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Abstract
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Objective: This feasibility study examined the effects of a particular Traditional Chinese Medicine (TCM)
herbal formula on attention-deficit/hyperactivity disorder (ADHD) and related problem behaviors.
Design: A total of 79 participants aging 6–12 years consumed a granulated TCM herbal formula twice daily
over a period of 3 months and underwent assessments at months 0, 3, and 6. Changes in ADHD symptoms and
related behaviors were measured using the ADHD rating scale-IV (ADHD-RS-IV), child behavior checklist
(CBCL), children’s global sssessment scale (CGAS), as well as the clinical global impressions-severity (CGI-S)
and improvement (CGI-I) scales.
Results: Repeated measures mixed model analyses revealed significant differences in scores across time on
all ADHD-RS-IV and CBCL subscales as well as on the CGAS, CGI-S, and CGI-I scales. Pairwise comparisons
between months 0 and 3 as well as months 0 and 6 indicated significant improvements in scores. Scores also did
not differ significantly between months 3 and 6. The results may suggest that this particular TCM formula
possesses potential therapeutic qualities in the treatment of ADHD. Furthermore, changes in ADHD symptoms
generally appear to be stable 3 months after discontinuation. However, these findings could also be attributed to
placebo effects as well as reporting biases.
Conclusion: This particular TCM formula may prove to be a useful adjunctive treatment for children with
ADHD, and randomized controlled trials need to be conducted to evaluate its efficacy.
1
Department of Developmental Psychiatry, Institute of Mental Health, Singapore.
2
CareHub, Alexandra Hospital, Singapore.
3
Rogers Behavioral Health, Walnut Creek, CA, USA.
473
474 LIANG ET AL.
Research has shown a rising trend of complementary and Singapore is a cosmopolitan country with a population
alternative medicine (CAM) usage among children with approaching 6 million people, comprising Chinese (74.3%),
ADHD across various populations. Results of the 2012 Malays (13.4%), Indians (9.0%), as well as individuals of
National Health Interview Survey revealed that >1 in every other ethnicities (3.2%).29 Local studies have indicated that
10 children had used some form of complementary therapy a large proportion of the community have engaged in
for a multitude of common ailments, including ADHD in the CAM,30 with TCM being the most utilized.31 Koh et al.
preceding year, whereas another study reported up to 12% of conducted a local survey on knowledge, attitudes, and uti-
822 children having used CAM for ADHD.12–14 CAM forms lization of CAM (including TCM), and found that among
part of holistic integrative medicine, which offers an alter- 814 participants, a vast majority (96%) were either ex-
native or adjunct to conventional pharmacological and tremely or moderately satisfied with CAM and 80.9%
cognitive behavioral treatments of ADHD. Together with agreed that CAM was safe and effective.32 However, no
other mind–body therapies (e.g., mindfulness, biofeedback, local investigations currently exist with regard to the ef-
and yoga), CAM aims to bring about positive effects on fectiveness, safety, as well as the satisfaction of TCM
psychosocial, emotional, and neurobiological functioning, treatment for neurodevelopmental disorders such as ADHD.
and overall better treatment outcomes.15,16 This feasibility study aims to examine the short- and long-
Traditional Chinese Medicine (TCM) is one frequently term effects of a particular TCM formula on Singapore
used CAM and according to its ideology, human health is children with ADHD over a period of 6 months using val-
characterized by ‘‘yin’’ and ‘‘yang’’ as well as five organ idated western instruments as well as to provide additional
systems.17 ‘‘Yin’’ denotes gentle quietness, whereas ‘‘yang’’ data on the safety and user satisfaction of TCM. It is hy-
symbolizes impatience. Equilibrium of these two forces and pothesized that the TCM formula will be well tolerated and
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the organ systems is required for sound physical and mental reductions in ADHD symptoms and related problem be-
health, whereas imbalances result in conditions such as haviors will be observed. It is also hypothesized that chan-
ADHD. Depending on the source of imbalance, different ges in ADHD symptoms are stable over a period of 3
TCM preparations can be formulated to address deficiencies months after treatment cessation. This study serves to pro-
and restore harmony.18 vide preliminary data to evaluate whether it is viable to
A review of CAM that examined 16 randomized con- conduct RCTs to examine the efficacy of the TCM formula.
trolled trials (RCTs) on herbal and nutritional remedies for
ADHD had indicated promising results for zinc, iron, Pinus Materials and Methods
Marinus, as well as Ningdong, a TCM formula.19 An in-
teresting finding was that although Ningdong has shown its Participants
efficacy through improvements in scores on Teacher and A total of 130 children who presented at a local TCM
Parent ADHD rating scales, side effects such as hy- clinic between 2013 and 2015 with complaints of ADHD
persomnia were associated with its use.20 Studies with symptoms were screened. Children with a primary diagnosis
other TCM preparations have also documented adverse of ADHD as assessed by TCM physicians according to the
effects such as loss of appetite, insomnia, and mild ab- Diagnostic and Statistical Manual of Mental Disorders, 4th
dominal pain, although limited when they were used ap- edition (DSM-IV)33 were referred to a member of the study
propriately.21,22 These findings are contrary to the popular team. Individuals who assented to initiate TCM treatment
notion that TCM herbal formulations have few or no side along with the consent of their respective parents were then
effects.23,24 Hence, more research on the safety and ef- recruited into the study, regardless of their level of symptom
fectiveness of TCM, especially on children, would be severity or functioning. Individuals with any prior diagnosis
prudent before TCM is to be considered a potential alter- of pervasive developmental disorders, psychotic and mood
native treatment for ADHD. disorders, substance abuse, intellectual disabilities, or a
Investigators have advocated that TCM is reliable, ef- history of serious head trauma were not accepted into the
fective, and generally well tolerated, with low occurrence of study. Also excluded were individuals who were consuming
addiction or side effects for the treatment of ADHD.23,25,26 any form of medications or herbal remedies for ADHD
A review by Lan and associates systematically evaluated during or within 1 month of being screened. The study was
the effectiveness of 34 TCM remedies and found that a approved by the National Healthcare Group Domain Spe-
variety of TCM formulae were equally or more effective cific Review Board, which is the institutional review board.
than MPH in treating children with ADHD as reflected by
improvements in scores on various validated instruments,
TCM formula
including the clinical global impressions (CGI) scale, child
behavior checklist (CBCL), and ADHD rating scale-IV A standardized formula named ‘‘Mind-anchoring Gran-
(ADHD-RS-IV).22 ules,’’ which was developed by Nanjing Chinese Medicine
It is also pertinent to note that most studies examined the University of China in collaboration with Science Arts Co.
short-term effects of TCM medication, but only few have Pte. Ltd. (Singapore), was used for the study. This TCM
attempted to evaluate the longer-term effects after cessa- preparation has been approved as a Chinese Proprietary
tion.27,28 Another limitation in this literature is that most of Medicine in Singapore by the Health Sciences Authority.
the TCM studies were conducted primarily in China and The formula was manufactured by Science Arts Co. Pte.
published in Chinese TCM journals, obscuring the validity Ltd. and sealed into 4 g sachets containing granulized ex-
and replication of findings to other populations.17,22 This tracts equivalent to the following raw herbs: Poriacocos
emphasizes the need for replication of past studies and 3.8 g, Rhizoma Acori Tatarinowii 3.8 g, Alpiniaeoxyphyllae
validation of findings in other populations. Fructus 3.8 g, Polygalae Radix 3.8 g, Glycyrrhizae Radix et
TCM AND ADHD IN SINGAPORE 475
Rhizome 1.9 g, Radix Codonopsis 3.82 g, Triticum Aesti- supply of TCM granules to monitor and encourage com-
vum 5.8 g, and Fructus Jujubae 1.8 g. Five Chinese herbs in pliance. Any potential adverse events or side effects were
the formula were frequently prescribed for ADHD in TCM, tracked by a study team member during follow-up phone
whereas other herbs have been used in previous TCM in- calls to participants’ parents at the first and second month.
vestigations.20,34–36 The contents of each sachet were dis- At the end of the third month (T2), participants and their
solved in lukewarm water and consumed twice daily. respective parents returned for a second assessment to ex-
amine the short-term effects of the TCM formula. In addi-
Instruments tion to the instruments given during the T1 assessment, the
CGI-I and parent satisfaction questionnaire were adminis-
Changes in ADHD symptoms and related behaviors were
tered. Any reported side effects were recorded using a self-
measured by the ADHD-RS-IV, CBCL, children’s global
constructed 21-item checklist that encompassed common
assessment scale (CGAS), clinical global impressions-
adverse reactions such as constipation and lethargy. Parti-
severity (CGI-S) and improvement (CGI-I) scales. The
cipants were then advised not to take any form of ADHD
ADHD-RS-IV37 consists of 18 items that examine the fre-
medication or herbal supplements for the subsequent 3
quency of ADHD symptoms as specified in the DSM-IV.33 It
months and to return to the clinic at the end of the sixth
has been widely used and has displayed good psychometric
month (T3).
properties.38,39 Parents completed the questionnaire based
During the final assessment, participants and their parents
on a scale that ranges from zero (never or rarely) to three
repeated all measurements of the T2 assessment. Additional
(very often). Inattention, hyperactivity/impulsivity, and total
details of the sample flow and study procedure are illustrated
raw scores were subsequently calculated, with larger values
in Figure 1. All participants received a small monetary re-
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Participants’ total raw scores on the CBCL differed sig- whereas the reduction of scores from T2 to T3, however,
nificantly across time, F(2,143.92) = 25.48, p < 0.001. Pair- was not significant ( p = 0.40).
wise contrasts revealed that scores decreased remarkably Analyses of CGI-S mean scores indicated a significant
from T1 to T2 and from T1 to T3 ( p’s < 0.001). However, main effect of time, F(2,146.99) = 99.00, p < 0.001, with
there was no difference between total CBCL scores at T2 and scores varying across baseline, third month, and sixth
T3 ( p = 1.00). Similar results were obtained for other sub- month.
scales, for instance, attention problems [F(2,144.74) = 29.90, Further inspection of means indicated that scores at T1
p < 0.001], social problems [F(2,144.33) = 23.42, p < 0.001], (M = 4.01, SE = 0.10), which corresponded to between
and delinquent behavior [F(2,144.83) = 8.58, p < 0.001], ‘‘Moderately Ill’’ and ‘‘Markedly Ill,’’ differed significantly
with pairwise contrasts indicating a significant reduction from scores at T2 (M = 2.49, SE = 0.11) and T3 (M = 2.75,
of all scores at T2 and T3 ( p’s < 0.05) from baseline, SE = 0.11), p’s < 0.001. The increase of scores from T2 to T3
whereas scores at T2 and T3 were not remarkably differ- was not significant ( p = 0.09) and both scores were between
ent ( p’s > 0.05), with exception of the Withdrawn sub- ‘‘Borderline Mentally Ill’’ and ‘‘Mildly Ill.’’
scale scores, which were substantially different between Participants’ clinical improvements on TCM treatment
T1 and T3 ( p = 0.002), but similar between T1 and T2 were assessed at T2 and T3 accordingly. Analyses revealed
( p = 0.27). that the increment of CGI-I scores from T2 (M = 2.63,
Mean scores on the CGAS changed significantly across SE = 0.11) and T3 (M = 2.82, SE = 0.11) was significant,
time, F(2,146.64) = 129.11, p < 0.001. Post hoc analyses t(1,69.17) = 4.45, p = 0.04.
indicated that increase of T2 (mean [M] = 72.39, standard The frequencies and percentages of the Parental Sa-
error [SE] = 1.24) and T3 (M = 70.51, SE = 1.25) scores from tisfaction Questionnaire responses are displayed in Table 2.
T1 (M = 54.66, SE = 1.20) was significant, p’s < 0.001, At T2, 95.83% of parents rated the TCM treatment as
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Table 1. Participant Scores for Clinician and Parental Scales Across Assessments with Pairwise Comparisonsa
Difference between Difference between Difference between 3
Baseline, M 3 Months, 6 Months, baseline and 3 months baseline and 6 months and 6 months (95%
Scale (SE) M (SE) M (SE) (95% CI) p (95% CI) p CI) p
ADHD-RS-IV
Inattention 17.85 (0.76) 13.41 (0.78) 12.91 (0.78) 4.44 (3.10 to 5.78) <0.001 4.94 (3.58 to 6.30) <0.001 0.50 (-0.87 to 1.87) 1.000
Hyperactivity/impulsivity 14.20 (0.78) 10.25 (0.80) 9.74 (0.81) 3.95 (2.56 to 5.35) <0.001 4.46 (3.05 to 5.87) <0.001 0.51 (-0.92 to 1.94) 1.000
Total 32.05 (1.41) 23.66 (1.46) 22.65 (1.46) 8.39 (5.83 to 10.95) <0.001 9.40 (6.82 to 11.98) <0.001 1.01 (-1.60 to 3.62) 1.000
CBCL
Anxious/depressed 7.33 (0.56) 5.89 (0.57) 5.62 (0.57) 1.43 (0.60 to 2.26) 0.002 1.70 (0.87 to 2.54) <0.001 0.27 (-0.57 to 1.11) 1.000
Withdrawn 4.42 (0.35) 3.95 (0.36) 3.46 (0.36) 0.47 (-0.08 to 1.02) 0.274 0.96 (0.41 to 1.52) 0.002 0.49 (-0.07 to 1.05) 0.250
Somatic complaints 3.70 (0.33) 2.92 (0.34) 2.73 (0.35) 0.78 (0.15 to 1.41) 0.043 0.97 (0.34 to 1.61) 0.008 0.19 (-0.45 to 0.83) 1.000
Social problems 8.94 (0.51) 6.75 (0.52) 6.37 (0.52) 2.18 (1.38 to 2.99) <0.001 2.57 (1.76 to 3.38) <0.001 0.39 (-0.43 to 1.21) 1.000
Thought problems 6.60 (0.46) 4.76 (0.47) 4.95 (0.47) 1.84 (1.02 to 2.66) <0.001 1.65 (0.83 to 2.48) <0.001 -0.19 (-1.02 to 0.65) 1.000
477
Attention problems 13.18 (0.51) 10.55 (0.52) 10.35 (0.52) 2.64 (1.82 to 3.45) <0.001 2.84 (2.01 to 3.66) <0.001 0.20 (-0.63 to 1.03) 1.000
Delinquent behaviour 5.08 (0.41) 3.93 (0.42) 3.83 (0.43) 1.14 (0.48 to 1.81) 0.002 1.25 (0.58 to 1.92) 0.001 0.11 (-0.57 to 0.78) 1.000
Aggressive behaviour 14.01 (0.93) 11.39 (0.95) 11.16 (0.95) 2.62 (1.35 to 3.89) <0.001 2.85 (1.57 to 4.13) <0.001 0.23 (-1.06 to 1.52) 1.000
Internalizing problems 15.44 (1.00) 12.77 (1.02) 11.82 (1.03) 2.67 (1.18 to 4.15) 0.001 3.62 (2.11 to 5.12) <0.001 0.95 (-0.57 to 2.46) 0.644
Externalizing problems 19.08 (1.28) 15.31 (1.30) 14.97 (1.31) 3.78 (2.03 to 5.52) <0.001 4.11 (2.35 to 5.87) <0.001 0.34 (-1.44 to 2.11) 1.000
Total 69.67 (3.34) 55.08 (3.42) 53.19 (3.43) 14.59 (9.57 to 19.61) <0.001 16.49 (11.41 to 21.56) <0.001 1.90 (-3.22 to 7.01) 1.000
CGAS 54.66 (1.20) 72.39 (1.24) 70.51 (1.25) -17.73 (-20.15 to <0.001 -15.85 (-18.29 to <0.001 1.88 (-0.60 to 4.36) 0.399
-15.31) -13.41)
CGI-S 4.01 (0.10) 2.49 (0.11) 2.75 (0.11) 1.52 (1.29 to 1.75) <0.001 1.26 (1.03 to 1.49) <0.001 -0.26 (-0.50 to 0.089
-0.03)
CGI-I NA 2.63 (0.11) 2.82 (0.11) NA NA NA NA -0.20 (-0.38 to 0.039
-0.01)
a
Values adjusted for age and sex.
ADHD-RS-IV, attention-deficit/hyperactivity disorder-rating scale-IV; CBCL, child behavior checklist; CGAS, children’s global sssessment scale; CGI-I, clinical global impressions-
improvement; CGI-S, clinical global impressions-severity; CI, confidence interval; M, mean; SE, standard error; NA, not applicable.
478 LIANG ET AL.
Table 2. Frequency Table for Parent toms and related psychopathology, improvements in func-
Satisfaction Questionnaire tioning accompanied by the absence of side effects among
participants suggest that the TCM formula has potential
Timea therapeutic benefits and is safe for consumption among
3 Months 6 Months children with ADHD, and may be consistent with research
that have reported that TCM is well tolerated with limited
Satisfaction rating Frequency % Frequency % side effects.23–26 Accompanied by the high parental satis-
faction rates that were also observed in previous local
Very good 4 5.56 16 22.86 studies,32 the potential for this TCM formula as an adjunc-
Good 40 55.56 27 38.57
Moderate 25 34.72 22 31.43 tive treatment for children with ADHD is thus encouraging
Poor 2 2.78 4 5.71 and permits future RCTs to evaluate its efficacy.
Very poor 1 1.39 1 1.43
a
Number of participants at 3 months = 72. Number of participants Limitations and future research
at 6 months = 70. This feasibility study is the first of its kind in Singapore
and employed standardized diagnostic criteria, reliable and
‘‘Moderate,’’ ‘‘Good,’’ or ‘‘Very Good,’’ whereas the re- well-validated instruments to examine both short and long-
maining 4.17% opined that the intervention was ‘‘Poor’’ or term changes in psychopathology among CAM users. How-
‘‘Very Poor.’’ Similar findings were obtained at T3 assess- ever, despite the positive findings observed, this study does
ment. No side effects or adverse events related to the TCM not demonstrate efficacy of the TCM formula due to the lack
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formula were reported at T2 or T3. of controls as well as participant, parental, and physician
blinding. The significant short-term reductions in ADHD
symptoms and improvements in functioning could be the
Discussion
result of placebo effects as well as reporting biases. This
The CGI-I scores at T2 indicated that participants were possibility is further supported by the finding that these
between the range of ‘‘Minimally Improved’’ and ‘‘Much benefits appear to be sustained even after treatment cessation.
Improved’’ after undergoing TCM treatment for 3 months. As the majority of participants were of Chinese ethnicity,
The significant drop in scores on the CGI-S, as well as all cultural influences and practices could potentially generate a
ADHD-RS-IV and pertinent CBCL subscales from T1 to large placebo effect. With TCM being deeply rooted within
T2, suggests that the TCM formula may reduce ADHD the Chinese heritage,32 the accompanying cultural accep-
symptoms as well as most related problem behaviors. Im- tance, generally positive attitudes and beliefs as well as
provements in general functioning as reflected by a re- consequent better medication adherence could explain the
markable increase of CGAS scores from baseline to the third present observed findings, which has been asserted by other
month were also noted, which can possibly be attributed to research.52 In the same vein, because participants were pre-
the decrease of ADHD symptoms and psychopathology. dominantly of Chinese descent, the treatment response, atti-
Furthermore, scores across the various instruments indicated tudes, and acceptability of this TCM preparation may not be
reduced psychopathology and improvements in functioning generalizable to individuals of other ethnicities. Previous
from T1 to T3. These preliminary findings may lend support studies have indeed shown that the response and tolerability
to other similar studies that demonstrated the short-term of TCM intervention varies across ethnicities.53,54
effectiveness of TCM in treating ADHD.49,50 As perceptively indicated by Lan et al., many TCM in-
Although there was a significant increase of CGI-I scores vestigations lacked randomization, with most being open
from T2 to T3, which shifted toward the direction of label trials and vulnerable to selection, performance, and
‘‘Minimally Improved,’’ both scores still lie between measurement biases.22 There is hence a need for double-
‘‘Minimally Improved’’ and ‘‘Much Improved’’ categories, blind RCTs using representative multicenter samples to
indicating that participants generally became better over support efficacy and overcome the low methodological
time with TCM treatment as compared to baseline. The quality of many TCM studies. Furthermore, more objective
consistent scores on all other clinician and parental mea- biomarkers such as blood, urine, and stool analyses can also
surements between T2 and T3 may indicate that improve- be employed to objectively examine the safety and tolera-
ments were sustained and that ADHD symptoms and related bility of TCM formulations, as demonstrated by a notable
behaviors did not return to baseline levels. This supported study.20
the hypothesis that the effects of TCM formula could be Although TCM has been purported to have a delayed
sustained over a period of 3 months after treatment cessation onset of therapeutic effects as well as having sustained ef-
and may back the findings of other investigations that have fects, the duration of sustained therapeutic benefits cannot
asserted the long-term effectiveness of TCM.28,51 be readily established. This is further complicated by a
Although there were no significant differences on the combination of different varieties of herbs in TCM formu-
CBCL Withdrawn subscale between T1 and T2 as well as lations, the majority of them have not been assessed for their
T2 and T3, the decrease of observed withdrawn behavior pharmacokinetic profiles. Nonetheless, TCM treatment
from baseline to the sixth month was significant. A possible emphasizes on restoring functional balance and harmonizing
explanation could be that withdrawn behavior was depen- the body, mind, and spirit19,20 by adopting principles of
dent on improvements in other symptoms (e.g., anxiety/ compatibility and syndrome differentiation to determine the
depressed) and thus changes in this domain could be more precise treatment of childhood ADHD.55,56 In addition,
gradual overtime. The general reduction of ADHD symp- TCM physicians tend to prescribe customized interventions
TCM AND ADHD IN SINGAPORE 479
for each patient according to their experience and exper- 4. Kunju M, Sreedharan M, Iype M, et al. A study on com-
tise.57 Although these factors distinguish TCM from other parative efficacy and adverse effects of methylphenidate
treatments, they inadvertently also render it difficult for versus atomoxetine. J Neurol Sci 2017;381:933.
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due to differences in clinical methodologies assessing safety safety of methylphenidate and atomoxetine for attention-
and efficacy.58–60 Despite its various limitations, TCM has deficit hyperactivity disorder in children and adolescents:
been gaining popularity among children with ADHD25 and Meta-analysis based on head-to-head trials. J Clin Exp
seems promising as a viable adjunctive treatment for Neuropsychol 2017;39:854–865.
ADHD. With greater appreciation of TCM over time, more 6. Huang YS, Tsai MH. Long-term outcomes with medica-
health care institutions internationally have started incor- tions for attention-deficit hyperactivity disorder: Current
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Conclusions
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