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2099

Acute Myeloid Leukemia: Epidemiology and Etiology

Barbara Deschler, MD Acute myeloid leukemias (AMLs) are infrequent, yet highly malignant neoplasms
Michael Lübbert, MD, PhD responsible for a large number of cancer-related deaths. The incidence has been
near stable over the last years. It continuously shows 2 peaks in occurrence in
Department of Hematology/Oncology, University early childhood and later adulthood. With an incidence of 3.7 per 100,000 per-
of Freiburg, Freiburg, Germany. sons and an age-dependent mortality of 2.7 to nearly 18 per 100,000 persons,
there is a rising awareness in the Western world of AML’s special attributes result-
ing from an ever-aging population. To objectively describe epidemiologic data on
this patient population, recent publications were evaluated to make transparent
the current trends and facts. A review of the literature is presented, reflecting
highlights of current research with respect to AML etiology. To estimate outcome
and discuss informed treatment decisions with AML patients of different age
groups and different biologic risk categories, it is mandatory to consider that the
outcome results reported in clinical trials were until now heavily biased toward
younger patients, whereas the overall dismal prognosis documented in popula-
tion-based studies most likely reflects the exclusion of older patients from aggres-
sive treatment. The etiology for most cases of AML is unclear, but a growing
knowledge concerning leukemogenenic agents within chemotherapy regimens for
other malignancies is already available. This includes specific associations of the
most frequent balanced translocations in AML, including the ‘‘good-risk’’ abnormal-
ities comprised by the core binding factor leukemias (i.e., AML with the translocation
(8;21) and inversion of chromosome 16, and acute promyelocytic leukemia with the
translocation (15;17)). In contrast to these genetic alterations, epigenetic lesions,
e.g., promoter silencing by hypermethylation of the p15/INK4b and other genes,
are increasingly recognized as important in the pathogenesis of AML. Cancer
2006;107:2099–107.  2006 American Cancer Society.

KEYWORDS: acute myeloid leukemia, epidemiology, etiology, survival.

A cute leukemias are rare diseases, but have a disproportionally


large effect on cancer survival statistics.1 Acute myeloid leuke-
mia (AML) is the most common type of leukemia in adults, yet con-
tinues to have the lowest survival rate of all leukemias. Although
rates have improved remarkably in the younger age group, the prog-
nosis in older patients continues to be very poor.2,3

Incidence
The American Cancer Society estimates that 31,500 individuals in
Address for reprints: Barbara Deschler, MD, the U.S. will be diagnosed with 1 form of leukemia annually.
Department of Hematology/Oncology, University Approximately 21,500 patients will die of their disease.4,5 Although
of Freiburg, Hugstetterstr. 55, D-79106 Freiburg, the incidence of acute leukemias accounts for <3% of all cancers,
Germany; Fax: (011) 49 761-270-3690; E-mail: these diseases constitute the leading cause of death due to cancer
deschler@mm11.ukl.uni-freiburg.de
in children and persons age <39 years.4–6
Received July 7, 2006; revision received July 31, AML accounts for approximately 25% of all leukemias in adults
2006; accepted August 3, 2006. in the Western world, and therefore is the most frequent form of

ª 2006 American Cancer Society


DOI 10.1002/cncr.22233
Published online 3 October 2006 in Wiley InterScience (www.interscience.wiley.com).
2100 CANCER November 1, 2006 / Volume 107 / Number 9

Based on the documented frequent progression


of myelodysplastic syndromes (MDS) to AML, an
increased incidence of MDS with age appears to
partly explain both the high incidence and poor
prognosis of AML in the elderly. Because an increas-
ing blast count in MDS leads to higher mortality
without reaching the definition of AML, a distinction
between the 2 entities of myeloid disorders may be
FIGURE 1. Age-specific incidence of acute myeloid leukemia in the U.S., primarily semantic. The common AML subtype in
20002003. Source: Surveillance, Epidemiology, and End Results program. the elderly shares characteristics with AML that fol-
lows MDS, Fanconi anemia, and alkylating agent
chemotherapy, and occurs in an estimated 10% to
leukemia.4,7 Worldwide, the incidence of AML is 15% of AML in younger patients. It has been referred
highest in the U.S., Australia, and western Europe.8 to as MDS-related AML and is characterized by com-
The age-adjusted incidence rate of AML in the U.S. mon cytogenetic abnormalities shared with MDS,
in the years 1975–2003 was approximately 3.4 per and frequent multilineage dysplastic morphology in
100,000 persons (¼2.5 per 100,000 persons when residual hematopoietic precursors. By contrast, AML
age-adjusted to the world standard population).9 The with genotypes typical of younger patients, true de
American Cancer Society estimates that 11,930 men novo AML, has an approximately flat incidence
and women (6350 men and 5580 women) in the U.S. throughout life, also in progressive age groups.
will be diagnosed with AML in 2006.10 Approximately 5% of elderly patients with AML are
estimated to belong to the true de novo AML group,
which is consistent with the incidence in younger
Age patients.14
Leukemia is the most common cancer diagnosis in An increased incidence of unfavorable cytogenet-
children age <15 years, with an overall incidence of ics contributes to poor outcome in patients age >56
4.3 per 100,000 persons in the U.S.9 However, in this years, and, within each cytogenetic risk group, treat-
age group acute lymphocytic leukemia (ALL) is ap- ment outcome deteriorates with age.15,16
proximately 5 times more common than AML, Although incidence rates for AML have been
thereby accounting for approximately 76% of all reported to be nearly stable over time among the dif-
childhood leukemia diagnoses. Conversely, AML ferent age groups, there was a slight increase noted
comprises only 15% to 20% of cases in patients age among the oldest group.17
15 years.11 The peak incidence rate occurs in the
first year of life and then decreases steadily up to the Gender and Ethnicity
age of 4 years, at which point it remains relatively The incidence of AML varies with gender and race.
constant throughout the years of childhood and early In the Surveillance, Epidemiology, and End Result
adulthood.12 (SEER) database for children ages 1 to 4 years there
AML is therefore primarily a disease of later was an incidence rate of 0.8 per 100,000 persons for
adulthood. The distribution of the proportion of pre- boys and for girls. In the first few years of life, the
valent cases of all leukemias in the U.K. shows that incidence of AML in whites is 3-fold higher than in
42.8% of patients are age >65 years. Patients newly blacks; however, blacks have slightly higher rates of
diagnosed with AML have a median age of 65 AML among children age 3 years.12
years.13 AML is rarely diagnosed before the age of 40 AML in adults has a slight male predominance
years; thereafter, the incidence increases progres- in most countries. In 2000–2003, the age-adjusted
sively with age. From 2000 to 2003, the U.S. inci- incidence rate of AML in the U.S. was 3.7 per
dence rate in people age <65 years was only 1.8 per 100,000 for both sexes, 4.6 per 100,000 for males, and
100,000 persons, whereas the incidence rate in 3.0 per 100,000 for females. The incidence rate of
people age  65 years was 17 per 100,000 persons U.S. males is substantially higher than the incidence
(Fig. 1).9 As shown in Figure 1, a slight decrease in rates reported for males in all other countries.18
the incidence of AML in patients age >85 years in In the U.S. in 2000, AML was more common in
the U.S. population raises the question of whether a blacks than in whites. However, during 2000 to 2003,
lack of published data regarding this phenomenon the incidence of AML for blacks (3.2 per 100,000 per-
presents an artifact due to underdiagnosed AML sons) was lower than for whites (3.8 per 100,000 per-
cases in the oldest old. sons).9
Epidemiology and Etiology of AML/Deschler and Lübbert 2101

Mortality
Untreated AML is a uniformly fatal disease. Although
it is possible to support patients for a certain period
(median survival, 11–20 weeks),19,20 they ultimately
die of the leading complications associated with
bone marrow failure (i.e., infection and hemorrhage).
Most patients seek medical attention for symptoms
related to anemia, infection, or bleeding, and those
patients typically require immediate therapeutic in-
FIGURE 2. Age associated with 5-year relative survival in patients with
tervention. Other patients are not candidates for cy-
acute myeloid leukemia in the U.S., 19962002. Source: Surveillance, Epi-
totoxic therapy, mainly because of older age and/or
demiology, and End Results program.
poor performance status or other active severe medi-
cal comorbidities that complicate their care. In such
settings, a supportive strategy may be most appropri-
ate.21 Firm stratification criteria for decision-making differences observed in all subtypes of leukemia
in this setting are not uniformly established. remain unclear.
After long-term increases or mostly level trends The overall U.S. survival rate associated with
that date from the 1930s, death rates for all leuke- AML from 1996 to 2002 was 21.7%.10 Figure 2 depicts
mias were reportedly decreasing in the 1990s in the 5-year survival rates stratified by age. The 5-year
U.S. and Europe.6,22 From 2000 to 2003, the U.S. age- relative survival rate was highest for those who were
adjusted mortality rate of AML was 2.7 per 100,000 younger and female. In AML, however, as opposed to
persons. As is the case with incidence, the mortality the entire group of leukemias, blacks had a slightly
associated with AML varies with age, gender, and better 5-year survival rate than whites (21.5% vs.
race. Mortality rates in the U.S. appear to increase 19.8%).
with age because the age-adjusted mortality rate A recent study reported that the 5-year survival
shows its peak at 17.6 per 100,000 persons in people rate of those age 55 years was 23%, whereas the
ages 80 to 84 years. corresponding rate for those age >55 years was 11%.
The mortality rate for males is higher than that Survival rates have increased in the last decade
for females, with the U.S. age-adjusted mortality rate among this younger group (from 9% in the 1980s to
at 3.5 per 100,000 for males and 2.2 per 100,000 for 35% in the 1990s), but have not changed in the older
females (2000–2003). AML mortality is greater in group, who therefore pose the biggest challenge for
whites than in blacks. The U.S. age-adjusted mortal- achieving a therapeutic success.9
ity rate was 2.7 per 100,000 for whites and 2.2 per In a large recent Italian population-based study
100,000 for blacks in the year 2000. It is estimated (n ¼ 1005), the median survival of patients age >60
that approximately 7,800 adults will die annually of years with AML who were treated with either sup-
AML in the U.S.7,10,23 portive or aggressive therapy was 5 months and 7
months, respectively. In patients age >70 years, the
Early Survivorship median survival was 4 months, which was, notably,
A comprehensive report on the total leukemia inci- regardless of the type of therapeutic effort.20 Age has
dence and survival in the U.S. covered the period further been shown to be inversely associated with 1)
1973 to 1990.24 Here, overall survival rates for all leu- referral to a treatment center25 and/or inclusion into
kemia patients improved only slightly when compar- a clinical trial26; 2) tolerance to induction treatment
ing the periods 1974 to 1976 and 1983 to 1989, but (early death or death during the immediate postche-
were consistently higher in whites compared with motherapy phase)27; and 3) the ability to achieve
blacks, with little gender difference noted. When ana- remission. In older patients (age >60 years), standard
lyzing survival rates in more detail, it was found that induction therapy achieves complete remission in
in comparing the period 1974 to 1983 with 1984 to only 30% to 50% of treated individuals.28
1993, overall survival rates improved notably among Most rates of disease-free survival reported in
all races/age groups age <45 years. However, for major clinical studies are above these rates (e.g., 4-year
blacks age 45 years there was little improvement in survival rates of up to 42%),29 yet they too demon-
overall survival. In particular, for blacks age >65 strate quite variable results. The differences in survival
years, survival rates for leukemia were decreasing, results noted among various trials using similar chem-
which was not observed in earlier data.17 To our otherapy can possibly be explained by the prevalence
knowledge, the reasons for these gender and racial of negative prognostic characteristics within a study
2102 CANCER November 1, 2006 / Volume 107 / Number 9

TABLE 1 TABLE 2
Selected Population-Based Studies of Myeloid Neoplasias in Various Selected Risk Factors Associated With Acute Myeloid Leukemia
Populations: Survival Regardless of Treatment Strategy
Genetic disorders Down syndrome
Median age, Median survival, Klinefelter syndrome
Population years weeks Reference Patau syndrome
Ataxia telangiectasia
Northern Sweden 63 7 25 Shwachman syndrome
Northern England 71 8 89 Kostman syndrome
Italy 69 28 20 Neurofibromatosis
Fanconi anemia
Li-Fraumeni syndrome
Physical and chemical exposures Benzene
population.30 To understand clinical features and out- Drugs such as pipobroman
comes of that significant number of patients not meet- Pesticides
ing inclusion criteria for clinical studies, population- Cigarette smoking
Embalming fluids
based evaluations have found increasing attention. Herbicides
Some results concerning age distribution, treatment
Radiation exposure Nontherapeutic, therapeutic
decisions, remission rates, and survival in AML do radiation
demonstrate significant differences in some of the Chemotherapy Alkylating agents
large clinical investigations. In 1 report, of a total of Topoisomerase-II inhibitors
170 AML patients, 55% were treated outside a study Anthracyclines
protocol.26 Nonstudy patients differed significantly Taxanes
from patients included in clinical trials with respect to
age and performance status at the time of clinical pre-
tal delay32; total body irradiation, for example, preced-
sentation, comorbidity, and type of AML. Patients who
ing allogeneic bone marrow transplantation has been
participated in a clinical trial had a median age of 46
shown to significantly impair growth in children33;
years (range, 16–73 years), whereas those not included
and corticosteroids and immobilization are suspected
were significantly older (median age of 63 years; range,
to lead to osteopenia and osteoporosis.34 Frequently
21–83 years). Survival was significantly better in
occurring cardiovascular disease in survivors of AML
patients treated in a clinical protocol (median overall
may be due in part to the administration of cardio-
survival of 15 months vs. 3.4 months). For survival
toxic medication, but also to posttreatment obesity.32
results in population-based studies, see Table 1. An
Patients that survive AML and treatment have also
increase in median survival may possibly, at least
been monitored in a long-term follow-up at the Uni-
partly, be explained by improved supportive care over
versity of Texas M. D. Anderson Cancer Center.35 Some
the past decades.
very relevant conclusions have been drawn in this
report. Only 10% of all 1892 patients entered the
Late Survivorship
potentially cured cohort, which was defined as the
The incidence of and risk factors for the develop-
patient population in complete remission after a fol-
ment of late sequelae of treatment in patients who
low-up of 3 years. Those patients in the potentially
survived for >10 years (median, 15 years) after a di-
cured cohort were likely to be able to return to work,
agnosis of childhood AML was evaluated at St. Jude
suggesting that the major threat to patients with newly
Children’s Research Hospital.31 Growth abnormalities
diagnosed AML is the disease and not the treatment.
were the most common late effects in adulthood
(51%). Depending on the treatment modality (chem-
otherapy only, combined chemoradiotherapy, or com- Etiology
bined chemoradiotherapy with consecutive bone The development of AML has been associated with
marrow transplantation), endocrine abnormalities, several risk factors, as summarized in Table 2. Gener-
cataracts, cardiac abnormalities, academic difficul- ally, known risk factors account for only a small
ties, and secondary malignancies resulted in 14% to number of observed cases.36 These include age, ante-
51% of cases. In addition to physical late effects, psy- cedent hematologic disease, and genetic disorders; as
chosocial complications were observed. Some treat- well as exposures to viruses as well as radiation,
ment modalities are more likely than others to chemical, or other occupational hazards and previ-
produce certain long-term complications: Radiation ous chemotherapy.11,37,38
more frequently than chemotherapy results in growth Leukemogenesis is a multistep process that re-
and neuroendocrine abnormalities and developmen- quires the susceptibility of a hematopoietic progenitor
Epidemiology and Etiology of AML/Deschler and Lübbert 2103

cell to inductive agents at multiple stages. The differ- making this at present the most important predictor
ent subtypes of AML may have distinct causal me- of short-term30,54,55 and long-term35 outcome: Pa-
chanisms, suggesting a functional link between a tients with a good prognosis are those with func-
particular molecular abnormality or mutation and the tional inactivation of the core binding factors (CBFs):
causal agent.39 Most cases of AML arise de novo with- AML1 and CBFb. These cases include patients with
out objectifiable leukemogenic exposure. AML and t(8;21)(q22;q22) or inv(16)(p13;q22), 2 of
the most frequent recurrent cytogenetic abnormal-
Genetics ities in de novo AML in younger patients.56
Genetic factors Poor-risk patients have a loss of all or part of
Among children, genetic disorders and constitutional chromosome 5 or 7, translocations involving 11q23,
genetic defects are important risk factors associated or abnormalities of chromosome 3.57
with AML (Table 1).38 Children with Down syndrome A model of a ‘‘2-hit-hypothesis’’ for the AML phe-
have a 10-fold to 20-fold increased likelihood of devel- notype by so-called Class 1 and 2 mutations has been
oping acute leukemia.40 Other inherited diseases asso- suggested. It describes the cooperativity of activating
ciated with AML include Klinefelter syndrome, Li- mutations in FLT3 (Fms-like tyrosine kinase 3)
Fraumeni syndrome,41 Fanconi anemia, and neurofi- (¼Class 1) and gene rearrangements involving hema-
bromatosis.11 A recent study found that other risk fac- topoietic transcription factors (¼Class 2). The ex-
tors for developing AML in children include race/ pression of both classes may result in the AML
ethnicity, the father’s age at time of conception, and phenotype. FLT3 mutations have been associated with
time since the mother’s last live birth.42 Specifically, all subtypes of AML, and with the majority of known
Asian/Pacific Islander children had a higher risk than chromosomal translocations associated with AML. In
non-Hispanic white infants; children born to fathers this hypothesis, FLT3 mutations serve as exemplary of
age >35 years, compared with those ages 20 to 34 Class 1 mutations that, alone, confer a proliferative
years, also were found to have an increased risk; and a and survival advantage to hematopoietic progenitors
longer time since the last live birth (at least 7 years) but do not affect cell differentiation. Further examples
resulted in an elevated risk of children developing AML. of Class 1 mutations are activating mutations in N-
In this context, acute promyelocytic leukemia RAS or K-RAS in AML. In contrast, Class 2 mutations
(APL) has been investigated in detail. Representing would be exemplified by AML1/ETO, CBFb/SMMHC,
an example of a unique AML subtype (FAB M3) with PML/RARa, and MLL-related fusion genes. They
a characteristic morphology associated with distinct appear to impair hematopoietic differentiation, but
chromosomal and gene rearrangement aberrations, it are not sufficient to cause leukemia when expressed
has been shown to also have distinct epidemiologic alone. This new hypothesis may have important im-
features. For yet unknown reasons, an increased inci- plications for novel treatment approaches (e.g., molec-
dence of APL has been recognized in adult patients ular targeting of both FLT-3 and fusion proteins).58
originating in Latin America and in Southern Europe. Data have been published recently showing that
Of interest, the APL-specific gene rearrangement is individuals with certain polymorphisms in genes
different in Latinos, with the majority of breakpoints metabolizing carcinogens have an increased risk of
in the RARa gene in the PML/RARa transcript in developing AML.59 NAD(P)H:quinone oxidoreductase
intron 6 (called bcr1). It therefore is speculated that 1 (NQO1), for example, is a carcinogen-metabolizing
this particular breakpoint site may be determined ge- enzyme that detoxifies quinones and reduces oxida-
netically.43–45 tive stress. A polymorphism at nucleotide 609 of the
NQO1 complementary DNA results in a lowering of
Acquired genetic abnormalities the enzymes’ activity. This polymorphic variant is
Acquired (‘‘somatic’’) clonal chromosomal abnormal- associated with a predisposition to therapy-related
ities are found in 50% to 80% of AML cases,25,46–49 AML60 and selected cytogenetic subgroups of de
with rising incidences in patients with secondary leu- novo AML.61
kemia50 or older age.14,51–53
Frequently found abnormalities include loss or Physical and Chemical Factors
deletion of chromosome 5, 7, Y, and 9, translocations A vast variety of environmental and chemical expo-
such as t(8;21)(q22;q22); t(15;17)(q22;q11), trisomy 8 sures are assumed to be associated with a variably
and 21, and other abnormalities involving chromo- elevated risk of developing AML in adults. Only a
somes 16, 9, and 11. limited number of hazards will be mentioned here.
Multiple studies have demonstrated the prognos- Exposure to ionizing radiation is linked to AML.62
tic importance of cytogenetic abnormalities in AML, Among survivors of the atomic bomb explosions in
2104 CANCER November 1, 2006 / Volume 107 / Number 9

Japan, an increased incidence of AML was observed, or treatment-related AML is quite remarkable.76 It is
with a peak at 5 to 7 years after exposure. Also, thera- a subset of 10% to 20% of patients with AML in
peutic radiation has been found to increase the risk of whom the disease arises after previous therapy for
secondary AML.63 other malignancies. The risk of therapy-related AML
Chemotherapeutic agents, such as alkylating after intensive chemotherapy often is increased 100
agents and topoisomerase II inhibitors, have been re- times or more.77
ported to increase the incidence of AML.64,65 A number Specific cytogenetic abnormalities currently serve
of other substances (therapeutic66 and occupational11) as the most important factor in distinguishing differ-
have been linked to an increased risk of AML. Chronic ences in AML biology, response to treatment, and
exposure to certain chemicals clearly shows an in- prognosis.49 The different abnormalities result in gene
creased risk for the development of AML. Benzene is rearrangements that may reflect the etiology and
the best studied and most widely used potentially leu- pathogenesis of the disease.78 Treatment-related or
kemogenic agent.67 Persons exposed to embalming secondary leukemias are examples in which genetic
fluids, ethylene oxides, and herbicides also appear to aberrations provide information regarding its specific
be at increased risk. Furthermore, smoking has been etiology. In understanding the mechanisms associated
discussed to be associated with an increased risk of with the development of secondary AML, general facts
developing AML (particularly of FAB subtype M2), concerning leukemia etiology can been elucidated.
especially in those persons aged 60–75.37 In this context, genetic pathways with different eti-
ology and biologic characteristics have been proposed
Viruses for cytogenetic changes that can be related to previous
Viruses, particularly RNA retroviruses, have been found exposure to different chemically well-defined cytostatic
to cause many neoplasms in experimental animals, agents with a known mechanism of action.79 Among
including leukemia.68 However, to our knowledge, a those are alkylating agents: deletions or loss of 7q or
clear retroviral cause for acute myeloid leukemia in monosomy 7 with normal chromosome 564,80,81 and
humans has not been identified to date. An association deletions or loss of 5q or monosomy 5.82 For epipodo-
between the exposure to certain viruses and the devel- phyllotoxins, balanced translocations to chromosome
opment of AML has been suggested. Parvovirus B19 bands 11q23, primarily in children, have been de-
therefore could play a role in the pathogenesis of scribed.74 Topoisomerase II inhibitors have been linked
AML.69 To our knowlege, however, it has so far not been to t(8;21), inv(16).83 Topoisomerase II inhibitors, an-
demonstrated that simple infection with either an thracyclines, and mitoxantrone,84 as well as radio-
RNA- or DNA-based virus alone is a cause of acute my- therapy,85 may be associated with therapy-related acute
eloid leukemia. promyelocytic leukemia with t(15;17) and chimeric
rearrangements between PML and RARA genes as well
Secondary AML as different translocations to chromosome bands 11q15
For most patients with acute leukemia, the cause of and chimeric rearrangement between the NUP98 gene
the disease is unknown. ‘‘The true secondary AML’’ and its partner genes.86 Another subgroup includes
has been recommended to refer to patients who have 10% to 15% of all patients with secondary AML, with
a clinical history of prior myelodysplastic syndrome normal karyotype or various chromosome aberrations
(MDS), myeloproliferative disorder, or exposure to uncharacteristic of t-AML.79
potentially leukemogenic therapies or agents; it is In the future, many more—as yet unknown genetic
thus a rather broad category.56 Greater than 90% of and epigenetic changes—may be discovered. To our
secondary leukemias are of myeloid origin and have knowledge to date, methylation of the promoter of
a particularly poor outcome, with a lower incidence p15/IN4b, retinoic acid receptor (RAR)b2, SOCS-1 and
of patients achieving a complete remission and a other genes are frequent abnormalities observed in a
shorter duration of survival than for patients with de high percentage of patients with AML,87 especially in
novo AML.70–72 patients with secondary AML.88
Treatment-related secondary leukemia was first The observed changes may pose an option for
observed in survivors of successfully treated Hodgkin future attempts to decipher epidemiologic and etiologic
disease,73 which extended later to include survivors findings as well as accelerate the development of new
of ALL74 and other disease entities such as multiple treatment strategies.
myeloma.75
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