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Copyright 0 Munksgaard, 1996

AJRI 1996: 35:352-359 American Journal of Reproductive Immunology


Printed in the United States of America - all rights reserved. ISSN 8755-8920

Immunotherapy for Recurrent Pregnancy Loss:


Analysis of Results From Clinical Trials
CAROLYN
B. COULAM,
MARYSTEPHENSON,
J. JAROS
STERN,
AND DAVID
A. CLARK

Coulam CB, Stephenson M , Stern JJ, Clark DA. Immunotherapy for recurrent pregnancy Key words:
loss: Analysis of results from clinical trials. AJRI 1996; 35:352-359 0 Munksgaard, Recurrent spontaneous abortion,
Copenhagen immunotherapy, leukocyte
PROBLEM: Up to 80% of unexplained recurrent spontaneous abortions (RSA) are thought immunization, intravenous
to have an immunologic mechanism. Yet clinical trials using immunotherapy to treat women immunoglobulin, chromosomal
experiencing RSA have low treatment effects. The present study was undertaken to explain abnormalities
the low treatment effects.
METHODS: Results of clinical trials using allogeneic leukocyte immunization and intrave- CAROLYN B . COULAM
nous (IV) immunoglobulin (Ig) are compared. The mechanisms of pregnancy loss are re- Genetics and IVF Institute,
viewed in light of data on frequency of karyotype abnormalities in trophoblast of failing Fairfax, Virginia
pregnancies.
RESULTS: Results of two independent analyses using allogeneic leukocyte immunization MARY STEPHENSON
as immunotherapy for all women with RSA revealed live birth ratios of 1.16 (P = 0.03) and Recurrent Pregnancy Loss
1.21 ( P = 0.02). When the analysis was limited to primary aborters, the live birth ratio in- Program, Women’s Health Centre,
creased to 1.46 ( P = 0.006). Live birth ratio after immunotherapy for all RSA using IVIg University of British Columbia,
was 1.88 (P = 0.04). Because of low treatment effects, confounders to treatment success of Vancouver, B.C., Canada
maternal age and number of previous abortions were studied. Chromosomal abnormalities
have been identified in 55% of concepti from RSA. The frequency of chromosomal abnor- J. JAROS STERN
malities remained constant for up to six pregnancy losses. Women with a history of pri- Grupo De Reproduction y Genetica
mary compared to secondary RSA had a higher frequency of karyotypically abnormal AGN y Associados Hospital
concepti (x2
= 4.54, P c 0.05). Risk factors for RSA also include number of previous losses. Angeles Del Pedregal, Mexico,
CONCLUSION: Chromosomal abnormalities are a significant confounder when evaluating DF. Mexico
efficacy of immunotherapy for treatment of RSA. Some women with RSA have a high risk
of recurrent chromosomal problems. DAVID A. CLARK
Departments of Medicine,
Pathology, Obstetrics and
Gynecology, McMaster University,
Hamilton, Ontario, Canada

Presented at the Sixth International


Congress of Reproductive
INTRODUCTION Immunology, Washington, DC,
July 19-23, 1995.
The prenatal period holds by far the greatest risk to human life. At least 60% of
human embryos die before birth.’ The majority of deaths occur pre- or peri-implan- Address reprint requests to
tation’ and the remaining 15% occur po~timplantation~ after clinical recognition of Carolyn B. Coulam, M.D., Director
pregnancy. The losses result in substantial physical and emotional pain as well as of Reproductive Immunology,
medical expense. Particularly frustrating for patients and health care providers is Genetics and IVF Institute,
Fairfax, VA 2203 1.
the problem of recurrent pregnancy loss. As many as 5% of all couples conceiving
experience two consecutive spontaneous abortions and 2% have three or more
Submitted August 9, 1995;
10sses.~Effective treatment is needed for these individuals. Before effective treat- accepted August 25, 1995.
ment can be instituted, the cause of pregnancy loss must be determined. Little in-
formation on causes of death in utero is available. Chromosomal abnormalities have
Q MUNKSGAARD, COPENHAGEN
IMMUNOTHERAPY FOR RECURRENT PREGNANCY LOSS / 353

been found in the majority of sporadic (non-recurrent) spontaneous abortion. To address the uncertainties caused
abort use^,^ but literature is developing which suggests a by these conflicting results, a worldwide collaborative ob-
role of the immune system in the success of pregnancy. servational study and meta-analysis was performed." Fif-
In unsuccessful pregnancies manifest as recurrent sponta- teen collaborating centers participated in the study. Nine
neous abortion, 50-80% of couples have been thought to randomized trials (seven double-blinded) were evaluated
have evidence of an immunologic cause.* independently by two data analysis teams to assure con-
Various forms of immunotherapy have been introduced clusions were robust. Although the independent analyses
to treat couples suffering from recurrent unexplained abor- used different definitions and statistical methods, the re-
tion~.'"~ However, the treatment effect of immunotherapy sults were similar (Table I). The percent live birth ratios
in couples with unexplained recurrent spontaneous abor- (ratio of live births in treatment and control groups) with
tion has been disappointingly low.'o The low treatment ef- 95% confidence intervals were 1.16 (range 1.01-1.34; P
fect of immunotherapy could result from a treatment of low = 0.03) and 1.21 (range 1.04-1.37; P = 0.02). The abso-
efficacy for a widely prevalent problem in these individu- lute differences in live birth rates between treatment and
als or from a highly effective treatment benefitting a small control groups were 8% and 10%. These results were based
subset of recurrent aborters. To determine which of these on a data set that included couples in whom the female
possibilities is the most likely explanation and thus to pro- partner had autoimmune abnormalities (positive ANA,
pose ways in which treatment effects of immunotherapy positive anticardiolipin antibody) where treatment reduced
can be improved, the current study was undertaken. In this the probability of a live birth or pre-existing anti-paternal
study, the results of randomized clinical trials using im- leukocyte antibodies or one prior successful pregnancy
munization with allogeneic leukocytes and intravenous with their partner where the probability of success with-
(IV) immunoglobulin (Ig) are compared, and the mecha- out treatment was high." A logistic regression analysis in-
nisms of pregnancy loss are reviewed. Based upon under- dicated negative prognostic variables of abnormal
standing of mechanisms of pregnancy loss obtained from autoimmunity and increasing numbers of losses with part-
these studies, methods to identify individuals most likely ner and a positive prognostic variable of pretreatment pa-
to respond to immunotherapy, thus improving treatment ternal antibody. A supplementary analysis of primary
effects, is proposed. recurrent aborters (no prior live births), excluding those
with autoimmunity and pre-existing anti-paternal antibody
RESULTS OF RANDOMIZED CLINICAL has been published subsequently." By selecting patients
TRIALS most likely to benefit from immunotherapy, the outcome
may be improved by at least 50% (Table I, Analysis #3).
Randomized clinical trials using immunotherapy in the When the analysis was restricted to patients who became
forms of immunization with allogeneic leukocytes'@14and pregnant after intervention, similar results were ~btained.'~
IVIg'53'6have been performed.
Intravenous Immunoglobulin Immunotherapy for
Allogeneic Leukocyte Immunotherapy for Recurrent Recurrent Spontaneous Abortion
Spontaneous Abortion An alternative to leukocyte immunotherapy is intravenous
Clinical trials evaluating allogeneic leukocyte immuniza- human immunoglobulin.15~'6Provided there is adequate
tion have both and ~ h a l l e n g e d ' ~the
- ' ~ effi- quality control, commercially available IVIg should be vi-
cacy method of immunotherapy for treatment of recurrent rus-free,18 decreasing the risk of viral transmission of dis-

TABLE I. Summary of Results of Clinical Trials Using lmmunotherapy for Treatment of Recurrent
Spontaneous Abortion
Treatment WBC Immunization IVlg

Analysis (ref) #I (10) #2 (10) #3 (17) (16)


Patients (N) 430 449 285 95
Auto Ab in some patients Yes Yes No No
Antipaternal Ab in some patients Yes Yes No Yes
Prior LB in some patients Yes Yes No Yes
Relative treatment effect in all patients 1.16 1.21 1.46 1.82
Absolute increase in % LB in all patients 8 10 16 28
Number needed to treat for one additional LB 13 10 6 4
WBC = white blood count, IVlg = intravenous immunoglobulin, Ab = antibodies, LB = live birth.

AMERICAN JOURNAL OF REPRODUCTIVEIMMUNOLOGY VOL. 35,1996


354 / COULAM ET AL.

ease compared to leukocyte immunization.” Two random- have been obtained from women with I 2 abortions. Un-
ized controlled trials of IVIg for treatment of recurrent til recently the extent to which chromosomal abnormali-
spontaneous abortion have been p ~ b l i s h e d . ” ~A’ ~Euro- ties contributed to recurrent abortion was thought to be
pean-based study showed a positive trend but did not relatively low.” Recently data have indicated that as many
achieve statistical significance due to too few patients as 60% of all abortuses from women experiencing recur-
for adequate statistical power given the magnitude of rent spontaneous abortion may be chromosomally abnor-
the effect.’’ However, a second US-based trial did show mal.23 To further evaluate the frequency of abnormal
a significant benefit.I6 This prospective, randomized, concepti among RSAs data were collected from three cen-
placebo-controlled trial showed the difference in live ters (Genetics and IVF Institute, USA; University of Brit-
birth rates between women receiving IVIg (62%) and pla- ish Columbia, Vancouver, BC, Canada; Grupo De
cebo (34%) ( P = 0.04).16 As the US-based trial did not Reproduction y Genetica AGN, Mexico City, Mexico) and
have larger numbers than the European-based trial, the analyzed. The results are shown in Table 11. A total of 209
positive result was due to an effect of greater magnitude. concepti from women with a history of RSA were in-
Based upon the magnitude of effect in the US-based trial, cluded: 175 from primary RSA and 34 from secondary
one needs to treat four women to achieve one additional RSA. Fifty-five percent of women with primary RSA and
live birth, making IVIg therapy more effective than leu- 35% of women with secondary RSA have chromosomal-
kocyte immunization in the treatment of recurrent sponta- ly abnormal embryonic trophoblasts. The difference in the
neous abortion (Table I). The greater magnitude of effect frequency of abnormal karyotypes from concepti of pri-
in the US-based study compared to the European-based mary and secondary RSA is significant (x2 = 4.54, P <
trial could have arisen by chance or by use of a different 0.05). That secondary recurrent aborters have a lower per-
study design. One of the potentially significant differences centage of chromosomally abnormal concepti may account
in study design between the two trials was timely initia- for a higher success rate in women with one prior live birth
tion of treatment. Patients began IVIg treatment prior to observed in the meta-analysis of immunotherapy using
conception in the US-based trial16 but after implantation husband leukocyte immunization for treatment of RSA.’’
in the European-based trial.” Studies using other forms Pregnancies with chromosomal abnormalities that abort
of immunotherapy have shown a significant increase in would not be expected to be rescued by immunotherapy.
live birth rates when treatment was begun preconceptually The frequency of chromosomal abnormalities among re-
compared to postconceptually.” Another study using IVIg current spontaneous abortions could represent a significant
to treat 11 women who had 4-8 unexplained pregnancy confounding variable in interpreting results from clinical
losses reported a live birth rate of 85%.2’ trials designed to test the efficacy of various forms of im-
munotherapy.
MECHANISMS OF PREGNANCY LOSS Data are accumulating to support an immunologic
mechanism contributing to the loss of chromosomally nor-
Early pregnancy loss can result from abnormalities within mal concepti that represent 45% of women with primary
the conceptus or the endometrium. It has been recognized recurrent miscarriage. The most extensive data has been
for some time that over 50% of early spontaneous abor- accumulated using genetically defined mice where several
tions are cytogenetically abnormal’; most of these data models of partner-specific abortion were As

TABLE II. Frequency of Abnormal Karyotypes Among Concepti From Women Experiencing Primary and Secondary
Recurrent Spontaneous Abortion Compared With Number of Prior Abortions
Abnormal Karyotypesb
Number Prior Primary RSA Secondary RSA Combined
Abortions N (%) Abn N (%) Abn N (%) Abn
0-1 123 (61) 9 (56) 132 (61)
3 78 (67) 7 (0) 85 (61)
4 55 (53) 8 (63) 63 (54)
5 31 (29) 14 (36) 45 (311
6 11 (55) 5 (40) 16 (50)
Total (3-6) 175 34 (35Ia 209 (52)
“Primary versus secondary RSA P < 0.05 (x’ = 4.54).
bSex ratio: xxlxy = 1.13.
CSuccessof karyotyping trophoblast 2 94%.

0 MUNKSGAARD, COPENHAGEN
IMMUNOTHERAPY FOR RECURRENT PREGNANCY LOSS / 355

in the human, it was confirmed that trophoblast cells are abortive pregnan~ies.~~ Thus NK cells and failure to sup-
resistant to transplantation immunity and deliberate immu- press NK cell activation plays an important role in immu-
nization against paternal antigens increased the probabil- nologically preventable spontaneous abortions. CD8+ cells
ity of success of pregnancy and not the probability of are required for immune protection against NK cell depen-
fail~re.~’”~ The basis for pregnancy failure was found to dent abortion in mice; these cells may carry UpT-cell re-
be the natural killer (NK) cell which recognized primitive ceptor, however, rather than yGT-cell receptor (see Clark
embryonic and tumor-like cells. NK cells cannot kill tro- et al., this issue).
phoblast in vitro, but NK cells activated by cytokines such
as IL-2 may kill trophoblast as well as NK-resistant tu- IDENTIFICATION OF INDIVIDUALS LIKELY
mor cells.26s28 Depletion of NK cells in vivo prevents abor- TO RESPOND TO IMMUNOTHERAPY
tions in mice, whereas NK cell activators such as poly I
polyC- and y-interferon cause abortion^.^^-^^ Macrophages Understanding the mechanisms involved in recurrent spon-
have been proposed to play a role by interacting with NK taneous abortion allows a more focused approach to treat-
cells.28Cytokines facilitating this interaction, gamma in- ment. Since 55% of abortuses from women experiencing
terferon and TNF-a, were also found to enhance the abor- previous recurrent spontaneous abortion are chromosomal-
tion process, and antagonists of TNF-a prevented ly abnormal (Table 11), differentiation of the 55% from the
abortions.28230 The fetus, removed from its trophoblas- remaining 45% is required. Table I11 outlines a model to
tic cocoon, acts as a typical allograft, but when within predict the risk of aborting a chromosomally abnormal
is protected from classical transplant rejection type conceptus in subsequent pregnancies after three con-
i m m ~ n i t y ~ factors
’ . ~ ~ ; affecting trophoblast integrity play secutive spontaneous abortions. Analysis of the model
a key role in determining the survival of the entire feto- suggests an increase in the percentage of chromosomal
placental unit. Further studies have defined mechanisms abnormalities in abortuses as the number of pregnancies
which may spontaneously activate the NK cell macroph- increases. The majority of the abnormalities were tri-
age system, mechanisms involved in immunoprotection of somies (data not shown). Chromosomally abnormal
the implanted conceptus, and have confirmed homologies losses do not repeat 100% of the time, but rather the
between the findings in mice and in women. overall risk of a repeated chromosomal abnormality is
In humans, there is evidence that CD8+ T cells may rec- 35% after three losses and rises to 70% after six losses.
ognize trophoblast. These T cells carry the $-type recep- The high risk of recurrence of a chromosomal abnor-
tor rather than a0 T-cell receptor that requires HLA A, B, mality as basis for nonimmunologically modifiable loss
C for efficient recognition and binding.33In normal suc- suggested by this model is in agreement with data of
cessful pregnancy or after T cell activation as occurs with W a r b ~ r t o n If
.~~a woman aborts a karyotypically tri-
immunization, CD8+ cells are activated, express proges- somic conceptus and subsequently conceives and aborts
terone receptors, and in response to the hormone, secrete a second pregnancy, the risk of the second abortus hav-
a factor that inhibits activation of NK ~ e l l s . Other ~ ~ - ~ ~ ing a trisomic chromosomal abnormality is 67%.44Thus,
cytokines may also be produced by activated CD8+ T cells, it appears that a subset of woman experiencing RSA are
and it is hypothesized that some of these may enhance an- at increased risk of recurrent chromosomal nondisjunc-
tibody responses (IL-4), inhibit macrophages (IL- lo), and tion. Sensitive and specific markers for differentiating
facilitate activation of bone marrow-derived TGF-0-pro- these women from those likely to benefit from immu-
ducing suppressor cells (IL-3, GM-CSF) found in de- notherapy are needed.
~ i d u a . Women
~ ~ . ~ with~ recurrent miscarriage show a Risk factors for chromosomal abnormalities in concepti
deficient activation of their CD8+ cells in early preg- include maternal age43*4547 and history of previous tri-
nancy4’ and a relative loss of CD56+ and CD16- cells with The association of advancing maternal age
an excess of CD56+ CD16+ cells.41CD56+ CD16+ cells with increasing odds for embryonic trisomy has been well-
represent conventional NK cells that are particularly ef- established for spontaneous abortions.46947 A number of
fective in lysing trophoblastic target cells when activated studies have reported advancing maternal age as a risk fac-
by IL-2.28An infiltrate of CD56+ CD16+ NK cells has tor for RSA4547and several have found it not to be a risk
been noted in placental bed biopsies of incipiently abort- When multiple logistic analysis was used to
ing patients with a history of recurrent spontaneous abor- compare relative importance of maternal age of obstetric
t i ~ n . Quantitation
~’ of CD56+ NK cells in peripheral blood history for prediction of embryonic karyotype, maternal
of patients with recurrent spontaneous abortion with a fail- age was the only significant predictor of chromosomal ab-
ing pregnancy has shown a significant elevation associated n~rmality.~’ In this study, a history of previous live births
with spontaneous abortion of a conceptus of normal karyo- and number of previous miscarriages had no significant
type, and a normal level associated with loss of embryos relationship to the frequency of chromosomal errors in sub-
that are karyotypically abn~rmal.~’ Further, high blood NK sequent miscarriages when maternal age was taken into
levels in nonpregnant women have been found to predict ac~ount.~’
AMERICAN JOURNAL OF REPRODUCTIVE IMMUNOLOGY VOL. 35,1996
356 I COULAM ET AL.

TABLE Ill. Model for Predicting Outcome of Pregnancies Among 1,000 Women With Primary RSA Who Have Three
Prior Unexplained Pregnancy Lossesa
Expected outcome Nature of failures Risk of a recurrent
Pregnancy Success Fail “Immunologically “C hromosomally chromosome
Number N N modifiable” (45%)b abnormal” (55%) abnormality
4 600 400 180 220 0.35
(43Y
5 172 228 103 125 0.4gd
(28)c
6 64 164 74 90 0.64
(16)c
7 36 128 58 70 0.70
“Theprobability of successful pregnancy is based upon previously published data.7
bBased on assumption that only chromosomally normal embryos can be “saved’ by immunotherapy, this is the maximum number of
modifables. As some represent karyotypically normal embryos from those who had prior loss of a chromosomally abnormal em-
bryo, some may succeed without any immunologic intervention.
‘Expected success rate without treatment based on meta-analysis data. The result is shown for the next pregnancy for those who
have failed the previous time.
dabnormal karyotypes - (10% genetic accidents) calculated from
chromosomal abnormalities
i.e. 125 - 18 - 107
220 - 220

The risk for spontaneous abortion in a subsequent preg- pregnancies the percentage of circulating CD56+ cells that
nancy is increased when a normal embryonic karyotype is express TJ6 was 28%.s7In nonviable pregnancies with nor-
found in abortus materia1.s’44’s2-54
When an embryonic chro- mal karyotypes the percentage of circulating TJ6 CD56+
mosomal abnormality was diagnosed, the risk of subse- cells was significantly increased to 74% (P < 0.05) and
quent spontaneous abortion was 15-17%s,52compared with with abnormal karyotypes the percentage of circulating
23% when the embryonic karyotype was n ~ r m a l . ~Most .~‘ TJ6+ CD56+ cells was significantly decreased to 10% ( P
importantly, the subsequent losses after loss of karyotypi- < 0.05).57
cally normal conceptus had a high probability of also be- Recent data suggest that IVIg therapy is useful in main-
ing chromosomally n 0 r m a 1 . ~ Thus,
~ ~ ~ with
~ ~ ~a -history
~ ~ of taining pregnancies among women with a history of re-
recurrent spontaneous abortion, demonstration or normal current spontaneous abortion who loose karyotypically
embryonic karyotype may be the most important indica- normal embryos and who demonstrate elevated levels or
tion for diagnostic evaluation and possible treatment of CD56+ NK cells greater than 12% of circulating white
women experiencing recurrent spontaneous abortion. At blood cells in maternal blood.42A significantly higher pro-
the present time, the only way to identify such women is portion of women with CD56+ cells > 12% who received
to have results of chromosome analysis of previous preg- IVIg than those who did not receive IVIg had viable preg-
nancy losses available. However, recent data suggests it nancies ( P = 0.0002).42Interestingly, IVIg appears to de-
may be possible to identify recurrent aborters at risk for crease the percentage of circulating NK cells among
loosing a karyotypically normal conceptus without karyo- recurrent miscarriage patients.58 Thus, percentage of cir-
typing products of conception. As previously discussed, culating CD56+ NK cells is a marker of recurrent sponta-
NK cells and failure to suppress NK cell activation plays neous abortions with an immunologic cause which is likely
an important role in immunologically preventable sponta- to respond to immunotherapy with IVIg.
neous abortions.28An elevation in the percentage of cir- An immunologic cause of abortion may also mean an
culating CD56+ NK cells in women with reproductive immunologic abnormality (marker) is identified and is
losses predicts the loss of a karyotypically normal concep- thought to explain the spontaneous abortion. Some inves-
tus while normal levels are associated with the loss of a tigators have found increased frequencies of a variety of
chromosomally abnormal c o n c e p t u ~A. ~more
~ striking as- autoantibodies in women with recurrent abortion.s9@These
sociation has been reported when comparing losses with women have been successfully treated using aspirin and
abnormal and normal subsequent karyotypes by measur- heparin:’ aspirin and prednisone:’ and IVIg” as immu-
ing CD56+ NK cells, which also react with antibodies notherapy. Other investigators have considered those
raised against TJ6.” TJ6 is a 70-80 kDa protein found on couples with three or more unexplained pregnancy losses,
B lymphocytes during normal pregnancy.s6 During viable not more than one live birth and no losses with another

0 MUNKSGAARD. COPENHAGEN
IMMUNOTHERAPY FOR RECURRENT PREGNANCY LOSS / 357

partner as a category of immunologic pregnancy I O S S . ' @ ' ~ ploidy in their abortuses would not be expected to respond
The rationale for including this latter category is historic to immunotherapy. To eliminate abnormal chromosomes
and was based upon theory subsequently proven not to be within concepti as a confounding variable for clinical tri-
completely correct. The theory stated that couples who als testing various forms of immunotherapy, specific mark-
shared multiple HLA antigens abort due to failure of for- ers are necessary to identify those who have abnormal
eign paternal antigens to stimulate maternal immune re- embryos. Currently available diagnostic markers include
sponse necessary for maintenance of pregnancy.63The idea karyotyping the trophoblast and percentage of circulating
of transfusing blood lymphocytes from the donor of for- CD56+ NK cells. Additional sensitive and specific tests
eign antigens on the "graft" (i.e., the father) to enhance are needed. It may also be important to identify and ex-
success, as in renal transplants, was tried.".633" The suc- clude from leukocyte immunotherapy patients with autoim-
cess rate (live birth rate) in the pilot studies was 70% and mune markers. It is possible that IVIg may achieve better
a randomized controlled trial was then performed, which results in treatment of RSA by virtue of an ability to ame-
showed a 37% success rate in women injected with their liorate rather than to aggravate subclinical autoimmunity
own blood lymphocytes and 77% in women injected with that may be causing recurrent losses in some patients by
their husband's cells. I ' Thus, a partner-specific immune mechanisms yet to be defined.
response defect hypothesis became an established expla-
nation for recurrent spontaneous abortions. Subsequent
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AMERICAN JOURNAL OF REPRODUCTIVEIMMUNOLOGY VOL. 35,1996

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