Professional Documents
Culture Documents
The relationship between the distribution coefficients and yλ , and zλ for a 2° Standard Observer and CIE standard
the tristimulus values (X, Y and Z) is given by the following illuminant C (see the current International Commission on
equations, expressed in terms of integrals : Illumination publication, CIE).
¥ SPECTROPHOTOMETRIC METHOD
X = k ò fλ xλ Sλdλ Using a suitable spectrophotometer according to the
0 manufacturer’s instructions, determine the transmittance (T)
¥ at least over the range 400-700 nm, at intervals of not greater
Y = k ò fλ yλ Sλdλ than 10 nm. Express the result as a percentage. Calculate the
0
tristimulus values X, Y, and Z and the colour co-ordinates L*,
a* and b*.
¥
Z = k ò fλ zλ Sλdλ DETERMINATION OF COLORATION
0
Calibrate the instrument according to the manufacturer’s
recommendations. Carry out system performance tests prior
¥ to each measurement or at regular intervals, depending on the
k = 100 / ò yλ Sλdλ use of the apparatus. For this purpose, use certified reference
0 materials within the measurement range.
Operate the apparatus according to the manufacturer’s
k = normalising constant characterising instructions and test the sample solution and reference
the stimulation of one receptor type solution(s) under the same conditions (e.g. path length of the
and the used illumination ; cuvette, temperature).
Sλ = relative spectral power distribution of For transmittance measurements, use water R as the standard,
the illuminant ; assigning it a transmittance of 100.0 per cent at all wavelengths
in the visible spectrum. Then the weighting factors xλ , yλ
xλ , yλ and zλ = colour matching distribution
and zλ for CIE standard illuminant C are used to calculate
coefficients for CIE 2° Standard
Observer ; the tristimulus values corresponding to colour co-ordinates
L* = 100, a* = 0 and b* = 0.
fλ = spectral transmittance Tλ of the Reference measurements can be made using the colour
material ; co-ordinates of water R or freshly prepared pharmacopoeial
λ = wavelength, in nanometres. reference solutions, or using the respective colour co-ordinates
stored in the instrument manufacturer’s database, provided the
In practical calculations of tristimulus values, the integration latter have been obtained under the same testing conditions.
is approximated by a summation, as follows : If the test solution is turbid or hazy, it is filtered or centrifuged.
If the test solution is not filtered or centrifuged, any haziness
X = k å TλxλSλΔλ
or turbidity is reported with the results. Air bubbles are to be
λ
avoided or, where applicable, removed.
Y = k å Tλyλ SλΔλ The instrumental method is used to compare 2 solutions in
λ terms of their colour or colour difference, or a deviation
from a defined colour. Calculate the colour difference (ΔE*tr)
Z = k å TλzλSλΔλ between the test solution (t) and a reference solution (r) using
λ the following equation :
100
k= 2 2
ΔE *tr = (ΔL* ) + (Δa*) + (Δb* )
2
å Sλy λΔλ
λ where ΔL*, Δa* and Δb* are the differences in colour
The tristimulus values can be used to calculate the CIE co-ordinates.
Lab colour space co-ordinates : L*(lightness or brightness), The CIE LCh colour co-ordinates may be used instead of the
a*(red-green) and b*(yellow-blue) ; these are defined by : CIE Lab colour co-ordinates.
Assessment of location within the L*a*b* colour space.
L* = 116f (Y / Yn) - 16
Instruments may provide information on the actual location
of the test solution within the L*a*b* colour space. Using
a* = 500[f (X / Xn) - f (Y / Yn)]
appropriate algorithms, correspondence to pharmacopoeial
reference solutions (such as ‘test solution equals reference
b* = 200[f (Y / Yn) - f (Z / Zn)] solution XY’, ‘test solution close to reference solution XY’ or
where Xn, Yn and Zn are the tristimulus values of water R and ‘test solution between reference solutions XY and XZ’) can
be obtained.
f (X / X n) = (X / X n)1 /3 if X / X n > (6 / 29)3,
General Notices (1) apply to all monographs and other texts 4753
2.2.24. Absorption spectrophotometry, infrared EUROPEAN PHARMACOPOEIA 10.3
intermolecular and intramolecular vibrations can be excited to – it may be necessary to use additional techniques to
higher vibrational levels. This results in an infrared absorption unambiguously identify a substance ;
spectrum with characteristic bands that correspond to the – pure enantiomers of a substance cannot be discriminated ;
functional groups of the molecule.
– it may not be a suitable method for trace analysis ;
The infrared wavelength region can be further divided
into 3 subregions, namely near-infrared, mid-infrared and – sample preparation conditions (e.g. pressure, solvent) may
far-infrared. These subregions have wavelength ranges that are change the crystalline form of a substance that exhibits
generally accepted by convention to be 0.8-2.5 μm, 2.5-25 μm polymorphism ;
and 25-1000 μm respectively. However, in IR spectroscopy, – for heterogeneous samples, the limited sampling volume
wavenumber is more commonly used than wavelength, and may be problematic.
can be calculated using the following equation :
1 MEASUREMENT MODES
ν = ·104
λ IR measurements are based on passing radiation through or
into a sample and measuring the attenuation of the emerging
where ν is the wavenumber in reciprocal centimetres
beam at various wavelengths. This corresponds to 2 main
(cm-1) and λ is the wavelength in micrometres. Thus
measurement modes, i.e. transmission and attenuated total
12 500-4000 cm− 1 is near-infrared, 4000-400 cm− 1 is
reflection (ATR). However, other modes also exist for specific
mid-infrared and 400-10 cm− 1 is far-infrared.
applications (e.g. diffuse and specular reflection).
This chapter concerns only spectroscopy in the mid-infrared
region, i.e. 4000-400 cm− 1 (2.5-25 μm), which hereafter is TRANSMISSION MODE
referred to as infrared for simplicity. This region is where This mode is based on determination of the transmittance (T),
the fundamental molecular vibrations of functional groups namely the ability of the sample to transmit IR radiation at a
appear in the spectrum as absorption bands. The region below given wavelength (wavenumber). It is defined by the following
1500 cm− 1 is known as the ‘fingerprint region’, a very complex ratio :
and informative part of the spectrum which characterises the I
molecule being investigated. T=
I0
The mid-infrared region is flanked by the near-infrared
region, where overtones and combinations of fundamental I0 = intensity of incident radiation ;
vibrations, mainly C-H, N-H and O-H functional groups, are
I = intensity of transmitted radiation.
detected (2.2.40) and the far-infrared region, where absorption
bands associated with crystal lattice modes, hydrogen bonds,
angle deformation vibrations of heavy atoms and molecular The resulting spectrum is presented in terms of transmittance
rotations are observed. (T) on the y-axis versus wavelength or wavenumber on the
x-axis. It can also be presented in terms of absorbance (A)
APPLICATIONS on the y-axis, which is related to transmittance (T) by the
following equation :
As the absorption bands in IR spectra are characteristic of the
constituent functional groups of a compound, IR spectroscopy æ1 ö æI ö
is widely used to identify substances and provide information A = log10çç ÷÷ = log10çç 0 ÷÷÷ = a·b·c
çèT ÷ø çè I ÷ø
on their structure. It can also be used for quantitative
applications, which requires establishing a mathematical molar absorption coefficient of the sample, in
relationship between the intensity of the radiation absorbed a = square centimetres per mole (cm2·mol-1) ;
by the sample and the concentration of the investigated b = sample thickness, in centimetres ;
component in the sample.
c = sample concentration, in moles per cubic
IR spectroscopy is widely used in the pharmaceutical field
for chemical and physical analysis in the laboratory, and centimetre (mol·cm-3).
has a wide variety of applications during the manufacturing ATTENUATED TOTAL REFLECTION MODE
process as outlined below. IR spectroscopy thereby enables the ATR mode is based on the phenomenon of total internal
application of Process Analytical Technology (PAT) as part of reflection. The sample, with a refractive index n2, is brought
an advanced control strategy. into close contact with a crystal (diamond, germanium, zinc
Chemical analysis : selenide or any other suitable material), having a refractive
– identification of active substances, excipients, dosage forms, index n1 which is greater than n2. A beam of IR light is then
manufacturing intermediates, chemicals and packaging passed through the crystal. When the angle α between the
materials ; incident beam and the sample-crystal interface exceeds a
critical value αc, theoretically all of the radiation is reflected
– quality assessment of active substances, excipients, dosage (total internal reflection). However, an evanescent wave is
forms, manufacturing intermediates and packaging produced which slightly penetrates the sample and part of the
materials, including batch-to-batch spectral comparison energy is absorbed. The total reflection is attenuated, which
and supplier change assessment ; makes it possible to generate an absorption spectrum. In
– quantification of active substances in a sample matrix, practice, multiple internal reflections are often used to amplify
determination of water and solvent content ; the absorption intensity, although some accessories allow
– quantification of impurities, e.g. in gases, inorganic absorption measurements with a single reflection.
materials ; The penetration depth dp is usually of the order of a few
– reaction monitoring, e.g. chemical synthesis. micrometres and is given for a wavelength λ by the following
equation :
Physical analysis :
– determination of solid-state properties such as λ / n1
polymorphism. dp =
2π sin2 α - (n2 / n1 )2
LIMITATIONS where dp is the penetration depth, λ is the wavelength, α is the
Notable limitations to the use of IR spectroscopy include the angle of incidence and n1, n2 are the refractive indices of the
following : reflection element and the sample, respectively.
EQUIPMENT
The most commonly used IR spectrometers are
Fourier-transform (FT-IR) spectrometers which typically
consist of :
– an interferometer ;
– a detector ;
Other spectrometers based on alternative principles may Figure 2.2.24.-1. – Typical IR absorbance spectrum of
also be used if the requirements described under Control of polystyrene used to verify spectral resolution
equipment performance are fulfilled.
Spectra recorded in transmission mode. The spectral
IR spectrometers can also be used in association with a resolution is typically verified using a polystyrene film
microscope for the study of a small part of the sample or for approximately 35 μm thick.
chemical imaging. Acceptance criteria (see Figure 2.2.24.-1) : the difference
between the absorbance values at the absorption minimum at
IR spectroscopy can be coupled to other analytical techniques 2870 cm-1 (A) and the absorption maximum at 2849.5 cm-1 (B)
such as thermal analysis or chromatography. is greater than 0.33 ; the difference between the absorbance
values at the absorption minimum at 1589 cm-1 (C) and the
absorption maximum at 1583 cm-1 (D) is greater than 0.08.
CONTROL OF EQUIPMENT PERFORMANCE Spectra recorded in ATR mode. Appropriate assessment
criteria for the control of spectral resolution according to the
Accuracy of wavenumber scale and spectral resolution are specifications of each instrument need to be defined.
critical parameters and must be verified. The tests described
below can be used for the control of instrument performance For measurement modes other than transmission or ATR,
and for qualification. They can also be used as system reference materials have to be defined by the user.
suitability tests. PROCEDURE
These parameters are checked using suitable reference SAMPLE PREPARATION AND PRESENTATION
materials which are selected and presented depending on the Sample preparation and presentation vary according to the
measurement mode (e.g. transmission or ATR). physical state of the sample and the measurement mode.
Transmission mode is applied to transparent samples, such
For quantitative analysis, appropriate assessment criteria for as neat liquids, solutions, gases or suitably prepared mulls
the control of absorption intensity must also be defined. and alkali halide discs. For liquids and gases, cells with fixed
or variable pathlength and IR transparent windows can be
WAVENUMBER SCALE used. For alkali-halide disks, specific sample holders are used.
The wavenumber scale is typically verified using a polystyrene Reflection mode, e.g. ATR, is appropriate for the measurement
film that exhibits IR absorption bands at the wavenumbers of a wide range of samples in the solid and liquid state.
shown in Table 2.2.24.-1. Some preparation modes (e.g. for discs and mulls in
transmission mode or for solids in ATR mode) involve
Table 2.2.24.-.1 - Band positions and associated acceptable grinding and/or the application of pressure, which may induce
tolerances of the polystyrene film used to verify wavenumber unexpected crystal modifications.
accuracy Transmission mode
−1
Band position (cm ) Prepare the substance by one of the following methods
Tolerance (cm−1) depending on the sample state (solid, liquid or gas). Sample
Transmission ATR bands in a spectrum have a minimum transmittance not lower
906.6 906.1 ± 1.0
than 5 per cent, unless otherwise justified.
Liquids. Examine liquids either in the form of a film between
1028.3 1027.7 ± 1.0 2 plates transparent to infrared radiation or in a cell of suitable
1601.2 1601.0 ± 1.0 pathlength with windows that are transparent to infrared
radiation.
3060.0 3059.7 ± 1.0
Liquids or solids in solution. Prepare a solution of the substance
to be examined in a suitable solvent. Choose a concentration
For measurement modes other than transmission or ATR, and a pathlength that give a satisfactory spectrum. Generally,
reference materials must be defined by the user. good results are obtained with concentrations of 10-100 g/L
General Notices (1) apply to all monographs and other texts 4755
2.2.24. Absorption spectrophotometry, infrared EUROPEAN PHARMACOPOEIA 10.3
for a pathlength of 0.5-0.1 mm. The absorption due to the Solids. Ensure close and uniform contact between the
solvent is usually compensated by successively recording the substance to be examined and the whole crystal surface,
spectra of the solvent and the sample solution and subtracting either by applying pressure or by dissolving the substance
the solvent absorption bands from the spectrum of the sample in an appropriate solvent, then covering the crystal with the
solution. resulting solution and evaporating to dryness.
Solids dispersed in a solid (disc). Grind the substance to be METHODS
examined taking into consideration any possible changes Infrared spectroscopy is mostly used to identify substances,
(e.g. crystalline form) and mix with a suitable amount of but it may also be carried out for quantitative applications.
finely powdered and dried potassium bromide R or potassium Quantitative analysis (based on the Beer-Lambert law, which
chloride R, unless otherwise specified. A mixture of a few relates the absorbance of a sample to its concentration) will
milligrams (e.g. 1-2 mg) of the substance to be examined not be described in this chapter.
in a few hundred milligrams (e.g. 300-400 mg) of halide The measurement is performed on an appropriately prepared
is normally sufficient to give a disc of 10-15 mm diameter sample. The data is then processed and evaluated, either to
and a spectrum of suitable intensity. If the substance is a identify substances or quantify them (e.g. based on integration
hydrochloride salt, it is recommended to use potassium of IR-absorption bands).
chloride R. Carefully grind the mixture, spread it uniformly Spectral quality may be enhanced by mathematical
in a suitable die and apply a suitable pressure. A compacting pretreatments. In practice, these are limited to spectral
force of about 800 MPa is generally sufficient to prepare a disc. normalisation and subtraction of bands caused by
For substances that are unstable under normal atmospheric carbon-dioxide and water vapour. The same pretreatments are
conditions or are hygroscopic, the disc may be pressed under performed on both the sample and the reference spectra.
vacuum. Several factors may cause the formation of faulty
discs, such as insufficient or excessive grinding, humidity Identification
or impurities in the dispersion medium. For example, any Prepare the substance to be examined appropriately and record
water in either the sample or the potassium bromide will the spectra between 4000 and 650 cm-1, unless otherwise
cause clouding of the disc and produce a low transmission prescribed.
spectrum. A disc is rejected if visual examination shows a lack
of uniform transparency or when, in the absence of a specific Identification testing is performed by comparing the spectrum
absorption band, the transmittance is less than 60 per cent or of the substance to be examined with the spectrum obtained
the absorbance is more than 0.22 at about 2000 cm-1 (5 μm) from a Ph. Eur. chemical reference substance (CRS) or with a
and without compensation, unless otherwise prescribed. Ph. Eur. reference spectrum.
Solids dispersed in a liquid (mull). Triturate a small quantity of The spectrum of the current batch of the Ph. Eur. CRS may
the substance to be examined with the minimum quantity of be recorded for immediate use or stored, for example, in a
liquid paraffin R or other suitable liquid. A mixture of a few spectral library for future consultation. A stored spectrum
milligrams (e.g. 5-10 mg) of the substance to be examined may be used, provided traceability to the current batch of CRS
in 1 drop of liquid paraffin R is generally sufficient to make is ensured.
an adequate mull. Compress the mull between 2 plates In the case of substances that are not covered by individual
transparent to infrared radiation. A mull is rejected if a visual monographs, a suitable reference standard may be used.
examination shows lack of uniform transparency or where the In all cases, spectra must be recorded using the same
spectrum shows features such as : operating conditions and procedure, and especially the same
– low transmission at 4000 cm-1 ; measurement mode.
– a strongly sloping baseline between 4000 and about When comparison of the spectra recorded in the solid
2500 cm-1 ; state show differences (see below), treat the substance to be
examined and the reference substance in the same manner so
– a ratio of relative intensities of some absorption bands that that they recrystallise or are produced in the same crystalline
is less than expected. form, or proceed as prescribed in the monograph, then record
the spectra again. However, this procedure must only be
Molten solids. If prescribed in the monograph, make a film of done for substances where the monograph does not cover a
a molten mass and fix it on a suitable mount. particular form of a substance that exhibits polymorphism.
Evaporated solution. If prescribed in the monograph, dissolve Several comparison procedures may be used, and the analyst
the substance to be examined in a suitable solvent. Prepare a must document and justify the method used and the specific
film by evaporating the solvent on a suitable carrier and fix acceptance criteria that allow a conclusion for identification.
it on a suitable mount. The spectra can be compared either by overlaying the spectra
(in the whole spectral range or in the region of interest
Gases. Use a suitable cell transparent to infrared radiation. specified in the monograph) or by using mathematical
Evacuate the air from the cell and fill to the desired pressure calculations from the software. It is possible for example to
through a stopcock or needle valve using a suitable gas perform :
transfer line between the cell and the container of the gas
to be examined. If necessary, adjust the pressure in the cell – visual comparison based on band positions and relative
to atmospheric pressure using a gas transparent to infrared intensities unless otherwise specified - the transmission
radiation (e.g. nitrogen R or argon R), or purge with carbon minima (or absorption maxima) in the spectrum obtained
dioxide-free air. An appropriate measurement protocol must with the substance to be examined correspond in position
be followed to compensate for water, carbon dioxide or other and relative size to those of the reference ;
atmospheric gases. – calculation of the correlation coefficient between the 2
ATR mode spectra - this value is calculated by the software and the
identification threshold is defined by the user ;
ATR is suitable for liquid and solid samples, and requires no
preparation apart from simple treatments such as the grinding – evaluation by chemometric methods (e.g. Euclidean
of large crystals and coarse material. Proceed as follows distance, Mahalanobis distance, classification methods) ;
depending on the sample state (liquid or solid). these methods involve the set-up, assessment and validation
of the chemometric model by the analyst (see 5.21.
Liquids. Place the sample in contact with the crystal. Chemometric methods applied to analytical data).
General Notices (1) apply to all monographs and other texts 4757