You are on page 1of 7

Mechanisms of Dysphagia in Suprabulbar Palsy

With Lacunar Infarct


Cumhur Ertekin, MD; Ibrahim Aydogdu, MD; Sultan Tarlaci, MD;
A. Bulent Turman, MD, PhD; Nefati Kiylioglu, MD

Background and Purpose—The objective of the present study was to investigate the neural mechanisms of dysphagia in
suprabulbar palsy (SBP) with multiple lacunar infarct.
Methods—We evaluated the swallowing disorders of patients with SBP (n⫽34) and age-matched healthy control subjects
(n⫽35) by means of an electrophysiological method that recorded the oropharyngeal swallowing patterns. With this
method, dysphagia limit, the triggering of voluntarily initiated swallows, duration of laryngeal relocation time, and total
duration of oropharyngeal swallowing were recorded and measured. In addition, the EMG behavior of the
cricopharyngeal (CP) muscle of the upper esophageal sphincter was also assessed.
Results—In patients with SBP, the dysphagia limit in all except 1 patient was pathological with limits of ⬍20-mL bolus
volume, which is contrary to normal subjects, in whom the dysphagia limit exceeds the 20-mL bolus volume. Either
triggering of swallowing reflex was delayed (P⬍0.04), or the swallow could hardly be triggered in 7 patients on the
voluntary attempts for 3 mL water. Whenever the reflex swallowing could be triggered, it was slow and prolonged
(P⬍0.01). The CP muscle of the upper esophageal sphincter appeared to have become hyperreflexic and incoordinated
with laryngeal movements during swallowing.
Conclusions—It was proposed that the progressive involvement of the excitatory and inhibitory corticobulbar fiber systems
linked with the bulbar swallowing center is mainly responsible for the triggering difficulties of the swallowing reflex
and for the hyperreflexic/incoordinated nature of the CP sphincter. In addition, the dysfunction of the extrapyramidal
system has a specific role in the slowing of oropharyngeal swallowing and the accumulation of saliva in the mouth.
(Stroke. 2000;31:1370-1376.)
Key Words: dysphagia 䡲 electromyography 䡲 lacunar infarction 䡲 paralysis, bulbar 䡲 pharyngeal muscles
Downloaded from http://ahajournals.org by on January 27, 2022

S uprabulbar palsy (SBP) is a well known clinical syn-


drome that results from various pathologies. Multiple
lacunar infarcts are the most frequently encountered causes of
understand the nature of swallowing disorders. In the present
study, the mechanisms of dysphagia in patients with SBP
with lacunar state were investigated clinically, and the elec-
SBP.1 Problems associated with swallowing are common in trophysiological methods used to assess deglutition are
patients with SBP. The severity of dysphagia varies from described.
subclinical disorders to advanced clinical manifestations that
require nonoral feeding. Despite the high incidence and Subjects and Methods
long-standing course of dysphagia among patients with SBP Thirty-four patients with SBP (24 men and 10 women) and 35
that result from multiple lacunar infarcts, the mechanisms of age-matched healthy control subjects (23 men and 12 women)
swallowing function in these patients have scarcely been participated in the study. SBP with multiple lacunar state was
studied. On the other hand, many aspects of dysphagia diagnosed according to the following criteria: (1) dysphagia, (2) dys-
phonia or dysarthria, (3) forced laughing/crying (emotional lability),
associated with acute stroke have been well documented in (4) brisk brain stem reflexes, including glabellar and mandibular
recent years.2– 8 In acute stroke with an identified location of reflexes, (5) paresis of the tongue, (6) saliva accumulation in the
the infarct or hemorrhage, dysphagia can readily be evaluated mouth, (7) signs of long tract involvement, (8) high blood pressure
due to the restricted and solitary involvement within the (arterial hypertension), (9) history of previous cerebrovascular at-
central nervous system. However, in patients with SBP with tacks, and (10) CT scan or MRI with positive signs of multiple
lacunar infarcts. Although criteria 1, 7, 8, 9, and 10 were unequiv-
lacunar infarcts, the multiple involvement of various ascend- ocally found in all patients who were investigated, the presence of
ing or descending long tracts and local neuronal circuits in the the other criteria varied from patient to patient. The patients’ ages
central nervous system has made it difficult to analyze and to ranged between 32 to 75 years, with a mean age of 61.9 years. The

Received October 16, 1999; final revision received March 9, 2000; accepted March 9, 2000.
From the Departments of Neurology (C.E., I.A., S.T., N.K.) and Clinical Neurophysiology (C.E., I.A.), Medical School Hospital, Ege University,
Bornova, Izmir, Turkey; and Department of Biomedical Sciences (A.B.T.), University of Sydney, Sydney, Australia.
Correspondence to Prof Dr Cumhur Ertekin, Nilhan Apt, 1357 Sok No: 1 D: 10, Alsancak, Izmir, Turkey. E-mail erteker@unimedya.net.tr or
neuron@med.ege.edu.tr
© 2000 American Heart Association, Inc.
Stroke is available at http://www.strokeaha.org

1370
Ertekin et al Dysphagia in Suprabulbar Palsy 1371

average duration of SBP since the onset of incident was 36 months initiation of the reflex phase of swallowing and therefore is presum-
and ranged from 1 month to 9 years. Clinical symptoms and ably associated with the triggering of swallowing reflex.13,14
dysphagia were stable in 13 patients, had shown some improvement To investigate the “piecemeal deglutition”15 and dysphagia limit,
in 3, and were clinically progressive in the remaining 18 patients. In an identical recording procedure was used9,16,17 with the sweep
11 patients, there was a history of only 1 previous cerebrovascular duration set at 10 seconds and the delay line set at 2 seconds. All
attack, but in the remaining 23 patients, there had been 2 or more subjects were given 1, 3, 5, 10, 15, and 20 mL water, and for each
previous attacks. The clinical signs and symptoms associated with volume, the oscilloscopic traces were initiated at the examiner’s
dysphagia are documented in Results. For the 35 age-matched command to “swallow.” During these long sweeps, the laryngeal
control subjects, the mean age was 59.6 and ranged from 30 to 75 sensor signals and the integrated SM-EMG activity were collected at
years. the beginning of the sweep, immediately after the command to
Clinically, the degree of dysphagia was graded9 as follows: 1 swallow. Normally, with volumes up to of 20 mL, all material could
indicates no clinical signs and symptoms of dysphagia; 2, very mild be swallowed in 1 attempt, as seen in the early segments of
dysphagia suspected from clinical examination, but the patient never 8-second-long traces. However, when the amount of water exceeded
complained of any swallowing difficulty; 3, patient had complaints 20 mL, piecemeal deglutition was usually observed. Any duplication
of dysphagia that were supported by other clinical signs, but nonoral or multiplication of a swallowing attempt with ⱕ20 mL water within
feeding was not necessary at the time of investigation; and 4, patient the 8-second period after the first swallow was designated as the
had distinct clinical signs and symptoms of dysphagia, including “dysphagia limit” and regarded as pathological.
aspiration, and dysphagia was sufficiently severe to necessitate
nonoral feeding. Statistical Analysis
The electrophysiological methods used in the present study were Levene’s F test was used for ANOVA between the patient and
previously described in detail.10 In brief, during swallowing, the control subject groups. The mean and SEM values were calculated
EMG activity was recorded on an EMG apparatus (Medelec MS-20) for all quantities measured, and the Student’s t test was performed to
by means of bipolar silver-chloride EEG electrodes taped under the
assess the differences in swallowing-related variables between the
chin over the mylohyoid-geniohyoid-anterior digastric muscle com-
groups. The Mann-Whitney U test was used for comparison of
plex (referred to as the submental EMG, or SM-EMG). The EMG
nonnormally distributed data. A value of P⬍0.05 was considered to
signals were filtered (band pass 100 Hz to 10 KHz), amplified,
indicate a significant difference.
rectified, and integrated. For the detection of laryngeal upward and
The study was approved by the ethics committee of our university
downward movements, a mechanical sensor that consisted of a
hospital, and an informed consent was obtained from each
simple piezoelectric wafer with a small rubber bulge affixed to it at
participant.
its center was placed on the coniotomy region between the cricoid
and thyroid cartilages on the midline.11 The output from the sensor
was fed into a separate channel of the EMG apparatus before being Results
amplified and band filtered (band pass 0.01 to 20 Hz). During each Clinical Findings Associated With Dysphagia
swallow, the sensor gave 2 deflections of generally opposing
polarity. The first deflection was used to trigger the delay line In 34 patients with SBP, clinical assessment revealed that the
Downloaded from http://ahajournals.org by on January 27, 2022

circuity of the recording apparatus, so that all signals related to degree of dysphagia varied among patients and that the signs
swallowing were time locked to the same instant. and symptoms could be divided into several major categories.
In 19 patients (15 men and 4 women, age range 32 to 75 years) and The most common complaints and the clinical findings
21 control subjects (10 men and 11 women, age range 30 to 75
associated with dysphagia are summarized in Table 1.
years), in addition to the SM-EMG, the EMG activity of the
cricopharyngeal (CP) muscle of the upper esophageal sphincter was Clinical assessment of patients suggested that in 7 patients
recorded. The CP-EMG was obtained with a concentric needle (20.6%), in whom nonoral feeding by means such as naso-
electrode (Medelec disposable needle electrode DMC-37) that was gastric cannula was necessary, the degree of dysphagia was
inserted through the skin at the level of the cricoid cartilage and was classified as grade 4. In 3 patients among this severely
advanced laterally in the posterior medial direction until the CP
muscle was reached. The CP-EMG signals were also fed to the EMG dysphagic group, voluntarily initiated swallows could not be
apparatus before being filtered, amplified, rectified, and integrated.10 accomplished at all. For the remaining 4 patients, although
Each subject sat on an examination chair and was requested to small amounts of food could be swallowed from time to time,
hold his or her head in a natural upright position. The swallows were nonoral feeding was also necessary, because they frequently
initiated by 1 or 3 mL volume of tap water introduced through a
experienced aspiration. The degree of dysphagia was evalu-
disposable syringe. The water was positioned on the tongue while the
tip of the tongue touched the upper incisors.12 The data collection ated as grade 3 in 20 patients (58.8%) and grade 2 in 7
time during each swallow was 2 or 5 seconds, or both, with an patients (20.6%).
800-ms preswallowing time included in each sweep duration. At
least 5 successive recordings were collected for each type of Dysphagia Limit
swallow, and the signals were examined from both single traces and Although the grading procedure for dysphagia was useful
superimposed and averaged traces.
The electrophysiological parameters associated with laryngeal in clinical evaluation of the patients, the method used to
sensor signals and the SM-EMG were measured and labeled. These measure the dysphagia limit was more sensitive and
parameters are defined as follows: objective in classifying the severity of clinical problems
(1) The onset of 2 deflections in the laryngeal sensor signal associated with swallowing. Only 1 patient with grade- 2
recordings are denoted as 0 and 2. The “0-2 interval” is a time
dysphagia showed a normal dysphagia limit of ⬎20 mL
variable that indicates the duration of laryngeal upward movement
plus the relocation time during the pharyngeal phase of swallowing. water. The remainder of the patients who were investigated
(2) Because the submental muscles are laryngeal elevators, the displayed a dysphagia limit of ⬍20 mL, including an
SM-EMG is thought to provide information about the onset and additional 6 patients with grade 2 dysphagia. Figure 1
duration of the oropharyngeal phase of swallowing within the period shows the dysphagia limits obtained from a patient (as-
referred to as the “A-C interval.”
(3) The third parameter denoted as the “A-0 interval” is the period sessed with grade 2 dysphagia) in whom the bolus was
between the onset of SM-EMG (A) and the appearance of the upward divided into 2 or more swallows (as indicated by arrows)
deflection (0) of the laryngeal sensor. This interval reflects the while attempting to swallow 10 mL water.
1372 Stroke June 2000

TABLE 1. Summary of Complaints and Clinical Findings in


Patients With SBP and Dysphagia
%
Complaint
Feeling of cleaning the mouth 73
Inability to sufficiently clean the throat 73
Difficulties in bolus formation and control 67
Nasal regurgitation 53
Drooling of saliva 47
Feeling of material stuck in the throat 40
Abnormal postures during swallowing 33 Figure 2. Correlation between dysphagia limit and degree of
dysphagia in patients with SBP. Three patients could not be
Clinical finding included in the calculation due to their inability to swallow vol-
Dysphagia 100 untarily (r⫽0.62, P⬍0.0001). Figures around each diamond
denote the number of patients.
Slow/weak laryngeal elevation 87
Dysphonia/dysarthria 83 swallowing signal. Overall, in patients with SBP, the degree
Saliva accumulation in mouth 80 of dysphagia was well correlated with dysphagia limits
Weak voluntary cough 73 (Figure 2). The dysphagia limit was significantly reduced as
Coughing during a swallow 70 the degree of dysphagia increased (r⫽0.62, P⬍0.0001).
Emotional lability 60 Laryngeal Movements and Submental EMG
Brisk mandibular reflex 57 During Swallowing
Wet voice 50 Figure 3 illustrates the representative traces obtained from a
Increased palatal/pharyngeal reflexes 50 normal control subject (top traces) and a dysphagic patient
Loss of weight 45
with SBP (bottom traces) during swallowing of 3 mL water.
Measurements of the 0-2 interval, which is the time between
Tongue weakness 40
the onsets of the upward and downward movement deflec-
Lung infection 13 tions of the larynx and indicates the laryngeal upward and
relocation time during a swallow, and the A-C interval, the
Downloaded from http://ahajournals.org by on January 27, 2022

total duration of SM-EMG that indicates the onset and end of


The pattern of dividing the bolus into 2 separate swallows
oropharyngeal swallowing,10,18,19 revealed significant differ-
occurred with volumes between 3 and 20 mL. As the volume
ences in the 2 groups studied. These parameters of swallow-
increased, patients had to divide the bolus into even smaller ing, particularly the duration of SM-EMG, were prolonged in
portions and to perform additional swallows to swallow the patients with SBP (Figure 3B), as shown in the statistical
entire amount in the mouth. This pattern was never observed results given in Table 2. The A-0 time interval between the
in normal subjects unless they were required to swallow onset of SM-EMG and the onset of laryngeal upward deflec-
volumes exceeding 20 mL. In some cases, the dysphagia tion (shown as A-0 in Figure 3 by oblique arrows) was also
limit, at which the patient could swallow in a single attempt, significantly prolonged in patients with SBP.
was reduced to 1 to 3 mL. Furthermore, in some instances, In patients with SBP with severe dysphagia, the electro-
coughing, which indicates subglottal aspiration, occurred physiological pattern of swallowing showed further differ-
during an attempt to swallow, and these movements were ences. Three of these patients could not produce voluntarily
detected as several consecutive artifactual deflections in the initiated swallows, and any swallows recorded electrophysi-

Figure 1. Dysphagia limits obtained from


a patient with SBP (left) and from a con-
trol subject (right). Arrows indicate the
second and following swallows. For this
patient, the dysphagia limit was 10 mL
water.
Ertekin et al Dysphagia in Suprabulbar Palsy 1373

Figure 4. Averaged laryngeal sensor (top traces in each pair)


and integrated SM-EMG signals (bottom traces in each pair)
obtained during voluntarily initiated (A) and spontaneous saliva
swallowing (B) in a patient with SBP. Arrows denote the A-0
interval. Note that the A-0 interval is ⬍50 ms during spontane-
Figure 3. Averaged laryngeal sensor signals and integrated ous saliva swallows.
SM-EMG obtained from a normal control subject (A) and a SBP
patient with dysphagia (B) during swallowing of 3 mL water. The
prolongations of the A-0 (arrow) and A-C intervals (horizontal EMG Activity of the CP During Swallowing
line) were significant in the patient (B). Five responses were In 19 of 34 patients with SBP, the CP-EMG recordings were
averaged for each trace.
analyzed and compared with recordings obtained from 21
control subjects. Figure 5 displays the CP-EMG traces
ologically were spontaneous/reflexive in nature. An addi- obtained from a control subject and a patient with dysphagia.
tional group of 4 patients with grade 4 dysphagia was still During a swallow, the tonic EMG activity of the CP sphincter
able to swallow voluntarily, but their spontaneous swallows is normally switched off. The average pause in the EMG
activity during voluntarily initiated swallows was found to be
Downloaded from http://ahajournals.org by on January 27, 2022

occurred more frequently. Figure 4 illustrates that in their


462.0⫾17.8 ms in normal subjects and 388.6⫾17.8 ms in
attempt to swallow voluntarily, dysphagic patients first dem-
dysphagic patients (Table 3). This difference represents a
onstrate a prolongation of the A-0 interval (Figure 4A), and in
significant shortening of the CP-EMG pause in patients with
the advanced stages of dysphagia, when the voluntary trig-
SBP during swallowing of 1 to 3 mL water (P⬍0.006). In 9
gering of swallows is severely reduced or lost and all
patients with SBP, there were unexpected bursts of motor unit
swallows become spontaneous or saliva swallowing, the A-0
interval is notably shortened (Figure 4B), in most cases down
to ⬍50 ms.

TABLE 2. Summary of Electrophysiological Findings of


Patients and Normal Subjects During 3 mL Water Swallowing
Patients With
SBP With Normal Control
Dysphagia Subjects
Swallowing Parameters (n⫽31)* (n⫽35) P
0 –2 Laryngeal relocation 640.1⫾20.4 581.1⫾129.0 0.01
time, ms 111.6 74.0
360–925 420–702
Submental EMG duration 1188.0⫾103.2 924⫾24.5 0.02
(A-C interval), ms 565.5 140.5
500–3440 674–1250
A-0 interval, ms 423.5⫾64.6 279.2⫾19.4 0.04
353.6 111.7
18–1440 40–480
Figure 5. Superimposed laryngeal sensor signals (top traces in
Submental EMG 68.1⫾4.8 57.3⫾4.1 NS each pair) and CP-EMG traces (bottom traces in each pair) rec-
amplitude, ␮V 26.4 23.4 orded from a patient with SBP with dysphagia (top) and from a
26–133 22–103 control subject (bottom) during swallowing of 3 mL water. In the
patient, the duration of CP-EMG pause is shorter and indicates
Values are given as mean⫾SEM, SD, and range. a premature closure of the sphincter. Note the unexpected
*In 3 patients, voluntarily initiated swallows could not be performed. bursts of motor unit potentials (MUP; arrow).
1374 Stroke June 2000

TABLE 3. CP-EMG Parameters of the Cricopharyngeal Muscle of Upper


Esophageal Sphincter During Voluntarily Initiated Swallowing of 3 mL Water
Patients With SBP Normal
With Dysphagia Control Subjects
Parameter (n⫽19) (n⫽21) P
CP sphincter EMG pause, ms 388.6⫾17.8 462.0⫾17.8 0.006
77.8 81.8
250–600 300–630
Time from onset of laryngeal upward 137.9⫾23.2 113.1⫾17.7 NS
movement to onset of CP-EMG pause, ms 92.9 70.8
20–380 36–256
Time from end of CP-EMG pause to onset 166.5⫾15.7 100.4⫾19.0 0.006
of laryngeal downward movement, ms 56.8 60.1
60–232 18–190
Values are given as mean⫾SEM, SD, and range.

potentials (MUP in Figure 5) throughout the pause period of (80%). Dysarthria/dysphonia are reported to be common
the CP-EMG. The average time from the onset of laryngeal clinical characteristics of stroke patients with dysphagia and
upward movement to the onset of CP-EMG pause did not aspiration.7,20 –24 However, in previous stroke studies, the
differ in the 2 groups studied. However, in patients with SBP weak or slow elevation of larynx and saliva accumulation in
the CP sphincter closed prematurely during the upward the mouth either have not been found in a significant
relocation of the larynx, as indicated by the statistically proportion of patients or were not mentioned at all. Never-
significant difference (P⬍0.006) in the duration measured theless, according to our clinical experience, these findings
from the end of CP-EMG pause to the onset of laryngeal also appear to be frequently associated with dysphagia of
downward movement between patients and control subjects patients with SBP.
(Table 3). Indeed, in 5 patients, this period exceeded the With the electrophysiological tests described in our earlier
maximum measurement of 190 ms obtained in normal studies for the evaluation of oropharyngeal swallow,10,13,15,16
subjects. the dysphagia limit in all except 1 patient with SBP was
found to be pathological, with limits of ⬍20-mL bolus
Downloaded from http://ahajournals.org by on January 27, 2022

Overall, in patients with SBP, either the triggering of


swallowing reflex was delayed or the swallow could hardly volume. On the other hand, in all normal subjects, the
be triggered at all. Furthermore, whenever the reflex swal- dysphagia limit exceeded the 20-mL bolus volume. Further-
lowing could be triggered, it was slow and prolonged. In more, the measurements of dysphagia limit also correlated
addition, the CP muscles of the upper esophageal sphincter with the degree of clinical dysphagia in these patients (Figure
appeared to have become hyperreflexic, resulting in incoor- 2). Therefore, the measurement of dysphagia limit is a
dination, especially between slow laryngeal movements and sensitive method for the assessment of neurogenic dyspha-
short and incomplete relaxation time of CP sphincter during gia,16 and as a simple, quick, reproducible, and cost-effective
swallowing. None of these patients were referred for myot- method, it can readily be used in patients with SBP and the
omy surgery. time course of dysphagia can be followed objectively.
In addition to dysphagia limit assessment, other electro-
Discussion physiological methods, namely recordings of laryngeal move-
In SBP with multiple lacunar state, dysphagia is a very ment, submental EMG, and CP-EMG of the upper esophageal
common disorder, and for many patients, this causes serious sphincter, also provided valuable findings in patients with
management problems. This was also reflected in our sample, dysphagia. These additional findings can be summarized as
because 79.4% of 34 patients with SBP who were included in follows:
the study had severe dysphagia and 20.6% required nonoral (1) In patients, the triggering of a voluntarily initiated
feeding. Another important point was that in the majority of swallow was delayed compared with control subjects, as
patients, dysphagia persisted for weeks to months without any demonstrated by the prolongation of the A-0 interval (see
improvement. Thus, dysphagia is common, severe, and per- Figure 3), which is the time difference between the onset of
sistent in majority of patients with SBP. This is probably due SM-EMG and the onset of upward movement of the larynx13
to the presence of lesions in multiple loci, including the brain and provides indirect information about the voluntary trig-
stem and both cerebral hemispheres. Furthermore, the basal gering of swallowing reflex.14
ganglia and associated neural pathways should also play a (2) The laryngeal upward movement and relocation time of
role in the pathogenesis of dysphagia, as in most cases the the larynx during swallowing were significantly prolonged in
involvement of these structures was demonstrated by MRI. patients with SBP, as revealed by the prolongation of 0-2 time
In the present study, some clinical findings were frequently interval, which reflects the pharyngeal phase of swallowing
associated with dysphagia. Among these were the weak or reflex.9,10,16,17
slow elevation of larynx during swallows (87%), dysphonia (3) During swallowing, the duration of activation of
and dysarthria (83%), and saliva accumulation in the mouth submental suprahyoid muscles was longer in patients than in
Ertekin et al Dysphagia in Suprabulbar Palsy 1375

control subjects. These muscles have 2 principal roles in prolongation of the laryngeal relocation time of the swallow-
swallowing: the protection of the larynx by elevation, and the ing reflex as measured with the 0-2 time interval. Further-
transportation of bolus by providing a secondary support to more, the duration of submental muscle contraction was also
the tongue for its pumping action.18,25,26 Therefore, the prolonged, as demonstrated by prolongation of the A-C
duration of the SM-EMG is a parameter that provides interval. These findings may indicate that the extrapyramidal
considerable information about the duration of the pharyngeal influences on the bulbar center have somehow been affected.
phase of swallowing that was prolonged in dysphagic patients This assumption is based on similar findings observed in
with SBP with lacunar state. patients with Parkinson’s disease with dysphagia.14 Similarly,
(4) The CP-EMG recordings made during swallowing in patients with SBP, the accumulation of saliva in the mouth
revealed that the striated sphincter muscle of the upper and drooling may also be related to the involvement of the
esophageal sphincter was hyperreflexic and presumably dys- extrapyramidal system, in addition to the disturbance associ-
inhibited like other brain stem reflexes, such as mandibular ated with the corticobulbar system.
and palatopharyngeal reflexes. The emotional lability ob-
served in these patients may also have been associated with Acknowledgments
dysinhibition at the brain stem level. The hyperreflexic nature This work was supported by a grant from the Turkish Scientific and Tech-
of CP sphincter was apparent in the shorter EMG pause nological Research Council (TÜBITAK) (project SBAG-1739).
period during swallowing and its premature closure before
the larynx descended.9,14 References
1. Loeb C, Gandolfo C, Caponnetto C, Del Sette M. Pseudobulbar palsy: a
Three pathophysiological mechanisms can be proposed for clinical computed tomography study. Eur Neurol. 1990;30:42– 46.
the manifestation of dysphagia in SBP with multiple lacunar 2. Horner J, Massey EW, Riske JE, Lathrop DL, Chase KN. Aspiration
state: following stroke: clinical correlates and outcome. Neurology. 1988;38:
Because corticobulbar fibers are involved in the triggering 1359 –1362.
3. Horner J, Buoyer FG, Alberts MJ, Helms MJ. Dysphagia following
of voluntarily initiated swallows and have facilitatory effects brain-stem stroke: clinical correlates and outcome. Arch Neurol. 1991;
on the bulbar swallowing center,26 –29 in SBP, the extreme 48:1170 –1173.
prolongation of excitation of the submental muscles for 4. Horner J, Brazer SR, Massey EW. Aspiration in bilateral stroke patients:
triggering of the swallowing reflex observed with the A-0 a validation study. Neurology. 1993;43:430 – 433.
5. Nilsson H, Ekberg O, Olsson R, Hindfelt B. Dysphagia in stroke: a
interval should be associated with the involvement of the prospective study of quantitative aspects of swallowing in dysphagic
corticobulbar fiber system. In the advanced stages of corti- patients. Dysphagia. 1998;13:32–38.
cobulbar descending motor system involvement, a voluntary 6. Smithard DG, O’Neill PA, England RE, Park CL, Wyatt R, Martin DF.
Downloaded from http://ahajournals.org by on January 27, 2022

swallow cannot be initiated, and therefore it would be The natural history of dysphagia following a stroke. Dysphagia. 1997;
12:188 –193.
impossible for a patient with SBP to swallow voluntarily, 7. Barer DH. The natural history and functional consequences of dysphagia
although reflex swallowing can still be performed with the after hemispheric stroke. J Neurol Neurosurg Psychiatry. 1989;52:
bulbar swallowing center.26 These reflex swallows can be 236 –241.
8. Robbins J, Levine RL, Maser A, Rosenbek JC, Kempster GB. Swal-
detected clinically as well as electrophysiologically9,14 (Fig-
lowing after unilateral stroke of the cerebral hemisphere. Arch Phys Med
ure 4). Rehabil. 1993;74:1295–1300.
The second mechanism affected in swallowing disorders 9. Ertekin C, Aydogdu I, Yüceyar N, Kiylioglu N, Tarlaci S, Uludag B.
may be associated with suprasegmental inhibitory influences Pathophysiological mechanisms of oropharyngeal dysphagia in amyotro-
phic lateral sclerosis. Brain. 2000;123:125–140.
on the bulbar center. These influences appear to have been
10. Ertekin C, Pehlivan M, Aydogdu I, Ertas M, Uludag B, Celebi G,
removed through some peculiar pathological involvement of Colakoglu Z, Sagduyu A, Yüceyar N. An electrophysiological investi-
corticobulbar fibers. The abnormal EMG patterns recorded gation of deglutition in man. Muscle Nerve. 1995;18:1177–1186.
from the CP sphincter is similar to those obtained from 11. Pehlivan M, Yüceyar N, Ertekin C, Celebi G, Ertas M, Kalayci T,
Aydogdu I. An electronic technique measuring the frequency of spon-
patients with amyotrophic lateral sclerosis with corticobulbar taneous swallowing (digital phagometer). Dysphagia. 1996;11:259 –264.
involvement.9 There is further evidence in the literature for 12. Dantas RO, Kern MK, Massey BT, Dodds WJ, Kahrilas PJ, Brasseur JG,
the presence of such pyramidal inhibition on the swallowing Cook IJ, Lang IM. Effect of swallowed bolus variables on oral and
reflex.30 Therefore, it appears that the involvement of corti- pharyngeal phases of swallowing. Am J Physiol. 1990;258(Gastrointest
Liver Physiol 1):G675–G681.
cobulbar pathways in SBP not only alters the direct excitatory 13. Ertekin C. Clinical diagnosis and electrodiagnosis of swallowing dis-
influences but also results in dysinhibition by affecting the orders. In: Swenson MR, ed. Disorders of Speech and Swallowing.
inhibitory neural circuits. Consequently, the swallowing re- Minneapolis, Minn: AAEM 19th Annual Continuing Education Courses,
flex, particularly the CP sphincter reflex pattern, is dysinhib- Johnson Printing Co; 1996:22–33.
14. Ertekin C, Aydogdu I, Yüceyar N, Tarlaci S, Kiylioglu N, Pehlivan M,
ited (ie, released from inhibitory control). Further support for Çelebi G. Electrodiagnostic methods for neurogenic dysphagia. Electro-
this mechanism comes from observations in our patients of encephalogr Clin Neurophysiol. 1998;109:331–340.
increased mandibular and palatopharyngeal reflexes and 15. Logemann JA. Evaluation and Treatment of Swallowing Disorders, 2nd
ed. Austin, Tex: Pro-Ed Inc; 1998.
emotional lability. Likewise, it has also been suggested that in
16. Ertekin C, Aydogdu I, Yüceyar N. Piecemeal deglutition and dysphagia
amyotrophic lateral sclerosis, the possible involvement of limit in normal subjects and in patients with swallowing disorders.
suprabulbar inhibitor control may be accountable, through a J Neurol Neurosurg Psychiatry. 1996;61:491– 496.
release from inhibitory influences, for the increase in brain 17. Ertekin C, Yüceyar N, Aydogdu I. Clinical and electrophysiological
evaluation of dysphagia in myasthenia gravis. J Neurol Neurosurg Psy-
stem reflexes.9,14,31–33
chiatry. 1998;65:848 – 856.
Because the bulbar swallowing center is presumed to be 18. Donner MW, Bosma JF, Robertson DL. Anatomy and physiology of the
intact in patients with SBP, it is difficult to explain the pharynx. Gastrointest Radiol. 1985;10:196 –212.
1376 Stroke June 2000

19. Ertekin C, Aydogdu I, Yüceyar N, Pehlivan M, Ertas M, Uludag B, 26. Miller AJ. Deglutition. Physiol Rev. 1982;62:129 –184.
Çelebi G. Effects of bolus volumes on the oropharyngeal swallowing: an 27. Jean A, Car A. Inputs to swallowing medullary neurons from the periph-
electrophysiological study in man. Am J Gastroenterol. 1997;11: eral afferent fibers and swallowing cortical area. Brain Res. 1979;178:
2049 –2053. 567–572.
20. Smithard DG, O’Neill PA, Park C, Morris J, Wyatt R, England R, Martin 28. Miller AJ. The search for the central swallowing pathway: the quest for
DF. Complications and outcome after acute stroke: does dysphagia clarity. Dysphagia. 1993;8:185–194.
matter? Stroke. 1996;27:1200 –1204. 29. Martin RE, Sessle BJ. The role of the cerebral cortex in swallowing.
21. Gordon C, Hewer RL, Wade DT. Dysphagia in acute stroke. BMJ. Dysphagia. 1993;8:195–202.
1987;295:411– 414. 30. Quinlassida RZ, Amri M, Car A, Roman C. Intracellular activity of motor
22. Horner J, Massey EW. Silent aspiration following stroke. Neurology. neurons of the rostral nucleus ambiguus during swallowing in sheep.
1988;38:317–319. J Neurophysiol. 1997;77:909 –922.
23. Horner J, Massey EW, Brazer SR. Aspiration in bilateral stroke patients. 31. Buchholz DW. Neurogenic dysphagia: what is the cause when the cause
Neurology. 1990;40:1686 –1688. is not obvious? Dysphagia. 1994;9:245–255.
24. Linden P, Siebens AA. Dysphagia: predicting laryngeal penetration. Arch 32. Leighton SE, Burton MJ, Lund WS, Cochrane GM. Swallowing in motor
Phys Med Rehabil. 1983;64:181–184. neuron disease. J Soc Med. 1994;87:801– 805.
25. Gay T, Rendell JK, Spiro J. Oral and laryngeal muscle coordination 33. Hughes TAT, Wiles CM. Clinical measurement of swallowing in health
during swallowing. Laryngoscope. 1994;104:341–349. and in neurogenic dysphagia. Q J Med. 1996;89:109 –111.
Downloaded from http://ahajournals.org by on January 27, 2022

You might also like