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Safety and Reliability Ammonia Plant ESD System
Safety and Reliability Ammonia Plant ESD System
Keywords:
Emergency Shutdown System, Solenoid Valves, Safety and Reliability, IEC-61508 Standard, Failure
Incident, Test Bench, Lock-up Valve, Control System, Component Failure Analysis
1.0 Abstract
SAFCO3 had experienced three years ago an incident in which the air coil feeding to the
Secondary Reformer had burst. This was followed by a limited explosion. The reason for this
incident was attributed to air ingression to secondary reformer through air feeding valves, which
did not close as per Emergency Shutdown logic (ESD). Therefore, a study was initiated to study
all ESD valves in NH3 plant, and to identify better ways of quantifying Reliability and
improving Safety.
2.0 Introduction
In today’s world, industry leaders in petroleum refining, petrochemicals, power generation, and
space ships typically design and install systems that are both safe and reliable by following
safety and design standards. ESD vendors design Safety system hardware to meet safety
classification. Spurious trips, however, are not adequately modeled during system design or
often they are ignored. Certification Bodies like TUV do not provide system certification for
system spurious trips because their certification does not include this type of failure category.
Reliability does not mean a system remains constantly on without experiencing any spurious
trips, but it means that a system can remain on, and during system operations, it can tolerate
some failures, and still be capable of shutting down the plant safely, and until the failures are
detected and repaired [1].
Well-designed instrumented system shall seek a compromise balance between safety and
reliability by considering appropriate voting, high self-diagnostic coverage in field sensors, logic
solvers, and final elements. This paper will focus attention on Emergency Shutdown System
design aspect for a typical Ammonia plant, review spurious lock-up valve failure of 21FV110,
and its consequences. Furthermore, the paper also deals with what international standards state
about ESD reliability, assess standard adequacy to quantify field ESD components, introduce
alternate methods to quantify reliability of ESD components, establishment of component failure
analysis to investigate hardware malfunction, and implementation of chemical process plants.
Ammonia Chemical Plant is a process gas plant. The process dynamics are quite fast, and during
any upset, the plant may be tripped in a few seconds if operator or the regulation system was not
able to properly respond. The Emergency Shutdown System for an older Ammonia plant was
based on a relay pneumatic system. Across the years of development, vendors have improved
and upgraded ESD to use the latest Programmable Logic Controllers. The design consideration
has focused on the following: -
The result of the above development is the introduction of two latest standards namely IEC-
61508, and IEC-61511, which have presented a typical ESD design that can be implemented for
Industrial application. The ESD system design has to start with the following elements: Field
Input measurements, interlock Logic Solver, and ESD Field activation elements. Figure 1 shows
a presentation of ESD Elements
Field Output
Inputs Logic Activation
Measurement Solver Elements
Accurate, repeatable and reliable measurements are vital to safe and efficient Ammonia plant
operation (Refer to Figure 1). Modern measurement technologies typically boast excellent
accuracy and repeatability under “reference” or “controlled” conditions. Unfortunately,
measurements are rarely made under controlled conditions – as a result, performance is always
worse in the “real plant”. A typical example that may be given is a DP-flow meter. This
In order to improve and select best measurement instrument, hardware performance has to be
evaluated under two criteria predicted operating conditions, and uncontrollable operating
conditions. For details, please refer to Table 1.
B. Logic Solver
The Logic solver represents the main framework of ESD. Several Standards have been
developed and later revised due to technology evolution. In this regard, the following is
mentioned: -
1. ANSI/ISA-84.01 is one of the first standards that has highlighted to industry the physical
separation of regulation layer from ESD Logic Solver Layer. This means both layers shall be
independent, and they may exchange data for the purpose of awareness only. Furthermore, ISA-
TR84.00.04 standard defines extensive requirements when process control and safety functions
are combined in one application.
2. IEC-61508 is the revised standard of IEC1508. This standard has been widely accepted as the
basis for specification, design, and operations of Safety Instrumented Systems (SIS). “SIS”
represents a new design outlook of ESD system that takes into consideration risk-based approach
for deciding the Safety Integrity Level (SIL) for systems performing safety functions. In parallel
with this, IEC-61511 is another IEC Safety Standard that was written for implementation of SIS
for process sector. In addition, the IEC-61511 is aimed to define the safety requirements which
have to be satisfied for ESD subsystems. Furthermore, ISA adapted a revised standard IS-
S84.00.01-2004 that was a combination of IEC6511 and S84 standards. The later standard
details to system integrators how the subsystem software programming development, testing and
verification shall be performed..
The final output element of an ESD represents the activation command device that will execute
ESD order to shutdown the plant and bring it to a safe state. The final element can be a solenoid
In order to establish an understanding of the ESD reliability and safety aspect, few incident
examples will be reviewed in this section.
Problem
21-FV-110 is an Air Flow control valve (Fail-Close) that is used to Feed air to Secondary
Reformer Reactor in Ammonia Plant. The reaction is used to complete steam reforming of
Natural Gas to maximize Hydrogen production and to introduce Nitrogen required for Ammonia
synthesis. In 2003, the Ammonia plant was subjected to an emergency shutdown, and all ESD
actions took place except 21FV110 valve closing. The plant was shutdown for one day to rectify
this problem.
SOLENOID VALVE
LOCK-UP VALVE
FILTER
REGULATOR POSITIONER
VALVE ACTUATOR
AIR S V1
SUPPLY B
IN V2 C
CONTROL C1
SIGNAL B1
CHECK VALVE
VOLUME
During the Plant shutdown, the solenoid valve was de-energized, but the control valve remained
open. The control valve was checked later, and the reason for valve malfunction was attributed
to lock-up valve failure.
Countermeasure S
New Lock-up valve was installed, and all remaining items were checked thoroughly, and then
valve was fixed again.
This is a summary of a Nuclear Regulatory Commission (NRC) report that was issued in 1986,
involving failures of certain valves that are actuated by solenoid-operated valves. These failures
have adversely affected the intended functions of the main steam isolation system, pressure
relief, and fluid control systems. The solenoid valves failures have been attributed to the
following:
1. High temperature ambient conditions. The temperature is not closely monitored.
2. Hydrocarbon contaminants, because air system is not clean.
3. Chloride contaminants causing open circuit in solenoid coil, probably this was due to
handling, packaging, and storage.
4. An active replacement of internal parts that will spoil quickly
5. Lubricants have been used excessively during maintenance.
Event Description:
In 1998, at Dresden Nuclear Power station, a solenoid valve accident was reported. During the
performance of Dresden Operating Surveillance (DOS) 2300-03, High Pressure Coolant Injection
(HPCI) System Operability Verification, the HPCI turbine stop valve could not be remotely tripped
closed from the control room. The HPCI turbine stop valve was manually tripped closed locally and
the HPCI system was declared inoperable.
Cause Of Event:
Failure of the Unit 2 HPCI turbine stop valve to trip closed by operation of the control room
"Remote Turbine Trip" push-button was caused by a failed internal 125 VDC solder connection on
the turbine trip solenoid valve (2-2303SV1 2). This failed connection was due to an improper solder
connection resulting from poor workmanship during manufacture of the solenoid valve (NRC cause
code B).
The above requirements will ensure that the new system will be safely certified, and it can work
in the plant. However, there is one question that needs an answer, how will the new system’s
reliability, performance, and safety be impacted and gauged during spurious trip incidents?
Spurious trip data plays an integral part of any real ESD reliability assessment. This evaluation
process will check the reliability of (1) Field initiating Device, (2) Logic Solver, and (3) Final
activation element. Applying reliability in this way will provide adequate satisfaction to the
process industry. Thus, the real world definition of Reliability shall include also the following
items:
1. Evaluate spurious trips impact on ESD. This process will be very important to find how the
ESD system will react if there is a failure of one Digital output and one Digital input?
2. Evaluate Human interaction with ESD. The interaction between Personnel and ESD is a
very important reliability concern. Every year, many production plants are tripped due to
human errors. This is a very difficult and challenging task. This is because most plant trips
happen very fast across small window of time, and it is expected that either plant will be
tripped or saved, and this depends greatly on the availability of a good Panel Operator.
3. Evaluate how effective is the Alarm System, and is every alarm message direct and clear?
4. Evaluate provision of ESD/Process Simulator to help operator to train on plant transient
upset scenarios that can lead to plant shutdown. The simulator has to take real plant data to
improve accuracy of the process Model.
5. Study and analyze whether the alarm/trip settings are adequate. In this regard, the threshold
setting has to be selected and optimized so that when Operator receives an alarm, he will
have adequate time to react positively to bring the process back to steady-state.
6. Study and review adequacy of ESD components Preventive Maintenance checks that are
performed at regular intervals.
1. Before every plant start-up, Plant Operations simulate interlocks starting from front, mid,
and back end sections of the plant. These checks focus on whether the plant is ready to start
or not. The tests of ESD interlocks activate ESD output devices namely solenoid valves to
ensure of their workability (This checks can also test pneumatic lock-up valve if it is part of
control valve accessories).
2. During every plant Turnaround, which is normally programmed every three years, some
plants replace solenoid valves part of the T/A program. This practice is considered a good
practice to reduce ESD nuisance trips.
3. Another activities that normally added to the T/A, is to check complete assembly of critical
valves, and this normally done in control valve workshop near to the plant.
The life cycle of new solenoid valve’s basic components is subjected to rigorous switching and
testing during manufacturing stage before certifying it. Furthermore, during operations of
solenoid valve in the real plants, they are subjected to few switching operations by plant ESD.
Although, the latest checks are necessary to ensure of ESD reliability, additional checks are
further required to guarantee reliability of solenoid valves and to enhance their performance.
In order to quantify and manage solenoid valve rigorous testing, a special computer based test
bench is proposed, as below.
Various pneumatic devices found in control valves are solenoid-operated valves (SOV), air lock
valves, Quick Exhaust Valve (QEV) and 3-way valves. Since, these devices form an integral
part of fail-safe design of a control valves, their performance and reliability is of utmost
As can be seen from figure 3, the test bench consists of following items:
1. Four sets of solenoid valves; actuator, isolation valves, pressure sensor, and flow sensor
2. Three solenoid valves can be tested on-line and the fourth solenoid valve is used to test lock-
up valve.
3. Data Interface board, power unit, and air supply source.
4. A man-machine interface (MMI) Computer Program.
1. Computer is used for sequencing the test for a specific device, which is selected by the user.
2. During Solenoid valves testing, feedback from pressure sensors at the inlet and outlet of each
solenoid valves tubing shall be logged by the computer.
3. Test sequence controls the air supply and control signal SOVs to generate action on the test
device.
4. The Programming unit consists of a stable signal generator with frequency setting, which
varies between 0-4 pulses/minute. It also contains a timer to set desired period for the test.
Therefore, a selection of 1 min. timer with a stable frequency of 2 pulse/min. would mean a
test cycle of 1 min. consisting of 2 pulses test.
5. Device selection, testing method, and setting of sequence parameters can be fixed using
GUIs. Sequence can be started or aborted any time by the user. On completion, user can
generate a detailed report of test that will include test results with device serial #, model #
and tag #.
1. The purpose of this procedure is to provide a methodology to analyze component Failure that
happens in plant ESD System. Component Failure has and will occur in random fashion, and
this makes failure occurrence a very complex process to predict.
2. The objective of this procedure is to document available data on past failure, and to empower
our knowledge of failures that will help to predict and may prevent future failure incidents in
the plants. This can be achievable if Maintenance, Operations, and Engineering cooperate in
applying this policy.
3. The benefit of this procedure is to establish a follow-up system that will have an objective
approach to question and demand close coordination to implement incident
recommendations.
5. The Faulty component shall be tagged clearly, and the physical and environmental state shall
be recorded. A typical form is shown in figure 4. Then, it shall be shipped to OEM by the
concerned Maintenance Department. This is required to analyze the faulty component and
issue a failure report. OEM shall be asked to issue the inspection report within 2 weeks.
6. Maintenance Department shall issue a copy of the inspection report to Operations, and
Engineering.
7. If the Inspection report contains serious recommendations, then Operations shall call for an
overview meeting to discuss the same, and prepare action plan.
8. Examples of Component Failures can be tabulated for the past two-years. This Table can be
updated every 6 months, and Maintenance will review and insert the right updated
information, with target date to complete each activity.
9. Random regular site visits shall be made to ensure that regular Preventive Maintenance has
been done. The team should be led by Operations.
8.0 Implementation of Computer Based Test Bench to carry Plant T/A Jobs
The computer test bench can play a major role in design and checks during plant turnaround (T/A),
and short shutdown jobs. The following work methodology may be used:
1. Before Plant T/A, a critical list of solenoid valves should be generated by Plant Operations.
2. Maintenance shall prepare the test bench tool, and they should list the items required in the
operation list. Minimum checks shall cover solenoid valves, and pneumatic lock-up valve.
3. The tag of each device has to be inserted with date and time.
4. It is preferable to test the solenoid valve in the field to simulate real plant conditions.
5. Establish the maximum switching no. for each solenoid valve.
6. Compute 5% of maximum switching no. and insert into the test computer. The 5% value is an
arbitrary figure. The user may use what is suitable for him.
7. Plan to do the test for one solenoid, by letting the computer switch the ports back and forth,
while the solenoid is being monitored. The pressure upstream, and down stream of the solenoid
valve shall be measured during the test.
8. A report shall be generated after the test. The solenoid valve shall pass the 5% switching cycle
test. If the solenoid valve fails during the test, then it is suggested that the valve is declared as
failed. It can also be desirable to repeat the test, but in this case, a bigger switching cycle shall
be selected (10%, or 15%).
9. As discussed in section 6.0, the computer test bench is able to measure actual life of a solenoid
valves based on the data made available.
This paper has analyzed Reliability and Safety of ESD thru step by step process of reviewing ESD
design aspects, and evaluating spurious trips and components failures on ESD. It is always
desirable to conduct frequent tests to confirm reliability and safety of ESD. Simulation of Plant
ESD Interlock logic alone will not be adequate to eliminate spurious trips. The utilization of a
computer test bench method will ensure rigorous testing of ESD Components, and shall reduce
frequency of spurious trips. Furthermore, the test bench method will provide a reliability value for
each ESD solenoid valve. The proposed testing can be used during a Plant turnaround. The
computer test Bench can also be used for on-line testing, and this will be applicable for redundant
Dual Solenoid Valves configuration.
10. Acknowledgment
The authors wish to thank SAFCO Management, for their support and help to publish this paper and Dr.
R.S. V. Sampath for paper review.
2) Mark Menezes, ..et all, “Measurement Best Practices For improved Refinery Safety,
Availability & Efficiency”, presented to Calgary Petroleum Show.
5) Information Notice no. 86-57, “Operating Problems with Solenoid Operated Valves at Nuclear
Power Plants”, United States Regulatory Commission Office of Inspection and Enforcement
Washington DC, July 11, 1986. Site address: http://www.nrc.gov.
6) Information Accession # 9809080095, “High Pressure Coolant Injection System Inoperable Due
to Turbine Stop Valve Remote Trip Failure Caused by a Failed 125 VDC Electrical Solder
Connection to the Turbine Trip valve”, United States Regulatory Commission Office of Inspection
and Enforcement Washington DC, August 31, 1998. Site address: http://www.nrc.gov.
7) Information Notice no. 89-66, “Qualification Life of Solenoid Valves”, United States
Regulatory Commission Office of Inspection and Enforcement Washington DC, September 11,
1989. Site address: http://www.nrc.gov.
8) Ishtiaq A. Malik, “Techno Commercial Proposal for Design, Engineering, Procumbent &
Supply of Solenoid Valve Test Bench”, M/S. Olayan Descon Company, Proposal date June 2,
2005.
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 01 02 03 04 05 06 07 08
MMI
P P
S
P P
F
F
P
P
S P
P
F
F
P P
P
S P
F
F
P
P PP P
S P
F
F
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F
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MAINS
P
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F
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LOCK-UP VALVE
AIR SUPPLY
VALVE ACTUATOR
B P
P
C
C1 PP
B1
VOLUME TANK
:Used for Lock-up Valve Testing
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Fault Comments
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Email:
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Name:
OEM Address _____________________________________________
Fax / Tel :
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Surrounding Status
Record _____________________________________________