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What music makes us feel: At least 13 dimensions

organize subjective experiences associated with


music across different cultures
Alan S. Cowena,1,2, Xia Fangb,c,1, Disa Sauterb, and Dacher Keltnera
a
Department of Psychology, University of California, Berkeley, CA 94720; bDepartment of Psychology, University of Amsterdam, 1001 NK Amsterdam,
The Netherlands; and cDepartment of Psychology, York University, Toronto, ON M3J 1P3, Canada

Edited by Dale Purves, Duke University, Durham, NC, and approved December 9, 2019 (received for review June 25, 2019)

What is the nature of the feelings evoked by music? We investi- people hear a moving or ebullient piece of music, do particular
gated how people represent the subjective experiences associated feelings—e.g., “sad,” “fearful,” “dreamy”—constitute the foun-
with Western and Chinese music and the form in which these dation of their experience? Or are such feelings constructed
representational processes are preserved across different cultural from more general affective features such as valence (pleasant vs.
groups. US (n = 1,591) and Chinese (n = 1,258) participants listened unpleasant) and arousal (9, 11–15)? The answers to these
to 2,168 music samples and reported on the specific feelings (e.g., questions not only illuminate the nature of how music elicits
“angry,” “dreamy”) or broad affective features (e.g., valence, subjective experiences, but also can inform claims about how the
arousal) that they made individuals feel. Using large-scale statisti- brain represents our feelings (8, 15), how infants learn to rec-
cal tools, we uncovered 13 distinct types of subjective experience
ognize feelings in themselves and others (16), the extent to which
associated with music in both cultures. Specific feelings such as
representations of subjective experience are universal across
“triumphant” were better preserved across the 2 cultures than
levels of valence and arousal, contrasting with theoretical claims that
cultures (4–7), and the etiology of affective disorders (17, 18).
valence and arousal are building blocks of subjective experience. This
The dimensionality of subjective experience concerns the range
held true even for music selected on the basis of its valence and of feelings that people experience. How many distinct feelings do
arousal levels and for traditional Chinese music. Furthermore, the we experience in response to music? Which of the feelings asso-
feelings associated with music were found to occupy continuous ciated with music are dependent on the cultural background of the
gradients, contradicting discrete emotion theories. Our findings, vi- listener, and which are consistent across cultural groups?
sualized within an interactive map (https://www.ocf.berkeley.edu/ Finally, there is the question of distribution: How are the
∼acowen/music.html) reveal a complex, high-dimensional space of feelings that music evokes distributed: Are they discrete clusters
subjective experience associated with music in multiple cultures. of states, or can they be blended together (11, 19)?
These findings can inform inquiries ranging from the etiology of Together, the conceptualization, dimensionality, and distribu-
affective disorders to the neurological basis of emotion. tion of subjective experience capture what we refer to as a se-
mantic space of subjective experience. Studies drawing upon this
emotion | affect | music | culture | semantic space conceptual framework have renewed our understanding of the
feelings elicited by videos of real-world events (12) and attributed

C entral to the meaning of music are the subjective experiences


that it evokes (1–3). Performers across cultures (4, 5) can
reliably convey intense feelings with songs and instruments of
to facial expressions and vocal utterances (10, 20, 21).

Significance
different kinds and often do so by relying on acoustic features
and associated percepts—pitch, loudness, pace—characteristic Do our subjective experiences when listening to music show
of the human vocal expression of emotion (6) and of speech (7). evidence of universality? And if so, what is the nature of these
Music also modulates activity in brain regions implicated in experiences? With data-driven methodological and statistical
emotion-related processing (8). approaches, we examined the feelings evoked by 2,168 music
What is not well understood is how music evokes feelings in excerpts in the United States and China. We uncovered 13 dis-
listeners. What is the taxonomic structure of the subjective ex- tinct types of experiences that people across 2 different cul-
periences that music evokes? How do people represent their tures report in listening to music of different kinds. Categories
experiences when hearing music? To what extent are these such as “awe” drive the experience of music more so than
processes consistent or variable across cultural groups? The broad affective features like valence. However, emotions that
present investigation addresses these questions, guided by a scientists have long treated as discrete can be blended to-
theoretical approach to subjective experience (9) and empirical gether. Our results provide answers to long-standing questions
and quantitative approaches (10). about the nature of the subjective experiences associated
with music.
A Semantic Space Approach to Subjective Experience
Music can evoke intense subjective experiences that people Author contributions: A.S.C., D.S., and D.K. designed research; A.S.C. and X.F. performed
represent with concepts such as “awe,” “joy,” and “anger” (1–3). research; A.S.C. contributed new reagents/analytic tools; A.S.C. analyzed data; and A.S.C.,
X.F., D.S., and D.K. wrote the paper.
Within any realm—social interactions, the appreciation of art, or
The authors declare no competing interest.
the daily fluctuations of mood, for example—subjective experi-
ences are varied, blended, and complex (11). To account for such This article is a PNAS Direct Submission.

complexity, we have offered a semantic space approach that Published under the PNAS license.
structures subjective experiences in terms of 3 properties: their 1
A.S.C. and X.F. contributed equally to this work.
conceptualization, dimensionality, and distribution. 2
To whom correspondence may be addressed. Email: alan.cowen@berkeley.edu.
The conceptualization of subjective experience concerns the
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This article contains supporting information online at https://www.pnas.org/lookup/suppl/


nature of the concepts that most precisely characterize our doi:10.1073/pnas.1910704117/-/DCSupplemental.
feelings. This question is central to affective science (11). When First published January 6, 2020.

1924–1934 | PNAS | January 28, 2020 | vol. 117 | no. 4 www.pnas.org/cgi/doi/10.1073/pnas.1910704117


A Methodological Approach to Subjective Experience people report feeling chills, shivers down their spine, laughter,
Characterizing the semantic space of any response modality re- tears, goose bumps, lumps in their throat, and rushes of adren-
quires a departure from past approaches. The vast majority of aline (23–27). However, we have yet to fully understand the
research on subjective experience has focused on a small number different varieties of subjective experience associated with dif-
of emotions (often just 4 to 6) (11). These experiences are typ- ferent kinds of music [or the distinctions between experienced
ically elicited using a limited number of stimuli—often only 1 or 2— and perceived feelings in music, which are difficult to capture
preselected to elicit more prototypical emotional responses, (1, 28); see Discussion for implications for the present study]. Well-
which are measured by asking participants to choose among 4 to replicated studies have found that people within a cultural group
6 emotion categories or to report ratings of valence and arousal can, with 70% or greater accuracy, label the feelings associated
(and on occasion other appraisals) (11, 18). These methods pre- with small assortments of musical selections with 6 or fewer
clude advances in understanding how people conceptualize sub- emotion categories—most notably, “anger,” “happiness,” “fear,”
jective experience in terms of both categories and affective “sadness,” “surprise,” and “tenderness” (1)—or along scales of
features (conceptualization), the range of feelings people experi- valence and arousal (29).
ence (dimensionality), and the nature of the boundaries between Less is understood, however, about the broader structure of
specific feelings (distribution) (9–12). subjective experiences associated with music. Many studies have
With respect to the conceptualization of subjective experience, contrasted models that sort the feelings associated with music
the use of small stimulus sets precludes comparing competing into 6 discrete emotion categories with models that represent
models of experience—for example, whether it is driven by spe- these feelings as levels of valence and arousal (29, 30). However,
cific feelings such as “amusement” or broad affective features such because these are 2 among many possible ways that the feelings
as valence. This is because with few stimuli that vary in many ways, associated with music may be structured (11), the focus on these
many alternative conceptualizations become equivalent (that is, 2 models has precluded a richer understanding of the concep-
tualization, dimensionality, and distribution of the subjective
competing model features become collinear) (22). For example,
experiences associated with music.

PSYCHOLOGICAL AND
categories such as “amusing” and more general features such as

COGNITIVE SCIENCES
One exception to the focus on 6 emotions or valence and
“valence” become statistically inseparable when studying just 1 or
arousal is a study by Zentner et al. (3), in which factor analysis
2 positive emotion stimuli.
was applied to participants’ self-reports of how often they had
With respect to the dimensionality of subjective experience,
felt 89 feelings in their past experiences of listening to music
the focus on a narrow range of states—usually 6—precludes
from their preferred genre. This study identified 9 potentially
examining how subjective responses may vary along a much
distinct dimensions of subjective experience. However, the
wider array of dimensions (9–12). Does music only evoke the
methods used in this study were retrospective and consequently
6 emotions that are most widely studied? Or does music evoke a subject to memory biases—for example, the potential confusion
more complex array of feelings? between the feelings associated with music and those associated
With respect to the distribution of subjective experience, the with the contexts in which the music was heard. It was also
study of only prototypical exemplars of particular emotions makes subject to the limitations of factor analysis, which does not
it difficult to account for potential blends in subjective experience consider the reliability with which responses are associated with
(9, 11, 12), which are likely to be associated with music (1–3, 10). individual stimuli (SI Appendix, SI Discussion and Movie S1).
Understanding the nature of subjective experience therefore This raises the question of how many kinds of subjective expe-
requires collecting responses to a vast array of rich and diverse rience can reliably be associated with actual music excerpts in
stimuli, using multiple-response formats, targeting a wide variety controlled or randomized contexts.
of potentially distinct feelings, and including more than just Moreover, a limited number of studies have examined the
prototypical elicitors or exemplars associated with each feeling. feelings associated with music in multiple cultures (5), which is
A recent investigation guided by these considerations analyzed critical to endeavors to understand potential universals, and their
US participants’ responses to thousands of evocative videos of likely neurophysiological underpinnings, in responses to music
real-world scenes including landscapes, artwork, sports, animals, (31). One study focused on 3 emotion categories (happiness,
and injuries. With data-driven statistical techniques, it was found sadness, and fear) and found that they were associated with
that self-report captures over 2 dozen dimensions, or kinds of similar music in Westerners and participants from a remote
subjective experience evoked by videos (12). The taxonomy of African population, the Mafa of the Mandara Mountains in
subjective experience is far richer than anticipated by traditional Cameroon (32). In contrast, more recent studies have uncovered
theories of emotion (11). However, because videos impart de- cultural differences in feelings of pleasantness versus un-
tailed semantic information (e.g., images of baby faces, spiders, pleasantness associated with music (33, 34). For example, the
or nature scenes), the extent to which participants’ responses Tsimané of the Amazon rainforest do not perceive dissonance as
represented distinct subjective experiences versus distinct clas- unpleasant (34).
sifications of semantic content is unclear. Moreover, the study of Overall, then, we have a limited understanding of the structure
subjective experience within a single culture leaves open the that people across cultures rely on to represent the feelings as-
question of the extent to which the conceptualization, di- sociated with music. To what extent do categories or broader
mensionality, and distribution of subjective experience is pre- affective features capture cultural universals in the feelings as-
served across cultures. In the present study, we move beyond sociated with music? What is the range of feelings that music
earlier work by examining the subjective experiences elicited by conveys? Are the boundaries between the feelings associated
instrumental music, which is largely free of semantic content with music discrete or continuous? Together, the conceptuali-
(although not necessarily of learned semantic associations, as we zation, dimensionality, and distribution of feelings associated
will discuss), and by comparing reports of subjective experience with music comprise a taxonomy of its experiential effects, the
across the United States and China. We do so to understand foundation for investigations of how and why music moves us.
more abstract representations of subjective experience and how
they may be preserved across multiple cultures. Experiment 1. Uncovering the Feelings Associated with
Music
The Feelings Associated with Music
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In our primary investigation, we derive a semantic space of


Although it is abstract and nonrepresentational, instrumental subjective experience reliably associated with a broad range of
music evokes rich subjective experiences. In response to music, Western music across 2 rather different cultures. We do so by

Cowen et al. PNAS | January 28, 2020 | vol. 117 | no. 4 | 1925
examining several hundred thousand judgments from partici- and corresponding references.) Participants judged each music
pants in the United States (n = 1,011) and China (n = 895) (for sample on 9-point Likert scales (1 = negative levels/none of the
discussion of cultural differences, see SI Appendix, SI Discussion, quality, 5 = neutral/moderate levels, 9 = extremely high levels).
and refs. 35 and 36). Each participant heard subsets of Based on past estimates of reliability of observer judgment, for
1,841 nonlyrical music samples that were gathered in an open- each music sample we collected an average of 12 responses from
ended format. We applied data-driven statistical modeling separate participants in each of the 2 response formats in each
techniques to these judgments to characterize the semantic space culture. This amounted to a total of 375,230 judgments of all
of subjective experience associated with music in each culture. music samples (59,277 forced-choice categorical judgments and
By comparing the feelings associated with music in participants 315,953 9-point scale judgments; see SI Appendix, Methods S2).
from China and the United States, we can ascertain the extent to
which the conceptualization, dimensionality, and distribution of Results
subjective experiences are preserved across these 2 different Overview. Guided by our semantic space framework (9), past
cultures. validated methods, and a central design feature of this in-
At stake in the study of the semantic space of subjective ex- vestigation—data gathered from the United States and China,
perience are answers to questions of central theoretical import nations with cultures differing in their norms and values [e.g.,
(9, 11). In terms of the conceptualization of subjective experi- individualism vs. collectivism, low vs. high power distance, low vs.
ence, with what consistency across cultures are responses to high long-term orientation, and high vs. low indulgence (35)]—
music represented using specific categories of subjective expe- our data analysis proceeded as follows. First, to explore issues of
rience, such as awe and fear, and information about broad af- conceptualization, we examined which is better preserved across
fective features, such as valence and arousal? With respect to the the 2 cultural groups—categories of subjective experience (e.g.,
dimensionality of subjective experience, how many distinct va- “angry,” dreamy”) or affective features (valence, arousal, etc.)—
rieties of feelings associated with music are preserved across and which is more potent in explaining variance in judgments
cultures? In terms of the distribution of subjective experiences from the other cultural group (10). To address the dimension-
across cultures, do feelings occupy discrete clusters—families of ality of the subjective experiences associated with music, we re-
related states such as anxiety and fear—or do they lie along lied on statistical techniques that uncover how many distinct
continuous gradients? dimensions are required to account for cross-cultural similarities
To answer these questions, we collected judgments from par- in judgments of subjective experience. Finally, with visualization
ticipants in the United States and China employing the richest techniques, we explored the distribution of feelings associated
stimulus set of Western music samples ever studied, both in with music within a high-dimensional space.
terms of the variety of different feeling states and affective fea-
tures conveyed and in terms of the diversity of exemplars asso- Mapping Cultural Similarities in the Subjective Experiences Associated
ciated with each feeling, ideal for deriving a semantic space of with Music. To assess cross-cultural similarity in subjective
subjective experience. experience, past studies have most typically ascertained
Participants from the United States were recruited on Amazon whether participants’ judgments match experimenter expecta-
Mechanical Turk. Participants from China were recruited from a tions. Instead, we operationalized the reliability of subjective
multi-institutional participant pool by X.F. To collect a library of experience in terms of interrater agreement, a data-driven ap-
music, 111 US participants (41 women, mean age = 32) were each proach (see SI Appendix, SI Discussion, for detailed rationale).
asked to contribute 5-s music samples conveying each of a wide We first analyzed the combined data from Chinese and US
range of subjective experiences drawn from studies of the feelings participants to verify that the 1,841 music samples were reliably
associated with music and the voice (1–3, 20). The categories were associated with different feelings. In this analysis, we found that
“amusing,” “angry,” “annoying,” “anxious/tense,” “awe-inspiring/ many different categories of subjective experience were associ-
amazing,” “beautiful,” “bittersweet,” “calm/relaxing/serene,” ated with music with a moderate degree of reliability. All but one
“compassionate/sympathetic,” “dreamy,” “eerie/mysterious,” category of subjective experience (“entrancing”) were evoked
“energizing/pump-up,” “entrancing,” “erotic/desirous,” “euphoric/ at significant rates by a number of music samples ranging from
ecstatic,” “exciting,” “goose bumps,” “indignant/defiant,” “joyful/ 21 (“painful”) to 360 (“calm/relaxing/serene”) (q < 0.05;
cheerful,” “nauseating/revolting,” “painful,” “proud/strong,” “ro- Monte Carlo simulation using empirical base rates; see SI
mantic/loving,” “sad/depressing,” “scary/fearful,” “tender/long- Appendix, Methods S3). Indeed, the vast majority (93.3%) of the
ing,” “transcendent/mystical,” and “triumphant/heroic.” These 1,841 music samples evoked at least one category of subjective
methods enabled us to investigate a broad range of feelings as- experience at a significant rate (q < 0.05; see SI Appendix, Fig.
sociated with music. (See SI Appendix, Methods S1, for details and S1, for distribution of categorical and dimensional ratings). On
SI Appendix, Table S2, for references for each category and average, 42.3% of raters from China and the United States chose
Chinese translations.) the most agreed-upon category of subjective experience for each
After assembling a diverse library of 1,841 music samples, we music sample (chance level = 23.1%, Monte Carlo simulation of
recruited participants from the United States (n = 1,011, all category judgments). While interrater agreement rates varied,
527 women, mean age = 35.5) and China (n = 895, 556 women, some music samples were labeled very consistently with cate-
mean age = 30.4) to judge the music samples in 1 of 2 response gories including “energizing/pump-up” (up to 89% of raters),
formats (see SI Appendix, Fig. S1 for depiction of surveys). One “triumphant/heroic” (83%), “amusing” (79%), “annoying”
group of participants was asked to choose the feelings evoked by (79%), “scary/fearful” (76%), “joyful/cheerful” (74%), “calm/
each music sample from the 28 categories listed above. relaxing/serene” (74%), “eerie/mysterious” (69%), and “romantic/
A second group of participants rated each music sample on loving” (67%). The affective features of the music samples also
11 scales measuring broad affective features. The scales were varied significantly, with the magnitude of Cohen’s d for each of
culled from dimensional and componential theoretical accounts the affective scale ratings exceeding 1.2 (q < 0.05; Monte Carlo
of appraisal processes proposed to underlie emotional experi- simulation; see SI Appendix, Methods S3) for between 12 (cer-
ence and expression (13, 37), including arousal, attention, cer- tainty) and 95 (valence) different music samples.
tainty, commitment, dominance, enjoyment, familiarity, identity,
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obstruction, safety, and valence. (Note that these labels are Is the Experience of Specific Feelings or Broad Affective Features
shorthand for the questions to which raters responded. See SI Better Preserved across Cultures? Next, we compared the sub-
Appendix, Methods S2 and Table S2, for wording of each question jective experiences associated with music across the 2 cultures.

1926 | www.pnas.org/cgi/doi/10.1073/pnas.1910704117 Cowen et al.


In doing so, we sought to ascertain whether judgments of specific A .91
categories of subjective experience or affective features were .8

US-China Corr.
.7
better preserved. In past studies, cross-cultural similarity has .6
typically been ascertained by comparing the rates with which .5
.4
members of different cultures label a target stimulus—a facial .3
.2
expression, vocalization, or less typically, a musical segment— .1
0
with the same term. This approach does not capture whether

Awe-inspiring, amaz.

Nauseating, rev.
Compassionate, symp.

Euphoric, ecstatic
Indignant, defiant
Energizing, pump-up

Calm, relaxing, serene


Triumphant, heroic
Joyful, cheerful
Amusing
Exciting
Safety
Sad, depressing
Dominance
Scary, fearful
Eerie, mysterious
Anxious, tense
Beautiful
Annoying
Tender, longing
Proud, strong
Enjoyment
Romantic, loving
Arousal
Commitment
Certainty
Valence
Familiarity

Attention
Identity

Entrancing
Dreamy

Erotic, desirous
Obstruction
Painful
Angry

Goosebumps
Bittersweet
Transcendent
members of each culture also use the same concepts (either
categories or scale ratings) to label nontarget stimuli in a similar
fashion. For example, if 60% of US participants rate a music
sample as “joyful” and 40% as “triumphant,” the interrater
agreement between US and Chinese raters could never exceed
60% (the interrater agreement among US raters alone) even if
the same proportions of Chinese participants respond with each B
1
.8
* *
US Chinese .6
category. Hence, data incorporating the full distribution of re- category category .4
sponses in each culture are critical to fully understanding cultural multiplied judgments judgments .2 X Y Z
0
similarities in the feelings associated with stimuli of different equals Valence
kinds. approx. 1 * *
.8
Given this concern, we took a different analytic approach than r correlates US Chinese .6
category category .4
is typical in the field: for each category of experience and af- .2 X Y Z
to valence to valence 0
fective scale, we correlated the mean judgments of US raters weights weights Arousal
with those of Chinese raters across all 1,841 music samples. This US Chinese
analysis reveals the extent to which US and Chinese participants

PSYCHOLOGICAL AND
valence valence

COGNITIVE SCIENCES
use the categories and judgment scales in a similar fashion when judgments Y US X Chinese Z judgments
labeling the subjective experiences associated with the 1,841 predicted valence valence predicted
.88 .75 .90 from US
from Chinese judgments judgments
music samples. To control for within-culture variations in the use categories categories
of the categories and affective scales, we then divided this value
by the within-culture explainable variances of these mean judg-
ments (see SI Appendix, Methods S4 and S5, for elaborated US Chinese
arousal arousal
rationale and further details). Dividing by the explainable var- judgments Y judgments
iances results in an estimate of the correlation that would emerge US X Chinese Z
predicted arousal arousal predicted
from Chinese
.97 .80 .91 from US
if we averaged an infinite number of ratings of each music judgments judgments
sample in each culture. We refer to this estimate as a signal categories categories
correlation: it captures the degree of similarity between cultures
in the association of each specific feeling and affective feature Fig. 1. (A) Correlations in feelings associated with music across 2 distinct
with music (see SI Appendix, Fig. S3, for demonstration that cultures. The cross-cultural signal correlation for each category (orange bars)
and affective scale (green bars) captures the degree to which each judgment
these methods are effective using simulated data). The cross-
is preserved across Chinese and US listeners across all 1,841 music samples.
cultural signal correlations in judgments of each category and The cross-cultural signal correlation is calculated by correlating the mean
affective scale are shown in Fig. 1A. responses by Chinese participants with the mean responses by US partici-
If feelings such as “amusement” are constructed in part from pants and dividing by the explainable variance in responses from each cul-
more basic ingredients of valence and arousal, one would expect ture. Error bars represent SE. (See SI Appendix, Methods S4 and S5, for
greater convergence across cultures in how these broad affective details of explainable variance and SE estimation; SI Appendix, Fig. S3, for
features are associated with music than in how the feelings pu- confirmation that these results accurately recover population-level correla-
tatively constructed from these affective features are associated tions; and SI Appendix, Fig. S4, for similar results using Spearman correla-
with music (13, 14, 38). Inspection of cross-cultural correlations tions and/or binary affective scale ratings.) (B) Categories of subjective
experience account for preservation of affective features across cultures.
for judgments of each affective feature and category of subjective
Category judgments are used to predict affective feature judgments within
experience reveals otherwise (Fig. 1A). With cross-cultural signal each culture using ordinary least squares regression. Then, regression
correlations exceeding 0.76, 18 categories of subjective experi- weights are multiplied by the category judgments from the other culture to
ence were better preserved across China and the United States predict affective feature judgments in the first culture. Signal correlations
than valence (r = 0.75). Furthermore, cross-cultural signal between the Chinese and US participants predicted and actual valence/
correlations were significantly greater for joyful/cheerful and arousal judgments are given in the small red/blue lines and circles, signified
triumphant/heroic [P ≤ 0.002, bootstrap test; q < 0.05, Benjamini– by adjacent letters, and plotted on the Upper Right. Category judgments
Hochberg false discovery rate (FDR) correction (39) (SI Appen- from each culture are better than valence/arousal judgments from each
dix, Methods S5)] and for amusing, compassionate/sympathetic, culture at predicting valence (*P = 0.002 [Y], 0.008 [Z]; bootstrap test, 2-tailed)
and arousal (*P = 0.012 [Y], 0.024 [Z]) judgments from the other culture. These
energizing/pump-up, exciting, sad/depressing, and scary/fearful
results are consistent with the hypothesis that specific feelings are elicited by
(P ≤ 0.024; q < 0.1) than for valence. Correlations for 16 cate- music, and then subsequently used to construct valence/arousal judgments in a
gories of subjective experiences were also better preserved across more culture-specific process of inference. (See SI Appendix, Fig. S5, for con-
the 2 cultures than that for arousal (r = 0.81), although the sistent results with other affective feature judgments.)
differences were not statistically significant for individual cate-
gories. The finding that experiences of many categories of sub-
jective experience are better preserved across the 2 cultures than about the conceptualization of subjective experience: perhaps
that of valence—sometimes considered a “basic building block
affective features such as valence and arousal are in fact psy-
of emotional life” (38)—contrasts with the claim that experi-
ences of specific feelings derive from broader affective features chologically constructed from more specific feelings. In other
(13, 14, 38). words, perhaps subjective experiences are best represented in
terms of more specific feelings such as and “anger” and “tri-
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That reported experiences of many categories of subjective


experiences were more consistent across the 2 cultures than umph,” and levels of valence, arousal, and other affective
those of broader affective features raises an intriguing question features emerge as higher-order evaluations of these basic

Cowen et al. PNAS | January 28, 2020 | vol. 117 | no. 4 | 1927
experiences. If this were the case, then the added processing across 2 datasets measuring the same attributes (US and Chinese
required to infer valence and arousal could heighten differences judgment data). The resulting components are ordered in terms
across cultural groups. As a result, reports of specific feelings, as of their level of positive covariance across the 2 datasets (cul-
opposed to affective features, from a given cultural group would tures). (See SI Appendix, Methods S7, for further details and
be more accurate in predicting reports of the same affective discussion.)
features from the other cultural group. Collecting many in- Given that we found that categories of subjective experience
dependent ratings of both categories of subjective experience explained the cross-cultural preservation of the affective fea-
and affective features such as valence and arousal across tures, we applied PPCA to the US and Chinese category judg-
1,841 music samples, as we have done, allowed for a rigorous test ments of the 28 categories of subjective experience associated
of this possibility. with the 1,841 music samples to determine the number of in-
To test this hypothesis concerning the primacy of specific dependent dimensions, or kinds, of subjective experience that
feelings and broader affective features in subjective experiences, were experienced in both cultures. We applied PPCA in a leave-
we used linear regression analyses to derive cross-cultural signal one-rater-out fashion to determine the statistical significance
correlations in the mapping between category and affective scale of each component. (See SI Appendix, Methods S7, for further
judgments of the music samples (SI Appendix, Methods S6).
details.)
These analyses ascertain whether ratings of specific feelings are
As we show in Fig. 2, PPCA revealed that 13 distinct semantic
stronger predictors of broad affective feature judgments across
dimensions of subjective experiences were associated with music
the 2 cultures or vice versa. In keeping with the idea that judg-
and significantly preserved across the US and China participants’
ments of music in terms of broad affective features derive from
the cross-culturally preserved experience of more specific feeling judgments [q < 0.001 across all held-out raters, q < 0.05 across
states, we find that category judgments consistently predict af-
fective feature judgments from the other culture as robustly as,
or more robustly than, affective feature judgments themselves.
We can see this in Fig. 1B, which illustrates how category judg-
ments from one culture better predict judgments of valence (blue
bars labeled Y and Z) and arousal (red bars labeled Y and Z)
from the other culture than the valence and arousal judgments
themselves (blue and red bars labeled X). Results are similar for
other affective features such as dominance, as shown in the bar
graphs at the top of SI Appendix, Fig. S5. By contrast, the af-
fective feature judgments from each country generally do a
poorer job of predicting the category judgments from the other
culture, as indicated in the bar graph at the bottom of SI Ap-
pendix, Fig. S5. Based on these results, it is more plausible that
judgments of general affective features (valence, arousal, etc.)
are psychologically constructed from experiences that are cap-
tured by specific feelings (“amusement,” “fear,” etc.) than vice
versa in the representation of subjective experience conveyed
by music.

Music Is Associated with at Least 13 Distinct Kinds of Subjective


Experiences across 2 Cultures. Thus far we have documented that
all but one of the categories of subjective experience that we
examined were associated at above-chance levels of reliability
Fig. 2. Thirteen distinct feelings associated with music are preserved across
with at least 21 music samples and that the feelings that partic-
cultures. (Top Left) Proportion of variance explained within the US and
ipants reported upon hearing music were captured more reliably Chinese ratings by the 29 PPCs of the mean categorical ratings of 28 emo-
across the 2 cultures by these categories than by broad affective tions across cultures. (Bottom Left) PPCA finds dimensions of maximal co-
features (e.g., valence and arousal). These findings set the stage variance across 2 cultures. Here, the covariance of each PPC across cultures,
for our next question: How many distinct varieties of subjective scaled by total positive covariance, is plotted alongside the cross-cultural test
experience were consistently evoked across the 2 cultures: That correlation derived from a cross-validation analysis (see SI Appendix, Meth-
is, what is the dimensionality of the cross-cultural semantic space ods S7, for details). We can see that the PPCs are ordered in terms of
of subjective experience associated with music? For example, we descending within-sample covariance explained. While it is useful to order
have not yet ruled out whether some categories were redundant. the components in terms of the proportion of the shared variance across
cultures that they each explain, we are ultimately interested in the out-of-
For example, there may have been interrater reliability in la-
sample test correlation, which measures how similarly the 2 cultures judged
beling music with categories such as “awe” and “fear,” but per- music samples along each dimension. The test correlation was significant for
haps these categories were actually associated with precisely the 13 PPCs [q < 0.001 across all held-out raters, q < 0.05 across held-out raters
same music samples. If we reduce the US and Chinese judgments from each country individually, ForwardStop sequential FDR-corrected (40)
to a more limited number of dimensions, what is the minimum one-tailed Wilcoxon signed-rank test (41)]. Given the complexity of the cross-
number necessary to account for commonalities in reported validation analysis, these correlations are not adjusted for explainable vari-
subjective experience in response to music across cultures? To ance, and it is safe to assume that the population-level correlations are
address this question, we use a recently developed analytic substantially higher. (Right) By applying factor rotation (varimax) to the
approach. 13 significant PPCs, we found 13 preserved varieties of subjective experience
that each load maximally on a distinct category: “amusing,” “annoying,”
Namely, to compute the total number of distinct varieties of
“anxious/tense,” “beautiful,” “calm/relaxing/serene,” “dreamy,” “energizing/
subjective experience that were significantly preserved across the pump-up,” “erotic/desirous,” “indignant/defiant,” “joyful/cheerful,” “sad/
US and Chinese judgments of the music samples, we used a depressing,” “scary/fearful,” and “triumphant/heroic.” In subsequent
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method that we call principal preserved component analysis figures, we will refer to each component using the category of subjective
(PPCA) (10). PPCA extracts linear combinations of attributes experience that it loads on maximally. Each component is also assigned a
(here, judgments of subjective experience) that maximally covary letter, shown on the x-axis.

1928 | www.pnas.org/cgi/doi/10.1073/pnas.1910704117 Cowen et al.


held-out raters from each country individually, ForwardStop
sequential FDR-corrected (40) one-tailed Wilcoxon signed-rank All Raters DE E
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relaxing,
E. Calm,
test (41)]. We thus find that music conveys 13 distinct varieties of EE E
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subjective experience across the 2 cultures. (In Fig. 2, the Upper EE
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feeling reported in response to the music samples (Fig. 2). Thus, I. Indignant, M
B. Annoying
L. Scary, C. Anxious,
the dimensions can be interpreted as 13 distinct varieties defiant fearful tense
of subjective experience: “amusing,” “annoying,” “anxious/
tense,” “beautiful,” “calm/relaxing/serene,” “dreamy,” “energizing/
USA China

PSYCHOLOGICAL AND
DEE DEE
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COGNITIVE SCIENCES
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pump-up,” “erotic/desirous,” “indignant/defiant,” “joyful/cheer-


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ful,” “sad/depressing,” “scary/fearful,” and “triumphant/heroic.”


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music that evoke similar feelings in China and the United States. BB AAAA J J GH KK KKK
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Note that some dimensions also involve secondary or tertiary


H
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categories—for example, the “indignant/defiant” dimension also


GG G G J G F FFF G G G J G F F
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G GGGG GG
GG GG G GGGG BBBGGGGG G GG K L FLFFF FL F
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loads on “anger”—indicating that these categories were used


G GG G G HM
GG G GG GGGG
GG
GGG G GG G BG BCC HM LLLK L C C CK GG GG
G GGG
G GG
GGG G GG G BG BCC
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G G G G GG L C LB L FFL C M M M
MM MM MM G G GGGGGG G GG
C B
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G GGGGG G G B IG B
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G IIIGG IB II BGI IB B FF L L CLC C MM M MM M MMM
MM GG IG G G I IGG I BI B BB L FF L L C CC CLC C M M MM M MM

similarly to label music samples. These findings replicate past LLLLL C LC


G
G IG G CL M M
GG GG GGIG G GI I GIGGBG MCG C B BBB
BBBBBBBB BL L
L LLLLLLLLCCC LC
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MMMMMM
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I
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M GG G G GG I I I GG
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M L LLLLLL LL MMMMMM MMM M
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studies’ findings that several dimensions of subjective experience
can be evoked across cultures by music [“calmness,” “energy,” Fig. 3. Visualizing the 13-dimensional structure of subjective experience
“fear,” “joy,” “sadness,” and “tension” (29)], but also uncover evoked by music reveals smooth gradients between specific feelings in both
other dimensions that had not previously been demonstrated cultures. To visualize the feelings associated with music, maps of average
to be associated with distinct qualities of music, including category judgments of the 1,841 music samples within a 13-dimensional
“amusement,” “annoyance,” “defiance,” “desire,” “dreaminess,” categorical space of subjective experience were generated. t-SNE, a data
and “triumph.” visualization method that accurately preserves local distances between data
points while separating more distinct data points by longer, more approxi-
Are the Feelings Associated with Music Distributed along Gradients of mate, distances (42), was applied to the concatenated US and Chinese scores
of the 1,841 music samples on the 13 categorical judgment dimensions,
Subjective Experience? Having thus far examined the dimension-
generating coordinates of each music sample on 2 axes (this does not mean
ality and conceptualization of the semantic space of subjective the data are in fact 2D; see SI Appendix, SI Discussion). The individual music
experience associated with music, we sought to establish how the samples are plotted along these axes as letters that correspond to their
feelings associated with music are distributed. Do they lie within highest-loading judgment dimension (with ties broken alphabetically) and
discrete clusters, as predicted by basic emotion theories (42), or are colored using a weighted average of colors corresponding to their scores
along continuous gradients between categories of subjective ex- on the 13 dimensions (see SI Appendix, Methods S8, for details). The
perience, as recently documented in our investigation of the resulting map reveals gradients in subjective experience, such as a gradient
feelings associated with videos (12)? As can be seen in Fig. 3, the from anxious to triumphant music. For an interactive version of this map,
feelings associated with music lie along continuous gradients visit https://www.ocf.berkeley.edu/∼acowen/musicval.html. Maps colored
using projections of the mean US judgments only (Top Right) and Chinese
between categories of subjective experience. These gradients
judgments only (Bottom Right) on the same 13 dimensions demonstrate that
between different categories of subjective experience are evident reported experiences of the 13 distinct feelings associated with music and
when we visualize smooth variations in the categorical judgment smooth gradients between them is largely preserved across the 2 cultures.
profiles of the 1,841 music samples using a method called
t-distributed stochastic neighbor embedding (t-SNE) (42). t-SNE
projects data into a 2-dimensional (2D) space that largely pre- jective experience in dysfunction, neurophysiology, and other
serves the local distances between data points. In Fig. 3, t-SNE is important areas of research. For example, if subjective experi-
used to visualize the smooth gradients between feelings associ- ences could be sorted into discrete categories, then diagnoses of
ated with music, represented in different colors, and the extent mood disorders might rely on how much time is spent experi-
to which they are preserved across cultures (see SI Appendix, encing each feeling, one at a time; however, if subjective expe-
Methods S8, for details). To allow further exploration of the
riences form continuous gradients, it could be more effective to
feelings associated with music and the smooth gradients between
them, we also provide an online, interactive version of Fig. 3 in parameterize feelings along multiple continuous scales. It is
which each music sample can be played while viewing its cate- crucial, then, to understand whether the smooth gradients that
gorical and affective scale ratings: https://www.ocf.berkeley.edu/ we observe in the map actually correspond to smooth variations
∼acowen/music.html. in the feelings associated with the music samples in individual
listeners.
Downloaded by guest on December 6, 2021

Understanding whether subjective experiences occupy discrete


clusters or continuous gradients informs the classification of To answer this question, we analyzed the degree to which
stimuli and response, preliminary to studying the role of sub- reports of valence, arousal, and other affective features steadily

Cowen et al. PNAS | January 28, 2020 | vol. 117 | no. 4 | 1929
transitioned along gradients between categories of subjective and energizing. Thus, the feelings associated with music are
experience. (Here, we collapsed data across cultures, given the neither entirely discrete nor entirely miscible, but rather are
similarities revealed in Fig. 3.) To do so, we first determined if distributed along specific gradients of subjective experience.
continuous variations in the proportions of participants who
assigned each category to each music sample more accurately Experiment 2. Examining the Primacy of Categories in Feelings
predicted each sample’s affective features than the one category Associated with Western and Traditional Chinese Music Targeting
that was assigned most frequently. This was determined to be Valence and Arousal. In a second experiment, we sought to ad-
true: the 13 dimensions explained 81.0% of the variance in dress 2 alternative explanations for the finding that specific
judgments of the affective features; a model comprising 13 bi- feelings associated with music were better preserved across cul-
nary features designating the dimension to which each music tures than valence and arousal. One explanation is that music
sample was most strongly assigned explained 57.9% of the vari- most reliably conveys whatever it is that it intended to convey,
ance in judgments of the affective features; and a similar model which would entail that the music samples in Experiment 1 re-
that included magnitude (the score on the most strongly assigned liably conveyed specific feelings rather than broad affective
dimension) explained 64.0% of the variance in judgments of the features across the 2 cultures because people provided music
affective features. The 13-dimensional model performed signif- samples targeted toward specific feelings. A second alternative
icantly better than either of the mutually exclusive models (P < explanation is that the primacy of specific feelings is a property
0.002, bootstrap test; SI Appendix, Methods S9), consistent with not of music in general but of Western music. To test these
the notion that valence, arousal, and other affective features hypotheses, we examined the primacy of categories in responses
steadily transition along gradients between categories of sub- to both Western and traditional Chinese music samples gathered
jective experience. Moreover, to determine if these findings on the basis of evoked valence and arousal rather than specific
could be attributed to correlated ambiguity in judgments of the feelings.
categories and affective features—for example, the same music To this end, we assembled 2 additional sets of music samples.
being judged as scary and negative by some participants and One set was gathered by 22 US participants (6 women, mean
triumphant and positive by others—we correlated the SD of the age = 30.7) who were each asked to contribute 5-s music samples
category judgments of each music sample with that of the af- conveying 12 different levels of valence and arousal: very
fective feature judgments of each music sample. These had a pleasant, somewhat pleasant, very unpleasant, somewhat un-
mildly negative, rather than positive, correlation (Pearson’s r = pleasant, very stimulating, somewhat stimulating, very subdued,
−0.112; Spearman’s ρ = −0.109). Hence the smooth gradients somewhat subdued, pleasant and stimulating, pleasant and sub-
between categories most likely cannot be explained by inter- dued, unpleasant and stimulating, and unpleasant and subdued.
subject ambiguity; rather, they point to intermediate blends of A second set of music samples was gathered by a group of
categories of subjective experience traditionally thought of 6 native Chinese participants familiar with Chinese traditional
as discrete. music (5 women, ages 30 to 50), who were asked to provide
Fig. 4 presents the number of music samples that loaded sig- Chinese traditional music tracks that conveyed as many as pos-
nificantly on each of the 13 dimensions of subjective experience sible of the 12 valence and arousal levels. From each Chinese
that we uncovered and on each combination of dimensions. This traditional music track, 3 evenly spaced 5-s samples were then
analysis reveals the many blended feelings that can be evoked by extracted. Using these procedures, we compiled a total of
brief music segments. For example, inspection of Fig. 4 reveals 138 modern Western music samples and 189 traditional Chinese
that music traverses gradients from “anxious” to “energizing,” music samples.
from “dreamy” to “scary,” from “indignant” to “triumphant,” We recruited new participants from the United States (n =
and from “calm” to “sad”. However, not all categories of sub- 580, 288 women, mean age = 35.9) and China (n = 363,
jective experience can be blended together in a single music 249 women, mean age = 23.2) to judge the new music samples in
sample; for example, no music samples were labeled both sad the same response formats used in Experiment 1. For each music
sample we collected an average of 23.8 responses in each re-
sponse format in each culture, amounting to a total of 151,367
individual judgments of the 327 newly gathered music samples
A. Amusing 512
B. Annoying
(19,147 forced-choice categorical judgments and 132,220 9-point-
C. Anxious, tense 256 scale judgments). Interrater agreement rates were similar to
D. Beautiful 128 Experiment 1, with 37.8% of raters on average choosing the most
E. Calm, relaxing, serene agreed-upon category of subjective experience for each music
64
F. Dreamy sample (versus 42.3% in Experiment 1). Interestingly, Chinese
G. Energizing, pump-up 32 raters converged slightly more in their ratings of traditional
H. Erotic, desirous 16 Chinese music samples than US raters (SI Appendix, Fig. S6),
I. Indignant, defiant suggesting that ratings are likely also informed by culture-specific
8
J. Joyful, cheerful understandings of music (5).
K. Sad, depressing 4
Even so, as summarized in Fig. 5, our results regarding the
L. Scary, fearful 2
M. Triumphant, heroic
primacy of categories of subjective experience were closely rep-
<=1 licated when the models trained in Experiment 1 were validated
A B C D E F G H I J K L M
on judgments of music samples selected based on their valence
Fig. 4. The 13 distinct dimensions of subjective experience associated with and arousal levels. Correlations across the 2 cultures in the
music can be blended together in a number of ways. Represented here are projections of judgments of the new music samples onto the
the number of music samples that loaded significantly on each dimension, or 13 varieties, or kinds of subjective experience that we uncov-
kind, of subjective experience (diagonal) and on pairwise combinations of ered, were uniformly positive [P ≤ 0.003, q(FDR) ≤ 0.003,
dimensions [q < 0.05, Monte Carlo simulation using rates of each category
bootstrap test; because the dimensions were derived in Experi-
judgment, Benjamini–Hochberg FDR corrected (39); see SI Appendix, Meth-
ods S10, for details]. Categories are often blended together, combining,
ment 1, the data from Experiment 2 enable us to examine these
correlations without “double-dipping”]. Correlations for 5 of the
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for example, “amusement” with “joy,” “indignance” with “triumph,”


“dreaminess” (or “eeriness”) with “sadness,” and “anxiety/tension” with dimensions (“annoying,” “beautiful,” “energizing/pumped-up,”
“triumph.” “joyful/cheerful,” and “scary/fearful”) exceeded the correlation

1930 | www.pnas.org/cgi/doi/10.1073/pnas.1910704117 Cowen et al.


for valence [P ≤ 0.002, q(FDR) ≤ 0.05, bootstrap test, 2-tailed
1 comparison].
A .8
These results further support the conclusion that judgments of
Correlation

Annoying
.6
Energizing

Amusing

Beautiful

Anxious
cheerful
pump-up
music in terms of affective features derive from the cross-

relaxing

Valence
Arousal

Defiant

Dreamy
.4 fearful
Joyful

Heroic
Scary

tense

Calm
.2 culturally preserved experience of specific feelings. In particu-

Sad

otic
Er-
0 lar, we found, using the model trained in Experiment 1, that
G L J A D B C E E I M F F K H category judgments again predicted valence and arousal judg-
B US Chinese
ments from the other culture as robustly as, or more robustly
category category
than, valence and arousal judgments, even though the music
multiplied judgments judgments samples were selected on the basis of their valence and arousal
equals levels (Fig. 5 B–E). This finding rules out the possibility that
r correlates music reliably conveys whatever it is selected to target and in-
US Chinese stead supports the notion of the primacy of specific feelings as-
category category sociated with music. Furthermore, we found that this holds true
to valence to valence
weights from weights from both for Western music samples (Fig. 5D) and for traditional
Exp. 1 Exp. 1 Chinese music samples contributed by native Chinese partici-
US Chinese
valence valence pants (Fig. 5E), indicating that the primacy of the induction of
judgments Y US X Chinese Z judgments specific feelings is not merely a property of Western music.
predicted valence valence predicted Given the surprising range of feelings associated with music
.81 .67 .80 from US
from Chinese judgments judgments samples selected based only on their valence and arousal levels,
categories categories
we measured the number of distinct dimensions of subjective
1 1
C.81 * * experience associated with these music samples across cultures.
US Modern

Traditional

* * .8 .8 *
Chinese

PSYCHOLOGICAL AND
.6 .6 We did so by computing partial correlations in judgments pro-

COGNITIVE SCIENCES
.6
All

.4 .4 .4
.2 .2 .2 jected onto each of the 13 dimensions. Even after controlling for
0 X Y Z X Y Z 0 X Y Z X Y Z 0 X Y Z X Y Z
every other dimension, the partial correlation across cultures for
Valence Arousal Valence Arousal Valence Arousal
each of the 13 dimensions was significantly greater than zero
D C: Chinese Traditional Sample
E USA [raw r ≥ 0.13, P ≤ 0.007, q(FDR) ≤ 0.05, bootstrap test], in-
U: US Sample UUUUUU U
UUUU U
U UU
Amusing U U U U UU Energizing, pump-up UC
UU CU
C U UU
CC U UUUU
UUUU
UU
UU
UU
UU
UU
U
dicating that all 13 varieties of subjective experience uncovered
U U UU
U
U UUU U U U CC C U
U C UU U U U C
UC
U
UC U U
U
in Experiment 1 were also conveyed by distinct music samples
U UUU UU
CU U UU U UUU U UUU U
U
U
U
U UU UU
CU
C C U U UU Indignant, defiant U
C CU UU CCCC C
CU
U
U CC
U
C CC U U U U UU C
CC CC UC CU
C UC
CU
U
CCU
U
CC
U
U
U across cultures in Experiment 2. (Here we measured di-
UC
CC
C U UU UU mensionality using a confirmatory approach rather than PPCA,
UU CU U U U U UU Annoying UUU CC
UU CU
U U UU
C
C
UU U UUU
UUU U U
CC U CCC
C
C given that Experiment 2 was designed to further investigate the
U UU U C CCCCCCC
U C C Scary, fearful UUC CCCC CCC C CCCCCC CCC
CU U U C
UCC C CCCC CC CCC C C
C C C CC UC U U U cultural universality of the dimensions of subjective experience
C CC C C CC C
C
CC
C C C C CC C CC CC CC
CU UC
U C
Joyful, U U C CC CU
CCCCC C CCCCC CCC
CC C CCUCCU U CCC CCCC
CC
CU C
UC
CC
C CC C CCCCCCC
C
C
C
CCUCCC
cheerful C C U U
UU
C
UUU
UU U
C C
UC C
U C C C C
CCC C
U
C
that we had already uncovered in a larger sample, not to discover
CCUU Anxious,
C
CC
U new dimensions.) When considering the Western and Chinese
Beautiful UU
tense
music samples separately, 12 distinct dimensions were preserved
UU
U
C
Triumphant, heroic
F China
Erotic, desirous C UU UC Dreamy across cultures in the 138 Western samples alone (all except
UU C
U
U
U U UU U
UUU
U UU
U CU
UUU
UUUU U UU

C U C C
CC
C
UC
U
C U
CC C
UU
CC U UUUU
UUUU
UU
UU
UU
UU
U
U “anxious/tense”) and 9 were preserved in the 189 Chinese sam-
C U CC C C C U U
ples alone (all except “amusing,” “annoying,” “erotic/desirous,”
CC U U
U CC UU UU U
C C CC CC C C C
U U U C U UU U
U
UU CC UUU U U
U C U U
CU
C C CC C U
U C U C
CCCCCCC CC C CC CU CU
C C
and “indignant/defiant”) (SI Appendix, Fig. S7). It speaks to the
C U C C
C
C C CC
C U CCU
U
CC
U U
U
C C C CCC C UC U
C C CC CC C CC C C C
C C C
C
UCC CUU
C CU C C UU
CC C
C
U U
C C CC UC C
C C C C
C UUU CU richness of the subjective experiences that are routinely associ-
CU CCCC CC C
C U C
U CC CC CCCCCC C C CCC C CC
U U UUUU C
C
C
C CC U C C
C C CC U U C CCC CCCCCCC ated with music that, even across just a few hundred music
C C C CC UU
C C CC C C
C CCC C
U CC C C UC
C C UUC CCCC CCCCC
C
UCC C CCCC CC
C CCC
CCC C C
UU C C C C C C CC CC C C CC C
C
UU UUUC
UU CU U
U
U U
U CC C
CCCCC
CCCC
C C
C CC CU C
C
CU C
U CCCC CC C CC
CCCCC
CC C
CCC
CCCCC C
C
samples not targeting specific feelings, so many distinct feelings
U U
CC
CC C UCC CC C CC
CC CC
CC U
C C CCC
C

Calm, relaxing, serene Sad, depressing UUUUU


UU UC C
U C C CC
U were reliably distinguished across cultures.
Finally, inspection of the distribution of the feelings associated
Fig. 5. The primacy of categories in the feelings associated with Western with music samples gathered on the basis of evoked valence and
and traditional Chinese music targeting valence and arousal. (A) Correlations arousal (Fig. 5 D–F) reveals that they were structured similarly to
in the feelings associated with music across cultures. The cross-cultural signal those gathered on the basis of specific feelings (Fig. 3). In par-
correlation for each dimension derived in Experiment 1 (orange bars) and
ticular, we still find gradients of music both “calm” and “sad,”
valence/arousal (green bars) captures the degree to which each attribute is
preserved across Chinese and US listeners in the 327 music samples gathered
“sad and “dreamy,” and so on through “triumphant,” “scary,”
on the basis of valence and arousal. Many feelings were better preserved “anxious,” “annoying,” “indignant,” “energizing,” “amusing,”
than valence or arousal. For 5 categories of subjective experience, the dif- “joyful,” “beautiful,” and “erotic.” Again, this was found despite
ference from valence was significant [P ≤ 0.002, q(FDR) ≤ 0.05, bootstrap the music samples having been gathered without targeting any of
test, 2-tailed]. Error bars represent SE. See SI Appendix, Fig. S7, for separate these feelings. This structure was preserved among both US (Fig.
correlations across US and Chinese traditional samples. (B) Specific feelings 5E) and Chinese (Fig. 5F) perceivers. These findings validate the
account for the preserved experience of valence and arousal across cultures, high-dimensional, continuous structure of the feelings conveyed
even in response to valence and arousal targeted music samples. Category
by music across cultures.
judgments were used to predict affective feature judgments using the
model trained in Experiment 1. (C) Category judgments from each culture
were significantly better than valence/arousal judgments from each culture
at predicting valence (Left; *P < 0.002, 0.01; bootstrap test) judgments from t-SNE (42) to the concatenated US and Chinese scores of the 327 new music
the other culture and nominally better at predicting arousal judgments. This samples on the 13 categorical judgment dimensions derived in Experiment 1.
held true for the modern US music samples (Middle; *P = 0.002, 0.02) and the The resulting map reveals a highly similar structure to that revealed in Ex-
traditional Chinese music samples (Right; *P < 0.002) separately. These re- periment 1, with similar gradients in subjective experience, such as a gra-
sults are consistent with the hypothesis that specific feelings are elicited by dient from anxious to triumphant music. Again, reported experiences of
music and then subsequently used to construct valence/arousal judgments these 13 feelings and smooth gradients between them were largely pre-
Downloaded by guest on December 6, 2021

in a more culture-specific process of inference. (D) Visualizing the 13- served across the 2 cultures (E and F). To navigate an interactive version of
dimensional structure of subjective experience incidentally evoked by mu- this map and explore the valence and arousal targeted music samples, visit
sic samples gathered on the basis of only valence and arousal. We applied https://www.ocf.berkeley.edu/∼acowen/musicval.html.

Cowen et al. PNAS | January 28, 2020 | vol. 117 | no. 4 | 1931
Discussion emotional vocalization (46). Further study is required to de-
Music is a universal and vital part of social life across cultures (4, termine how the rich array of subjective experiences uncovered
5). Central to its meaning, and likely to its cultural significance, is here map onto a wide array of acoustic and perceptual features
its well-documented power to evoke rich subjective experiences of music, perhaps in complex, nonlinear fashion.
(1–3, 23–27, 33). What is less well understood is the taxonomy of Our second interest was to examine the distribution of feelings
feelings evoked by music—that is, how these feelings are arranged within a semantic space of subjective experience—in particular,
within a semantic space—and the extent to which such a taxonomy boundaries between categories of subjective experience. In
of subjective experience is preserved across cultures. contrast to discrete theories of emotion (47), we found that the
With quantitative and conceptual approaches (9, 11, 12), we feelings associated with music were not characterized by discrete
examined the shared semantic space of subjective experience clusters of states, but by smooth gradients between categories of
associated with Western and Chinese music by participants from subjective experience. Music occupies gradients from “amuse-
the United States and China. Our focus was to test hypotheses ment” to “joy,” “sadness” to “calmness,” and “fear” to “tension”
related to 3 properties of this semantic space: its conceptuali- to “triumph,” among many others (Figs. 4 and 5). These findings
zation, focusing on how specific feelings and broad affective support a shift from the predominant scientific focus on how
features contribute to the feelings associated with music; its di- discrete patterns of expression, physiology, and neural activation
mensionality, or number of distinct kinds of feelings associated distinguish discrete emotional states (15, 22) toward the in-
with music; and its distribution of states, focusing on the nature vestigation of how the variability and blending together of sub-
of the boundaries between categories of subjective experience. jective experience may be represented in continuously varying
Guided by this conceptual framework, 2,777 US and Chinese patterns of expression, physiology, and neural activation.
participants judged over 2,000 samples from modern and clas- Our final focus was to examine a critical issue related to the
sical Western music as well as traditional Chinese music. Judg- conceptualization of subjective experience: whether the feelings
ments were made either in terms of which category of subjective associated with music are explained at a more basic, cross-
cultural level by categorical labels or scales of affect. It has been
experience, from a list of 28, was evoked, or along scales that
posited that, in subjective experience, valence and arousal can be
captured 11 affective features proposed by appraisal and com-
thought of as core, low-level interpretive processes from which
ponential theories to underlie emotional experience. Applying
more specific feelings are constructed (13, 14, 38). In contrast to
large-scale statistical inference techniques, we compared the
this claim, we found that associations of music with specific
preservation of the recognition of 28 categories and 11 scales of
feelings such as amusement and triumph were better preserved
affect across 2 different cultures, modeled the latent space that
across cultures than associations with valence and arousal (Fig.
captured the shared variance in judgments between cultures, and
1). Furthermore, judgments of these affective features were
interrogated the boundaries between the 13 categories that were
better predicted by category judgments from the other culture
found to underlie this latent space. than by the same affective feature judgments from the other
With respect to the dimensionality of the semantic space of culture (Fig. 1B), even in music samples gathered on the basis of
subjective experience, many studies have targeted 6 or fewer valence and arousal associations (Fig. 5). These results suggest
categories of emotion and relied on either interrater agreement that categories of subjective experience such as “amusement”
rates (1, 29, 43) or factor analysis (3, 14, 37) to characterize and “desire” may be more directly associated with music,
subjective experience (11). With data-driven statistical tech- whereas judgments of broader affective features may be inferred
niques applied to a vast array of stimuli, we uncovered 13 distinct in a more culture-specific manner from these categories. These
dimensions of subjective experience that were associated with findings contrast with the claim that valence and arousal are
music in China and the United States: “amusing,” “annoying,” basic building blocks of subjective experience (13, 14, 17, 38),
“anxious/tense,” “beautiful,” “calm/relaxing/serene,” “dreamy,” instead suggesting that they are higher-order inferences (11).
“energizing/pump-up,” “erotic/desirous,” “indignant/defiant,” One might argue, however, that people have less conscious
“joyful/cheerful,” “sad/depressing,” “scary/fearful,” and “tri- access to valence and arousal levels than to more specific cate-
umphant/heroic” (Fig. 3B). It is noteworthy that the subjective gories of feeling states, causing reports of valence and arousal to
experiences reliably associated with music not only include be more subject to bias and therefore less predictive. However,
commonly studied emotional experiences (“fear,” “sadness,” given how well valence and arousal judgments within each cul-
“joy”), but also less commonly studied subjective experiences, ture were predicted by category judgments (Figs. 1 and 5), it
including traditionally understudied positive emotions (“amuse- seems that the valence and arousal judgments were reliable and
ment,” “awe,” “calmness,” “triumph”) (11, 16). It will be im- quite precise—even if the meanings that they were precise in
portant to examine whether these feelings associated with music capturing were culture-specific. Perhaps, then, participants’ va-
emerge in cultures beyond the United States and China. Ger- lence and arousal ratings capture something distinct from “real”
mane to the more general study of aesthetic experience will be valence and arousal levels to which people do not have conscious
the study of whether the feelings elicited by other kinds of aes- access. But falling back on this hypothesis seems to undermine
thetic stimuli—painting, poetry, drama, dance, sculpture—are the original motivation behind the constructs of valence and
distributed in semantic spaces similar to the one revealed for arousal, which emerged in self-report data (14).
music. Understanding the rich variety of feelings associated with In considering the evidence for universals in music-related
music may be particularly useful for studies of the physiological feeling, it is likely that the cultural similarities that we observed
and neural representations of distinct subjective experiences and were influenced by participants’ past exposure to music. For
the emerging literature of neuroaesthetics (8, 15). example, the association of music with an “erotic/desirous” di-
Inspection of the music that evokes each dimension (https:// mension may derive from previous exposure in both cultures to
www.ocf.berkeley.edu/∼acowen/music.html) seems to point to music played during romantic scenes in films. Such semantic
distinctive acoustic and perceptual underpinnings. For example, associations may have influenced our findings. However, this is
“indignant/defiant” music tends to involve a “growl-like” timbre, less likely to be the case for Westerners’ responses to Chinese
consistent with observed similarities between aggressive music traditional music, a genre with which most Westerners have
and threatening vocal expressions in various species (44). “Scary/ limited familiarity, yet for which valence and arousal judgments
fearful” music tends to involve harmonic dissonance, an example
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were still best predicted by category judgments from the other


of how some feelings may be associated with specific harmonic culture. These findings render it unlikely that the primacy of
(45) and melodic intervals, potentially in a manner that mirrors specific feelings over broad affective features could be fully

1932 | www.pnas.org/cgi/doi/10.1073/pnas.1910704117 Cowen et al.


explained by learned semantic associations. Nevertheless, given and China. To understand how and why music evokes these
the influence of globalization, we avoid inferences about bi- feelings, future studies will need to move beyond the pervasive
ologically ingrained universals. focus on simple models of subjective experience composed of
In introducing quantitative approaches to study US and Chi- 4 to 6 emotion categories or levels of valence and arousal (1, 29),
nese experiences of music, we hope to set the stage for a broader given that these models confound many distinct variables (11).
project documenting shared and culture-specific understandings Studies of the human response to music—its universality (32–
of music around the world. Different experiences may emerge 34), acoustic underpinnings (1), and neural representation (8,
when studying musical traditions from other regions, such as 15)—should therefore incorporate a rich taxonomic structure of
Africa and South America. It will be particularly informative to subjective experience. Similarly, technological endeavors to build
study the semantic space of subjective experience associated with machines that curate, compose, or alter music should in-
music in small-scale cultures with limited Western contact. corporate the wide range of feelings uncovered here if they aim
We also recognize that, although participants in the United to reproduce the full complexity of human musical composition.
States and China differ culturally on average, neither group is Finally, it is worth noting how the present findings dovetail
homogeneous. In deriving a semantic space that captures the with the implications of recent research on subjective responses
similarities across countries in how participants represent their to strongly evocative videos. Cowen and Keltner (12) found that,
subjective experiences, we set aside variation in responses within when people report their feelings in response to a wide range of
each country, an important topic for further study. We also did evocative videos, they reliably distinguish among at least 27 va-
not delve deeply into what past work suggests may be rich rieties of subjective experience. In that study, specific feelings
culture-specific understandings of music. For example, it has such as “awe” also emerged as more primary than broad affective
been found that when listening to Hindustani ragas known to features such as valence and arousal in determining the structure
have specific emotional connotations, Westerners can reliably of subjective experience and were also found to be organized
identify the intended emotions, but do so with less granularity along continuous gradients. However, those results emerged
than Indian listeners (5). While some evidence was observed for

PSYCHOLOGICAL AND
within a single culture and may have been influenced by the

COGNITIVE SCIENCES
culture-specific understandings of traditional Chinese music (SI semantic content of the videos. The present study examined
Appendix, Fig. S6), the precise nature of these understandings— subjective responses to a largely nonrepresentational stimulus
or, for that matter, understandings of music from more specific modality across 2 different cultures. Together, these results
subcultures—is an interesting topic for further study. converge on a taxonomy of subjective experience consisting of a
Importantly, the present study did not focus on the distinctions rich array of distinct categories bridged by smooth gradients.
between experienced and perceived feelings in music. Recent Questions regarding the structure of subjective experience
studies have found these constructs to be highly correlated, but bear upon central theoretical claims in affective science. They
not identical (48–50). It would be interesting for future studies to guide studies in fields ranging from neuroscience to machine
interrogate the possible differences in structure between per- learning. Our method of interrogating how subjective experi-
ceived and evoked feelings in music, perhaps incorporating ences associated with music are situated within a semantic space
physiological measures. Moreover, it could be argued that the reveals a more complex taxonomy of feelings than is typical in
brief, 5-s duration of our stimuli makes them unlikely to evoke existing accounts of how subjective experience is organized. By
certain feelings—to cause people to become fixated and en- revealing that the feelings evoked by music span at least 13 dis-
tranced, evoke memories that give rise to nostalgia, engage tinct dimensions and are distributed along continuous gradients,
physiological changes that evoke empowerment (51), or enable a we provide a road map for the study of how subjective experi-
deeper appreciation of their historical and artistic context, for ences are associated with physiological responses, are repre-
example. Future studies could examine the structure of such sented in the brain, and can be predicted using machine learning.
responses using longer music samples.
Although the present study cannot determine the full range of Methods
subjective experiences that can be evoked by musical composi- Judgments were obtained using Amazon Mechanical Turk and Qualtrics. A total
tions or whether these responses are innate, it places a lower of 2,777 participants (1,591 from the United States, 1,258 from China) took part
bound on the richness of the feelings reliably associated with in the study. The experimental procedures were approved by the Institutional
music in 2 rather different cultures. Even brief, 5-s music samples Review Board at the University of California, Berkeley. All participants gave
are reliably associated with at least 13 distinct dimensions of their informed consent. Data and analysis code can be requested at https://
subjective experience by participants within the United States forms.gle/73Diih84zksjkASe9. See SI Appendix for details.

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