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INTRODUCTION
Ex. 1
PART 1I
Lent, expressif et triste = 44
II lI
S[13] [14 [ ] ]0] [ 1
f rf 'ART2 I TA
,,,,,,n p,-
[2 II 13] [2O] ? []
B ----
I l Ib
[39] [41]43] [45] [4
, ,,
S [ 6 Ila [ 83]
20 [52b]
[24 ]Q
--[ nt [53
. _ [5 [54]
] [60[55]
[61]2F0[57
[6 3] Ia
~ ~ J' M m
D
Ex. 1 cont
pre..vz flibIc!-lid
[64]
76[[64]
65I [66]
t r ,, [\
A -*B1-- - A
d Modur= = 9
r71[74]'
[71 rll.l751[761i
I -- r7777]
- -, - .---------_ _
fff
A(B (B?~c,
2 8 [111 [ 12 ]
I r
fpf
PA-- F. - - - ItI1
At, I I I .-"1 ,. I 1
,,,,I ffll-
A [851 18 81 t2 (7][X] [891
3 Lent. ... ,1oet tse 4 ff4
p------- -B--B-----
I L --I I
64 L
;!j 1T~ pp (V(110) =;tr
MUSIC ANALYSIS 8:1-2, 1989 127
II. Here the identity between [1] and [4] is lost. Rhy
are identical, as are [3] and [6]; the former pair a
Units [4] and [7] are now closer, solving the problem
units begin with a I. We must consider (especiall
own thoughts, later) whether or not these are anac
better off ending a unit, not starting it.
Ex. 2
211 [3 [4] [5 6]
The fu
piece,
first n
long E
both?
Ex. 3
1 11
[1] Melody Rhythm Melody
[A]
Rhythm
-A MONO"
[2]
1][2]
[3]
[3]
-L " I -"
[4]
-A"
II- [4]
[5]
^ , [3] '
[61
[6]
[7]
labelled [2
figuration
same associ
idea, or, as
A second p
The rising
followed b
notes, Ab
association
remain as s
approach w
are both fo
single mino
A differe
expose of
Summary o
We have se
Ex. 3 cont.
III
[1 Melody Rhythm
[21
WII
[31
e-- _ ,, --
AI
[4]
[li
- [6] ,mLj
H ~, - A"I
E 11
Ab 11
G 15
Bb 9
F 9
Cb (=B) 6
Db (= C) 5
D 5
Immediately we s
than others), so t
do not form a tr
is in use. Further
Ex. 4
[12]
[191
[15]
123]
forming a tritone: E/B , Ab /D, G/D , F/B. The E/Bb pair occurs twenty times,
far more than any other pair; this confirms that it has an important role to play.
Aspects of formal structuring may also be exposed by this method. Part 1
clearly consists of three sections (A, B, C), which are closely linked motivically
and intervallically. That the ending of the first section ([6]) recurs to end the
whole of Part 1 ([25a]) gives a symmetry to the structure; the two rests and the
pitching of the E an octave higher create anticipation of Part 2. The three
sections increase in pitch range, the upper notes rising from Bb in the first
through E in the second to Ab in the third; the rise in pitch is accompanied by an
increase in dynamic. Finally, each section is in two halves, each starting
similarly: cf. [la]/[lb] and [3]/[4], [7] and [10], [12] and [19]. The second half of
the third section itself has two parts; these have been designated IIa and IIb (to
constitute a half) rather than II and III.
century.
this The rhythmic
collection.9 We find it, grouping
of course, ,in, bs
called
2 andcaturthaka, occurs
4, as well as at asother
several No. 4 in
places in the score. It is isolated in Ex. 3/I but becomes rearranged in II and III
(see OM 3 below). More specific examples of deqitalas occur later in the piece.
* OM 3 covers 'added values', that is, the addition of a dot, rest or short note
value to a note. This leads to examples of 'rhythmic preparations and descents',
either of which can be accelerated or prolonged. A semiquaver occurring at the
end of a group is often an accelerated descent. Examples occur in bs 1-2, 2-3, at
the end of b.7 and in all of the tritone figures in b. 11 (the dotted Ab in b. 11 is
an 'elongated rhythmic ascent'); other examples abound. This technique is
covered in the rhythmic groupings found in Ex. 3/II.
* OM 7 concerns rhythmic notations. Messiaen gives us four different types;
this piece falls into the first, where barlines indicate phrases, not metrical
subdivisions (this is why the bars are of different lengths). The relevance to our
analysis is really only to show where larger divisions begin and end.
* OM 8 is most interesting. It deals with favoured intervals and melodic
contours. Three aspects of intervallic usage are singled out:
1) The 'Boris' motive (OM Exs 75 and 76), where a motive from near the
Ex. 5
a) b)
2) 'Solveig's
Messiaen's d
of b.11. It
seems to be the inclusion of successive minor thirds and a tritone. The
distortion of the Grieg is almost complete, and causes one to wonder as to the
poietic significance of including such a motive in mid-phrase and without
obvious relevance.
Ex. 6
-" I FA
* OM 11 discusses three
'song-sentence'. Thi
consequent), middle se
(including some rest
discussed above satisfy
* OM 16 deals with M
the summary to Part 1 above, that only eight pitch classes are u
is here explained. Messiaen describes the seven Modes of Limited
he has been using since his earliest works. The three transpositi
are given in Exs 312-14 and are here reproduced as Ex. 7. It is in
that Part 1 is written in Mode 2ii. Aspects of Mode 2, in particu
on the tritone, were observed there prior to knowledge of
(Messiaen believes that a fine ear can detect the augmented four
Ex. 7
2iI
21 1 X M
A
Ex. 8
Mode 2ii (-1).13)
oD0 0 0 0
_+ - 4i@l L9 1 F x9,
r rF
4i i
,,,0,-
2ii , 4i
I ANiw, i
4i
1I a.
A 66aL Ie ? L ' 6 -
2ii .., 2iii I 2i 2 ii 2
ww; p"
.. , _.r " I2
21 "1 7 1 .
Reproduced by permis
Ex. 8 cont.
Kim op
2iii 2i 2iii 22
:3iv
b, PE
?o.___
2i 2 ii 036S
2iii 2i
+1 = 91 ol I
2 1 2ii i 2Ii-
I I ,
Ex. 9
[27l <---Retrograde
[27].
I ,%g
V 16
[321
[331 ]: 1
[34]
[35]
[36]
[37]f I
[381
This persistent use of the tritone refers back to [15], [16], [17] and [18]; here, as
there, the rhythmic character of short-long is maintained. The original source
for all of these would appear to be the work's opening motive ([la]/[lb]). The
actual pitches of these pairs have occurred before; the B and F of [32] and [33] in
unit [17], and the G and D6 of [35], [36], [37] and [38] in [19] and [21].
Ex. 10
12451411 1 121
[39]
[39a]
[40]14b
A -Retrograde 4(b] -
[4(0a]xvkr
A [41]
[41a]
.
[42]
2 3
I 131 [44al
[44]
[45] f
[46] JA
[47] - -
[48]
[49] -A-
[50]
A [51al
[51]
[52][52a
groups, her
10, I and II)
will return
units [60],
that conte
Poietic evidence
Many of the aspects covered in the summary to Part 1 apply also to Part 2 (and,
indeed, Part 3); there are, however, some new points.
Catalogue d'oiseaux
No. 2 ('Le Loriot'), b.15 is a blackbird; this contains iv) and some ii)
No. 6 ('L'Alouette Lulu'), b. 15 is a nightingale; fast iii) occurs
No. 9 ('La Bouscarle'), bs 49, 80 and 82 are blackbirds; much evidence of vi)
Reveil d'oiseaux
Fig. 5 is three blackbirds; however, none of the above characteristics occur
Fig. 8 is a nightingale; fast iii) occurs, also vii)
Fig. 17 is a blackbird; here iv) is definitely present
This would seem to show that blackbirds and nightingales are both present in a
mixture - though b. 18 is almost definitely a blackbird with a reminiscence of the
abyss lurking in the background. Elsewhere in Messiaen's works we find tha
rising and falling arpeggiated figures often represent the red-throat, but here we
have no evidence of their intentional presence at all. Matters are further
complicated by OM Ex. 117 (a quotation from Visions de l'Amen), which shows
improvisation on the blackbird song; none of this seems related to 'Abime'.
Further, Ex. 119 gives the 'Hymn of the sparrows at daybreak', and here severa
intervallic formulas and rhythmic cells, including trills, alternating tritones,
etc., are present. One must conclude from all this that several birds are present
in 'Abime', but that at this point in Messiaen's output (1940-1) they ar
unspecified or the transcriptions insufficiently accurate for identification
purposes.
* OM 11 concerns form. The first two sections of Part 2 appear to be the f
half of Messiaen's 'binary sentence' form; more evidence will be given i
summary to the whole of Part 2.
* OM 14 deals with special chords. This at once opens up a new avenu
approach. The associating of units intervallically is basically a mon
procedure; here we can consider it harmonically. Segment Ib of Secti
Ex. 11
chord of the
dominant
with normal'
appoggiaturas resolutiOn
A -.
Ex. 12
chord of
so I S lI(
A ( I6
Vt
Section D (b.24)
The disruption of symmetry continues here. There is a mixture of the previous
three-note and four-note groups, giving a total of thirteen semiquavers, still,
however, flanked by rests. Slurring and staccato dots would suggest a division
into two groups of six and seven notes, these segmenting as in Ex. 13. Here [60]
is shown as a retrograde, as previously [27] and [40a] were (cf. Exs 9 and 10/I),
in order to retain intervallic succession and to show the association with the
Ex. 13
158 "--]6
++1
[67]
[71]
+6
[72]
[741
earlier [75] (and of [12], [19] and [21]); here the tritone fall is in
C , and a descending semitone (B-BI ) provides elongation. Note
augmentation
score, of values
we will recognise here:
the rhythm ,4 JAn(ifalternative
of b.27). we havesegmentation
read themight
preface to the
separate off the Bb -A-F# in [81] and [82] as a unit; this semitone/minor third
sequence occurred in unit [8], which was ultimately derived from [ib] (a rising
semitone/minor third can be found joining [21] and [22]). It is possible to think
of the semitone/major third of [82] as an intervallic expansion of this figure, and
indeed of the semitone/tritones of [12], [19], [21] and [75] as further expansions.
The next unit, [83], contains the tritone A/E6 which we had previously left in
[75]; there we expected it to lead to Bb /E. This interval, of course, is about to
recur in the final Part. The collection of notes in [83] plus the Bb of [82] is a
retrograde of [75]-[76] (see Ex. 14):
Ex. 14
rail.
[75/76]831 I *
[82/831
Further, the chromatic run A-Bb -B of [75]/[76] occurs in retrograde as [80]. But
to segment in this manner would make nonsense of the phrasing, not to mention
the change in tempo and the rests (cf. Ex. 13). The trill of [84] is a written-out
rallentando and uses the notes F and G from the second complete unit of Part 3
(itself a reproduction, an octave lower, of unit [2]). Note again the increasing
augmentation of values in this trill, the final three notes of which are half the
values of unit [83].
Poietic evidence
* Hindu rhythms. The progressive augmentation of values found in b.27
(units [80 -[82]) is based on two Sharngadeva rhythms: No. 105, candrakald
( ; =.. .not
though ), and No.
named, in 88, lakskmi(a
the preface ( .,
to the j ). with
work These rhythms
reference to theare given,
first
movement. Obviously this kind of association provides some degree of
unification throughout the complete work; however, we also find this sequence
in other works of Messiaen (for example, 'Le Mystere de la Sainte TrinitC' from
Les Corps glorieux of 1939, 'Arc-en-ciel d'innocence' from Chants de terre et de ciel
of 1938, and, as we shall see, 'Dieu parmi nous' from La Nativitg du Seigneur
of 1935Y In the work's preface, these two rhythms are prefixed by a third,
collection),, and
(a retrograde version
it would be most of rdgavardhana,
satisfying to find this in No. 93 inbefore
the score Sharngadeva's
b.27.
We find there, instead, the curious transformation of the work's opening (units
[76]-[79]). However, Messiaen's use of Hindu rhythms often involves a uniform
augmentation or diminution (doubling or halving all values, for example)
or the stating of a larger value in terms of its composite smaller values (four
semiquavers instead of a crotchet, for example). Units [72]-[75] may thus be
viewed in a new light; even the quaver rest is added to complete the rhythm
( f, , ~of sthree
sequence ., ).rhythms
If this pattern
interrupted is accepted
by the as rdgavardhana,
transformed beginning? Is it why is the
relevant that the work's highest and lowest notes occur in this
direct repetition in echo is used? As far as the overall structure
concerned, these questions may well prove relevant.
* OM 4. We hear much of Messiaen's use of Christian symbolism
His example of the second rhythm in the sequence (OM Ex. 2
parmi nous', the last movement of La Nativiti. Here the interva
descent of two semitones followed by a minor third - is sim
'Abime'. Are we to assume that the idea of 'God amongst us'
'Abyss of birds'? Or, to generalise further, that in every w
candrakald occurs it contains the same intervallic sequence and
amongst us'?'5
Messiaen discusses these rhythms specifically as examples of augmentation
and diminution of values. As we saw earlier, b.28 occurs in diminished form at
the end of b.29; indeed the whole of b.29 could be thought of as a progressive
augmentation.
* OM 8. In discussing 'chromatic formulas' (see above), Messiaen gives as
examples the four permutations of semitone/tone to be extracted from a three-
note cluster. He does not include a straight chromatic run of three notes. Such
runs do occur in this section, but only locally, at the end of b.24 and the start of
b.27. Our segmentation acknowledges these formulas in the case of b.27 (units
[80] and [81]) but not in the case of b.24, where to include the F in a chromatic
run would spoil the previous pattern of five arpeggios ending with distinctive
falls. The A-Bb -B of bs 24-5 could also be thought of as a run, but to regard these
notes as a unit would go against musical logic.
* OM 10 concerns melodic development. The third technique of development
discussed by Messiaen is that of 'change of register'. He cites Berg's Lyric Suite
as containing examples of this process, an interesting choice of work since it is
known that this was one of the few scores he had with him in Stalag VIIIA,
where he wrote the Quatuor. The example in OM (Exs 127 and 128) comes from
the sixth movement of this work, but as we saw previously bs 25 and 26 are
octave transformations of the opening of 'Abime'. In both instances the rhythm
has been altered, making recognition difficult.
* OM 11. Messiaen's concept of the 'binary sentence' form helps to confirm the
major structuring in Part 2. Section A constitutes the theme, with Section B
acting as first commentary. Section C, which starts like Section A, must be
considered as theme again, and commentary on this would appear to begin in
Section D. Section E (bs 25-30) acts as a coda. If we accept that Part 2 of the
piece is an example of 'binary sentence' form (Messiaen does not actually state
this anywhere), the problem of whether or not b.24 should start a new section is
resolved.
* OM 15. The second technique in a chapter dealing with 'Enlargement of
Foreign Notes' is called the 'passing group'. The example given shows
sequences, moving exactly (interval for interval) in a chromatic manner.
Obviously a total chromatic is necessary when using the technique in this way; it
would not work within the pitch restrictions of any one mode. Hence the
Ex. 15
IV ARiT
[105] [106] [107] 09]
IP d
Summary of Part 3
Structurally much of what is to be said here must be viewed in relation to
Part 1, though there does appear to be some sort of coda towards the end of the
piece. Part 3 begins with an exact repetition of the start of Part 1. We can
confidently call this Section A and segment it as previously. The question of its
octave transposition will be considered in the general discussion of structure
which follows. Section B also poses few problems, being clearly related to its
counterpart in Part 1. It includes a sequential extension within the first segment
and various adjustments of pitch levels; the overall transposition of a lower
major sixth is discussed below. Section C, similarly, bears a close resemblance to
the third section in Part 1. The extensions and alterations to pitch levels have
already been discussed; segmentation can be based on the earlier section. The
semibreve E at b.41 has already been examined in terms of local structuring; its
larger-scale implications are discussed below. We must note here, however, that
although this E follows the preceding F# and F as a chromatic unit, the voice
leading is not entirely fulfilled until the low E beginning [114]. This, of course,
anticipates the final E of the piece, which is an octave lower than the E in b. 1.
Here we find the main reason for the change of direction in the inversion of b.25
as it appears at [113]-[114]. An exact inversion would have been possible on a Bb
clarinet, with the final note being the G an octave higher than that in [114]: this
very high note could hardly have been played pianissimo, but I doubt that such a
consideration occurred to Messiaen. More likely is the importance of the high E
at the beginning of [113]. This is the highest note in the section, gaining
significance from the long E that immediately precedes it and looking forward to
the final note of the piece. Aspects of tessitura are discussed below.
One further point of interest. It was noted that the F# and F of [112] led to the
E of [114]. There is a case, however, for regarding the final E (in [120]) as the
goal of this run; if this is accepted, the rest of Section D might be considered as
an interruption, with the chromatics of [119] taking over from those of [112].
The general movement towards the final low E would seem to be the main
reason for the retrograding of b. 19 here; in the earlier passage the melodic
contour led to the E two octaves above this final note.
Poietic Evidence
* OM 16. Messiaen returns to Mode 2 for most of Part 3 (see Ex. 8). Such
CONCLUSION
the three parts of the music did loosely fit certain of Mess
particular, the division of Sections C and D in Part 2 was
comments. What they did not help with was the det
associations which might have been at work on the lar
example, the relationship between Parts 1 and 3. We were
hierarchic structuring, to arrive at an overall form of A-
within that to indicate references between certain par
sections which, in turn, suggested various develo
recapitulatory functions. Other remarks from OM w
confirming these findings.
e I x x
often described as a pale area, and obviously suits the desole nature o
opening (also marked expressif et triste). The range gradually opens out du
the remainder of Part 1, though no great heights or depths are reached
recurring semibreve Es are in mid-clarino register. This is characterist
bright, and best capable of producing the ppp-ffff crescendo demanded.16 P
begins in the upper clarino and high ranges, but by Section B arpeggios acr
two or three registers begin. By Section D we are down in the chalum
register, though the sequence of sweeping arpeggios again travels through
or three areas. The coda, Section E, contains the clarinet's lowest note
approaches its highest. This, together with the change of tempo at this poi
produces the arresting effect necessary if we are to recognise the 'Boris' mo
A gradual descent through the ranges to the lowest chalumeau leads to
repeat of the opening (Part 3). The chalumeau is usually considered a d
tone colour than the 'throat' register, but Messiaen retains the same expres
marks as the opening. Voice leading at the end of Section C was discussed in
summary to Part 3; here we can see the effect timbrally. A gradual de
through the chalumeau is interrupted by the long E, mid-clarino, before the
wide-spanning octave-displacement bars initiate a descent through all
registers back to the bottom of the chalumeau.
The final topic I wish to discuss is one which, unfortunately, has been of l
use to us. This is the function and use of symbolism. That Messiaen asso
particular modes and even particular transpositions of modes with colours
mentioned above. In works like the Catalogue d'oiseaux this is undoubted
major importance. The associations of colour in the birdsong passages
'Abime' are much harder to follow. The application of Christian symbolism
certain of Messiaen's deqitalas has also been mentioned, but once again,
from our tentative suggestion concerning 'God amongst us', the ro
Christian symbolism in this piece is far from clear. Finally, is there
significance to Messiaen's use of the 'Boris' motive or the Grieg extract? Th
one of the most difficult questions to answer. As suggested earlier, the only
through this problem would seem to be to follow Nattiez's advice and analy
large number of Messiaen pieces in which these motives occur, trying to m
sense of their presence. This could well take a long time.
NOTES