Professional Documents
Culture Documents
BY
PRIYA BAJRACHARYA
M ay 2016
ProQuest Number: 10142151
In the unlikely event that the author did not send a complete manuscript
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“ Implementation o f Depression Screening Protocol and Tools to Improve Screening
for Depression in Patients with Diabetes in the Primary Care Setting,” a dissertation
prepared by Priya Bajracharya, in partial fulfillm ent o f the requirem ents for the
degree, Doctor o f N ursing Practice, has been approved and accepted by the following:
3 y /y
Date
D ean’s Representative:
Thank - you Lord Ganesh for prayers answered. I w ould also like to dedicate
I would like to thank my m other for her continuous support and guidance
throughout my life. W ithout her love and support I would not be the person I am.
Thank you to my husband Dr. Anup Amatya for all his support, love and
This project would not have been possible w ithout the support o f many
people. M any thanks to my adviser, Dr. Summers, who read m y num erous revisions
and provided constructive feedback. Also, thanks to my com m ittee m em bers, Dr.
DeBlieck, Dr. Reinhardt and Dr. Daubney, who offered guidance and support. Thanks
to the New M exico State University and the faculties for helping me to successfully
I would like to thank Dr. M urali for giving m e perm ission to conduct the
quality im provement project at his privately owned prim ary care clinic.
And finally, thanks to my husband, parents, and num erous friends who
endured this long process with me, always offering support and love.
iv
VITA
March 1997- M arch 1999 Little Flow er High School, Indore, India
P R O F E S S IO N A L
M alone, NY
C E R T IF IC A T IO N S
H O N O R S , R E C O G N IT IO N AND A W A R D S
Plattsburgh, N Y
F IE L D O F STU D Y
BY
questionnaires/tools and screening protocol into prim ary care practice. The project
selected and incorporated w ithin patients’ electronic health record (EHR). Well
(PHQ) PHQ-2 and PHQ-9 to all adult patients seen for prim ary care at the project
site. A fter thirty days o f the implem entation, data were generated from the patients’
EHR. The data on total num ber o f adult patients screened using the questionnaires,
num ber o f type 2 diabetic patients screened using PHQ-2 and PHQ-9, num ber o f
referrals made, and num ber o f patients that received m edical treatm ent were
collected.
patients’ EHR along with the depression screening protocol resulted in increased
screening o f adult patients. It was proven by 82.5% depression screening rates at the
project clinic. This active screening increased the detection o f depression risk in the
adult patients with chronic medical conditions such as type 2 diabetes in prim ary care
setting.
Implication for practice: The PHQ-2 and PHQ-9 questionnaires used on intake
can assist prim ary care providers in screening, diagnosing and m onitoring depression.
The project findings indicated that integration o f the intake screening questionnaires
into an electronic health record m ade the screening process easier and m ore efficient.
K eyw ords: depression and type 2 diabetes, depression screening tools, depression
screening guidelines, depression screening in prim ary care and electronic m edical
Chapter
1. Introduction .................................................................................................... 1
Background ............................................................................................... 1
Population .................................................................................................. 8
Values ......................................................................................................... 11
SW OT Analysis ............................................................................................ 12
Strengths .................................................................................................... 12
Lim itations.................................................................................................... 13
O pportunities ............................................................................................ 13
viii
Threats ........................................................................................................ 14
Budget ........................................................................................................ 18
3. W O R K PL A N ................................................................................................ 35
ix
Project Schedule ............................................................................................. 35
M ilestones ....................................................................................................... 36
M easures ......................................................................................................... 38
6. DISCUSSION .................................................................................................. 52
7. CONCLUSION ................................................................................................ 56
x
Sum m ary o f Local, National, and International
Health Policy Im plications .......................................................................... 57
A ppendices ........................................................................................................... 59
REFERENCES ........................................................................................................... 81
xi
LIST OF ACRONYM S
IT Information Technology
MA M edical Assistant
INTRODUCTION
P ro b lem S tatem en t
Background
A ccording to the Centers for Disease Control (CDC, 2014a), both depression
and diabetes are highly prevalent in the U.S. O ver 6.5% o f the U.S. adult population
has been diagnosed with diabetes. In 2014, the prevalence o f depression was found to
vary across populations o f diabetic adults, but was estimated to be between 18-31%.
Despite the severity o f the problem, m ajor depression goes unrecognized and
poor adherence to medical regim ens and treatm ent in patients with co-m orbid medical
conditions such as diabetes (Coventry et al., 2011). This may result in higher rates o f
im pairm ent, health care costs, and a decreased quality o f life (Bassett, Adelm an,
m illion people (or 9.3%) o f the U.S. population have diabetes, 21.1 m illion people are
diagnosed with diabetes, and 27.8% with diabetes go undiagnosed. Diabetes was the
1
seventh leading cause o f death in the U.S. in 2010, based on the 69,071 death
certificates in which diabetes was listed as the underlying cause o f death. The N DSR
report also supported that people with diabetes m ay have or develop other
The aforem entioned report suggested that recognizing and treating depression
in patients with diabetes may also help to avoid com plications related to diabetes.
care, which can be accom plished in a coordinated m anner in prim ary care settings.
There are several validated depression screening tools available that can be easily
adm inistered at a prim ary care setting to assist providers w ith the screening process
(Fann et al., 2009). Although some tools cannot be used to diagnose depression, high
scores can indicate a higher severity o f symptoms o f depression during a specific time
period. The higher score can prom pt prim ary care providers (PCPs) to seek further
screening and to provide timely treatm ent or referral for their patients.
2009). The American Diabetes A ssociation (ADA) (2008) recom m ended regular
including at diagnosis, routine m anagem ent visits, and hospitalizations. PCPs can
thus use routine depression screening to improve health outcom es o f patient with
diabetes.
2
Significance of the Problem
Diabetes is a m ajor global health concern that affects over 387 million
Federation [IDF], 2014). In 2014, the W HO estim ated the global prevalence o f
diabetes am ong adults to be 9%, and w orldw ide deaths linked to diabetes were over
1.5 million in 2012 (WHO). In the U.S. for 2013, it was estim ated that 29.1 million,
or 9.3% o f the population, had diabetes (CDC, 2014a). In 2010, diabetes was the
seventh leading cause o f death in the U.S. (CDC, 2014b). In 2012, the estim ated total
direct and indirect cost o f diabetes in the U.S. was $245 billion (CDC, 2014b). In the
state o f New M exico, 8 % o f the total population were diagnosed with diabetes in
2010, which increased by 40% from 1995 figures (CDC, 2012). The Behavioral Risk
M exico (CDC, 2005). The report showed that 3.8% o f adults in New M exico had
current symptom s o f depression. In addition, they were more at greater risk to have
certain health conditions — such as diabetes and other m edical conditions — than
that affected over 350 million individuals o f all ages and was a leading cause o f
disability. In the U.S., approxim ately 6.7% o f adults experience m ajor depression;
further, women are 70% more likely than m en to experience depression throughout
prevalence rates o f depression range from 10-15% (Lepine & Briley, 2011).
3
The burden o f depression includes an increased m ortality risk encom passing
suicide, cardiac death, and cognitive/social im pairm ents (Lepine & Briley, 2011).
Depression in em ployees has also been linked to functional im pairm ents, including
consistently identified as high-risk include: (a) women; (b) people with other
psychiatric disorders, including substance abuse; (c) people with a fam ily history o f
depression; (d) people with a chronic m edical disease such as diabetes; and (e) people
who are unem ployed or with low er socioeconom ic status (Riley, M cEntee, Gerson, &
Dennision, 2009).
depression and diabetes (Roy & Lloyd, 2012). Studies have shown that the risk o f
2012 study by Roy and Lloyd, at least one-third o f diabetic patients were found to
have a depressive disorder. Individuals with com orbid depression and diabetes are
Freedland, Clouse, and Lustm an (2001) showed a significant association betw een
m edical treatm ent is well know n to increase risk o f micro- and m acro-vascular
com plications related to diabetes. These com plications can im pact patients’ overall
4
health outcom es and quality o f life. Furtherm ore, a cross-sectional study finding
dem onstrated a strong relationship between depression, poor self-diabetic care, and
m edication adherence (Lee, Lennie, Heo & M oser, 2012). N on-adherence can
diagnosis o f diabetes increases the risk o f incidents o f depression and can contribute
to a m ore severe course o f depression (Bassett et al., 2012). So, there is a concurrent
relationship between diabetes and depression. The high prevalence o f co-m orbid
depression and diabetes has also been supported by study findings which show that
depression m ight arise from the psychosocial burden and bio-chem ical changes
B esides decreased physical functioning and health outcom es, diabetic patients
with com orbid depression experience increased health care costs (Simons et al.,
2005). The Agency o f Healthcare Research and Q uality (AHRQ) recognized diabetes
and depression am ong the top ten m ost expensive health conditions. Therefore, both
diabetes and depression are significant health concerns that produce an overw helm ing
5
Theory Overview
R ogers’ " Diffusion o f Innovations” theory (2003) was used to guide this
project’s im plem entation and evaluation. The theory is addressed in detail in chapters
physician, two nurse practitioners, and three certified medical assistants (M A) —were
seeing several patients with diabetes who were potentially at risk o f depression. The
providers serving this select population o f diabetic patients was proficient in treating
and m anaging psychological conditions such as depression and anxiety. D espite their
know ledge and proficiency in m anagem ent o f the psychological conditions, patients
were not routinely screened for the depression. This was evidenced by a lack o f
screening docum entation in the patient electronic health records (EHR). The clinic’s
EHR provider, eClinicalW orks, offered an option for users to activate depression
Gill et al. (2012), these EHR-based clinical decision support tools have been
extensively used and w ere perceived as helpful for screening and assessm ent o f
patient sym ptom s in different clinical settings. Despite the known benefits, the project
site was not utilizing these tools. The clinic also lacked a formal process and written
M ost o f the providers at the project clinic identified lack o f protocol, lack o f
time, and lack o f screening tools within the EHR to be the main barriers for
6
barriers to depression m anagem ent in prim ary care practice, such as com peting
medical demands that require providers to prioritize services and defer som e services
to other specialists and the reim bursem ent structures. Despite the obstacles created by
everyday practice, evidence suggested that evidence-based screening and treatm ent
Proposed Solution
Primary care settings provide a unique opportunity for developm ent and
im plem entation o f an evidence-based change program for screening and treatm ent for
practice guidelines for screening and treating depression in prim ary care settings have
been available for over a decade. These guidelines ensure that health services are
application o f formal clinical protocol can improve detection and treatm ent o f
The aim o f this project was to remove depression screening and m anagem ent
gap from the intervention site. This author developed a clearly stated depression
screening protocol (Appendix B), and incorporated valid and b rief depression
screening tools in the patients’ EHRs. In so doing, the project aimed to identify
patients who were at risk for depression and thus decrease the incidence and severity
o f com plications related to co-morbidities. Gill et al. (2012) showed that severity
7
addition, when the questionnaires were em bedded into patient EHRs, they w ere easy
Utilization o f depression screening tools and referrals w ithin patient EHRs has
also shown to positively im pact use o f clinical quality m easures (CQM ). CQ M s are
tools that help measure and track the quality o f health care services provided by
eligible professionals, eligible hospitals, and critical access hospitals (CA Hs) within
the health care system (CDC, 2014). These m easures use data associated with
providers’ ability to deliver high-quality care or relate to long-term goals for quality
health care. CQM s measure m any aspects o f patient care, including adherence to the
guidelines.
Research Question
The project question that was used to guide the data collection, analysis, and
The author hypothesized that, after 30 days im plem entation o f the screening
protocol and tools, at least 25% o f all patients w ith type 2 diabetes could be screened
for depression.
Population
O ver 56.8 % o f the populations o f Las Cruces, New M exico (where the
project took place) are o f Hispanic origin (U nited States Census Bureau, 2010). Two
8
higher than with Caucasian groups (M ier et al., 2008). Hispanics were also found to
exploratory cross-sectional study conducted by M ier et al. (2008) showed that the
origin with type 2 diabetes (residing on both sides o f the Texas-M exico border) were
sim ilar —39% and 40.5% , respectively. The generalization o f the findings was
limited due to convenience sampling; however, the findings suggested that diabetes
and depression m ust be addressed in diabetes initiatives at the U .S.-M exico border
region.
Needs Assessment
extensive intervention at the prim ary, secondary, and tertiary levels (Scogin & Shah,
Once identified, appropriate treatm ent or referral for treatm ent o f the individual with
depression can be made. Interventions such as screening for depression and referrals
to the mental health specialists are identified as two vital measures to reduce adverse
The prim ary care clinic is a unique place w here a wide range o f individuals o f
all ages seek m edical and preventive services. A ccording to the American College o f
Preventive M edicine (ACPM ), PCPs are the principal contacts for more than 50% o f
patients with mental illnesses, approxim ately 35% o f patients seen in prim ary care
meet criteria for some form o f depression, and 10% suffer from m ajor depression.
A ccording to Riley et al. (2009), approxim ately 25% to 50% o f diabetic patients with
depression are identified in prim ary care settings. These studies support that prim ary
care practices are ideal places for conducting com prehensive depression screening
and m anaging diabetes and depression. Active screening in these practices may help
to improve patient physical and m ental health outcomes. Therefore, routine structured
screening for depression in prim ary care settings needs to be realized in order to
patient outcomes.
identified provider related barriers to screening in prim ary care practice. Competing
medical dem ands often require PCPs to prioritize services and defer some services to
subsequent visits. Schmitt, M iller, Harrison, and Touchet (2010) identified other
barriers to depression screening in prim ary care practice, including (a) visit duration,
(b) reim bursem ent structures, (c) lack o f incentives, and (d) availability o f affordable
approach or patient sign-in forms which allow for faster screening. Farrell et al (2009)
perform ed initial depression screening in a rural prim ary care setting, using the PHQ-
com puter systems to facilitate depression screening. They found that participants and
worked into the clinic visit flow. The researchers reported that the average time
10
required for a patient to com plete the electronic depression screening was less than
three minutes. This finding supported incorporating the screening questionnaire into
the patient’s EHR to help overcom e time-related barriers existing at the southern New
Organizational Assessment
Health care system s are com plex. They m ust be adaptive in order to develop
resilience and survive in the fluid and dynam ic health care market (Swanson et al.,
2012). Problem s and problem solving in a com plex health care system are linked to
the health care environm ent (Zaccagnini & W hite, 2011). Therefore, assessing the
key com ponents o f the health care environm ent becomes a crucial elem ent within
problem solving. Some key com ponents o f the health care environm ent include the
values, m ission, and culture. These com ponents represent m acro-environm ental
forces that influence and shape the environm ent o f an organization (Ledlow &
Coppola, 2011).
This project was im plem ented in a busy outpatient prim ary care clinic which
provides com prehensive care to southern New M exico patients. The clinic is
independently ow ned and operated. Organizational assessm ent o f the clinic was
V alues
The proposed project goals aligned with the mission and values o f the targeted
conditions such as diabetes could im prove overall patient outcome, which was the
organization’s prim ary goal. Hence, identifying the presence o f com orbid condition
11
such as depression is am ong the first step toward developing a com prehensive
Assessment of Resources
material resources (M oran et al., 2014). In accordance with this inform ation, the site
The providers at the project site included one board-certified physician and
two board-certified family nurse practitioners; all were well-trained and proficient in
the clinic also had three certified MAs who were skilled in collecting patient medical
histories and vital signs. The clinic implemented the current EHR system in 2009.
The system used selected questionnaires to generate dashboard reports showing total
num ber o f patients screened for depression; these reports were later in the data
SWOT Analysis
A strength, weakness, opportunity, and threat analysis (SW OT) exam ines
internal and external attributes and threats to the project (M ind Tools, 2014). A
Strengths
im provem ent project (M oran et al., 2014). A prim ary strength o f this project site was
the recognition w ithin the com m unity o f its long history o f providing com prehensive
12
medical care. O ther strengths included high patient satisfaction rate, fiscal soundness,
and com petent em ployee pool. M oreover, the clinic em ployed board-certified PCPs
who were proficient in providing mental health services. A ccording to Riley et al.
(2009), PCPs are in the best position to conduct com prehensive depression screening,
manage diabetes and depression, and improve physical and mental health outcom es
for the patients. It was confirm ed that the clinic had successfully im plem ented the
user friendly EHR, eClinicalW orks, which provided the option to incorporate
Limitations
Conversely, some lim itations were identified w ithin the clinic that could
create barriers to implementation o f this project. The clinic did not em ploy well-
trained office m anager or a nurse leader to guide the evidence-based practice. Based
on my personal knowledge the intervention site was also lacking the standard policy
and protocol needed to guide the clinical practice. Hence, the w ell-trained PCPs were
not routinely screening for depression in adult patients with diabetes. One PCP who
showed resistance to the change indicated that he/she was unlikely to change his/her
Opportunities
at the clinic supported the notion that clinical protocol and depression screening
practice could increase their clinical outcomes and revenue. A ccording to the Centers
for M edicare and M edicaid Services (CM M S, 2014), M edicare plans such as Plan B
13
reim bursed depression screening in adults once a year under Fee-for-Service
screening and depression care support has been found to im prove clinical outcom es in
adults and is recom m ended by the U.S. Preventive Services Task Force (U SPSTF)
(2009).
Threats
im plem entation o f any new project. This project aim ed at im plem enting a b rief
depression screening questionnaire w ithin patient EHRs to overcom e the tim e-related
barrier. The screening w ould be com pleted by available personnel w ho had received
Project Overview
Project goals are defined as a description o f the outcom es that the project
intends to deliver (M oran et al., 2014). The project goal was to determ ine the
in achieving a m inim um 25% depression screening rate. The project objectives were
(Appendix B); (b) incorporate validated depression screening tools PHQ-2 and PHQ-
9 in patient EFIRs; and (c) initiate appropriate treatm ent for patients identified to have
14
Scope of Project
(Appendix C) were incorporated into patient EHRs. The two certified M As were
trained to adm inister depression screening questionnaires on intake in all adult (ages
18-10) patients w ho w ere scheduled for prim ary care services at the clinic. The
assistants were required to com plete Institutional Review Board (1RB) training. Upon
com pletion o f the training, they w ere rew arded with twenty dollar gift cards.
Signed consent forms w ere obtained from the patients before adm inistration o f the
questionnaires. The patients were provided with w ritten laminated copies o f both
questionnaires (PHQ-2 & PHQ-9, A ppendix C), and were allowed to read them
English and Spanish. The PHQ-2 questionnaire was used as an initial screening tool.
If patients replied “yes” to any o f the questions in the PHQ-2, the EH R system
autom atically directed the M As to ask questions in PHQ-9. The severity o f depressive
sym ptom s and provision o f relevant interventions were based on PHQ -9 scores. A
Demographic inform ation such as age, gender, and ethnicity o f the screened
patients were collected and em bedded in the patients’ EHRs. A fter 30 days o f project
implem entation, the principal investigator collected data on the total num ber o f adult
patients who were screened using PHQ-2 and PHQ -9 questionnaires. All required
15
Organizational Mission and Values
As discussed previously, this project’s goals and objectives were aligned with
the m ission o f the organization. According to the medical director o f the clinic, the
mission o f the clinic is to provide effective, com prehensive, timely, and cost-effective
provide quality care, providers were w illing to adapt changes that could be beneficial
the intervention site w hich would improve overall clinical outcomes. Depression
screening and depression care support had been found to improve clinical outcom es
in adults and older adults and was recom m ended by the U SPSTF (2009). Treating
adults and older adults diagnosed with depression through screening in prim ary care
settings with m edication treatm ent or referral (or both) was found to result in
im proved clinical outcom es and overall enhanced m orbidity (USPSTF, 2009). The
proposed project exem plified the values and m ission o f the prim ary care site in
Key Stakeholders
Key stakeholders are individuals who can influence the project and have an
interest in the project outcom e (M oran et al., 2014). M arketing and obtaining buy-in
for any practice change are crucial for project sustainability (Keele, 2011). The
purposes o f this quality im provem ent project w ere to determine the effectiveness o f
16
an evidence-based depression screening protocol, and to incorporate screening tools
The key stakeholders in this project included two board certified PCPs, two
certified M As, inform ation technology (IT) personnel, adult patients ages 18-100, and
the investigator who led this quality im provem ent project. The PCPs followed the
screening protocol, reviewed the depression screening scores, and initiated the
m edical treatm ent or referral based on the depression severity level. The IT personnel
eClinicalW orks. The two certified M As adm inistered screening tools in adult patients
during their intake initial encounters. All stakeholders who agreed to be a part o f this
project understood the importance o f the project outcom es as they related to potential
P ro ject team . The project team included the two PCPs, two certified M As, Dr. Linda
(com m ittee members), Dr. Amatya, biostatistician at New M exico State U niversity
who was an independent ow ner o f the clinic. The clinical director gave perm ission to
im plem ent this project at his clinic. He was fully aware o f the foreseeable benefits o f
this project.
Champions for change. The prim ary cham pion for change in this project was the
investigator/D octor o f N ursing Practice (DNP) student. The investigator collected and
presented evidence to the other team members. As a change agent and cham pion o f
17
this quality im provem ent project, the investigator applied transform ational leadership
principles throughout the project. Additionally, an individual from the IT Departm ent
patients’ EHRs.
As previously discussed, this project did not pose any additional cost to the
intervention site. The only cost to the clinic was printing o f patient consent forms
(Appendix D). Any additional resources were provided by the investigator. Some o f
these included depression screening training and coaching to the certified M As, two
gift cards for the M As for their participation, and cost to develop three lam inated
B udget. The project budget is an estimate o f the cost o f im plem enting the project; it
includes indirect and direct costs (M oran et al., 2014). The direct costs included
equipm ent and supplies. Indirect costs involved day-to-day organizational operating
costs.
Equipm ent and supplies included the depression screening training, papers,
printing, lamination, and two gift certificates. As this project was im plem ented w ithin
the investigator’s workplace, there was access to office space, internet, and paper and
printing services.
possible barriers and facilitators to the project. According to these researchers, the
18
process measures help to determine if the proposed project is im plem ented according
distributed to the certified MAs. Additionally, time to choose, m odify, and add a
com puterized version o f the depression screening tool to the EH R progress notes was
Outcomes measures provided inform ation about depression screening rate and
utilization o f PHQ-2 and PHQ-9 questionnaires. The project goal was to screen at
least 25% o f adult patients with diabetes by end o f project im plem entation (30 days).
The hypothesis for the project included that at least 18% o f screened patients would
be positive for depression, and at least 30% o f patients who scored positive in PHQ-2
19
CH A PTER 2
Systematic Review
depression, risk o f depression in patients with diabetes, health burden o f the co
m orbidities, and the best m ethod for screening and treating depression in patients
with diabetes.
Screening and referrals for depression treatm ent have been identified as two
improving quality o f life related to chronic medical conditions (Scogin & Shah,
PCPs are the principal contacts for m ore than 50% o f patients with mental illnesses;
approxim ately 35% o f patients seen in prim ary care meet criteria for some form o f
depression; and 10% o f patients suffer from m ajor depression. A pproxim ately 25-
50% o f diabetic patients with depression are identified in prim ary care settings
(ACPM , 2011). These findings support the notion that prim ary care practices are ideal
for conducting com prehensive depression screening, and for m anaging diabetes and
depression to improve patient physical and m ental health outcom es (Riley et al.,
2008).
recom mendations; however, providers m ust analyze the guideline quality as well as
the organization providing the recom m endations. The U SPSTF (2009) recom m ended
20
screening all adults for depression — irrespective o f their underlying m edical problem
including at diagnosis, routine m anagem ent visits, and hospitalizations. M oreover, the
CM M S (2014) also concluded that the evidence is adequate to support screening for
necessary for the prevention or early detection o f illness or disability, and appropriate
for individuals entitled to benefits under Part A or enrolled under Part B (CM M S).
prim ary care settings that have staff-assisted depression care supports in place to
Identifying depression in the diabetes cohort in prim ary care practice can be a
challenge for the provider. Choosing a valid and reliable depression screening
instrum ent to screen for adult patients with chronic m edical conditions such as
diabetes can also be a challenging task (A nderson et al., 2002). And, not all o f the
tools are found to be appropriate for busy prim ary care practices, as they are lengthy
and require accuracy on the part o f the interviewer. However, there are depression
screening instrum ents that have been studied and found to be valid and reliable in
screening tools for evaluation and m anagem ent o f depression in busy clinical settings.
21
screening instrum ent to the Primary Care Evaluation o f M ental Disorders (PRIM E-
M D) w ith an educational grant from Pfizer. The PHQ-2 consists o f only two
questions: “O ver the past two weeks, have you often been bothered by little interest
or pleasure in doing things?” and, “O ver the past two weeks, have you been feeling
down, depressed, or hopeless?” The PHQ-2 has a sensitivity o f 83% and specificity
o f 92% (R iley et al., 2009). The PHQ-2 questionnaire can be used as an initial
screening tool. If any o f the answers in the PHQ-2 questionnaire are positive, the
PHQ-9 can be adm inistered (additional seven questions). The PHQ- 9 was found to
have a sensitivity o f 70% and specificity o f 92% when cutoff is greater than 10
(H am m ash et al., 2013). The PHQ-9 has been found to be acceptable in a num ber o f
different patient groups, including patients w ith/w ithout diabetes. This may be
because o f its relative brevity, ease o f interpretation, and concurrence with the
Force (HART) study also suggested that the PHQ-2 m ight be the m ost useful
instrum ent, as it contains only two questions which can be adm inistered into routine
A research study by Lee et al. (2009) has also verified that the PHQ-9 can be
used in patients with chronic m edical conditions without worry o f overestim ating
depressive sym ptom s and outcomes. Based on the validity, reliability, and ease o f
use, the PHQ-2 and PHQ-9 w ere considered applicable for the diabetes population.
22
Diabetes and Depression
As stated before, according to N DSR (2014), 29.1 m illion people (or 9.3% o f
the U.S. population) had diabetes, 21.1 million adults were diagnosed with diabetes,
and 27.8% o f people with diabetes were undiagnosed. Diabetes was the seventh
leading cause o f death in the U.S. in 2010, based on the 69,071 death certificates in
which diabetes was listed as the underlying cause o f death. Additionally, the NDRS
report also supported that people with diabetes may have or may develop other
am ong patients w ith diabetes. Li et al. (2008) analyzed the BRFSSS data to estimate
the prevalence o f depression am ong adults with diabetes. The study results showed
that the age-adjusted prevalence rate o f m ajor depression was 8.3% among U.S.
adults w ith diabetes in 2006. Furtherm ore, the study results also suggested that the
The Cochrane database was utilized to search for the relevant investigations.
A search o f the database, using the search term “type 2 diabetes and depression,”
yielded five articles. One o f these included a systematic review on diabetes self
m anagem ent intervention for adults with type 2 diabetes. No random ized controlled
23
participants were recruited. Patients eligible for the study were identified from billing
data, searching the Pennsylvania State Diabetes Registry, chart reviews from nine
Penn State Hershey M edical center prim ary care offices, and three hospitals affiliated
prim ary cares that predom inantly served a Hispanic population. The study findings
prevalence o f depression among poorly controlled diabetes (H b alc= 8.4) was 35.6%.
Depression severity was measured using the Centers for Epidemiologic Studies
Depression Index (CES-D) score. The diabetic non-com pliant patients scored CES-D
greater than 12. This supported the perception that depression in diabetic patients can
adults. However, much has been learned about the diagnosis and treatm ent o f
depression, a serious and com m only overlooked psychiatric illness often seen initially
the literature for current depression screening recom m endations and practice
Cochrane, PubM ed o f the National Library o f M edicine, and the Cum ulative Index to
The search term “depression screening and prim ary care” yielded three
results, two o f which were systematic reviews. One o f the system atic review s looked
at determ ining the clinical and cost effectiveness o f screening instrum ents in
24
improving the recognition, management, and outcom e o f depression screening cases.
Findings o f the study suggested that the screening instrum ents had borderline but
House & Sheldon, 2005). Therefore, the evidence supported increased identification
The use o f guidelines and recom m endations aids PCPs and other providers in
providing the most up-to-date care to their patients (Ani et al., 2008). Further
database searches were conducted, searching for the guidelines and recom m endations
for depression screening in prim ary care practice and in diabetic patients. M edlines
and CINAHL were searched, using the search term “depression screening guidelines
and recom m endation.” The search produced extensive evidence on these subjects.
The systematic literature review, using the same aforem entioned databases,
showed that there are different validated tools or instrum ents available that have been
instrum ents or tools included the Beck D epression Inventory (BDI), the G eriatric
Depression Scale (GDS), the CES-D, the H am ilton D epression Scale (H DS), PHQ-9,
and PHQ-2.
Instituting routine annual screening for patients with diabetes using these tools
can help identify diabetic patients at risk for depression. Hence, this project focused
25
can serve as a rem inder for the provider to screen for depression, consequently
and referral for treatm ent or supportive resources. M edline, CINAHL, and PubM ed
were searched, using the search term s “barriers to screening for depression in diabetic
patients” and “im proving screening for depression by PCPs.” The searches yielded
extensive evidence on these subjects and several relevant studies were utilized.
to screening and treatm ent related to depression and anxiety and the diagnostic and
treatm ent practices o f prim ary care advanced practice nurses (APNs) in the state o f
about treatm ent barriers, screening and treatm ent practice, and attitudes tow ard
depression and anxiety. The survey results showed that the APNs felt positive and
confident about treating patients with depression and anxiety; however, they agreed
that rates o f screening for m ental disorders were relatively low at their practices. They
identified several barriers to screening and treatm ent o f depression in their practices.
The m ost com mon barriers (identified by 44% o f the A PNs) included (a) lim ited time
in encounters; (b) lack o f useful screening instrum ents; (c) cum bersom e and
unfam iliar psychiatric diagnostic systems; (d) patient resistance to seeking help,
diagnosis, m edication and non-m edication treatments; (e) patient concerns about the
26
stigm a o f m ental illness; and (f) inadequate mental health providers for referral
It was clear from this study finding that m ost APNs in prim ary care are well
trained to identify, evaluate, and treat patients with depression. However, there are
some organizational barriers that could limit APNs from utilizing their skills. The
m ost com m on barrier identified from this study was a lack o f standardized
approaches to screening, assessing, referring, and treating these patients in prim ary
care settings.
com mon barriers to depression screening in prim ary care. The researchers concluded
that com peting medical dem ands required PCPs to prioritize services and defer some
services to subsequent visits. They identified visit duration, reim bursem ent structures,
lack o f incentives, and the availability o f affordable mental health services as barriers
to depression screening in prim ary care practice. The m ost com m on m odifiable
barriers identified by both studies included tim e-related barriers and visit duration.
As regards the tim e-related barrier, studies have been conducted to examine
sign-in form to allow for faster screening. Farrell et al. (2009) perform ed initial
depression screening in a rural, prim ary care setting using the PHQ-9 questionnaire.
depression screening. They found that the participants and medical providers were
accepting o f the electronic screening program , as long as it w orked into the flow o f
the clinic visit. A dditionally, the researchers reported that the average time required
27
for a patient to com plete the electronic depression screening was less than three
im plem enting a depression screening program. However, all studies recom mended
specific designs for the im plem entation o f a depression screening program. The
screening practices largely showed that, while clinical practice guidelines and
recom m endations for depression screening were well written, revised, and supported
by research, they w ere often not being used routinely by PCPs. Varied adherence to
published guidelines was likely due to limited awareness, familiarity, agreement, self-
screening, the screening recom m endation had not been followed by PCPs in this
prim ary care clinic. M oreover, studies suggested that the use o f com puterized clinical
decision support systems has a positive effect on aligning practices with the evidence-
based guidelines.
Hence, the project sought to develop and im plem ent a new clinical protocol
screening rates. Studies docum enting significance o f the problem, coupled with
several guidelines to screen depression in prim ary care settings, provided useful
prim ary care setting. The evidence clearly supported that PCPs were responsible for
28
screening, diagnosing, and treating the m ajority o f people with type 2 diabetes
m ellitus and co-morbid depression in the community. As a result o f the im pact o f co-
morbid depression on patient self-care and treatm ent outcomes, screening for
depression in the context o f a structured approach to case m anagem ent and patient
This literature review sum m arized the need for improved recognition and
treatm ent o f depression in diabetes and integrating screening tools and therapies into
a busy family or general medical practice setting. Hepner et al. (2007) perform ed an
observational analysis o f data collected from 1996-1998 in three random ized clinical
trials to exam ine the effect o f adherence to practice guidelines on depression. Their
Additionally, in regard to barriers related to lim ited visit time, this project
screening. Fann et al. (2009) utilized electronic registration to screen patients for
depression; the m ethod was found to be efficient and allowed for faster screening.
The average reported time to complete the com puter-based PHQ-9 was found to be
two m inutes (Fann et al., 2009). The evidence supported im plem entation o f
com puter-based screening tools as an effective intervention to rem ind and assist
29
Relevant Theory and Concepts
The healthcare system in the U.S. is com plex and dynam ic; therefore, change
is inevitable and constant. A theoretical framework can help nurse leaders to facilitate
change within an organization. These theories can help to identify standards o f care,
direct patient care, evaluate patient care, predict outcom es o f care, and assist nurses in
understanding the care provided. Therefore, the theoretical fram eworks and models
guide the nursing through the research to the clinical practice. A ppropriate selection
and utilization o f a theoretical framework provides the foundation for designing and
planning effective strategies for behavior change interventions and ensures that the
framework to guide the change process, im plem entation, and evaluation o f the project
innovation is com m unicated through certain channels over time am ong the m em bers
depression in diabetic patients using validated screening tools in a prim ary care
setting; therefore, the importance o f screening for depression is not a new knowledge.
However, the attitudes toward decisions to adopt screening protocol into practice on a
30
screening protocol as a m eans to identify the patients at risk for depression is a new
negative attitude about the innovation based on the inform ation received (Rogers,
2003). The decision stage occurs w hen the individual w ho participates in the change
process chooses to adopt or reject the change. The im plem entation stage occurs when
the innovation is im plem ented into practice. The final confirm ation stage occurs when
the individual evaluates the outcomes and chooses to adopt or reject the innovation
(Rogers, 2003).
This theory guided the im plem entation o f the project. Initially, a b rief staff
meeting was held to discuss project specifics with the project team, which included
the two M As, two PCPs, and the medical director. The providers agreed that a need
existed for the screening protocol and depression screening tools at their practice site.
Details o f the proposed project were presented to the team as to who, w hat, w hen, and
The initial staff meetings included the certified M As. D iscussion focused
prim arily on increasing their knowledge regarding the im portance o f screening for
31
adm inistration and docum entation o f the tools. The project leader presented evidence
to support the need for this project. The team m em bers were then able to make
inform ed decisions to adopt or reject the proposed project, based on the clarity and
com pleteness o f the relevant inform ation and perceived usefulness o f the proposed
project. All questions and concerns w ere addressed clearly and concisely to remove
any confusion.
A fter the team made a decision to accept the proposed project, the depression
patients’ EHRs, and the screening protocol was distributed to the providers. A b rief
training session was organized to instruct the MAs on proper adm inistration and
docum entation o f the screening questionnaires within the patient EHRs. The training
program was organized during a lunch break. The individual team m em bers evaluated
project im plem entation and accepted project adherence based on (a) individual
perception o f the benefit, (b) com patibility with the prim ary care clinic, and (c)
innovation at the sam e time. A doption by individuals and groups typically follows a
distribution pattern which Rogers described w ith five adopter categories: innovators,
early adopters, early majority, late m ajority, and laggards based on degree to which
they adopt new ideas (Rogers, 2003). It was im portant that the project leader
recognized that the assem bled team was com posed o f an array o f individuals who
32
Process of Systematic Review
The relevant data and evidences were collected using electronic databases
such as CINAHL, Pub Med, Ovid, and Cochrane. The databases were searched using
recom m endation, and depression screening in prim ary care practice. The inclusion
criteria for articles included: published w ithin the last 10 years, English language, and
full text. Studies included were random ized control trials, systematic reviews, cross-
The Cochrane database was utilized to search for the relevant evidence. A
search o f the database, using the search term “type 2 depression and diabetes,”
yielded five articles, one o f which included system atic review on diabetes self
m anagem ent intervention for adult with type 2 diabetes. N o random ized controlled
were system atic reviews published between 2005 and 2015. One o f the reviews
2 diabetes. A CIN AH L search using the term “depression screening in type 2 diabetic
patients” with search criteria “2010-2015,” “ full text,” and “peer-review ed” yielded
3,400 articles. The database search using the term “educating PCPs on depression
33
Data on the incidence o f depression and diabetes were obtained from various
sources, including the N DSR 2014, Diabetes Report Card 2012, and the BRFSSS.
The search term “depression screening in prim ary care” yielded three results,
two o f which were systematic reviews. One o f the systematic reviews looked at
determ ining the clinical and cost effectiveness o f screening instruments in improving
al. (2009) suggested that the screening instrum ents had borderline but effective
providers, and referral for treatm ent or supportive resources. M edline, CINAHL, and
PubM ed were searched using the search terms “barriers to screening for depression in
diabetic patients,” and “improving screening for depression by PCPs.” The searches
yielded extensive evidence on these subjects and several relevant studies were
utilized.
depression screening recom m endations and guidelines for diabetic patients were also
obtained directly from the various national level, evidence-based sources and
34
CHAPTER 3
W ORK PLAN
Project Schedule
The com plete timeline for the implementation and analysis o f the proposed
project was 30 days. During that period, the project leader coordinated and com pleted
adm inistration and docum entation o f PHQ-2 and PHQ-9 questionnaires (Appendix C)
intervention site.
2. total num ber o f adult diabetic patients screened positive using PHQ-2
3. total num ber o f patients who received medical treatm ent and referrals.
Additional data, including patient ethnicity and age o f adult patients screened positive
35
The post-project im plem entation survey (Appendix E) was distributed to the
MAs to assess their com fort level when adm inistering the questionnaires and their
perceptions on the importance o f the screening process. A fter collaboration with the
Milestones
during the project’s course to ensure progress to com pletion (M oran et al., 2014). The
questionnaires;
questionnaires;
After the m ilestones were met, the data w ere interpreted, the im pact and significance
o f the project outcome on the prim ary care clinic was assessed, and the contribution
36
Implementation Methods
A ccording to M oran et al. (2014), the im plem entation methods define the
procedures for im plem enting the proposed project. At the beginning, a b rief
presentation on the goal and objectives o f the proposed project was presented to the
project team. This presentation included (a) evidence-based inform ation to support
depression in prim ary care setting; and (c) supportive inform ation on depression
screening tools, including their validity and reliability. Furtherm ore, the potential
issues and barriers to the screening procedures were identified during the meeting.
A ccording to M oran et al., identification o f issues that im pact project im plem entation
PCPs and MAs through the screening process. The protocol outlined the criteria for
screening adult patients for depression using the PHQ-2 and PHQ- 9 questionnaires
(Appendix C).
provided a fram ework for identifying or addressing problem s that arose (cited in
Keele, 2011) (Appendix A). The first stage involved clear com m unication about
problem specifics to increase awareness and know ledge o f the problem . This was
achieved during the initial staff m eeting and presentation. The second stage identified
potential problem solutions and persuaded the team m em bers to gain buy-in for
solution; to facilitate project im plem entation; this was presented to the team during
37
the staff meeting. The third stage involved the team decision to adopt or reject the
alternative proposed resolution. The final stage involved application o f the solution to
the project. This last stage included confirm ation that the solution was or was not an
effective solution. This evaluation was based on data generated from EHRs after
Measures
in using depression screening tools in the EHR. This survey also helped the project
continue with the screening process in the future. Furtherm ore, the survey results
assisted the assessm ent for the need for further education and protocol revision.
Data Sources
The data sources included: (a) the certified MAs who adm inistered depression
screening questionnaires; (b) the adult patients w ho agreed to participate in the study;
(c) the PCPs w ho initiated m edical treatm ent and initiated appropriate referral to the
m ental health counseling; and (d) the patient EHRs (eClinicalW orks, 2015).
Additionally, process measures were collected using the survey m ethod to assess
know ledge and com fort levels o f the MAs when adm inistrating the questionnaires.
38
Methods of Data Collection
2. num ber o f adult type 2 diabetic patients screened using the tools and
their scores;
characteristics. A b rief w ritten survey was distributed to the MAs after 30 days o f
project im plem entation. The survey exam ined the M A s’ com fort level when
adm inistering depression screening questionnaires and their perceptions o f how these
tools im proved quality o f care. Each survey response was m anually entered the data
into a secured passw ord-protected com puter system. Statistical Package for the Social
Data Analysis
The next step was to analyze the quantitative data using SPSS software. The
prim ary outcom es o f this project were the total num ber o f adult patients and diabetic
patients screened using PHQ-2 and PHQ-9 (Appendix C). Descriptive statistics,
including proportions and confidence intervals, were used to analyze the prim ary
outcomes. The same statistical methods were used to analyze dem ographic
characteristics and provider treatm ent plans for the patients with PHQ-9 positive
result. Furtherm ore independent samples /-tests and chi-square tests were used to
39
analyze (a) differences in various dem ographic characteristics between PHQ-2
dem ographic variables and diabetes status; and (c) provider’s treatment plan to
m anage depression.
Survey m ethod was used to collect feedback from the MAs on the “ease o f
use” o f the depression screening tools and also on the M A s’ perceptions o f clinical
statements; the M A s’ levels o f agreement with those statements were recorded in the
for depression.”
adm inister.”
adult patients.”
It was anticipated that the com fort level o f the MAs in adm inistering the screening
tools w ould increase overtime. As a result, the clinical outcomes o f the patients with
40
C H APTER 4
according to plan (M oran et al., 2014). The post-im plem entation survey was
initial patient encounters. Both MAs participating in this project reported that the
depression questionnaires were easy to adm inister and took less than five m inutes to
complete. They also reported that their com fort level when adm inistering the
sustainability.
recorded. The protocol was based on preexisting depression screening guidelines and
recom mendations; hence, protocol creation took less than an hour. The protocol was
m odified based on feedback from the com mittee members. The team found the
protocol or algorithm easy to follow, and it did not require any modification.
The overall survey results showed that the questionnaires w ere easy to locate,
administer, and took less than five m inutes to complete. Therefore, the findings
solve the time related barrier to the depression screening in the busy prim ary care
clinic.
Outcomes Evaluation
screening tools;(b) likeliness to screen for depression in type 2 diabetic patients; (c)
41
likeliness to initiate and refer identified patients for treatment; and (d) barriers to
change.
Two PCPs and the two M As encountered a total o f 378 patients during the
project period. The patients w ere com prised o f 148 (39.2% ) m ales and 230 (60.8% )
females; 276 (73%) Hispanics (H); 95 (25.1% ) Caucasians (C); and 7 (1.9% ) Asians
(A). The average age o f the patients was 44 years (S D -1 8.5). O f the patients, 18.8%
(71 patients) were identified with type 2 diabetes (see A ppendix F) for a breakdow n
O f the total adult patients who visited the clinic, 82% (±4% ) w ere screened for
depression using the PHQ-2 questionnaire (A ppendix C); and approxim ately 85% o f
adult diabetic patients were screened for depression using the PHQ-2 questionnaire.
This screening rate was significantly higher than the 25% that was targeted for this
project (p<0.001). PHQ-2 screening was not perform ed on 15.8% o f C aucasian and
screened using PHQ-2). O f those 312 PHQ-2 screened patients, a total o f 78 (25.6% )
were found to be positive for depression. PHQ-2 was positive (+) for 46 (23.4% )
female (F) and 32 (27.8% ) m ale (M) patients; 29 (36.2% ) Caucasian and 49 (21.8% )
average, PHQ-2(+) patients w ere som ew hat older (M ean=46.51, SD=16.03 years)
All the patients with positive PHQ-2 results were further evaluated with PHQ-
9 questionnaires (see Appendix H). This second level o f evaluation found that 44.7%
42
and 21.1% were m ildly depressed. H igher proportion o f males with depression was
found to have m oderate to severe levels o f depression com pared to the females (M:
80.6% vs. F: 73.3%). Furtherm ore, 41% o f the PHQ-2(+) patients were also type 2
referral was initiated for patients with m inim al and m ild levels o f depression, whereas
m edication was initiated at the clinic for all patients with severe depression. These
patients were also referred to a specialist. In contrast, providers w ere m ore subjective
and individualized in the treatm ent o f patients with moderate levels o f depression.
Providers initiated m edication treatment at the clinic for 75% o f these patients; 12.5%
o f the patients did not receive the m edication treatm ent; and the rem aining 12.5% o f
the patients refused the treatment. Overall, a higher proportion o f female patients
refused to initiate the m edication (F = 9.1% vs. M = 4.0%). The rate o f refusal was
approxim ately the same for Caucasian and Hispanic patients (12.5%). N onetheless,
a higher rate am ong Caucasian patients with a moderate level o f depression than
however, were not referred to a specialist. Decision to refer a patient with a moderate
43
level o f depression depended on other conditions, such as diabetic status and the
actual score on PHQ-9. It is also notew orthy that a higher proportion o f depressed
diabetic patients had moderate to severe levels o f depression (T2DM = 90% vs. non-
T2DM = 6 6 %).
44
C H APTER 5
Organizational Culture
values, and basic assumptions o f an organization. The project site for this study was
com prehensive care to the individuals in the community. Patient satisfaction was
identified as a m ain goal and value o f the organization. The clinic was free from any
external influences that could impact its practice. The clinic also had a consistent
organizational culture and an open com m unication channel between the medical
director (owner) and the staff members. Such m utual alignm ent within the
organization prom otes greater trust and integrity among the staffs, heightens staff
morale, and im proves jo b satisfaction (Ledlow & Coppola, 2011). These supportive
organizational cultures created a favorable environm ent for this quality im provem ent
project. The stakeholders took part in the proposed project with a com m on goal o f
Change Strategy
im plem ent this project. Researchers Ledlow and Coppola (2011) believed that, in
order to m ove an organization towards change, the health leader should model
behavior, com m unicate expectations, train team members, be consistent, and m onitor
and revise the process to improve efficiency. The project leader m odeled behavior
and consistently com m unicated the expectations o f the proposed project with the
45
team. Role modeling, teaching, and coaching should be continuous throughout the
course o f the project (Ledlow & Coppola, 2011). The team members w ere educated
and well inform ed about the project process before its im plem entation to ensure
adherence. The MAs w ere provided opportunities for ongoing com m unication
and evaluation o f the project process is crucial in ensuring its successful im plantation.
Unique to this project, the project leader conducted ongoing evaluation m easurem ents
o f the project through periodic review o f patient EHRs and by helping M As during
the screening process. The project leader was available at the project site every w eek
to m onitor the progress o f the project and to address any issues or incidents related to
the project. Ongoing com munication with the PCPs provided a means for early and
The goal o f proposed project was aligned with the m ission o f the organization
or the project site. It was clear that the recognizing depression am ong patients with
chronic m edical conditions such as diabetes could improve overall patients’ outcome,
Leadership Style
Transformational leadership is m ost often used as a guide to determ ine the am ount o f
direction, support, and delegation needed from the leader. The principles o f
46
transformational leadership guided this project. This leadership style helped builds
com m itm ent to objectives, while empowering followers to accom plish those
and potential (Zaccagnini & W hite, 2011). The project leader learned
utilization. The project leader was also com m itted to im proving the quality o f
care.
Inter-professional Collaboration
well recognized and docum ented by several professional organizations and literatures.
In 2003, the Institute o f M edicine (IOM ) called for changes to im prove health care
(2011). These researchers identified several measures which im prove com m unication,
including, in part:
The project leader engaged in ongoing open com m unication with the team throughout
the project. The MAs were encouraged to send em ails and call the project leader to
47
clarify any issues related to the project. The project leader provided tim ely responses
com m unity behavior health specialists to stream line patient care. Referral form s were
incorporated in patient EHRs to initiate tim ely referrals and care to the patients
Conflict Management
as negative episodes; however, there are positive aspects to conflict (Ledlow &
Coppola, 2011). A n effective leader accepts conflict as a natural growth process that
can positively influence the organizational culture. C onflict can be a distinct asset to
particular, it can help the organization to learn from its mistakes and identify areas o f
needed im provement.
superficial effects when assessing conflicts (Ledlow & Coppola, 2011). The project
leader encountered conflict during the project im plem entation phase. The initial goal
was to involve all three PCPs at the clinic; how ever, one provider consistently
resisted to change his practice. O ther project m em bers viewed his conflicting view as
a threat to the project’s ultim ate success. U pon further investigation, the project
leader found that the particular provider sees m ajority o f patients for urgent care.
Ultimately, the team decided the study should include only those two providers who
saw the majority o f the prim ary care patients. To avoid other potential conflicts, the
48
project leader also perform ed a thorough assessm ent to verify that the clinic’s m ission
Ethical Consideration
To protect the human subjects who were included in this project, the project
proposal was subm itted to the IRB at NM SU after DNP com m ittee approval. The
The subjects for this proposed project included adult patients 18-100 years
old. Subjects also included two PCPs and the MAs (who were not considered
W ritten consent forms (A ppendix D) were w ritten for the patients, and the
forms were presented to the com m ittee members for their suggestions and subsequent
approval. All steps o f the study w ere clearly explained within the consent forms.
Certified M As were trained to get signed consent forms from the patients before
adm inistrating the depression screening questionnaires (Appendix C, PHQ-2 & PHQ-
9). The M As inform ed the patients that participation in this study was voluntary and
that they had the right to refuse to participate or to leave the study at any time. The
patients were allow ed to refuse to participate in the study without any penalty or loss
o f benefits. They were inform ed that refusal to participate in the study w ould not
harm their relationship with the PCPs at the clinic. All adults who registered to be
seen at the clinic were approached and asked if they w ished to participate in the
study. Those who agreed were requested to sign the consent form before com pleting
the PHQs.
49
Data used for this project did not contain any identifiable patient information.
All the security m easures offered by the EH R system was applied to the information
collected for this study. To com ply with the Health Insurance Portability and
A ccountability Act (HIPPA), only m edical personnel involved directly with patient
care w ere allowed to access the screening results. The de-identified data generated
from the EHR was stored in the SPSS form at in a password-protected universal serial
Some o f the possible risks o f this project were identified, and helpful
interventions to alleviate those risks were identified by the project leader and the
PCPs. It was recognized that the questions in the PHQ-2 and PHQ-9 m ight cause
depression symptoms. It was also acknow ledged that there m ight be other
em otional distress during the screening process or in com pleting the PHQ
questionnaires had access to PCPs. The clinic was well equipped with these providers
who were trained to provide mental health counseling and treatment. If participants
were in need o f a higher level o f treatm ent, they would be prom ptly referred to mental
During this project im plem entation, one adult patient with diabetes was
identified with suicidal ideation. He/she was im m ediately admitted to the M esilla
V alley Hospital for closer observation, evaluation, and treatment. W ithout this
project, the patient w ould have gone unrecognized as an at-risk suicide, and the
situation could have led to negative consequences. Therefore, this project was found
50
to be effective in identifying adults who were at risk for depression and health risk
behavior. A recognition system for depression in prim ary care is particularly needed,
as the prevalence o f depression in adult prim ary care patients has been found to range
conditions such as diabetes are commonly noncom pliant to standard treatm ent plans
(Conwell, 2011).
51
CHAPTER 6
DISCUSSION
Screening for depression followed by effective treatm ent in prim ary care
setting was found to be an im portant part in depression m anagem ent in adult patients
(Fann et al., 2009). Availability and know ledge o f validated depression screening
tools and w illingness on the part o f adults to be screened create a potent com posite
for improved depression care in prim ary care practice. The findings from this project
suggested that projects such as this have the potential for positively im pacting patient
outcomes.
evidence exists to suggest that depression is the m ost com m on comorbidity. The
PCPs in this study perceived that identification and m anagem ent o f depression in
these patients m ight improve their clinical outcomes. Despite the im portance o f
depression screening and guidelines, the providers were not screening their adult
patients for depression. One o f the most com m on barriers identified by the clin ic’s
PCPs was a lack o f time, and they recognized the need for a b rief but efficient
screening tool. The barriers to depression screening in busy prim ary care clinics could
Based on the project findings, the project leader concluded that incorporation
52
im proved depression screening rate at the project site. The providers and the M As
became increasingly com fortable with the screening questionnaires. Because the
questionnaires were easy to adm inister and required a minimal am ount o f time, the
medical team was w illing to continue screening ongoing patients. Hence, the
sustainability was proven favorable. The screening rate will continue to be evaluated
The main lim itation for this project was timing. A sense o f urgency existed
from the start. O ther limitations included the small num ber o f PCPs and M As at the
clinic, and the geographical location - the southw est region o f the U.S. W hile this
project showed im provem ent in depression screening practice, it did not exam ine
improving quality o f depression care in prim ary care settings. The project findings
There were several factors that contributed to the success o f this project. This
project focused on improving the outcomes for adult patients with diabetes in the
prim ary care setting. The project leader com pleted com prehensive planning for
success o f the project from the start. All stakeholders were invited to be on board
during the planning process and were well inform ed about the goals and objectives.
Good planning helped to keep the project team focused and on track, and kept all
stakeholders aware o f project progress. Open com m unication am ong project team
53
members contributed greatly to the project’s success. The project leader was available
at the clinic to clarify any questions or confusion during im plem entation o f the
intervention.
success o f this project. The project site was an independently owned private
organization. Decisions were made prom ptly w ithout a need for lengthy approvals
from m ultiple organizational levels. The clin ic’s m edical director, w ho was also an
independent owner, was receptive to the change from the start. The project team
members w ere well trained and dedicated to offering quality care to their patients.
They w ere also proficient in using EHRs in their routine practice. A ccording to
M oran et al. (2014), w ithout the right team in place, any strategy and plan has the
potential o f com pletely falling apart. Hence, all involved must be com m itted to the
group, share sim ilar visions for the projects, and strive for overall success. Other
contributing factors included the overall cost to im plem ent the project; happily, this
project was com pleted w ith alm ost no added cost to the organization.
This project added to the grow ing body o f literature that shows that
im plem enting a b rief validated depression screening tool is feasible and effective in a
busy prim ary care practice. The scores obtained from b rief depression screening tools
such as PHQ-2 and PHQ-9 can result in a diagnosis o f depression disorder during a
routine prim ary care visits. This m ay ensure prom pt identification and tim ely
initiation o f treatm ent for potentially vulnerable adults. M edication treatm ent for
54
may be referred for behavior counseling and/or for medication treatm ent by a mental
health specialist. In addition, other researchers may benefit from the findings o f this
study. The data gathered for this project showed that there is a need to screen every
adult who is seen in prim ary care practice for depression, particularly for those with
55
CHAPTER 7
CONCLUSION
A ccording to the CDC, diabetes and depression are m ajor public health
problem s (CDC, 2014 (a)). The AHRQ recognized diabetes and depression among
the top 10 m ost expensive health conditions (as cited in CDC, 2014). Individuals with
diabetes and co-m orbid m ajor depression w ere found to have higher odds o f
functional disability and medical com plications than individuals with either diabetes
or m ajor depression alone (Glied, H erzog & Frank, 2010). Screening adults for
the USPTF, and the Am erican A cadem y o f Family Physicians. These organizations
also recom m end screening for depression in prim ary care clinics with the capability
to treat depression (USPSTF, 2009). Furthermore, the ADA (2008) recom m ended
PCPs are well positioned to identify the diabetic patients who are at risk o f such
Despite the aforem entioned screening recom m endations and guidelines, the
individuals at risk for depression are not routinely screened for depression in many
prim ary care settings (A nderson et al., 2002). M any barriers to routine screening were
identified during the literature review for this project. Common barriers included lack
o f know ledge about depression screening guidelines, lack o f time, and lack o f clinical
56
incentives. The main focus o f this project was to eliminate a tim e-related barrier by
utilizing brief and validated electronic depression screening tools. This project’s goal
was to determ ine effectiveness o f a brief and validated depression screening protocol
to achieve a minimum 25% depression screening rate in adult patients w ith diabetes
at a prim ary care practice in southern New Mexico. These project findings supported
the im portance o f depression screening protocol (Appendix B) and validated the use
patient EHRs enabled efficient screening for depression in adults with diabetes at this
clinic and could likewise benefit any other busy prim ary care practice.
Local and national policy called for patient-centered care in 2010 under the
prelim inary inform ation that the use o f depression screening tools by prim ary care
practices m ay help in early identification and treatm ent o f depression in adults at risk.
A fter prom pt identification o f the condition, PCPs can encourage their patients to take
part in their own healthcare. This aligns with the principle o f patient-centered care
Healthcare reform acts such as the ACA also give nurses new opportunities to
deliver care and play integral roles in leading change (M oran et al., 2014). A PN s have
been identified by the National Council as im portant innovators who help shape
quality and safety o f the nation’s healthcare delivery system. N ursing research helps
build the scientific foundation for clinical practice, prevention, and im proved patient
57
outcomes (M oran et al., 2014). D evelopm ent and im plem entation o f this quality
im provem ent project provided a unique opportunity for this author/project leader. An
opportunity was seized to utilize evidence-based skills and know ledge to improve
safety and quality o f life o f patients who were at risk for depression. This project
dem onstrated the successful integration o f depression screening tools for screening
and m anagem ent o f depression in prim ary care settings. This project has also
transformed the current practice at a prim ary care clinic in southern N ew M exico. The
site is now consistently utilizing depression screening tools for adult patients during
58
A PPENDICES
59
APPEND IX A
60
APPENDIX A
H igher a d o p tio n
i > A doption
Need for
further
education
Diabetes and Present and
>Rejection “ ; -> L ater Adoption \
depression evidence training.
C ontinued Rej& tion
comorbidity. based
effectiveness
Importance o f o f systematic
screening for approaches to
depression in depression
diabetes. screening and
m anagement.
Knowledge
about the Emphasize on To implement Implementation o f Team m em bers are
screening tools. sim plicity and screening depression adm inistrating
briefness o f protocol and to screening protocol PHQ-2 and PHQ-9
the selected adm inister and PHQ-2 and in patients with
depression- screening tool in PHQ-9 in patients’ diabetes during their
screening tool diabetic patients. EHR. routine visits.
incorporated
in the EHR.
61
APPEND IX B
62
A PPEND IX B
___________ 4______
PHQ<10 PHQ9 >10
i__
Providers Providers
Discuss the score with the patient. Discuss the score. Assess
Assess suicidal ideation suicidal ideation.
Evaluate the previous treatment. Find if out on any current Rx?
Initiate the treatment if not on prior If not initiate treatment and
treatment. refer patients for counseling
Recommend follow up in two to three Recommend follow up in two
weeks. weeks.
63
A PPEND IX C
64
A PPEND IX C
D C hange to K essler 10
65
A PPEN D IX D
66
APPENDIX D
You will have access to a certified family nurse practitioner and a physician at the
prim ary care clinic if you feel overwhelm ed by any disclosure. The prim ary care
providers can assist you to process emotional problem s if they arise. The providers
are trained to provide medical treatment if needed. If you are in need o f higher
treatment or counseling, you will be referred to persons with a higher level o f
training.
W H A T A R E T H E B E N E F IT S T O T A K IN G P A R T IN T H E STU D Y ? It is
reasonable to expect the following benefits from this study: From the results o f the
screening tools, a diagnosis o f a depression disorder m ay result. Treatm ent for
depression may then be offered by your prim ary care provider, or you m ay be
referred for counseling and/or medication treatm ent by a mental health specialist.
However, we cannot guarantee that you will personally experience benefits from
participating in this study. Others may benefit in the future from the inform ation we
find in this study. The data gathered will be analyzed to determine if there is a need to
screen every adult for depression who is seen in prim ary care practice.
67
and the clinic will have access to the data after it is collected and sorted by the
principal investigator, Priya Bajracharya, FNP-C. The de-identified data generated
from the EM R for the purposes o f data analysis will be stored in a passw ord-protected
USB device.
SIGNATURE: I have read each section o f this paper (or it was read to me). I know
that being in this study is voluntary and I choose to be in this study. I know I can stop
being in this study without penalty. I f I wish, I can request a copy o f this consent
form. I can also receive inform ation regarding the study results if I wish.
68
APPEND IX E
69
APPENDIX: E
70
APPEND IX F
71
APPENDIX F
PHQ2
Not
Screened P
screened
Overall N (%) 66(17.5% ) 312(82.5% ) < 0 .0 0 0 1
A ge(± S D ) 45.44±22.18 43.58±17.68 0.532
Gender 0.053
Female 33 (14.3%) 197 (85.7%)
Male 33(22.3% ) 115 (77.7% )
Race 0.420
Asian 0 ( 0 .0 %) 7(100.0% )
Caucasian 15(15.8%) 80 (84.2%)
Hispanic 51(18.5% ) 225 (81.5% )
T2DM 0.260
No 56(18.2% ) 251 (81.8% )
Yes 10(14.1% ) 61 (85.9%)
72
APPEND IX G
73
A PPENDIX G
PHQ2
N egative Positive P
Overall N (%) 234 (75%) 78 (25%) < 0 .0 0 0 1
A ge(± S D ) 42.60±18.09 46.5 l=tl 6.03 0.073
Gender 0.227
Female 151 (76.6% ) 46 (23.4%)
Male 83 (72.2% ) 32 (27.8%)
Race 0.013
Asian 7 (100% ) 0
Caucasian 51 (63.8% ) 29 (36.2% )
Hispanic 176 (78.2% ) 49 (21.8% )
T2DM < 0 .0 0 0 1
No 205 (81.7% ) 46 (1 8 .3 % )
Yes 29 (47.5% ) 32 (52.5% )
Severity < 0 .0 0 0 1
M inim al to mild NA 18(23.7% )
M oderate to severe NA 58 (76.3% )
74
APPEND IX H
75
APPEND IX H
Severity
M inim al to M oderate to
P
M ild severe
Overall N (%) 18(23.7% ) 58 (76.3%) < .0 0 0 1
Age (±SD) 40±13.52 47.93±16.31 0.047
G ender 0.325
Female 12 (26.7%) 33 (73.3%)
M ale 6 (1 9 .4 % ) 25 (80.6%)
Race 0.786
Caucasian 6 (2 1 .4 % ) 22 (78.6% )
Hispanic 12 (25.0% ) 36 (75.0%)
T2DM 0.027
No 15 (33.3% ) 30 (66.7% )
Yes 3 (9.7%) 28 (90.3% )
M edication < .0 0 0 1
Initiated
No 18 ( 1 0 0 %) 3 (5.2%)
Yes 0 51 (87.9%)
Refused NA 4 (6.9%)
Referral <0001
No 18(100% ) 29 (50.0%)
Yes 0 23 (39.7%)
Refused NA 6(10.3% )
76
A PPEN D IX I
77
A PPEND IX I
NM
STATE ;
INSTITUTIONAL REVIEW BOARD (IRB)
Dr. Rolston St. Hilaire, Chair
MSC 3 RES
UNIVERSITY | New Mexico State University
i P.O. Box 3001
Las Cruces, NM 88003-8001
Phone: 575-646-7177 Fax: 575-646-2480
Email: ovpr@nmsu.edu
DATE S e p te m b e r 22, 2015
TO Priya B ajracharya
Departm ent Head Pam Schultz
Faculty Advisor Linda Summers
Faculty Advisor Conm DeBlieck
SU B JE C T D e c is io n M e m o f o r A p p lic a t io n 1 2 3 6 9
Project Title : 12369-A i implementation of Depression Screening Protocol to improve Screening for Depression ir,
Application Type Expedited
Review ty p e Expedited
Approval Penod Septem ber 22 2C15 - Septem ber 22 2 0 16
Category 7
The NMSU Institutional Review Board Chair. Dr Rolston St Hilaire, has reviewed and approved the above application for the
conduct of research involving human subjects
The application was reviewed in accordance with the review process outlined in 45 CFR 46 110(b)(2) - Category 7
The research must be conducted according to the proposal/protocol that was approved by the IRB Any changes in the
research, instruments, or the consent docum ent(s) must be submitted to the IRB prior to implementation Additionally, any
unexpected hazards or adverse events involving nsk to the subjects or others must be reported immediately to the IRB. using
the appropriate form, within the time frame specified In the NMSU Principles and Procedures for the Conduct of Research
Involving Human Subjects
Please note that the IRB approval is valid for only one ( l ) year Pursuant to federal regulations, the IRB must review and
approve all research protocols involving human subjects at intervals appropnate to the degree of nsk, but no less than once
per year Therefore, in order to continue your project after the above approved penod, you must submit a request for
continuation 45 days prior to the above referenced expiration date
Note Data collected during a period of lapsed approval is unapjxoved research and can never be reported or published as
research data
If you should have any questions, please do not hesitate to contact the Office of R esearch Compliance at 646-7177 or via
e-mail at ovpr@nmsu edu
78
A PPEND IX J
79
A PPEND IX J
August 2 3 .2 0 1 5
Priya Bajracharya, FNP-C. DNP student at NM SU has our permission and support to do her
research project at our facility. The project will com prise o f gathering data related to depression
information w ill be obtained from w illing adults patients, upon sign- in to be seen by their
primary c a a providers.
R e sp ec tfu lly .
D r S rirc n g a m M u ra lid h a sa n . M D
80
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81
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