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To cite this article: Ankita Dadwal, Ashish Baldi & Raj Kumar Narang (2018) Nanoparticles as
carriers for drug delivery in cancer, Artificial Cells, Nanomedicine, and Biotechnology, 46:sup2,
295-305, DOI: 10.1080/21691401.2018.1457039
CONTACT Raj Kumar Narang drrknisf@gmail.com Department of Pharmaceutics, ISF College of Pharmacy, Moga 142001, Punjab, India
ß 2018 Informa UK Limited, trading as Taylor & Francis Group
S296 A. DADWAL ET AL.
Size and surface characteristics of nanoparticles reach tumour tissues by passing through these two particular
vascular structures.
Nanoparticles must have the ability to remain in the blood-
stream for a considerable time without being eliminated for
effective delivery of drug to the targeted tumour tissue. Passive and active targeting
Conventional surface particles and non-modified nanopar-
Nanocarriers come across numerous barriers in their route to
ticles are usually caught in the circulation by the reticulo-
the target, such as mucosal barriers and non-specific uptake
endothelial system, such as the liver and the spleen,
depending on their size and surface characteristics [9]. The [14,15]. To report the challenges in targeting tumours with
fate of injected nanoparticles can be controlled by adjusting nanotechnology, it is essential to combine the rational design
their size and surface characteristics. of nanocarriers with the fundamental understanding of
Surface characteristics. Surface characteristics of nanopar- tumour biology. General features of tumours include Poor
ticles are an important factor for determining their lifespan lymphatic drainage and leaky blood vessels. Whereas free
and destiny during circulation relating to their capture by drugs may diffuse non-specifically, a nanocarrier can escape
macrophages. Ideally, nanoparticles should have hydrophilic into the tumour tissues via the leaky vessels by the enhanced
surface so that they can escape macrophage capture [10]. permeability and retention effect (EPR effect) [16] (Figure 2).
This can be achieved by two methods, first coating the sur- There is rapid and defective angiogenesis (formation of new
face of nanoparticles with a hydrophilic polymer, such as Peg, blood vessels from existing ones) because of which there is
second, protects them from opsonization by repelling plasma increased permeability of blood vessels in tumour cells.
proteins; alternatively, nanoparticles can be formed from Furthermore, the dysfunctional lymphatic drainage in
block copolymers with hydrophilic and hydrophobic tumours also helps in retaining the accumulated nanocarriers
domains [11]. and allows them to release drugs into the locality of the
Size. In addition to their surface characteristics, there is tumour cells. Experiments using liposomes of different mean
also one more advantage of nanoparticles is that their size size suggest that the threshold vesicle size for extravasation
can be adjusted. The size of nanoparticles used in a drug into tumours is 400 nm [13], but other studies have shown
delivery system should be small enough to escape capture by that particles having diameters <200 nm are more effective
fixed macrophages that are lodged in the reticuloendothelial [17,18]. Based on clinical therapy passive targeting
system, such as the liver and spleen but should be large approaches suffer from several limitations. Some drugs can-
enough to prevent their rapid leakage into blood capillaries. not diffuse efficiently so targeting cells within tumour is not
The size of the sinusoid in the spleen and fenestra of the always possible and the random nature of the approach
Kuffer cells in the liver varies from 150 to 200 nm [12] and makes it difficult to control the process because of this lack
the size of gap junction between endothelial cells of the of control multiple-drug resistance (MDR) may induce – a
leaky tumour vasculature may vary from 100 to 600 nm [13]. situation where chemotherapy treatments fail patients shows
Thus, the size of nanoparticles should be up to 100 nm to resistance of cancer cells towards one or more drugs.
ARTIFICIAL CELLS, NANOMEDICINE, AND BIOTECHNOLOGY S297
Figure 2. Schematic representation of different mechanisms by which nanocarriers can deliver drugs to tumours. (A) Passive tissue targeting and (B) active cellu-
lar targeting.
MDR occurs because of the overexpression of transporter pro- cancer (B-cell lymphoma) were labelled with an internalizing
teins that expel drugs from cells on the surface of cancer anti-CD19 ligand a more significant therapeutic outcome was
cells [4,19,20]. Expelling drugs inevitably lowers the thera- achieved rather than a non-internalizing anti-CD20 ligand
peutic effect and cancer cells soon develop resistance to a [26]. In contrast, owing to the bystander effect targeting
variety of drugs. The passive strategy is further limited nanocarriers to non-internalizing receptors may sometimes be
because certain tumours do not exhibit the EPR effect, and advantageous in solid tumours, where cells lacking the target
the permeability of vessels may not be the same throughout receptor can be killed through drug release at the surface of
a single tumour [21]. One way to overcome these limitations the neighbouring cells, where carriers can bind [27]. It is gen-
is to modify the nanocarriers in such a way that they actively erally known that higher binding affinity increases targeting
bind to specific cells after extravasation. This can be achieved efficacy. However, for solid tumours due to a “binding-site
by attaching targeting agents such as ligands – molecules barrier” high binding affinity can decrease penetration of
that can bind to specific receptors on the cell surface – to nanocarriers, where the nanocarrier binds to its target so
the surface of the nanocarrier by a variety of conjugation
strongly that penetration into the tissue is prevented. In add-
chemistries. Nanocarriers will recognize the receptor and bind
ition to enhanced affinity, multivalent binding effects may
to target cells through ligand–receptor interactions, and drug
also be used to improve targeting. The collective binding in a
will be released inside the cell (Figure 2). In general, targeting
multivalent interaction is much stronger than monovalent
agent which is used to deliver nanocarriers to cancer cells, it
binding. For example, dendrimer nanocarriers conjugated to
is imperative that the agent should binds with high selectivity
3–15 folate molecules showed a 2500–170,000-fold enhance-
to molecules that are uniquely expressed on the cell surface.
Other important consideration is that to maximize specificity, ment in dissociation constants (KD) over free folate when
a surface marker which can be an antigen or receptor should attaching to folate-binding proteins immobilized on a surface.
be overexpressed on target cells than in the normal cells. For This was attributed to the avidity of the multiple folic acid
example, to efficiently deliver liposomes to B-cell receptors groups on the periphery of the dendrimers [28].
using the anti-CD19 monoclonal antibody (mAb), the density
of receptors should be in the range of 104–105 copies per
cell. Those with lower density are less effectively targeted
[22]. In a breast cancer model, a receptor density of 105 cop- Types of nanoparticles used as drug delivery systems
ies of ErbB2 receptors per cell was necessary to improve
the therapeutic efficacy of an anti-ErbB2-targeted liposomal Nanoparticles useful as drug delivery systems these are sub-
doxorubicin relative to its non-targeted counterpart [23]. The micron sized particles (3–200 nm), devices or systems that
binding of certain ligands to their receptors may cause recep- can be made by using a variety of materials including lipids
tor-mediated internalization, which is often necessary if nano- (liposomes), polymers (polymeric nanoparticles, micelles or
carriers are to release drugs inside the cells [6,24,25]. For dendrimers), viruses (viral nanoparticles) and even organo-
example, when immunoliposomes targeted to human blood metallic compound (nanotubes; Table 1).
S298
drug conjugates) (b) Biodegradable Surface modifica- chain of a linear polymer with a PGA-Taxol (Xyotax)
tion (pegylation) linker (cleavable bond) PGA-Camptothecin (CT-2106)
(c) Selective accumulation and reten- HPMA-DOX (PK1)
tion in tumour tissue (EPR effect) HPMA-DOX-galactosamine (PK2)
(d) Specific targeting of cancer cells
while sparing normal cells – recep-
tor-mediated targeting with
a ligand
Liposomes (a) Amphiphilic, biocompatible Self-assembling closed colloidal Pegylated liposomal DOX (Doxil) [33–35]
(b) Ease of modification structures composed of Non-pegylated liposomal
(c) Targeting potential lipid bilayers DOX (Myocet)
Liposomal daunorubicin (DaunoXome)
Polymeric micelles (a) Suitable carrier for water-insoluble Amphiphilic block copolymers assem- PEG-pluronic-DOX [36–38]
drug ble and form a micelle with a PEG-PAA-DOX (NK911)
(b) Biocompatible, self-assembling, hydrophobic core and hydro- PEG-PLA-Taxol (Genexol-PM)
biodegradable philic shell
(c) Ease of functional modification
(d) Targeting potential
Viral nanoparticles (a) Surface modification by mutagen- Protein cages, which are multivalent, HSP-DOX
esis or bioconjugation – multiva- self-assembled structures CPMV-DOX
lency
(b) Specific tumour targeting, multi-
functionality
(c) Defined geometry and remarkable
uniformity
(d) Biological compatibility and
inert nature
Carbon nanotubes (a) Water-soluble and biocompatible Carbon cylinders composed of CNT-MTX
through chemical modification benzene ring CNT-amphotericin B
(organic functionalization)
(b) Multifunctionality
Dendrimers (a) Biodistribution and PK can be Radially emerging hyperbranched PAMAM-MTX [39]
tuned synthetic polymer with regular pat- PAMAM-platinate
(b) High structural and chemical tern and repeated units
homogeneity
(c) Ease of functionalization, high
ligand density
(d) Controlled degradation
(e) Multifunctionality
ARTIFICIAL CELLS, NANOMEDICINE, AND BIOTECHNOLOGY S299
Figure 3. Types of nanocarriers for drug delivery. (A) polymeric nanoparticles: polymeric nanoparticles in which drugs are conjugated to or encapsulated in poly-
mers. (B) Polymeric micelles: amphiphilic block copolymers that form to nanosized core/shell structure in aqueous solution. The hydrophobic core region serves as a
reservoir for hydrophobic drugs, whereas hydrophilic shell region stabilizes the hydrophobic core and renders the polymer to be water-soluble. (C) Dendrimers: syn-
thetic polymeric macromolecule of nanometer dimensions, which is composed of multiple highly branched monomers that emerge radially from the central core.
(D) Liposomes: self-assembling structures composed of lipid bilayers in which an aqueous volume is entirely enclosed by a membranous lipid bilayer. (E) Viral-based
nanoparticles: in general structure are the protein cages, which are multivalent, self-assembles structures. (F) Carbon nanotubes: carbon cylinders composed of ben-
zene rings.
Polymer-based drug carriers circumvent the shortcomings of their free drug counterparts
Depending on the method of preparation of polymeric-based [43]. Among them, Xyotax (PGA paclitaxel; [30]) and CT-2106
drug carriers, the drug is either covalently bound to or phys- (PGA-camptothecin; [31]) are now in clinical trials. HPMA and
ically entrapped in polymer matrix [40]. The resulting com- PEG are the most widely used non-biodegradable synthetic
pounds may have the structure of capsules (polymeric polymers [44]. PK1, which is a conjugate of HPMA with doxo-
nanoparticles or polymer–drug conjugates), amphiphilic core/ rubicin, was the synthetic polymer-drug conjugate to be eval-
shell (polymeric micelles), or may be hyperbranched macro- uated in clinical trials as an anticancer agent. A phase I
molecules (dendrimers; Figure 3). Polymers used as drug con- clinical trial has been completed in patients with a variety of
jugates can be divided into two groups one is natural tumours that were refractory or resistant to prior therapy
polymers and other is synthetic polymers. such as chemotherapy and/or radiation [32]. PK1 should be
further evaluated in the next level of clinical trials.
prevented [19]. In addition to enhanced affinity, multivalent 63 versus 70% in 48 h and 53 versus 62% in 72 h). The
binding effects (or avidity) may also be used to improve tar- increased drug efficacy could be driven by SWNT-mediated
geting. The collective binding in a multivalent interaction is cell internalization [53]. The multiple covalent functionaliza-
much stronger than monovalent binding. For example, den- tions on the sidewall or tips of carbon nanotubes allow them
drimer nanocarriers conjugated to 3–15 folate molecules to carry several molecules at once, and this strategy provides
showed a 2500–170,000-fold enhancement in dissociation a fundamental advantage in the treatment of cancer.
constants (KD) over free folate when attaching to folate-bind-
ing proteins immobilized on a surface. This was attributed to
Thermoresponsive systems
the avidity of the multiple folic acid groups on the periphery
of the dendrimers [20]. Thermoresponsive drug delivery is among the most explored
stimuli-responsive strategies and has been widely explored in
oncology. Thermoresponsiveness is usually governed by a
Carbon nanotubes
nonlinear sharp change with temperature in the properties of
Carbon nanotubes are carbon cylinders composed of ben- at least one component of the nanocarrier material. Such a
zene rings (Figure 3(G)) that have been applied in biology as sharp response triggers the release of the drug following a
sensors for detecting DNA and protein, diagnostic devices for variation in the surrounding temperature. Ideally, thermosen-
the discrimination of different proteins from serum samples, sitive nanocarriers should retain their load at body tempera-
and carriers to deliver vaccine or protein [47]. Carbon nano- ture (37 C), and rapidly deliver the drug within a locally
tubes are completely insoluble in all solvents, generating heated tumour (40–42 C) Figure 4 to nanochemotherapeu-
some health concerns and toxicity problems. However, the tics counteract rapid blood-passage time and washout from
introduction of chemical modification to carbon nanotubes the tumour.
can render them water-soluble and functionalized so that
they can be linked to a wide variety of active molecules such
Metallic nanocapsules
as peptides, proteins, nucleic acids and therapeutic agents
[17]. Antifungal agents (amphotericin B) or anticancer drugs The advantage of using a magnetic field relies on the differ-
(methotrexate) have been covalently linked to carbon nano- ent nature that the magnetic response can take, which can
tubes with a fluorescent agent (FITC). In an in vitro study, be a magnetic guidance under a permanent magnetic field, a
drugs bound to carbon nanotubes were shown to be more temperature increase when an alternating magnetic field is
effectively internalized into cells compared with free drug applied, or both when alternately used. Therefore, magnetic-
alone and to have potent antifungal activity [48,52]. Single- ally responsive systems allow for diversity in the drug delivery
walled carbon nanotube (SWNT)-based drug delivery system pathway. Furthermore, there is the possibility of performing
was developed by conjugation of human serum albumin magnetic resonance imaging, and hence to associate diag-
(HSA) nanoparticles for loading of antitumour agent PTX. The nostics and therapy within a single system (the so-called
SWNT-based drug carrier displayed high intracellular delivery theranostic approach) [54]. Magnetic guidance is typically
efficiency (cell uptake rate of 80%) in breast cancer MCF-7 obtained by focusing an extracorporeal magnetic field on the
cells, as examined by fluorescence-labelled drug carriers, sug- biological target during the injection of a magnetically
gesting the needle-shaped SWNT-HSA drug carrier was able responsive nanocarrier. This concept has demonstrated great
to transport drugs across cell membrane despite its macro- potential in experimental cancer therapy because of
molecular structure. The drug loading on SWNT-based drug improved drug accumulation inside solid-tumour models
carrier was through high binding affinity of PTX to HSA pro- Figure 5. Candidate nanosystems for such a therapeutic
teins. The PTX formulated with SWNT-HSA showed greater approach are core–shell nanoparticles (a magnetic core made
growth inhibition activity in MCF-7 breast cancer cells than of magnetite (Fe3O4) coated with silica or polymer) [55,56]
PTX formulated with HSA nanoparticle only (cell viability of magnetoliposomes (Fe3O4 or maghemite (Fe2O3) nanocrystals
S302 A. DADWAL ET AL.
encapsulated in liposomes) [57] and porous metallic nanocap- Enhanced permeability and retention effect
sules [58]. Most core–shell nanoparticles have shown promis-
Tumour vasculatures are generally abnormal, with aberrant
ing results in vitro, yet only some of them have demonstrated
branching and leaky walls [21]. This leakiness is due to the
improved tumour accumulation and anticancer pharmaco-
decreased number of pericytes and rapid proliferation of
logical efficacy in various in vivo models. To avoid limitations
endothelial cells. These characteristics result in large pores in
related to physical drug entrapment (for instance, uncon-
the tumour vasculatures, ranging from 100 nm to several hun-
trolled burst release or poor drug loading), the drugs and the
dred nanometers in diameter, as compared to normal vessel
nanocarriers can be covalently linked [56,59]. For example,
junctions of 5–10 nm [22]. These large pores allow higher vas-
Fe3O4 nanocrystals loaded into squalene–gemcitabine conju-
cular permeability and hydraulic conductivity in tumours, ena-
gate nanoassemblies exhibiting high drug payloads have
bling macromolecules such as nanoparticles to pass into
demonstrated the absence of burst release, enhancement of
tumours [21,23]. In normal tissue, lymphatic system clears the
the magnetic resonance imaging contrast in the targeted
macromolecules. However, solid tumours are generally char-
L1210 solid-tumour nodule and significant thera-
acterized by impaired lymphatics [6]. Proliferating tumour
peutic efficacy [59]. cells compress lymphatic vessels and collapse most of the
vessels, especially at the centre of tumours. The impaired
Nanoshells lymphatic system coupled with increased permeability of
tumour vasculature results in the EPR effect. Nanoparticles,
Owing to their non-invasiveness and the possibility of remote like other macromolecules, have extended retention times in
spatial and temporal control, in the past few years a large tumour, which results in higher concentrations than in
variety of photoresponsive systems has been engineered to plasma or in other tissues. Thus, nanoparticles can achieve
achieve on-demand drug release in response to illumination passive targeting to tumours through the EPR effect.
of a specific wavelength (in the ultraviolet, visible or near-
infrared (NIR) regions) Figure 6. The different strategies
available rely on either repeatable on–off drug-release or Nanoparticle clearance by the mononuclear
one-time event triggered by photosensitiveness-induced phagocyte system
structural modifications of the nanocarriers. For instance, To fully take advantage of the EPR effect, nanoparticles must
doxorubicin-loaded hollow gold nanospheres showed acceler- remain in circulation long enough for tumour accumulation.
ated drug release when irradiated at 808 nm, allowing However, nanoparticles are prone to clearance by the mono-
enhanced anticancer activity and reduced systemic toxicity nuclear phagocyte system, previously called the reticuloendo-
compared with the free-drug treatment [60] thelial system. The MPS is part of the immune system that is
mainly responsible for clearing macromolecules from circula-
Important concepts in nanoparticle drug delivery tion. Immunotoxin therapy of cancer [24]. The MPS comprises
bone marrow progenitors, blood monocytes and tissue mac-
for cancer
rophages. It also includes the Kupffer cells of the liver and
There are several general concepts that are important in macrophages of the spleen, which are responsible for clear-
nanoparticle drug delivery. These include the enhanced per- ance of macromolecules from circulation. Nanoparticles can
meability and retention (EPR) effect, nanoparticle clearance interact with MPS cells and lead to their opsonization. Since
by the mononuclear phagocyte system (MPS) and desirable premature elimination from circulation will prevent nanopar-
nanoparticle characteristics for cancer applications. ticles from accumulating in tumours, much effort has been
ARTIFICIAL CELLS, NANOMEDICINE, AND BIOTECHNOLOGY S303
devoted to creating “stealth” nanoparticles. The most com- well-designed clinical trials to further the development of
mon strategy has been grafting PEG or other macromolecules these drugs. Clinical investigators should fully understand
such as polysaccharides onto the nanoparticle surface [25]. the particular nanoparticles they are investigating and design
The presence of PEG or other molecules enables steric stabil- trials that take advantage of nanoparticle properties. More
ization, preventing protein adsorption, interactions among complex targeted systems, which can release nanochemo-
particles and interactions with immune cells. therapeutics at a target site when exposed to external stimuli
such as light and temperature, are also under development.
Another potential is to develop more nanoparticles capable
Future directions
of delivering combination chemotherapeutics. CPX-351, a lip-
Although nanomedicine is a relatively new branch of science, osomal formulation of cytarabine and daunorubicin, showed
its translation into clinical care has been rapid. The unique promising results in its first human study [18]. Together with
properties of nanoparticle drug carriers make them well the progression of nanoscale drug delivery systems, advances
suited for oncology applications. Nanoparticle chemothera- in nanoscale imaging suggest the potential for the develop-
peutics are composed to influence the treatment of most ment of multifunctional “smart” nanoparticles that may facili-
cancers. However, there are still limited clinical data and a tate the realization of individualized cancer therapy. Almost
limited number of nanotherapeutics approved for clinical use. all types of nanoparticles including polymeric nanoparticles
To fully understand the advantages and disadvantages of [61], nanocrystals [62], polymeric micelles [17], dendrimers
nanoparticle therapeutics, more clinical data are needed it [63] and carbon nanotubes [64] have been evaluated for their
can also help in identifying the best applications for nanoche- suitability as multifunctional nanoparticles that can be
motherapeutics. Thus, it is crucial to develop and carry out applied for simultaneous in vivo imaging and treatment of
S304 A. DADWAL ET AL.
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[27] Allen TM. Long-circulating (sterically stabilized) liposomes for tar-
The authors have declared no conflict of interest. The authors alone are geted drug delivery. Trends Pharmacol Sci. 1994;15:215–220.
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