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Introduction
1.1. Carbenes
Carbenes are compounds containing a divalent carbon atom with only six
[16]
valence-shell electrons. Introduced by Doering to organic chemistry in the 1950s
and by Fischer to organometallic chemistry in 1964, [17] these fascinating species have
sparked the interest of organic, [18] inorganic,[19] and theoretical chemists[20] like no
other single class of molecules.
In a prototypical carbene molecule –C–, the carbon atom can be either linear
or bent. A linear geometry gives rise to a sp-hybridized carbene center with two
degenerate nonbonding orbitals (p x and py). The molecule bending removes the
degeneracy and the carbene atom is sp 2-hybridized. As a result, the former px orbital
is stabilized by acquiring s character (it is therefore called σ), while the p y orbital
remains almost intact and is often called pπ (Figure 1.5).[18b]
Most carbenes are bent and their frontier orbitals can be systematically
labeled as σ and pπ. The ground-state spin multiplicity is a fundamental property of
carbenes. Four electronic configurations can be envisioned (Figure 1.6).[18b] A triplet
carbene contains two non-bonding electrons in two different orbitals with parallel
spins (σ1pπ1). A singlet carbene, on the other hand, may have two non-bonding
electrons paired in the same σ or p π orbitals (σ2 or pπ2), or paired in two different
orbitals (σ1pπ1); the σ2state is generally more stable. The ground state spin multiplicity
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dictates the reactivity of carbenes. Singlet carbenes have a filled and an empty
orbital, and thus are generally ambiphilic; triplet carbenes have two half-occupied
orbitals and behave like diradicals.[21]
2
dimerization to olefins) and their ability to prevent the reaction with elemental oxygen.
[30]
Singlet carbenes which are substituted with two π donors of type X 2C: are
strongly bent at the carbene carbon atom (Figure 1.7). The interaction of the π
electron pairs at the substituents with the p π orbital at the carbene carbon atom
raises the relative energy of the p π orbital. Important members of this class of
compounds are the dimethoxy carbenes and the dihalocarbenes. [31]
Figure 1.7. Singlet carbenes substituted with two π donors of type X2C:.
Figure 1.8. Bonding in Fischer, Wanzlick-Arduengo and Schrock carbene transition metal
complexes.
Fischer carbenes complexes have an electrophilic carbene atom [35] that can be
attacked by a Lewis base. The Schrock carbenes complexes have a reversed
reactivity: they are usually employed in olefin metathesis (Grubbs’ catalyst) or as an
alternative to phosphorus ylides in the Wittig reaction. The NHCs are different from
both other types. They form transition metal complexes that are essentially inert,
although exceptions are known.
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1.1.2 N-Heterocyclic Carbenes
The free carbene was isolated and found to be remarkably stable. Soon after,
it was realized that the bulky adamantyl groups in diadamantyl-substituted imidazol-
2-ylidene are not required for the stabilization of the free carbene, and a whole family
of imadazol-2-ylidenes bearing different substituents were prepared following similar
methods.[38]
The idea of synthesizing imidazole-based NHCs was to improve the stability of
the carbene center by two adjacent nitrogen atoms. Two electronegative nitrogen
atoms (σ-acceptor) stabilize the unpaired electrons in the valence shell of the
carbene carbon by the inductive effect. [39] The carbene center is also stabilized by the
lone pair electrons of the nitrogen atoms (π-donor) by reducing the electron
deficiency of the carbene carbon, called mesomeric effect (Figure 1.10).
4
The ease of synthesis, functionalization, isolation of NHCs, and the success in
metalation with a large variety of hard/soft metals make NHCs excellent ligands with
similarities to phosphines.[18b, 36b, 40]
NHCs have the ability to strongly coordinate as both Lewis acids and Lewis
bases to a wide variety of metals throughout the periodic table with their strong sigma
donor ability.[36b, 40] This property also makes NHCs able to bind to both low- and high-
oxidation state transition metals. Although NHCs were reported as pure σ-donors in
numerous metal complexes, recent structural and theoretical studies showed that
various degree of π back-donation may occur (Figure 1.11).
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C2—N bonds and a decrease of π-delocalization in the imidazole ring upon
deprotonation of the imidazolium ion.[41]
The stability of an NHC is mainly due to electronic effects, although steric
hindrance may also play an important role. The interaction between the carbene
centers with the π-donating, σ-accepting amino substitutes provides most of the
[42]
stabilizing energy and the aromaticity of the imidazole ring brings an additional
stabilization of about 25 kcal/mol.[42b]
A variety of routes to prepare NHCs is available. The most convenient way for
the synthesis of NHCs is the use of imidazole containing precursors. Numerous NHC
precursors can be obtained by following various efficient routes. The synthetic
pathways include orthoformate route (Figure 1.13),[40] desulfurization of the cyclic
thiourea derivatives (Figure 1.14),[40] vacuum thermolysis of methoxy derivatives
(Figure 1.15),[40] and condensation of an amine with glyoxal (Figure 1.16).[43]
6
Figure 1.16. Condensation of an amine with glyoxal.
Many metal-NHC complexes have been synthesized until now, and most of
them, especially those from coinage metal, are suitable for application in organic
chemistry as well for biochemical studies. There are several synthesis pathways,
which usually involve the reaction between a metal oxide like copper(I) and silver(I)
oxides and imidazolium salts, both in organic solvents or water [ Dalton trans., 2010,
39, 4489-4491].
8
Through direct reaction of Ag2O with an imidazolium salt , M. Pellei et al. successfully
synthesized novel bis-carbene silver complexes functionalized with amides in 2012:
This confirming the Ag(I) bases (Ag2O, AgOAc, and Ag2CO3) as good reagents of
choice in the general synthesis of silver-NHC .
However, cisplatin displays several limitations that restrict its utility to a great
extent. For example, cisplatin is effective only for a narrow spectrum of tumor cells
and additionally, because of its poor aqueous solubility (1 mg/mL), is administered
intravenously. Moreover, the various toxicity in not target tissues like nephrotoxicity,
neurotoxicity, hematogenesis, etc., associated with cisplatin, further complicates its
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usage. Therefore discovering new complexes selectively active on cancerous cells
life cycle, in an anti-proliferative and/or pro-apoptotic manner, remains a challenge.
Several NHC complexes of group 11 metals have been studied as an
alternative to cisplatin. Before the evaluation of N-heterocyclic carbene metal
complexes as metallopharmaceuticals, it is necessary to underline the imidazolium
salts properties as antibacterial and antifungal. [74] Pernak and co-workers[75] examined
a number of 3-alkylthiomethyl-1-ethylimidazolium chlorides (Figure 1.31). The
antimicrobial activity was evaluated against Staphylococcus aureus,
Gaffkyatetragena, Sarcinalutea, Klebsiellapneumoniae, Serratia, marcescens,
Rhodothorulaglutinis, and Bacillus subtilis. It was found that the activity was related
to the length of the alkyl chain. Pernak investigated a series of 3-alkoxymethyl-1-
methylimidazolium salts with the effects of three different anions, Cl −, BF4− and PF6−.
[76]
10
diazolidinium salts and the effect of ring size of pyrimidinium salts as a comparison
(Figure 1.32).
Figure 1.32. Structures of 1,3-diazolidinium and pyrimidinium salts bearing different alkyl
groups.
11
Figure 1.33. A copper(I)-NHC complex having anti-cancer activity.
Gasser and coworkers[79] reported that the copper NHC complex (Figure 1.33)
was more cytotoxic than cisplatin. This complex induced apoptosis and, unlike
cisplatin, arrested the cell cycle progression in the G1 phase.
which is highly active against S. aureus [Z. Anorg. Allg. Chem. 2011, 637,
p.389].
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Other kind of silver-NHC complex which was shown to be a promising
antitumor molecule is the double carbene complex bearing two amide-functionalized
imidazole rings. During in-vitro trials, it showed an activity similar to that of cisplatin in
HCT-15 colon and A549 lung cancer cells.
Current interests in metal complexes of NHC ligands arise from reports of their
remarkable activity in homogeneous catalysis. In 1995, Hermann et al. found that
palladium(II) bis-carbene complexes reported in Figure 1.35 are very efficient
catalysts for Heck-coupling reactions.[90] The carbene ligands in these complexes
appear to stabilize both Pd(II) and Pd(0) species resulting in very high catalytic
turnover numbers. This study provided, as stated in the title of Hermann’s paper, “a
new structural principle” for catalyst design. Subsequently, numerous metal
complexes bearing NHC ligands have been synthesized and show improved
activities in various catalytic reactions including C—N coupling, [91] hydrosilation,[92]
ethylene/carbon monoxide copolymerization,[93] C—H activation,[94] hydrogenation,[95]
hydroformylation,[96] furan synthesis,[97] dehalogenation,[98] atom-transfer radical
polymerization,[99] and particularly C—C bond formation (Suzuki, [100] Heck,[101]
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Sonogashira,[102] Stille,[103] and Grignard[104] cross coupling reactions) and olefin
metathesis[43, 105] reactions.
The superior performance of the NHC catalysts in these reactions results from
the pronounced donor properties of NHC ligands. Experiments have confirmed that
14
typical NHCs are more electron-releasing than even the most basic phosphines. [106]
NHC complexes have high thermal and hydrolytic durability and reactions can often
be carried out in the air. Unlike phosphines, NHCs hardly dissociate from the metal
ions thus there is no need for excess of ligands. NHCs stabilize both low and high
valent species formed in catalysis resulting in higher turnover numbers and longer
catalyst lifetimes. In light of the vast numbers of applications and their distinctive
advantages, NHCs have now become a guiding “concept” in organometallic
catalysis.[40]
The term “zwitterion” is known back in 1894, used for the first time by the
German chemist Friedrich Wilhelm Küster. Its proper meaning is “hermaphrodite ion”
, relating to the double-charged nature of these kind of molecules. As a matter of fact,
a typical zwitterion is a molecule with a positive and a negative charge coexisting at
same time with zero net charge. This feature gives several properties to the
molecule, such as water solubility which could be controlled through pH, hence
increased bio-availability giving the possibility to better deliver a chemical drug in
biologic environment.
The most famous zwitterionic molecule is the amino acid, the “building block”
of human body, which consist of a common skeleton bearing a positive charged
amino- moiety and a negative charged carboxylic acid moiety.
As zwitterions are a broad class of compounds, they can be associated also
with functionalised carbenes. Lars-Arne Schaper and co-workers [ Angew. Chem. Int.
Ed. 2012, 51, 2–22] discussed these compounds in particular with CO 2- ion:
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And SO3- :
The final aim adding these functionality to a molecule (thus leading a proper
zwitterion) is to achive a good water solubility.
Making this in NHC-ligand design through sulfonates is extremely common, used in
detergents and surfactants for more than 70 years, sulfonate groups are known for
excellent water solubility arising from their high acidity. The zwitterions formed from
sufonates are used sometimes as ionic liquids [M. Yoshizawa, M. Hirao, K. Ito-Akita,
H. Ohno, J. Mater. Chem. 2001, 11, 1057 – 1062], but also in inorganic and
organometallic synthesis, taking advantage of their non-coordinating behevior.
[ Angew. Chem. Int. Ed. 2012, 51, 5 ].
The general route to prepare N-functionalised carbene with sulfonates is the use of
propane- or butanesultone, which were already used in the past to generate mono-
and bis(imidazolium), bis(triazolium) and benzimidazolium salts . [ Angew. Chem. Int.
Ed. 2012, 51, 5].
Mustard in organic chemistry is a common name for molecules derived from the well-
known mustard gases, with common structure of bis(2-chloroethil) sulphide:
Cl Cl
S
They became sadly known because of their extreme toxic properties, being used as
a blistering agent during World Wars I and II. However, lots of studies were lately
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conducted in order to better understand their biological role, the action mechanism
and so the possible use in medicine. As early as 1919 it was known that mustard gas
was a suppressor of hematopoiesis [Krumbhaar EB (1919). "role of the blood and the
bone marrow in certain forms of gas poisoning". JAMA 72: 39–41 ]. Further studies
suggested the development of mustards with other atoms in place of sulphur:
The nitrogen mustard was one of the most promising compound, its toxicity is lower
than sulphur analogues, and it displays high reactivity toward nucleophiles, being
useful intermediate in organic chemistry [Org. Biomol. Chem., 2012, 10, 8786–8793 |
8789].
Also coordination compounds of nitrogen mustards are known, with some of them
having interesting biological properties. For example, carbonato and oxalato
cobalt(III) nitrogen mustard complexes show hypoxia-selective cytotoxicity in vitro.
17
The coordination of the nitrogen lone pairs to cobalt(III) suppresses the toxicity of the
nitrogen mustard because the electron pair is no longer available to act as an internal
nucleophile. This prevents the formation of the reactive aziridinium ion intermediate
in normal tissue, but not in hypoxic tissues (tumor environment) where cobalt can be
reduced to Co(II) with formation of highly cytotoxyc species [2 0 0 4 D a l t o n T r a n
s . , 2 0 0 4 , 6 1 1 – 6 1 8].
In human cells, free nitrogen mustard was found able to bind to the N7 nitrogen on
the DNA base guanine, crosslinking two strands and preventing cell duplication.
Because of this, nitrogen mustards form a class of versatile anticancer drugs used in
the treatment of various cancers including Hodgkin’s disease, non-Hodgkin’s
lymphoma, chronic leukemia, and lung, ovarian, and breast cancer.
As underlined by computational studies, two subsequent electrophilic attacks on two
guanine moieties can afford bifunctional adducts with both inter- and intrastrand
cross-links in DNA that are reminiscent of the binding mode of cisplatin. These cross-
links and the resulting distortions of the double helix of DNA are believed to be
responsible for the cytotoxic action, as they are expected to block or at least interfere
with the passage of polymerases, thereby inhibiting DNA transcription, which
ultimately leads to cell apoptosis [J. Org. Chem. 2012, 77, 5914−5921].
One of the problems to overcome is that these agents exhibit severe host
toxicity due to their poor selectivity toward cancer cells. One approach to reduce the
toxicity of cross-linking agents for normal cells is to use a prodrug and trigger it in
tumor cells by activation with oxidation, reduction, or photolysis. Also linking the
active moiety of the molecule to a particular receptor overexpressed in tumor cells,
for example the estrogen receptor in breast and ovarian tumors, led to good result in
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this field [(a)Shawn,M.H.;Marquis, J.C.; Zayas, B.;Wishnok, J.S.;Liberman,R. G.;
Skipper, P. L.; Tannenbaum, S. R.; Essigmann, J. M.; Croy, R. G. Mol. Cancer Ther.
2006, 5, 977]. Another possibility, studied by Yunyan Kuang et al. [J. Am. Chem.
Soc. 2011, 133, 19278–19281], is to exploit the bigger amount of oxidative stress
found in tumor cells, due to bigger concentration of ROS (Reactive Oxygen Species),
to activate the drug once inside the body. They used boronic esters to provide good
and non-toxic leaving group for the following reaction, as boric acid and derivatives
are highly and safely metabolized in the body:
19
To conclude, the versatility, cheapness and well-understood action
mechanisms of nitrogen mustards and related compounds are surely good reasons
to study them in the field of antitumor drugs, as well as their coordination chemisty.
2. Experimental Section
All reagents were purchased from Aldrich and used without further purification.
The bis(imidazol-1-yl)methane,[107] [CH2(Im)2] was prepared in accordance with the
literature method. Some syntheses and handling were carried out under an
atmosphere of dry oxygen-free dinitrogen, using standard Schlenk techniques. All
solvents were dried, degassed and distilled prior to use. Elemental analyses (C, H, N,
S) were performed in house with a Fisons Instruments 1108 CHNS-O Elemental
Analyser. Melting points were taken on an SMP3 Stuart Scientific Instrument. IR
spectra were recorded as neat from 4000 to 600 cm -1 with a Perkin-Elmer Spectrum
One System. IR annotations used: br = broad, m = medium, s = strong, sbr = strong
broad, sh = shoulder, w = weak.1H- and 13
C-NMR spectra were recorded on a
Oxford-400 Varian spectrometer (400.4 MHz for 1H and 100.1 MHz for 13C). Chemical
shifts () are quoted relative to internal SiMe 4. NMR annotations used: s = singlet, d=
doublet, t = triplet, q=quartet. Electrospray mass spectra (ESI-MS) were obtained in
positive- or negative-ion mode on a Series 1100 MSD detector HP spectrometer,
using an acetonitrile or water mobile phase. The compounds were added to reagent
grade methanol to give solutions of approximate concentration 0.1 mM. These
solutions were injected (1 L) into the spectrometer via a HPLC HP 1090 Series II
fitted with an auto sampler. The pump delivered the solutions to the mass
spectrometer source at a flow rate of 300 L min-1, and nitrogen was employed both
as a drying and nebulizing gas. Capillary voltages were typically 4000 V and 3500 V
for the positive- and negative-ion mode, respectively. Confirmation of all major
20
species in this ESI-MS study was aided by comparison of the observed and predicted
isotope distribution patterns, the latter calculated using the IsoPro 3.0 computer
program.
21