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Strategies to improve adherence to treatment


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in adolescents and young adults with cancer:


a systematic review
This article was published in the following Dove Press journal:
Clinical Oncology in Adolescents and Young Adults
10 July 2015
Number of times this article has been viewed

Eden G Robertson 1,2 Purpose: Adolescents and young adults (AYAs) with cancer have higher rates of nonadherence
Claire E Wakefield 1,2 to treatment relative to younger and older cancer patients. Efforts to improve adherence in this
Kate H Marshall 2 population are therefore increasing. This review aimed: 1) to synthesize recommendations and
Ursula M Sansom-Daly 1–3 strategies used to improve treatment adherence in AYAs with cancer, and 2) to summarize the
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available evidence supporting the efficacy of adherence-promoting strategies for AYAs with
1
Discipline of Paediatrics, School
of Women’s and Children’s Health, cancer.
UNSW Medicine, University of Methods: We conducted a systematic review with two stages: 1) a narrative stage, to analyze
New South Wales, Kensington, expert recommendations, and 2) an evaluative stage, to summarize quantitative evidence for inter-
NSW, A  ustralia; 2Behavioural Sciences
Unit, Kids Cancer Centre, Sydney ventions. Four electronic databases were searched for studies involving AYAs, aged 10–39 years,
Children’s Hospital, 3Sydney Youth with cancer, published from 2005 to 2015. Preferred Reporting Items for Systematic Reviews
Cancer Service, Prince of Wales/
and Meta-Analyses (PRISMA) guidelines were used to ensure quality of the review. The Delphi
Sydney Children’s Hospital, Randwick,
NSW, Australia list was used to assess study quality.
Results: Nine articles were identified in the narrative stage of the review. For the evaluative stage,
out of 113 screened abstracts, only one eligible intervention was identified. Common themes of
adherence-promoting strategies were grouped into five domains: developmental, communica-
tion, educational, psychological well-being, and logistical/management strategies. Strategies
to address developmental stage and to improve communication were the most highly recom-
mended to improve adherence. Few strategies focused on the role of the patient in adherence.
One intervention found that a behaviorally targeted computer game could significantly improve
adherence to prescribed oral medication in AYAs with cancer.
Conclusion: Although numerous studies report challenges to treatment adherence in AYAs with
cancer, little research has systematically evaluated the impact of implementing recommended
strategies and interventions in this age group. The present review extends the current literature
through its focus on strategies recommended to improve adherence, rather than focusing on
barriers and risk factors for nonadherence. There is now a need for more rigorous research to
systematically assess the effect of implementing strategies to improve AYAs’ adherence to
cancer treatment.
Keywords: neoplasms, emerging adulthood, interventions, communication, psychosocial

Introduction
Correspondence: Eden G Robertson
Behavioural Sciences Unit proudly Each year there are more than one million new cancer diagnoses worldwide among
supported by the Kids with Cancer 15–39 year olds.1 Despite improved prognoses in this population, there remain a
Foundation, Kids Cancer Centre, Sydney
Children’s Hospital, Level 1, High St, significant number of relapses and deaths.2,3 Nonadherence to treatment is one factor
Randwick, NSW 2031, Australia that may contribute to the lower rates of survival improvement among adolescents and
Tel +61 2 9382 3120
Fax +61 2 9382 1789
young adults (AYAs), relative to other age groups.2,4,5 With the rise of efficacious self-
Email eden.robertson@unsw.edu.au administered medications for a range of cancer diagnoses,6 it is increasingly important

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http://dx.doi.org/10.2147/COAYA.S85988
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to ensure that young patients are able to properly adhere to Interpersonal factors can also contribute to adherence.
their treatment regimens. Despite this, suboptimal adher- Across chronic illnesses, poor communication and relation-
ence to treatment, oral chemotherapy in particular, appears ships, between the AYA, health care professionals (HCPs),
considerably more problematic in AYAs than in pediatric and and family, is associated with adherence challenges.21,26 In
adult/geriatric patients,5,7,8 with up to 60% of AYAs failing to particular, overly controlling relationships with parents or
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adhere to the recommendations of their medical team.4–6,9 HCPs,27 conflict between AYAs and their parents, family
Adherence, also referred to as “compliance”, is most com- stress, and difficulty in delegation of treatment responsi-
monly defined as “the extent to which a person’s behavior bilities can be triggers for nonadherence.24,28,29 The nature of
(with regards to medication, diet, or lifestyle) corresponds AYAs’ peer relations and social support may also contribute
with agreed recommendations from health care providers”.10 to adherence.21,24,30
In cancer, nonadherence may present as inconsistent medica- Education/information regarding the illness, treatment,
tion use (including oral chemotherapy), failure to attend clinic and side effects also appear to impact adherence in AYAs
appointments, and failure to engage in self-care behaviors.11 with a chronic illness. Several educational interventions have
Researchers and clinicians define acceptable medication been implemented, with significant effects, although small,
adherence as 80% or more.12 on adherence outcomes.31 Knowledge about treatment and
The impact of nonadherence to cancer treatment on sur- illness appear essential for effective AYA health care but is
vival in AYAs has not yet been fully explored.11,13 Medication not necessarily sufficient,21 with one review showing that
nonadherence can increase relapse risk and reduce survival chronic illness education alone failed to demonstrate any
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in pediatric cancer patients.14,15 It can also cause increased beneficial effects on adherence.32
mortality among older populations, such as adult women Although research suggests psychological well-being
with breast cancer,16 and can lead to hospitalization and death plays a role in adherence for AYAs with a chronic illness,
for cancer patients through overdosing.17 In the context of there has been little cancer-specific research. The AYA years
research, nonadherence can also invalidate results of trials, are a time of psychological vulnerability,33 and AYAs with
and prevent adequate evaluation of treatment efficacy.18 a chronic illness appear to be less treatment-adherent when
A variety of factors have been attributed to AYAs’ poor they are experiencing high levels of stress and poor mental
adherence, including developmental factors, interpersonal/ health.24,34 High levels of anger and low self-esteem have also
support-related factors, and informational factors. Regarding been associated with greater nonadherence in adolescents.35
developmental factors, AYAs with cancer are faced with Depression has also been shown to be a significant risk
unique challenges as they enter cancer treatment. AYAs factor for treatment nonadherence in adult and pediatric
may have underdeveloped coping skills and a more concrete populations.36 Nonadherence in adolescents with a chronic
thinking style than older adults.5 Factors such as reduced illness may also be due to a lack of motivation. Across numer-
autonomy during treatment, an inability to conceive the ous chronic illnesses, other logistical/management factors,
long-term consequences of their illness, and emerging com- such as the complexity of the regimen, inability to recall
munication skills also have the potential to negatively affect instruction, poor time management, forgetfulness, treatment
adherence in this population.19,20 side effects, or inability to afford treatment, are also reported
Across AYAs with other chronic illnesses, factors such reasons for nonadherence in AYAs.34
as the desire for “normality” and “freedom”,21,22 a lack of Although AYAs with cancer face a multitude of unique
control and lack of participation in usual activities,21,23,24 challenges that are not as prevalent in other chronic ill-
and exploratory risk taking behaviors25 may all contribute nesses, numerous common psychosocial challenges exist.
to poor adherence. Like any chronic illness, cancer has Research in chronic illness therefore offers a window into
reciprocal effects on adolescent development, with effects understanding the AYA cancer experience. This includes
impacting AYAs biologically, psychologically, and socially.25 translatable research in areas such as treatment adherence,
Developmental factors can also influence AYAs’ behavior as well as the role of peer interactions, therapeutic alliance
in response to the illness; for example, AYAs’ less well- and psychological impact of illness,37 and illness self-
developed abstract thinking and capacity to imagine the management.38 Despite medical advances, cancer remains a
future, as well as associated health risk behaviors (eg, alcohol life-threatening illness. Given the potential for nonadherence
and drug use, and poor nutrition) pose additional challenges to significantly interfere with curative cancer treatment, it is
to adherence.25 critical that evidence regarding “best practice” recommen-

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Dovepress Strategies to improve adherence to treatment in AYAs with cancer

dations and interventions to improve treatment adherence appropriate,52,53 this term is used throughout the remainder
in AYAs be examined. Several reviews have reported that of this review.
adherence-promoting interventions can improve treatment
adherence in chronic illness in AYAs,32,39–41 in particular, Inclusion criteria
in AYAs with diabetes,42 asthma,43–45 inflammatory bowel Types of strategies
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disease,46 and human immunodeficiency virus (HIV).47 Articles were included regardless of the type of strategy
However, less research exists that specifically addresses used or recommended (ie, interpersonal, intrapersonal, or a
nonadherence among AYA cancer patients. Several unique combination of both). Interpersonal-level strategies are those
aspects of the AYA cancer diagnosis and treatment trajec- between individual patients and others. In our study, this
tory warrant cancer-specific interventions. In particular, included the relationship and communication between the
cancer in AYAs is fairly uncommon,48 potentially resulting patient and doctors, friends, and family.54 Intrapersonal
in greater isolation of patients, and clinicians may have less strategies focus on individual factors such as health literacy,
AYA-specific skills. attitudes, self-efficacy, and motivation.55 Strategies that were
To our knowledge, there are no systematic reviews directed toward the AYA, their parent(s), or their HCPs were
available that address strategies to improve AYA adherence included.
to cancer treatment. The primary focus of this review was
therefore to synthesize the current evidence base regarding Types of interventions
strategies that may be effective in improving treatment adher- A range of interventions have been used previously to
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ence for AYAs with cancer, in order to contribute to clinical enhance adherence in chronic illness (eg, behavioral interven-
practice and the development of evidence-based interventions tions, involving strategies designed to influence behavior),
in this area. In doing so, this review aimed to address two informational interventions (strategies designed to educate
key questions: and motivate), and family and social interventions (strategies
1. What strategies have been recommended in the clinical- designed to improve social support).56 Due to the paucity of
research literature to improve treatment adherence among intervention research addressing adherence in AYAs with
AYAs with cancer? cancer, all categories of interventions were eligible, and
2. What evidence exists to support the efficacy of adherence- data were analyzed together. All interventions that aimed to
promoting strategies among AYAs with cancer? improve adherence to any type of cancer treatment in AYAs
were included (eg, medication-taking behavior, side-effect
Methods management, and nonmedical supportive care programs).5
We conducted a two-staged systematic review to address Interventions were included irrespective of the way in which
our main aims. Due to the known limited research in this adherence was assessed (eg, observation, bioassay of serum/
population,49 a narrative approach was taken to the first stage urine/saliva, patient self-report, and pill counts).4
of the review, in order to synthesize current recommenda-
tions and guidelines for HCPs to improve AYAs’ adherence Types of studies
to treatment. The second stage of the review drew together Studies published in peer-reviewed journals that had a focus
published evidence for the efficacy of adherence-promoting on recommendations or strategies to improve adherence were
interventions. We followed “gold standard” systematic included in the first stage of the review. Studies published in
review procedures, using the Preferred Reporting Items for peer-reviewed journals that presented results of an interven-
Systematic Reviews and Meta-Analyses (PRISMA) state- tion to improve adherence to treatment in AYAs with cancer
ment, to ensure the review was high quality, transparent, were included in the second stage.
and comprehensive.50
The terms “adherence” and “compliance” have been used Types of participants
interchangeably across the literature,51 with adherence dif- We included all articles addressing adherence in patients who
ferentiated by a greater level of collaboration and agreement were aged 10–39 years during treatment, or that specified
between patient and HCP.10 Due to the common use of these they were relevant for adolescence and/or AYAs or tailored
terms, we decided a priori to include articles that addressed to the AYA developmental stage. We acknowledge that there
either adherence or compliance to treatment. Given current are varying definitions of “AYA” and therefore allowed for
research suggesting that the term “adherence” was most the most broad definition to cover all relevant research.57

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Articles that evaluated adherence in AYAs, as well as other from previous research37,60 to ensure the most complete and
populations (ie, pediatric, adult, geriatric) were only included accurate coverage of the literature. The search strategy and
if data was presented separately for each population group. selection criteria are summarized in Table 1.
Studies were eligible if the participants were receiving any
form of active treatment for any type of cancer, including Data collection
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palliative care. Two authors (EGR and KHM) reviewed all abstracts and
relevant full-text articles. Consensus regarding inclusion of
Narrative synthesis of strategy articles was achieved by discussion. Methodological qual-
recommendations ity was assessed by two authors (EGR and KHM). Study
Search strategy and selection criteria quality was assessed using the Delphi list. The Delphi list is a
Due to the recency of most contributions in this field, we set of generic core items used to assess whether the design and
decided to limit the search to the past 10 years, searching from conduct of a randomized controlled trial is of high quality.61
2005 to 2015. This was supplemented by reference list and The captured intervention is summarized in Table 2.
author searches. Given the growing role of Google Scholar
in academic work,58,59 we utilized this search engine for the Results
narrative stage of the review. Two grey literature databases Study selection
(OpenGrey and Grey Literature Report) were also searched. Figure 1 summarizes the search process and reasons for study
The search strategy and selection criteria are summarized exclusion. For the first stage of the systematic review, nine
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in Table 1. articles were reviewed. The interrater reliability, that is, the
extent to which the two raters agreed on which articles to
Data collection include, was 75% (calculated by total number of articles agreed
Two authors (EGR and KHM) searched the literature and upon, divided by total number of articles agreed upon plus total
found all eligible articles. Consensus regarding inclusion of number of disagreed upon). For the second stage of the review,
articles was achieved by discussion. after deduplication, the search yielded 113 abstracts. Captured
articles were screened by two authors (EGR and KHM) using
Evaluative review of interventions the inclusion criteria described above. Three articles were
Search strategy and selection criteria deemed appropriate for full evaluation. The interrater reli-
Three electronic databases were searched (MEDLINE, ability was 100%. No additional articles were identified after
EMBASE, and PsychInfo), limited to human studies a manual search for additional articles in relevant reviews and
published in English. We limited the search to the past journals. Using the search algorithm, we were able to conduct
10 years, searching from 2005 to 2015. A series of searches searches with 100% sensitivity (every eligible intervention was
defining the age group, disease, and outcomes were run, captured by the algorithm) and 0.9% specificity (one eligible
and the results were combined. Search terms were adapted article was captured out of 113 abstracts).

Table 1 Summary of search algorithms


Review Search database Search strategy Data collection Inclusion criteria
Narrative Google Scholar, Grey Relevant publications, • Author • Published 2005–2015
stage literature databases reference lists, and author Year of publication, country Participant age range: 10–30 yrs
(OpenGrey and Grey searches Sample characteristics Any active treatment
Literature Report) General recommendations Any recommendation to
Key statements improve adherence
Any adherence measurement
Evaluative MEDLINE, EMBASE, [oncol$ OR neoplasm OR • Author • Published 2005–2015
stage and PsychInfo cancer OR tumor OR tumour] Year of publication Participant age range: 10–30 yrs
AND [adolesc$ OR young Country Any active treatment
adult OR teen OR AYA.mp OR Sample/intervention Any type of intervention to
TYA.mp] AND [adherence OR characteristics improve adherence
compliance] AND [intervention Study methods Any adherence measurement
OR program] AND [pilot OR Intervention outcomes
trial OR evaluation] Methodological quality

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Dovepress Strategies to improve adherence to treatment in AYAs with cancer

Research question 1: what types

regimens in AYA with cancer

together were also shown to

adherence to prescribed oral


mediate improvements that
Self-efficacy and knowledge
prescribed oral medication
can enhance adherence to
of strategies have been recommended

were observed in patient


Intervention outcomes

video game intervention


behaviorally targeted
in the clinical-research literature

• Results suggest that


to improve treatment adherence
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antibiotics
among AYAs with cancer?
Description of articles
Nine articles that explored recommendations for treatment
adherence among AYAs with cancer were found that met the

monitoring devices
Serum metabolite
inclusion criteria. Five articles were narrative reviews,4,5,9,62,63
Electronic pill-
• Self-reported

two reported studies involving semistructured interviews,64,65


adherence
Adherence
measure

one was an analysis of qualitative focus group data,66 and one


assay

was a proposed algorithm for adherence risk assessment.19


Five articles addressed cancer patients in general,4,5,9,19,62
Participants were asked

three assessed acute lymphoblastic leukemia patients


3-month study period
per week during the
to play the game(s)
for at least 1 hour

specifically,64–66 and one addressed patients with any hemato-


Study period

logical disorder.63 The articles are summarized in Table 3.


In terms of participants’ ages at the time of treatment, five
For personal use only.

articles discussed AYAs,4,5,19,63,66 two articles discussed adoles-


cents only,9,62 one article discussed children, adolescents, and
served as the control
the Emperor’s Tomb

adults,64 and one article discussed children and adolescents.65


Indiana Jones and
A PC version of

Findings
Control
(n=176)

The nine reviewed articles described a range of strategies


game

to be implemented by the AYA, parent, and/or HCP. The


addressed behavioral issues

identified strategies targeted a range of underlying factors,


The intervention was a PC
game, “Re-mission”, which

of cancer treatment and


Intervention (n=195)

and we categorized these strategies into five domains that


affect adherence: developmental, communication, educa-
tional, psychological well-being, and logistical/management
care for AYAs

difficulties. Articles that discussed strategies taking a devel-


opmental approach were the most prevalent (n=9),4,9,11,19,62–66
while strategies relating to communication were identified
(chemotherapy, radiation, or

Abbreviations: AYAs, adolescent and young adults; PC, personal computer.

in six articles.9,11,19,62,65,66 Table 4 provides an overview of the


Malignancy diagnosis (newly

stem cell transplantation)

strategies recommended to address each underlying factor,


diagnosed or relapsed),
undergoing treatment
Patient population

for AYA patients, parents, and HCPs.


Table 2 Summary of captured intervention(s)

Developmental strategies
All nine articles highlighted the role that developmental
stage might play in impeding treatment adherence among
AYAs with cancer. Development-focused recommendations
371 AYAs aged
Study size

appeared to take two forms. Firstly, some strategies focused


13–29 yrs

on how parents and HCPs can present, and discuss treat-


ment information in a developmentally appropriate manner.
Taking the developmental stage and maturity of the patient
Author, country

into consideration when developing treatment plans may


United States

assist in improving adherence outcomes.19,64–66 In particular,


Kato et al68

providing AYAs with a greater sense of control and allowing


them to maintain independence throughout treatment may

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Narrative arm Evaluative arm

Google Scholar Reference lists Grey literature MEDLINE EMBASE PsychInfo


(n=9) (n=3) (n=0) (n=67) (n=45) (n=1)

Excluded due to study criteria:


113 abstracts meeting 1. Not cancer specific (n=38)
– Hereditary/genetic disease (n=8)
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search criteria
– Chronic disease (n=8)
3 publications excluded – Other disease/illness (eg, obesity, viral infection) (n=14)
due to lack of consensus – Other (eg, patient experience, smoking cessation) (n=8)
2. Not focused on treatment adherence (n=71)
– Preventative research (n=24)
– Physical exercise/diet interventions (n=13)
– Best medical practice (n=13)
– Other (eg, cancer treatment effects, psychological intervention) (n=21)

9 publications included in 4 publications retrieved


narrative-stage of review for full evaluation
Excluded due to study factors:
1. Not a treatment adherence intervention (n=2)
2. Adult population only (n=1)
1 publication included in
systematic-stage of review

Figure 1 Reasons for exclusion of publications resulting from the database search.

improve adherence.62,65 Secondly, other strategies focused on The literature identified that HCPs need to provide AYAs
how AYA milestones, such as school formals, graduations, and with knowledge about the disease, treatment, and future
18th birthdays, should be addressed through collaboration of health outcomes, and provide them with confidence in the
the AYA, their parents, and HCPs.11 Recommendations were possibility of their recovery.9 Articles highlighted the impor-
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that active discussions between the three parties should focus tance of AYAs understanding the life-threatening nature of
on how the AYA can continue to meet important milestones their disease.19,65 Personal health beliefs and locus of control
whilst meeting an adequate level of treatment adherence;63,66 may also influence adherence.4,11 The most important strat-
by acknowledging the developmental importance of such egy discussed was providing education about medication,
social events and allowing for flexibility in the treatment the therapeutic effects of the lifesaving treatment, and the
schedule, these strategies promote adherence in the context importance of taking medication when advised.11,65 Articles
of the unique developmental issues in AYAs.19,66 also suggested that HCPs and parents need to be responsible
for teaching AYAs basic adherence strategies, and encour-
Communication-related strategies aged strategies such as the use of reminder tools and instilling
Six articles emphasized the important role that commu- medication routines.11,65 Further recommendations are that
nication has in treatment adherence among AYAs with AYAs should also seek information by raising any concerns
cancer,9,11,19,62,63,65 highlighting that AYAs, parents, and HCPs or questions with their clinician; in response, HCPs should
need to work together throughout the treatment process to aim to provide a safe and nonjudgmental environment for
ensure good adherence. the AYA’s concerns to be raised, and as well remain open-
Articles recommended strategies in which the HCP tai- minded and willing to discuss or offer alternative treatment
lors communication style to the individual patient, with the options when appropriate.62 Parents’ knowledge about cancer
aim of achieving open and trustworthy communication.9,67 and its treatment is also associated with adherence.65 Articles
Additionally, positive family relationships and good com- also focused on HCPs, arguing that they are responsible for
munication between AYAs and parents is also important for ensuring they are up to date with current chronic illness
adherence.4,11,63 Agreement with parents about treatment, adherence strategies for AYAs.9,11
medication, and the doctor’s instructions is especially
important.62 Role delineation about medication administra- Psychological strategies
tion also needs to be clarified between AYAs and their parents Several articles discussed the importance of psycho-
in the early stages of treatment.4,9,65 logical well-being in treatment adherence among AYAs
with cancer.4,19,63 Nonadherence can be seen as a sign of
Educational and informational strategies distress.4 Specifically, psychological factors such as parental
The role of education and information about the illness and depression,62 anxiety,63 and self-esteem4 were identified as
treatment was emphasized in three articles.11,63,65 Adherence potentially affecting AYAs’ treatment adherence. Articles
may be improved when the patient understands the treatment argued that HCPs and parents must acknowledge the potential
procedures, and the effects of treatment and medications.63 for psychological distress, and minimize the risk by providing

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Table 3 Description of articles addressing strategies to improve treatment adherence
Author Country Main aim of paper Sample Main proposed causes and risk factors for Conclusion
nonadherence in AYAs
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Abrams et al62 United Review discussing Adolescents with cancer • Developmental stage • There is a need to identify nonadherence issues early,
States psychological issues in (age not specified) Low socioeconomic status to address any issues openly, and to overcome any
adolescents with cancer, Barriers to communication adherence issues by following the recommendations of
including treatment Psychological distress the SIOP Working Committee on Psychosocial Issues in
compliance Poor communication Pediatric Oncology
Shift in responsibility from AYA to parent
Frequent disagreements between patients
and parents
Butow et al11 Australia Review providing an AYAs with cancer • Poor family relationships • Discusses two frameworks used to define adherence –
overview of issues and (15–25 yrs) Overly controlling relationships as an interaction between patient and medical team, or
clinical challenges of Poor communication as a cognitive-motivational process
nonadherence in AYAs Lack of involvement in decision making process If any adherence issues arise or any patient presents
with cancer Lack of social support with multiple risk factors for nonadherence, increased

Clinical Oncology in Adolescents and Young Adults 2015:5


Difficulty with attendance at rite of passage monitoring should be employed
events Definite need for studies to evaluate interventions to
promote adherence in AYAs with cancer
Kondryn et al4 United Review to identify TYAs with cancer • Demographics (eg, low socioeconomic status) • Understanding the patient’s reason for nonadherence,
Kingdom adherence challenges faced (13–24 yrs) Psychological distress (depression, low self- and considering potential factors associated with
by AYAs with cancer esteem) nonadherence is integral
Perceived illness severity Future research needs to assess whether it is possible to
Family structure and dynamics identify AYAs at risk of nonadherence
Therapy and treatment factors (eg, complexity Interventions need to be evaluated to determine which
of regimen, side effects) programs are most effective
Landier et al65 United Semistructured interviews 22 children and • Low socioeconomic status • Developed a 3-step process of adherence: recognition
States to develop and validate a adolescents with ALL Family structure and dynamics of the serious health threat, taking control of the
model to explain adherence (age range at diagnosis, Relationship with the HCPs situation, and managing adherence for the duration of
to oral chemotherapy in 2–18 yrs; age range at Patient personality and developmental stage the treatment
children and adolescents study entry, 6–28 yrs) Health beliefs Additional research is needed to further explore the role
with ALL Knowledge about medications, treatments, and of contextual factors in adherence
disease
Therapy and treatment factors (eg, complexity
of regimen, duration of treatment, negative
side effects)
(Continued)

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Table 3 (Continued)

42
Author Country Main aim of paper Sample Main proposed causes and risk factors for Conclusion
nonadherence in AYAs
Leader and Israel Review addresses AYAs with hematological • Difficulties transitioning from pediatric to adult care • Interventions to improve treatment adherence should be
Robertson et al

Raanani65 prevalence, definitions, disorders (age not Disease and treatment factors (eg, severity, designed based on AYAs with other chronic diseases, or

Dovepress
causes, and clinical specified) complexity of regimen, duration of treatment, from different age groups with hematological disorders
implications of negative side effects) Further research in evaluating strategies will improve our
nonadherence of AYAs Knowledge about medications, treatments, and ability to better manage this aspect of treatment regimen
with hematological disease
disorders, and then Interaction between AYA, HCPs, and family members
strategies to improve Perceived illness severity
adherence Unintentional nonadherence: forgetfulness

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Lack of appropriate social support
Psychological distress (depression, low self-esteem)
Malbasa et al66 United Secondary analysis of Six AYAs with leukemia • Normalcy with peers and extracurricular activities • Identified four themes that emerged as pertinent
States focus group interviews (aged 16–23 yrs) Disease and treatment course to adherence in adolescents: a desire for normalcy,
to understand the role of Adolescent cognitive development, in egocentrism, concrete thinking, and parental involvement
adolescent perception on particular, egocentrism and concrete thinking Emphasis on adherence in the developmental context
adherence to treatment, and Parental support There is a need to incorporate these four themes into
factors affecting adherence clinical practice to improve adherence
Mancini et al64 France Semistructured 31 parents of children, • Patient age • Likelihood of nonadherence increased with age. Special
interviews and self- 12 parents of adolescents, Unintentional nonadherence: forgetfulness attention should be given to adolescents to detect
report questionnaires 12 adolescents (aged Lack of consistent treatment schedule nonadherence risks early
to determine factors 11–17 yrs), and nine adult Negative side effects of the treatment Screening for adherence should be systematic. Caregivers
associated with patients (aged .17 yrs) Fewer numbers of family members at home and physicians should address repeated evidence
nonadherence with leukemia Socioeconomic status nonadherence with special note of risk factors and
potential causes
Rosenberg United Presents a theoretical AYAs with cancer • Perceived illness severity • Risk of nonadherence should be assessed by considering
et al19 States model of risk assessment (15–39 yrs) Perceived lack of control the patient’s developmental stage and maturity, psychosocial
of adherence among AYA Sociodemographics challenges, and unmet needs. Clear assessment enables
cancer patients AYA personality tailored interventions to address adherence concerns
Social support Questions the generalizability of strategies to improve
Doctor–patient communication adherence to treatment of other chronic diseases, due
Psychological distress (depression, stress, anxiety) to the specific nature of cancer – in particular, requires
Financial stress dramatic life changes
Windebank and United An overview of the Adolescents with cancer • Perceived lack of control • Preventative measures are most effective when
Spinetta9 Kingdom challenges in AYA (aged 13–18 yrs old) Psychological distress acknowledging the complexity of the issues faced by AYAs
treatment adherence. Misunderstanding the effect of treatment with cancer. Unique developmental characteristics can be
Outlines how health and medication predictive of nonadherence
clinicians can increase Low health literacy Preemptive strategies to be put in place to reduce
likelihood of adherence Family dysfunction nonadherence; however, significant shifts need to be
Financial stress made in current practice to better enable AYAs to make
informed adherence decisions

Clinical Oncology in Adolescents and Young Adults 2015:5


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Abbreviations: ALL, acute lymphoblastic leukemia; AYA, adolescent and young adult; HCP, health care professional; SIOP, International Society of Pediatric Oncology; TYA, teenager and young adult.

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Table 4 Strategies to improve adherence to treatment in AYAs with cancer
Context Individual to implement strategy
Patient Health care professionals Parent/support person
Dovepress

Developmental 1
• Need for developmental milestones • Provide individualized guidance based on developmental stage • Normalize medication taking by assisting young person
to be met1,3 –D  iscuss what strategies other young people have found useful to integrate into a routine aspect of their daily self-
–V  oice concerns regarding desire for –G  et a young person who has completed their cancer treatment to talk care3
normal activities to the AYA – P rovide routines, such as taking medications at breakfast
–C ollaborate with HCPs and • Allow developmental milestones to be met by having open discussions • Allow developmental milestones to be met1,3
parents/support person on meeting with AYA about what aspects of treatment are, and are not, flexible –H  ave open conversations with AYA about their hopes
important milestones and treatment and open to negotiation1,3 and goals for treatment and life outside of treatment
requirements – F or ,18 year olds, actively address need to meet developmental • Support usual activities in regards to friends and
milestones with them extracurricular activities4
• Promote a smooth transition from pediatric to adult care4 – P rovide AYA with a schedule that allows them to
– P rovide information about transition and what is to be expected; participate in activities and social events, discuss what
consider having a key HCP accompany AYA to initial appointments aspects of treatment are flexible (so that the AYA may
– Maintain hospital relationships from pediatric care into an adult setting have some autonomy to schedule) and which aspects are

Clinical Oncology in Adolescents and Young Adults 2015:5


– F or 18 year olds, support and assist AYA to identify and engage with nonnegotiable or “fixed”
a good GP to help with transition to outpatient and survivorship care
Communication • Discuss issues and concerns with • Encourage an increased level of open communication by prompting • Be wary of certain parental/support person behaviors
parents/support person and HCPs9,11 the AYA to ask questions, and write down questions between (eg, controlling or disagreement between patient and
–A  ttend meetings together with appointments2,4,5 parent/support person), which may cause nonadherence4
parents/support person and HCPs • Provide more certainty and information around health status and need –T  ry to discuss any issues openly and calmly, whilst
–W rite down list of questions for for medication by providing regular updates, regularly reviewing what remaining nonjudgmental
HCP before the appointment and AYA understands about their treatment progress and the purpose of –A  ttempt to reach agreement about role delineation at
discuss questions and concerns with different aspects of treatment, and the overall treatment goals3 diagnosis by negotiating some decisions that the AYA
parent/support person beforehand – F or .18 year olds, ask AYA at outset who they would like their can decide for themselves, or allow more autonomy in
support person to be, and if/when they would like them involved in deciding76
consultations, etc • Improve family/caregiver communication by providing
AYA with opportunities to ask questions and clarify
understanding4
– P arent/support person should ask questions on how best to
support the AYA
Educational • Understand effects of treatment • Learn from other chronic conditions29,11 • Gain knowledge of the disease and treatment.63
and medication2 • Provide AYA with knowledge about the disease, treatment, future – Talk with HCPs and clarify any misunderstandings
–A  sk questions and remain engaged health outcomes, and confidence in recovery4
during meetings with HCPs –D  iscuss how AYA learns best (eg, verbal, written, images) and provide
when discussing treatment and information consistent with their preference
medications –A  sk how much information the AYA would like to receive (eg, enough
to understand treatment vs information on all options available)
• Address any concerns from the AYA and offer alternative treatment

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options when appropriate5
• Be open-minded5
(Continued)

43
Strategies to improve adherence to treatment in AYAs with cancer
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Table 4 (Continued)

44
Context Individual to implement strategy
Patient Health care professionals Parent/support person
Robertson et al

Psychological • Minimize psychological distress by • Be aware of potential emotional distress in AYAs and encourage • Acknowledge potential for psychological distress and
well-being and attending support services when social support networks1 normalize help-seeking with individuals (eg, friends)

Dovepress
social support offered2,3 – P rovide access to a range of support networks and services that may and HCPs (eg, social worker or psychologist) outside
–B  e aware of potential for be of interest to certain AYAs and families throughout treatment of the family unit4
psychological distress and request • Regularly assess for distress3,5 – Provide
 access to mental health support throughout
help if necessary – Involve psychologists/mental health workers throughout treatment treatment
–N  ormalize the experience of distress and talk about the common
experiences of AYAs with cancer going through similar treatment

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milestones
– F or ,18 year olds, provide option to discuss issues without parent
available
Other • Use reminder systems (eg, alarms, • Provide ongoing adherence-risk assessment1 • Have ongoing involvement in the treatment process3
pill-monitoring system)4 –R  egularly discuss adherence barriers, assess for nonadherence –B
 rainstorm with AYA regarding what aspect of their
• Collaborate with parent/support (via self-report, pill counts, etc) normal routine the medications could be linked to
person about responsibilities • Decrease negative side effects2,4 • Remind AYA to take medication when required4
in regards to medication –E  nsure AYA is comfortable and offer treatment options –D
 iscuss different reminder systems such as signs, “post
administration5 • Identify predictive factors and risk of nonadherence at diagnosis to it” notes, and cell phone reminders/prompts, that could
allow preemptive strategies2,5 assist
– Ask
 about potential barriers to nonadherence prior to treatment
–A  ssess adherence throughout treatment via the “Brief Medications
Questionnaire”77
Note: Strategies in italics have been recommended by the authors based on the findings/suggestions from the papers reviewed.
Abbreviations: AYA, adolescent and young adult; GP, general practitioner; HCP, health care professional.

Clinical Oncology in Adolescents and Young Adults 2015:5


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Dovepress Strategies to improve adherence to treatment in AYAs with cancer

the AYA with access to further psychosocial support in the control group. Increases in cancer-related knowledge
services.4,62 By maintaining a positive attitude, being aware and cancer-specific self-efficacy were also reported, with
of their own psychological states, and accepting support when these changes mediating improvements observed in AYA
offered, AYAs can also reduce the risk of any psychological adherence to oral antibiotics. Less than 30% of AYAs fully
distress and counter any potential adherence issues.65 adhered to the intervention requirements; however results
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still indicated significant benefits on medication adherence,


Other strategies despite suboptimal game play (less than 50% of the requested
Finally, other factors regarding the logistics and manage- game time).
ment of treatment, complex regimens, and treatment side
effects were also highlighted as potentially impairing AYAs’ Discussion
capacity to adhere to treatment.4,5,19,63,64,66 Articles argued Research in AYA adherence to cancer treatment is lacking.
that HCPs need to tailor treatment plans to meet individual With recent research focusing on the barriers affecting adher-
patient needs66 and that parents and AYAs should assess ence in AYAs with cancer, published recommendations have
what treatment routines work best and establish a treatment increasingly focused on adherence-promoting strategies for
management schedule that both parties agree on.4,65 these patients, parents, and HCPs. The present review syn-
thesized recommendations for improving cancer treatment
Research question 2: what evidence exists adherence within AYA populations, and summarized the
to support the efficacy of adherence- evidence for adherence-promoting interventions. While some
For personal use only.

promoting strategies among AYAs with recommendations were extracted from the existing literature,
cancer? the review highlights the dearth of fully tested strategies
Description of intervention(s) available to improve adherence outcomes in AYAs affected
Only one intervention met criteria for inclusion in this sys- by cancer, with the description of only one evidence-based
tematic review. It assessed the effectiveness of a computer intervention.
game intervention for improving treatment adherence and Several commonalities in barriers to adherence and strate-
other behavioral outcomes for AYAs with cancer. The gies to improve nonadherence were found across the reviewed
game addressed issues including common treatment-related articles and were categorized according to five domains:
adverse effects (eg, bacterial infection and nausea), and developmental, communication, education, psychological
positive self-care behaviors (eg, taking oral chemotherapy well-being, and logistical/management difficulties. Key to
and practicing good mouth care). The intervention translated the present findings was the acknowledgment of the AYA
behavioral objectives into the game, based on principles of developmental stage and the unique challenges it presents.
the self-regulation model of health and illness, social cogni- Strategies supporting AYAs’ need for “normalcy” were
tive theory, and learning theory. most prevalent.66 Open and nonjudgmental communication
between HCPs, patient, and family was also strongly recom-
Methodological quality of intervention(s) mended to improve adherence. Providing the AYA and parent
Two investigators (EGR and CEW) evaluated the intervention: with information about the disease, treatment procedures, and
the Delphi score was 7 (from a possible range of 0–9), indi- medications is also important. HCPs also need to be aware
cating moderate–high methodological quality (interrater of strategies to improve adherence in AYAs with chronic
reliability of the Delphi scores was 100%). However, Delphi illness as a starting point for addressing adherence in AYAs
items regarding concealment of treatment allocation and with cancer. Minimizing psychological distress, providing
blinding of patients were not met. support services, and improving social support networks may
also lead to improved adherence. Other strategies, such as
Intervention outcomes reducing treatment side effects, identifying patients at risk
Results showed that although both groups of AYAs (those for adherence problems at diagnosis, and reminder systems
who participated in the game and those who did not) described for commonly cited forgetfulness, may also lead to improved
themselves as highly treatment-adherent across time points, adherence.
there was a significant 16% increase in antibiotic adherence Highlighting the paucity of adherence interventions,
for the intervention group. Oral chemotherapy adherence also this review identified only one study that systematically
remained significantly higher in the intervention group than evaluated the role of an intervention on adherence behaviors.68

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Robertson et al Dovepress

The study showed a behaviorally targeted computer game challenges that face AYAs living with chronic illnesses
could improve adherence to oral antibiotics and chemotherapy. across various conditions;37,69 existing adherence-promoting
Cancer-related self-efficacy and knowledge was also shown interventions for AYAs with other chronic illnesses may be
to mediate adherence. This intervention took an educational used to develop targeted interventions for AYAs with cancer.
approach and focused on the AYA patient developing specific Many strategies to improve adherence recommended for
Clinical Oncology in Adolescents and Young Adults downloaded from https://www.dovepress.com/ by 202.59.167.225 on 09-Dec-2021

knowledge about their cancer, the role of treatment and com- AYAs with cancer correspond to strategies for AYAs with a
mon side effects, and the importance of adherence, with no chronic illness, including balancing AYA life priorities and
involvement of the parents or HCPs in the intervention. Given the treatment regimen, decreasing side effects,30 and using
the reviewed evidence indicating the importance of communi- reminders to reduce forgetfulness.34
cation, support, and interactions with parents and HCPs, future The World Health Organization has argued that increas-
interventions might build on this study. Combining the effica- ing the effectiveness of adherence interventions may have a
cious education strategies for AYAs used in this intervention, greater impact than improvement in specific medical treat-
with other strategies (eg, communication-focused strategies) ments for chronic illnesses.70 One review that assessed the
may achieve even stronger effect. effects of 182 interventions to enhance chronic illness patients’
medication adherence, however, found effects were somewhat
AYA adherence: implications inconsistent from study to study.71 The authors concluded that
for future interventions the current methods for improving adherence in chronic illness
Even with a growing evidence base documenting the chal- are overly complex (reducing the ability to replicate studies)
For personal use only.

lenges AYAs face with adherence to cancer treatment, few and not very effective.71 However, another review found
studies provide evidence-based advice surrounding strate- adherence-promoting interventions were effective, although
gies to improve adherence, and only one rigorously tested effects had limited longevity.72 Across chronic illnesses in chil-
intervention has been described in the literature in the last dren and adolescents, behavioral and multicomponent inter-
10 years. The results of this review also indicate that the ventions appear to be most effective at improving adherence,
majority of the recommended strategies in this area are with medium effect sizes.31 An education program for parents
interpersonal, focusing on communication between patients of childhood cancer patients also had a positive outcome on
and HCPs, rather than focusing on strategies that AYAs adherence, with a significant decrease in treatment refusal.73
can implement themselves. Future interventions work may Future interventions should also consider being guided by
draw on the broader chronic illness literature to implement the Adolescent Resilience Model, specifically developed as a
more communications-focused strategies among AYAs model for understanding the process of resilience and quality
with cancer. of life outcomes in adolescents with cancer.74,75 Motivational
Strategies recommended to improve adherence were for Enhancement Therapy, which focuses on trying to understand
implementation by the patient, parent, or a HCP. Adherence, an adolescent’s view, rather than coercing them to change their
by definition, involves the patient actively working to behaviors, and may also be of use in improving adherence in
maintain their health.21 In understanding nonadherence, the children and adolescents.41
interaction between patients and others, and the patients
cognitive-motivational processes both need to be taken into Limitations
consideration.5 To better manage issues of nonadherence, To our knowledge, this was the first systematic review to syn-
research focusing on both intrapersonal strategies and the thesize the evidence base for adherence-promoting strategies
cognitive-motivational processes of AYAs is necessary. In among AYAs with cancer. This addresses a significant gap
addition to strategies for parents and HCPs, interventions in the literature and outlines individual strategies research-
for AYAs that address coping strategies, health beliefs, ers and clinicians may implement, highlighting important
understanding and managing treatment, and motivation may methodological “next steps” for interventions research in
improve adherence further. this field. The results of this review should be interpreted
Although AYA adherence to cancer treatment requires in reference to a number of limitations, however. Although
further exploration, it may be beneficial to build upon the a strength of this paper is that it broadly covers the spec-
literature among AYAs with other chronic illnesses and can- trum of adherences issues in AYAs, this is also a limitation,
cer in other age groups, where similar adherence challenges in that specific subgroups of AYAs, such as those aged
exist.4,11,63 Research has highlighted the similar psychosocial between 10 and 15 years old, were not commonly addressed

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Dovepress Strategies to improve adherence to treatment in AYAs with cancer

t­hroughout this paper. This is also a limitation in the literature, Behavioural Sciences Unit). The Behavioural Sciences Unit is
due to minimal research differentiating subgroups within the supported by the Kids with Cancer Foundation.
AYA population.60 As only articles that separately analyzed
a subset of AYA participants were included, an additional Disclosure
limitation of our paper is the potential of having missed data Claire E Wakefield is supported by a Career Development
Clinical Oncology in Adolescents and Young Adults downloaded from https://www.dovepress.com/ by 202.59.167.225 on 09-Dec-2021

from the broader adult oncology literature. As the aim of the Fellowship from the National Health and Medical Research
study was to review strategies to improve current treatment Council of Australia (grant number APP1067501) and an Early
adherence in AYAs, only articles published since 2005 were Career Development Fellowship from the Cancer Institute of
included due to improvements in cancer treatment. Although NSW (grant number 11/ECF/3-43). Ursula M Sansom-Daly
this methodological decision was to identify the strategies is supported by an Early Career Fellowship from the Cancer
based on current medical treatment, it may have resulted in Institute of NSW (grant number 14/ECF/1-11). The authors
exclusion of appropriate, older, articles. Another limitation report no other conflicts of interest in this work.
was the single intervention identified in the review. Although
this reflects the paucity of literature in this field, the examina-
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