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Article history: The energy consumption of high pressure homogenisation (HPH) was analysed to determine the feasibil-
Received 31 August 2014 ity of rupturing algal cells for biodiesel production. Experimentally, the processing capacity (i.e. flow
Received in revised form 10 November 2014 rate), power draw and cell disruption efficiency of HPH were independent of feed concentration (for Nan-
Accepted 11 November 2014
nochloropsis sp. up to 25% w/w solids). Depending on the homogenisation pressure (60–150 MPa), the sol-
Available online 18 November 2014
ids concentration (0.25–25% w/w), and triacylglyceride (TAG) content of the harvested algal biomass (10–
30%), the energy consumed by HPH represented between 6% and 110-times the energy density of the
Keywords:
resulting biodiesel. Provided the right species (weak cell wall and high TAG content) is selected and
Cell disruption
High pressure homogenisation
the biomass is processed at a sufficiently high solids concentration, HPH can consume a small fraction
Nannochloropsis sp. of the energy content of the biodiesel produced. This study demonstrates the feasibility of process-scale
Biodiesel algal cell disruption by HPH based on its energy requirement.
Energy analysis Ó 2014 Elsevier Ltd. All rights reserved.
1. Introduction effectively deal with a rigid algal cell wall that encapsulates the
components of commercial interest such as lipids and proteins.
Despite the vast potential for the commercialisation of algal- The complete disruption of the algal cell wall prior to product
derived products ranging from fuel, food and feed, (Becker, 2007; recovery has been shown to be critical for successful process-scale
Pulz and Gross, 2004; Scott et al., 2010), accessing the intracellular lipid extraction from wet algal biomass (Olmstead et al., 2013b),
components in a cost-effective manner remains a major challenge with cell disruption overcoming the mass transfer barriers result-
in process-scale operations. Economic analyses of current process ing from the presence of water and the cell wall (Yap et al.,
designs show that they remain prohibitively expensive despite 2014). A range of cell rupture techniques including high pressure
generally favourable factors such as areal productivity and envi- homogenisation (Halim et al., 2012; Olmstead et al., 2013b;
ronmental impact (Sun et al., 2011). Limitations of current dewa- Samarasinghe et al., 2012), ultrasonication (Halim et al., 2012;
tering technologies (Uduman et al., 2010) and the prohibitively Keris-Sen et al., 2014; Lee et al., 2010), microwave heating
high cost of thermal drying (Cooney et al., 2011) indicate that (Balasubramanian et al., 2011; Lee et al., 2010), bead-beating
recovery and extraction processes need to be focussed on biomass (Halim et al., 2012; Lee et al., 2010), ball-milling (Balasundaram
with a high water content of up to 80% w/w (in the form of concen- et al., 2012) and osmotic shock (Lee et al., 2010) have been tested
trated paste). In addition, these processes must have the ability to on algal suspensions and all have generally been shown to have a
positive effect on recovery yield. Even though cell disruption can
⇑ Corresponding author. Tel.: +61 3 8344 6613; fax: +61 3 8344 4153. clearly be achieved by these various techniques, only a limited
E-mail address: gjmartin@unimelb.edu.au (G.J.O. Martin). range of methods are feasible for process-scale implementation
http://dx.doi.org/10.1016/j.biortech.2014.11.049
0960-8524/Ó 2014 Elsevier Ltd. All rights reserved.
B.H.J. Yap et al. / Bioresource Technology 184 (2015) 280–285 281
However, the feasibility of processing high solids biomass In other words, because processing biomass at 25% w/w solids
through the homogeniser needs to be considered in relation to achieves the same extent of cell rupture as processing biomass at
the effect of concentration on the processing capacity of the 0.25% w/w solids, the total amount of energy consumed is reduced
homogeniser (i.e. homogenate flow rate), the power draw, and cell one hundred fold per ruptured cell (Fig. 2). In addition, the benefit
rupture efficiency. To test the homogeniser performance, Nanno- of performing this upstream operation at high solids will be carried
chloropsis sp. suspensions of 25% w/w solids and a control sample forward to other downstream recovery and separation processes,
(water i.e. 0% w/w solids) were processed by a single pass at pres- which will provide a concentrated feed thereby reducing the total
sures ranging from 25 to 150 MPa. The resulting homogenate flow required volumes of subsequent downstream equipment.
rate and power draw were found to be solely dependent on These observations clearly demonstrate the benefit of perform-
homogenising pressure and independent of feed concentration ing high pressure homogenisation at higher solids in terms of
(Fig. 1). While the nominal flow rate was specified to be 10 L h 1 decreasing energy use and increasing cost efficiency. However,
by the manufacturer, a slight decrease in flow rate from 14 to the optimal feed concentration through the high pressure homog-
11 L h 1 was observed with increasing pressure. As discussed eniser needs to be the maximum possible concentration that can
later, the reduction in processing capacity at higher homogenising be processed without practical handling difficulties. As with sus-
pressure becomes more significant as the process is scaled up. pensions of other microorganisms, the rheology of algal pastes is
The effectiveness of the homogeniser at rupturing cells in slur- highly sensitive to solids concentration. The difference in viscosity
ries of different concentrations was investigated by passing sus- (at low shear) between a 25% w/w solids algal paste and water (or
pensions of 0.25% w/w, 2.5% w/w and 25% w/w solids at a single even dilute suspensions of <5% w/w solids) is more than 4 orders of
pass through the homogeniser at a range of pressures. Considering magnitude (data not shown). Consequently, feeding a 25% w/w sol-
that processing capacity is unaffected by cell concentration up to ids algal paste into a homogeniser required a pressurised hopper
25% w/w solids (Fig. 1), the homogeniser will process 100-times (providing up to 0.1 MPa) whereas dilute suspensions could be
more cells per unit volume at 25% w/w solids than at 0.25% w/w fed direct into the unit by gravitational flow. Given that the power
solids at any given pressure. draw, flow-rate capacity, and cell rupture efficiency of the high
To investigate the effect of concentration on the ability of the pressure homogeniser were shown to be independent of feed con-
homogeniser to rupture the cells, the extent of cell rupture in sam- centration, the remaining challenge is to effectively feed highly vis-
ples of different concentrations was determined by quantifying the cous concentrated suspension into the unit without expending
intact cells remaining. In triplicate experiments performed more energy. Further work involving rheological characterisation
between 30 and 150 MPa, indistinguishable difference in rupture of high solids algal suspensions and potential pre-treatment meth-
was observed between samples at concentrations of 0.25% w/w, ods to lower suspension viscosity is needed to aid further process
2.5% w/w and 25% w/w solids (data not shown), revealing that optimisation.
the rupture of algal cells was independent of feed concentration
through the homogeniser. There is obviously a concentration and 3.2. Scaling-up from laboratory to process-scale
rheological limit to this observation but it aligns with previous
work performed on Escherichia coli, Saccharomyces cerevisiae and High pressure homogenisation is commonly used in many
Alcaligenes eutrophus suspensions (Agerkvist and Enfors, 1990; large-scale commercial applications ranging from the food to phar-
Brookman, 1974; Harrison et al., 1991). They found cell concentra- maceutical industries. However, its potential in relation to the algal
tion had no discernable effect on the efficiency of cell disruption industry remains poorly understood. The ability to optimise this
over a wide range of cell concentrations (5–30% w/w solids) and unit operation for algal processing is particularly important given
operating pressures (55–170 MPa). A cell disrupting unit that is that it has the potential to be used at large scale. The suitability
insensitive to feed concentration translates to an overall reduction of high pressure homogenisation to scale-up has been demon-
in energy requirements with increasing concentration, as the oper- strated here by showing that highly effective cell disruption can
ation can be performed at a higher capacity without increasing be achieved while maintaining high processing capacity. To prop-
energy consumption or compromising the extent of cell rupture. erly assess its potential, the energy consumption required to
achieve cell rupture for microalgae was analysed using both, man-
ufacturer’s data for model units of pilot- and process-scale homog-
enisers and data obtained from the laboratory-scale unit.
While high pressure homogenisation is inherently scalable
owing to the maintenance of most performance parameters across
Fig. 1. Comparison of flow rate and power draw from a laboratory-scale high
pressure homogeniser processing water and 25% w/w algal suspensions. Error bars Fig. 2. The resulting energy consumption per unit mass of dry algal solids
represent the range between the upper and lower bounds of triplicate processed. Power consumption was calculated using the flow rate and power draw
measurements. data (Fig. 1), assuming a density of 1025 kg m 3 for the saline media solution.
B.H.J. Yap et al. / Bioresource Technology 184 (2015) 280–285 283
Fig. 3. Comparison of the different scale models of GEA Niro Soavi high pressure homogenisers – processing capacity (A) and volumetric power consumption (B) as a function
of operating pressure. Experimental data were obtained for the laboratory-scale homogeniser (NS1001), while manufacturer data were used for the pilot and process-scale
models (NS3030 and NS5355, respectively).
pass through the valve gap, units have to be protected from partic-
Table 1
Processing capacities of high pressure homogenisers at each scale of operation in
ulate debris that may be associated with biomass sourced from
equivalent area of mass algal culture per unit homogeniser. Flow rates were taken open ponds. This could be achieved by incorporating a low-cost
from representative models of each scale as presented in Fig. 3. Assumptions: pond grit removal operation, such as those used in wastewater treat-
productivity = 25 g m 2 d 1; homogeniser feed = 25% w/w solids. ment, prior to biomass concentration.
Model unit Homogeniser Homogeniser
pressure = 60 MPa; pressure = 150 MPa; 3.3. Energy requirements of cell disruption by high pressure
20–30% cell rupture 70–80% cell rupture
homogenisation (HPH)
Flow rate Area Flow rate Area
(L h 1) (ha) (L h 1) (ha)
The analysis to this point indicates that high pressure homoge-
Laboratory- 13 0.3 11 0.3 nisation can be feasibly scaled to levels required for industrial algal
scale processing. However, the application of high pressure homogenisa-
Pilot-scale 1100 26.4 330 7.9
Process-scale 15,000 360 5000 120
tion for cell disruption is only practical so long as the energy
requirements are not prohibitively high. This is particularly impor-
tant for situations in which algal biomass are produced as a feed-
a range of scales, one significant difference encountered upon stock for biofuel production, as such a process must obviously
scale-up is the reduction in processing capacity that occurs as a produce more energy than it consumes. To better understand this
function of increasing homogenising pressure (Fig. 3A). Processing parameter space, an analysis of energy consumption for high pres-
capacities for both pilot- and process-scale models are reduced by sure homogenisation was performed in relation to key processing
up to one order of magnitude across the pressure range investi- parameters (solids concentration, homogenisation pressure, and
gated. The volumetric flow rate of the model process-scale unit is the triacylglyceride (TAG) content of the harvested algal biomass).
reduced by more than 7-times from 37,000 to 5000 L h 1 as the In the first analysis, the energy consumption of high pressure
homogenising pressure is increased from 25 to 150 MPa. In com- homogenisation was presented on the basis of MJ kg 1 dry algae
parison, the reduction in flow rate for a bench top unit across the as a function of both homogenisation pressure and solids content
same pressure increment is less than 30% (Fig. 1). Presumably this (Fig. 4). These results again clearly show that energy efficiency is
is due to difference in the efficiency of the positive displacement critically dependent on operating at high solids.
pumps used at different scales. For biodiesel production, the energy density of the final
Microalgae with the potential for industrial application, espe- biodiesel product must exceed the energy cost of production. To
cially Nannochloropsis sp. used in this study, possess a recalcitrant understand the feasibility of incorporating high pressure homoge-
and mechanically strong cell wall that require high homogenising nisation into an algal biodiesel production process, a range of sce-
pressure to achieve levels of cell rupture required for subsequent narios were examined on the basis of the fraction of total energy
product recovery to be effective (Spiden et al., 2013; Yap et al., content of biodiesel that would be required for the operation of
2014). Even though high operating pressures result in a reduction homogenisation (Table 2). While the total energy balance of such
in processing capacity (Fig. 3A), a single large scale high pressure a process must include other energy inputs (i.e. associated with
homogeniser unit is still able to process large amounts of concen- biomass production, lipid extraction, and biodiesel conversion)
trated paste at high pressures and therefore able to service large and also the energy equivalent value of co-products from the
expanses of algal ponds (Table 1). Assuming a pond productivity non-lipid biomass, these were not considered here. Rather, this
of 25 g m 2 d 1 and a homogeniser feed of 25% w/w solids, a single assessment gives an indication of the magnitude of the HPH unit
process-scale unit used in this study operating continuously at operation, which must remain a relatively small fraction of the
150 MPa is sufficient to service a facility with 120 ha of mass algal energy content of the biodiesel to be considered feasible.
culture (currently the largest outdoor algal growth facility in the The scenarios considered here compare the effects of increasing
world). The potential oil production for a 120 ha facility is more TAG content in the biomass (between 10% and 30%) resulting in
than 3000 t yr 1 assuming yields of 26 t ha 1 yr 1 (Lardon et al., more biodiesel per biomass produced, increasing homogenisation
2009). pressure (between 60 and 150 MPa) resulting in higher cell disrup-
An important consideration for the scale-up of high pressure tion but requiring more energy, and increasing solids content
homogenisation is the potential issue of equipment ‘clogging’ (between 0.1% w/w and 25% w/w) therefore reducing the energy
especially in processing biomass from outdoor growth facilities. required per algal cell ruptured. The results show that within the
As high pressure homogenisation requires the biomass slurries to ranges of the parameters investigated, high pressure homogenisa-
284 B.H.J. Yap et al. / Bioresource Technology 184 (2015) 280–285
Table 3
Energy requirement of high pressure homogenisation as a function of algal species,
number of passes and TAG content using data from previous studies from our group.
Assumptions: 25% w/w solids, 20% w/w total available TAG and a complete recovery
of TAG from ruptured cells (TAG recovered = fraction of cells ruptured total
available TAG). Scenarios whereby the energy requirement exceeds the potential
energy output are shaded grey.
Nannochloropsis sp.
Pressure Rupture TAG recovered No. of
Reference MJHPH/MJTAG
(MPa) (N/N0) (%w/w) passes
100 0.92 18.3 13 1.9
Spiden et al. (2013) 120 0.92 18.3 8 1.4
150 0.91 18.1 6 1.3
Olmstead et al. (2013b) 120 1 20.0 1 0.16
Chlorella sp.
Pressure Rupture TAG recovered No. of
Reference MJHPH/MJTAG
(MPa) (N/N0) (%w/w) passes
60 0.91 18.2 16 1.4
100 0.92 18.3 4 0.58
Spiden et al. (2013)
Fig. 4. The effect of solids concentration on the energy consumption per unit mass 120 0.93 18.6 3 0.52
of dry algae through a process-scale high pressure homogeniser. 150 0.91 18.2 2 0.44
Tetraselmis suecica.
Pressure Rupture TAG recovered No. of
Reference MJHPH/MJTAG
(MPa) (N/N0) (%w/w) passes
Table 2
The impact of solids concentration (0.1–25%) and TAG content (10–30%) on the 10 0.92 18.4 8 0.12
energy requirement of high pressure homogenisation (single pass, 60–150 MPa) as a Spiden et al. (2013) 20 0.96 19.1 3 0.08
fraction of the effective energy density of TAG as biodiesel. Scenarios whereby the
40 0.91 18.3 1 0.06
energy requirement exceeds the potential energy output (>1) are shaded grey.
4. Conclusion Halim, R., Harun, R., Danquah, M.K., Webley, P.A., 2012. Microalgal cell disruption
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Harrison, S., Chase, H., Dennis, J., 1991. The disruption of Alcaligenes eutrophus by
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be independent of homogeniser feed concentration and solely Keshavarz Moore, E., Hoare, M., Dunnill, P., 1990. Disruption of baker’s yeast in a
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should be focused on rheological characterisation of high solids Lardon, L., Hélias, A., Sialve, B., Steyer, J.P., Bernard, O., 2009. Life-cycle assessment
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Acknowledgements Lee, J.-Y., Yoo, C., Jun, S.-Y., Ahn, C.-Y., Oh, H.-M., 2010. Comparison of several
methods for effective lipid extraction from microalgae. Bioresour. Technol.
The authors gratefully acknowledge the support of an Austra- 101(1 Suppl.), S75–S77.
Middelberg, A.P.J., 1995. Process-scale disruption of microorganisms. Biotechnol.
lian Postgraduate Award and a Melbourne Materials Institute Adv. 13 (3), 491–551.
(MMI)-CSIRO Material Science PhD Scholarship. We are also grate- Olmstead, I.L.D., Hill, D.R.A., Dias, D.A., Jayasinghe, N.S., Callahan, D.L., Kentish, S.E.,
ful to Aurora Algae for provision of the microalgal paste and to Dr. Scales, P.J., Martin, G.J.O., 2013a. A quantitative analysis of microalgal lipids for
optimization of biodiesel and omega-3 production. Biotechnol. Bioeng. 110 (8),
Ronald Halim for his useful discussions and contributions to the
2096–2104.
project. The financial and in-kind laboratory support of the Partic- Olmstead, I.L.D., Kentish, S.E., Scales, P.J., Martin, G.J.O., 2013b. Low solvent, low
ulate Fluids Processing Centre, a Special Research Centre of the temperature method for extracting biodiesel lipids from concentrated
microalgal biomass. Bioresour. Technol. 148, 615–619.
Australian Research Council, is also acknowledged.
Pulz, O., Gross, W., 2004. Valuable products from biotechnology of microalgae. Appl.
Microbiol. Biotechnol. 65 (6), 635–648.
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