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Background. To assess the utility of neutrophil NGAL greater than 155ng/mL were shown to be inde-
gelatinase-associated lipocalin (NGAL) as an early pendent predictors of AKI. NGAL greater than 155 ng/mL
marker of acute kidney injury (AKI) occurring after at 6 hours was associated with an odds ratio for risk of
cardiac surgery in patients with prior chronic kidney postoperative AKI of 7.1 [2.7 to 18]. On average, diagnosis
failure. of postoperative AKI was made 20 hours earlier using
Methods. Patients with preoperative creatinine clear- NGAL at 6 hours post-surgery as compared with a diag-
ance 60 mL minL1 1.73 mL2 or less according to the nosis based on a 50% increase in creatinine over baseline.
Cockcroft-Gault formula and scheduled to undergo car- The threshold for NGAL of 155 ng/mL at 6 hours had a
diac surgery were eligible for inclusion. The AKI was sensitivity of 79% and specificity of 58% for the diagnosis
defined as an increase in plasma creatinine greater than of AKI.
50% over preoperative values. Threshold values of NGAL Conclusions. Earlier diagnosis of AKI post-surgery
predictive of AKI were determined using receiver oper- based on NGAL assessment makes it possible to initiate
ating characteristic curve analysis, and predictive value of appropriate therapy at an earlier stage in this high-risk
NGAL for AKI was evaluated by logistic regression. patient population.
Results. Over a 1-year inclusion period, 166 patients
were included. At 6 hours post-surgery, hypertension, (Ann Thorac Surg 2015;99:864–9)
occurrence of at least 1 postoperative complication, and Ó 2015 by The Society of Thoracic Surgeons
ADULT CARDIAC
(region of Franche-Comte in eastern France). This study distributed variables. Qualitative data are described as
was approved by the local ethics committee (CPP EST II, number (percentage). Preoperative, perioperative, and
registered under the number 10/544) and was registered postoperative characteristics were compared using the
with the ClinicalTrials.gov database under the number Mann-Whitney and c2 or Fisher exact test, as appropriate.
NCT01227122. All participants provided written informed Correlations were evaluated by the Pearson correlation
consent. coefficient. We considered the strength of a correlation as
The inclusion criteria for the study were adult weak for correlation coefficients ranging from 0.1 to 0.3,
(age >18 years) patients with preoperative creatinine moderate for 0.3 to 0.6, and strong for correlation
clearance 60 mL min1 1.73 m2 or less according coefficients greater than 0.6.
to the Cockcroft Gault formula scheduled to undergo To identify a threshold value of NGAL predictive of
cardiac surgery, and who provided written informed AKI, receiver operating characteristic (ROC) curve anal-
consent. Exclusion criteria were the following: emergency ysis was used, and the sensitivity and specificity of the
surgery; injection of contrast medium in the 3 days pre- cutoff values were calculated. Independent predictors of
ceding surgery or intravenous iodinated contrast medium postoperative AKI were identified by logistic regression.
injection within the first 24 hours post-surgery; patients All variables with a p value less than 0.10 by univariate
with preoperative blood creatinine levels greater than analysis were included in the model. All analyses were
300 mmol/L; patients undergoing hemodialysis; patients performed using SAS version 9.2 (SAS Institute Inc, Cary,
with ongoing inflammation, infection or cancer; preg- NC). A p value of less than 0.05 was considered statisti-
nancy; patient refusal; adults under legal protection. cally significant.
Preoperative
Age (years) 77 6 77 6 78 5 0.2
Male sex (%) 88 (53) 62 (54) 26 (50) 0.6
BMI (kg/m2) 26 5 26 4 27 5 0.4
Diabetes (%) 49 (30) 33 (29) 16 (31) 0.8
Dyslipidemia (%) 85 (51) 60 (53) 25 (50) 0.6
History of hypertension (%) 118 (71) 75 (66) 43 (82) 0.03a
Family history of CAD (%) 24 (15) 20 (18) 4 (8) 0.09
PAD (%) 38 (23) 23 (20) 15 (29) 0.2
LVEF 0.58 0.14 0.58 0.14 0.60 0.13 0.5
Diuretics presurgery (%) 87 (52) 56 (49) 31 (59) 0.2
Mean preoperative creatinine clearance 45 11 47 10 41 10 0.01
Perioperative data
CABG on-pump (%) 41 (25) 32 (28) 9 (17) 0.6
CABG off-pump (%) 18 (11) 15 (13) 3 (6)
Isolated aortic valve replacement (%) 50 (30) 32 (28) 18 (35) 0.4
Other surgeryb (%) 57 (34) 35 (31) 22 (42) 0.1
CPB duration (minutes) 99 105 98 125 101 43 0.05
Duration of aortic clamping (minutes) 75 29 71 23 84 37 0.09
Postoperative data
Need of vasopressive medications (%) 60 (36) 39 (34) 21 (40) 0.4
Antihypertensive agents (%) 68 (41) 50 (44) 18 (35) 0.3
Time to extubation (hours) 7 15 63 11 27 0.07
Blood loss at 24 hours (mL) 513 328 505 275 530 422 0.92
a
p Value <0.05. b
Other surgery includes combined operations and mitral valve surgery.
AKI ¼ acute kidney injury; BMI ¼ body mass index; CABG ¼ coronary artery bypass grafting; CAD ¼ coronary artery disease; CPB ¼
cardiopulmonary bypass; LVEF ¼ left ventricular ejection fraction; PAD ¼ peripheral artery disease.
occurrence of at least 1 postoperative complication colleagues [9] showed, using the RIFLE [risk, injury,
(OR ¼ 4.5 [1.3 to 15]), and an NGAL value above 155 ng/ failure, loss of kidney function, and end-stage kidney
mL (OR ¼ 7.1 [2.7 to 18]) were shown to be independent disease] classification that the risk of death increased with
predictors of the occurrence of postoperative AKI. the severity of renal dysfunction post-cardiac surgery.
Chronic renal failure is also well established as a
predictor of death and complications in the context of
Comment
cardiac surgery [2, 10, 11]. In these particularly vulnerable
The occurrence of AKI after cardiac surgery is a known patients, early detection of any aggravation of renal
risk factor for complications and death. Kuitunen and dysfunction is therefore important. Monitoring creatinine
levels often makes it possible to follow the course of
Table 2. Postoperative Complications worsening renal function, but not to anticipate it.
In our study we investigated the utility of NGAL to
All No AKI AKI
Complication n ¼ 166 n ¼ 114 n ¼ 52 p Value predict occurrence of postoperative AKI in patients who
had preoperative creatinine clearance 60 mL min1
Death (%) 6 (4) 1 (1) 5 (10) <0.01a 1.73 m2 or less, as estimated by the Cockcroft-Gault
Hemofiltration 4 (2) 0 (0) 4 (8) <0.01a formula, and plasma creatinine less than 300 mmol/L.
Pulmonary edema 2 (1) 0 (0) 2 (4) 0.04a We used an increase in serum creatinine of more than
Mesenteric ischemia 3 (2) 1 (1) 2 (4) 0.2 50% over preoperative values to define AKI as this
Reintubation 9 (5) 1 (1) 8 (15) <0.01a criterion is widely used in the literature [6–8]. Patients
Infection 12 (7) 6 (5) 6 (12) 0.2 undergoing emergency surgery were excluded because
Early reintervention 13 (8) 9 (8) 4 (8) 0.9 they were likely to have had administration of contrast
1 complication 22 (13) 8 (7) 14 (27) <0.01a medium immediately prior to the operation (eg, during
catheterization), and were also likely to be hemodynam-
a
p Value <0.05. ically unstable, both factors that could be potential
AKI ¼ acute kidney injury. confounders.
Ann Thorac Surg PERROTTI ET AL 867
2015;99:864–9 NGAL AND AKI
ADULT CARDIAC
Fig 1. Receiver operating characteristic
curves at (A) 15 minutes, (B) 6, (C) 12, and
(D) 24 hours after surgery. (AUC ¼ area
under the curve; NPV ¼ negative predictive
value; PPV ¼ positive predictive value.)
Our results indicate that as early as 15 minutes after the The NGAL threshold at 6 hours identified in our study
end of surgery, an NGAL value greater than 178 ng/mL has a low specificity, at 58%. Plasma NGAL measure-
can correctly identify 54% of patients who will go on to ments may be influenced by a number of coexisting
present AKI. At 6 hours, an NGAL value greater than variables, including chronic hypertension, systemic in-
155 ng/mL detects 79% of patients who will subsequently fections, inflammatory conditions, anemia, hypoxia, and
develop AKI. The time gained in the diagnosis of AKI by malignancies [1]. However, in their study, Haase and
using the NGAL level at 6 hours was on average 20 hours, colleagues [13] showed that there was an increase in
and 25 hours if NGAL values at 15 minutes were used. subsequent renal replacement therapy initiation when
Indeed, creatinine values take on average 25.6 hours to comparing patients with normal NGAL level plus normal
achieve a 50% increase over preoperative levels. This creatinine level to patients with increased NGAL plus
considerable time gain in the diagnostic procedure can be normal creatinine level (OR ¼ 16.4 [3.6–76.9]). These
put to good use to initiate appropriate therapy. Unlike the authors concluded that in the absence of diagnostic
findings of Bennett and colleagues [12] and Haase and increases in serum creatinine, NGAL detects patients
colleagues [7], NGAL at 6 hours was not predictive of the with likely subclinical AKI who have an increased risk of
severity of the subsequent AKI in our study. worse outcome.
History of hypertension 2.9 [1.1–7.4]a 3.2 [1.2–8.9]a 2.3 [0.8–6.3] 2.9 [1.0–8.1]a
Family history of 0.4 [0.1–1.4] 0.3 [0.1–1.3] 0.3 [0.1–1.2] 0.3 [0.1–1.6]
cardiovascular disease
Occurrence of 1 3.2 [1.05–9.55]a 4.5 [1.3–15]a 3.7 [1.0–12]a 2.7 [0.7–9.7]
postoperative complication
Clearance preoperative 1 [0.98–1.06] 1.1 [0.99–2.0] 1 [0.99–1.09] 1.04 [0.99–1.1]
Duration of CPB (minutes) 1 [0.98–1.01] 1 [0.96–1.02] 1 [0.97–1.01] 1 [0.97–1.01]
Duration of aortic 1 [0.99–1.04] 1 [0.99–1.05] 1 [0.99–1.04] 1 [0.99–1.04]
clamping (minutes)
Time to extubation (hours) 1.1 [0.96–1.2] 1.1 [0.96–1.2] 1 [0.96–1.08] 1 [0.95–1.15]
NGAL > threshold 2.1 [0.96–4.7] 7.1 [2.7–18]a 8.3 [3.0–23]a 5.1 [2.1–13]a
Cutoff: 178 ng/mL Cutoff: 155 ng/mL Cutoff: 173 ng/mL Cutoff: 258 ng/mL
a
Significant predictors in multivariate analysis.
CPB ¼ cardiopulmonary bypass; NGAL ¼ neutrophil gelatinase-associated lipocalin.
868 PERROTTI ET AL Ann Thorac Surg
NGAL AND AKI 2015;99:864–9
ADULT CARDIAC
To date, no study has demonstrated the utility of inflammatory context of CPB during cardiac surgery [17].
assessing plasma NGAL values in patients with preex- In these studies, urinary NGAL is shown to be a better
isting chronic renal failure. The patients in our study had marker of renal injury because the increase in urinary
a high mean age and many comorbidities, in addition to NGAL occurs as a consequence of lesions in the renal
impaired renal function. This type of patient profile is tubules and is not seen in functional renal failure [17–19].
increasingly frequent in cardiac surgery, and for these In patients with chronic renal insufficiency, results of
high-risk patients early diagnosis, and corresponding studies evaluating urinary NGAL have been somewhat
early initiation of appropriate treatment, could help to disappointing as urinary NGAL does not appear to have
limit renal damage and reduce mortality. any predictive value for the identification of patients who
Predicting the occurrence of postoperative AKI early will go on to develop AKI [3, 20, 21]. Several factors may
after the operation may be of clinical value as it makes it explain these observations; difficulty amplifying the
possible to initiate treatment earlier. Monitoring of car- NGAL “signal” in the injured renal tubules, or difficulties
diac and renal function can be intensified by searching for obtaining urine samples in this context, possibly com-
organic causes using renal Doppler echography to iden- pounded by hydration disorders in patients who are
tify any potential obstacle in the urinary tract or any likely receiving diuretics. Based on these data, it would
morphologic anomalies, and can also study renal vascular seem that in patients with chronic renal failure, plasma
resistance. Renal perfusion can be optimized by several NGAL is a better marker of postoperative AKI than
approaches: (1) by investigating the presence of occult urinary NGAL.
low cardiac output, either invasively using a Swann-Ganz Plasma NGAL is a marker of subsequent occurrence of
catheter, or by ultrasound; (2) by shifting the range of AKI after cardiac surgery in patients who have chronic
hemodynamic targets to a higher mean arterial pressure renal failure prior to surgery. A plasma NGAL level
or cardiac output; (3) by investigating possible venous greater than 155 ng/mL at 6 hours after surgery is asso-
congestion; (4) it is also necessary to screen for right ciated with a 7.1-fold increase in the risk of postoperative
ventricular dysfunction or pericardial effusion; (5) fluid AKI. Compared with diagnosis based on plasma creati-
balance must be optimized, if necessary using diuretics. nine levels the time gained by using NGAL at 6 hours to
In addition, earlier intervention with renal replacement diagnose likely AKI is, on average, 20 hours. This time
therapy may be considered for patients with markedly gain makes it possible to initiate preventive or therapeutic
elevated biomarker levels in whom fluid overload is measures likely to avoid or reduce the severity of subse-
developing but who have not yet displayed increased quent AKI.
serum creatinine owing to hemodilution, and the time
required to reestablish a steady state in creatinine con-
The authors thank Fiona Ecarnot (EA3920, University Hospital
centration according to glomerular filtration rate [7]; and Besancon, France) for translation and editorial assistance.
(6) avoiding or deferring the use of drugs that may be
potentially nephrotoxic, such as nonsteroidal anti-
inflammatory drugs, angiotensin-converting enzyme
inhibitors, angiotensin-II receptor blockers, and iodinated References
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whether early treatment based on NGAL values at promising biomarker for human acute kidney injury.
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colleagues [7], who performed a similar study in 100 pa- associated lipocalin and acute kidney injury after cardiac
tients, of whom 40% had preoperative renal failure, but surgery: the effect of baseline renal function on diagnostic
do not concord with those of Perry and colleagues [8], performance. Clin J Am Soc Nephrol 2010;5:211–9.
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INVITED COMMENTARY
This report by Perrotti and colleagues [1] describes a by several approaches. They have identified several
series of 166 patients with prior chronic kidney failure possible interventions that could prevent the onset of AKI
undergoing cardiac operations and tracks the elevations or reduce its severity: close monitoring of low cardiac
in neutrophil gelatinase-associated lipocalin (NGAL) as a output, venous congestion, right ventricular dysfunction,
predictor of subsequent acute kidney injury (AKI). The or pericardial effusion; optimization of fluid balance and
report is of considerable interest because this issue is yet hemodynamic targets; and avoiding renal drug toxicity.
unresolved in contemporary clinical practice, and AKI Unfortunately, to date, none of these approaches has
after cardiac surgery is an increasingly frequent problem been proved effective in preventing AKI after cardiac
in the current population of patients. surgery. Therefore, in this perspective, the article by
The authors have shown that plasma NGAL is an early Perrotti and colleagues should be considered as a starting
marker of AKI after surgery and that the diagnosis can be point and a scientific basis for future clinical trials eval-
made about 20 hours earlier as compared with a 50% uating the effectiveness of preventive treatments based
increase in creatinine values. NGAL above 155 ng/mL at on NGAL values, inasmuch as the exact detrimental
6 hours after operation was shown to be an independent physiologic effect of AKI remains unclear, although these
predictor of AKI, with an odds ratio of 7.1, a sensitivity of patients experience increased mortality.
79%, and a specificity of 58%. This finding could poten-
tially improve clinical practice in the postoperative Nicola Vistarini, MD
treatment of patients with chronic renal failure, allowing Louis P. Perrault, MD, PhD
early corrective interventions that might prevent or
Department of Surgery of the Montreal Heart Institute
reduce the onset of AKI.
Research Center, Montreal Heart Institute
Although plasma NGAL remains a useful marker of
5000 Belanger St E
AKI, it would be also interesting to evaluate the urinary
Montreal, Quebec H1T 1C8, Canada
NGAL, highlighting any correlations with plasma values
e-mail: louis.perrault@icm-mhi.org
and comparing the degree of specificity. Furthermore, it
might be useful to add another marker, such as cystatin
C, with the aim of increasing the low specificity of NGAL. Reference
Concerning the potential usefulness of NGAL mea-
1. Perrotti A, Miltgen G, Chevet-Noel A, et al. Neutrophil
surements in clinical practice, the authors have properly gelatinase-associated lipocalin as early predictor of acute
pointed out that the monitoring of patients at risk may be kidney injury after cardiac surgery in adults with chronic
intensified and that the renal perfusion can be optimized kidney failure. Ann Thorac Surg 2015;99:864–9.