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Psychological Bulletin Copyright 1987 by the American Psychological Association, Inc.

1987, Vol. 101. No. 2, 192-212 0033-2909/87/S00.75

The Nature of Phonological Processing and Its Causal Role in the


Acquisition of Reading Skills

Richard K. Wagner and Joseph K. Torgesen


Florida State University

Three bodies of research that have developed in relative isolation center on each of three kinds
of phonological processing: phonological awareness, awareness of the sound structure of language;
phonological receding in lexical access, receding written symbols into a sound-based representa-
tional system to get from the written word to its lexical referent; and phonetic receding in working
memory, recoding written symbols into a sound-based representational system to maintain them
efficiently in working memory. In this review we integrate these bodies of research and address the
interdependent issues of the nature of phonological abilities and their causal roles in the acquisition
of reading skills. Phonological ability seems to be general across tasks that purport to measure the
three kinds of phonological processing, and this generality apparently is independent of general cog-
nitive ability. However, the generality of phonological ability is not complete, and there is an empiri-
cal basis for distinguishing phonological awareness and phonetic recoding in working memory. Our
review supports a causal role for phonological awareness in learning to read, and suggests the possibil-
ity of similar causal roles for phonological recoding in lexical access and phonetic recoding in work-
ing memory. Most researchers have neglected the probable causal role of learning to read in the
development of phonological skills. It is no longer enough to ask whether phonological skills play a
causal role in the acquisition of reading skills. The question now is which aspects of phonological
processing (e.g., awareness, recoding in lexical access, recoding in working memory) are causally
related to which aspects of reading (e.g., word recognition, word analysis, sentence comprehension),
at which point in their codevelopment, and what are the directions of these causal relations?

Phonological processing refers to the use of phonological in- At the core of the second body of research is phonological
formation (i.e., the sounds of one's language) in processing writ- recoding in lexical access, that is, getting from a written word
ten and oral language. In this article we consider the nature of to its lexical referent by recoding the written symbols into a
phonological processing and its causal role in the acquisition of sound-based representational system (Baron & Strawson, 1976;
reading skills through an integration of three bodies of research Coltheart, Davelaar, Jonasson, & Besner, 1977; Crowder, 1982;
on phonological processing that have developed in relative isola- Kleiman, 1975; Liberman & Mann, 1981;Martin, 1978; Meyer,
tion. Schvaneveldt, & Ruddy, 1974). Tasks commonly used to assess
At the core of the first body of research is the development of phonological recoding for lexical access involve deciding
phonological awareness, that is, one's awareness of and access whether a string of letters represents a real word or a nonword,
to the phonology of one's language (Mattingly, 1972).' Phono- and rapid naming of objects, colors, and other kinds of stimuli.
logical awareness is demonstrated by successful performance Whether getting from the written word to its lexical referent
on tasks such as tapping out the number of sounds in a word, necessarily involves speech-related processes has been hotly de-
reversing the order of sounds in a word, and putting together bated (see, e.g., Crowder, 1982; McCusker, Hillinger, & Bias,
sounds presented in isolation to form a word (Lewkowicz, 1981, for reviews of this literature). The consensus is that pho-
1980). To an individual with well-developed phonological nological recoding is one of two basic means of lexical access,
awareness, our alphabetic system—which conveys language at the other being a more direct pairing up of the visual pattern
the phonological level—is a reasonable approach to visually with its lexical referent. Whereas lexical access that does not
representing our spoken language. Conversely, an individual involve phonological recoding appears to be available to skilled
lacking such awareness will find the correspondence between readers for high-frequency words, phonological recoding ap-
symbol and sound capricious at best (see, e.g., Liberman, Ru- pears to be an important means of lexical access in the early
bin, Duques, & Carlisle, in press, for a recent presentation of stages of acquiring reading skills, and useful even to highly
this argument). skilled readers for less familiar words (Baron, 1979; Doctor &
Coltheart, 1980;Ehri&Wilce, 1979; Stanovich, 1982a, 1982b).
At the core of the third body of research is phonetic recoding
The helpful comments of Lynette Bradley, Peter Bryant, Bob to maintain information in working memory, that is, recoding
Crowder, Virginia Mann, Keith Stanovich, and an anonymous reviewer
are gratefully acknowledged.
1
Correspondence concerning this article should be addressed to Rich- What we call phonological awareness is also referred to as linguistic
ard K. Wagner, Department of Psychology, Florida State University, Tal- awareness (Mattingly, 1980) and phonemic awareness (Lewkowicz,
lahassee, Florida 32306. 1980;Rozin&Gleitman, 1977).

192
PHONOLOGICAL PROCESSING AND READING 193

written symbols into a sound-based representational system processing, it is not easy to determine whether their deficiency
that enables them to be maintained efficiently in working mem- in phonological processing caused their reading difficulties or is
ory during ongoing processing (Baddeley, 1982; Conrad, 1964; merely a by-product of their lack of reading skills. Most investi-
Mattingly, 1980), Recent evidence suggests that the role of a gations of the deficiencies of reading disabled children in pho-
speech-based, short-term store in normal reading comprehen- nological processing do not inform us about causal relations
sion may be less important than was originally thought, because between phonological processing deficiencies and reading disa-
a surprising degree of comprehension occurs so soon after read- bilities. In this article we examine two other approaches to de-
ing a word that efficient storage processes are not required (see termining causal relations between phonological processing
Crowder, 1982, for an introduction to this literature). However, and the acquisition of reading skills: longitudinal correlational
efficient phonetic coding may play a vital role for beginning studies and experimental studies.
readers. The task faced by the beginning reader is to: (a) decode Longitudinal correlational studies involve obtaining mea-
a series of visually presented letters, (b) store the sounds of the sures of phonological processing and reading at several points
letters in a temporary store, and (c) blend the contents of the in time, and then testing alternative models of causal relations
temporary store to form words. Efficient phonetic coding for by the fit of the models to the obtained covariances among mea-
storing the sounds of the letters enables the beginning reader sures (see, e.g., Kenny, 1979; Long, 1983a, 1983b, for introduc-
to devote the maximum amount of cognitive resources to the tions to causal modeling). Causal inferences can be drawn from
difficult task of blending the sounds to form words (Baddeley, such studies to the extent one assumes that all relevant variables
1979,1982; Torgesen, Kistner, & Morgan, in press). that might be causally related to both phonological processing
This article is not intended to be an exhaustive review of and reading are included in the model. This assumption relates
three mature areas of research. For one thing, the length of such to the "third variable" problem: A correlation between two ob-
a review would be prohibitive. For another, adequate reviews of served variables may derive from their relations to an unmeas-
these separate literatures are available (see, e.g., Crowder, 1982; ured third variable. One can never be sure about the extent to
Kleiman, 1975; Liberman et al., in press; Mann, 1985; Mc- which this assumption is violated, but in practice, the longitudi-
Cusker et al., 1981). Rather, our purpose is to provide a coher- nal correlational approach yields valuable information about
ent account, spanning the three major areas of research, of pho- causal relations between phonological processing and reading.
nological processing as it relates specifically to the acquisition of Experimental studies are attempts to manipulate either pho-
reading skills. Further, we focus on the causal status of relations nological or reading skills, usually by providing a training pro-
between phonological abilities and the acquisition of reading gram for the targeted skill. Whereas the experimental approach
skills. offers more protection against the third variable problem than
Careful evaluation of causal relations between phonological the longitudinal correlational approach, the problem is not
processing and the acquisition of reading skills is especially im- eliminated. The experimental approach assumes that one's ma-
portant because the development of many cognitive skills and nipulation or training directly affects the targeted independent
the acquisition of reading usually proceed hand in hand. Thus, variable and not another unobserved variable. Other limita-
it is difficult to distinguish cognitive skills that play a causal role tions are associated with using training studies to experimen-
in the acquisition of reading skill from those that are primarily tally manipulate phonological processing abilities and reading
by-products of learning to read. Ehri (1979) has distinguished skill (see, e.g., Sternberg, 1983). For example, it could be the
four possible relations between phonological abilities and read- case that phonological awareness plays a causal role in learning
ing. First, a particular phonological ability can be a prerequisite to read but that phonological awareness cannot be trained, at
of reading, without which the acquisition of reading skills is least with the specific training program used. Conversely, train-
severely limited. Second, a particular phonological ability can ing effects can be obtained even when the targeted ability has
act as a facilitator, in which case children with the ability ac- not been affected by training, especially when the training activ-
quire reading skills faster than those without it. Third, a partic- ities and the criterion share task characteristics (e.g., both are
ular phonological ability can be a consequence of learning to based on speed, both are presented on microcomputers) in ad-
read, and thus a by-product rather than a cause of the acquisi- dition to their both being measures of the targeted ability.
tion of reading skills. Finally, a phonological ability might be a No approach by itself can definitively answer all the questions
correlate of reading ability, that is, related to the acquisition about causal relations between phonological processing and the
of reading skill only via their shared relation with some third acquisition of reading skill. Yet although each approach has its
variable, such as IQ. limitations, the limitations are to some degree complementary
There are at least three major approaches to investigating the and thus tend to cancel out when the approaches are combined
causal status of relations between phonological processing and (Bradley & Bryant, 1985). This is why we are especially inter-
the acquisition of reading skills, each of which has limitations ested in results supported by both longitudinal correlational
when used alone. The first approach is to study individuals for and experimental methods.
whom the usual hand-in-hand development of phonological This article is divided into six parts. The first part is a brief
processes and reading does not occur (i.e., individuals for whom introductory overview of the phonological nature of reading.
the acquisition of reading skills is particularly difficult; see Sta- This sets the stage for the parts that follow by clarifying (a) the
novich, 1982a, 1982b; Wagner, 1986b, for reviews of this litera- definitions we have adopted, for purposes of the present discus-
ture). A number of difficulties are associated with this ap- sion, for the set of highly confusable terms that make it difficult
proach. For example, if reading disabled students or adult illit- for interested observers to follow developments in the area of
erates show marked deficiencies in some aspect of phonological phonological processing; and (b) our assumptions about the
194 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

level of language conveyed by the printed word. In the second part of the speech wave depends on the characteristics of the
through fourth parts, we consider relations between the acquisi- preceding and succeeding speech sounds (Gleitman & Rozin,
tion of reading skills and phonological awareness, phonological 1977).
receding for lexical access, and phonetic receding to maintain Although the sound of the letter "t" is different in the words
information in working memory, respectively. Each of these "ten" and "stop," such differences are not perceived in everyday
three parts contains sections in which we examine longitudinal speech. The perceived sound distinctions are referred to as pho-
correlational studies and experimental studies that focus on nemes. A phoneme consists of a group of phones that speakers
causal relations between phonological processing and reading. of a language consider to be variations on the same sound (Bal-
Because the literatures we review are mature, replete with stud- muth, 1982). The individual phones that make up a phoneme
ies that, on their face, support all possible positions, our exami- are referred to as ollophones of that phoneme. For example, the
nation of these studies is more fine-grained than is normal for sounds of the letter "t" in the words "ten," "stop," "matter,"
reviews of this sort. In several cases we have reanalyzed the orig- and "bit" are allophones of the English consonant phoneme
inal data. In the fifth part of the article, we explicitly consider /t/, and the sounds of the letter "i" in the words "bite," "hide,"
hypotheses about the nature of phonological processing that and "tile" are allophones of the English vowel phoneme /ai/.
emerge from examining interrelations among measures of Midwestern spoken English can be represented by a total of 45
different kinds of phonological processing. In the last part, we phonemes (16 vowel phonemes and 29 consonant phonemes;
summarize the major empirical findings from our review, iden- Denes & Pinson, 1963).
tify gaps in current knowledge and issues still to be resolved, Phonemes represent language at the phonological level. Two
and propose how the gaps in current knowledge and unresolved additional terms are commonly used in reference to this level
issues can be addressed in future research. of language. The first, morphophoneme, aptly conveys the no-
tion that meaning (morpho) as well as sound (phoneme) is rep-
Overview: The Phonological Nature of Reading2 resented by our writing system and orthography. The second
term, used interchangeably with the first, is systematic pho-
We begin this overview by summarizing our use of the easily neme. This term derives from Chomsky and Halle's (1968)
confused terms adopted in studies of phonological processing, analysis of the phonology of English. On their view, our knowl-
and then we briefly discuss the level of language represented edge about words is represented in our lexicons by abstract
by our alphabet and orthography. Our presentation, which is strings of systematic phonemes. What is systematic or abstract
intended to be modal rather than original, highlights conven-
about this representation is that families of words that are re-
tional thought on the phonological nature of reading. However, lated by meaning (e.g., heal, health, healthy) share one lexical
many points are at issue about how language is represented in
entry: /hel/. The spelling of the lexical entry /hel/ is to some
writing, and we sidestep the hot debates only because they are
degree informative about its sound. Speech involves using pho-
of secondary interest to our purpose.
nological rules (e.g., the vowel shift rule responsible for the
change in pronunciation of the second "e" in the word "extrem-
Phones, Phonemes, and Phonetics ity," compared to its pronunciation without the suffix in the
word "extreme") to transform the abstract phonemes into sur-
Exasperated readers of the phonological processing literature
face phones that, in turn, relate to the articulatory gestures we
who get lost in terminology are justified in exclaiming, "It's all
know as speech.
Greek to me!" Many of the commonly used (and easily con-
The syllable, which is the smallest independently articulable
fused) terms derive from the Greek word phone, which trans-
segment of speech, is yet another unit of speech segmentation.
lates into "sound" or "voice."
Vowels are produced when the vocal tract is open and the vocal
At its most basic level, speech consists of continuously vari-
folds are vibrating. Consonants are produced by constricting
able waves of acoustic energy. Spectrographic analysis of the
the vocal tract. The alternate opening and closing of the vocal
speech stream has shown, for the most part, none of the seg-
tract roughly corresponds to a syllable, but it is often difficult to
mentation we perceive when, for example, we hear three sounds
determine the precise beginning and end of a syllable (Balmuth,
in the word "cat" (Gleitman & Rozin, 1977). The apparent seg-
1982).
mentation of the speech stream is a cognitive/perceptual phe-
nomenon, not a characteristic of the acoustic stimulus itself. It bears repeating that there is considerable debate about the
One step removed from the acoustic stimulus is the phonetic specific nature of phones, phonemes, and syllables. The some-
level. Speech is represented at the phonetic level by phones, what simplistic picture we have presented is intended to make
which are the exhaustive set of speech sounds. An example of a it easier for the reader to follow the ensuing discussions. The
phone is the sound of the letter "t" in the word "ten." Letters issues under debate are by no means trivial, and their resolution
are associated with more than one phone. For example, the will be consequential to our understanding of relations between
sound of the letter "t" in the word "stop" is a different phone phonological processing and reading.
than "t" in "ten." The relations between phones and the acous-
tic waves from which they are perceived are complex and not
well understood. A mapping occurs between parts of the speech 2
In this overview of the phonological nature of reading, we have re-
wave and individual phones for some types of phones (e.g., non- lied heavily on Balmuth (1982), Crowder (1982), and Gleitman and
diphthongized vowels, e.g., the sound of the "a" in "wave"). Rozin (1977). The interested reader is encouraged to consult these very
However, for other types of phones, what we perceive from a useful sources.
PHONOLOGICAL PROCESSING AND READING 195

Representing Spoken Language With Our phonological awareness has a number of advantages over an in-
Alphabetic Writing System dividual without it in learning to read. First, an individual with
phonological awareness is likely to view our alphabetic orthog-
There are two common fallacies about how language is repre-
raphy as a sensible way of representing her language. Otherwise,
sented by our alphabetic writing system and our English orthog-
the patterns of letter-sound correspondences will seem strange
raphy (the spelling conventions within our alphabetic writing
and arbitrary (Mattingly, 1980). Second, it is argued that learn-
system). The first fallacy is the commonsense yet oversimplified
ing to read new words involves segmenting the letter string into
notion that writing is just the visual expression of language.
units that correspond to individual sounds (phonemes) and
What is fallacious about this idea is that there is great variety
blending the individual sounds together to pronounce the word.
in the aspects of a language that a writing system might convey,
The point of this argument is that an awareness of phonemes is
ranging from levels close to the sound to levels close to the
a prerequisite of the ability to segment letter strings into pho-
meaning (Crowder, 1982). Writing might represent articulatory
neme-based units and to blend the resulting phonemes into
gestures—with symbols corresponding to articulatory gestures,
words.
such as pressing one's tongue to the roof of one's mouth. Alter-
The acquisition of reading skill might also affect the subse-
natively, writing might represent concepts such as "middle" in
quent development of phonological awareness. The argument is
a logographic fashion (e.g., the symbols ":!:") that conveys no
that learning to read provides explicit knowledge of the phono-
information about pronunciation. The second fallacy is that
logical structure of language that complements the largely tacit
English is a phonetic orthography, in which letters represent
knowledge acquired from experience at listening and speaking.
speech sounds. If English were truly a phonetic orthography, the
The analogy of learning a foreign language may help clarify this
pronunciation of the sequence of letters "heal" would be the
point. Learning a foreign language typically requires consider-
same for the words heal and healthy, and words such as sword
able effort at mastering grammatical rules that a native speaker
and knee would not exist at all!
of the language takes for granted. Individuals sometimes report
Most researchers believe that our writing system represents
that learning the grammatical rules of a foreign language made
language at the phonological level. When language is repre-
them aware of grammatical rules of their own language, rules
sented at the phonological level, writing is related to the sound
they previously were not aware of yet that guided their speech
of a word being represented but with compromises that some-
and writing nevertheless.
times reflect a word's meaning (Crowder, 1982). Consider the
previously mentioned example of heal and health. The letters
roughly correspond to the sounds of the words—one would not Relations Between Phonological Awareness and Reading
pronounce either of the words as banana, for example—yet
Phonological awareness develops at about the age children are
their spelling provides no clue that the first parts of the words
taught to read. Liberman, Shankweiler, Fischer, and Carter
are pronounced differently. Thus, the relation between the letter
(1974) examined the ability of 4 - , 5 - , and 6-year-olds to seg-
group "heal" and its pronunciation is compromised because the
ment words by phonemes and syllables. None of the 4-year-olds
very same letter group is pronounced differently in the words
could segment by phoneme, but half could segment by syllable.
heal and health, and this compromise reflects the words' shared
Only 17% of the 5-year-olds could segment by phoneme, and
root meaning.
again half could segment by syllable. By age 6, 70% could seg-
An alphabetic orthography such as ours, that represents lan-
ment by phoneme and 90% by syllable. Similar results were re-
guage at the phonological level, is an optimal system of repre-
ported by Calfee, Chapman, and Venezky (1972), who asked
sentation if we assume that lexical entries consist of strings of
5'/2-year-old children (a) whether two words sounded the same
systematic phonemes. The optimal nature of our alphabetic or-
at the end, and (b) to provide a word that rhymes with a pre-
thography refers to the notion that our writing system repre-
sented word. Even after practice trials with corrective feedback,
sents words in terms of the same units (systematic phonemes)
children responded at chance levels in saying whether two words
by which words are represented in our lexicon.3
sounded the same at the end. The children were able to produce
With this background, we are ready to consider the role of
a rhyming word 39% of the time, an average that resulted from
phonological awareness in learning to read. The beginning
a mix of some children doing very well at the task and some
reader really has two basic things to learn: Printed symbols rep-
doing very poorly, with few in between. Further, success at pro-
resent units of speech, and the unit of speech represented is
ducing words that rhymed was related to success at early
the phoneme (Crowder, 1982). Learning that printed symbols
reading.
represent units of speech is fairly trivial. Even severely disabled
Whether or not a young child demonstrates phonological
readers can learn to read sentences in which words are repre-
awareness may depend critically on the nature of the task used.
sented as Chinese ideographs (Rozin, Poritzky, & Sotsky, 1971).
Fox and Routh (1975) found some evidence that phonological
What is difficult is learning that printed symbols represent sys-
awareness may occur earlier than the age at which reading is
tematic phonemes, that is, becoming aware of the phonological
taught. They had 3- to 6-year-olds listen to monosyllabic words,
nature of our language.
and asked the children to say "just a little bit" of the word. Even

Phonological Awareness and the Acquisition


of Reading Skill 3
Our orthography cannot be truly optimal, because it contains
Proponents of the view that phonological awareness is vital anomalies (e.g., sword) whose spellings are not informative about their
to the acquisition of reading skill argue that an individual with meanings.
196 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

the 3-year-olds could segment at least some words into their be- respectively, for the literate controls. Finally, the illiterates re-
ginning and remaining sounds, and by age 5, children could versed the order of sounds in words correctly only 9% of the
segment first and remaining sounds for over half of the words. time, but were able to reverse the order of syllables in words
Strong relations have been reported between performance on 48% of the time. These results led Morais et al. to conclude that
various measures of phonological awareness and reading skill. phonological awareness does not arise automatically without
In a large-scale investigation, Calfee, Lindamood, and Linda- learning to read an alphabetic orthography.
mood (1973) gave the Lindamood Auditory Conceptualization One limitation of Morais et al.'s study is a general limitation
Test (Lindamood & Lindamood, 1971) and the Wide Range of all research on atypical subjects: The results may apply only
Achievement Test (1978) to 660 students from kindergarten to the atypical individuals studied, in this case, Portuguese illit-
through Grade 12. The Lindamood Auditory Conceptualiza- erates. However, other investigators have recently replicated and
tion Test uses colored blocks to represent sound sequences in extended this finding to groups of adult poor readers. Liberman
wordlike units. For example, the unit sas could be represented et al. (in press) measured the phonological awareness of a group
with two blocks of one color and one block of another color by of adult poor readers who attended a community literacy class.
placing the different-colored block between the pair of same- On a first-grade level phonological awareness task that simply
colored blocks. Multiple correlations between reading and required identifying initial, medial, and final sounds in words,
spelling composite scores and the score on the Auditory Con- errors were made on over 40% of the items. Similar results have
ceptualization Test were .7 or higher at each grade level. How- been reported by Byrne and Ledez (1983) and by Marcel
ever, the magnitude of the multiple correlations may overesti- (1980). However, there is an important difference between
mate the true degree of relation between phonological aware- Morais et al.'s study of Portuguese illiterates and these other
ness and reading because IQ was not partialed out. studies in terms of causal implications. We might assume that
Rosner and Simon (1971) did control for IQ in a study of the Portuguese illiterates could not read because they were not
relations between the ability to say a word without one of its taught how, and thus conclude that deficiencies in phonological
sounds and scores on the Stanford Achievement Test (1982). awareness resulted from a lack of reading instruction rather
Subjects in this study were 284 students from kindergarten than from deficiencies in phonological abilities. In contrast, the
through the sixth grade. Partial correlations between their mea- reading problems of more typical adult poor readers may result
sure of phonological awareness and the achievement test scores from deficiencies in phonological abilities, deficiencies in in-
ranged from . 1 to .7, with a median of .5. The only nonsignifi- struction, or some combination of the two.
cant partial correlation (.1) was obtained for the sixth-grade A final example of research using atypical subjects to investi-
sample. Similar relations have been found between reading gate causal relations between phonological awareness and the
achievement and a variety of measures of phonological aware- acquisition of reading skill was reported by Bradley and Bryant
ness (see, e.g., Fox & Routh, 1975; Helfgott, 1976; Liberman, (1978). They compared the performance of an older group of
1973; Zifcak, 1981). poor readers on measures of phonological awareness to a youn-
Having observed that the development of phonological ger group of normal readers that matched the older group in
awareness coincides roughly with learning to read, and that reading level. They assumed that the older poor readers should
measures of phonological awareness are related to measures of have experienced at least as much reading instruction and prac-
reading ability, we need to consider the causal status of whatever tice as the younger normal readers, if not more. Thus, any defi-
relations may exist between phonological awareness and read- ciencies in phonological awareness for the older disabled readers
ing. Before examining the longitudinal correlational studies and could not be due to a lack of practice at reading. Two tasks were
the training studies that have been done, we briefly consider used to measure phonological awareness. The first required sub-
three studies of individuals with atypical developmental courses jects to identify which of four words lacked a sound shared by
that avoid some of the previously mentioned limitations associ- the other three words (e.g., sun, sea, sock, rag). The older disa-
ated with this approach. bled readers performed more poorly on this task than the youn-
Morais, Gary, Alegria, and Bertelson (1979) examined the ger normal readers. The second task was to provide a word that
causal status of the relation between phonological awareness rhymed with a target word. Again, the older disabled readers
and the acquisition of reading skill by studying individuals who performed more poorly than the younger normal readers. Brad-
had not received training in reading. Morais et al. presented ley and Bryant concluded that one aspect of phonological
illiterate Portuguese adults from an agricultural community awareness—sensitivity to rhyme and alliteration—was a possi-
tasks such as saying words and nonwords without one of their ble cause of reading difficulties.
sounds (e.g., burn-urn), adding sounds to words and nonwords
(ant-pant), reversing the order of sounds in words (bat-tab),
Longitudinal Correlational Studies
and reversing the order of syllables in words (packrat-ratpack).
Half of the illiterate subjects failed every test, whereas every The maximally informative longitudinal correlational study
individual in a literate control group whose members learned of phonological awareness and reading would consist of mea-
to read as adults passed at least one test. Percentages of correct surements, on at least three occasions, of reading skill, phono-
responses for illiterates on the deleting sounds task were 26% logical awareness, and IQ for a large group of children. Ideally,
for words and 19% for nonwords, compared with 87% and 73%, the first occasion should occur before the children had learned
respectively, for the literate control subjects. Percentages of cor- to read (e.g., preschool or beginning kindergarten levels), in
rect responses for illiterates on the adding sounds task were 46% which case the reading measure should be a brief assessment to
for words and 19% for nonwords, compared with 91% and 71%, document that the children were indeed nonreaders. The sec-
PHONOLOGICAL PROCESSING AND READING 197

ond occasion should occur at the very early stage of reading and Word Attack subtests of the Woodcock Reading Mastery
acquisition (e.g., first-grade level), and the third at a later stage Test, and teachers rated them as being good, average, or poor in
of reading acquisition (e.g., second-grade level). reading ability.
Support for phonological awareness as a determinant of suc- No relation was found between the kindergarten syllable re-
cess at early reading would be provided by finding that the pho- versal task and first-grade reading, which is surprising because
nological awareness of prereaders predicted their subsequent of the relation between syllable segmentation and reading re-
success at reading, provided adequate attention is given to other ported in Mann and Liberman's (1984) study. However, the cor-
factors, such as IQ, that might be responsible for the predictive relation between kindergarten phoneme reversal and first-grade
relation. Conversely, support for practice at reading as a deter- reading achievement was astonishingly high (r = .75, p < .001).
minant of phonological awareness would be provided by finding The partial correlation we obtained holding IQ constant was
that success at early reading predicted subsequent performance identical, .75.
on measures of phonological awareness, again provided ade- Mann's (1984) and Mann and Liberman's (1984) studies are
quate attention is paid to plausible third causes. Models posit- both consistent with a causal role for phonological awareness in
ing reciprocal causal relations, or no causal relations whatso- the subsequent acquisition of reading skills. However, whether
ever, could also be examined. this represents only half of the picture, that is, whether the
We know of no study that has incorporated the complete de- causal relation might be reciprocal, cannot be determined from
sign for a longitudinal correlational study of relations between these studies.
phonological awareness and reading just outlined. However, a In one of two recent large-scale longitudinal correlational
number of studies have incorporated parts of the design, and studies, Bradley and Bryant (1985) examined relations between
we consider them next. phonological awareness and reading in a 3-year longitudinal
Mann and Liberman (1984) conducted a longitudinal study study. They also did a training study that we consider in the
of phonological awareness, short-term memory, and reading for next section. The subjects in the longitudinal study were 368
62 children. We focus here on the results relating phonological nonreaders who ranged from 4 to 5 years old at the beginning
awareness to reading. Phonological awareness was assessed in of the study. (Bradley & Bryant excluded 20% of their original
May of their kindergarten year with a syllable segmentation task sample of 503 children because they had acquired at least some
that required the children to tap out the number of syllables in reading skills, and 35 children dropped out over the course of
words they listened to. Reading achievement was assessed 1 the study.) Phonological awareness was measured with a sound
year later. categorization task: Children listened to lists of three (for the
The obtained correlation between kindergarten syllable seg- 4-year-old sample) or four (for the 5-year-old sample) words—
mentation and reading achievement 1 year later (r = .40, p < all but one of which shared an initial, medial, or final sound—
.01) is consistent with the view that phonological awareness is and then indicated which word was the odd one out. For exam-
causally related to reading. However, there are at least two plau- ple, children would hear "cot," "hut," "man," and "fit," and
sible alternative accounts of the relation between phonological identify "man" as the odd word.
awareness and the acquisition of reading skills to consider. The At the beginning of the study, the children were given the
first is that the relation between syllable segmenting and later sound categorization task, a memory span task requiring them
reading achievement is indirect, resulting from both variables to repeat the identical lists of words in order without identifying
being related to IQ. This account is implausible because the the odd one out, the English Peabody Picture Vocabulary Test,
partial correlation, with IQ held constant, between syllable seg- and miscellaneous other tests. Approximately 3 years later, the
mentation and later reading was identical to the simple correla- children were given (a) two standardized achievement tests of
tion of .40. The second alternative account is that the causal reading, a spelling test, and, for discriminant validation, a
relation is reciprocal, that is, that learning to read plays a causal group-administered mathematics test; (b) the sound categoriza-
role in subsequent phonological awareness, and vice versa. This tion test again; and (c) a short form of the Wechsler Intelligence
alternative explanation cannot be fully examined because pho- Scale for Children (Wechsler, 1974).
nological awareness was not assessed again with first-grade The correlations between performance on the sound catego-
reading and because a measure of reading skill at the time the rization task and performance on achievement tests 3 years later
phonological awareness measures were obtained is not available were .52 and .57 for the two reading tests, .48 for the spelling
as a covariate. The children were, however, screened with the test, and .33 for the math test. Holding constant the variables
Woodcock Reading Mastery Test (1973) to eliminate blatantly of (a) age at initial testing, (b) performance on each IQ measure,
skilled readers (V. A. Mann, personal communication, Septem- and (c) memory for the word lists, sound categorization
ber 20, 1985). uniquely accounted for between 4 and 10% of the variance in
Mann (1984) has reported a second longitudinal study that reading, 6-8% of the variance in spelling, and 1-4% of the vari-
extends these results. In January of their kindergarten year, 44 ance in math scores. With the exception of the lower value of
children were given (a) a syllable awareness task that required the percentage of variance accounted for in math scores, the
reversing the order of syllables in 2- and 3-syllable words, (b) a contributions of the sound categorization score were significant
phoneme awareness task that required reversing the order of at the .001 level.
phonemes in a 2-phoneme nonsense syllable, (c) an IQ test (Pea- These results suggest that the phonological awareness of pre-
body Picture Vocabulary Test, 1981), and (d) several other mea- readers is at least one causal factor in their success in early read-
sures that are not of interest to us here. One year later, the same ing and spelling. Of course, most of the variance in early reading
children, now first graders, were given the Word Recognition and spelling in this study was due to factors other than phono-
198 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

logical awareness (e.g., IQ, educational history), but it is impor- multaneous maintenance of a list of words in a short-term store
tant to note that phonological awareness was responsible for while performing the cognitive operations required for picking
between 4 and 10% of the variance in reading and spelling out the odd one. Tasks that assess storage and processing opera-
achievement. With the large number of subjects, these results tions simultaneously can be thought of as more complete mea-
are quite reliable. Further, several aspects of the procedures sures of working memory than are simple span tasks (Baddeley,
used in the study suggest that the figure of 4-10% of variance in press). Whereas working memory tasks, which have process-
accounted for represents a conservative estimate of the true de- ing demands similar to those of the sound categorization task,
gree of interrelation between sound categorization and reading. assess the ability to store items while engaging in complex pro-
First, Bradley and Bryant determined the proportion of vari- cessing, span tasks assess only isolated storage components of
ance in achievement scores accounted for by sound categoriza- the working memory system. Support for the idea that Bradley
tion with a stepwise multiple regression of the achievement test and Bryant's span measure may not assess the "right" kind of
scores on age, two IQ measures, and memory performance. In- memory is provided by the fact that measures such as they used
cluding both IQ measures individually rather than one compos- are not strongly related to more complex working memory
ite score representing both can rob some variance simply by tasks (Daneman & Carpenter, 1980).
chance that rightfully belongs to the last entered phonological Although we have argued that Bradley and Bryant's sound
awareness variable. Second, the regressions were done sepa- categorization task may not be a good measure of phonological
rately for each of two standardized tests of reading, and sepa- awareness per se, it just might be the right measure to use pro-
rately for 4- and 5-year-old samples. Combining the reading vided that the memory demand of the sound categorization task
measures should have yielded a more reliable criterion variable, is similar to that experienced by an individual processing pho-
and combining the 4- and 5-year-old samples may have been nological information while actually reading. In such a case,
justified, because dropping 20% of the original sample based on the complex measure of sound categorization might be a more
their reading skill probably restricted the range of both inde- useful tool for studying phonological awareness as it is used in
pendent and dependent variables. Finally, the 368 children for ecologically realistic situations than purer measures of either
whom data analysis was performed included 52 children who phonological awareness or memory alone. Just what is being
had received some form of special training during the course of measured by the sound categorization task is an important
the study. Because training was given to children with the worst question for future research.
sound categorization skills and had a positive effect on final The second aspect of Bradley and Bryant's procedures to
reading performance, including both trained and untrained consider when interpreting their findings is that because they do
children in the same analysis likely reduced the obtained pre- not report relations between early reading achievement and
dictive relation between sound categorization and reading skill. later sound categorization, their conclusion that phonological
Two aspects of Bradley and Bryant's (1985) procedures merit awareness has a causal role in reading may be only half of the
additional discussion. First, their sound categorization task story: They did not address the possibility that learning to read
might be a better measure of working memory' than of phono- has a causal role in subsequent phonological awareness.
logical awareness. Recall that the task requires children to listen Another large-scale longitudinal correlational study of re-
to lists of three or four words and then indicate which is the odd lations between phonological awareness and later success at
one out. As Bradley and Bryant correctly state, this is a test of reading and spelling has been reported by Lundberg, Olofsson,
memory as well as of phonological awareness because the child and Wall (1980). This study is particularly interesting because
must remember the list of words in order to identify the odd Lundberg et al. used a number of measures of phonological
one. Memory load apparently was a consideration in designing awareness, including tasks to measure (a) segmenting and
the task in that Bradley and Bryant (1985) decided to give lists blending of syllables and phonemes; (b) determining whether a
of three words to 4-year-olds because "four words seemed to tax target phoneme is in the initial, medial, or final position in a
their memory too much , . ." and to give lists of four words to spoken word; (c) reversing phonemes; and (d) rhyme. In addi-
5-year-olds because "three words seemed rather easy for the five tion, there were two versions of the blending tasks, one that used
year olds, whereas four seemed, nicely, not too easy and not too concrete materials, and another that did not. The concrete ma-
hard for them" (p. 39). terials consisted of pegs used to represent either syllables or
Including the memory span task in regressions of academic phonemes, depending on the task. Words were constructed by
achievement on the sound categorization task is a creative at- putting individual pegs into a pegboard. The subjects were 143
tempt by Bradley and Bryant to tease out a measure of phono- Swedish kindergarteners who differ from the kindergarteners in
logical awareness from the composite measures of phonological most other studies because their average age was 7 years. Formal
awareness and memory that the sound categorization task rep- instruction in Sweden begins 2 years later than in many other
resents. Their logic was that variance in achievement test per- countries. Thus, subjects were considerably older, yet no more
formance attributable to memory span should be captured in schooled, than the usual kindergarten student.
the regression analysis by the memory span measure, and that Near the end of their kindergarten year, the children were
whatever remaining variance is captured by the sound categori- given nine measures of the kinds of phonological processing just
ration task should be due to that part of the measure that re- mentioned, a screening measure of reading ability, and several
flects phonological awareness rather than memory. Yet such a other measures not of direct interest. One year later, at the end
strategy can be called into question because the simple span of first grade, the children were given an IQ test, as well as tests
measure may not be a valid measure of the memory require- of silent reading and spelling. Teacher ratings of achievement
ments of the sound categorization task, a task that requires si- also were obtained. Six months later, at the beginning of second
PHONOLOGICAL PROCESSING AND READING 199

grade, the children were again given the IQ test and the silent abilities, and (b) whether tasks involving syllables and tasks in-
reading test, but a new spelling test was given because of prob- volving phonemes represented different latent abilities were
lems with the original test. also consistent with this view, in that neither distinction was
The correlations between the kindergarten measures of pho- supported.
nological awareness and first-grade reading achievement ranged Stanovich, Cunningham, and Cramer (1984) provide further
from a low of. 13 (p < .05) for segmenting words into syllables support for this conclusion. They gave 10 phonological aware-
with concrete materials, to a high of. 5 5 (p < .001) for phoneme ness tasks to 49 kindergarteners whose average age was 6 years,
reversal, with a median correlation of .45 (p < .001). Phonologi- 2 months. With the exception of three tasks for which ceiling
cal measures requiring analysis of phonemes were more effects were obtained, the tasks were highly intercorrelated. The
strongly predictive of reading skill than were those that required mean correlation between the pairs of tasks was .62. A first prin-
analysis of syllables (median correlations were .47 and .24, re- cipal factor accounted for 47.8% of the total variance in the
spectively, with a test of the difference between these values variables. Correlations based on 31 of the children between the
yielding p < .001). These simple correlations address the issue kindergarten measures of phonological awareness and reading
of relations between individual measures of phonological 1 year later ranged from .09 to .60, with a median of .41. Seven
awareness and later reading; results from path analyses carried of the 10 correlations were significant at the .05 level. Holding
out by Lundberg et al. address the issue of the simultaneous IQ constant did not change the results much at all. The partial
relations between the phonological measures taken all at once correlations ranged from .08 to .58, with a median of .35. How-
and later reading achievement. Among the measures of phono- ever, it was impossible to determine from the data presented
logical awareness, skill at reversing the order of phonemes (with whether these relations were independent of preexisting differ-
path coefficients of .56 and .47 for first- and second-grade read- ences in reading skill.
ing, respectively), and to a lesser degree, skill at producing General cognitive ability. The partial correlations holding IQ
rhymes (with path coefficients of. 19 and .14, respectively) were constant between Lundberg et al.'s phonological awareness
reliable determinants of reading achievement. None of the measures and first-grade reading scores were of special interest:
other phonological awareness measures made a unique contri- With such a large sample, these partial correlations provide un-
bution to the prediction of reading achievement. usually stable estimates of the degree to which each measure of
Lundberg et al.'s data represent a uniquely important contri- phonological awareness determines later achievement in read-
bution to our knowledge of empirical relations among mea- ing, independent of general cognitive ability. The partial corre-
sures of phonological awareness: To our knowledge, theirs is the lations we calculated from these data ranged from a low of .09
only study in which a large number of common measures of (p > .05) for segmenting words into syllables with concrete ma-
phonological awareness were given to a large sample of individ- terials, to a high of. 5 3 (p < .001) for phoneme reversal, with a
uals. We took advantage of these data by reanalyzing them to median of .42 (p < .05). These results suggest that kindergarten
answer three questions. First, what is the nature of the interre- phonological awareness is quite strongly related to first-grade
lations among measures of phonological awareness? Second, are reading, independent of general cognitive ability.
the observed relations between kindergarten phonological Effects of preexisting levels of reading skill. The partial corre-
awareness and first-grade reading independent of general cogni- lations just presented provide relatively strong support for a
tive ability? Third, are the observed relations between kinder- causal role of phonological awareness in the acquisition of read-
garten phonological awareness and first-grade reading indepen- ing skill. However, it is obvious that at least some of Lundberg
dent of preexisting levels of reading skill? et al.'s sample had some reading proficiency before the study
Interrelations among phonological awareness tasks. The spe- began, because performance on the reading screening measure
cific question we asked about the interrelations among mea- given at the beginning of the study was related to first-grade
sures of phonological awareness is whether different kinds of reading achievement. (If none of the children could read, there
phonological awareness tasks (e.g., segmenting vs. blending, syl- would be no variance in this variable and thus it could not be
lable vs. phoneme) tap different latent phonological abilities or related to any other variable.) Thus the observed relations be-
whether the different kinds of tasks tap a single latent phonolog- tween kindergarten phonological awareness and first-grade
ical ability. A principal-component solution for Lundberg et reading might originate from preexisting differences in reading
al.'s data yielded two components with eigenvalues greater than skill. To answer this question, we calculated partial correlation
1. The proportions of total variance accounted for by these coefficients between kindergarten phonological awareness mea-
principal components were .53 and .14. The proportion of com- sures and first-grade reading, with the score on the kindergarten
mon variance accounted for by the first principal component screening test of reading held constant. The results were strik-
was .80. After varimax rotation, the loadings of the phonologi- ing. In contrast to the simple correlations reported earlier, the
cal measures on the first principal component were substantial median of which was .45 with all being significant, the partial
(from .61 to .91, Mdn = .86) for all variables except segmenting correlations with kindergarten reading held constant ranged
words into syllables with concrete materials and rhyme. These from -.07 (ns) to .21 (p< .01), with a median of .06 (ns). Only
two measures were the only substantial loadings on the second two of the nine partial correlation coefficients were significant
principal component, with values of .83 and .73. These results at the .05 level. It appears that differences in original level of
suggest that much of the variance in common measures of pho- reading proficiency could have been responsible for the ob-
nological awareness can be accounted for by a single latent abil- served relations between kindergarten phonological awareness
ity. Confirmatory factor analyses carried out to determine (a) and first-grade reading achievement, thus making ambiguous
whether segmenting and blending represented different latent the causal implications of these data.
200 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

We turn now to a consideration of experimental studies be- Of particular interest are comparisons of the sound categori-
fore summarizing all of the evidence relating phonological zation and concrete sound categorization groups with the con-
awareness to the acquisition of reading skills. ceptual categorization group, a group that is just the right con-
trol group for this training program. As predicted, the groups
differed reliably on the reading and spelling tests but not on the
Experimental Studies
math tests. However, nominal advantages of the sound categori-
Experimental studies, often in the form of training studies, zation group over the conceptual categorization control group
are a convergent approach to determining the causal status of of 4 months for both reading and spelling and 3 months for
relations between phonological awareness and reading. If train- mathematics were not reliable (p > .05). In contrast, the con-
ing in phonological awareness can be shown to improve success crete sound categorization group—the group that used letters
in early reading, we can infer that phonological awareness plays for concrete demonstrations—exceeded the conceptual catego-
a causal role in the acquisition of reading skill. Conversely, if rization control group by about 9 months in reading (p < .05),
training in some aspect of reading can be shown to improve about 17 months in spelling (p < .01), but by only 3 months in
phonological awareness, we can infer that reading plays a causal mathematics (ns).
role in the development of phonological awareness. We now In sum, these results suggest that long-term sound categoriza-
consider studies that address the effects of manipulating phono- tion training, in and of itself, does not result in greater achieve-
logical awareness on subsequent reading, and of manipulating ment in reading or spelling. When supplemented with training
reading instruction on phonological awareness. in the sound-symbol correspondences provided by the spelling
Effects of phonological awareness training on reading skill. practice with plastic letters, marked gains are obtained. The un-
One of the most extensive training studies reported to date was answered question is whether a group that only received spelling
carried out by Bradley and Bryant (1985) in conjunction with practice with plastic letters and no sound categorization train-
their longitudinal correlational study of sound categorization. ing per se would have shown gains similar to that of the concrete
The subjects in the training study were 65 children selected on sound categorization training group.
the basis of their poor performance on the sound categorization Fox and Routh (1976) examined the effects of training chil-
task. The children ranged in age from 5 years, 5 months to 7 dren to blend phonemes on a paired-associate reading analogue
years, 4 months, with a mean age of 6 years, 1 month. task that required decoding "words" made up of letterlike sym-
The children were assigned to one of four groups in such a bols. The subjects were forty 4-year-olds, half of whom were
manner as to match the groups as closely as possible on the randomly assigned to receive sound blending training. After
variables of sound categorization ability, IQ, sex, and age. Chil- training, the children learned to associate spoken sounds with
dren assigned to a sound categorization group (n = 13) received letterlike symbols in a paired-associate learning procedure. The
40 training sessions of unspecified duration once per week over reading analogue criterion test was a paired-associate learning
a 2-year period. The training consisted of a variety of activities task for two lists of "words" constructed from the letterlike
designed to teach categorization of words based on sound. The symbols. The items were repeatedly presented until either all
children were trained individually, and because each child was items were named correctly on two consecutive trials or a maxi-
permitted to progress at his or her own rate, some progressed mum of 20 trials had been given.
further through a sequence of training activities than others. No main effect of the blending training was found. However,
Children assigned to a concrete sound categorization group when a median split was done by skill at segmenting words into
(n = 13) received the same training as the first group, and in their constituent syllables and sounds, a reliable interaction was
addition, used plastic letters for concrete demonstrations of found between sound blending training and segmenting skill.
shared sounds among words. The children would, for example, Sound-blending training improved performance on the read-
use the letters to spell a series of words that shared one or more ing-analogue task, but only for children who could segment
sounds by leaving in place the letter or letters that represented words into sounds {high segmenters). There was no effect of
a shared sound and replacing only those letters unique to each blending training for children who were less able to segment
word. Children assigned to a conceptual categorization control words into sounds (low segmenters). This result has been widely
group received an equivalent amount of training using the same cited in support of the view that both segmenting and blending
words presented to children in the experimental groups, but skills are prerequisites of successful acquisition of reading skill.
they were trained to categorize the words based on conceptual Although this view has intuitive appeal, a close examination of
category (e.g., animals, colors) rather than sound. Finally, chil- Fox and Routh's work suggests that it may be a mistake to con-
dren assigned to a no-treatment control group (« = 13) received clude from their study that both segmenting and blending skills
no training at all. are important to early reading. First, the interaction between
The outcome measures for which training effects were ex- blending training and segmenting skill occurred for only one of
pected were standardized tests of reading and spelling achieve- two item lists used in the reading-analogue task. Second, it is
ment. Overall, the rank ordering of the four groups on the crite- likely that the interaction obtained is an artifact of floor effects.
rion measures of achievement was (a) best performance for the Taking, for example, the number of trials to criterion, the
sound categorization group that got the letter training, (b) next means were 9.3 and 17.2 for the trained and control groups for
best performance for the sound categorization group that did the high segmenters. Thus for high segmenters, blending train-
not get the letter training, (c) third best performance for the ing reduced the number of trials required for perfect perfor-
conceptual categorization control group, and (d) poorest per- mance on the reading-analogue task. The problem arises in the
formance for the no-treatment control group. performance of the low segmenters. The mean number of trials
PHONOLOGICAL PROCESSING AND READING 201

to criterion for both the trained and control groups was 20.0, 1976) and the lack of a blending training-only group in the pres-
with a standard deviation of 0, which represents the maximum ent study.
number of trials given before discontinuing the reading-ana- Treiman and Baron (1983) carried the investigation of pho-
logue task. Because the performance of both the trained and nological awareness training a step further by asking whether
control low-segmenter groups was at the floor for this variable, the effects of training are specific to the actual spelling-sound
and because there was an effect of training for the high segment- correspondences taught, or are general because training makes
ers, it is impossible for there not to be an interaction of blending children aware of the basic fact that spelling-sound correspon-
training and segmenting ability. For all we know, the floor effect dences exist. In the second, and more powerful, of two experi-
for the low segmenters may conceal a main effect of blending ments, they used a within-subject design to study the effects of
training. training on 20 nonreading kindergarteners. Each subject prac-
One final problem in interpreting these results deserves men- ticed segmenting and blending the initial and remaining sounds
tion because Fox and Routh remedied it in a follow-up study. of one set of triphonemic spoken syllables (e.g., hem, lig, hig,
This problem is that segmenting ability was not manipulated hem). They also practiced another set of similar syllables by
and may have been a proxy for some other difference between merely repeating them. Next, the children learned to associate
the groups that is related to reading, such as IQ. Fox and Routh the individual sound segments of the syllables from both sets
(1984) solved this problem by directly manipulating segment- with letters. Finally, children learned to "read" entire syllables
ing skill in a study of relations between segmenting, blending, in a paired-associates learning task. The syllables were of two
and reading. The subjects in this experiment were 41 kindergar- types. Related syllables were syllables presented in their entirety
teners, 31 of whom could not segment syllables into phonemes, in either the segmenting and blending or repetition training
and 10 of whom served as a contrasting group of segmenters. conditions, whereas unrelated syllables were syllables made
The 31 nonsegmenters were randomly assigned to one of from the same segments but that had not been practiced pre-
three conditions, within the constraint of keeping the ratios of viously in their entirety.
boys to girls proportional across groups. Members of a segment- Evidence for an effect of phonological awareness training on
ing training group were trained to segment initial sounds from the reading analogue task was present in a small but reliable
the remaining sounds of words. The training took place in ses- interaction between type of practice (segmenting and blending
sions lasting up to 15 min, 4 or 5 days per week, for 5 weeks. vs. repetition) and item type (related vs. unrelated). For sylla-
Members of a segmenting and blending training group received bles that received segmenting and blending training, an average
the same segmenting training as the segmenting training group, of 9.2 errors were made on related items and 10.6 errors on
as well as practice at blending the first sound with the remaining unrelated items. For syllables that received repetition practice,
sounds in monosyllabic triphonemic words, for example: an average of 9.6 errors were made on related items and 8.9 on
m . . .an, p. . .at, and r. . . un. Members of a control group the unrelated items. This means that children were more likely
received no training. Measures to determine whether the train- to combine written syllable segments into syllables on the read-
ing worked included Fox and Routh's (1975) phonemic segmen- ing analogue task if they had previously been trained to segment
tation task and the Roswell-Chall Auditory Blending Test and blend the same spoken syllables. This is not a large effect,
(1963). The transfer task for which the effects of training were but it should be remembered that the training took place over
examined was the paired-associate reading analogue task with only 4 days. Though the lack of a main effect of phonological
letterlike forms used in the 1976 study. awareness training suggests that its effectiveness was specific to
The results showed that the segmenting training group per- the individual syllables trained, the interaction between type of
formed no better than the control group on the reading ana- practice and item relatedness declined over the 4 days of the
logue task, although there was evidence of training on Fox and experiment, which suggests that as skill in phonemic analysis
Routh's segmenting test. Thus, improving segmenting skill does and synthesis increased, the effects of training began to appear
not by itself appear to enhance learning words made up of let- for syllables that received repetition practice as well.
terlike forms." The segmenting and blending training group per- Effects of reading instruction on phonological awareness.
formed better than the control group on the reading analogue Alegria, Pignot, and Morals (1982) compared segmentation
task, the Roswell-Chall blending test, and Fox and Routh's pho- ability in two groups of 6-year-olds. Both groups had received
nemic segmenting task. In fact, their performance on the read- approximately 4 months of reading instruction; however, the
ing analogue task was not reliably different from that of the con- instruction given one group was based on a "phonics" method
trast group of segmenters who scored highest on all measures. and that given the other group was based on a "whole-word"
Unfortunately, a blending training-only group was not included method. The segmentation tasks of interest were reversing the
in this study, thus one cannot be sure whether the improvement order of syllables in disyllabic words or pronounceable non-
for the segmenting and blending training group represented an
interaction of segmenting and blending or a simple main effect
4
of blending training. One unusual feature of the segmentation training, based on the ex-
amples presented by the authors, is that the units to be segmented did
In sum, Fox and Routh's (1975, 1976) studies demonstrate
not consistently reflect either the constituent syllables or phonemes of
that phonological awareness training results in improved per-
the words. For example, subjects were taught to segment the monosyl-
formance in a reading analogue task. Whether such improve- labic, triphonemic word man into m ... an. Yet, the word floor was
ment is evidence of an interaction of segmenting and blending segmented into fl . . . oor, sandy was segmented into san . . . dy, and
skill or simply a main effect of blending skill is unknown be- nose was segmented into n . . . ose. This might explain the lack of a
cause of the floor effects in the earlier study (Fox & Routh, training effect on the reading analogue task.
202 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

words and reversing the order of phonemes in monosyllabic po- the group that had been trained in the logographic system
lyphonemic words or pronounceable nonwords. did not.
Reliable effects were found for type of reading instruction—
the phonics group did better—and for type of reversal—revers- Summary
ing syllables was easier than reversing sounds. These main
Phonological awareness appears to develop at about the age
effects are not particulary informative because (a) the groups
children are taught to read, although there is evidence that even
were not randomly assigned to type of reading instruction but
younger children have rudimentary phonological awareness
rather were sampled from two schools that happened to differ
(e.g., Fox & Routh, 1975). The development of phonological
in method of reading instruction, and (b) others have shown
awareness for syllables precedes that for phonemes, and phono-
that segmenting words into syllables is easier than segmenting
logical awareness tasks involving syllables appear to be easier
words into phonemes (Liberman et al., 1974). What is informa-
than comparable tasks involving phonemes in general. Based
tive is that there was a reliable interaction between type of read-
on factor analyses of the commonly used measures of phonolog-
ing instruction and type of reversal. On the syllable reversal
ical awareness (e.g., segmenting syllables and phonemes, blend-
task, the phonics and whole-word groups were correct on 67.5%
ing syllables and phonemes, counting syllables, reversing the or-
and 73.5% of the items, respectively, a difference of only 6%. In
der of phonemes), it appears that they are measures of a single
contrast, on the phoneme reversal task, the phonics and whole-
construct or underlying ability, rather than of multiple and un-
word groups were correct on 58.3% and 15.4% of the items,
related skills (Lundberg et al., 1980; Stanovich et al., 1984).
respectively, a difference five times larger than that found for the
Performance on measures of phonological awareness is re-
syllable reversal task. What remains to be determined is
lated to performance on measures of reading achievement. Fur-
whether members of the phonics group were better at real read-
ther, the results of the longitudinal correlational studies taken
ing than members of the whole-word group, and if so, whether
together indicate that phonological awareness and reading are
the difference in reading skill resulted from the differences in
related independent of general cognitive ability. This conclusion
phonological awareness between the groups or from some other
is based on the partial and semipartial correlations we calcu-
source.
lated from the reviewed studies between measures of phonologi-
In a related experiment, Goldstein (1976) evaluated the
cal awareness and later reading achievement with 1Q held con-
effects of learning to read on the phonological awareness and
stant, summarized in Table 1. In general, phonological aware-
sequential memory of 23 nonreading 4-year-olds. The 11 chil-
ness tasks involving phonemes are more highly related to
dren in the experimental group were taught to read using Book
subsequent reading skill than are those involving syllables.
1 of Fuller's (1974) "Ball-Stick-Bird" reading system. Training
The results in Table 1 from Mann (1984), Mann and Liber-
was provided daily in 10-min sessions for 13 weeks. A feature
man (1984), and Bradley and Bryant (1985) support a causal
of this reading system is its emphasis on blending sounds to
role for phonological awareness in the acquisition of reading
make words. The 12 children in the control group were read to
skills. However, these studies do not address the possible causal
from the same book but neither read themselves nor were
role for learning to read in the development of phonological
trained in sound blending procedures. Segmenting and blend-
awareness. To do so would have required obtaining measures of
ing skills were assessed before and after training, as was sequen-
both phonological awareness and reading at several points in
tial memory for sets of pictorial items whose names were sim-
time. The deficits in phonological awareness found for adult il-
ilar in sound (e.g., cat, hat, can, bag) or not (e.g., horse, spoon,
literates and the effects on phonological awareness found for the
fish, hand).
phonics method of reading instruction suggest a causal role for
The training program had reliable effects for sequential
learning to read in the subsequent development of phonological
memory performance but not for either segmenting or blend-
awareness.
ing. Actually, the pretest-posttest gain of the experimental
The results of the training studies reviewed were mixed.
group on segmenting and blending was about 20% greater than
Some evidence was obtained for effects of phonological aware-
that of the control group, but with only 23 subjects, even this
ness training on the acquisition of reading skill but there were
large difference was not significant. It is interesting to note that
also some glaring null results, as in the case of Bradley and Bry-
almost half of the variance in acquisition of reading skills by
ant's (1985) sound categorization training. Although Bradley
members of the experimental group was accounted for by pre-
and Bryant reported impressive gains for children who received
test measures of segmenting and blending skills independent of
phonological awareness training in the form of concrete dem-
general cognitive ability.
onstrations using plastic letters, these gains may simply reflect
A study recently carried out in China provides support for
the extensive practice these children received in letter-sound
reading instruction as a determinant of phonological aware-
correspondences through the spelling activities that were part
ness. Read, Ahang, Nie, and Ding (1984) compared the phono-
of the training. We consider potential reasons for the mixed re-
logical awareness of a group of readers who had been trained in
sults of training studies in some detail in the General Discus-
Chinese logographic characters with that of a group of readers
sion.
who had been trained in the alphabetic spelling system pinyin.
A logographic system is nonphonological because there is a sep-
Phonological Receding in Lexical Access and the
arate symbol for each entire word represented in the logogra-
Acquisition of Reading Skills
phy. On a phonological awareness task that required the addi-
tion and deletion of phonemes, the group of readers that had In recent years a substantial body of research has converged
been trained in the alphabetic system performed well, whereas on the conclusion that there are at least two common means of
PHONOLOGICAL PROCESSING AND READING 203

Table 1 a lesser or greater degree by all readers, depending on the famil-


Correlations Between Phonological Awareness and Later iarity of a particular word, but it appears to be especially impor-
Reading Achievement With IQ Held Constant tant in the early stages of the acquisition of reading skills
(Baron, 1979; Doctor & Coltheart, 1980; Ehri & Wilce, 1979;
Study, phonological awareness task Coefficient"
Stanovich, 1982a, 1982b). Facility of phonological receding in
Bradley&Bryant(1985) lexical access as a determinant of early reading success has been
Sound categorization with 4-year-old suggested by a number of phenomena and observations. We
sample: briefly mention two of them.
Neal reading .25*** First, the reading task on which good and poor readers differ
Schonell reading .31***
the most is naming speed for pseudowords (Hogaboam & Per-
Sound categorization with 5-year-old
sample: fetti, 1978; Perferti & Hogaboam, 1975; see also Stanovich,
Neal reading .21*" 1982a, 1982b, 1985, for a review of this and related issues in
Schonell reading .20*** reading). Pseudowords (e.g., nke) share the phonology of our
Lundberg, Olofsson, & Wall (1980)
written language, but they cannot have a lexical address to
Blending:
Phonemes .42*** which they might be directly paired because they are not real
Phonemes/concrete materials .47*** words. They also cannot be processed as a familiar, or unified,
Syllables .21*** configuration of letters, because they have not been encoun-
Syllables/concrete materials .29"* tered previously as words. In decoding pseudowords, children
Segmenting phonemes/concrete materials .44"*
must access and integrate multiple phonological codes, so the
Identification of phoneme position .43"*
Phoneme reversal .53*** decoding speed for pseudowords is particularly sensitive to
Rhyme production .20" difficulties in phonological coding of visual stimuli. The ex-
Mann (1984) treme difficulties of poor readers in decoding pseudowords sug-
Phoneme reversal .75"*
gest that at least some of their difficulties in word reading are
Syllable reversal nf
Mann & Liberman (1984) due to problems in generating the phonological code required
Counting syllables .40" to access the lexicon.
Stanovich, Cunningham, & Cramer (1984) A more direct observation that suggests the importance of
Delete initial phoneme .36* phonological recoding in lexical access is that dyslexic children
Segment initial phoneme .49"
are slower at naming series of objects, colors, numbers, and let-
Replace initial phoneme .08
Sound categorization: ters (Denckla & Rudel, 1976). Naming tasks such as these re-
Initial phoneme same quire lexical access, and there now is substantial support for the
Initial phoneme different .32* view that the problem for dyslexics in naming tasks is due to
Same as "initial phoneme different," .58"
deficits in using phonological information for lexical access, as
but with negative instructions .46*'
Final consonant same .33* opposed to deficits of a visual-perceptual nature (see Stanovich,
Final consonant different .39* 1982a; Vellutino, 1979, for reviews of this literature). For exam-
Identify a rhyme .22 ple, the poorer performance of dyslexics compared to normal
Supply a rhyme .05 readers disappears on visual processing tasks that do not in-
volve either phonological recoding or overt speech (Bouma &
•With the exception of data from Bradley and Bryant (1985), the re-
ported values are partial coefficients. It was not possible to calculate Legein, 1980; LegeinA Bouma, 1981).
partial coefficients from their data, so these values are semipartial co- The literature on naming rate is complicated by the fact that
efficients holding constant two IQ test scores, age, and score on a mem- differences in rate between good and poor readers may depend
ory span task. Semipartial coefficients are lower bound estimates of the
to some extent on the structure of the naming task. Stanovich
values of the partial correlations. b Neither simple nor partial correla-
tion was reported, though Mann (1984) indicated that the simple corre- (1985), for example, has pointed out that studies using discrete
lation was not significant. trial naming tasks report smaller differences between reading
*p<.05. **p<.01. "*p<.001. groups than do those that require subjects to name items in a
continuous series. However, a recent report by Lorsbach and
Gray (1985) indicates that naming rate is reliably associated
lexical access (see Crowder, 1982; McCusker et al., 1981, for with reading skill on discrete trial tasks if comparison groups
reviews of this literature). The first means of lexical access, are substantially different from one another in reading ability.
which has variously been referred to as phonological receding Before turning to studies that address the causal status of re-
(Coltheartetal., 1977; McCusker etal., 1981), speech receding lations between phonological recoding in lexical access and the
(Crowder, 1982; Kleiman, 1975; Martin, 1978), and phonemic acquisition of reading skills, we should note that it may be im-
receding (Baron & Strawson, 1976; Meyer et al., 1974), refers possible to devise a task that measures recoding in lexical access
to receding written symbols into some kind of sound-based rep- and little else, especially for young children. The ideal task
resentation, and then using this sound-based representation to should measure the efficiency with which (a) the appropriate
access the lexicon. The second means of lexical access, which phonological codes are retrieved from memory, and (b) the lexi-
has variously been referred to as direct access, unmediated ac- con is searched for a string of phonological codes that matches
cess, or visually mediated access, refers to pairing up written the search string of retrieved codes.
symbols with their lexical referents without using a sound- Consider several commonly used tasks to assess these aspects
based representation system. Phonological receding is used to of phonological processing. The rapid naming of letters would
204 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

seem to involve retrieving phonological codes, but not using by the relations of both the naming tasks and the reading mea-
them to make lexical access. In addition to being incomplete, sures with IQ. Second, it is not clear that naming rate differ-
another problem with this task is that it cannot be used with ences necessarily resulted from differences in the efficiency of
young children who do not know the alphabet. Further, differ- phonological receding. For example, the naming rate differ-
ential knowledge of letter-sound correspondences can inflate ences might reflect the differential use of direct lexical access,
correlations between the rapid naming of letters and later read- or, because the tasks were presented in a continuous naming
ing skill even among groups of children who know the alphabet. format, the ability to sustain speeded performance. Third, the
Switching from naming letters to naming objects should avoid substantial correlations between the kindergarten reading test
this limitation, although once again, phonological codes are not scores and the naming measures indicate that a nontrivial pro-
used to make lexical access. portion of the kindergarten sample possessed some reading
Naming real words seems to involve both retrieving phono- skills when the naming tasks were first administered, and thus,
logical codes and using them to make lexical access. However, the observed differences in naming speed might have been
this task cannot be used with nonreaders, and, in common with caused by differential prior practice at reading. Finally, the
letter naming tasks, differential mastery of letter-sound corre- naming tasks apparently were not administered again after the
spondences may account for much of the variance in perfor- kindergarten year, making it impossible to test alternative
mance for young children. Another problem is that it is possible causal models that might resolve the ambiguity about the direc-
to access the lexicon directly, especially for high-frequency
tion of causality.
words, and thus not use phonological codes at all. Switching
Lesgold and Resnick (1982) reported a 3-year longitudinal
to pseudowords avoids this limitation but introduces another
study of causal relations between word naming speed and read-
problem: Pseudowords cannot have a lexical address; thus it
ing comprehension that is at least indirectly related to the ques-
seems that naming pseudowords cannot be a valid measure of
tion of causal relations between phonological receding and
using phonological codes to make lexical access.
reading. Their subjects were 127 first graders, 46 of whom re-
mained as third graders at the end of study. Word naming speed
Longitudinal Correlational Studies was measured on four occasions over the course of the study,
and measures of reading comprehension were obtained on
Wolf (1984) has reported results from a longitudinal study of
three occasions. Whereas word naming speed was related to
relations between a variety of naming measures and reading.
subsequent comprehension (with one exception), comprehen-
The subjects were 115 kindergarteners, 98 of whom were fol-
lowed through the end of second grade. The naming tasks, sion was not related to subsequent word naming speed. Lesgold
which were administered at the end of the kindergarten year, and Resnick concluded that speed or automaticity of word
included (a) four continuous naming tests for colors, letters, naming is causally related to the ability to extract meaning from
numbers, and objects (hand, chair, dog, star, ball); (b) a continu- a text and is not simply the result of more efficient language
ous naming task for alternating digits and letters (e.g., 2 a 6 s 9 comprehension processes.
p); and (c) a continuous naming task for alternating digits, let- A strength of this study compared to other longitudinal stud-
ters, and colors. Measures of oral reading, word recognition la- ies of relations between phonological processing and reading is
tency, and reading comprehension were administered at the end that the phonological measure (e.g., word naming speed) was
of the kindergarten, first grade, and second grade school years. given on multiple occasions over the course of the study, thus
The correlations between the kindergarten naming measures permitting Lesgold and Resnick to test alternative models of
and the first-grade measures of reading ranged from -.35 (p < causal relations among the variables in their study. However, the
.001) for naming objects to -.71 (p < .001) for naming alter- results of this study are only indirectly linked to the question of
nate digits and letters. (The correlations are appropriately nega- causal relations between phonological receding for lexical ac-
tive because the measure of naming proficiency was the amount cess and reading. Unlike naming speed for objects or colors,
of time required to name a series of items.) In general, the mag- word naming speed is obviously a composite measure that in-
nitude of the relations between the naming measures and later cludes important reading processes other than phonological re-
reading varied as a function of (a) the stimuli to be named, with coding.
letters and numbers being more related than objects; (b) grade
level; and (c) reading ability.
Perhaps the most important of Wolf's results is that naming
Summary
speed for objects reliably predicted later reading ability. This
result is of greater interest than the larger correlations found
between naming speed for letters and later reading ability be- The importance to reading of phonological receding in lexi-
cause relations between letter naming speed and reading ability cal access is supported by the magnitude of the differences be-
may reflect other properties they have in common besides re- tween good and poor readers on naming speed for pseudowords
quiring phonological receding (e.g., knowledge of letter-sound and the naming speed differences between dyslexics and normal
correspondences). readers for objects, colors, numbers, and letters. Markedly fewer
The extent to which these results support a causal role for studies have addressed the specific question of causal relations
phonological receding in lexical access in the acquisition of between phonological receding in lexical access and the acquisi-
reading skills is difficult to determine from the data presented. tion of reading skills than for phonological awareness. As a re-
First, the reported correlations, though large, may be inflated sult, there is little evidence of causal relations.
PHONOLOGICAL PROCESSING AND READING 205

Phonetic Receding to Maintain Information Mann, Liberman, & Shankweiler, 1980; Perfetti & Lesgold,
in Working Memory 1977, 1979; Perfetti &McCutchen, 1982;Swanson, 1978).
We next consider studies that address the issue of causal re-
lations between phonetic receding in working memory and the
A number of models of working memory have been pro-
acquisition of reading skill.
posed, each of which conceptualizes working memory as a stor-
age system of limited capacity that supports ongoing cognitive
processing (Torgesen, Kistner, & Morgan, in press). Baddeley Longitudinal Correlational Studies
and his associates (Baddeley, 1981; Baddeley & Hitch, 1974;
Mann and Liberman (1984) examined relations between
Baddeley & Lieberman, 1980) have developed a model of work-
kindergarteners' memory span for word lists and first-grade
ing memory that has been applied to the problem of under-
reading. Their subjects were 62 children who, in May of their
standing beginning reading (Baddeley, 1979, 1982; Mann &
kindergarten year, were asked to repeat word strings that were
Liberman, 1984). We briefly describe this model of working
either phonemically confusable or nonconfusable. One year
memory and the possible role of phonetic receding in the acqui-
later they were given the Word Recognition and Word Attack
sition of reading skills before beginning our review of work in
subtests of the Woodcock Reading Mastery Test. If efficiency of
this area.
phonetic coding in working memory is related causally to the
Working memory is conceptualized as a collection of interre-
acquisition of reading skills, one would expect reliable corre-
lated subsystems, three of which have been identified at least
lations between the performance on the kindergarten measure
tentatively. The central executive is a limited capacity work-
of memory for word lists and reading skill 1 year later.
space that can be used to operate control processes (e.g., execu-
The simple correlations between first-grade reading and kin-
tive routines and decision making) or to briefly store informa-
dergarten word string span measures were .39 (p < .01) for non-
tion. The two other subsystems are "slave" systems to the cen-
confusable word strings and .26 (p > .05) for confusable word
tral executive in that information is sent to them for storage
strings. Partial correlations with IQ held constant are identical
at the discretion of the central executive. Which slave system
to the simple correlations because IQ was unrelated to the crite-
information is sent to for storage depends on the kind of infor-
rion measure of reading.
mation to be stored. Visual or spatial information can be sent
In a follow-up study of 44 children, Mann (1984) replicated
to a visuospatial scratch pad for storage. Verbal information can
these results. The correlation between kindergarten memory for
be sent to a phonological store for storage, a process that in the
lists of nonconfusable word strings and first-grade reading ob-
context of reading is carried out by an articulatory loop.
tained in this study was .56 (p < .001). Holding IQ constant, a
The phonological store and the articulatory loop are of pri-
partial correlation of .55 (p < .001) is obtained.
mary interest to us here. According to the working memory These results, then, are at least consistent with the view that
model, verbal information is recoded phonetically and stored efficiency of phonetic coding in working memory is causally re-
in working memory in terms of its phonological features. The lated to the acquisition of reading skills, although a stronger
means by which verbal information is registered in the phono- case could be made had a measure of reading skill at the time
logical store depends on whether the information is heard or the phonological measures were obtained been available as a
read. Verbal information that is heard is automatically regis- covariate. We turn now to experimental studies that have inves-
tered in the phonological store. Verbal information that is read tigated causal relations between phonetic receding in working
also may be registered in the phonological store, through an memory and the acquisition of reading skills.
articulatory loop activated when the reader subvocally articu-
lates the information (Baddeley, 1982).
Experimental Studies
A number of studies have demonstrated the important role of
phonetic coding in working memory tasks. For example, Katz, Alegria et al., (1982), using two groups of 6-year-olds, com-
Shankweiler, and Liberman (1981) had good and poor second- pared memory span performance for drawings of objects with
grade readers recall series of pictures that were either readily either phonologically confusable or nonconfusable names. One
labeled common objects or abstract line drawings for which ver- group had received 4 months of reading instruction using a
bal labels were not apparent. Differences between good and phonics method, the other received 4 months of reading in-
poor readers were found for recall of objects that could be la- struction using a whole-word method. Although the groups
beled but not for recall of the abstract line drawings. Katz et al. differed in their ability to segment sounds, there were no group
concluded that the problem for poor readers is not a general differences in memory span performance. This result is not
problem in working memory but a problem specific to coding consistent with the view that instruction in reading emphasiz-
items phonetically. Shankweiler, Liberman, Mark, Fowler, and ing the phonological features of words leads to greater efficiency
Fischer (1979) found that letter-span performance of skilled of phonetic receding in working memory. We do not want to
readers was impaired when the names of the letters were phono- make too much of this null result, however, because it is based
logically confusable (e.g., b, c, d, p) compared to their span per- on groups of only moderate size (32 children in each of two
formance for nonconfusable letters, but less impairment was groups) that were preexisting rather than created by random
found for less skilled readers. This suggests that good readers assignment to method of reading instruction.
make more use of phonological information in span tasks than In addition to examining the effects of reading instruction on
do poor readers (see also, Bisanz, Das, & Mancini, in press; working memory performance, we can also examine the effects
Brady, Shankweiler, & Mann, 1983; Byrne & Shea, 1979; of training designed to improve memory span performance on
206 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

subsequent reading skill. The problem here, of course, is that skill. We briefly consider the theoretical and practical signifi-
performance on span tasks is affected by several different kinds cance of this question.
of processing operations (Dempster, 1981). Large improve-
ments in span performance can be obtained by teaching special Theoretical Implications
mnemonic strategies like cumulative rehearsal (see, e.g., Butter-
The theoretical importance of the question concerns how
field, Wamgold, & Belmont, 1973) or temporal chunking (see,
many latent phonological abilities or kinds of processing there
e.g., Torgesen & Houck, 1980). Furthermore, there is substan-
are. It is possible that the phonological tasks commonly used to
tial evidence that children with reading problems perform
measure awareness, receding in lexical access, and receding in
poorly on many memory tasks because they do not use appro-
working memory are basically measures of one general latent
priate strategies efficiently (Bauer, 1977, 1979; Shepherd, Gel-
ability. Alternatively, it is also possible that phonological aware-
heizer, & Solar, 1985; Torgesen, 1977).
ness and the actual use of phonological information—either in
Even though memory span performance might be improved
lexical access or in working memory—represent separate latent
by teaching mnemonic strategies, there is little reason to expect
abilities. Finally, awareness, use in lexical access, and use in
such training to affect reading performance. It is doubtful that
working memory might represent separate latent abilities or
elaborate strategies for improving simple storage of items on
kinds of phonological processing.
span tasks can be used effectively while performing complex
The ambiguity about the nature of latent phonological abili-
tasks like reading (Torgesen, Kistner, & Morgan, in press).
ties carries over into interpreting performance on any given
Reading occurs at a rate that probably precludes the use of elab- phonological task. For example, two measures of phonological
orate strategies to store individual letters, words, or phrases dur- awareness that reliably predict the acquisition of reading skills
ing processing. Further, the use of elaborate mnemonic strate-
are phoneme reversal and Bradley and Bryant's (1985) sound
gies may tie up cognitive resources that could be more usefully
categorization task. Compared to other commonly used phono-
applied to other important processes in reading.
logical awareness tasks, phoneme reversal and sound categori-
zation would seem to place the greatest demands on working
Summary memory. Should we view these tasks as measures of phonologi-
cal awareness, working memory, or some combination of both?
One important rationale for expecting efficiency of phonetic
coding in working memory to be related to the early acquisition
Practical Implications
of reading skills is that efficient phonetic coding should enable
the reader to apply maximum resources to the difficult task of Reading skill has been shown to be related to measures of
blending together isolated phonemes to make words. phonological awareness, phonological receding in lexical ac-
There is considerable evidence that good and poor readers cess, and phonetic receding in working memory. Determining
differ on memory span tasks and that these differences derive whether each kind of phonological processing is related to read-
primarily from differences in the efficiency of phonetic recod- ing independent of the other kinds of phonological processing
ing in working memory. Further, the relation between efficiency is a first step in constructing a phonological battery that could
of phonetic receding in working memory and reading skill is be used to identify children who are at risk of reading failure
independent of general intellectual ability. even before reading instruction has commenced. For example,
Results of the longitudinal correlational studies that have ad- based on previous studies, it might be assumed that prereading
dressed the issue suggest a causal role for efficiency of phonetic measures of phonological awareness, phonological receding in
coding in working memory in the acquisition of reading skills. lexical access, and phonetic receding in working memory each
As was true for research on phonological awareness and phono- correlate with first-grade reading at the .3 level. Depending on
logical receding in lexical access, insufficient attention has been their degree of interdependence, a battery that includes mea-
paid to a possible causal role for learning to read in the develop- sures of each of the three kinds of phonological processing
ment of phonetic coding in working memory. could account for a modest 9% (completely overlapping mea-
sures) to an astonishing 81% (completely nonoverlapping mea-
sures) of the variance in first-grade reading.
Relations Among Phonological Awareness, Phonological
In addition to the practically important issue of identifying
Receding in Lexical Access, and Phonetic Receding children at risk for reading failure, another implication of the
in Working Memory question about the number of latent phonological abilities con-
cerns training programs for enhancing the acquisition of read-
We have reviewed three literatures that have developed in rel-
ing skills. If, for example, there should turn out to be basically
ative isolation. Each literature has its own set of tasks, and for
three distinct phonological abilities, each may represent a po-
the most part, its own set of researchers. With few exceptions
tential locus of intervention. Alternatively, if there should turn
(e.g., Blachman, 1984; Crowder, 1982; Liberman & Shank-
out to be basically one general phonological ability, then train-
weiler, in press; Mann, 1985), the focus has been on relations
ing programs should probably be directed at improving that
between one of the three kinds of phonological processing—
ability.
usually operationalized by a single task—and reading. The
question we address here is whether the tasks commonly used
Empirical Studies
to measure phonological awareness, phonological receding in
lexical access, and phonetic receding in working memory repre- We know of only a handful of studies that address relations
sent substantively distinct kinds of phonological processing or among measures of phonological awareness, phonological re-
PHONOLOGICAL PROCESSING AND READING 207

coding in lexical access, and phonetic receding in working netic recoding in working memory is of theoretical and practi-
memory. With two exceptions (Blachman, 1984; Mann, 1984), cal importance.
these studies have addressed relations between (a) phonological The theoretical importance of this issue is whether there is
awareness and phonetic receding in working memory, or (b) empirical support for distinguishing phonological awareness,
phonological receding in lexical access and phonetic receding phonological recoding in lexical access, and phonetic recoding
in working memory, in working memory as separate phonological skills or kinds of
Mann and Liberman (1984) gave a syllable counting task as processing, or whether they are manifestations of a single skill
a measure of phonological awareness and a memory span test or kind of phonological processing. The studies we have re-
for phonemically nonconfusable word strings as a measure of viewed suggest that phonological skill is to some degree general
phonetic receding in working memory to kindergarten preread- across tasks that purport to measure awareness, recoding in lex-
ers. The partial correlation we calculated between these two ical access, and recoding in working memory. However, this gen-
measures after holding IQ constant was .32 (p < .01). We car- erality is not complete, and empirical support for distinguishing
ried out a multiple regression of first-grade reading scores on phonological awareness and phonological recoding in working
IQ, syllable counting, and memory for word strings, which memory was found in their independent contributions to the
yielded an R2 of .25 (p < .01). With IQ held constant, reliable prediction of reading ability.
proportions of variance in first-grade reading were accounted The practical importance of the issue of interrelations among
for by syllable counting (ft = .32, p < .01) and word string mem- measures of phonological processing concerns (a) predicting
ory (ff = .31, p < .01). In sum, performance on a measure of reading difficulties even before reading instruction begins, and
phonological awareness was related reliably to performance on (b) identifying loci for possible training interventions. The com-
a measure of phonetic recoding in working memory, yet both bined predictive power of measures of phonological awareness,
measures contributed to predicting first-grade reading perfor- phonological receding in lexical access, and phonetic recoding
mance. Similarly, Goldstein (1976) reported a partial correla- in working memory can be considerable. Mann (1984), for ex-
tion holding IQ constant between a composite measure of pho- ample, accounted for almost three-fourths of total variance in
nological awareness (segmenting and blending) and memory first-grade reading with three phonological tasks administered
span of. 47, p<. 05, in kindergarten. In addition, the fact that phonological aware-
Mann (1984) gave a phoneme reversal task, a word string ness and phonetic recoding in working memory each accounted
memory task, and a letter naming speed task to kindergarten for unique variance in first-grade reading when both were used
prereaders. We calculated partial correlations with IQ held con- as predictors suggests that each should be viewed as a potential
stant of . 11 (as) between phoneme reversal and word string locus of remedial efforts.
memory, -.09 (ns) between phoneme reversal and letter nam-
ing speed, and -.11 (ns) between word string memory and letter General Discussion
naming speed. These partial correlations indicate that perfor-
mance on these measures is not related at beyond-chance levels. We began this article by distinguishing three kinds of phono-
We carried out a multiple regression of first-grade reading logical processing: phonological awareness, phonological recod-
scores on phoneme reversal, word string memory, and letter ing in lexical access, and phonetic recoding in working memory.
naming speed, which yielded an R* of .74 (p < .001). With IQ We have addressed two major interdependent issues: the nature
held constant, reliable proportions of variance in first-grade of phonological processing and the nature of its causal relations
reading were accounted for by phoneme reversal ({S - ,61, p < with the acquisition of reading skills. In this section we (a) sum-
.001) and by word string memory (0 = .39, p< .001), with letter marize for these two issues the major empirical findings from
naming speed approaching significance (0 = —.12, p < .1). our review, (b) identify important gaps in current knowledge
Blachman (1984) has reported similar results for measures of and issues to be resolved, and (c) propose the means by which
phqnological awareness (segmentation and rhyming) and pho- these gaps and unresolved issues can be addressed in future re-
nological recoding in lexical access (naming speed for objects, search.
colors, and letters). She concluded that the measures were tap-
ping different aspects of linguistic processing, each of which was
Nature of Phonological Processing
predictive of reading skill.
Naming speed measures of phonological recoding in lexical Our interest in the nature of phonological processing is fo-
access have been found to be related to span measures of pho- cused on the question of whether phonological awareness, pho-
netic recoding in working memory by a number of investigators nological recoding in lexical access, and phonetic recoding in
(Mann, 1984; Spring, 1976; Spring & Capps, 1974; Spring & working memory represent distinct kinds of phonological abili-
Farmer, 1975; Spring & Perry, 1983;Torgesen&Houck, 1980). ties. Although we cannot answer this question with any degree
For example, Spring and Perry (1983) reported a correlation of of certainty, we can provide a partial answer. Skill at phonologi-
.57 (p< .01) between digit naming speed and memory for pic- cal processing is to some degree general across tasks that pur-
tures with nonrhyming names for a mixed group of 30 reading port to measure phonological awareness, phonological recoding
disabled and nondisabled children. in lexical access, and phonetic coding in working memory. Fur-
ther, the generality of phonological processing skill goes beyond
Summary that which may be accounted for by individual differences in
The issue of the interrelations among measures of phonologi- general cognitive ability. These conclusions are based on finding
cal awareness, phonological recoding in lexical access, and pho- significant interrelations among tasks that purport to measure
208 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

each of UK three kinds of phonological processing after holding in complete phrases. Thus, although efficiency of phonetic re-
IQ constant However, the generality of skill at phonological coding to maintain items in working memory may not be re-
tasks is not complete, and there is an empirical basis for distin- lated to comprehension performance for easy material, for cer-
guishing phonological awareness from phonetic receding in tain kinds of difficult text, efficient phonetic receding may be
working memory: Tasks that measure each of these two kinds of crucial. For reasons we have outlined previously, the efficiency
phonological processing uniquely account for variance in later of phonetic receding in working memory should also be related
reading skill. to the accuracy of initial attempts at using word attack skills,
There are at least two means by which our understanding of but might not be as predictive of the eventual speed of decoding
the nature of phonological processing might be advanced. The highly familiar words.
first is to give a relatively large number of children tasks that The existence of specific relations between certain aspects of
measure each of the three kinds of phonological processing, ide- phonological processing and of reading could be determined
ally on several occasions over the course of their early develop- by administering measures of several aspects of phonological
ment of phonological skills. Alternative models of the nature of processing (e.g., awareness, receding in lexical access, and re-
phonological processing could be tested formally with confir- coding in working memory) and of reading (e.g., word analysis,
matory factor analysis on the basis of their accounting for ob- word recognition, and comprehension). If specific relations
served covariances among the phonological processing mea- were found, they would provide an empirical basis for distin-
sures. Plausible models of the nature of phonological processing guishing the different aspects of phonological processing skill.
to consider include (a) a general ability model, which proposes
that performance on the three kinds of phonological processing
Causal Relations Between Phonological Processing
tasks derives from one latent phonological ability; (b) an aware-
Skills and the Acquisition of Reading Skills
ness versus use model, which proposes that performance on
phonological awareness tasks and on tasks measuring the use of We have reviewed two major sources of evidence about causal
phonological information in lexical access or in working mem- relations between phonological processing skills and the acqui-
ory derive from separate latent phonological abilities; and (c) a sition of reading skills: longitudinal correlational studies and
specific ability model, which proposes that performance on the training studies.
three kinds of phonological tasks derives from separate latent On the basis of longitudinal correlational studies, we con-
phonological abilities. Developmental changes in the nature of dude that phonological awareness plays a causal role in the ac-
phonological processing could be examined by comparing re- quisition of reading skills. There is considerable evidence for
sults across multiple administrations of the measures. such a relation from a number of longitudinal correlational
A second means by which our understanding of the nature of studies, but not enough to determine whether similar causal
phonological processing could be increased is to look for re- roles exist for phonological receding in lexical access or pho-
lations between particular kinds of phonological processing and netic receding in working memory. However, the description
specific aspects of reading that should, in theory, be related to just given of the causal relations between phonological process-
them. For example, one might expect that phonological aware- ing and the acquisition of reading skills is probably incomplete,
ness, especially in the form of segmenting and blending skill, as it neglects a likely causal role for learning to read in the devel-
would be particularly salient to the acquisition of sound-based opment of phonological skills. The longitudinal correlational
reading skills at the word level. Measures of phonological aware- studies we reviewed simply were not designed to determine
ness would thus be better predictors of performance in reading whether learning to read plays a causal role in the development
programs that emphasize a phonics approach than of perfor- of phonological abilities. Further, the results of our reanalysis
mance in reading programs that primarily use a whole-word or of Lundberg et al.'s (1980) data are consistent with the view that
basal reader approach. Furthermore, there is no reason to ex- learning to read plays a nontrivial causal role in the develop-
pect direct relations between individual differences in phono- ment of phonological abilities.
logical awareness and reading comprehension.5 The training studies that have been carried out to address
Crowdert 1982) has proposed an account of the relations be- the casual relations between the development of phonological
tween phonological processing and reading that also has im- abilities and the acquisition of reading skills have yielded mixed
plications for differential relations between various aspects of results. There are at least three important reasons for this out-
phonological processing and reading. He suggests that when a come. Before introducing these reasons, we must first reintro-
word is encountered, lexical access is obtained very rapidly by duce two rationales for expecting phonological skills to be use-
activating an abstract phonological representation associated ful in learning to read.
with the visual representation of the word. In addition, as a re- The first rationale is provided by Mattingly (1980), who has
sult of subvocal articulatory processes, the word is phonetically argued that a child with phonological awareness is likely to view
coded in short-term memory right after lexical access occurs. our system of writing as a sensible way of representing one's
Because lexical access can occur before words are actually language. Otherwise, the patterns of letter-sound correspon-
placed in working memory, quite a bit of comprehension can dences will seem strange and arbitrary. The second rationale
occur without analyzing words stored in working memory.
However, storing word strings in working memory is important
for tasks such as resolving pronomial referents, following con- * Stanovich, Cunningham, and Feeman (1984) used path analysis to
voluted syntax, and making sense of difficult to comprehend show that phonological awareness affects comprehension only indi-
material, tasks that require examining relations among words rectly, through its influence on decoding speed.
PHONOLOGICAL PROCESSING AND READING 209

starts with the idea that beginning readers have three basic tasks subjects are shown pictures of objects. Below the pictures are a
to perform. They must (a) decode a string of visually presented series of unmarked connected squares, one representing each
letters, (b) store the products (i.e., the sounds of the letters) in a sound of the word. Children are taught to say words by pro-
temporary store, and (c) blend the contents of the temporary nouncing each sound in succession while placing the squares in
store to form words (Baddeley, 1979, 1982; Torgesen et al., in their proper positions. In the second stage, the concrete materi-
press). Phonological skills, in the form of efficient use of phono- als are removed, and in the final stage, the child does not verbal-
logical codes to store letter sounds, enable the beginning reader ize the sounds. A series of training studies were carried out with
to apply the maximum amount of processing resources to the 6-year-old nonreaders who were unable to segment words into
difficult task of blending sounds to form words. Whereas these phonemes before training. After training, the children could
rationale suggest that the effects of training in phonological abil- segment words into phonemes.
ities should be largest very early in the acquisition of reading After over a decade of research, we know more about re-
skills, none of the large-scale phonological training programs lations between phonological processing and reading than we
we reviewed began training until well after reading instruction do about relations between reading and just about anything
had begun. else. Yet perhaps the most important fruit of this labor is the
A second possible reason for the mixed outcome of training realization that it is no longer enough to ask whether phonologi-
studies is that in many cases, there was no direct assessment of cal skills play a causal role in the acquisition of reading skills,
whether the training affected the targeted phonological skill at or even whether learning to read plays a causal role in the devel-
all; the effectiveness of training was evaluated only in terms of opment of phonological skills. Rather, the question we must
its effects on subsequent reading skill. The problem is that a now ask is both more complex and more to the point: Which
phonological training program may or may not improve read- aspects of phonological processing (e.g., awareness, receding in
ing skills, and for reasons that are unrelated to the theoretical lexical access, receding in working memory) are causally re-
relations between the phonological skill and reading (Steinberg, lated to which aspects of reading (e.g., word recognition, word
1983). analysis, sentence comprehension) at which point in their code-
A third possible reason for the mixed effects of training stud- velopment, and what are the directions of these causal relations?
ies is that phonological abilities may be difficult to train. Con- Not one of the studies reviewed is of the scope necessary to
sider how one might train phonological awareness. The typical answer this question. What is required are longitudinal correla-
approach is to present exercises requiring children to work with tional studies that obtain multiple measures of each kind of
individual phonemes in isolation and then perhaps to blend phonological processing and reading at a number of points in
them together to form words. Yet in everyday speech, phonemes time, as well as training studies that obtain similar kinds of
are coarticulated, and the interpretation given of a target pho- measures.
neme depends on the immediately preceding and succeeding We describe one admittedly speculative proposal (Wagner,
phonemes. Thus, there will be differences between what is expe- 1986a) in order to give an example of what an answer to the
rienced in everyday speech and what is experienced in phono- question just posed might entail. The two-part proposal is based
logical training programs, and these differences may be non- on a quantitative synthesis of 16 longitudinal correlational and
trivial. training studies with a combined N > 1,200. It is largely an
There have been two approaches to addressing this problem, integration of the views of Perfetti, Beck, and Hughes (1981)
each of which attempts to simplify the phonological task to be and Baddeley (1979, 1982).
trained. The first approach teaches segmentation and blending First, it is proposed that the ability to blend phonemes plays
of syllables rather than of phonemes, because syllables appear a causal role in the acquisition of beginning reading skills. How-
to be more accessible to early readers than phonemes. Gleitman ever, it is not the simple awareness that phonemes can be
and Rozin( 1973,1977; Rozin& Gleitman, 1977) took this ap- blended to form words that matters, but rather the ability to use
proach in a training program for inner-city children. A rebus phonological codes to efficiently store the sounds of letters and
approach was used in which syllables were represented by Dic- letter combinations when blending sounds to form words.
tographs (e.g., an outline of a bee for the syllable "be") or by Evidence from the quantitative analysis that blending rather
letter sequences. Children were trained to combine picto- than segmenting plays an important causal role in the acquisi-
graphic representations of syllables to make words. Preliminary tion of reading skills comes from the fact that there are reliably
results suggested that children could learn to use the system stronger causal relations for blending than for segmenting in the
easily, and thus got practice at segmenting and blending they acquisition of word analysis skills. Evidence that use rather than
might not have otherwise. However, it was not demonstrated simple awareness is what matters comes from the fact that
that benefits of training extended to phonemic segmentation or blending tasks are highly correlated with measures of use of
to reading in the absence of the rebus. We are not aware of any phonological information either in lexical access or in main-
more recent studies of the effectiveness of this particular ap- taining information in working memory, yet segmenting tasks
proach. are not. Finally, evidence that blending phonemes as opposed to
The second approach has been to provide concrete materials syllables is what matters comes from the reliably stronger causal
to help train children to segment and blend phonemes. Bradley relations for tasks involving phonemes than for tasks involving
and Bryant's (1985) use of plastic letters is one example, al- syllables in the acquisition of word analysis skills.
though whether the concrete materials need be letters is at issue. Second, it is proposed that the acquisition of reading skills—
Elkonin (1971, 1973) has devised a program to train children especially those measured by word analysis tasks—plays a
to segment words into phonemes. In the first stage of training, causal role in the development of both awareness that words can
210 RICHARD K. WAGNER AND JOSEPH K. TORGESEN

be segmented into phonemes and efficient phonetic receding to Bouma, H., & Legein, C. P. (1980). Dyslexia: A specific receding defi-
maintain information in working memory. Regarding phonetic cit? An analysis of response latencies for letters and words in dyslec-
receding, it is proposed that reading instruction and practice tics and in average readers. Neuropsychologia, 18, 285-298.
facilitate the efficiency with which phonological codes are re- Brady, S., Shankweiler, D., & Mann, V. (1983). Speech perception and
memory coding in relation to reading ability. Journal of Experimen-
trieved and paired with letters and the efficiency with which the
tal Child Psychology, 35, 345-367.
codes can be maintained in working memory once they have
Bradley, L., & Bryant, P. (1978). Difficulties in auditory organization
been retrieved.
as a possible cause of reading backwardness. Nature, 271, 746-747.
Evidence that reading plays a causal role in the development
Bradley, L., & Bryant, P. (1985), Rhyme and reason in reading and spell-
of awareness that words can be segmented into sounds comes ing. Ann Arbor: University of Michigan Press.
from the fact that the acquisition of word analysis skills plays a Butterfield, E. C., Wamgold, C., & Belmont, J. M. (1973). On the theory
reliably stronger causal role in the development of segmenting and practice of improving short-term memory. American Journal of
ability than blending ability. The quantitative analysis also pro- Mental Deficiency, 77, 654-669.
vided evidence of a causal role for reading in the development Byrne, B., & Ledez, J. (1983). Phonological awareness in reading-disa-
of efficient phonetic receding in working memory. bled adults. Australian Journal of Psychology, 35, 185-197.
Whether this particular proposal about causal relations be- Byrne, B., & Shea, P. (1979). Semantic and phonetic memory codes in
tween phonological processing and reading or some other pro- beginning readers. Memory & Cognition, 7, 333-338.
posal ultimately will be supported by further empirical work is Calfee, R. C., Chapman, R. S., & Venezky, R. L. (1972). How a child
unimportant. What is important is that our future work should needs to think in order to learn to read. In L. Gregg (Ed.), Cognition
begin to answer the question of how phonological processing in learning and memory. New York: Wiley.
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netic skills and reading—kindergarten through twelfth grade. Journal
different answers for different kinds of phonological processing
of Educational Psychology, 64, 293-298.
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Chomsky, N., & Halle, M. (1968). The sound pattern of English. New
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