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Abstract
Integrated safety and emergency management systems (ISEMS) can have a significant benefit
in both day to day operations and in handling of emergencies onboard. No definitions of such
integrated systems are yet available, but IMO and ISO have published some component
standards and requirement specifications. A detailed cost-benefit analysis of ISEMS has not
been done, but it can be argued that relatively high investments in such systems may be cost
effective. This is done by comparing with investments for other safety measures. The use of
integrated ship digital networks, including wireless networks, can greatly benefit ISEMS.
This type of network can also reduce the cost of data communication equipment and cable in
a ship. Likewise, the use of digital communication between ship and shore in emergencies
will also have significant benefits for emergency management.
1. Introduction
The intention of this paper is to give an overview of the state of the art and some possible
future improvements in electronic emergency management systems. We will also try to
highlight some issues that should be considered when emergency management organisation
and support systems are considered.
Chapter two will look at what an emergency management system is and what legislation and
standards exist to define it. Also types of emergencies, desired functionality and cost
effectiveness will be discussed. Chapter three will outline a new concept for integrated ship
communication networks and how such a network can be used in electronic support for
emergency management. Chapter four will similarly look at ship to shore communication and
how that can be used to improve management of difficult situations. Chapter five concludes
the paper with some thoughts about the current status and the likely near future. References
can be found in chapter six.
The technical content of the paper has various sources. In the period 2000 to 2004, the author
worked with the Autronica AM5000 fire safety management system and its application in
general emergency management [AM5000]. In this period, the company also participated in
the EU-project ITEA-DS (Intelligent tools for emergency applications and decision support)
that investigated new functionality to provide better advice on preventing and handling
incidents onboard [ITEA, ISEMS]. In 2004, the author switched jobs back to research, to
MARINTEK. Here we have been involved in another EU project, Decision Support System
for Ships in Degraded Conditions [DSS_DC]. Again, focus is on emergency management, but
now mostly on issues related to manoeuvrability, strength and stability. However, DSS_DC
has also developed an infrastructure for integrated emergency management with emphasis on
ship-shore coordination. Finally, the newly started EU-project MarNIS (Maritime Navigation
Information Services) will also deal with emergency management [MarNIS]. It has also
contributed input on ship-shore broadband communication.
Safety Management System (SMS) is defined by IMO [ISM] as a paper or computer based
procedural system that includes the following functional requirements:
• a safety and environmental protection policy;
• instructions and procedures to ensure safe operation of ships and protection of the
environment in compliance with relevant international and flag State legislation;
• defined levels of authority and lines of communication between, and amongst, shore
and shipboard personnel;
• procedures for reporting accidents and non-conformities with the provisions of this
Code;
• procedures to prepare for and respond to emergency situations; and
• procedures for internal audits and management reviews.
SMS is also often used to describe a computer based system that monitors and control certain
safety systems, such as fire detection, fire doors, ventilation and watertight and shell doors.
Decision Support System (DSS) is a carriage requirement for passenger ships and is defined
by SOLAS Ch. III [DSS]. It shall, as a minimum, consist of a printed emergency plan or
plans. All foreseeable emergency situations shall be identified in the emergency plan or plans,
including, but not limited to, the following main groups of emergencies:
1. fire;
2. damage to ship;
3. pollution;
4. unlawful acts threatening the safety of the ship and the security of its passengers/crew;
5. personnel accidents;
6. cargo-related accidents; and
7. emergency assistance to other ships.
Administrations can also accept a computer based DSS in addition to the paper based plans.
Note that this regulation also defines a high level list of possible emergencies.
Fixed Fire Detection and Fire Alarm System (FAS) is defined by IMO [FSS] as a system
that can detect and report fire alarms to the responsible officer onboard. This is often a central
component of the emergency management functions.
Also shipboard loading and stability computer can play an important role in handling
emergencies related to strength and stability. Functionality and other requirements for such
systems are defined in [MSC Circ. 891] and in [ISO 16155]. The carriage of such a
computer is not mandatory, but it is standard equipment onboard most large passenger
ships.
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Although incident prevention always is most effective, not all incidents can be prevented.
Some form of emergency management system must be implemented as is also required by
IMO rules. However, this may not necessarily be an ISEMS.
The main benefits of an ISEMS should be:
• Better overview of an incident and more relevant information for the decision maker.
Also reduction in stress level by providing electronic support for many of the
communication and registration tasks that have to be performed. This is the main purpose
of the system.
• Reduction of stress for OOW during normal situation by integrating all safety
management functions and providing “alarm filtering” to remove unnecessary and
duplicated alarms.
• Simplification of administrative procedures for handling safety management issues like
registration of passenger lists, passengers that need assistance, hazardous materials, hot
work permits etc.
• Simpler and more efficient maintenance of safety systems through electronic registration
and reporting of technical problems and maintenance related issues directly to electrical
engineers.
In addition to this, one should also consider the savings in direct costs that can be achieved if
fires can be handled efficiently. The difference between rapid extinguishing and an extensive
fire can be that between simple clean up work and several weeks for the ship at a repair yard.
The installation of an ISEMS is mainly a one off cost. It will neither require increased
manning nor help to reduce manning. Although an ISEMS also reduces stress for officers in
normal operation, the handling of safety system related alarms and warnings should not take a
major part of the OOW’s time. However, if an ISEMS is used on a two officers manned
bridge, it could be a more efficient alternative than having a manned safety centre and one
officer on the bridge. This will depend on the type of crew and ship overall organization.
To give an idea of the potential cost effectiveness of an ISEMS, one can use the passenger
ship navigation FSA as basis [DNVFSA]. In this study, the benefit of having two officers on
the watch or alternatively a dedicated safety and security centre, is estimated to save the
equivalent of 0,9 person-life over the ship’s life time. Correspondingly, the benefit in terms of
decreased damage to ship and environment has been estimated to be around USD 2 million
per ship. This applies to a ship with 5000 passengers and an expected life time of 30 years.
To illustrate the comparison, one can assume that an ISEMS have respectively 25% and 10%
of the effect of having two officers of the bridge when reducing fatalities. The above table
lists the corresponding GCAF and net CAF (NCAF - subtracting the efficiency percentage of
an accident cost of USD 2 million from the cost) for various IEMS investments. Costs have
been selected to get a GCAF of USD 9.4 million (calculated GCAF of having two officers on
watch), USD 3 million (implementation limit for bulk carriers) and an NCAF of zero
(breaking economically even). As one can see, fairly large investments can be defended,
dependent on the perceived cost of a passenger fatality and the efficiency of the ISEMS.
To illustrate the concept of ISEMS, the small rectangles inside a block indicate what level of
the DSS_DC emergency management tiers that particular user may be most likely to access:
MFC (top), specialist tier or basic ship systems (bottom). In particular, one can assume that
the situation display, as a combination of checklist status, electronic plotting table entries and
MFC displays, will be of interest to others than the management team.
Deployment of this type of system will require a ship wide safety qualified network to reach
all likely users. If existing infrastructure from, e.g., the fire alarm or automation systems
cannot be used, this may represent a significant extra cost.
In general, if one looks at today’s cruise ships, they can easily contain more than 2000 km of
cable [HANSA04]. Thus, there is obviously a great potential in implementing a common
communication infrastructure in the ship that can support safety related communication as
well as information and entertainment type of data. Significant cost reduction and functional
improvements are possible.
Another related issue is today’s use of walkie-talkie communication. It is a fairly robust
mechanism, but requires much attention both at the safety workstation and by the field crew.
Voice communication must be received and processed immediately although much of the
exchanged information is status that is used to update the situation picture, but is not of
immediate use. Use of direct digital input to the situation display would release significant
resources both in the management team and in the on scene teams. Thus, if a ship wide and
safety qualified wireless data network was available, it would make emergency
communication much more efficient. The same network could in principle also be used for
passenger entertainment, ship maintenance, as replacement for wireless phones etc.
Figure 7 shows an integrated ship network concept that supports both safety and
entertainment type information as well as wireless and wire bound connections. Without
going into technical details, it is almost certain that the network is feasible today, also
when based on standard, commercial off the shelf equipment. What is needed is the
development of a sufficiently detailed safety analysis and corresponding technical and
functional standards.
Figure 7 – Integrated ship network
If one assumes that a terrestrial Internet can connect together the owner’s emergency
organization with SAR and special emergency response services (SERS), much of the
required coordination between these entities could be done via the network. However, in most
current cases, one will have to rely on telephone and radio.
Between the ship in distress and other entities, almost all communication is done via radio or
satellite voice. For most large passenger ships, this should not be necessary as the ship usually
have VSAT or Inmarsat digital satellite communication equipment onboard. Thus, the shore
emergency organizations could make use of digital exchange of data and even extend the full
concept of ISEMS and MFC to shore. One can also consider the use of wireless LAN
technology for communication between ships.
The figure indicates what organizations would typically use what component of the DSS_DC
three tiers system. The indication is done in the same manner as in Figure 6. As one can see,
we assume that the ability to access the MFC will be central. This issue is being investigated
in the DSS_DC project by adding functions to the MFC for ship/shore coordination. This can,
e.g., include new checklists for shore operations and the use of the general arrangement
drawing with digital annotations as a common communication reference. Note also that the
SERS will typically be used to take care of advanced analysis and prognosis and may need
access to a specialist’s workstation.
Much of the technology is available today, but a problem may be the cost and availability of
the communication service and reliability of the service once operational. Most cruise ships
and ferries operate in limited areas and use VSAT for communication. This gives them more
than enough bandwidth for implementation of shore linked ISEMS services. These ships will
also normally have INMARSAT equipment to implement the GMDSS requirements and can
use this as a backup in case the VSAT fails or falls out. The advent of Fleet77 will give
minimum 64 kbps digital connectivity over the global beam area, which is sufficient for most
ISEMS services, except perhaps live CCTV transmissions. Experiments with the AM5000 in
1998 showed that useful shore based GIS type monitoring functionally could be implemented
via GSM at 9.6 kbps. This was on a medium sized passenger ship with about 2000 monitoring
points. The MarNIS project will continue investigations into how existing and emerging
communication services can be used in this context.
5. Conclusions
No standards for ISEMS: Although IMO defines requirements to a number of manual and
computer based systems for handling safety and emergencies, there is no consistent definition
for an emergency management system, integrated or not. Neither are there any technical nor
functional performance standards. This paper outlines some functions that may be included,
but there is a need to look into this issue, including a cost benefit analysis of such systems.
Address safety as well as emergency, reduce distractions to the OOW: The most important
issue is to avoid accidents. An ISEMS should and can do this by reducing distractions for
watch keepers and be able to give early warnings on latent safety problems. Another
important issue, also related to navigational problems, is to reduce the distractions to the
OOW. Safety alarms at the wrong moment can easily cause accidents.
Cost-efficiency is difficult to calculate, but may be significant: As has been discussed, no
formal analysis of cost-effectiveness of an ISEMS has been made. However, compared to
having two officers on the bridge, relatively high investments may be accepted, dependent on
the perceived value of the system.
Use of integrated ship networks: Today, it is technically feasible to integrate safety
communication networks onboard. Even non-safety communication can probably be allowed
on such networks. This will give significant benefits to ISEMS as well as reduce overall cost
of the ship. Particularly the use of wireless digital communication for safety management can
have great benefits. However, technical, test and performance standards are missing.
Ship/shore communication is important: Likewise, the use of digital communication
between the ship and shore is also important to make safety and emergency management
effective.
6. References
[AM5000] See http://www.autronicafire.no/ for general company and product information.
[DNVFSA] Formal Safety Assessment, Large Passenger Ships Navigation, DNV 2003.
[DSS] SOLAS Chapter III, Part B, Section II, Regulation 29 - Decision support system for
masters of passenger ships.
[DSS_DC] Rødseth, Ø.J., DSS_DC Project Summary. EU-contract TCT3-CT-2003-506354.
[FSS] FSS Code - Fire Safety Systems - Annex - International Code For Fire Safety Systems -
Chapter 9 - Fixed Fire Detection and Fire Alarm Systems.
[HANSA04] Schoof A., ter Haseborg J.L., Stadtler T., HANSA International Maritime
Journal, 09/2004, Elektromagnetische Verträglichkeit (EMV) kabelloser Brückensysteme.
[ICCL] Vlaun, Kirkbridge and Pfister, LARGE PASSENGER VESSEL SAFETY STUDY,
Report on the Analysis of Safety Influences. February 2001.
[IMO A.796] IMO Resolution A.796(19) - Recommendations on a Decision Support System
for Masters on Passenger Ships - (adopted on 23 November 1995) - Annex 3, Integrated
Monitoring System
[IMO FCP] SOLAS, Chapter II-2, Part E, Regulation 15, 2 General requirements
[IMO02] IMO Newsroom, Larger ships, new safety challenges, IMO 2002 (www.imo.org).
[ISEMS] Rødseth Ø.J., Design and Specification of Integrated Safety and Emergency
Management Systems. ICMES 2003, May 19-21, Helsinki.
[ISM] International Safety Management (ISM) Code, Resolution A.741(18) Amended by
Resolution MSC.104(73) - Part A - Implementation - 1 General - 1.4 Functional requirements
for a Safety Management System (SMS).
[ISO 14612] Ships and marine technology — Ship's bridge layout and associated equipment
— Requirements and guidelines for centralized and integrated bridge functions, ISO July
2004.
[ISO 16155] Ships and marine technology — Shipboard loading instruments, ISO 2005 (Draft
International Standard).
[ITEA] Rødseth Ø.J., ITEA-DS Deliverable D8.4a - Integrated emergency management
systems. EU-contract IST–1999-20254.
[LRFP] Lloyd’s Register Fairplay, Seaweb database at www.sea-web.org.
[MarNIS] See http://www.marnis.org for project information.
[MSC Circ. 891] Guidelines for the On-Board Use and Application of Computers -
Guidelines for Shipboard Loading and Stability Computer Programs.
[MSC Circ. 982] IMO MSC/Circular.982 - Guidelines on Ergonomic Criteria for Bridge
Equipment and Layout - Proposed Equipment for Workstations.
[Rusås04] Rusås, S., Skjong R., Damage Stability Standards in a Total Safety, 9th
Symposium on Practical Design of Ships and Other Floating Structures, Lübeck-Travemünde,
Germany 2004.