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Near-Infrared Spectroscopy for Dairy Management: Measurement

of Unhomogenized Milk Composition


R. TSENKOVA,* S. ATANASSOVA,† K. TOYODA,*
Y. OZAKI,‡ K. ITOH,§ and T. FEARN储
*Department of Environmental Information and Bio-Production Engineering,
Kobe University, Kobe 657, Japan
†Department of Mathematics and Physics,
Thracian University, Stara Zagora 6000, Bulgaria
‡Department of Chemistry,
Kwansei Gakuin University, Nishinomiya 662, Japan
§Laboratory of Agricultural Process Engineering,
Hokkaido University, Sapporo 060, Japan
储Department of Statistical Science,
University College London, London WC1E 6BT, United Kingdom

ABSTRACT Abbreviation key: CV = coefficient of variation, CVr =


cross-validation correlation coefficient, NIR = near-in-
The potential of near-infrared spectroscopy to mea-
frared, PLS = partial least square, SECV = standard
sure fat, total protein, and lactose contents of unhomog-
error of cross-validation, T = transmittance.
enized milk was studied for use in dairy management,
as a new tool for on-line milk analysis in the process
of milking. Influence of the spectral region, sample INTRODUCTION
thickness, and spectral data treatment on the accuracy
Milk composition is an important factor in dairy
of determination was investigated.
farming. Its measurement is essential for the efficient
Transmittance spectra of 258 milk samples, collected
utilization of cows, cattle breeding, and dairy industry.
at different stages of the milking process, were obtained
Fat and total protein content of milk have economic
with a spectrophotometer (NIRSystems 6500; FOSS-
importance because, in most countries, milk trade is
NIRSystems, Silver Spring, MD) in the wavelength
based on these components and the somatic cell count.
range from 400 to 2500 nm with sample thicknesses of
Daily measurement of milk composition is becoming a
1 mm, 4 mm, and 10 mm.
very important information source for dairy manage-
The spectral region and sample thickness were found
ment decisions and could be a valuable diagnostic tool
to be significant factors for milk fat and total protein
as well (15). Decrease in the milk fat content could be
determination but not the lactose determination. The
an indicator for imbalance in the forage to concentrates
best accuracy was obtained with the 1100 to 2400 nm
ratio in the diet (6). Lactose content of milk is usually
region, 1-mm sample thickness, and the first derivative
very stable. Its deviation could be used as an additional
data transformation. For the spectral region from 700
indicator for mastitis diagnosis. Total protein content
to 1100 nm, close accuracy was obtained for fat with a
of milk is an individual parameter for each cow, which
10-mm sample and for total protein with a 1-mm sample
changes with and within the lactation stage and when
thickness. The sample thickness did not change signifi-
cantly the accuracy of lactose determination. Different somatic cells count increases. Protein content of milk
treatments of spectral data did not improve the calibra- could also be used as an energy supply indicator for
tions for fat and protein. each cow. Low protein content of milk indicates energy
For the region from 700 to 1100 nm, where inexpen- deficiency. With dairy management requirements for
sive on-line sensors could be used, the highest positive high milk quality and the rapid development of milking
coefficients for fat were at 930, 968, 990, 1026, 1076, robots a clear necessity exists for a nondestructive,
and 1092 nm; for lactose were at 734, 750, 786, 812, rapid method and instrumentation for on-line milk
908, 974, 982, and 1064 nm; and for total protein were analysis. Near-infrared (NIR) technology is quite suit-
at 776, 880, 902, 952, and 1034 nm. able for that purpose and especially the short wave-
(Key words: unhomogenized milk composition, near- length (near NIR) range because of the inexpensive
infrared spectroscopy) optical sensors available on the market.
Routine analytical methods used for milk composi-
tion measurement are destructive, expensive, time and
Received October 15, 1998. labor consuming, and off-line by nature. A widely used
Accepted June 21, 1999. instrument for milk analysis is Milko Scan (Foss-Elec-

1999 J Dairy Sci 82:2344–2351 2344


MILK COMPOSITION MEASUREMENT 2345

tric A/S, Hillerod, Denmark), which is based on infrared the morning and evening milkings with a milk yield
spectroscopy (1). Even the largest laboratories equipped meter (True Test; Alfa Laval Agri, Tumba, Sweden).
with a Milko Scan instrument can provide milk compo- The experiment was carried out between the second
sitional data for samples taken from each cow once or and the eighth month of lactation for cows that were
twice per month. The information obtained is expensive in their second lactation. All cows were kept on the
and does not help every day management decisions at same diet during the experiment.
dairy farm. Modern farm management involves auto- All samples were analyzed simultaneously with the
mated systems to control the production process and reference method (1) for fat, total protein, and lactose
collection of on-line data such as milk yield and body contents by Milko Scan (Foss-Electric A/S, Hillerød,
weight of the cows. The use of NIR spectroscopy for on- Denmark).
line milk control on the farm could be a further step in
that concept (20). Near-infrared spectroscopy has been NIR Spectra
demonstrated as a successful tool in agriculture and in
the food industry for rapid and accurate compositional Transmittance (T) milk spectra with path lengths of
analysis and for quality control of different products 1 mm, 4 mm, and 10 mm were obtained from all samples
(7, 21). Its advantages include speed, simplicity, and with a spectrophotometer (NIRSystems 6500; FOSS-
simultaneous nondestructive measurements of a num- NIRSystems, Silver Spring, MD) by using quartz cu-
ber of constituents. The NIR spectroscopy has been used vettes with 1 mm thick walls. Spectra were taken in
to measure the content of various constituents in dairy the wavelength range from 400 to 2500 nm at 2-nm
products such as milk, milk powder, whey, and cheese intervals and were recorded in the linked computer as
(2, 3, 4, 5, 8, 9, 10, 11, 12, 22). Dry milk (2) and homoge- absorbance [i.e., log (1/T)]. Prior to spectral analysis,
nized milk samples (4, 12) have commonly been used each sample was warmed to 40°C in a water bath.
for milk analysis, which is inconvenient for on-line mea- Spectral data were analyzed to obtain calibration
surements. Only a few authors (14, 16, 17, 18, 19, 20) models in two regions: the region from 700 to 1100 nm
report analysis of unhomogenized milk. We studied the with 1-, 4-, and 10-mm path lengths and the region
potential of NIR spectroscopy to measure fat, total pro- from 1100 to 2400 nm with a 1-mm path length. In the
tein, and lactose contents of unhomogenized milk to be 1100 to 2500 nm region, the absorptions for 4- and 10-
used in the process of milking for dairy management mm path lengths were very high, and the spectra were
purposes. Influence of the spectral region, sample thick- noisy; hence, no calibrations were performed. The spec-
ness, and spectral data treatment (smoothing and de- tral data for 1-mm sample thickness from 2400 to 2500
rivative transformation) on the accuracy of determina- nm were also noisy and were not used.
tion were investigated.
The aim of this study was to investigate the potential Treatment of NIR Data
of NIR spectroscopy for measurement of fat, total pro-
tein, and lactose in unhomogenized milk. If accurate, A commercial software program (Pirouette Version
this method could then be used for dairy management 2.0; Infometrics, Inc., Woodinville, WA) was used to
as a new tool for on-line milk analysis in the process process the data and to develop models for determina-
of each milking. The accuracy of NIR spectroscopy de- tion of fat, total protein, and lactose contents. Calibra-
termination of milk composition in the near NIR region, tion models for each combination of spectral region,
suitable for on-line measurements with fiber optic sample thickness, and data treatment were obtained.
probes and relatively inexpensive silicon detectors, was The methods for data treatment included smoothing
compared with that of the 1100 to 2400 nm region, the spectral data over different intervals, from 5- to 25-
which allows composition measurement with high accu- point windows (10-50 nm), and first or second derivative
racy. Investigation of the influence of sample thickness transformation of log (1/T) data with different window
and spectral data treatment on the accuracy of milk sizes, from 5- to 25-point intervals. The smoothing and
composition determination for both spectral regions derivative transformations were based on the Savitzki-
was also carried out. Golay second-order polynomial filter (13).
The calibration was performed using partial least
MATERIALS AND METHODS square (PLS) regression. The PLS utilized both the
spectra and the respective reference data for the exam-
Milk Samples
ined samples to determine the latent variables (PLS
A total of 258 individual milk samples was collected factors). In the development of all calibration models,
from three Holstein cows twice a month for a 6-mo 15 PLS factors were set up as maximum. The optimum
period. Equal portions of milk (3 L) were taken during number of PLS factors used in the models was deter-

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2346 TSENKOVA ET AL.

TABLE 1. Range, mean, and standard deviation (SD) of milk compo- and derivative windows, based on log (1/T) data, first
nents in examined samples.
derivative, and second derivative transformation are
Parameter Minimum Maximum Mean SD given in Tables 2 to 4. The comparison of the calibration
Fat, % 0.34 10.41 3.505 1.921 models was made on the basis of calibration and cross-
Protein, % 2.60 3.99 3.132 0.232 validation statistics that included standard error of cal-
Lactose, % 3.94 4.74 4.399 0.163 ibration, coefficient of multiple correlations, SECV,
cross-validation correlation coefficient (CVr), and coef-
ficient of variation (CV) = SECV/Mean value) × 100.
mined by a cross-validation method. In cross-valida- We found that the accuracy of fat content determina-
tion, five samples were temporarily removed from the tion of bovine milk depended strongly on the spectral
calibration set to be used for validation. With the rest regions and path lengths. The best results were ob-
of the samples, a PLS model was developed and applied tained for the region from 1100 to 2400 nm with 1-mm
to predict the respective milk component content of the sample thickness (Table 2). The SECV for the model
group of five samples. The results were compared with based on the first derivative spectral data transforma-
the respective reference values. This procedure was re- tion with a 17-point derivative window was 0.110, the
peated several times until a prediction for all samples CVr was 0.998, and the CV was 3.15%. This accuracy
was obtained. Performance statistics were accumulated of prediction was close to the accuracy of the reference
for each group of removed samples. The validation er- method. Figure 2 illustrates the relationship between
rors were combined into a standard error of cross vali- the chemical data for fat and the respective values pre-
dation (SECV), which was accepted as a measure of dicted by the NIR calibration equation. The accuracy
the accuracy of determination. The optimum number of the model, based on log (1/T) spectral data, was simi-
of PLS factors in each model was defined to be the one lar to the best first derivative model.
that corresponded to the lowest SECV. In the spectral region from 700 to 1100 nm, the lowest
SECV and the highest CVr for fat content determina-
tion were obtained using spectral data for samples that
RESULTS AND DISCUSSION
were 10 mm thick. The model derived using log (1/T)
The experiment was designed to follow the changes in data smoothed with windows with 13 data points had
milk composition during lactation and during morning SECV = 0.191, CVr = 0.995, and CV = 5.46%. The lowest
and evening milking processes. Results of standard accuracy in fat determination was found for models
chemical analysis for the examined milk components derived using spectral data from 700 to 1100 nm of
are presented in Table 1. Collected samples varied samples that were 1 mm thick.
widely in milk composition and especially in fat content, These results were consistent with the investigation
which tested the ability of NIR spectroscopy to provide of Pierce and Wehling (8) for determination of fat con-
milk composition analysis at defined intervals in the
milking process.
The spectra of the milk samples taken during morn-
ing milking of one of the examined cows are shown in
Figure 1. The spectra were split into two regions at
1100 nm because of the change of detectors in NIRSys-
tem 6500 spectrophotometer, which were silicon for the
region from 700 to 1100 nm and lead sulfide (PbS) from
1100 to 2500 nm. Because of the water absorbance,
strong absorption bands around 960, 1440, and 1950
nm (21) dominated the spectra. The characteristic ab-
sorption bands of fat and other milk components such
as protein and lactose were very weak in comparison
with the water bands and were hard to detect. The
spectrum was shifting upwards with the fat content ele-
vation.
Preliminary investigations showed that smoothing
and pretreatment of milk spectral data were needed for
measurement of milk composition by NIRS. The best Figure 1. Absorbance of near-infrared spectra: (log1/T) in the 700
to 2400 nm region of milk samples from one morning milking of cow
calibration models for fat, total protein, and lactose no. 987 (1, fat = 0.78%; 2, fat = 1.33%; 3, fat = 2.10%; 4, fat = 3.05%;
content determination, in terms of smoothing intervals 5, fat = 4.58%; and 6, fat = 6.48%).

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MILK COMPOSITION MEASUREMENT 2347
TABLE 2. Near-infrared spectra calibration and validation statistics for fat content determination in unho-
mogenized milk.
Smoothing Calibration statistics3
Spectral region interval or
and sample Spectral data1 derivative PLS2
thickness transformation windows factors SEC R SECV CVr CV%
700−1100 nm Log(1/T) 9 10 0.310 0.986 0.376 0.998 10.72
1 mm D1 9 9 0.284 0.988 0.347 0.981 9.91
D2 25 10 0.236 0.992 0.262 0.989 7.48
700−1100 nm Log(1/T) 9 10 0.172 0.996 0.213 0.994 6.09
4 mm D1 17 10 0.178 0.996 0.203 0.994 5.78
D2 25 8 0.180 0.996 0.203 0.994 5.78
700−1100 nm Log(1/T) 13 10 0.171 0.996 0.191 0.995 5.46
10 mm D1 13 10 0.167 0.996 0.193 0.994 5.52
D2 25 10 0.221 0.993 0.246 0.989 7.03
1100−2400 nm Log(1/T) 9 10 0.103 0.999 0.115 0.998 3.27
1 mm D1 17 10 0.098 0.999 0.110 0.998 3.15
D2 25 10 0.116 0.998 0.133 0.997 3.80
1
D1 = first derivative transformation, D2 = second derivative transformation, and T = transmittance.
2
Number of factors in the calibration model; PLS = partial least square.
3
SEC = Standard error of calibration, R = coefficient of multiple correlation, SECV = standard error of
cross-validation, CVr = cross-validation correlation coefficient, and CV = variation coefficient − (SECV/mean
value) × 100.

tent in Cheddar cheese. They found that the spectral SECV for this model was 0.082, CVr was 0.827, and
region from 1100 to 2500 nm performed better than did the variation coefficient was 1.87%. Figure 3 illustrates
the spectral region from 700 to 1100 nm. the relationship between chemical data for lactose and
For the 700 to 2400 nm region, SECV for lactose the respective values predicted by the NIR calibration
content determination varied in a narrow range from equation. Accuracy of the model, based on the same
0.082 to 0.099, and the corresponding CV varied be- spectral region and log (1/T) data with a smoothing
tween 1.87 and 2.26% (Table 3). This accuracy of predic- interval of 17 data points, was similar. In the spectral
tion was close to the accuracy of the reference method. region from 700 to 1100 nm, the best model for lactose
The observed small total variation in the lactose content content determination was obtained using log (1/T) data
explained the relatively low CVr that ranged from 0.773 with a 4-mm sample thickness, which had the lowest
to 0.827. The best calibration model for lactose content SECV value of 0.089. This accuracy was very close to
determination was obtained when applied the first de- the results in the region from 1100 to 2400 nm.
rivative transformation of log (1/T) data in the 1100 to Table 4 shows that the accuracy of total protein con-
2400 nm region with a 1-mm sample thickness. The tent determination for bovine milk depended strongly
on the spectral region and the path length. The best
results were obtained for the region from 1100 to 2400
nm with a 1-mm sample thickness. The SECV for the
best model, based on the first derivative spectral data
transformation with a 25-point derivative window, was
0.096, CVr was 0.848, and CV was 3.06%. This result
showed that the accuracy of this method was close to
the accuracy of the reference method. Figure 4 illus-
trates the relationship between the data for chemical
analysis of total protein and the respective values pre-
dicted by the NIR calibration equation. The SECV val-
ues for the best models, based on log (1/T) and second
derivative transformation of the spectral data, 0.115
and 0.118 respectively, were similar to the SECV of the
first derivative model.
Satisfactory accuracy for determination of total pro-
Figure 2. Correlation between measured and near-infrared spec- tein content in the near NIR region, from 700 to 1100
troscopy (NIRS) predicted values for milk fat content (spectral region
from 1100 to 2400 nm; 1-mm sample thickness; first derivative nm, was found when a 1-mm sample thickness was
data transformation). used. The lowest SECV and the highest CVr were ob-

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2348 TSENKOVA ET AL.

TABLE 3. Near-infrared spectra calibration and validation statistics for lactose content determination in
unhomogenized milk.
Smoothing Calibration statistics3
Spectral region interval or
and sample Spectral data1 derivative PLS2
thickness transformation windows factors SEC R SECV CVr CV%
700−1100 nm Log(1/T) 13 7 0.086 0.813 0.092 0.778 2.09
1 mm D1 13 5 0.087 0.808 0.092 0.779 2.08
D2 25 6 0.085 0.816 0.092 0.800 2.08
700−1100 nm Log(1/T) 21 10 0.082 0.829 0.089 0.784 2.02
4 mm D1 13 8 0.083 0.822 0.090 0.776 2.05
D2 25 9 0.084 0.818 0.089 0.781 2.03
700−1100 nm Log(1/T) 5 6 0.090 0.840 0.096 0.809 2.18
10 mm D1 25 6 0.091 0.836 0.094 0.820 2.13
D2 25 6 0.091 0.838 0.099 0.795 2.26
1100 2400 nm Log(1/T) 17 10 0.077 0.857 0.086 0.773 1.95
1 mm D1 25 10 0.076 0.854 0.082 0.828 1.87
D2 25 10 0.081 0.841 0.091 0.783 2.07
1
D1 = first derivative transformation, D2 = second derivative transformation, and T = transmittance.
2
Number of factors in the calibration model, PLS = partial least square.
3
SEC = Standard error of calibration, R = coefficient of multiple correlation, SECV = standard error of
cross-validation, CVr = cross-validation correlation coefficient, CV = variation coefficient − (SECV/mean
value) × 100.

tained using log (1/T) data, smoothed with a 9 data and sample thicknesses. Different smoothing intervals
points window: SECV = 0.129, CVr = 0.706, and CV = or different derivative windows gave different accura-
4.13%. The results for total protein determination using cies for fat, total protein, and lactose determinations.
this sample thickness were very close to the results Models based on the second derivative data transforma-
when the region from 1100 to 2400 nm was used. The tion tended to yield better results when using larger
lowest accuracy in total protein determination was window sizes. The influence of the data transformation
found for models that were derived using spectral data on the accuracy of fat and protein content determina-
from the 700 to 1100 nm and combined with a 10-mm tions was smaller than the influence of the spectral
sample thickness. This accuracy was inadequate for region and sample thickness.
practical applications. The PLS modeling aided not only the development
No particular spectral data treatment proved to be of quantitative models for milk composition determina-
the best for the tested combinations of spectral regions tion but was also used as a tool for discerning the loca-
tion of information related to fat, total protein, and
lactose. No information was found in the literature con-
cerning determination of milk composition in the near
NIR region. In this study, regression vectors of the cali-
bration models were studied, based on log (1/T) spectral
data in this region. High positive coefficients in the
regression vector for the model of fat determination in
the 700 to 1100 nm spectral region with a 10-mm sam-
ple thickness were found at 730, 776, 930, 968, 990,
1026, 1076, and 1092 nm (Figure 5). The highest posi-
tive coefficient was observed at 930 nm. The absorption
at 930 nm could be associated with the C-O band of oil.
The regression vector for the best lactose determina-
tion model in the region from 700 to 1100 nm with a
4-mm sample thickness is presented in Figure 6. High
positive coefficients in the regression vector were found
at 734, 750, 786, 812, 908, 974, 982, and 1064 nm. The
Figure 3. Correlation between measured and near-infrared spec- highest positive coefficient was observed at 1064 nm.
troscopy (NIRS) predicted values for lactose content of milk (spectral
region from 1100 to 2400 nm; 1-mm sample thickness; first derivative High positive coefficients in the regression vector for
data transformation). the total protein determination model in the 700 to

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MILK COMPOSITION MEASUREMENT 2349
TABLE 4. Near-infrared spectra calibration and validation statistics for total protein content determination
in unhomogenized milk.
Smoothing Calibration statistics3
Spectral region interval or
and sample Spectral data1 derivative PLS2
thickness transformation windows factors SEC R SECV CVr CV%
700−1100 nm Log(1/T) 9 10 0.112 0.792 0.129 0.706 4.13
1 mm D1 9 10 0.117 0.771 0.134 0.676 4.27
D2 13 10 0.115 0.782 0.134 0.676 4.27
700−1100 nm Log(1/T) 9 10 0.127 0.714 0.148 0.571 4.74
4 mm D1 9 10 0.129 0.704 0.150 0.556 4.79
D2 25 10 0.138 0.650 0.151 0.539 4.82
700−1100 nm Log(1/T) 9 7 0.175 0.602 0.191 0.482 6.11
10 mm D1 17 10 0.173 0.620 0.191 0.483 6.10
D2 25 10 0.184 0.552 0.202 0.386 6.46
1100−2400 nm Log(1/T) 17 10 0.100 0.840 0.115 0.774 3.67
1 mm D1 25 10 0.085 0.886 0.096 0.848 3.06
D2 25 10 0.104 0.826 0.118 0.760 3.77
1
D1 = first derivative transformation, D2 = second derivative transformation, and T = transmittance.
2
Number of factors in the calibration model, PLS = partial least square.
3
SEC = Standard error of calibration, R = coefficient of multiple correlation, SECV = Standard error of
cross-validation, CVr = Cross-validation correlation coefficient, CV% = variation coefficient − (SECV/mean
value) × 100.

1100 nm region with a 1-mm sample thickness were mogenized cow milk for wide range of milk composition
found at 726, 736, 760, 776, 794, 880, 902, 952, and changes, which were observed in the milking process
1034 nm (Figure 7). The absorptions at 760, 880, and and over one lactation.
902 nm could be associated with the N-H third overtone Spectral region and sample thickness were found to
bands of protein and at 1034 nm with the N-H second be significant factors for determination of milk fat and
overtone band. The peak at 952 nm was very close to total protein. The best accuracies for fat, total protein,
the water band and probably was connected with the and lactose content determinations were obtained with
influences of water-soluble protein of milk on water ab- the 1100 to 2400 nm region, combined with a 1-mm
sorption. sample thickness and first derivative data transforma-
tion. For the spectral region from 700 to 1100 nm, the
CONCLUSIONS best results for fat measurement were obtained for sam-
ples that were 10 mm thick; total protein required a 1-
The NIR spectroscopy was an adequate method for mm sample thickness. The different sample thicknesses
determination of fat, total protein, and lactose of unho- in the region from 700 to 1100 nm did not have strong

Figure 4. Correlation between measured and near-infrared spec-


troscopy (NIRS) predicted values for total protein content of milk Figure 5. Regression vector plot of the model for milk fat determina-
(spectral region from 1100 to 2400 nm; 1-mm sample thickness; first tion (spectral region from 700 to 1100 nm; 10-mm sample thickness;
derivative data transformation). log (1/T) data).

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2350 TSENKOVA ET AL.

1064 nm for lactose content; and 726, 736, 760, 776, 794,
880, 902, 952, and 1034 nm for total protein content.

ACKNOWLEDGMENTS
This work was supported by the Program for Promo-
tion of Basic Research Activities for Innovative Biosci-
ence (PROBRAIN), Ministry of Agriculture, Fisheries
and Food, Japan. We thank the staff of the University
Farm at Hokkaido University, Sapporo, Japan for pro-
viding cows for the experiment. The authors are grate-
ful to GL Science Inc., Tokyo, Japan for providing the
software Pirouette, Version 2.0.

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