Professional Documents
Culture Documents
April 2018
Vessel
PIP VESST002
Supplemental Design and Fabrication Specification for
Shell and Tube Heat Exchangers
ASME Code Section VIII, Divisions 1 and 2
PURPOSE AND USE OF PROCESS INDUSTRY PRACTICES
In an effort to minimize the cost of process industry facilities, this Practice has
been prepared from the technical requirements in the existing standards of major industrial
users, contractors, or standards organizations. By harmonizing these technical requirements
into a single set of Practices, administrative, application, and engineering costs to both the
purchaser and the manufacturer should be reduced. While this Practice is expected to
incorporate the majority of requirements of most users, individual applications may involve
requirements that will be appended to and take precedence over this Practice.
Determinations concerning fitness for purpose and particular matters or application of the
Practice to particular project or engineering situations should not be made solely on
information contained in these materials. The use of trade names from time to time should
not be viewed as an expression of preference but rather recognized as normal usage in the
trade. Other brands having the same specifications are equally correct and may be
substituted for those named. All Practices or guidelines are intended to be consistent with
applicable laws and regulations including OSHA requirements. To the extent these
Practices or guidelines should conflict with OSHA or other applicable laws or regulations,
such laws or regulations must be followed. Consult an appropriate professional before
applying or acting on any material contained in or suggested by the Practice.
© Process Industry Practices (PIP), Construction Industry Institute, The University of Texas
at Austin, 3925 West Braker Lane (R4500), Austin, Texas 78759. PIP Member Companies
and Subscribers may copy this Practice for their internal use. Changes or modifications of any
kind are not permitted within any PIP Practice without the express written authorization of
PIP. Authorized Users may attach addenda or overlays to clearly indicate modifications or
exceptions to specific sections of PIP Practices. Authorized Users may provide their clients,
suppliers and contractors with copies of the Practice solely for Authorized Users’ purposes.
These purposes include but are not limited to the procurement process (e.g., as attachments to
requests for quotation/ purchase orders or requests for proposals/contracts) and preparation
and issue of design engineering deliverables for use on a specific project by Authorized
User’s client. PIP’s copyright notices must be clearly indicated and unequivocally
incorporated in documents where an Authorized User desires to provide any third party with
copies of the Practice.
PUBLISHING HISTORY
March 2012 Issued
April 2018 Reaffirmation
Vessel
PIP VESST002
Supplemental Design and Fabrication Specification for
Shell and Tube Heat Exchangers
ASME Code Section VIII, Divisions 1 and 2
Table of Contents
1. Scope ...........................................2
2. References ..................................2
2.1 Process Industry Practices ...............2
2.2 Industry Codes and Standards .........2
2.3 Government Regulations ..................3
3. Definitions ...................................3
4. Requirements ..............................4
4.1 General .............................................4
4.2 Design ..............................................5
4.3 Fabrication ......................................11
1. Scope
This Practice describes the mechanical design, fabrication, examination, inspection, testing, and
documentation requirements for shell-and-tube heat exchangers constructed in accordance with
TEMA Standards of the Tubular Exchangers Manufacturers Association and ASME Boiler and
Pressure Vessel Code, Section VIII, Division 1 or Division 2, henceforth referred to as the Code.
Requirements that are specific to Code, Section VIII, Division 2 are shown in braces { }.
This Practice is supplemental to the requirements of PIP VESV1002, Design and Fabrication
Specification for Pressure Vessels, ASME Code Section VIII Divisions 1 and 2.
This Practice does not cover the following types of shell and tube heat exchangers:
a. Standardized pre-designed (i.e., off-the-shelf) heat exchangers
b. Heat exchangers with layered construction
2. References
Applicable parts of the following Practices, industry codes and standards, and government
regulations shall be considered an integral part of this Practice. The edition in effect on the date of
contract award shall be used, except as otherwise noted. Short titles are used herein where
appropriate.
3. Definitions
Code: The ASME Boiler and Pressure Vessel Code, Section VIII, Division 1 {or 2} and its
referenced Sections (e.g., Section II, Section V, and Section IX) and any Code Cases permitted by
the User. References to Division 2 are shown in braces { }.
Manufacturer: The party entering into a contract with the Purchaser to design and construct a
heat exchanger in accordance with the requirements in this Practice and the contract documents.
In accordance with the Code definition, the Manufacturer is the party that possesses a valid
Certificate of Authorization to manufacture pressure vessels with the ASME Mark.
Comment: The Purchaser may duplicate portions or all of the exchanger design.
National Board: The National Board of Boiler and Pressure Vessel Inspectors, an organization
comprised of chief inspectors of various governmental jurisdictions in the United States and Canada.
Owner: The party who owns the facility wherein the heat exchanger will be used. The Owner is
typically also the User.
Purchaser: The party who awards the contract to the Manufacturer. The Purchaser may also be
the Owner, User, or the Owner’s or User’s Designated Agent (e.g., engineering contractor).
User: The party who establishes construction criteria in accordance with the Code philosophy and
service hazards. The User is the operator of the facility wherein the heat exchanger will be installed.
Purchaser’s Inspector: The person or company authorized by the Purchaser, Owner, and/or User to
inspect pressure vessels to the requirements of this Practice and other Purchaser contract requirements.
vessel: The pressure boundary components of the heat exchanger, including the shell, heads, tube
sheets, nozzles.
4. Requirements
4.1 General
4.1.1 Overall Responsibilities
4.1.1.1 Heat exchangers shall be provided in accordance with this Practice and
the following:
a. PIP VECV1002 for the mechanical design and fabrication of all
pressure boundary components and attachments.
b. PIP VEDST003 including the following Purchaser’s forms:
1) PIP VEDST003-D Data Sheet
2) PIP VEDV1003-T Inspection and Testing Requirements Sheet or
equivalent
3) PIP VEDV1003-R Documentation Requirements Sheet
4) PIP VEDST003-F Welded Pressure Joint Requirements
c. The Code
d. Design criteria that may supersede the requirements of this Practice
but not take exception to the requirements of the Code
e. PIP VEFV1100 details: VEFV1101, VEFV1102, VEFV1103,
VEFV1105, VEFV1106, VEFV1116, VEFV1117, VEFV1118,
VEFV1125, VEFV1127, and VEFV1128
f. Other codes and standards referenced in this Practice
g. Local requirements
h. Other contract requirements furnished by the Purchaser
4.1.1.2 Heat exchangers shall be in total compliance with the Code, including
stamping.
4.1.1.3 Unless otherwise specified by the Purchaser, “U-” {U2-} stamped
exchangers shall also be National Board (NB) registered.
4.1.1.4 Deviations from this Practice shall be submitted in writing for approval
by the Purchaser.
4.1.1.5 If a conflict is identified between this Practice, the design drawings, data
sheets, referenced codes and standards, or any supplementary
specification, written clarification shall be obtained from the Purchaser
before proceeding with any work.
4.1.1.6 All aspects of the work shall be in accordance with applicable local, county,
state, and federal rules, regulations and standards at installation site
including but not limited to the rules and standards established by the EPA
and OSHA, or equivalent national standards, if applicable, as designated by
the Purchaser. See Purchaser’s PIP VEDST003-D Data Sheet.
4.1.1.7 If the Purchaser furnishes an exchanger or exchanger component design,
the Manufacturer shall not be relieved of his responsibility to comply
with the requirements of this Practice and the contract documents.
Comment: Certain non-Code-design functions may be performed solely
by the Purchaser (e.g., design of exchanger internals).
4.1.1.8 Release for shipment by Purchaser’s inspector shall not relieve the
Manufacturer of his responsibility to comply with the requirements of
this Practice and the contract documents.
4.1.2 Documentation Responsibilities
4.1.2.1 Heat exchanger documentation shall be provided in accordance with
Purchaser’s PIP VEDV1003-R Documentation Requirements Sheet.
4.1.2.2 The data required by Part B of Purchaser’s PIP VEDST003-D Data Sheet
shall be provided with the approval drawings.
4.2 Design
4.2.1 General
4.2.1.1 Heat exchanger mechanical design shall be in accordance with this Practice,
PIP VESV1002, the Purchaser’s PIP VESST003-D Data Sheet in lieu of
PIP VESV1003-D, and all other requirements in the contract documents.
4.2.1.2 Half-pipe or pipe section jackets shall be designed in accordance with
Code Appendix EE {4.11.6}.
4.2.2 Pressure and Temperature
4.2.2.1 The basis for thermal expansion used in the design, as shown on
Purchaser’ PIP VEST003-D Data Sheet, shall be shown on the
fabrication drawings.
Comment: Fixed tubesheet exchangers cannot typically be operated at
the coincident nameplate temperature-pressure conditions.
4.2.2.2 Heat exchangers shall be designed for full pressure on either shell side or
tube side with atmospheric (or full vacuum, if specified) on the other side.
4.2.2.3 If an exchanger is designed for differential pressure, the nameplate shall
so indicate.
4.2.2.4 Tubesheets
1. Tubesheets for U tube, fixed tubesheet and floating tubesheet heat
exchangers shall be designed in accordance with Code Parts
UHX-12, 13 and 14 {4.18.7, 4.18.8 and 4.18.9}.
4.2.4 Internals
4.2.4.1 For multi-pass heat exchangers, the total gasket sealing areas of the pass
partition plates shall be included when calculating the minimum initial
bolt load required to seat the exchanger gasket.
4.2.4.2 If the type of joint is not specified on Purchaser’s PIP VESST003-D Data
Sheet, expanded joints with grooves shall be used for tubesheets of
homogeneous material. Expansion may be by roller, hydraulic pressure,
or other Purchaser-approved method.
4.2.4.3 Strength-welded tube-to-tubesheet joints shall be used if either of the
following applies:
1. Expanded joints cannot carry the expected tube load
2. Residual interface pressure because of expansion (i.e., tube rolling or
hydraulic expansion) can be compromised during operation
Comment: Loss of residual interface pressure can occur in high
temperature applications, or if significant differential
thermal expansion can occur between the tube and
tubesheet.
4.2.4.4 The special close fit tolerances for tube holes in accordance with TEMA
shall be provided for the following applications:
a. Austenitic tubes with expanded and grooved tube-to-tubesheet joints
b. Seal-welded or strength-welded tube-to-tubesheet joints
c. Hydraulically expanded tube-to-tubesheet joints
4.2.4.5 Tube Bundles
1. The minimum mean bend diameter of U-tubes shall not be less than
3 times the nominal tube outside diameter.
2. The end baffle spaces shall be equal to or greater than the central
baffle space.
4.2.4.6 Cross Baffles
1. Cross-baffle metallurgy and thickness shall be selected considering
the corrosiveness of the shell side fluids and the intended design life.
2. Cross baffles that resist corrosion shall have a thickness not less than
the greater of that specified by TEMA or 1/8 inch (3 mm).
3. Cross baffles susceptible to corrosion shall have a thickness not less
than the greater of the TEMA minimum, 2 times the corrosion
allowance, or 3/16 inch (5 mm).
4. The end-baffle spaces shall be equal to or greater than the cross-
baffle space.
4.2.4.7 Each support plate and baffle in horizontal exchangers shall be provided
with a 1/2 inch (13 mm) by 90 degree notch in the bottom for draining.
4.2.4.8 Each TEMA Type S and T exchanger (i.e., having a removable shell
cover) shall have a floating head support plate located 4 to 6 inches
(100 to 150 mm) from the inside face of the floating tubesheet.
4.2.4.9 Except for shell side isothermal boiling, isothermal condensing, or
kettles, bypass sealing devices shall be provided in accordance with the
following:
a. Seal strips shall be provided if the radial clearance between
exchanger shell and outer tubes is greater than 5/8 inch (16 mm).
b. Seal strip thickness shall not be less than the greater of 75% of baffle
thickness or 1/4 inch (6 mm).
c. For exchangers with vertical cut baffles (i.e., baffle cut parallel to
shell side nozzle centerline), seal strips shall be provided to seal the
bypass areas caused by the omission of tubes. Seal strips shall not
extend into the inlet or outlet baffle spaces.
d. For horizontal cut baffles (i.e., baffle cut perpendicular to shell side
nozzle centerline), seal strips shall extend from the front or stationary
tubesheet to the last baffle or support plate.
e. Dummy tubes, rods, or seal strips shall be provided for any pass
partition lanes that are parallel to the shell side flow.
f. One pair of seal strips or one dummy tube shall be provided for each
five tube rows between baffle cuts. Minor adjustments to this
requirement may be made to suit actual tube layout.
4.2.4.10 Skid Bars
1. Exchangers with removable tube bundles weighing 20,000 pounds
(9070 Kg) or greater shall be provided with bundle skid bars.
2. A minimum of two skid bars shall be provided.
3. Skid bars shall have a thickness equal to or greater than cross-baffle
thickness with a minimum thickness of 1/2 inch (13 mm), and a
1-1/2 inches (38 mm) minimum height flat bar.
4. Skid bars shall be located not greater than 30 degrees from the
vertical centerline.
5. For TEMA Types S and T heat exchangers, skid bars shall extend
from the stationary tubesheet to floating head support plate.
6. For TEMA Types P, U, and W heat exchangers, skid bars shall
extend from the stationary tubesheet to end baffle.
7. If skid bars interfere with nozzle openings, the skid bars shall be
terminated at the baffle or support plate adjacent to the nozzle. A tie
rod/spacer of adequate strength to carry the bundle pulling load shall
be located close to the tube field and within 3 inches (75 mm) of the
skid bar and shall extend from the tubesheet or baffle/support plate
on one side of the nozzle to the baffle/ support plate on the other side
of the nozzle.
4.3.2 For the purpose of determining required tubesheet-to-shell or -channel weld sizes
in accordance with Code requirements, a fixed tubesheet shall be considered
supported (i.e., not less than 80% of the pressure load is carried by the tubes) if
the following equation is satisfied:
[(AtEt)/(AsEs)] 4.0
Where:
At = Total cross-sectional metal area of tubes, sq. inches (sq. mm)
Et = Modulus of Elasticity of tube material at mean metal temperature,
psi (kPa)
As = Cross-sectional metal area of shell based on actual thickness less
corrosion allowance, sq. inches (sq. mm)
Es = Modulus of Elasticity of exchanger shell material at mean metal
temperature, psi (kPa)
4.3.3 If vents or drains are specified to be in the tubesheet, installation shall be in
accordance with the details shown on PIP VEFV1127.
4.3.4 Nameplates shall be located on the exchanger shell in an accessible location. The
nameplate location shall be shown on the dimensioned outline drawing.