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SUPPLEMENT I 297

cu1ate sound-reactions, which are expressive, significant


and correlated to situation. Meaning in early phases of
articulate speech. Meaning of words rooted in their prag-
nutic efficiency. The origins of the magical attitude towards
words. Ethnographic and genetic substantiation of Ogden's
and Richards' views of Meaning and ,Definition.
SUPPLEMENT I VI. The problem of grammatical structure. Where to look
(or the prototype of gramnutical categories. "Logical'
THE PROBLEM OF MEANING IN PRIMITIVE and' purely grammatical' explanations rejected. Existence
o( Real Categories in the primitive man's pragmatic outlook,
LANGUAGES
which correspond to the structural categories of language.
Exemplified on the nature of the noun and of other Parts of
By BRONISLAW MA.LlNOWSKI, Ph.D., D.Se.
SJ""Ch.
Late Pro/mor of Anthropology. U"ivnsity of London .
I
I. The neeJ of a Science of Symbolism and Meaning, such Language, in its developed literary and scientific functions,
as is presented· in this volume by Ogden and Richards. is an instrument of thought and of the communication of thought.
This need exemplified by the Ethnographer's difficulties in The art of properly using this instrument is the most obvious
dealing with primitive languages.
aim of the study of language. Rhetoric, Grammar and Logic
II. Analysis of a savage utterance, showing the complex pro- have been in the past and still' are taught under the name of Arts
blems of Meaning which lead from mere linguistics into the and studied predominantly from the practical normative point of
study of culture and social psychology. Such a combined view. The laying down of rules, the testing of their validity,
linguistic and ethnological study needs guidance from a and the attainment of perfection in style are undoubtedly im-
theory of symbols developed on the lines of the present work. portant and comprehensive objects of study, especially as Lan-
III. The conception of • Context of Situation.' Difference in guage grows and develops with the advancement of thought and
the linguistic perspectives which open up before the Phil- culture, and in a certain sense even leads this advancement.
ologist who studies dead, inscribed languages, and before All Art, however, which lives by knowledge and not by inspira-
the Ethnographer who has to deal with a primitive living tion, mUlt finally resolve itself into scientific study, and there is
tongue, existing only in actual utterance. The study of an no doubt that from aU points of approach we are driven towards a
object alive more enlightening than that of its dead remains. scientific theory of language. Indeed, (or some time already, we
The' Sign-situation' of t.he Authors corresponds to the have had, side by side with the Arts of Language, attempts at
• Context of Situation' here introduced. posing and so!'ving various purely theoretical problems of lin-
IV. Language, in its primitive function, to be regarded as a gui~tic (orm and meaning, approached mainly from the psycho-
mode of action, rather than as a countersign of thought. logical point of view. It is enough to mention the names of
Analysis of a' complex speech-situation among savages. W. von Humboldt, Lazarus and Steinthal, Whitney, Max Muller,
The e~ntial primitive uses of speech: speec:h-in-actiol1, Misteli. Sweet, Wundt, Paul, Finck, Rozwadowski, Wegener,
ritual handling of words, the narrath'e, • phatic communion' Oertel, Many, Jespersen and others, to show that the Science of
(speech in social intercourse). Language is neither new nor unimportant. In all their works,
V. The problem of Meaning in primitive languages. In- besides problems of fonnal grammar, we find attempts at an
analysis of the mental processes which are concerned in Meaning.
tellectual formation of Meaning by apperception not
primitive. Biological view of meaning in early non-arti- But our knowledge of Psychology and of psychological methods
advances, and within the last yean has made very rapid progress
*
SUPPLEMENT I SUPPLEMENT I 299
indeed. The other modem Humanistic Sciences, in the first had been led by the study of primitive languages, was not essen-
place Sociology and Anthropology, by giving us a deeper under- tially a different one. I was therefore extremely glad when the
standing of human nature and culture, bring their share to the Authon offered me an opportunity to state my probleJn!l, and to
common problem. For the questions of language are indeed the outline my tentative solutions, side by side with their remarkable
most important and central subject of all humanistic studies. theories. I accepted it the more gladly because I hope to show
Thus, the Science of Language constantly receives contributions bow important a light the theories of this book throw on the
of new material and stimulation from new methods. A most problems of primitive languages.
important impetus which it has thus lately received has come from It ia remarkable that a number of independent inquirers, Messrs
the philosophical study of symbols and mathematical data. so Ogden and Richards, Dr Head, Dr Gardiner and myself, starting
brilliantly carried on in Cambridge by Mr Bertrand Russell and from definite and concrete, yet quite different problems, should
Dr Whitehead . arrive, if not exactly at the same results stated in the same ter-
In the present book Me Ogden and Me Richards carry over minology, at leat at the construction of similar Semantic theories
the study of signs into the field of linguistics, where it assumes a based on psychological considerations.
fundamental importance. Indeed, they work out a new Science of I have therefore to show how, in my own case, that of an
Symbolism which is lure to yield most valuable criteria for the Ethnographer studying primitive mentality, culture, and language,
criticism of certain errors of Metaphysics and of purely Formal I was driven into a linguistic theory very much on lines parallel
Logic (cf. Chaps. II, VII, VIII and IX). On the other hand, to those of the present work. In the course of my Ethnographic
the theory has not merely a philoaophical bearing, but possesses researches arqong some Melanesian tribes of Eastern New Guinea,
practical importance in dealing with the Iped.a1, purely scientific which I conducted exclusively by means of the local language,
problems of Meaning, Grammar, Psychology and Pathology of I collected a considerable number of texts: magical forrnulz ,
Spe«h. More especially, important resear~bes on Aphasia by items of folk-lore, narratives, fragments of conversation, and
Dr Henry Head, which promise to throw entirely new light on statements of my informants. When, in working out this lin-
our conceptions of Meaning, seem to work towards the same Sem- guistic material, [ tried to translate my texts into English, and
antic theories a those contained in the present book.1 Dr incidentally to write out the vocabulary and grammar of the
A. H. Gardiner, one of the greatest experts in hieroglyphic script language, I was faced by fundamental difficulties. These diffi-
and Egyptian grammar-of which he is preparing a new analysis culties were not removed, but rather increased, when I consulted
-has published some remarkable articles on Meaning, where he the extant grammars and vocabularies of Oceanic languages.
approaches the same problems a those discussed by Mr Ogden The authors of these, mainly missionaries who wrote for the
and Mr Richards, and solved by them in such an interesting practical purpose of facilitating the task of their successon,
manner, and their respective results do not seem to me to be proceeded by rule of thumb. For instance, in writing a voca-
incompatible.- Finally, I myself, at grips with the problem of bulary they would give the next best approximation in English
primitive languages from Papuo-Melanesia, had been driven to a native word.
into the field of general Semantics.' When, however, I had But the object of a scientific translation of a word is not to
the privilege of looking through the proofs of the present give its rough equivalent, sufficient for practical purposes, but
book, I was astoniahed to find how exceedingly well the theories to state exactly whether a native word corresponds to an idea at
there presented answered .a1l my problems and solved my diffi- least partially existing for English speaken, or whether it covers
culties ; and I was gratified to find that the position to which I an entirely foreign conception. That such foreign conceptions do
I See the preliminary article. in B,l2i". to wblcb the Authors also exist for native languages and in great number, is clear. All
refer in Chapter X . words which describe the native social order, all expressions
• See Dr Gardiner'. articles in Malt. January 1919. and in TA,
Britisll JOUl"llal of Psycllol00. April 192::1. referring to native beliefs, to specific customs, ceremonies, magical
, Cf. mr article on "Clusilicatory Particles in the Language of
Kiriwina.' Bwlle/i .. of 5,11001 of Oriffltal ShldifS, Vol. II .. and A'fO"aWIS
rites-all such words are obviously absent from English as from
of tM W"ttl"ll Ptuifi'. chapter on" Words in Magie-Some Linguistic
any European language. Such words can only be translated into
Data." English, not by giving their imaginary equivalent-a real one
SUPPLEMENT I SUPPLEMENT I 301

obviously cannot be found-but by explaining the meaning of tawouw Ot/anu ; tasivi[a tagine
each of them through an exact Ethnographic account of the we paddle in place; we turn w'see
sociology. culture and tradition of that native community. soda: isaJuzuw ka'u'uya
But there is an even more deeply reaching though subtler companion oura ; he runs rear-wood
difficulty: the whole manner in which a native language is used o/uuieki nmilaveta Pi101u
is different from our own. In a primitive tongue, the whole behind their sea-arm Pilolu
crammatical structure lacks the precision and definiteness of OUf
own, though it is extremely telling in certain specific ways. Again The verbatim English translation of this utterance sounds at
some particles, quite untranslatable into English, give a special first like a riddle or a meaningless jumble of words; certainly not
flavour to native phraseology. In the structure of sentences, like a significant, unambiguous statement. Now if the listener,
an extreme simplicity hides a good deal of expressiveness, often whom we suppose acquainted with the language, but unacquainted
achieved by means of position and context. Returning to the with the culture of the natives, were to understand even the
meaning of isolated words, the use of metaphor, the beginnings of general trend of this statemeht , he would have first to be informed
abstraction, of generalization and a vagueness associated with about the situation in which these words were spoken. He would
extreme concreteness of expression-all these features baRle any need to have them placea in their proper setting of native culture.
attempt at a simple and direct translation. The ethnographer In this case, the utterance refers to an episode in an overseas
has to convey this deep yet subtle differcnce of language and of trading expedition of these natives , il.l which several canoes take
the mental attitude which lies behind it, and is expressed through part in a competitive spirit. This lasl:-mentioned feature explains
it. But this leads more and more into the general psychological also the emotional nature of the utterance: it is not a mere state-
problem of Meaning. ment oCfact, but a boast, a piece of self-glorification, extremely
characteristic or the Trobriandera' culture in general and of
II
their ceremonial barter in particular.
This general statement of the linguistic difficulties which beset Only after a preliminary instruction is it possible to gain some
an Ethnographer in his field -work, must be illustrated by a idea of such technua[ terms oj boasting and emu/ation as kaymmana
concrete example. Imagine yourself suddenly transported on (front-wood) and ka'u'uya (rear-wood). The metaphorical use
to a coral atoll in the Pacific, sitting in a circle of natives and of rDOOd for canoe would lead us into another field of language
listening to their conversation. Let us assume further that there psychology, but for the present it is enough to emphasize that
is an ideal interpreter at hand, who, as far as possible, can convey , front' or • leading canoe ' and 'rear canoe' are important
the meaning of each utterance, word for word, 80 that the listener terms for a people whose attention is so highly occupied with
is in possession of all the lingui~t i c data available. Would that competitive activities for their own sake. To the meaning of ~uch
make you understand the conversation or even a single utterance ? words i. added a specific emotional tinge, comprehensible only
Certainly not. against the background of their tribal psychology in ceremonial
Let us have a look at such a text, an actual utterance taken down life, corr.merce and enterprise.
from a conversation of natives in the Trobriand Islands, N .E. New Again, the sentence where the leading sailors are described as
Guinea. In analysing it, we shall see quite plainly how helpless looking back and perceiving their companions lagging behind on
one is in attempting to open up the meaning of a statement by the sea-arm of Pilolu , would require a special discussion of the
mere lingl,listic means; and we shall al80 be able to realize what geographical feeling of the natives, of their use of imagery as a
sort of additional knowledge, besides verbal equivalence, is linguistic instrument and of a special use of the possessive pronoun
necessary in order to make the utterance significant. (thei, sea-ann Pilolu).
I adduce a statement in native, giving under each word ita All this shows the wide and complex considerations into which
nearest English equivalent: we are led by an attempt to give an adequate analysis of meaning.
Tasalwuw · kaymotana yakida: Instead of tr-.mslating, of inserting simply ah English word for a
We run front-wood ourselves; native one, we are faced by a long and not altogether simple pro-

)
302 SUPPLEMENT I SUPPLEMENT I 303
cess of describing wide fields of custom, of social psychology personal displacement-and the modification as to time tense
and of tribal organization which correspond to one term definiteness, etc., expressed by the grammatical fonn, in' which
or another. We see that linguistic analysis inevitably leads the w~r~ is .fou~d in the given context. But in native languages
us into the study of all the subjects covered by Ethnographic the dlSttnctlOn IS by no means so clear and the functions of
field-work. grammar and radical meaning respectively are often confused in
O! course the above given comments on the specific terms a remarkable manner,
(front-wood, rear-wood, their sea-arm pjlolu) are necessarily . In the MeJancs}an languages there exist certain grammatical
short and sketchy. But I have on purpose chosen an utterance lRstruments, used m the flection of verbs, which express somewhat
which corresponds to a set of customs, already described quite vaguely relations of time, definiteness and sequence. The most
fully,l The reader of that description will be able to understand obvious and easy thing to do for a European who wishes to use
thoroughly the adduced te)[t, as well as ,appreciate the present ~ughly such a language for practical purposes, is to find out what
argument. IS the nearest approach to those Melanesian forms in our languages
Besides the difficulties encountered in the translation of single and then to use the savage form in the European manner In
words, difficulties which lead directly into descriptive Ethno- the Trobriand language, for instance, from which we have ~en
graphy. there are others, aSSOCiated with more exclusively lin- our above example, there is an adverbial particle bogt, which
guistic problems, which however can be solved only on the basis put befo~ a m~ified verb, gives it, in a somewhat vague manner:
of psychological analysis. Thus it has been suggesTed that the the meaning either of a past or of a definite happening The
characteristically OceanIc distinction of inclusive and exclusive verb is moreover modified by a change in the prefixed ~rsonal
pronouns requires a deeper explanation than any which would pronoun. Thus the root ma (come, move hither) if used with
confine itself to merely grammatical relations.' Again, the puzz the prefixed pronoun of the third singular i-has the fonn ima
ling manner in which some of the obviously correlated sentences and means (roughly), Iu: comes. With the modified pronoun ay
are joined in our text by mere juxtaposition would n:quire much -or, more emphatical, L2y-it means (roughly) he came or he
more than a simple reference, if all ita importance and significance has come. The expression boge ayna or boge l6yma can be approxi~
had to be brought out. Those two features are well known and mately trans1ated by Iu: Iuu already come, the participle boge
have been often discussed, though according to my ideas not making it more definite. .
quite exhaustively. Bu~ this equivaJence is only approximate, suitable for some
There are, however, certain peculiarities of primitive languages, pracb~ purposes, suc~ as trading with the natives, missionary
almost entirely neglected by grammarians, yet opening up very preaching and translatJon of Christian literature into native
interesting questions of savage psychology. I shall illustrate this languages. This last cannot, in my opinion, be carried out with
I by a point, lying on the borderland between grammar and lexico- any deg~ee of accuracy. In the grammars and interpretations of
graphy and well exemplified in the utterance quoted. M.el~esl~n langua~, almost a1l of which have been written by
In the highly developed Indo-European languages, a sharp ffilSSlonanes for practical purposes, the grammatical modifications
distinction can be drawn between the grammatical and lexical of verbs have been simply set down as equivalent to Indo-European
function of words. The meaning of a root of a word can be tenses. When I first began to use the Trobriand language in
isolAted from the modification of meaning due to accidence Or my fiel~-wor~, I was quite unaware that there might be some
some other grammatical means of determination, Thus in the snares. J~ taking savage grammar at its facc vaJue and followed
word run we distinguish between the meaning of the root-rapid the mlSSlonary way of using native inflection.
I ha~ soon to learn, however, that this was not correct and I
1 See t>J1. ut., A"I01Iawh of 1M WUUI"If Ptuifir--An account of Native l~t It by means of a practical mistake, which interfered slightly
Enterprise and Advent1.lre in the Archipelagoes of Melaneaian New
Guinea, 1922.
With my field-work and forced me to grasp native flection at the
I See the important Presidential Address by the late Dr W. H. R. cost. of my pers;onaJ comfort. At one time 1 was engaged in
Rivers in the JOUf'tS41 f)f 1M Royal Afllllf'opolo,i&al bun/ute, Vol. LII .• makmg observatiOns on a very interesting transaction which took
January-June, 1922, p. 21, and his HislOf')" 0/ Melanesia" Socidy,
Vol. 11., p. ,,86. place in a lagoon village of the Trobriands between the coastal
SUPPLEMENT I SUPPLEMENT I
fishermen and the inland gardeners.' I had to follow some import. (approximately) past definite tense to convey the meaning of
ant preparations in the village and yet I did not want to miss • arrive there,' but a special root expressing the concrete act of
the arrival of the canoes on the beach. I was busy registering and paddling is used to mark the spatial and temporal relations of
photographing the proceedings among the huts, when word went the leading canoe to the others. The o~gin of this imagery is
round, 'they have come already '-boge 14ymayse. I left my obvious. Whenever the natives arrive near the shore of one of
work in the village unfinished to rush some quarter of a mile to the overseas villages, they have to fold the sail and to use the
the shore, in order to find, to my disappointment and mortification, paddles, 8ince there the water i8 deep, even quite close to the
the canoes rar away, punting slowly along towards the beach I shore, and punting impossible. So • to paddle' means • to
Thus I came some ten minutes too soon,just enough to make me arrive at the overseas village.' It may be added that in this
lose my opportunites in the village I expression' we paddle in place,' the two remaining words in
It required some time and a much better general grasp of the and p14ce would have to be retranslated in a free English inter-
language before I came to understand the nature of my mistake pretation by near tlu vi/loge.
and the proper use of words and forms to express the subtJeties With the help of such an analysis as the one just given, this or
of temporal sequence. Thus the root mt1. which means come, any other savage utterance can be made comprehensible. In this
JfWfJe hithu, does not contain the meaning, covered by our word case we may sum up our results and embody them in a free
Ilrrive. Nor does any grammatical determination give it the commentary or paraphrase of the statement:
special and temporal definition, which we express by,' they have A number of natives sit together. One of them, who has just
come, they have arrived.' The form hoge laymayse, which I heard come back from an overseas expedition, gives an account of the
on that memorable morning in the lagoon village, means to a sailing and boasts about the superiority of hi8 canoe. He tells
native' they have already been moving hither' and not' they have his audience h')w, in crossing the sea~arm of Pilolu (between the
already come here.' Trobriands and the Amphletts), his canoe sailed ahead of all
In order to achieve the spatial and temporal definition which others. When nearing their destinati'ln, the leading sailors
we obtain by using the past definite tense, the natives have recourse looked back and saw their comrades far behind, still on the sea-
to certain concrete and specific expressions. Thus in the case arm of Pilolu.
quoted, the villagers, in order to convey the fact that the canoes Put in these' terms, the utterance can at least be understood
had arrived, would have used the word to anchor, to moor. broadly, though for an exact appreciation of the shades and details
• They have already moored their canoes,' boge aylwtasi, would of meaning a full knowledge of the native customs and psychology •
have meant, what I assumed they had expressed by boge laymayse. as well as of the general structure of their language, is indis-
That is, in this case the natives use a different root instead of a pensable.
mere grammatical modification. It is hardly necessary perhap8 to point out that all I have said
Returning to our text, we have another telling example of the in this section is only an illustration on a concrete example of the
characteristic under discussion. The quaint expression • we general principles so brilliantly set forth by Ogden and Richards
paddle in place' can only be properly understood by realizing in Chapters I. III and IV of their work. What I have tried to
that the word paddk has here the function, not of describing make clear by analysis of a primitive linguistic text is that language
what the crew are doing, but· of indicating their immediate is essentially rooted in the reality of the culture, the tribal life and
proximity to the village of their destination. Exactly as in the customs of a people, and that it cannot be explained without
previous example the past tense of the word to come (' they have constant reference to these broader contexts of verbal utterance.
come ') which we would have used in our language to convey the The theories embodied in Ogden's and R\chards' diagram of
fact of arrival, has another meaning in native and has to be Chapter I , in their treatment of the • sign~6 ituation' (Chapter
replaced by another root which expresses the idea; so here the III) and in their analysis of perception (Chapter IV) cover and
native root wa, to JfWfJe thither, could not have been used in generalize all the details of my example.
1 It was a ceremony of the JVlIli, a form of exchange of vegetable
food for fish. See 0/>. ~il .• ArgQ1ltlull of tile JVuum Po.«fic. pp. 187'189
and plate xxxvi.
306 SUPPLEMENT I SUPPLEMENT I 3"7
III tries to influence his reader's mind in certain directions. With
the printed text of the book before him, the reader, at the writer's
Returning once more to our native utterance, it needs no bidding, undergoes a series of processes-he reasona, reflects,
special stressing that in a primitive language the meaning of any remembers, imagines. The book by itself is sufficient to direct
single word is to a very high degree dependent on its-..S0ntext. the reader's mind to its meaning; and we might be tempted to 'I
The words' wood " ' paddle', ' place' had to be retranslated1n say metaphorically that the meaning is wholly contained in 0[ ~
the free interpretation in order to show what is their real meaning, carried by the book.
conveyed to a native by the context in which they appear. Again, But when we pass from a modem civilized language, of which
it is equally dear that the meaning of the expression' we arrive we think mostly in terms of written records, or from a dead one
near the village (of our destination)' literally: 'we paddle in which survives only in inscription, to a primitive tongue, never
place I, is determined only by taking it in the context of the whole used in writing, where all the material lives only in winged words,
utterance. This latter..again, becomes only intelligible when it is passing from man to man-there it should be clear at once that
placed within its context of tibultiml, 'f I may be allowed to coin the conception of meaning as contained in an utterance is false and
an expression whiCh- iiiaicates.on.the one hand that the conception futile. A statement, spoken in real l~fe, is never detached from
of conttxt has to be broadened and on the other that the situatjon the situation in which it has been uttered. For each verbal
in which words are uttered can never be: passed over as irrelevant statement by a human being has the aim 'and function of expres-
to the linguistic expression. We see how the conception of con- sing some thought or feeling actual at that moment and in that
text must be.substantially widened, if it is to furnish us with its situation, and necessary for some reason or other to be made
full utility. In fact it must burst the bonds of mere linguistics known to another penon or persons-in order either to serve
and be carried over into the analysis of the general conditions purposes of common action, or to establish ties of purely social
under which a language is spoken. Thus, atatting from the wider communion, or else to deliver the speaker of violent feelings or
idea of context, we arrive once more at the results of the foregoing passions. Without some imperative stimulus of the moment,
section, namdy that the study of any language, spoken by a there: can be no spoken statement. In each case, therefore,
people who live under conditions different from our own and utterance and situation are bound up inextricably with each
possess a different culture, must be: carried out in conjunction other and the context of aituation is indispensable for the under-
with the atudy of their culture and of their environment. standing of the words. Exactly as in the reality of apokeR' or
But the widened conception of crm't%t of nttlation yields more written languages, a word without H;nguutic contut is a mere
than that. It makes clear the difference in scope and method figment and stands for nothing by itself, 80 in the reality af a
between the linguistics of dead and of living languages. The spoken living.tongue, the utterance has no meaning except in the
material on which almost all our linguistic study has been done ~rjbultion. ~
80 far belongs to dead languages. It is present in the form. of ~lr6eljiiite dear now that the"point of view of the Philo-
written documents, naturally isolated, torn out of any conU%t of logist, who deals only with remnants of dead languages, must
sittulticn. In fact, written statements are set down with the pur- differ from that of the Ethnographer, who, deprived of the ossi-
pose of being self-contained and self-explanatory. A mortuary fied, fixed data of inscriptions, has to rely on the living rea1ity
inscription, a fragment of primevallawa or precepts, a chapter or of spoken language in jluxu.. The former has to reconstruct the
statement in a "sacred book, or to take a more modem example, general situation-i.4!., the culture of a past people-from the
a passage from a Greek or Latin philosopher, historian or poct- extant statements, the latter can atudy directly the conditions
one and all of these were composed with the purpose of bringing and situations characteristic of a culture and interpret the
their message to posterity unaided, and they had to contain this statements through them. Now I claim that the Ethnographer's
message within their own bounds" perspective is the one relevant and real for the formation of
To take the dearest case, that of a modem scientific book, the fundamenta11inguistic conceptions and for the study of the life
writer of it sets out to address every individual reader who will of languages, whereas the Philologist's point of view is fictitious
peruse the book and has the necessary scientific training. He and irrelevant. For language in its origina has been merely the
308 SUPPLEMENT I SUPPLEMENT I
fr('c, spoken mm totDi of utterances such 3S we find now in a savage guistic interprdation and the analysis of the culture to which the
tongue. All the foundations and fundamental characteristics of language belongs, shows convincingly that neither a Word nor its
human speech have received their shape and character in the Mean ing has an independent and self·sufficient existence. The
stage of development proper to Ethnographic study and not in Ethnographic view of language proves the principle of Symbolic
the Philologist's domain. To define Meaning, to explain the Relativity as it might be called, that is that words must be treated
essential grammatical and lexical characters of language on the only as symbols and that a psychology of symbolic reference must
material furnished by the study of dead languages, is nothing serve as the basis for all science of language. Since the whole
short of preposterous in the light of our argument. Yet it would world of • things.to-be-expressed' changes with the level of
be hardly an exaggeration to say that 99 per cent. of aU linguistic culture, with geographical, social" and economic conditions, the
work has been inspired by the study of dead languages or at best consequence is that the meaning of a word must be always
of written records tom completely out of any context of situation. gathered, not from a passive contemplation of this word, bllt from
That the Ethnographer's perspective can yield not only general· an analysis of its functions, with reference to the given culture.
hies but positive, concrete conclusions I shall indicate at least in Each primitive or barbarous tribe, as well as each type of civiliza-
the following sections. tion, has its world of meanings and the whole linguistic apparatus
Here I wish again to compare the standpoint just reached with of this people-theirstore of words and their type of grammar---can
the results of Messrs Ogden and Richards. I have written the only be explained in connection with their mental requirements.
above in my own terminology, in order to retrace the steps of my In Chapter III of this book the Authors give an analysis of
argument, such as it was before I became acquainted with the the psychology of symbolic reference, which together with the
present book. But it is obvious that the context of s':tuatjon, on material collected in Chapter II is the most satisfactory treatment
which such a stress is laid here. is nothing else but the sign.situation of the subject which I have ever seen. I wish to remark that the
of the Authors. Their contention, which is fundamental to all the use of the word' context' by the Authors is compatible, but .not
arguments of their book, that no theory of meaning can be given identical, wit~ my use of this word in the expression' context of
without the study of the mechanism of reference, is also the main situation.' I cannot enter here into an attempt to bring our
gist of my reasoning in the foregoing paragraphs. The opening respective nomenclature into line and must allow the reader to
chapters of their work show how erroneous it is to consider Mean· test the Relativity of Symbolism on this little example.
ing as a real entity, contained in a word or utterance. The ethno-
graphically and historically interesting data and comments of
Chapter II show up the manifold illusions and errors due to a IV
false attitude towards words. This attitude in which the word
is regarded as a real entity, containing its meaning as a Soul-box So far, I have dealt mainly with the simplest problt:ms of
contains the spiritual part of a person or thing, iii shown to be meaning, those associated with the definition of single words
derived from the primitive, magical uses of language and to and with the lexicographical task of bringing home to a European
reach right into the most important and influential systems of reader the vocabulary of a strange tongue. And the main result
metaphysics. Meaning, the real' essence' of a word, achieves of our analysis was that it is impossible to translate words of a
thus Real Existence in Plato's realm of Ideas; and it becomes the primitive language or of one widely different from our own,
Universal, actually existing, of medireval Realists. The misuse without giving a detailed account of the culture of its users and
of words, based always on a false analysis of their Semantic thus providing the common measure necessary for a translation.
(unction, leads to all the ontological morass in philosophy, where But though an Ethnographic background is indispensable for
truth is found by spinning out meaning from the word, its assumed a scientific treatment of a language , it is by no means sufficient.
receptacle. and the problem of Meaning needs a special theory of its own.
The analysis of meaning in primitive languages affords a I shall try to show that, looking at language from the Ethno-
striking confinnation of Messrs Ogden and Richards' theories. graphic perspective and using our conception of context of ntll.-
For the clear realization of the intimate connection between lin- ation, we shall be able to give an outline of a Semantic theory,
310 SUPPLEMENT I SUPPLEMENT I 3I I
useful in the work on Primitive Linguistics, and throwing some The canoes glide slowly and noiselessly, punted by men especi-
light on human language in general. ally good at this task and always used for it. Other experts who
First of all, let us try I from our standpoint, to form a view of know the bottom of the lagoon, with its plant and aninial life,
the Nature of language. The lack of a clear and precise view of are on the look-out for fish. One of them sights the quarry.
Linguistic function and of the nature of Meaning, has been. I be- Customary signs, or sOunds or words are uttered. Sometimes a
lieve, the cause of the relative sterility of much otherwise excellent sentence full of technical references to the channels or patches on
linguistic theorizing. The direct manner in which the Authors the lagoon has to be spoken; sometimes when the shoal is near
face this fund.amental problem and the excdlent argument by and the task of trapping is simple, a conventional cry is uttered
which they solve it, constitute the permanent value of their work. not too loudly. Then, the whole fleet stops and ranges itself-
The study of the above-quoted native text has demonstrated every canoe and every man in it performing his appointed task-
that an utterance becomes comprehensive only when we interpret according to a customary routine. But, of course, the men, as
it by it, context of situation. The analysis of this context should they act, utter now and then a sound expressing keenness in the
give us a glimpse of a group of savages bound by reciprocal ties pursuit or impatience at some technical difficulty, joy of achieve-
of interests and ambitions, of emotional appea1 and response, ment or disappointment at failure. Again, a word of command
There was boastful reference to competitive trading activities, is passed here and there, a technical expression or explanation
to c.eremonial overseas expeditions, to a complex of sentiments; which serves to harmonise their behaviour towards other men.
ambitions and ideas known to the group of speakers and hearers The whole group act in a concerted manner, determined by old
through their being steeped in tribal tradition and having been tribal tradition and perfectly famili ar to the actors through life-
themselves actors in such events as those described in the nar- long experience. Some men in the canoes cast the wide encircling
rative. Instead of giving a narrative I could have adduced lin- nets into the water, others plunge, and wading through the shallow
guistic samples still more deeply and directly embedded in the lagoon, drive the fish into the nets. Others again stand by with
context of situation. the small nets, ready to catch the mh. An animated scene, full
Take for instance language spoken by a group of natives of movement follows, and now that the fish are in their power the
engaged in one of their fundamental pursuits in search of sub- fishermen speak loudly, and give vent to their feelings, Short,
sistence-h6nting, fishing, tilling the soil ; or else in one of those telling exclamations fly about, which might be rendered by such
activities, in which a savage tribe express some essentially human words as:' Pull in," Let go," Shift further," Lift the net 'i or again
forms of energy-war, play or sport, ceremonial perfonnance or technical expressions completely untranslatable except by minute
artistic display such as dancing or singing. The actors in any description of the instruments used, and of the mode of action.
such scene are all following a purposeful activity, are all set All the language used during such a pursuit is full of technical
on a definite aim; they all have to act in a concerted manner terms, short references to surroundings, rapid indications of
according to certain rules established by custom and tradition. change-all based on customary types of behaviour, well-known
In tbis, Speech is the necessary means of communion; it is the to the participants from personal experience. Each utterance is
one indispensable instrument for creating the ties of the moment essentially bound up with the context of situation and with the
without which unified social action is impossible. aim of the pursuit, whether it be the short indications about the
Let us now consider what would be the type of talk passing movements of the quarry, or references to statements about the
between people thus acting, what would be the manner of its surroundings, or the expression of feeling and passion inexorably
use. To make it quite concrete at first, let us follow up a party of boWld up with behaviour, or words of command, or correlation
tishennen on a coral lagoon, spying for a shoal of fish, trying to of action. The structure of aU this linguistic material is in-
imprison them in an enclosure of large nets, and to drive them extricably mixed up with, and dependent upon, the course of the
into small net-bags-an example which I am choosing also activity in which the utterances are embedded, The vocabulary;
bea.use of my personal familiarity with the procedure. 1 the meaning of the particular words used in their characteristic
technicality is not less subordinate to action, For technical
1 Cf. the writer 's article on .. Fisbing and Fishing Magic in the language, in matten of practical pursuit, acquires its meaning
Trobriand Islands," Max, 1918.
~2 SUPPLEMENT I SUPPLEMENT I 313
onl~rough personal participation in this type of pursuit. It creates new bonds and sentiments by the emotional appeal of the
has to be learned, not through reflection but through action. words. In the narrative quoted, the boasting of a man to a mixed
Had" we taken any other example than fishing, we would have audience of several visitors and strangers produces feelings of
reached similar results. The study of any form of speech used pride. or mortification, of triumph or envy. In every case,
in connection with vital work would reveal the same grammatical narrative speech as found in primitive communities is primarily
I and lexica] peculiarities: the dependence of the meaning of each a mode of social action rather than a mere reflection of thought.
word upon practical experience. and of the structure of each
I utterance upon the momentary situation in which it is spoken.
A narrative is associated also indirectly with one situation to
which it refers-in our text with a performance of competitive
Thus the consideration of linguistic uses associated with any sailing. In this relation, the words of a tale are significant because
practical pursuit, leads us to the conclusion that language in ibl of previous experiences of the li$teners ; and their meaning depends
primitive forms ought to be regarded and studied against the on the context of the sitl,lation referred to, not to the same degree
background of human activities and as a mode of human behaviour but in the same manner as in the speech of action. The difference
in practical matten. We have to realize that language originally, in degree is important; narrative speech is derived in its function,
among primitive, non-civilized people$ was never used as a mere and it ,refers to action only indirectly, but the way in which it
mirror of reflected thought. The manner in which I am using it acquires its meaning .can only be understood from the direct
now, in writing these words, the manner in which the author of function of speech in action. T o use the terminology of this
a book, or a papyrus or a hewn inscription has to use it, is a very work: the referential function of a narrative is subordinate to
far-fetched and derivative function of language. In this, language its social and emotive function, as classified by the Authors in
becomes a condensed piece of reflection, a record of fact or thought. Chapter X.
In ita primitive uses, language functions as a link in concerted The case of language used in free, aimless, social intercourse
human activity, as a piece of human behaviour. It is a mode of requires special consideration. When a number of people sit
action and not an instrument of reflection. together at a village fire, after all the daily tasks are over, or when
These conclusions have been reached on an example in which they chat, resting from work, or when they accompany some
language is used by people engaged in practical work, in which mere manual work by gossip quite unconnected with what they
utterances are embedded in action. This conclusion might be are doing- it is clear that here we have to do with another mode of
questioned by an objection that there are also other linguistic using .language, with another type of speech function. Language
uses even among primitive people$ who are debarred from writing here IS not dependent upon what happens at that moment, it
or any means of external fintion of linguistic texts. Yet even they, seems to be even deprived of any context of situation. The
it might be urged, have fixed texts in their songs, sayings, myths meaning of any utterance cannot be connected with the speaker's
and legends, and most important, in their ritual and magical or hearer's behaviour, with the purpose of what they are doing.
formulre. Are our conci1.1!ioll5 about the nature of language .A mere. phrase of politene,ss, in use as much among savage
Correct, when faced with this use of speech; can our views tn~ as 10 a European drawing-room, fulfils a fun ction to
remain unaltered when, from speech in action, we turn our whlc~ .the meaning of its words is almost completely irrelevant.
"attention to free narrative or to the use of language in pure social Inqulfles about health, comments on weather, affirmations of
intercourse; when the object of talk is not to achieve some aim 8Om~ $upremelr obvious state of things-all such are exchanged,
but the exchange of words almost u an end in itself? 1I0t I? order t~ Inform, not in thi$ case to connect people in action,
Anyone who hu followed our analysis of speech in action and certamly not In order to express any thought. It woul=! be even
compares it with the discussion of the narrative texts in Section incorr~t.' I think, to say that such words serve the purpose of
II, will be convinced that the present conclusions apply to nar- estab)l$hmg a common sentiment, for this is usually absent from
rative speech as well . When incidents are told or discussed amon~ su~h cur~ent phrases of intercourse; and where it purports to
a group of listeners, there is, first, the situation of that moment eXist,. u 10 expressions of sympathy, it is avowedly spurious on
made up of the respectiv~ social, intellectual and emotional one Side. What is the raison d'itre, therefore, of such phrases as
attitudes of those present. Within this situation, the narrative 'How do you do?' • Ah, here you are,' 'Where do you come
314 SUPPLn!ENT I SUPPLEMENT I
from? I 'Nice day to-day '- all of which serve in one society or utterances is as a rule not as intense as the speaker's own share,
another as formula: of greeting or approach ? it is quite essential for his pleasure, and the reciprocity is estab-
I think that, in discussing the function of Speech in mere lished by the change of r6les.
sociabilities, we come to one of the bedrock aspects of man 's There can be no doubt that we have here a new type of linguistic
nature in society. There is in all human beings the well-known use-phatic communwn I am tempted to call it, actuated by the
tendency to congregate, to be together, to enjoy each other's demon of terminological invention-a type of speech in which
compan'y. Many instincts and innate trends , 8ucb as fear or ties of union are created by a mere exchange of words. Let us
pugnacity, all the types of social sentiments 8uch as ambition, look at it from the special point of view with which we are here
vanity. passion for power and wealth. are dependent upon and concerned; let us ask what light it throws on the function or
associated with the fundamental tendency which makes the mere nature of Janguage. Axe words in Phatic Communion u.sed
presence of others a necessity for man ,1 primarily to convey meaning, the meaning which is symbolically
Now speech is the intimate correlate of this tendency, for, to theirs? Certainly not I They fulfil a sociaI function and that
a natural man, another man's silence is not a reassuring factor, is their principal aim, but they aCe neither the result of intellectual
but, on the contrary. something alarming and dangerous. The reflection, nor do they necessarily arouse reflection in the listener.
stranger who cannot speak the language is to all savage tribesmen Once again we may say that language does not function here as a
a natural enemy. To the primitive mind, whether among savages means of transmission of thought.
or our own uneducated classes, taciturnity means not only un- But can we regard it as a mode of action? And in what relation
friendliness but directly a bad character. This no doubt varies does it stand to our crucial conception of context of situation?
greatly with the national character but remains true as a general It is obvious that the outer situation does not enter directly into
rule. The breaking of silence, the communion of words is the the technique of speaking. Butwhat can be considered as ntll4tiDn
first act to establish links of fellowship, which is consummated when a number of people aimlessly gossip together? It consists
only by the breaking of bread and the communion of food. in just this atmosphere of sociability and in the fact of the per-
The modern English expression, • Nice day to-day' or the Mel- sonal communion of these people. I)ut this is in fact achieved by
anesian phrase, • Whence comeat thou? ' are needed to get over speech, and the situation in all sucn cases is created by the
the strange and unpleasant tension which men feel when facing exchange of words, by the specific feelings which form convivial
each other in silence. . gregariousness, by the give and take of utterances which make up
After the tint formula, there comes a flow of language, purpose- ordinary gossip. The whole situation consists in what happens
less expressions of preference or aversion, accounts of irrelevant linguistically. Each utterance is an act serving the direct aim of
happenings, comments on what is perfectly obvious. Such binding hearer to speaker by a tie of some social sentiment or ~
gossip, as found in Primitive Societies, differs only a little from other. Once more language appears to us in this function not as
our own. Always the same emphasis of affinnation and consent, an instrument of reflection but as a mode of action.
mixed perhaps with an incidental disagreement which creates I should like to add at once that though the examples discussed
the bonds of antipathy. Or perronal accounts of the speaker's were taken from savage life, we could find among ourselves exact
views and life history, to which the hearer listens under some parallels to every type of linguistic use so far discussed. The
restraint and with slightly veiled impatience, waiting till his own binding tissue of words which unites the crew of a ship in bad
tum arrives to speak. For in this use of speech the bonds created weather, the verbal concomitants of a company of soldiers in
between hearer and speaker are not quite symmetrical, the man action, the technical language running parallel to some practical
linguistically active receiving the greater share of social pleasure work or sporting punuit- all these resemble essentially the primi-
and self-enhancement. But though the hearing given to such tive uses of speech by man in action and our discussion could have
1 J a void on purpose the use o f the expressio n He rd -i ns tinct. fo r been equally well conducted on a modern example. I have chosen
I believe that the tendency in qu estion cannot Itrictl y be called a n t?e above from a Savage Community, because I wanted to empha-
ins tin ct. Moreovcr the t e rm H e rd -instin ct has been misused in a
r«ent sociolog ical work whi ch has, ·howeve r, be<:ome s ufficiently SIze that such and no other is the nature of primitive speech.
popula r to establis h its vie ws o n this subject with the genera l reader . Again in pure sociabilities and gossip we use language exactly
3I6 SUPPLEMENT I SUPPLEMENT I 3I 7
38 savages do and our talk becomes the • phatic communion' pGSlbve value and empirical nature of a general principle so
analysed above, which serves to establish bonds of personal completely as when it is shown to work in the solution of definite
union between people brought together by the mere need of problems of a somewhat difficult and puzzling description.
companionship and does not serve any purpose of communicating In linguistics we have an intractable subject of this kind in the
ideas. "Throughout the Western world it is agreed that people Problem of Meaning. It would perhaps be presumptuous for
must meet frequently, and that it is not only agreeable to talk, me to tackle this subject in an abstract and general manner and
but that it is a matter of common courtesy to say something even with any philosophical ambition, after it has been shown by
when there is hardly anything to say" '-as the Authors remark. Ogden and Richards (Chapters VIn and IX) to be of so highly
Indeed there need not or perhaps even there must not be any- dangerous a nature. But I simply want to approach it through
thing to communicate. A!s long as there are words to exchange, the narrow avenue of Ethnographic empiricism and show how
phatic communion brings savage and civilized alike into the it looks viewed from the perspective of the pragmatic uses of
pleasant atmosphere of polite, social intercourse. primitive speech.
It is only in certain very special uses among a civilized com- This perspective has allowed us to class human speech with
munity and only in its highest uses that language is employed the active modes of human behaviour, rather than with the
to fcame and express thoughts. In poetic and literary production, reflective and cognitive ones. But this outside view and whole·
language is made to embody human feelings and passions, to sale conception must be still supplemented by some more detailed,
render in a subtle and convincing manner certain inner states analytic considerations, if we want to arrive at a clearer idea of
md processes of mind. In works of science and philosophy, M eaning.
highly developed types of speech are used to control ideas and to In Chapter III of the present work the Authors discuss the
make them common property of civilized mankind. psychol.ogy of Sign·situations and the acquisition of significance
Even in this function, however, it is not correct to regard by symbols. I need not repeat or summarize their penetJ;3ting
language as a mere residuum of reflective thought. And the analysis, which to me is extremely convincing and satisfactory
oonttption of .speech as serving to translate the ·inner processes of and forms the comer·stone of their linguistic theory. I wish
the speaker to the hearer is one·sided and gives us, even with however to follow up one point in their argument, a point closely
regard to the most highly developed and specialized uses of speech, related to our pragmatic conception of language.
onll' a partial and certainly not the most relevant view. The Authors reject, and rightly so, the explanations of meaning
To restate the main position arrived at in this section we can by suggestion, association or apperception, urging that such
say that language in ita primitive function and original fonn bas CJ[planations are not sufficiently dynamic. Of course new ideaa
an essentially pragmatic character; that it is a mode of behaviour, are formed by apperception and since a new idea constitutes a
an indispensable element of concerted human action. And new meaning and receives in due course a new name, apper-
negatively : that to regard it as a means for the embodiment or ception is a process by which significance is created. But that
expression of thought is to take a one-sided view of one of ill happens only in . the most highly developed and refined uses of
most derivate and specialized functions. language for scientific purposes. From our previous discussion
it should be well established that such a type of formulation of
meaning is highly derivative and cannot be taken as the pattern
v on which to study and explain significance. And this not only
This view of the nature of language I have tried to establish with reference to savages, but also in our own linguistic life.
by a detailed analysis of examples, by reference to concrete and For a man who uses his language scientifically has his attitude
actual facts. I trust therefore that the distinction which I have towards language already developed by and rooted in the more
explained, between' mode of action' and • means of thinking,' elementary forms of word·function. Before he has ever begun
will not remain an empty phrase, but that it has received its con- to acquire his scientific vocabulary in a highly artificial manner
tent from the adduced facts. Nothing, howey-er, establishes the by apperception-which, moreover, takes place only to a very
1 Cited from Chapter I of the present work. limited degree-he has learnt to use, used and grown up using


3I B SUPPLEMENT I SUPPLEMENT I
words and constructions, the meaning of which has been fanned expend some of the child's energy. They are a sign of health
in his mind in quite a different manner. And this manner is and they are a form of indispensable exercise. Emission of sounds
primary as regards time. for it is derived from earlier uses j it is is at the earliest and at the later stage of verbal development,
more generaJ, because the vast majority of words thus receive one of the child's main activitic" persistent and passionate, as
their meaning j and it is more fundamental, since it refers to every parent knows from pleasant and unpleasant experiences
the most important and prevalent uses of speech-those which we alike I
have indicated above as common to primitive and civilized ~ow shall we conceive the formation of meaning at these
humanity. earbest ~tag~? Here, in this somewhat different approach, the
Thia manner of formation of meaning we must now proceed pragmattc View of language obtrudes itself again. The child tKU
to analyse more in detail, with reference to our pragmatic view of by sound at this stage, and acta in a manner which is both adapted
language. And it will be best done by genetic considerations, to the outer situation, to the child's mental state and which is
by an analysis of infantile uses of words, of primitive fonns, of also intelligible to the surrounding adults. Thus the significance
significance and of pre~scientific language among ourselves. of sound, the meaning of an utterance is here identical with the
Some glimpses of {onnation of meaning in infancy and childhood active response to surroundings and with the natural expression
will appear the more important, as modem psychology seems to of emotions. The meaning of such a sound is derived from one
be more and more inclined to assign a permanent inRuence to of the earliest and most important forma of human activity.
early mental habib in the outlook of the aduJt. . When sound begins to articulate. the child's mind develops
The emission of inarticu1ate emotional sound and of articulate In a parallel manner and becomes interested in isolating objects
speech is a biological arrangement of enormous importance to the from its surroundings, though the most relevant elements
young and adult of the human species, and is rooted deeply in associated with the food and comfort of the infant, have ~
the instinctive and physiological arrangement of the human already singled out previously. At the same time. the child
organism. Children, savages and civilized adults alike react with becomes aware of the sounds produced by the adults and the
vocal expression to certain situationa--whether these arouse ?~er children of its surroundings, and it develops a tendency to
bodily pain or mental anguish, fear or passion, intense curiosity un.lta~ them. The existence of a social milieu surrounding the
or powerful joy. These sound reactions are part of the human child is a factor of fundamental biological importance in the
expression of emotions and as such possess, as has been established upbringing of the human young and it is also an indispensable
by Darwin and others, a survival value or are at least themselves element in speech formation. Thus the child who begins to
relics of 'such values. Anyone in contact with infants and small articulate certain syllables soon finds these syllables repeated by
children mows that they express without the slightest ambiguity the adults and this paves the way to a clearer, more articulate
their mood, their emotion, their need and desire. Concentrating enunciation.
our attention for the moment on infantile utterances of this It would be extremely interesting to find out, whether and how
type, it can be said that each sound is the expression of far some of the earliest articulated sounds have a • natural '
some emotional state; that for surrounding people it haa a meaning, that is a meaning based on some natural connection
certain significance; and that it is correlated with the outer between sound and object. The only fact here relevant I can
situation surrounding and comprising the child's organism-a quote from personal observation. I have noticed in two children
situation which makes the child hungry or afraid or pleased or that at the stage where distinct syllables begin to be formed the
interested. repeated sound, ma, ma, mo ... appears when the child is dis.
All this is true of the non·articulate sounds emitted by an satisfied generally, when some essential want is not fulfilled or
infant, such as gurgling, wailing, squealing, crowing and weeping. some general discomiOI1 is oppressing it. The sound attracts the
Later on, certain slightly articulated utterances follow, first most important object in its surroundings, the mother, and with
syllabl6--;fU, mo, ha, etc.-repeated indefinitely, mixed up and her appearance the painful state of mind is remedied. Can it be
blurred by other sounds. These sounds serve in a para1Iel th~t the entry of the sound ffUlma • • • just at the stage when
manner to express certain psycho·physiological states and to aruculate speech begins-with its emotional significance and ill
320 SUPPLEMENT I SUPPLEMENT I 321

power of bringing the mother to the rescue-has produced in a We find thus that an arrangement biologically essential to the
great number of human languages the root mil [or motlur 11 human race makes the early articulated words sent fortn by
However this might be, and whether the child acquires some children produce the very effect which these words mea". Words
of its early vocabulary hy a spontaneous process or whether all are to a cnild active forces, they give him an essential hold on
its words come to it from the outside, the manner. in which the reality, they provide him with the only effective means of moving,
first items of articulate speech are used is tbe point which is attracting and repulsing outer things and of producing changes
really interesting and relevant (or us in this connection. in all that is relevant. This of course is not the statement of a
The earliest words- mama, dada, or papa, expressions for child '8 conscious views about language, but it is the attitude
food , water, certain toys or animals-are not simply imitated implied in the child's behaviour.
and used to describe, name, or identify. Like the previous non· Following the manner in which speech is used into the
articulate expressions of emotion, these early words also come to later stage of childhood, we find again that everything reinforces
be used under the stress of paWul situationl or strong emotions, this pragmatic relation to meaning. In all the child's experience,
when the child cries for its parent or rejoices in her sight, .when words mean, in so far as they act and not in so far as they make the
it clamouR (or food or repeats with pleasure or excitement the child understand or apperceive. His joy in using words and in
name of some favourite plaything of its surroundings. Here expressing itself in frequent repetition, or in playing about with
the word becomes the significant reaction, adjusted to eituation, a word , is relevant in so far as it reveals the active nature of early
expressive of inner state and intelligible to the human milieu. linguistic use. And it would be incorrect to -say that such a
This latter fact has another very important set of consequences. playful use of words is • meaningless.' It is certainly depriVed of
The human infant, helpless in itself and unable to cope with the any intellectual purpose, but possesses always an emotional value,
difficulties and dangers of its early life, is endowed with very and it is one of the child's favourite actions, in which he approaches
complete arrangements for care and assistance, resulting from the this or that penon or object of his surroundings. When a child
instinctive attachment of the mother and, to a smaller extent, of greets the approaching penon or animal, item of food or toy,
the father. The child's action on the surrounding world is done with a volley of the repeated name, he establishes a link of liking
through the parenti, on whom the child acts again by its appeal, or disliking between himself and that object. And all the time,
mainly its verbal appeal. When the child clamOUR for a person, up to a fai rly advanced age, the name of an object is the first means
it calls and he appears before it. When it wants food or an object recurred to, in order to attract, to materialize this thing.
or when it wishes some uncomfortable thing or arrangement to If we transfer now this analysis to conditions of primitive
be removed, its only means of action is to clamour, and a very mankind, it will be better not to indulge in essentially imaginary
efficient means of action this proves to the child. and therefore futile speculations about the beginnings of speech,
To the child, words are therefore not only means of expression but simply to cast a glance at the normal uses of language as we
but efficient modes of action. T he name of a person u.t tered aloud .see them in empirical observations of savages. Returning to the
in a piteous voice possesses the power of materializing this person, above examples of a group of natives engaged in a practical
Food haa to be called for and it appears-in the majority of cases, pursuit, we see them using technical words, names of imple1pents,
Thus infantile experience must leave on the child's mind the specific activities_ A word, signifying an important utensil, is
deep impression that a name has the power over the person or used in action, not to comment on its nature or reflect on its
thing which it signifies. properties, but to make it appear, be handed over to the speaker,
I The correspondence between early natural sound~ and the ntare&t or to direct another man to its proper use. The meaning of
kinship terms is well known let. Westerman;Ir., Hutory 0/ H,. ... (lM
M(lrri(jff , Vol. I., pp. 242-24.5' He~ I suggest something more :
the thing is made up of experiences of its active uses and not of
namely that the natural emotional tone of one 01 tbest sounds, ,"(I, intellectual contemplation. Thus, when a savage learns to under-
and its Significance for the motber, cause ber appearance and tbus stand t~e meaning of a word, this process is not accomplisned by
by a natural process fonn the meaning of the ,"11".11 type of words.
The usual opinion is that meaning is given to them., artificially, by explanations, by a series of acts of apperception, but by learning
adults. .. The terms wbicb have been derived from tbe babble of to handle it. A word means to a native the proper use of the thing
infant! have, of course, been aelected, and the use of tbem hu been for which it stands, exactly as an implement mtans something
fixed, by grown-up pelsons." (Westermarck, loc. ,it., p. 245.)
322 SUPPLEMENT I
SUPPLEMENT I
when it can be handled and means nothing when no active
exprience of it is at hand. Similarly a verb, a word (or an action clamouring as with the infant, or practically directing as with
receives its meaning through an active panicipation in this action: primitive man. A word is used always in direct active conjunction
A word is used when it can produce an action and not to describe with the reality it means. The word acts on the thing and the
one, still less to translate thoughts. The word therefore has a thing releases the word in the human mind. This indeed is
power of its own, it ~s a means of bringing things about. it is a nothing more or less than the essence of the theory which under-
handle to acts and objects and not a definition of them . lies the use of verbal magic. And this theory we find based on
Again, the same view of meaning results from the active uses real psychological experiences in primitive forms of speech.
of speec~ among ourselvC8. even 21l1Ong those of us, who, on Before the earliest philosophical speculation sets in, there
comparatively rare occasions, can use language in a scientific or emerges the practice and theory of magic, and in this, man's
literary manner. The innumerable superstitions-the agnostic's natural attitude towards words beromes fixed and formulated by
fear of blasphemy or at least reluctance to use it, the active dislike a special lore and tradition. It is through the study of actual
of obscene language, the power of swearing-all this shows that spells and verbal magic as well as by the analysis of savage ideas
in the normal use of words the bond between symbol and referent on magic that we can best understand this developed traditional
is more than a mere convention. view ·of the secret power of appropriate words on certain things.
The illiterate members of civilized communities treat and Briefly it may be said that such study simply confirms our theor-
regard word~ very muc.h as sav~ges do, that is as being strongly etical analysis of this section. In magical fonnul:e we find a
bound up With the reality of actIOn. And the way in which they preponderance of words with high emotional tension, of technical
value verbal knowledge-proverbs, sayings, and, nowadays, news terms, of strong imperatives, of verbs expressing hepe, success,
-as the only form of wisdom, gives a definite character to this achievement. So much must suffice here and the reader is referred
implied attitude. But here I encroach on a field amply illustrated for more data to Chapter II of this book, and to the chapters on
and analysed in this book. • Magic' and • The Power of Words in Magic' in the above
Ind~ed, on anyone who has read the brilliant cbapters of Ogden quoted work of mine. 1
a~d Richards and grasped the main trend of their argument, it It may be of interest to interpret the results of our analysis of
~11J have dawned before now that all the argument of this Section the earliest stages of meaning on the diagram in which the
IS a sort of foot-note to their fundamental contention that the relations between Symbol, Act. of Thought, and Referent are
prim~tive, magical attitude towards words is responsible for a good represented by a triangle at the beginning of Chapter I of this
de~ 1 In th~ general u~ and abuse of language, more especially in book. This diagram represents very adequately the said relations
philosophIcal speculation. By the rich material cited in Chapter in the developed uses of speech. It is characteristic in this tri-
II , and in Word Magic, by the ellamples of Chapters VII, VIII, angle that the base, indicated by a dotted line, represents the
and .IX, and by much of what is incidentally said, we are made to imputed relation which obtains between a Symbol and the thing
realize ho."' deeply ~ooted. is the beliefthat a word has some power it refers to, its Referent as the Authors name it. In developed
?v~r a ~hmg, that ~t pa~cipates of the nature of the thing, that functions of speech, such as are, or at least should be, used in
It IS akin or even Identical in its contained' meaning' with the philosophical speculation or scientific language (and it is chiefly
thing or with its prototype. with these functions that the Authors are concerned in this
But whence is this magical attitude derived ? Here the study book) the gulf of Meaning, as it could be called, is bridged over
of the early stages of speech steps in helpfully and the Ethno- only by the Act of Thought- the bent line of the two shoulders
grapher c:an make. hi~lf useful to the Philosopher of Language. of the triangle.
In .st.udymg the .lnfanhle formation of meaning and the savage Let us try to represent by analogous diagrams the earlier sta~
or Illiterate meaning, we found this very magical attitude towards of Meaning. At the first stage, when the utterance is a mere
words. The word gives power, allows one to exercise an influence sound-reaction, expressive, significant and correlated with the
over an object or an action . The meaning of a word arises out situation, but not involving any act of thought, the triangle is
of familiarity, out of ability to use, out of the faculty of direct reduced to its base, which stands for a real connection-that
1 ArgonawIJ of 111# Westent PaeiM.
SUPPLEMENT I SUPPLEMENT I
between SOUND-REACTION and SITUATION. The In the third stage we have to distinguish between the three
first cannot yet be tenned a Symbol nor the latter a Referent. fundamental uses of language, active, narrative and ritual. Each
of them is made sufficiently clear by the diagram here given,
FIRST STAGE The beginnings of articulate which must be taken in conjunction with our previous analysis.
speech, when, parallel with its The final stage of developed language is represented by the tri-
SOUND- (wnllected SITU- appearance Referents begin to angle of Ogden and Richards, and its genetic relation to its
REACTION directly llllitA) ATION emerge out of the Situation, are humble predecessors may explain some of i~ anatomy. First
SECOND STAGE still to be represented by a of all : the possibility of extending the Authors' diagram or push-
single solid line of actual cor- ing it backwards into primitive speech-uses affords an additional
relation (second stage). The proof of its validity and adequacy. Further the solid nature of
ACTlva (,orre/alf" RBPKR· sound is not a real symbol yet, almost all the bases of our triangles explains why the dotted line
SOUND wilA) for it is not used detached from in the final figure shows such tenacity and why it is capable of so
(Semi,articulated
or ."ieul.o.ttd) its Referent. much mischief. The extreme vitality of the magical attitude to
THIRD STAGE
words is explained in our foot-note to thi's, the theory of the book,
IAI not only by a reference to the primitive uses of language by
IBI
Speech in Action. Narrative Speech. savage and no doubt by prehistoric man, but also by ita
ACT Oll' I NAGERY. perpetual confirmation in infantile' uses of language and in the
very mechanism by which meaning is acquired in every in-
dividual life.
Some other corollaries might be drawn from our theory of
pnmltlve meaning. Thus' we might find in it an additional
confirmation of the Authors' analysis of definition. It is clear
that they are right when they maintain that' verbal' and • real,'
definition must in the end come to the same thing, and that the
making of this artificial distinction into a fundamental one has
created a false problem. Meaning, as we have seen, does not
ACTIVE (Used 10 RBFER_ SY.lfBOL (Ir,direct come to Primitive Man from contemplation of things, or analysis
S YMBOL i ...ciU) .," r,14ti_) of occurrences, but in practical and active acquaintance with
ICJ relevant situations. The real knowledge of a word comes through
Language of Ritual Magic.
the practice of appropriately: tJsing it within a certain situation.
RITUAL ACT
The word, like any man-made implement, becomes significant
(~,d "" traditiOMl beIl4).
only after it has been used and properly used under all sorts of
conditions. Thus, there can be no definition of a word without
the reality which it means being present. And again, since a
significant symbol is necessary for man to isolate and grasp an
item of reality, there is no defining of a thing without defining a
word at the same time. Definition in ita most primitive and
fundamental form is nothing but a sound-reaction, or an articulate
word joined to some relevant aspect of a situation by means of an
appropriate human action. This definition of definition does not,
of course, refer to the same type of linguistic use as the one dis-
cussed by the Authors of this book. It is interesting to see,
SYMBOL (MYSliC4lly ItBFERlI:NT
41s5,,,,..,d "Ia#oltl however, that their conclusions, which are arrived at by the study
SUPPLEMENT I SUPPLEMENT I
of higher types of speech, hold good in the domain of primitive Thus we are faced by a dilemma: either the g'"3mmatical
uses of words. categories are derived from the laws of thought, and we are at a
VI loss to explain why the two are 80 ill adapted to each other .. Why,
if Language has grown up in the services of Thought, has It been
In the course of this essay I have tried to narrow down the so little influenced or impressed by its pattern? Or we can, to
scope of each linguistic problem discussed. At first it was the escape these difficulties, run on to the other horn of the dilemma
principle that the study of language needs an ethnographic back- as most grammarians do. They haughtily tum away from the sour
ground of general culture, that linguistics must be a section, grapes of any deeper probing or p~i1o~phy of .Language, and
indeed the most important one, of a general science of culture. simply affirm that Grammar rules m Its own right, by a sort
Then an attempt was made to show that this general conclusion of divine grace, no doubt; that the empire of <;irammar must
leads us to certain more definite views about the nature of lan- continue in its splendid isolation, as a power hostile to Thought,
guage, in which we conceived human speech as a mode of action, order, system and common sense.
rather than as a countersign of thought. We proceeded then to a Both views-the one appealing to Logic for help and the
discussion of the origins and early forms of Meaning, as it must other indicating an autonomous rule for Grammar-are equ~lIy
have been experienced by Primitive Man. This gave us the in disagreement with facts and to be rejected. It is nothmg
explanation and showed us the roots of the magical attitude of short of absurd to assume, with the rigid grammarian, t~at
man to words. Thus we moved by a series of conclusions, each grammar has grown up as a sort of wild weed of human facuiues
more concrete and definite than the previous one. for no purpose whatever except its o",n ex~s~en~. The s.pon-
I wish now to touch upon one more problem, still more definite taneous generation of meaningless monstrosities m the bram of
and concrete than the others, that namely of the structure of Man will not be easily admitted ~y psychology-unless of cou~
Language. the brain is that of a rigid scientific specialist. And, gener:al pn.n~
Every human tongue has a definite structure of its own. We dples or predilections apart, all human languages show"10 spIte
have types of isolating, agglutinative, polysynthetic. incorporating of great divergences, a certain fundamental agreement 10 struc-
and inflectional languages, In every one of them, the means of ture and means of grammatical expression. It would be both
linguistic action and expression can b:e brought under cert.llin preposterous and intellectually pusillanimous to give up at the
rules, classified according to certain categories. This body of outset any search for deeper forces which must have produced
structural rules with their exceptions and irregularities, the various these common, universally human features of Language. In
classes into which the elements of the language can be ranged, is our Theory of Meaning, we have seen that Language serves for
what we call • the grammatical structure' of a language. definite purposes, that it functions u an instrument used for
Language is usually, though, as we have seen, incorrectly, and adapted to a definite aim . This adaptation, this correlation
regarded as .' the expression of thought by means of Speech between language and the uses to which it is put, has left its.
Sounds.' The obvious idea, therefore, is that linguistic structure traces in linguistic structure. But of course it is clear that we
is the result of the rules of human thought, that' every gram- must not look in the domain of logical thinking and philosophical
matical category is-or ought to be-the expression of some speculation for light on the aim and purposes of early human
logical category.' But it does not require much mental effort speech, and so this purely logical view of language is as useless
to realize that to hope for such perfect conjugal harmony between as the purely grammatical one.
Language and Logic, is far too optimistic: that in actuality Real categories there are, on which the grammatical divisions
• they often diverge from one another,' in fact that they are con- are based and moulded. But these real categories are not derived
stantly at loggerheads and that Language often ill-treats Logic, from any primitive philosophic system, built up by contemplation
till it is deserted by her.' of the surrounding world and by crude spe~ulations, suc~ as
have been imputed to primitive man by certam anthropologlSts •
• I quote from H. Sweet (Introduction 10 I}" Hillary of LOfllulIg'),
because thi, author is one of the cleverest thinken on lanJUage. Yet Language in its structure mirrol"$ the real categories derived from
even he sees no alternative but Rule of Logic or Anarchy ID language. practical attitudes of the child and of primitive or natural ~
SUPPLEMENT I SUPPLEMENT I 32 9
to the surrounding world. The grammatical categories with all must tum, therefore, to a stage in the development of the in-
their peculiarities, exceptions, and refractory insubordination dividual or of mankind when the human being is not interested in
to rule, are the reflection of the makeshift, unsystematic, practical reflection or speculation, when he does not classify phenomena
out1ook imposed by 'llan's struggle for existence in the widest for purposes of knowledge but only in so far as they enter into
sense of this word. It would be futile to hope that we might his direct dealings with his conditions of existence. The child,
be able to reconstruct exactly this pragmatic world vision of the the primitive man, or the unsophisticated individual has to use
primitive, the savage or the child, or to trace in detail its corre- Language as an indispensable means of influencing his social
lation to grammar. But a broad outline and a general correspond- surroundings. In all this, a very definite attitude develops, a
ence can be found; and the realization of this frees us anyhow manner of taking notice of certain items of reality, of singling
from logical shackles and grammatical barrenness. them out and connecting tht'm-an attitude not framed in any
Of course the more highly developed a language is and the system of thought, but expressed in behaviour and, in the case
longer its evolutional history the more structural strata it will
I of primitive communitics, embodied in the ensemble of cultural
embody. The several stages of culture-savage, barbarous, achievements among which Language looms first and foremost.
semi-civiliu:d , and civilized; the various types of use-prag- Let us begin with the relation of a child to its surroundings.
matic, narrative, ritual, scholastic, theological-will each have At the earlil";St stage, its actions and behaviour are governed by the
left itS mark. And even the final. powerful, but by no means wants of the organism. It is moved by hunger and thirst, desire
omnipotent purification by scientific use, will in no way be able for warmth and a certain cleanliness, proper conditions for rest
to obliterate the previous imprints. The various structural and sleep, a due amount of freedom for movement, and last, not
peculiarities of a modern. civilized language carry, as shown by least, the need of human companionship, and of handling by
Ogden and Richards, an enormous dead weight of archaic use. adults. At a very early stage. the child reacts to general situations
of magical superstition and of mystical vilgueness. only, and hardly even lingles out the nearest persons who minister
If our theory is right, the fundamental outlines of grammar are to its comfort and supply it with food. But this does not last
due mainly to the most primitive uses of language. For these long. Even within the first couple of weeks, some phenomena,
preside over the birth and over the most plastic stages of lin- lOme units begin to stand out from the general surroundings.
guistic development. and leave the strongest mark: The cate- Human faces are of special interest-the child smiles hack and
gories derived from the primitive use will also be identical for utters lOunds of pleasure. The mother or the nurse is gradually
all human languages, in spite of the many superficia! aiversities. recognized, as e\'en before that, are objects or vehiclcs of food.
For man's essential nature is identical and tho,! primiti\e uses of Undoubtedly the strongest emotional appeal is ,exercised over
language are the same. Not only that, but we have seen that the the child by the personality of its mother, and these articles or
pragmatic function of language is carried on into its highest vehicles of food. Anyone imbued with Freudian principles
stages, especially through infantile use and through a backsliding might feel inclined to look here for a .direct connection. In the
of adults into unsophisticated modes of thinking and speaking. young of man, as in those of any Mammalian lpecies, the infant
Language is little influenced by thought, but Thought, on the associates with its mother all its emotions about food . Primarily
contrary, having to borrow from action its tool-that is, language she is for him a vessel of nourishment. If therefore nutrition is
-is largely influenced thereby. To sum uP. we can say that the given by any other mean.--and it must be remembered that
fundamental grammatical categories, universal to all human savage infants are fed with chewed vegetable food almost from
languages, can be understood only with ~ference to the prag- hirth, as well as by the breast-the tender feelings by which an
matic Weltanschauung of primitive man, and that, through the infant responds to maternal cares are probably extended to OIher
use of Language, the barbarous primitive categories must ,have ministrations of food. When one sees the loving attitude Df a
deeply influenced the later philosophies of mankind. modern bottle-fed baby to its bottle, the tender caresses and fond
This must be exemplified by a detailed analysis of one at Imiles which it bestow:s on it, the identity of response to artificial
least of the concrete problems of grammar; and I shall choose and natural food-ronveyert seems to imply an identical mental
Ca,r a brief discussion the problem of the Parts of Speech. We attitude of the infant. If this be 10, we gain an insight into a
SUPPLEMENT I SUPPLEMENT I 33 1
330
very early proc:esa of personification of objects, by which relevant reminiscence of persons, is just such an object as would arouse
and important things of the surroundings release the same the child's interest, according to our theory.
emotional response as do the revelant persons. However true
may be this suggestion of a direct identification, there is no, doubt Analysing the present-day savage in his relation to the sur-
that a great similarity exists between the earlY'attitude towar~s. the roundings, we find a clear parallel to the attitude just described.
nearest persons and objects which satisfy the needs of n utritIOn. The outer world interests him in so far as it yields things useful.
When the child begins to handle things, play with objects Utility here of course must be understood in its broadest sense,
of ita surroundings, an interesting feature can be observed in its including not only what man can consume as food, use for
behaviour, also associated with the fundamental nutritive tend- shelter and implement, but all that stimulates his activities in
ency of an infant. It tries to put everything into i~ ~uth. play, ritual, war, or artistic production.
Hence the child pulls, tries to bend and ply soft or plasttt: objects, All such significant things stand out for the savage as isolated,
or it tries to detach parts of rigid ones. Very soon isolated, detached units against an undifferentiated background. When
detachable things become of much greater interest and value than moving with savages through any natural milieu-sailing on
such as cannOt be handled in their entirety. As the child grows the sea, walking on a beach or through the jungle, or glancing
up and can move things more freely, this tendency to isolate, across the starlit Ilr.y-I was often impressed by their; tendency
to single out physically, develops further. It lies at the bottom of to isolate the few objects important to them, and to treat the rest
the well-known destructive tendency of children. This is inter- as mere background. In a forest, a plant or tree would strike me,
esting, in this connection, for it shows how one mental facul ~y. of but on inquiry I would be infonned-' Oh, that is just" bush." ,
singling outrelevantfactorsof the 8urroundings- persons,nutntlVe An insect or bird which plays no part in the tradition or the larder
objects, things- has its parallel in the bodily behaviour of the would be dismissed' MQIlIUl tDQ/ll ' - ' merely a flying animal.'
child. Here again, in studying this detail of behaviour, we find a Butif,on the contrary, the object happened to be useful in one way
confirmation of our pragmatic view of early menW development. or another, it would be named; detailed reference to its uses and
There can also be found a tendency to personify objects of properties would be given, and the thing thu, would be dis-
special interest. By the term' personification' I do not mean here tinctly individualized . The same would happen with regard to
any theory or view of the child's own. I mean, as in !he case. of stan,landscape features, minerals, fishes and shells. Everywhere
food items that we can observe in him a type of behaViour which there is the tendency to isolate that which stands in some con-
does not discriminate essentially between persons and objects. nection, traditional, ritual, useful to man, and to bundle III the
The child likes and dislikes some of .hi. playthings, gets angry rest into one indiscriminate heap. But even within this tendency
with them should they become unwieldy; he hugs, kisses and there is visibly a preference for isolated small , easily handled
shows signs of attachment towards them. Persons, no doubt, objects. Their interest in animals is relatively greater than in
stand out first in time and foremost in importance. But even plants; greater in shells than in minerals, in flying insects than
from this it results that the relation to them is a sort of pattern in crawling ones. That which is easily detached is preferred.
for the child'" attitude towards things. In the landscape, the sma1l detail.a are often named and treated
Another important point is the great interest in animals. From in tradition, and they arouse interest, while big stretches of land
my own observation, I can affirm that children a few mo.nths remain without name and individuality.
old, who did not take any prolonged interest in inanimate things, The great interest taken by primitive man in animals forms a
would follow a bird in its movements for lOme time. It was also curious parallel to the child's attitude; and the psychological
one of the first words which a child would understand; that is, reasons of both are, I think, similar. In all manifestations of
it would look for the bird when it was named. The interest Totemism, Zoolatry, and of the variQus animal influences in
shown in animals at later stages of childhood is well known. primitive folk-lore, belief and ritual, the interest of the savage in
In this connection, it is of importance to us, because an animal animals finds its expression.
and especially a bird with its spontaneous movements, with its Now let us restate the nature of this general category in which
ease of detachment from surroundings, with its unquestionable primitive mind places persons, animals and things. This rough,
332 SUPPLEMENT I SUPPLEMENT I 333
uncouth catt:gory is not defi'ncd, but strongly felt and well expressed. Of this real category of action, state and mood, we
expressed in human behaviour. It is constructed on selecti,-c can say that it lends itself to command as well as to indication or
criteria of biological utility as well as further psychological and description, that it is associated with the element of change, that
social uses and ,-alues. The prominent position taken up in it by is, time, and that it stands in a specially close connection with the
persons colours it in such a way that things and animals entcr persons of the speaker and hearer. In the outlook of savages; the
into it with a personified character. All items of this category art: same characten could be noticed in this category; great interest
also individualized, isolated, and treated as units. Out of an in all changes referring to the human being, in phases and types
undifTen;ntiated hackground, the practical Weltanschauung of of human action, in states of human body and moods. This
primitive man isolates a category of persons and personified brief indication allows us to state that at the primitive stages of
things. It is dear at once that this category roughly corresponds human speech there must have existed a real category into which
to that of substam:e--cspecially to the Aristotdian ousja. But, entered all items of change capable of temporal modification,
of course, it owes nothing whatever to any philosophical specu- bearing the character of human mood and of human will, and
lation, early or late. It is the rough, uncouth matrix out of which bound up with the personal action of man.
the vllrious conceptions of substancc could be evolved. It might When we look at the class of words used to denote items of
be called crllde substance, or protousia for those who prefer learned this real category, we find a close correspondence between cate· .
sounds to simple ones. gory and part of speech. The action.word, or.verb, is capable
As we have seen, parallel with the child's early mcntal attitudes, in all languages of grammatical modifications expressing temporal
and presumably also with those of man in the first stages of his relation, moods or modes of utterance, and the verb is also closely
development, there comes the evolution of significant, articulate associated with pronouns, a class of words which corresponds
sound. The category of crude substance so prominent in the to another real category.
early mental outlook requires and reech'cs articulate sounds to A few words must be said about the pronouns. What is the
signify iu various items. The class of words used for naming real category of primitive human behaviour and primitive speech
persons and personified things fonns a primitive grammatica.l habits corresponding to that small but extremely vital class of
category of noun-substantives . Thus, this part of speech is secn words? Speech, as we saw, is one of the principal modes of
to be rooted in active modes of behaviour and in active uses of human action, hence the actor in speech, the speaker, stands to
speech, observable in child and in savage, and assumable in primi- the foreground of the pragmatic: vision of the world. Again, as
tive man. Speech is associated with concert~d behaviour, the speaker has
Let us next treat briefly the second important class of worda- constantly to refer to hearer or hearen. Thus, the speaker and
the action-words or verbs. The underlying real category appears hearer. occupy, so to speak, the two principal comer-sites in the
later in the child's mental outlook, and it is less preponderant in penpective of linguistic approach. There comes then a very
that of the savage. To this corresponds the fact that the gram- limited, special class of word corresponding to a real category,
matical structure of verbs is leu developed in savage tongues. constantly in use, easily associable with action·words, but similar
Indeed, human action centres round objects. The child is and has in its grammatical nature to nouns-the part of speech called
to be aware of the food or of the ministering person beCore it can pronoun, including a few words only, but constantly in use; as
or need disentangle the act from the agent or become aware of its a · rule short, easily manageable words, appearing in intimate
own acts. The bodily states of a child also stand out much less association with the verb, but functioning almost as nouns,
from the situation than the things which enter into the latter. This part of speech, it is obvious, corresponds closely to its real
Thus only at a subsequent s(age of the child's development can category. The correspondence could be: followed into many
we see that it disentangles the changes in its surroundings from more interesting details-the special asymmetric position of the
the objects which change. This happens at a stage when arti- third pronominal person, the problem of genders and classifi-
culate sounds ha\'e begun to be used by the infant. Actions such catory particles, shown especially in the third person.l
as eating, drinking, resting,.walking ; states of the body, such as
1 Cl. the writer's artic:lt on 'ClauiJic:atory Particles' in the Bwlhti,.
sleep, hunger, rest; moods, such as like and dislike begin to be: of Ori~"'ld Slwdin, Vol. 11.
334 SUPPLEMENT I SUPPLEMENT I 335
One point, however, referring to a common chuacteristic of Finally, one mode of action towards outer things or people
nouns and pronouns and deaJing with the declension of the various stands out from the others, namely that determined by
cases of the noun, must still be touched upon. The real category spatial conditions. Without going more into detail on t his
of this latter is derived from personified unita of the surroundings. subject, I suggest that a definite subclass of substantival uses
In the child, the first attitude towarda items of this category is can. ~ assumed in all languages-that corre!ponding to a pre-
discrimination, based on biological utility and on pleasure in posItIonal case.
perceiving them. The infant hails them in significant sounds, There are still obviously rurther categories resulting from
or names them with articulate words on their appearance, and man's utilitarian attitude, those or the attributes or qualities or a
calIs for them in need. Thus these words, the nouns, are sub- thing, characteristics or an action, relations between things
mitted to a definite use, that of naming and appe~l. To this relations between situations, and it would be possible to sho~
there corresponds a subclass of noun-substantives which could that adjective, adverb, preposition, conjunction are based on
be caJled the appellative case, and which is similar to some uses these real categories. One could proceed also, still dealing on
of the vocative and nominative in the Indo-European declension. the one hand with the Semantic Matter-to·be·expressed and on
In the more developed uses of Language, this becomes a more the other with structural reatures of Language, to explain these
efficient adjunct of action. The thing-word comes into a nearer latter by a reference to real facts of primitive human nature.
association with the action·word. Persons are named, by their This short sketch, however, is sufficient to indicate the method
names or by pronominal designations in association with what they and the argument, by which such a genetic, primitive Semantics
do: '] go,' , thou earnest,' 'so--and·so drinks,' • anima! runs,' could be established-a science which. referring to the primitive
etc. The name of a person or personified thing is thus used in attitude of Man towards Reality, would show what is the real
a different manner, with a different mode of meaning as an actor, nature of grammatical categories. The results of such primitive
or technicaUy as the subject of action. This is the use correspond· Semantics even in so far as we have indicated them, stand ]
jng to the subjective case in which a noun is always put as the think, in close connection wjth the results of Ogden and Richards.
subject of a predication. It may be said that to this case in nouns Their contention is that a false attitude towards Language and its
corresponds a class of pronouns, the personal pronouna,],thou, he. functions is one of the main obstacles in the advance or prulO8OPru-
Action is carried out with relation to certain objects. Things cal thought and scientific investigation, and in the ever-growing
and persons are handled. Their names, when associated with an practical uses of language in the press, pamphlet and novel.
action·word in that manner, stand in the objective case, and Now in this and the previous section, I have tried to show that
pronouns are used in a special fonn. viz., that called objective such a crude and unsound attitude towards Language and Mean-
or relJexlve. ing must exist. ] have tried to demonstrate how it has arisen
Since language is rooted in man's practical interest in things and why it had to persist; and I try to trace it even into details or
and persons there is another relationship of fundamental import- grammatical structure.
ance, that namely in which a person can lay a definite claim to There is one more thing to add. Through later processes of
relation with or possession of, another person or thing. With linguistic we and of thinking, there took place an indiscriminate
regard to the surroundings nearest people, there are the ties of ~d wholesale shifting or roots and meanings from one grammat-
kinship and fricndsrup. With rt,gard to things, there cornea the Ical category to another. For according to our view or primitive
economic sentiment of possession. The relation of two nouns, Semantics, each significant root originally mwt have had its place
standing to each other as a thing or person related to or possessed and one place only; in its proper verbal category. Thus, .the roo~
by another thing or person, c:an be called the genitival or p0s- meaning' man," animal," tree," stone," water,' are essentially
sessive relation i and it is found as a distinct mode of connecting nominal roots. The meanings' sleep," eat," go,' 'come," fall,'
two nouns in all human languages. To this corresponds also the are. verbal. But as language and thought develop, the COnstant
genitive case of EuroPean languages in its most characteristic actIon or metaphor, of generalization, analogy and abstraction
uses. ]n pronouns again, there is a special class of possessive and or similar linguistic uses build up links between the CIte:
pronouns wruch expresses relationahip. gories and obliterate the boundary lines, thw allowing words and
SUPPLEMENT I
roots to move freely over the whole field of Language. In analytic
languages, like Chinese and English, this ubiquitous nature of
roots is most conspicuous, but it can be found even in very primi-
tive languages.
Now Mr Ogden and Mr Richards have brought out in I
most convincing manner the extreme penistcnce of the old SUPPLEMENT II
realist fallacy that a word vouches (or, or contains, the reality
of its own meaning. A peep behind the scenes of primitive
root-formation, of the reality of primitive categories and of their
THE IMPORTANCE OF A THEORY OF SIGNS AND
subsequent. insidious collapse, adds an important document to
A CRITIQUE OF LANGUAGE IN THE STUDY OF
MEDICINE
the Authors' views. The migration of rootl into improper places
has given to the imaginary reality of hypostatized meaning a By F. G. CROOKSHANK, M.D., F.R.C.P.
special solidity of its own. For, since early experience warrants
the substantival existence of anything found within the category ALTHOUCH the Art of Medicine has been greatly advanced, in
of Crude Substance or Protousia, and subsequent linguistic many respects, during the last century: although the Practitioners
shifts introduce there such roots as 'going,' 'rest,' • motion: of that Art do freely draw upon the vast storehouse of facts called
etc., the obvious inference is that such abltract entities or ideas scientific, to the great benefit of suffering humanity; .and ~lthough
live in a real world of their own. Such harmless adjectives .. all medical men have some acquaintance with certam SCiences of
'good' or' bad,' expressing the savage's half-animal satisfaction which the province is in part coterminous with that of th~ .Art ?f
or dissatisfaction in a situation, .ubsequently intrude into the Medicine, there is to-day no longer any Science of MedlClne, in
enclosure reserved for the clumsy, rough-hewn blocks of primitive the formal sense.
substance, are sublimated into • Goodness' and ' Badness' and It is true that observation and thought have led medical men
create whole theological worlds, and systems of Thought and to form generalizations which have obtained acceptance ~ but
Religion. It must, of cour&e, be remembered that the theory of there is no longer any organized or systemati~d corpus, o~ fonnu-
Ogden and Richards, and the view here expressed, maintain lated Theory, which can be held to constitute the SCI~nce of
most emphatically that Language, and all Linguistic proceuet Medicine, and (in a now obsolete terminology) to fonn an mtegral
derive their power only from real processes taking place in man', part of Natural Philosophy. . '.
~Iation to his surroundings. I have merely touched upon the I say' no longer' for, in other days, such a ~clence of MediCine
question of linguistic shiftings, and it would be necessary to (or, of Physic) did exist, however much and Justly we may c~n­
account for them by the psychological and sociological proccseea temn the ' facts,' the generalizations, and the Theory, by wh~ch,
of barbarous aDd semi-civilized communities; exactly as we at different times, it was built up. To-day, however, notwith-
accounted for Primitive Linguistics by analysing the mind of standing the abundance of what are called our accurately ~bserved
Primitive Man-and as the Author8 of this book account for the facts, and the perfection of our scientific methods, wnters and
virtues and imperfections of the present-day language by their lecturers on Medicine find it needful to protest loudly that
masterly analysis of the human mind in general. Medicine is not, and never will be one of the exact sciences.
Perhaps Professors and Practitioners do not always pause to
consider what an exact science is, and which are the exact
sciences, and why. But the protestation ~ms a ple~ for t~
exemption of medical writers from the duties of de~nmg theIr
terms, and stating their premises; while, by implication, we are
left to accept the inference that the accumulated facts and accepted
generalizations with which doctors are concerned are without
m
DiE INTERNATIONAL IJBRARY OF PSYCHOLOGY,
PHIWSOPHY AND SOENTIFlC MEnlOD
BorroR: C. K. OoDEN.

Aristotle's Theory of Contrariety. ANIoN, JOHN PETER.


The
BioloaicaJ Principles. WOODOEJt, J. H.
Bertrand Russell's Construction of the External World. Fltn'z, CIwu..Es A.
Character and the UncomciOWl. VAN DEll Hoop, J. H.
Meaning of Meaning
OLild', Conception of Geometry. PlAOET, JEAN.
OLild's Concept~ of Number. PlAOET, JEAN.
QUid', Conception of Physical Causality. PlAGET, JEAN. A Study of
Ql.ild'. Conception of Space. PlAGET, JEAN. The Influence of Language upon Thought
Child', Conception of the World. PlAott, JEAN. and of
Crime and Custom in Savage Society. MAl.lNOWUl, BRONISLAW.
Five Types of Ethical Theory. !b.OAD, C. D. The Science of Symbolism
FoundatiolUl of Mathematics. RAlm:Y, F'RANI. PLUWPl'ON.
Gestalt Theory. ~,BRUNO.
Growth of Mind. KOFRA, FRANz..
Hisloricallntroduction to Modern Psychology. MURPHV, G.u.oNER.
Human Specc:h. PAGET, R. C. K. OGDEN and I. A. RICHARDS
Ideology and Utopia. MANNHElM, KARL.
Individual Psychology. ADLER, ALnED.
Judsment and Reasoning in the Child. PlACET, JEAN.
l..aJliua.ge and Thought of Child. PlAOET, JEAN.
Limits of Science. CuwmEK, LmN
Lo,ical Studies. WRlOHT, GI!ORO HENRlK. VON.

Logical Syntax of Language. CARNAP, RUDOLF.
Meanina of Meaning. OoDI!N, C. K. and RiCHA1lDS, I. A.
Mencius on the Mind. RlOlARDS, I. A. With Supplemental)' Essays by
Metaphysical Foundations of Modern Science. BURTT, FDW1W A1THU1t.
Methods and Criteria of Reasoning. CRAWSHAY·Wu.u..ucs. RUPD.T. B. MALINOWSKI AMD F. G. CROOKSHANK
Mind and its Place in Nature. BROAD, C. D. 'M.D., D.IC. W.D., p.a.c.p.
Moral Judaement of the Child. PlAOET, JEAN.
Nature of Mathematics. Bua::., MAx.
Oriain of lnteUiceoce in the Qilld. PlAOET, JEAN.
Outlines of Greek Philosophy. Z£u:lt, FDUAlW.
Philosophical Studies. MClOU, G. E.
Philosophy of 'As H: VAIHINOEll, H.
Philosophy of Peirce. BUQD.Ell, Junus (Ed.).
Plato and Parmenides. CoII.NroRD, FRANCIS MAcDoNAlD.
Plato's Cosmolol)'. CoRNloRD, FRANCIS MAcDoNAI.D,
Plato', Phaedo. BJ.u(:K., R. S.
Plato's Theory or Ait. Loool!, RUPERT C.
Plato', Theory of Knowledge. CoRNPoRD, PaJ.Nos MAcDoNAlD.
Principles of Gestalt Psychology. KOFFKA. PaJ.Nz.
Principles of Utetar)' Criticism.. RlCK.UDS, I. A.
Psychoiosy of Character. ROBACK., A. A.
Psycbolol)' of Children's Drawinp. ENG, HElDA.
Psycholol)' of Intelligence. PlAOlIT, JEAN.
Reasons and Faiths. SMART. NINIAN.
Sex. and Repression. MA1.D'«IWSICJ, BRONlSL\W, LONDON
Speculations. HULME, T. E.
Structure of Metaphysics. LAzERowrrz, MolUUS.
ROUTLEDGE & KEGAN PAUL LTD
TractatWi Logic:o-Philosophicus. Wrrrol!Nm!lN, LuDWlO. BROADWAY HOUSE, 68-74 CARTER LANE, E.C.4
First publisilld J923
StUm4 ~dililm (revised) J926
Thi,d tdiliqn ("vistd) 1930
FI)N"Is ediJiqn (revis,d) 1936
Fiftls tditicm J938
Si~Is editicm J943
.seve.uls ,diticm J945
EiCIlJIs edu"", 1946
NinJ4 ~diliqn 1947
PREFACE
Tenlh editiqn 1949 To TilE FIRST EDITION
Tem/s edi/iqn ($U;o1ld impr~srion) 1952
Tenlls eaitiqn (Ihi,d impression) 1953 THE following pages, some of which weTe written as
Te",4 llIiliOfl Uou,tls imp,ess"",) J956
lo ng ago as ' 910, have appeared (or the most part in
Tenlls ~duiOfl (fiflls iMpressiOfl) 1960
T tI4I sUe ession 1 periodical form during 1920-22, aJ}d arise o ut of an
TtI4I1I ~dilicm (sev",'A imprelljon) 1969 attempt to deal directly with difficulties raised by the
7100 3009 influ e nce o( La nguage upon Thought.
It is claimed that in the scie nce of Symbolism,! the
study of that influence, a new avenue of approach to
traditional problems hitherto regarded as rese rved (o r
the philosopher and the metaph ysicia n, has been found.
And further thalsuch an investigation of these p roblems
is in accordance with th e me thods of the special scie nces
whose con tribution s havp. e nabled the new study to be
I The word Symbolism has certain historical a.~5OCi ations through
the various dictionary meanin8"l of ·symbol.' wh ic h are worth noting.
In addition to its constant underlyi ng sense of a sign or toke n (some.
thing · put together .) the term has already enjoyed two distinct j1rwuils.
The fi rst. traceable to Cyp rian. applies t o the Creed regarded as the
• sign' of a Christian as disti nguished from a heathen, as .... hen Henry
VIII talks about .. the three Creeds or Symbols." A myt hological
perversion of the derivation (14~o.l~~0. MY"'. I)N' LQdy. Ill . 31%)
states that ,. Thys crcde ysealled S imbolu .... that ys to say a gatherynge
of morselles, Jor ccheof the xii. apostle! put therto a morsel." Other
historical details will be found in Schlesingel'~ Gudi~Au iUs SYMbols
(19 z 3)·
Secondly, there is the .idespread use of the adjeetive Symbol ist in
the nineties to cbaracteri1C tbose French poets ..... ho were in revolt
against all forms of literal and descriptive writing. and ..... ho attached
sy mbolic or esoteric meanings to particuJarobjectl. words and 5OU nds.
Sjmilarly, art criticslooscly reler to paint ers whose object is· suggestion'
rather than· representation' or 'construction,' as symbolist!!.
1n the following pages, however, a standpoint is indicated from which
. .tp.OI>V~." .. " .. r ... ~ . .. I. O.... T •• n .. ,,,.y both these vague captions can be al lotted their place in the system of
. . . . WOOD r . . . . ,"UIlTa .. signs and sy mbols ; a nd she" is laid upon those aspects of sy m boliSM
T.O . . . . . . O. 6; ,"0"1>0,, wbose neglect!w; given rise to 10 many false problems, bo"th in ;It:$th~tics
and in philO$Ophy.

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