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890

Hemodynamic Monitoring for the Evaluation


and Treatment of Shock: What Is the Current
State of the Art?
Eric M. Suess, MD1 Michael R. Pinsky, MD1

1 Department of Critical Care Medicine, University of Pittsburgh, Address for correspondence Michael R. Pinsky, MD, Department of
Pittsburgh, Pennsylvania Critical Care Medicine, University of Pittsburgh, 606 Scaife Hall, 3550
Terrace Street, Pittsburgh, PA 15261 (e-mail: pinskymr@upmc.edu).
Semin Respir Crit Care Med 2015;36:890–898.

Abstract Hemodynamic monitoring has become a fundamental and ubiquitous, if not defining,
aspect of critical care medicine practice. Modern monitoring techniques have changed
significantly over the past few years and are now able to rapidly identify shock states
earlier, define the etiology, and monitor the response to therapies. Many of these
techniques are now minimally invasive or noninvasive. Basic hemodynamic monitoring

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and evaluation usually includes a focused physical examination and static hemodynamic
vital signs: temperature, heart rate, respiratory rate, mean arterial pressure, and arterial
hemoglobin oxygen saturation, typically measured with pulse photoplethysmography.
When available, measurement of urinary output is often included. Advanced hemody-
namic monitoring incorporates both noninvasive and invasive continuous hemodynam-
ic monitoring. Noninvasive ultrasound has emerged as a fundamental hemodynamic
Keywords evaluation tool and its use is now rapidly increasing. Invasive monitoring from arterial
► functional and central venous catheters, and occasionally pulmonary artery catheters, provides
hemodynamic measurement of arterial pressure, intracardiac filling pressures, arterial and venous
monitoring blood gases, and cardiac index. Minimally invasive and noninvasive measure of arterial
► shock pressure and cardiac output are also possible and often remain as accurate as invasive
► minimally invasive measures. Importantly, such advanced monitoring provides the foundation for goal-
monitoring directed therapies for the treatment of shock. When coupled with functional hemody-
► goal-directed therapy namic monitoring analyses, these measures markedly extend the diagnostic and
► volume therapeutic potential of all monitoring modalities by defining preload reserve, vasomo-
responsiveness tor tone, cardiac performance, and tissue perfusion.

Hemodynamic monitoring is central to the care of most of therapies directed at restoring cardiopulmonary
critically ill patients. It has become a fundamental and sufficiency.
ubiquitous, if not defining, aspect of critical care medicine
practice. Modern monitoring techniques are able to identify
Basic Hemodynamic Monitoring
distinctive physiologic patterns specific for shock states and
monitor the response to therapies aimed at reversing these Basic hemodynamic monitoring in the intensive care unit
abnormalities. A primary goal of hemodynamic monitoring (ICU) for identification and treatment of overall cardiopul-
is to evaluate cardiopulmonary function, cardiovascular monary sufficiency includes a focused history, physical
reserve, and the adequacy of blood flow and oxygen delivery examination, and the noninvasive assessment of primary
to the tissues and, if deemed inadequate, monitor the impact hemodynamic variables, such as vital signs (i.e., heart rate

Issue Theme Controversies and Evolving Copyright © 2015 by Thieme Medical DOI http://dx.doi.org/
Concepts in Critical Care; Guest Editors: Publishers, Inc., 333 Seventh Avenue, 10.1055/s-0035-1564874.
Wassim H. Fares, MD, MSc, and Mark D. New York, NY 10001, USA. ISSN 1069-3424.
Siegel, MD Tel: +1(212) 584-4662.
Hemodynamic Monitoring in Shock Suess, Pinsky 891

[HR], mean arterial pressure [MAP], respiratory rate [RR], have proposed limiting PAC use to high-risk, critically ill
temperature, and pulse oximetry O2 saturation) and, if avail- patients for whom PAC-derived data will change therapy or
able, urine output.1 However, these primary variables and the will contribute to protocolized treatment algorithms with
physical exam have repeatedly proven insufficient and inac- patient-centered outcome benefits.14–19
curate for hemodynamic evaluation, rapid assessment, and Shoemaker and colleagues, using PAC-derived data in such
identification of occult or compensated shock, especially in a protocolized manner, performed a landmark randomized
the previously healthy patient and when cardiopulmonary control trial comparing “supranormal” DO2 and cardiac index
status is changing quickly.2–6 Biochemical markers of tissue (CI > 4.5) to standard care (no PAC) in high-risk surgical
hypoperfusion (e.g., lactate, metabolic acidosis, ScvO2) due to patients.20 Importantly, the supranormal DO2 and CI goals
cardiovascular insufficiency may be abnormal indicating were met immediately preoperatively using intravenous fluid
occult tissue hypoperfusion even without hypotension or infusions, red cell transfusion, and vasopressors/inotropes,
other overt clinical signs of shock.7–9 Recently, Casserly and were then maintained throughout the perioperative
et al9 have again demonstrated markedly increased mortality period. This hemodynamic goal-directed intervention was
in septic patients when lactate was greater than 4 mmol/L, therefore “early,” as the “pathophysiologic insult” was the
even in the absence of hypotension. Whether hyperlacticemia surgical operation itself. Remarkably, patients in the proto-
reflects tissue hypoperfusion or overwhelming inflammation colized arm had not only decreased rates of mortality, but also
in the setting of sepsis is unknown, but hyperlacticemia is decreased complications, duration of ICU and hospital stay,
universally a poor prognostic sign, even if useful in guiding and costs.
resuscitation. Although the results of Shoemaker et al20 have been
replicated in high-risk surgical patients who were “preopti-

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mized” using early goal-directed protocols to achieve “supra-
Advanced Hemodynamic Monitoring
normal” DO2,18,19 a series of subsequent trials failed to show
Consequently, current hemodynamic monitoring has benefit and some identified harms when applied after the
advanced from the physical exam and these primary he- expression of shock-induced end-organ injury.21–23 Place-
modynamic variables. Continuous measures of arterial ment of PACs declined further as trials consistently showed
pressure, cardiac output (CO), and blood oxygenation are no benefit when used in heterogeneous or primarily septic
used to better monitor the critically ill patient.10 Rapid critically ill patients,24,25 when used without protocols to
changes in hemodynamic stability and states of compen- achieve hemodynamic goal-directed therapeutic targets,26,27
sated shock are more easily recognized. Importantly, the when used in primarily heart failure,28 and when used as part
continuous monitoring of these advanced variables has of “routine” hemodynamic monitoring.29
allowed for the development of hemodynamic goal- Perceived usefulness of the pulmonary catheter has con-
directed resuscitation and treatment of shock. tinued to decrease as CVP and central venous oxygen satura-
However, the transition from basic to advanced hemody- tion (ScvO2), values that can be obtained from less invasive
namic monitoring is artificial at best. Since many very internal jugular or subclavian catheters, are increasingly used
important hemodynamic values, like continuous measuring targets of resuscitation.30–32 Furthermore, the introduction of
of arterial waveforms and CO, are now potentially accurately “minimally invasive” CO monitors has diminished need for
estimated using completely noninvasive methodologies, sep- right heart catheterization.33,34 Indeed, the use of the PAC for
arating basic from advanced monitoring based solely on advanced hemodynamic monitoring is now relatively rare
invasiveness is misleading. Certain caveats continue to hold outside of teaching hospitals, operating suites, and surgical
true. First, in the setting of profound circulatory shock, care units.35
noninvasive measures of hemodynamics may be less accurate Clearly, the need for continuous monitoring of pulmo-
or may not trend dynamic changes as well as these same nary artery pressure, SvO2, and CO, coupled with measure
hemodynamic variables when measured invasively. Still, the of right ventricular volumes, is still indicated under specific
ability to rapidly know real-time arterial pressure and its conditions, but the generic use of the PAC for routine
waveform, and calculate CO and its derived variables greatly monitoring of the critically ill patient has vanished. With
increases the diagnostic and therapeutic options for the the decline in use of PACs, goal-directed protocols and
bedside clinician. guidelines currently use MAP, CVP, and CO, which are
Over 20 years ago, goal-directed resuscitation protocols targets based upon data obtained from “minimally inva-
focused on targeting oxygen delivery (DO2) to sustain sys- sive” arterial and central venous catheters, to guide the
temic oxygen uptake (VO2) by achieving threshold levels of initial resuscitation of shock.30
central venous pressure (CVP), pulmonary artery occlusion At the most basic level, shock is the inadequate delivery of
pressures (PAOP), intracardiac pressures, and CO. Thus, oxygen to the tissues, which is dependent upon perfusion
advanced hemodynamic monitoring typically required inva- pressure (MAP) and flow. Except for the kidneys and heart,
sive devices that could measure these parameters, specifically most organs and tissues autoregulate blood flow and local
the pulmonary artery catheter (PAC).11 The use of the PAC has DO2 using local adjustment of vasomotor tone. However,
been both championed and vilified ever since its introduc- below a critical MAP threshold, autoregulation fails. Although
tion.12 Trials and observational studies have yielded conflict- minimal MAP thresholds for all patients and all organ systems
ing results,12–14 but many prominent clinician-researchers are unknown and controversial, MAP values < 60 mm Hg are

Seminars in Respiratory and Critical Care Medicine Vol. 36 No. 6/2015


892 Hemodynamic Monitoring in Shock Suess, Pinsky

below most patient’s autoregulation thresholds and result in Functional Hemodynamic Monitoring
insufficient perfusion to the heart and other organs.1,36 The
duration and degree of hypotension below 60 to 65 mm Hg is FHM is the measurement of the hemodynamic response to a
well correlated with mortality and organ failure.37,38 Conse- predetermined intervention and the use of the result to
quently, most studies and guidelines target a minimum MAP define the pathophysiologic state of the patient and predict
of 65 mm Hg during initial resuscitation of shock.30,39 There response to potential therapies.10,58 Recent research has
is good evidence that, except in patients with chronic hyper- allowed the use of FHM to predict: (1) volume responsive-
tension or severe atherosclerosis, further augmentation of the ness; (2) arterial vasomotor tone reactivity (elasticity); and
MAP provides no further benefit40,41 and artificially in- (3) microvascular tissue hypoxia due to cardiovascular
creased vasomotor tone may actually decrease blood flow insufficiency, even in the setting of compensated shock as
by constricting arterioles.42 Thus, monitoring and targeting measured by advanced hemodynamic monitoring of mac-
threshold minimal MAP values during resuscitation using rovascular indices.
hemodynamic monitoring is not only indicated but will
improve outcome. Volume Responsiveness
The initial recommended intervention for arterial hypo- Michard et al46 published a classic example of FHM when they
tension is frequently intravenous crystalloid infusion (except defined what has now become the standard definition of
in some cases of hemorrhagic or cardiogenic shock). The “volume responsiveness”: an increase in CI 15% in response
Surviving Sepsis Guidelines recommend an initial fluid to a 500 mL intravenous fluid infusion. Volume responders
challenge and continued intravenous crystalloid infusion and nonresponders were distinguished by respiratory varia-
with a goal CVP of 8 to 12 mm Hg for patients with evidence tion in arterial pulse pressure variation (PPV) of 13%. PPV is

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of tissue hypoperfusion.30 However, CVP is a very poor the difference between the maximal pulse pressure and
indicator of intravascular fluid status and volume (preload) minimal pulse pressure over 3 to 5 positive-pressure breaths
responsiveness.43–45 Marik and Cavallazzi performed an (Vt 8 mL/kg) divided by the average of these values. The
extensive meta-analysis in 2013 of studies comparing CVP difference in pulse pressures is due to the increase of
and ventricular stroke volume, CI, and fluid responsive- intrathoracic pressure during the mechanical breaths
ness.46,47 They reported that, “there is no data to support (►Fig. 1).59
the widespread practice of using CVP to guide fluid therapy. Accurately measuring PPV requires advanced hemody-
This approach should be abandoned.”47 namic monitoring and uses mechanical ventilation, but is
Consequently, intravenous crystalloid infusion, although based on classical physiology of heart–lung interactions
the nearly universal initial therapy for hypotension and and Frank–Starling relations.45,59–61 In patients who are on
hypoperfusion, is particularly difficult to manage when the “steep” part of the Frank–Starling curve and therefore
following current guidelines. This is further complicated by preload dependent, mechanical positive pressure inspira-
evidence that around 50% of hemodynamically unstable tion increases intrathoracic pressure and therefore de-
patients will not be responsive to crystalloid bolus infusion.48 creases venous return. This decreased venous return
Additionally, increasing observational and correlational data decreases right ventricular preload, which in turn, after
have associated positive fluid balance with mortality and a few heartbeats, decreases left ventricular preload.
organ failure, particularly acute lung injury/acute respiratory Frank–Starling curves appropriately predict a correspond-
distress syndrome (ARDS).49–53 Furthermore, it is unclear ing decreased stroke volume. These patients are termed
from retrospective data whether administration of early “responders.” In contrast, patients on the “flat” portion of
inotropic/vasopressor support in place of or concurrent the Frank–Starling curve do not experience a proportional
with volume expansion improves outcomes or harms decrease in stroke volume due to an increase in intratho-
patients.54–56 The CENSAR study group (NCT01945983) is racic pressure from mechanical ventilation and are referred
currently comparing early norepinephrine concurrent with to as “nonresponders.”
crystalloid infusion with standard care in a prospective To clarify the concept and definition of FHM as introduced
randomized fashion, but both the control and intervention above, the predetermined intervention in Michard et al’s46
groups will still receive volume expansion guided by CVP or study is increased intrathoracic pressure from the mechanical
PAOP, indices that are inaccurate assessments of preload or breath; the measured hemodynamic response is the PPV; the
volume responsiveness.44,57 newly defined pathophysiologic state would be hypovolemia
Therefore, even when using advanced hemodynamic mon- (inadequate preload); and the predicted response to the
itoring (e.g., MAP, cardiac filling pressures), clinicians have therapy of volume expansion would be increased CO.
the following critical questions left unanswered10: Is the CO, Since Michard et al’s46 original publication in 2000,
and therefore DO2, volume (preload) responsive? Is vasomo- literature supporting the reliability and reproducibility of
tor tone increased or decreased? And how will changes in PPV 13 to 15% to predict volume responsiveness has
vasomotor tone and CO in response to increased preload or exploded.62,63 Bedside use of PPV is now both well supported
inotropic support improve DO2 to tissues in the setting of and easily accessible. Multiple commercial devices are now
cardiovascular failure? To answer these questions at the available to calculate and continuously display PPV, stroke
bedside, functional hemodynamic monitoring (FHM) is volume variation (SVV), and CI based on these FHM
required.10,45,58 principles.34

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Hemodynamic Monitoring in Shock Suess, Pinsky 893

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Fig. 1 Strip chart recording of airway pressure and arterial pressure for a subject during positive pressure ventilation, illustrating the technique of
calculating both D pulse pressure and pulse pressure variation from the arterial pressure waveform.

In addition to PPV, systolic pressure variation and SVV indeed restrictive and relatively common. When Richard
calculated from arterial waveform analysis have been shown and colleagues72 recently performed a randomized control
to be effective predictors of volume responsiveness.63 Nonin- trial using FHM protocols to guide fluid therapy in patients
vasive measures of stroke volume variability have included with septic shock, PPV-guided fluid therapy could only be
echocardiographic measurement of the velocity-time inte- applied to 9% of their cases. This was primarily due to the
gral of aortic blood flow, analysis of the plethysmographic use of low tidal volume ventilation.
waveform variability, ultrasonographic assessment of inferior Spontaneous breathing in addition to mechanical ventila-
vena cava,64,65 superior vena cava,66 and internal jugular67 tion or independent of mechanical support poses perhaps an
diameter respiratory variations, and noninvasive measure- even bigger limitation to the use of PPV assessment of volume
ment of carotid arterial blood flow and bioreactance responsiveness in the ICU. Alternative techniques for
(NICOM).33,45,68 However, PPV appears to be the most specific “dynamic preload assessment” include end-expiratory
and sensitive predictor of volume responsiveness, even occlusion testing73,74 and passive leg raise (PLR) tests.75
slightly better than SVV. In a systematic review and analysis PLR-associated changes in CO appear robust under all conditions
of pooled data, Marik et al63 calculated the correlation including spontaneous breathing76 and cardiac arrhythmia, and
coefficient between PPV and increased CI to be 0.78, while PLR may be more versatile and more applicable to the emergen-
the same coefficient was 0.72 for SVV. Both were superior to cy department as endotracheal intubation is not required.
estimates of volume responsiveness using static measures of PLR testing monitors the change in CO when the patient is
“volume status” (e.g., CVP, left end-diastolic volume index), transferred from a traditional, semi-recumbent position with
which were no better than random chance. the head of the bed 30 to 45 degrees to a supine position with the
Although robust and useful, the predictive value of PPV thoracic spine parallel to the floor and the lower extremities
is restricted by confounding disease and therapies. Intra- raised to 45 degrees with the knees extended.77 Conceptually
abdominal hypertension, cardiac arrhythmia (e.g., atrial and theoretically, such a maneuver provides a reversible78
fibrillation), spontaneous breathing, decreased chest wall “autotransfusion” of blood from the lower extremities and
compliance, and a rapid RR relative to HR all may result in splanchnic venous capacitance (hence the preferred “starting
inaccurate PPV assessments.10,33 Notably, tidal volume position” with the head of the bed 30–45 degrees)77 to the
ventilation with < 8 mL/kg, which is being used more cardiac chambers and pulmonary circulation. Volume respon-
frequently as part of a lung protective ventilation strategy siveness by measuring increased CO in the supine position with
in ARDS, 69 decreases the sensitivity but not the specificity the legs raised has been shown to be reliable and reproducible in
of PPV assessment.70,71 Lower tidal volumes are more likely multiple studies, as documented in a meta-analysis by Cavallaro
to produce insufficient increases in intrathoracic pressure and colleagues.79 Of note, this meta-analysis also showed
during mechanical insufflation, thereby minimizing the increased CO after PLR on continuous monitoring to be more
potential decreased venous return. Such limitations are predictive of volume responsiveness than PPV.

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894 Hemodynamic Monitoring in Shock Suess, Pinsky

As reviewed by Monnet and Teboul33 in 2013, PPV reliably that distending pressure remains zero despite increasing
predicts increased CO and stroke volume, and actual fluid intravascular volume. The blood volume needed to distend
bolus–induced increases in CO can be correlated with stroke the vessels enough to cause distending pressure to finally rise
volume increases and antecedent PPV80; however, PPV or above zero is called the unstressed volume. Also vascular beds
fluid responsiveness (i.e., increased CO) cannot reliably be have an unstressed volume, some, like the splanchnic circu-
correlated with MAP changes.80,81 The relationship between lation, greater than others, like muscles. Thus, redistribution
volume responsiveness and MAP response is complex and of blood to greater numbers of vascular beds or more to the
multifaceted, but is partially defined and regulated by arterial gut will increase unstressed volume and make the mean
elastance. systemic pressure of the body less for the same absolute
blood volume. Fluid resuscitation usually initially increases
Dynamic Arterial Vasomotor Tone, Compliance, and stressed blood volume more than unstressed blood volume.
Elastance But this may change with volume redistribution, a major
Arterial compliance and elastance are reciprocal measures of reason why the initial increase in CO seen with fluid resusci-
the relationship between the change in volume and the tation decreases rapidly over minutes. However, this further
change in pressure. Dynamic arterial compliance is defined supports the concept that FHM must focus not only on volume
as the ratio of SVV to PPV, and the dynamic elastance, or responsiveness, but also on macrovascular (i.e., dynamic
“instantaneous stiffness,” is defined by the reciprocal ratio.82 elastance and MAP) and microvascular perfusion indices.
Therefore, one would anticipate that increased CO (i.e., in-
creased SV with unchanged HR) would have a predictable Microvascular Tissue Oxygenation
effect on MAP response based on arterial elastance. Very low Ultimately, sustaining adequate cellular and tissue oxygen-

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dynamic elastance would be associated with minimal changes ation is the goal of resuscitation therapies in circulatory
in MAP as CO increased, and vice versa shock. Microcirculatory dysfunction and dysoxia have repeat-
Indeed, when Monge and colleagues83 studied a popula- edly been shown to play a prominent role in the natural
tion of hypotensive patients in acute circulatory shock who history of circulatory shock and multiorgan failure, especially
were all determined to be volume responsive (SVV 10%) in the pathogenesis of sepsis.87–89 In addition to biochemical
before and after infusion of 500 mL hydroxyethyl starch, the markers of tissue hypoxia and hypoperfusion such as lactate,
patients who “responded” by increasing their MAP 15% SvO2, and pCO2, FHM is now able to assess microcirculatory
could only be distinguished from “MAP nonresponders” by flow and tissue oxygenation at the microvascular level,
dynamic elastance (PPV/SVV). Remarkably, the area under the providing diagnostic, prognostic, and therapeutic
receiver operator curve (ROC) for this prediction based on potential.90,91
dynamic elastance before volume expansion was Local tissue oxygenation saturation (StO2) can be reliably
0.986  0.02 with the 95% confidence interval 0.84 to 1, and noninvasively measured using near-infrared spectrosco-
which was statistically higher than areas under the ROC for py (NIRS) probes, but the absolute static value is unrevealing
the other measured hemodynamic indices including systemic except in extreme shock states.10 However, by monitoring
vascular resistance and the shock index (PP/SV). dynamic changes in StO2 in response to the vascular occlusion
These findings are consistent with the two studies dis- test (VOT)—that is, by applying functional hemodynamic
cussed above,80,81 as the dynamic elastance was not explicitly principles—tissue oxygen saturation has been shown to be
evaluated. Therefore, although Pierrakos et al81 found an prognostic and diagnostic in multiple settings including
increased MAP after fluid challenge was given to “respond- trauma and sepsis.10,58
ers” (defined by increased CI) but not in “nonresponders” (no Briefly, the VOT is performed by application of a sphyg-
increased CI after fluid challenge), they were not able to momanometer insufflated to 20 to 30 mm Hg above systolic
correlate increased CI or SVV with MAP, as dynamic elastance blood pressure with the NIRS probe measuring oxygenation
was not used as a distinguishing factor. Similarly, when saturation distally at the thenar eminence.10,92 When the
Monnet et al84 studied patients in septic shock treated with StO2 reaches nadir or insufflation has been maintained for a
norepinephrine at baseline, the contribution of dynamic predetermined time interval (e.g., 3 minutes or until StO2
elastance may explain why the decreased rate of norepineph- < 30%), the occlusive pressure is released while monitoring of
rine infusion alone (i.e., without intravenous fluid bolus) was StO2 continues until it returns to baseline. The rate of StO2
shown to decrease static markers of preload (e.g., CVP, left deoxygenation is believed to represent local tissue metabolic
ventricular end-diastolic volume) and MAP, although CI rate and oxygen extraction, whereas the rate of StO2 reoxy-
(surrogate for volume responsiveness/preload dependency) genation reflects microvascular vessel and blood flow recruit-
did not decrease. The decreased static markers of preload ment in the setting of worsening oxygen delivery.93
increased by norepinephrine reduction may also be due to Use of the VOT to augment StO2 has repeatedly shown to be
peripheral vasodilation which would both increase an un- useful in prognosticating outcomes in sepsis and predictive of
stressed venous volume in the circulation and the resistance multiorgan failure.94–96 Guyette et al97 were able to show not
to venous return.85,86 only that StO2–VOT was feasible to the out-of-hospital envi-
The peripheral blood volume distends the peripheral ronment, but also that deoxygenation and reoxygenation
vasculature. Initially, volume is accommodated by conforma- curves during aeromedical transport of trauma patients
tional changes in vessel shape rather than distention, such predicted need for ICU admission and life-saving

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Hemodynamic Monitoring in Shock Suess, Pinsky 895

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