes before
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