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r Academy of Management Annals

2019, Vol. 13, No. 1, 148–187.


https://doi.org/10.5465/annals.2016.0121

TAKING STOCK OF MORAL APPROACHES TO LEADERSHIP:


AN INTEGRATIVE REVIEW OF ETHICAL, AUTHENTIC,
AND SERVANT LEADERSHIP
G. JAMES LEMOINE1
University at Buffalo—The State University of New York

CHAD A. HARTNELL
Georgia State University

HANNES LEROY
Erasmus Universiteit Rotterdam

Moral forms of leadership such as ethical, authentic, and servant leadership have seen
a surge of interest in the 21st century. The proliferation of morally based leadership
approaches has resulted in theoretical confusion and empirical overlap that mirror
substantive concerns within the larger leadership domain. Our integrative review
of this literature reveals connections with moral philosophy that provide a useful
framework to better differentiate the specific moral content (i.e., deontology, virtue
ethics, and consequentialism) that undergirds ethical, authentic, and servant leader-
ship, respectively. Taken together, this integrative review clarifies points of inte-
gration and differentiation among moral approaches to leadership and delineates
avenues for future research that promise to build complementary rather than re-
dundant knowledge regarding how moral approaches to leadership inform the broader
leadership domain.

INTRODUCTION journals that pertain to just three of these: ethical


leadership (Brown, Treviño, & Harrison, 2005),
A vast focal shift has swept the field of leader-
authentic leadership (Gardner, Cogliser, Davis, &
ship research in the 21st century. Whereas schol-
Dickens, 2011; Walumbwa, Avolio, Gardner, Wernsing,
ars had previously argued that leadership could
& Peterson, 2008), and servant leadership (Liden,
not or should not be concerned with issues of
Wayne, Liao, & Meuser, 2014b; van Dierendonck,
ethics and morality (e.g., England & Lee, 1974;
2011).2
Rost, 1991; Thompson, 1956), the moral nature
The emergence of these new models raises old
of leaders is now seen by many as not only nec-
questions that have persisted in the larger leader-
essary for the good of society but also essential
ship domain regarding the degree to which pro-
for sustainable organizational success (Free-
liferating leadership constructs are distinct (Lord,
man, Wicks, & Parmar, 2004; Gulati, Nohria, &
Wohlgezogen, 2010; Padilla, Hogan, & Kaiser,
2
2007). As a result, many new morally focused ap- Our review focuses on ethical, authentic, and servant
proaches and theories of leadership have emerged in leadership because they each explicitly reference moral
the literature, with nearly 300 articles in peer-reviewed content in their definitions, are conceptually well devel-
oped, and offer a substantial body of empirical research to
draw on. Other constructs such as spiritual (Fry, Vitucci, &
The authors gratefully acknowledge Bruce Avolio, Terry Cedillo, 2005), humble (Owens & Hekman, 2012), and re-
Blum, Jim Detert, JP Eggers, Bill Gardner, Hamed Ghahremani, sponsible (Maak & Pless, 2006) leadership might refer-
Alex King, Lisa Schurer Lambert, Bob Liden, Ian MacFarlane, ence alternate or complementary forms of moral leadership.
Eric Michel, Kerry Sauley, Christina Shalley, Paul Tesluk, We do not review these constructs here because of their
Linda Treviño, Dirk van Dierendonck, and Daan van relative lack of scholarly attention compared with ethical,
Knippenberg for helpful advice in constructing this authentic, and servant leadership; however, their examina-
manuscript. tion through the moral framework revealed in our review
1
Corresponding author. would constitute a promising future research direction.

148
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2019 Lemoine, Hartnell, and Leroy 149

Day, Zaccaro, Avolio, & Eagly, 2017; Meuser, Gardner, conceptual foundations. We explore these points of
Dinh, Hu, Liden, & Lord, 2016). Criticisms of the divergence in the second part of our review as we
leadership literature have been abundant throughout consider the theoretical origins and moral founda-
much of its scholarly life, among which are a per- tions of each construct, illuminating a much more
ceived lack of theoretical development, overlapping promising path forward for the study of moral
constructs, questionable measurement, and redun- leadership. This review reveals each leadership
dant outcomes (Lombardo & McCall, 1978; Rost, approach’s unique and even contrasting answer
1991; van Knippenberg & Sitkin, 2013; Yukl, 1999). to the question: “What is moral?” (Blasi, 1984;
Are moral leadership studies accumulating re- Eisenbeiss, 2012). We found that ethical, authentic,
dundant or unique knowledge? Is the literature re- and servant leadership are distinct in their emphases
peating the mistakes of the past or is it breaking new on compliance with normative standards, self-
ground? awareness and self-concordance, and stakeholders,
A comprehensive literature review can address respectively. These “moral contents” reflect the
questions about constructs’ novelty or redundancy three major approaches to normative morality pro-
by clarifying their conceptual and theoretical bound- posed by the moral philosophy literature (e.g.,
aries, and then documenting evidence from the em- Baron, Pettit, & Slote, 1997; Shafer-Landau, 2015):
pirical literature to discern whether their theoretical servant leadership’s emphasis on stakeholder out-
commonalities and differences are supported (Clark comes is congruent with moral consequentialist
& Watson, 1995). Following this model, the first theory, ethical leadership’s focus on norms and
part of our review takes stock of more than a decade standards aligns with deontology’s core precepts,
of rapidly accumulating empirical research to ascer- and authentic leadership’s foundation in the leader’s
tain what we have learned about moral approaches self-awareness and moral courage is consonant with
to leadership. Our review of the empirical litera- the most critical elements of the virtue ethics ap-
ture reveals a plethora of commonalities. Although proach. We highlight exemplars from a growing mi-
some distinctions among ethical, authentic, and ser- nority of empirical work that feature these moral
vant leadership are clearly drawn by their respective foundations and provide initial evidence for dif-
foundational literatures (a point we subsequently ferences in nomological networks. More precise
explore in our theoretical review), most of the em- linkages to each leadership approach’s moral foun-
pirical work treats them much more generally and dations highlight the tensions that may exist between
homogeneously in terms of their moral content, ob- various approaches to moral leadership. Indeed, con-
scuring important theoretical distinctions. This ge- sequentialists, deontologists, and virtue ethicists may
neric approach creates three problems. First, to a end up with completely different responses when
large degree, scholars link ethical, authentic, and faced with the same moral dilemma (Shafer-Landau,
servant leadership to common outcomes with few 2015). These distinctions and even potential tensions
tests to delineate the degree to which they generate between the three approaches stand in sharp contrast
construct-specific effects. Second, researchers typically to the empirical overlap we identified in the first part
use common theory to justify the inclusion of com- of our review.
mon mechanisms without regard to each leadership Our integrative review, thus, raises critical issues
approach’s theoretical distinctions. Finally, em- concerning points of convergence among the three
pirical measures feature a degree of common com- moral leadership approaches that threaten to un-
position, or significant points of overlap. These dermine the extent to which extant scholarship can
challenges are not uncommon for constructs in inform how leaders’ moral behaviors uniquely con-
early stages of validation, but they paint a pessi- tribute to our understanding of leadership and its
mistic picture of the field’s future prospects. Rather effectiveness. We leverage the theoretical founda-
than accumulating unique knowledge, our findings tions to identify underemphasized connections be-
raise uncertainty about the extent to which moral tween moral forms of leadership and their respective
forms of leadership are breaking new ground. moral underpinnings. In the final section of this re-
On its own, the lack of differentiation highlighted view, we describe how attention to these moral bases
in our review of the empirical literature would seem can both attenuate the challenges of common out-
to suggest that ethical, authentic, and servant lead- comes, theory, and composition identified in the
ership should be consolidated into a single “moral empirical review and also inform new research di-
leadership” construct. Such a conclusion, however, rections which promise to meaningfully expand
dismisses the meaningful distinctions in each construct’s our understanding of how morality and leadership
150 Academy of Management Annals January

intersect. We discuss how these opportunities have measurement underscores the importance of peri-
important implications for theory and measurement odically assessing the degree to which a construct’s
within the broader leadership literature. accumulation of empirical evidence supports their
In summary, our review reveals substantial prom- theoretical bases and identifying opportunities for
ise in the study of moral leadership, albeit promise scientific advancement via “ever more precise spec-
largely untapped in much (but not all) of the extant ification” (van Knippenberg & Sitkin, 2013: 45).
research. A surface-level examination of the broad Our review follows the theoretical development,
body of empirical literature might indicate that au- empirical assessment, and theoretical refinement
thentic, ethical, and servant leadership lack distinc- steps of the construct validation process. We first re-
tion and could be consolidated into a single moral view ethical, authentic, and servant leadership’s
leadership construct without meaningful loss, but conceptual foundations. Next, we review the empiri-
a deeper investigation of their conceptualizations and cal literature to assess whether it corresponds with
emerging substreams of research suggests that this theoretical distinctions. We then identify theoretical
would be an atheoretical mistake. Considering any refinements through reviewing the moral moorings
of the three approaches to moral leadership as “ge- that underpin each form of moral leadership. Drawing
nerically moral” obscures potentially important vari- on these three components of our review, we discuss
ance in both the constructs themselves and their the implications of theoretical refinement for the fu-
correlates and oversimplifies much more complex ture of ethical, authentic, and servant leadership re-
phenomena. Their conceptual distinctions highlight search as well as offer insight into how all three moral
the need for more thoughtful consideration of the forms of leadership can contribute uniquely to our
forms of normative morality in moral leadership re- understanding of moral leadership in the workplace.
search, and a small body of exemplar research show-
cases the promise of such an approach. The moral
REVIEW OF CONCEPTUAL FOUNDATIONS
foundations have significant import for improving
each construct’s validity by refining their conceptual We begin our examination of the three forms of
boundaries, further differentiating their nomological moral leadership by reviewing their definitions and
networks, and disentangling commonalities among dimensional structure (Table 1) as a prelude to our
their empirical measures. Resolving these issues illu- review of the empirical literature. Our purpose in
minates an array of meaningful research questions with this portion of the review is not to critique or add to
potential to generate more robust theory on how mo- extant theory. Rather, we summarize seminal con-
rality and leadership intersect and interact in practice. ceptualizations as a foundation upon which to exam-
ine whether extant empirical work has accentuated
points of theoretical commonality or distinctiveness.
A CONSTRUCT VALIDATION APPROACH
We adopt a construct validation approach to
Ethical Leadership—A Focus on Compliance with
structure our review. Contrary to popular practice,
Normative Standards
construct validation is not a stamp of approval
that exists in perpetuity once certain initial em- Ethical leadership is defined as “the demonstra-
pirical thresholds have been met. Rather, construct tion of normatively appropriate conduct through
validation is an iterative process of theoretical personal actions and interpersonal relationships,
development and refinement via empirical evalua- and the promotion of such conduct to followers
tion (Cronbach, 1971). The theory is developed by through two-way communication, reinforcement,
specifying a nomological network, or a pattern of and decision-making” (Brown et al., 2005: p. 120).
relationships based on theory and observation that An ethical leader acts both as a “moral person,”
“make clear what something is” (Cronbach & Meehl, maintaining fairness and honesty in relationships
1955: p. 290). Aspects of this nomological network with subordinates, and as a “moral manager,” dem-
are tested empirically, the findings of which form onstrating and reinforcing desired and normatively
the basis of evidence for refined theory. Accord- appropriate behaviors (Table 1) (Brown et al., 2005;
ingly, construct validation is a continual learning Treviño, Hartman, & Brown, 2000). Predicated on
process in which nomological networks expand these conceptual foundations, the framers of ethical
and contract based on new insights derived from leadership posited that ethical leaders are credible
theoretical development and empirical investiga- role models who emulate desired ethical attitudes
tion. This dynamic interplay between theory and and behaviors for subordinates and provide rewards
2019 Lemoine, Hartnell, and Leroy 151

TABLE 1
Conceptual Definitions and Dimensional Structure
Conceptual Definition Dimensional Structure

Ethical leadership “The demonstration of normatively appropriate conduct through personal c Moral person
actions and interpersonal relationships, and the promotion of such c Moral manager (reinforcement
conduct to followers through two-way communication, reinforcement, and modeling)
and decision-making.” (Brown et al., 2005: 120)
Authentic leadership “A process that draws from both positive psychological capacities and c Self-awareness
a highly developed organizational context, which results in both greater c Balanced processing
self-awareness and self-regulated positive behaviors on the part of c Relational transparency
leaders and associates, fostering positive self-development.” (Luthans & c Internalized moral perspective
Avolio, 2003: 243)
“(a) The role of the leader is a central component of their self-concept,
(b) they have achieved a high level of self-resolution or self-concept
clarity, (c) their goals are self-concordant, and (d) their behavior is self-
expressive.” (Shamir and Eilam, 2005: 398–399)
Servant leadership “The servant-leader is servant first... the difference manifests itself in the c Behaving ethically
care taken by the servant - first to make sure that other people’s highest- c Creating value for the community
priority needs are being served... do those served grow as persons? c Putting others first
Do they, while being served, become healthier, wiser, freer, more c Helping others grow and succeed
autonomous, more likely themselves to become servants? And what is c Emotional healing
the effect on the least privileged in society; will they benefit or, at least, c Empowering others
not be further deprived?” (Greenleaf, 1977: 13–14) c Conceptual skills
The servant leader acknowledges “his or her moral responsibility not only
to the success of the organization, but also to his or her subordinates, the
organization’s customers, and other organizational stakeholders.”
(Ehrhart, 2004: 68)

for ethical conduct and consequences for “those who p. 802). Authentic leaders, thus, make moral judg-
don’t follow the standards” (Brown et al., 2005: ments freely and independently, without concern
p. 120). They combine a general, consistent moral for potentially opposing normative or external social
character with a focus on organizational or cultural pressures (Guignon, 2004; Taylor, 1991).
norms, standards, and rule compliance. These con- As shown in Table 1, authentic leadership is
ceptual emphases appear in the unidimensional me- composed of four dimensions: self-awareness (i.e.,
asure of ethical leadership, representing both the knowing oneself), balanced processing (i.e., objec-
moral person and manager (Brown et al., 2005). tively thinking through both sides of issues), re-
lational transparency (i.e., acting in accordance
Authentic Leadership—A Focus on Self-Awareness with one’s true nature rather than contrived or fake
and Moral Self-Concordance manners), and an internalized moral perspective
(i.e., moral self-regulation and behaving in accor-
In contrast to ethical leadership’s focus on compli-
dance with these moral values) (Walumbwa et al.,
ance with external expectations, authentic leadership
2008). Although this operationalization has been
is primarily concerned with a leader’s self-awareness, dominant in research and its dimensional structure
self-regulation, and self-concordance, and modeling
has been validated (Neider & Schriesheim, 2011),
these characteristics to subordinates (Luthans & Avolio,
a variety of definitions and understandings of the
2003). Authentic leadership uniquely and consis-
construct have emerged (Gardner et al., 2011, for
tently focuses on leaders’ self-concept and concordant
a review). The common element among them is a
self-expression (Shamir & Eilam, 2005). Authentic
focus on the leader’s self-confidence, self-concept,
leaders are described as individuals who value a sa-
self-awareness, authenticity, and general character.
lience of self over role (Henderson & Hoy, 1983),
“persons who have achieved high levels of authen-
Servant Leadership—A Focus on Multiple
ticity in that they know who they are, what they be-
Stakeholders
lieve and value, and they act on those values and
beliefs while transparently interacting with others” Robert Greenleaf defined servant leadership as: “The
(Avolio, Gardner, Walumbwa, Luthans, & May, 2004: servant-leader is servant first. . . the difference manifests
152 Academy of Management Annals January

itself in the care taken. . . to make sure that other people’s homogeneous moral approaches to leadership (Dinh,
highest priority needs are being served. . . × Do those Lord, Gardner, Meuser, Liden, & Hu, 2014), their
served grow as persons? Do they, while being served, definitions reveal potentially meaningful distinctions
become healthier, wiser, freer, more autonomous, more in their conceptual emphases. Ethical leadership
likely themselves to become servants? And, what is the focuses on compliance with normative standards,
effect on the least privileged in society? Will they benefit authentic leadership focuses on self-awareness and
or at least not be further deprived?” (Greenleaf, 1970: p. self-concordance, and servant leadership focuses
27). This conceptualization is frequently referenced on benefiting multiple stakeholders. It was with this
(e.g., Pless & Maak, 2011; van Dierendonck, 2011), but its framing in mind that we commenced our full
usefulness as a construct definition is limited due to review.
defining servant leadership in terms of its outcomes In the ensuing empirical literature review, we
rather than its behaviors. document the outcomes and mediators examined in
Whereas many scholars cite and build from Green- nearly 300 articles focusing on ethical, authentic,
leaf’s definition of servant leadership, multiple efforts and servant leadership. The study-specific results of
have attempted to refine its conceptual focus. Ehrhart this review are reported in Appendices 1–3, which
(2004: p. 68) defined servant leadership as one in are available as online supplements to this article.
which the leader recognizes “his or her moral re- Appendix 1 reports the direct effects between ethi-
sponsibility not only to the success of the organization, cal, authentic, or servant leadership and a study’s
but also to his or her subordinates, the organization’s outcome(s). Appendix 2 documents the mediating
customers, and other organizational stakeholders.” mechanisms through which ethical, authentic, and
The emphasis on stakeholders is prevalent in other servant leadership indirectly affect a study’s outcome.
definitions of servant leadership, such as “an un- These tables collectively attest to the voluminous
derstanding and practice of leadership that places the and diverse empirical support for the criterion-related
good of those led over the self-interest of the leader” validity of the three approaches to moral leadership.
(Laub, 1999: p. 23); “[a style of leadership which] em- Appendix 3 illustrates the more limited body of liter-
phasizes leader behaviors that focus on follower de- ature documenting antecedents to ethical, authentic,
velopment, and de-emphasizing glorification of the and servant leadership. Rather than focusing on the
leader” (Hale & Fields, 2007: p. 397); “a model that granular detail of each individual study, we report
identifies serving others – including employees, cus- conclusions derived from broad patterns that emerged
tomers, and community – as the number-one priority” within our review.
(Spears, 2002: p. 4); “a group-oriented approach
to leadership that emphasizes serving others”
EMPIRICAL LITERATURE REVIEW
(Schaubroeck, Lam, & Peng, 2011: p. 865); and
“influence behaviors, manifested humbly and ethi- Our review of the empirical body of literature re-
cally within relationships, oriented towards follower veals that similarities among ethical, authentic, and
development, empowerment, and continuous and servant leadership’s effects are far more prevalent
meaningful improvement for all stakeholders” than their differences. Our review identified three
(Lemoine, 2015: p. 45). In sum, Greenleaf’s conception problems that require attention to increase the use-
and subsequent definitions align in their suggestion fulness of research into moral forms of leadership:
that servant leadership’s distinctive focus is on serving common outcomes (i.e., emphasis on criterion-related
multiple stakeholders. The most prominent oper- validity), common theory, and common composition
ationalizations of servant leadership (Ehrhart, 2004; (i.e., construct measurement overlap).
Liden, Wayne, Zhao, & Henderson, 2008) comprise
similar dimensions and include behaving ethically,
Common Outcomes—Emphasis on Criterion-
creating value for the community, putting others first,
Related Validity
helping others grow and succeed, emotional healing,
empowering others, and conceptual skills (Table 1). A substantial volume of scholarship has focused
on connecting ethical, authentic, and servant lead-
ership to common organizational outcomes such as
Comparing Ethical, Authentic, and Servant
positive employee attitudes and behaviors to estab-
Leadership
lish criterion-related validity in each respective
Although ethical, authentic, and servant leader- stream of research. Table 2 illustrates the extent of
ship are commonly grouped together as somewhat this issue, listing the most frequent outcomes and
2019 Lemoine, Hartnell, and Leroy 153

TABLE 2
Ethical, Authentic, and Servant Leadership’s Criterion-Related Validity (Direct and Indirect Effects)
Type of
Outcome Ethical Leadership Authentic Leadership Servant Leadership

Perceived 2 studies: Brown et al. (2005); Toor 2 studies: Emuwa and Fields (2017); 3 studies: Flynn et al. (2016); Hale and
leader and Ofori (2009) Peus et al. (2012) Fields (2007); Winston and Fields (2015)
effectiveness
Justice 6 studies, including Demirtas (2015); 3 studies: Hsiung (2012); Kiersch 6 studies, incuding Kool and van
Shin et al. (2015); Wang et al. and Byrne (2015); Li et al. (2014) Dierendonck (2012); Mayer et al. (2008);
(2015) Walumbwa et al. (2010)
Job satisfaction 10 studies, including Avey et al. 14 studies, including Cerne et al. 11 studies, including Barbuto and Wheeler
(2012); Neubert et al. (2009); Ren (2014); Olaniyan and Hystad (2006); Neubert et al. (2016); van
and Chadee (2017) (2016); Read and Laschinger (2015) Dierendonck and Nuijten (2010)
Work 6 studies, including Cheng et al. 10 studies, including Azanza et al. 6 studies, including Carter and Baghurst
engagement (2014); Den Hartog and Belschak (2016); Giallonardo et al. (2010); (2014); De Clercq et al. (2014); Ling et al.
(2012); Qin et al. (2014) Wong et al. (2010) (2016)
Organizational 10 studies, including Hansen et al. 10 studies, including Gatling et al. 12 studies, including Chinomona et al.
commitment (2013); Kim and Brymer (2011); (2016); Leroy et al. (2012); Rego (2013); Schneider and George (2011);
Nyves and Story (2015) et al. (2016) Zhou and Miao (2014)
Intention to 7 studies, including DeConinck 5 studies, including Fallatah et al. 6 studies, including Hunter et al. (2013);
turnover (2015); Lam et al. (2016); Ruiz (2017); Kiersch and Byrne (2015); Jaramillo et al. (2009); Kashyap and
et al. (2011) Olaniyan and Hystad (2016) Ragnekar (2016)
Well-being 5 studies, including Harvey et al. 11 studies, including Laschinger and 4 studies, including Chen, Chen, and Li
and stress (2014); Mo and Shi (2017b); Yang Read (2016); Rego et al. (2014); (2013); Rivkin, Diestel, and Schmidt
(2014) Semedo et al. (2017) (2014); Tang et al. (2016)
Individual 10 studies, including Bonner et al. 10 studies, including Clapp-Smith 11 studies, including Liden et al. (2008);
performance (2016); Letwin et al. (2016); et al. (2009); Li et al. (2014); Schaubroeck et al. (2011); Schwepker
Schaubroeck et al. (2016) Walumbwa et al. (2008) and Schultz (2015)
Team 2 studies: Elbaz and Haddoud (2017); 3 studies: Hannah et al. (2011); 6 studies, including Hu and Liden (2011);
performance Walumbwa et al. (2012) Lyubovnikova et al. (2017); Rego Liden et al. (2014b); Song et al. (2015)
et al. (2015)
Firm 1 study: Shin et al. (2015) 2 studies: Clapp-Smith et al. (2009); 5 studies, including Barbuto and Wheeler
performance Hmieleski et al. (2012) (2006); Huang et al. (2016); Peterson et al.
(2012)
OCBs 21 studies, including Eisenbeiss and 8 studies, including Al Zaabi et al. 21 studies, including Bobbio et al. (2012);
van Knippenberg (2015); Kacmar (2016); Hirst et al. (2016); Shapira- Ehrhart (2004); Panaccio et al. (2015)
et al (2013); Tu and Lu (2016) Lishchinsky and Tsemach (2014)
Proactivity 1 study: Den Hartog and Belschak 2 studies: Valsania et al. (2016a); 1 study: Bande et al. (2016)
(2012) Leroy et al. (2015)
Creativity and 4 studies, including Dhar (2016); 8 studies, including Malik et al. 10 studies, including Erkutlu and Chafra
innovation Chen and Hou, (2016); Yidong and (2016); Semedo et al. (2017); (2015); Liden et al. (2014); Yang et al.
Xinxin (2013) Valsania et al. (2016b) (2017);
Deviance 12 studies, including Hannah et al. 4 studies, including Laschinger and 1 study: Verdorfer et al. (2015)
(2014); Kolthoff et al. (2010); van Fida (2014); Laschinger and Read
Gils et al. (2015) (2016); Shapira-Lishchinsky and
Tsemach (2014)
Customer 2 studies: Qin et al. (2014); 11 studies, including Chen et al. (2015);
service Schaubroeck et al. (2016) Kwak and Kim (2015); Wu et al. (2013)
behaviors

select citations for the multitude of articles study- importance in organizations (particularly for rela-
ing the relationship (either direct or indirect) be- tively new approaches to leadership), but the sheer
tween one of the three forms of moral leadership volume of work relating moral forms of leadership
and each outcome (the full version of this table to variables common to any form of effective lead-
with a complete citation listing can be accessed in ership adds little to our understanding of the most
online Appendix 4). Research on common covariates distinctive elements of each construct. Although
is necessary to establish each leadership style’s replication studies are helpful in any scientific
154 Academy of Management Annals January

field, there comes a point at which effects are about their distinctiveness: if all three predict similar
clearly established and research becomes redun- outcomes via similar mediators, to what degree are
dant. No fewer than 50 articles, for example, have three separate constructs necessary? Furthermore, if
revealed links between moral leadership and or- these outcomes and mediators are similar to those
ganizational citizenship behaviors (OCB) (an un- found in research on more goal-focused and less
surprising finding, given the link between other ethics-centric forms of leadership, what makes moral
leadership styles and OCB). Continuing to investi- leadership uniquely important?
gate common outcomes may be justified if studies The abundance of common criteria documented in
examine unique mechanisms through which moral the extant literature disregard novel outcomes that
forms of leadership influence important outcomes reflect the theoretical distinctions among the three
such as leader effectiveness and follower attitudes moral forms of leadership. Furthermore, with a pre-
and behaviors. However, the vast majority of em- ponderance of evidence supporting ethical, authen-
pirical work that we reviewed examined a common tic, and servant leadership’s criterion validity, we
set of mediating mechanisms as well, as shown in must conclude that continued research repeatedly
Figure 1, and the arguments for their inclusion are examining well-established links between moral
generally similar. Many of these mediating mecha- forms of leadership and common outcomes is re-
nisms are “the usual (empirical) suspects” that are also dundant. Sustained efforts in this respect threaten to
frequently hypothesized across general (and non- blur important distinctions among the moral forms
morally focused) leadership behaviors. Such simi- of leadership established in original theory and stall
larity among the three constructs raises questions the progression of knowledge. This conclusion does

FIGURE 1
The Usual (Empirical) Suspects—Mediators and Outcomes Common to Ethical, Authentic, and Servant
Leadership
Moral forms of leadership Mediators Outcomes

Context
Justice climate
Trust climate
Positive climate
Leader effectiveness
Affect/well-being
Perceived leader effectiveness
Positive affect
Affect/well-being
Emotional exhaution (-)
Cognition Burnout (-)
Efficacy Stress (-)
Promotion focus Well-being
Team process Job attitudes
Communication Job satisfaction
Motivation Supervisor satisfaction
Ethical leadership Intrinsic motivation Organizational commitment
Authentic leadership Need satisfaction Affective commitment
Servant leadership Perceived org./supervisor support Turnover intention (-)
Psychological capital Behaviors
Psychological empowerment
OCB
Psychological ownership
Voice
Psychological safety
Extra effort
Work engagement
Org./group/individual performance
Org./group/personal identication
Creativity/innovation
Overall justice
Proactivity
Distributive/procedural/interactional justice
Customer service behaviors
Trust in leader
Deviance (-)
Behaviors
Knowledge-sharing
Lower-level leadership (behavioral contagion)
LMX
2019 Lemoine, Hartnell, and Leroy 155

not suggest discontinuing empirical research on followers as the leadership and affect literature
moral leadership; rather, it calls attention to the need (van Knippenberg & van Kleef, 2016). That is, moral
for investigating moral leadership’s effects on more forms of leadership engender positive relationships
theoretically specific outcomes. that develop followers’ positive affect and cogni-
tions, resulting in followers engaging in positive
behaviors that generate positive outcomes. The
Common Theory—Shared Mechanisms and Logic
body of evidence establishing this phenomenon in-
In addition to the focus on common outcomes, dicates that continuing to retread this ground would
another factor that drives empirical similarities do little to enhance our understanding of how moral
among authentic, ethical, and servant leadership is leadership works.
the use of common theories to explain how and why Table 3 shows that social identity theory, self-
each moral form of leadership is related with par- determination theory, and social cognitive theory are
ticular outcomes. The “usual (theoretical) suspects” also points of theoretical commonality among moral
among ethical, authentic, and servant leadership approaches to leadership. Using these theories
are identified in Table 3. Not surprisingly, our re- broadly has led researchers to generate a body of
view reveals that social exchange theory and social research with more empirical similarities than dif-
learning theory were used most ubiquitously to ferences because they consider similar sets of me-
explain the effects of moral forms of leadership, diating mechanisms. For instance, social identity
collectively accounting for more than half of the theory (Ashforth & Mael, 1989; Tajfel & Turner, 1986)
research in which a guiding theoretical perspective is invoked to consider the extent to which moral
was listed (Table 3). An inspection of authentic, forms of leadership compel followers to identify
ethical, and servant leadership research using these with the supervisor, workgroup, or the organization.
two theories reveals a common underlying logic. When applied loosely, these theories generate the
Social exchange theory (Blau, 1964) has been ap- conclusion that positive forms of leadership are
plied within moral forms of leadership to suggest similarly motivational (i.e., meet followers’ needs,
that moral leaders engender positive relationships influence followers to identify with the collective,
with followers who reciprocate by engaging in pos- and build followers’ confidence in their compe-
itive behaviors (that may be directed toward the tence). Empirical similarities driven by common
leader, colleagues, the work unit, or customers) that theoretical applications have, thus, led scholars to
their leader values. Similarly, social learning the- become increasingly wary of generic research
ory (Bandura, 1977) suggests that followers ob- models in which multiple forms of leadership are
serve their moral leaders’ behaviors because leaders seemingly substitutable. Our point is not that these
are attractive and credible role models. Followers theories are irrelevant (in fact, they seem relevant for
emulate these positive behaviors because they are any positive leadership approach). Rather, it is to
expected to be valued, rewarded, and supported underscore the importance of applying general the-
in the workplace. Taken together, these two theo- ories in more specific ways to better elucidate the
ries within the moral forms of leadership literature theoretical differences among forms of leadership
draw similar conclusions about leaders’ effects on (moral or otherwise).

TABLE 3
The Usual (Theoretical) Suspects—Theoretical Perspectives Common to Ethical, Authentic, and Servant Leadership
Count of Papers That Invoke Common Theoretical Perspectives

Ethical Authentic Servant Total Across Three Moral


Leadership Leadership Leadership Forms of Leadership

Theoretical Perspectives
Social exchange theory 24 9 34 67
Social learning theory 45 5 12 62
Self-determination theory 1 12 11 24
Social identity theory 4 6 11 21
Social cognitive theory 3 6 6 15
156 Academy of Management Annals January

Common Composition—Construct authentic, and servant leadership’s distinctive di-


Measurement Overlap mensions and then elaborate on their shared aspects.
Distinctive dimensions. Consistent with their
A detailed comparison of the items underlying the
respective conceptual definitions, the core opera-
most frequently used validated measurement scales
tional distinctions among ethical, authentic, and
indicates that commonalities in their item composi-
servant leadership are compliance with normative
tion may contribute to the substantive empirical
standards, self-concordance and self-awareness, and
overlap identified earlier. The operationalization of
each moral approach to leadership should be derived stakeholders, respectively. Among the moral ap-
from its theoretical underpinnings (Clark & Watson, proaches to leadership, ethical leadership is unique
1995; Cronbach & Meehl, 1955). Consistent with in its use of rewards and punishments to hold fol-
the theoretical differences that underlie ethical, au- lowers accountable for organizational standards
thentic, and servant leadership, our review of each and values. Ethical leadership’s novel focus on
construct’s operationalization revealed some distinc- compliance with normative standards is exemplified
tive emphases. Despite these important differences, by the item “[my manager] disciplines employees
we also uncovered several points of commonality. who violate ethical standards.” Authentic leaders
Figure 2 illustrates the conceptual overlap among uniquely demonstrate self-awareness and actively
ethical, authentic, and servant leadership, as well seek feedback for personal growth. These behaviors
as the dimensions unique to each approach to moral are consistent with the theoretical importance of
leadership. Table 4 identifies specific sample items self-awareness and self-regulation to authentic
from the measurement scales that illustrate com- leadership and are evidenced by items such as “[my
monalities and differences among ethical, authentic, manager] solicits views that challenge his or her
and servant leadership. We first discuss ethical, deeply held positions.” A novel aspect of servant

FIGURE 2
Empirical Commonalities and Distinctions among Ethical, Authentic, and Servant Leadership

Ethical leadership Authentic leadership

Moral consistency

Uses rewards and Demonstrates self-


punishments to hold awareness and actively
followers accountable seeks feedback for
for organizational personal growth
standards and values
Moral/ethical
behavior

Enhances followers’
Concern for followers
personal growth

Servant leadership

Creates valued
outcome for multiple
stakeholders
2019

TABLE 4
Comparison of Ethical, Authentic, and Servant Construct Operationalizations
Ethical Leadership Example Items Authentic Leadership Example Items Servant Leadership Example Items

Most frequently used Brown et al. (2005) Neider and Schriesheim Liden et al. (2008) Ehrhart (2004)
measurement scales (2011); Walumbwa
et al. (2008)
Theoretical dimensions
Exhibits moral/ethical
Behavior
Holds high ethical Role modeling “Sets an example of how to Internalized moral “Makes difficult Behaving ethically Behaving ethically “Holds high ethical
standards normatively do things the right way perspective decisions based on standards”
appropriate (i.e., in terms of ethics” high standards of
ethical) behavior ethical conduct”
Interacts openly, fairly, Treating employees fairly; “Makes fair and balanced Relational transparency “Says exactly what he Forming relationships “My manager is always
and honestly Communicating with decisions”; “Can be or she means”; with subordinates honest”; “My manager
openness and honesty trusted” “Tells you the hard spends the time to form
truth” quality relationships
with department
employees”
Moral consistency Moral Person “Conducts his/her Internalized moral “Makes decisions
personal life in an perspective based on his or her
ethical manner” core values”
Concern for followers Caring “Has the best interests of Emotional healing
employees in mind” Helping subordinates Helping subordinates grow “My manager puts my best
grow and succeed and succeed interests ahead of his/
her own”
Enhances followers’ Relational transparency “Encourages everyone Empowering Empowering subordinates “My manager encourages
personal growth to speak their me to handle important
mind” work decisions on my
own”
Holds followers Using rewards and “Disciplines employees
Lemoine, Hartnell, and Leroy

accountable punishments to hold who violate ethical


followers accountable standards”
for ethical conduct
Demonstrates self- Self-awareness; Balanced “Shows he or she
awareness processing understands how
specific actions
impact others”
Creates valued Conceptual skills Having conceptual skills “My manager has
outcomes for a thorough
multiple understanding of our
stakeholders organization and its
goals”
Putting subordinates first Putting subordinates first “My manager seems to care
more about my success
than his/her own”
Creating value for the Creating value for those “My manager is always
community outside of the interested in helping
organization people in our
community”
157
158 Academy of Management Annals January

leadership is that it is attentive to and creates valued between words and actions, is important for both eth-
outcomes for multiple stakeholders internal and ical and authentic leaders.
external to the organization. This focus is opera- Ethical leadership also shares a point of com-
tionally exemplified by dimensions that reference monality with servant leadership: concern for fol-
creating value for others, and items such as “My lowers. Concern for followers pertains to leaders’
manager is always interested in helping people in focus on advocating for and protecting their fol-
our community.” As shown in Table 4, all three of lowers’ best interests, not using their followers as
these unique foci are prominently featured in the a resource to promote self-interested, personal gain.
constructs’ measurement, providing the most useful Ethical leadership scales assess the degree to which
basis for establishing their distinctions. These points a manager “has the best interests of employees in
of differentiation are critical to establishing dis- mind.” Servant leadership similarly asks followers
criminant validity. to evaluate the extent to which a manager “puts my
Common dimensions. As would be expected of best interests ahead of his/her own.” These com-
all moral approaches to leadership, ethical, authen- monalities indicate that prosocial motives and be-
tic, and servant leadership model moral/ethical be- haviors (Bolino & Grant, 2016, for a review) are
havior. However, the measurement items used to shared across ethical and servant leadership.
assess their approaches to moral/ethical behavior Servant leadership and authentic leadership are
are undifferentiated. All three constructs ask re- both attuned to followers’ development and personal
spondents to assess the degree to which their man- growth. They develop followers through empower-
ager holds or makes decisions based on high ethical ing them and encouraging them to be highly in-
standards. Ethical leadership assesses ethical be- volved and participate in making important work
havior by the item: “[my manager] sets an example decisions. These behaviors foster followers’ personal
of how to do thing the right way in terms of growth by building autonomy and self-efficacy
ethics.” Authentic leadership includes the item which, consequently, enhance their pride in and
“[my manager] makes difficult decisions based on personal responsibility taken for work outcomes.
high standards of ethical conduct.” Servant leader- These commonalities between authentic and servant
ship similarly measures the item: “[my manager] leadership indicate that coaching (Hackman &
holds high ethical standards.” These items appear to Wageman, 2005) is an essential behavior for both,
measure the same thing. Although generic morality helping followers acquire skills essential to their
is a theoretical component of each approach to moral personal growth and development.
leadership, these items may nonetheless obscure Our review of construct operationalizations re-
empirical distinctions among the scales. Similarly, veals that measures address their respective moral
other common behaviors include being open, fair, form of leadership’s unique theoretical emphases,
honest, and respectful. but they also incorporate other, more generic
Whereas this moral/ethical behavior is common moral content that obfuscates their distinctiveness.
to all three moral forms of leadership, other com- Points of commonality among ethical, authentic,
monalities exist between two of the three leader- and servant leadership—including general positive
ship approaches. Ethical leadership and authentic leader behaviors such as generic morality, behav-
leadership, for instance, share a focus on moral ioral integrity, prosocial behaviors, and coaching
consistency, although the nature of this consistency behaviors—can be problematic for discriminant
varies in a way that mirrors each concept’s con- validity because they can create confounds among
ceptual emphases. Authentic leadership scales the three constructs. When facets of authentic, ethical,
assess a self-concordant approach to moral consis- and servant leadership are measured with similar
tency by measuring the degree to which behaviors items, a risk emerges that research may be accumu-
are consistent with core values and beliefs. For lating redundant information, or worse yet, generat-
ethical leadership, this dimension refers to the ing spurious conclusions.
congruence between the leader’s actions and the Altogether, common outcomes, common theory,
norms they enforce to their followers. That is, eth- and common composition raise serious doubts about
ical leaders hold themselves to the same high ethi- the usefulness of multiple approaches to moral lead-
cal standards that they expect of others, showing ership. The following section more closely inspects
consistency and modeling appropriate behaviors. This each leadership approach’s theoretical foundations
common focus on moral consistency suggests that be- and empirical exemplars in an effort to more clearly
havioral integrity (Simons, 2002), or the alignment differentiate among moral forms of leadership.
2019 Lemoine, Hartnell, and Leroy 159

CHALLENGE TO THE STATE OF THE SCIENCE moral foci are referred to in multiple literatures as
the content of morality or the criteria an individual
The Promise of Authentic, Ethical, and
uses to determine what is fundamentally right or
Servant Leadership
wrong (Eisenbeiss, 2012). Put another way, multi-
The meaningful theoretical and empirical issues ple individuals with equally strong moral identi-
identified in the previous section may spark doubt ties, sensitivities, and maturation (Hannah, Avolio,
as to the usefulness of studying multiple moral ap- & May, 2011a) might agree that it is important to
proaches to leadership. After all, if they all have take the action judged to be most morally correct,
similar structures, are measured in overlapping but those individuals could disagree on what, ex-
ways, and work through similar mechanisms to actly, constitutes the morally correct answer. As
reach similar outcomes, can we truly assume they are Blasi (1984; p. 132) noted, “where one person sees
distinct? Does research on authentic, ethical, and compassion as being essential to his or her identity,
servant leadership add new knowledge to our un- another emphasizes instead fairness and justice;
derstanding of how morality affects leadership, or where one considers obedience as a central ideal,
are they merely symptoms of our field’s construct another stresses moral freedom.”
proliferation? The body of research described thus Put another way, it is clear that authentic, ethical,
far suggests that ethical, authentic, and servant and servant leadership have all been positioned as
leadership’s effects are overly similar to the point of “moral” forms of leadership. But much more rarely
redundancy. In addition, significant overlaps in addressed is the question of what, specifically, that
measurement lead to highly correlated constructs, morality entails. Both political conservatives and
building the case that the three might, indeed, be liberals view their opinions as moral, but if those
redundant.3 opinions contradict (as they often do), how can both
Despite these troubling commonalities, there is be right? Different people view morality from dif-
also evidence of promise. Although a great deal of the ferent perspectives, answering fundamental ques-
literature around moral forms of leadership seems tions of what is right and what is wrong very
overlapping and limited in contribution, the original differently (Haidt, 2012): those on the political left
theory developing authentic, ethical, and servant and right, for example, often view the other’s ap-
leadership clearly builds constructs which are proach as amoral or even immoral. This is not just
meaningfully distinct from one another as well as a theoretical argument about ideology. The moral
other leadership constructs and theories. Further- forms of leadership indicate that the question
more, there is a small but substantial body of empir- “What is moral?” can be addressed in meaningfully
ical work examining and highlighting each leadership distinct ways. These distinctions—rooted in con-
approach’s unique elements. In this section, we in- sequentialism, deontology, and virtue ethics—are
vestigate these promising areas of distinction and illu- alluded to in theory but have only rarely been
minate connections among them with seminal theories addressed in the extant empirical literature, repre-
of moral philosophy. senting both omission and opportunity.
Authentic, ethical, and servant leadership are all,
in general terms, moral. Each, however, uses a
Servant Leadership: A Consequentialist Focus
markedly distinct theoretical approach to normative
on Multiple Stakeholders
morality (or the question of what is good and right,
and what is not: Shafer-Landau, 2015). These normative Rather than being constructed through a review
of the literature and extant theory, the ideas for ser-
vant leadership were generated during the decades
3
To be fair, questions of similar theory, mechanisms, in which Robert Greenleaf observed managers and
measurements, and outcomes have been asked of virtually employees working together, noting the most effec-
all branches of leadership research for decades, includ- tive approaches and competencies (Frick, 2004).
ing but not limited to consideration and structure (e.g.,
As noted previously, Greenleaf’s impetus for de-
Schriesheim & Kerr, 1974), transformational-charismatic
veloping the servant leadership concept was groun-
leadership (e.g., van Knippenberg & Sitkin, 2013; Yukl,
1999), and LMX (e.g., O’Donnell, Yukl, & Taber, 2012; ded in the belief that a more caring and other-focused
Schriesheim, Castro, & Cogliser, 1999). We acknowledge leadership approach is essential to the good of
that these criticisms may not be unique to the moral forms businesses, communities, and broader society
of leadership, but this makes them no less pressing or es- (Greenleaf, 1977, 1996a, 1996b, 1998). This motiva-
sential to resolve. tional thrust is similar to writings on stakeholder
160 Academy of Management Annals January

theory (Freeman, 1984; Freeman & Gilbert, 1988) that health-care contexts most effectively help patients
prioritize external stakeholders in equality with, not manage their pain (Neubert et al., 2016). Altogether,
inferior to, financial stakeholders. Servant leader- this more communal focus may explain why, unlike
ship’s multiple stakeholder emphasis, thus, extends other more charismatic or leader-centric forms of
a leader’s concern beyond the traditional focus on leadership (Judge, Bono, Ilies, & Gerhardt, 2002),
employees or the organization to include the well- servant leadership is negatively predicted by extra-
being of external stakeholders such as customers version (Washington et al., 2006). Research in-
and communities. dicating that women are more likely than men to act
A small but growing subset of the servant leader- as servant leaders (Fridell, Belcher, & Messner, 2009)
ship literature examines effects directly connected provides additional evidence of an enhanced com-
to servant leadership’s stakeholder focus. Illustrative munality. Servant leadership is also uniquely pre-
exemplars showcasing models specific to servant dicted by community building (Parris & Peachey,
leadership theory and documenting relationships 2013), demonstrating further alignment with a stake-
with stakeholder-focused criteria are noted in holder focus.
Table 5. Several articles, for instance, connect ser- Servant leadership’s novel focus on serving the
vant leadership with contextual cues, such as serv- needs of multiple stakeholders—benefiting fol-
ing culture and service climate, focused on broadly lowers, organizations, customers, communities, and
helping others (Hunter, Neubert, Perry, Witt, societies (Chen et al., 2015; Ehrhart, 2004; Liden
Penney, & Weinberger, 2013; Liden et al., 2014b; et al., 2008) while avoiding causing harm (Greenleaf,
Ling, Lin, & Wu, 2016; Neubert, Hunter, & Tolentino, 1977, 1996a, 1996b)—is concordant with the nor-
2016). Servant leadership predicts a variety of mative moral theory of consequentialism (Mill,
service-related outcomes, including customer-first 1863; Ryan, 1987). Consequentialism, one of the
orientation, customer-focused citizenship, and cus- three major theories of normative philosophy (or
tomer value cocreation, which involve organization perspectives on how individuals choose what is right
members transcending simple “customer service” to and what is wrong: Baron et al., 1997), argues that
go above and beyond in their efforts to help customers what makes an attitude or behavior moral is how it
(Chen, Zhu, & Zhou, 2015; Hsiao, Lee, & Chen, 2015; impacts the good of the world (Moore, 1903). As the
Jaramillo, Grisaffe, Chonko, & Roberts, 2009). As such, name suggests, consequentialism mandates exam-
customer service behaviors and quality are unique ining the consequences of actions, and from there
outcomes to servant leadership (Liden et al., 2014b, determining whether actions are morally appropri-
2016). ate. It is these consequences, rather than expecta-
In addition to customers, followers are important tions, norms, standards, or personal benefit that
stakeholders for servant leaders. Servant leadership determines morality. The fundamental value of the
is related with follower outcomes not directly related moral consequentialist is the overall state of affairs,
to performance such as work–family positive spill- or the way the world is (Scheffler, 1988; Sinnott-
over, work–family balance (Wang, Kwan, & Zhou, Armstrong, 2015). Utilitarianism, the most prom-
2017), and workplace spirituality, a concept that inent form of consequentialism, defines the “valued
concerns an employee’s community, meaningful ends” of morality as well-being for all. Stated dif-
work, and inner life (Williams, Randolph-Seng, ferently, it maximizes happiness and creates “the
Hayek, Haden, & Atinc, 2017). Stakeholders also greatest good for the greatest number” (Shafer-
extend beyond the organization’s followers and Landau, 2015). In the utilitarian’s mind, service to
customers to the broader community. For example, all people is important, regardless of whether or not
Liden et al. (2008) found that servant leadership those people happen to be part of an organization
predicted subordinate community citizenship, de- or whether they purchase from an organization.4
fined as attitudes and behaviors beneficial to the Consequentialism’s unique approach to morality
broader society outside of typical organizational can be demonstrated by the classic “trolley car di-
boundaries. One unique and key individual charac- lemma” (Foot, 1967), a popular thought experiment
teristic that facilitates servant leaders’ concern for in philosophy theory. In this dilemma, a runaway
a broad set of stakeholders is empathy (Washington,
Sutton, & Feild, 2006). Empathy’s effects are dem- 4
Although we acknowledge utilitarianism as just one form
onstrated by findings relating servant leadership to of consequentialism, we use the terms “consequentialist”
high degrees of care for others, such as research in- and “utilitarian” interchangeably from here forward, con-
dicating that the followers of servant leaders in sistent with the philosophy literature.
2019

TABLE 5
Selected Research Demonstrating Servant Leadership’s Consequentialist Moral Content
Content Relevant to Consequentialism

Authors Theory Antecedents Mediators Moderators Dependent Variable Core Findings

Graham (1991) Servant leadership “requires that organizational Servant leadership focuses on social responsibilities and
actions benefit, or at least not harm, all stakeholder the good of all organizational stakeholders
groups... ,Servant leadership. will include
sensitivity to the needs and interests of all
organizational stakeholders.” (p. 112)
Ehrhart (2004) The servant leader acknowledges “his or her moral Servant leadership has a moral responsibility to benefit
responsibility not only to the success of the stakeholders internal and external to the organization
organization, but also to his or her subordinates, the
organization’s customers, and other organizational
stakeholders.” (p. 68)
Washington, Sutton, Empathy and Followers’ perceptions of leader empathy values and
and Field (2006) integrity leader integrity are positively related with follower
perceptions of supervisors’ servant leadership
Hsiao, Lee, and Chen Employee service- Customer value Supervisor servant leadership influences employee
(2015) oriented citizenship co-creation customer value co-creation through service-oriented
behaviors citizenship behaviors
Hunter, Neubert, Service climate Group helping and sales Store manager servant leadership influences followers’
Perry, Witt, behavior aggregated sales behavior, coworker citizenship
Penney, and behavior, and individual turnover intentions through
Weinberger (2013) store-level service climate.
Jaramillo, Grisaffe, Customer orientation Customer directed Manager servant leadership influences salesperson
Chonko, and extra-role performance customer-directed extra-role performance through
Roberts (2009) salesperson customer orientation
Liden, Wayne, Liao, Serving culture Customer service Store manager servant leadership influences employee
and Meuser behaviors customer service behaviors through store-level serving
(2014b) culture
Ling, Lin, and Wu Employee service- Service Employee service quality Supervisor servant leadership influences employee
Lemoine, Hartnell, and Leroy

(2016) oriented behaviors climate service quality through employee service-oriented


behaviors. The relationship between servant leadership
and service-oriented behaviors is stronger when service
climate is high
Wang, Kwan, and Work-to-family positive Work–family balance Supervisor servant leadership influences salesperson
Zhou (2017) spillover work–family balance through salesperson work-to-
family positive spillover
Williams, Randolph- Workplace spirituality Supervisor servant leadership increases employee
Seng, Hayek, (i.e., inner life, creativity through workplace spirituality. The
Haden, and Atinc meaningful work, relationship between servant leadership and workplace
(2017) and community) spirituality is stronger when leader political skill is high
Chen, Zhu, and Zhou Service quality, Store manager servant leadership is positively associated
(2015) customer- focused with employees’ service quality, customer-focused
citizenship behavior, citizenship behavior, and customer-oriented prosocial
and customer-oriented behavior
prosocial behavior
Liden, Wayne, Zhao, Community citizenship Supervisor servant leadership dimensions (i.e., helping
and Henderson behaviors subordinates grow, behaving ethically, and creating
(2008) value for the community) are related with individual-
level employee community citizenship behaviors
161
162 Academy of Management Annals January

trolley car is out of control and headed straight for (van Dierendonck, 2011). Reciprocally, organiza-
a section of track to which five people have been tied. tional success is beneficial to other stakeholders
If you (as the observer) do nothing, those five people (e.g., employees) and affords the organization an
will die. However, you happen to be standing next to opportunity to continue to serve its community and
a switch which will divert the trolley car onto a dif- society (Greenleaf, 1977). This reasoning is consis-
ferent set of tracks to which only one person is tied. tent with the consequentialist view that individual
Therefore, you can do nothing and allow the trolley success allows individuals and organizations to
car to kill the five people on the current track or pull better position themselves for future aid to others
the switch, sacrificing one person to save those five. (Sidgwick, 1907; Singer, 1979). After all, if an orga-
The consequentialist approach to this problem is nization closed its doors, it would be incapable of
simple: saving five lives creates more well-being helping others and may endanger the well-being of
than saving only one. For this reason, the con- several other stakeholders dependent on the orga-
sequentialist argues, it is morally right to pull the nization’s existence (e.g., employees). Therefore,
lever and save five at the expense of one. Similarly, servant leadership’s explicit focus on performance
consequentialists judge any moral decision by how it (distinct among the forms of moral leadership) is not
will improve the lives of the many, with the greatest only compatible with its moral nature but also con-
ratio of benefits to drawbacks. Consequentialist ap- cordant with its broad stakeholder allegiances
proaches are often used to promote initially un- (Brink, 1986; Freeman, 1984; Greenleaf, 1977).
popular views, such as the abolishment of slavery
(Bentham, 1996), on the grounds that some discom-
fort to a powerful few is outweighed by the greater Ethical Leadership: A Deontological Focus on
needs of the many. On the other hand, arguably im- Compliance with Normative Standards
moral acts, such as lying, stealing, or even murder, Rather than prioritizing stakeholders as a moral
are justifiable by consequentialists if they result in emphasis, the ethical leadership construct instead
the greatest good for the greatest number of people. focuses on compliance and alignment with stan-
Punishment for a crime is only moral if it will im- dards and normative expectations. This focal moti-
prove lives by facilitating repentance or preventing vation is best illustrated by the development of what
further crime. Punishment for the sake of punish- would become the ethical leadership construct in
ment is not moral in this view. qualitative data collected by Treviño, Brown, and
The similarities between consequentialism and Hartman (2003) and Treviño et al., (2000) involving
Greenleaf’s (1977) conceptualization of servant lead- structured interviews with chief executives and
ership (“make sure that other people’s highest pri- ethics officers. These executives noted that one of
ority needs are being served”) are striking. Rather their primary motives for acting ethically was to
than prioritizing reciprocation and exchange, norms prevent scandals, lawsuits, and negative publicity
and rules, or even the emergence of a shared vision, within their organizations. For example, Treviño
theory indicates that servant leaders’ actions priori- et al. (2000) noted executives’ response to the ques-
tize serving the good of multiple stakeholders. Fur- tion: “What does ethical leadership accomplish?”
thermore, Greenleaf’s (1977: p. 14) original servant
leadership definition (Table 1) transparently indi- “The executives we talked with said that ethical
cates the importance of consequences (e.g., “what is leadership was good for business, particularly in the
the effect on the least privileged in society; will they long term, and avoids legal problems. ‘It probably
benefit, or, at least, not be further deprived?”) to determines the amount of money you’re spending in
lawsuits and with corporate attorneys. . . you save a lot
servant leadership. Servant leadership further aligns
of money in regulatory fees and lawyer fees
with consequentialism via its acknowledgement
and settlement fees.’” (p. 136)
that the organization itself is a valued stakeholder.
Prominent servant leadership scholars have long Ethical leadership theory maintains that alongside
argued that the organization’s success is one of many basic moral elements such as fairness and honesty,
valued ends for servant leaders (Liden, Panaccio, the construct’s view of morality is guided chiefly by
Meuser, Hu, & Wayne, 2014a). Similar to stakeholder the importance of compliance with norms and stan-
theory (de Luque, Washburn, Waldman, & House, dards (e.g., Brown et al., 2005; Brown & Mitchell,
2008; Freeman, 1984), servant leaders believe that 2010; Brown & Treviño, 2006; Treviño et al., 2003).
serving other stakeholders benefits the organization Ethical leadership is, therefore, evaluated relative to
because it leads to long-term organizational success the context within which leaders are embedded and
2019 Lemoine, Hartnell, and Leroy 163

is bound by subjective interpretations (Brown et al., be a necessary precondition for ethical leadership to
2005; Eisenbeiss, 2012). Brown and Mitchell (2010) affect whistle-blowing (Mayer et al., 2013). Ethical
noted that the phrase “normatively appropriate leadership suppresses corrupt acts such as accepting
conduct” in ethical leadership’s definition is inten- bribes and selling confidential information in cul-
tionally ambiguous because it reflects the belief that tures less concerned for helping others and acting
ethical behavior is determined by compliance with independently (Kolthoff, Erakovich, & Lasthuizen,
norms and rules relative to the organization, in- 2010). Of the moral approaches, only ethical lead-
dustry, and national culture. Treviño et al. (2003) ership is associated with political skill (Harvey,
argued that the general right or wrong of an ethical Harris, Kacmar, Buckless, & Pescosolido, 2014), but
leader’s actions might be idiosyncratic as “the ethi- individuals with low political skill may benefit the
cal dimension of executive leadership is likely to be most from the ethical compliance environment
a highly subjective phenomenon open to multiple generated by ethical leaders (Kacmar, Andrews,
interpretations. Ethical issues are often ambiguously Harris, & Tepper, 2013). Furthermore, research sug-
defined and observers’ evaluations of ethical lead- gests that ethical leaders may even exploit policies
ership are likely to depend on subjective perceptions and rules to enhance their own ends (Den Hartog &
of the leader’s character and motives” (p. 8). Some Belschak, 2012). These findings suggest that ethical
executives in Treviño et al’s (2000) qualitative de- leaders might act in ways that other approaches
velopment of ethical leadership did mention con- to morality might judge immoral. Supporting this
cern for stakeholders (critical to servant leadership perspective, ethical leadership may suppress citi-
theory), and the authors themselves propose that zenship in the presence of strong rules and HR pol-
ethical leaders should be interested in the greater icies (Kalshoven & Boon, 2012) and is unrelated
good (Treviño et al., 2003), but these emphases to a leader’s own workplace deviance behaviors
were not included in the formal ethical leadership (Harvey et al., 2014).
construct (Brown et al., 2005). Notably, many of these relationships are unique
In our review of the extant literature on ethical to ethical leadership, relative to other moral leader-
leadership, we only discovered a relatively small ship approaches. We found only one article relating
body of research that specifically exploits the op- ethical leadership to stakeholder service-related
portunities in ethical leadership’s unique focus on constructs that are more prevalent in the servant lead-
standards and compliance; a sample of these ethical ership literature. The study in question (Schaubroeck,
leadership exemplars are listed in Table 6. Alone Lam, & Peng, 2016) had two outcomes: service per-
among moral leadership constructs, ethical leader- formance, which was operationalized as employee
ship predicts an individual’s duty orientation to re- evaluation ratings, and service adherence, or com-
spect and honor organizational rules and principles, pliance to company guidelines and rules around
which mediates an indirect negative effect of ethical customer service. For both outcomes, there was no
leadership on acting in opposition to laws and poli- direct relationship with ethical leadership; rather,
cies (Hannah, Jennings, Bluhm, Peng, & Schaubroeck, the effects flowed through the mediating variable
2014). A compliance culture also mediates ethical of normative belief, or the perception of salient and
leadership’s impact on rule compliance and within- important norms in the workplace. Put another way,
organization whistle-blowing (Mayer, Nurmohamed, this mediating mechanism indicates that ethical
Treviño, Shapiro, & Schminke, 2013; Schaubroeck leadership only increased service behaviors through
et al., 2012). Unlike the other approaches to moral making clear to employees that such behaviors were
leadership, ethical leaders use transactional disci- required by company norms and standards. Ethical
pline to reinforce norm-based expectations (Brown leadership’s distinctions from servant leadership’s
et al., 2005; Treviño et al., 2000). These actions, in more consequentialist emphasis are also empirically
turn, predict outcomes such as impressions that sub- supported by studies finding that subordinates of
ordinates are being judged by their managers (Stouten, ethical leaders develop skills at identifying legal, but
van Dijke, Mayer, De Cremer, & Euwema, 2013). not more generally moral, ramifications of scenarios
Table 6 indicates that moderators also accentuate (Kuntz, Kuntz, Elenkov, & Nabirukhina, 2013); that
ethical leadership’s compliance focus. Ethical lead- the effect of ethical leadership on whistle-blowing
ership most powerfully impacts outcomes such as is suppressed when there is a stronger focus on
whistle-blowing when followers are focused more negative societal consequences of decisions (Bhal &
on rules than on the consequences of their actions Dadhich, 2011); and that ethical leadership is not pre-
(Bhal & Dadhich, 2011), and ethical teammates may dicted by consequentialist ideology, but it develops
TABLE 6
Selected Research Demonstrating Ethical Leadership’s Deontological Moral Content
164
Content Relevant to Deontology

Authors Theory Antecedents Mediators Moderators Dependent Variable Core Findings

Brown, Trevino, and Ethical leadership represents “the Ethical leadership focuses on modeling and enforcing
Harrison (2005) demonstration of normatively behavior consistent with norms, which may vary by
appropriate conduct... The term organizational and cultural context
“normatively appropriate” is deliberately
vague because... what is deemed
appropriate behavior is somewhat context
dependent.” (p. 120)
Eisenbeiss (2012) Ethical leadership “... [leaves] open what Ethical leadership leverages a more “relativistic” approach
norms ethical leaders may refer to when to morals based on organizational and cultural norms. It
promoting them to followers... does is plausible that these norms could conflict with moral
ethical leadership behavior always mean judgments made by more individually based
compliance with the prevalent frameworks
organizational norms? What if these
norms demanded behavior that is not in
accordance with general moral values and
standards?” (p. 793)
Harvey, Harris, Political skill Leader deviance Leader political skill predicts ethical leadership, which in
Kacmar, Buckless, turn impacts employee commitment and stress. High
and Pescosolido levels of political skill enable even deviant leaders to be
(2014) perceived as ethical leaders
Letwin, Wo, Folger, Deontological Deontological ideology predicts ethical leadership,
Rice, Taylor, ideology whereas consequentialist ideology does not
Richard, and
Taylor (2016)
Hannah, Jennings, Duty orientation Ethical behavior and Ethical leadership suppresses instances of employee
Bluhm, Peng, and deviance deviance (breaking laws and organizational policies)
Schaubroeck through enhancing employee inclination to “honor [the
(2014) organization’s] codes and principles”
Mayer, Nurmohamed, Fear of retaliation Reporting violations Across multiple studies, the combination of ethical
Treviño, Shapiro, for breaking of organizational leadership and coworkers who act ethically and follow
and Schminke rules codes of conduct rules lead to the lowest fear of retaliation for whistle-
(2013) blowing, which in turn predicts whistle-blowing
Stouten, van Dijke, Moral reproach OCB Across multiple studies, ethical leadership curvilinearly
Academy of Management Annals

Mayer, De Cremer, relates with OCB (inverse U-shaped) through moral


and Euwema reproach, or a feeling of being judged by the leader
(2013)
Bhal and Dadhich Consequences of ethical Whistle-blowing Ethical leadership’s impact on whistle-blowing is most
(2011) actions powerful when followers focus on rule-following, but
least powerful when followers focus on the
consequences of their actions
Den Hartog and Leader Machiavellianism CWB Some ethical leaders may use rules and compliance
Belschak (2012) enforcement to further their own ends, limiting ethical
leadership’s positive impact on followers
Kolthoff, Erakovich, Specific moral cultures Law-breaking The effect of ethical leadership on illegal behaviors such as
and Lasthuizen bribery and conflicts of interest (COIs) is strongest in
(2010) countries with cultures highest in moral concern for laws
and rules, but weakest in countries with stronger
cultures of independence and benevolence
Kuntz, Kuntz, Ability to identify Ethical leadership helps individuals identify potential legal
Elenkov, and legal and ethical issues, but does not predict their ability to recognize
Nabirunkhina ramifications of nonlegal but ethical dilemmas and their ramifications
(2013) scenarios
Schaubroeck, Formal and Rule-breaking ethical Ethical leaders embed ethical expectations into cultures
Hannah, Avolio, informal transgressions, and focused on ethical behavior and rule compliance,
Kozlowski, Lord, ethical culture intentions to report with measurable trickle-down effects throughout the
Trevino, others for organization, resulting in moral efficacy, exemplary
Dimotakis, and transgressions behavior, and reduced rule transgressions
January

Peng (2012)
2019 Lemoine, Hartnell, and Leroy 165

more frequently in those with deontological moral employees did not follow organizational standards,
mindsets (Letwin et al., 2016). the organization’s structure and framework would
Overall, our review suggests a striking alignment fall apart and the organization could not exist;
between ethical leadership and the broad norma- therefore, standards and rules are moral. A related
tive moral approach of deontology. Like con- form of deontology, the philosophy of law (Coleman,
sequentialism, deontology is one of the three major 1989), argues that laws, rules, and standards them-
approaches to normative ethics, but it differs from selves create moral obligations: they coordinate so-
consequentialism in that it is wholly unconcerned cial activities (such as everyone driving in the correct
with the outcomes of actions (Anscombe, 1958; lane or forming orderly queues for service), and in-
MacDonald & Beck-Dudley, 1994). Instead, the de- dividuals who act against these conventions may
ontological approach to what is right and what is needlessly endanger or frustrate others, causing
wrong depends on the structure of an act, and how moral harm.
the act itself aligns with established rules, norms, Regardless of the specific form, the uniqueness of
and ideas of justice. Where a consequentialist would the deontological approach to morality is the focus
judge the morality of an act by its outcomes and on morality as adherence to a system of rules. Kant
how well they improve broad well-being, the de- wrote that it is irrelevant whether an act creates an
ontologist instead examines the act itself and outcome that we or others care about; the act is moral
whether it is judged as correct according to set stan- because the actor obeyed their moral duties, and
dards of behavior. In the trolley car example pre- nothing more (Paton, 1971). The ethical leader seeks
sented earlier, the consequentialist would pull the to make these duties and norms a salient part of the
switch, sacrificing one person to save five, priori- day-to-day mindset of followers (Treviño et al., 2000)
tizing the well-being of the many. The deontologist through active attempts to institutionalize those
would struggle with this act because, regardless of norms as part of team cultures (Treviño et al., 2003).
the outcome, taking an active action that would kill Although the ethical leader encourages voice, as an
an innocent human being does not align with moral extension of the fairness exhibited by the moral
codes. It does not matter that it is only one person, or manager (Brown et al., 2005; Lam, Loi, Chan, & Liu,
that more lives could be saved by sacrificing that one 2016; Walumbwa & Schaubroeck, 2009), the ethical
person; the act of killing an innocent person is wrong leader is less open to criticism of company standards
according to moral standards of behavior, regardless and policies, and certainly intolerant of non-
of the outcome. The deontologist argues that even if compliance (Hannah et al., 2014; Mayer et al., 2013).
an act that breaks our moral rules and maxims has Questioning of organizational norms may, therefore,
positive outcomes for well-being, it is still immoral be frowned upon by ethical leaders. In support,
(Shafer-Landau, 2015). Consider the case of a man Brown and Mitchell (2010: p. 596) observed, “Het-
who cheats on his taxes to support his family or steals erogeneity in ethical values within an organization
from the state to give to the poor, but the amount is so could work against attempts to foster an effective
little that the government’s operations are not af- ethics and compliance program. . . ×” Exactly what
fected. The consequentialist might argue that this act ethical leaders consider to be right and wrong, be-
is moral because well-being is enhanced without yond basic values such as honesty and compliance to
causing harm to anyone, whereas the deontologist norms and standards, is vague (Eisenbeiss, 2012).
would argue that stealing or cheating on taxes is This ambiguity is deliberate such that behaviors or
fundamentally wrong according to standards and mindsets considered unethical in one industry or
law. country might be quite acceptable in another (Brown
The most popular form of deontology is Kant- & Mitchell, 2010). In sum, this evidence points to
ianism, which postulates that immoral acts are those the paramount nature of norms, standards, rules, and
which are fundamentally contradictory to their laws as the focal normative context of ethical
context (Baron et al., 1997). This position is estab- leadership.
lished in the principle of universalizability (Pettit, Another unique aspect of ethical leadership rela-
2000): if everyone in the world acted a certain way, tive to the other moral approaches to leadership is its
would the action be plausible and its goal achieved? reliance on transactional influence as a method to
For instance, if everyone stole others’ property, then compel followers to conform to normative standards
the concept of property would be meaningless, so (Brown et al., 2005; Brown & Mitchell, 2010). This
stealing would have no purpose, and hence the ac- focus is clear in ethical leadership’s seminal theo-
tion is immoral. Considering ethical leadership, if retical development and operationalization, and
166 Academy of Management Annals January

congruent with deontology. Whereas a conse- serve to model the development of associates” (p.
quentialist might ask whether society would benefit 243). Authentic leaders model authenticity to de-
from punishing a rule breaker, the deontologist ar- velop trust and serve as role models (Gardner et al.,
gues that on principle, wrongdoers deserve punish- 2005), passively “projecting” their authentic self to
ment (Kant, 1887; Shafer-Landau, 2015). This is followers (Walumbwa et al., 2008).
a notable distinction from servant leadership. Self-determination theory (Deci & Ryan, 2000) was
Greenleaf specifically argued against coercion in fa- foundational to authentic leadership’s conceptual
vor of persuasion, even for the most heinous of acts development (Gardner et al., 2005; Gardner et al.,
such as slavery (Greenleaf, 1970). Altogether, a de- 2011; Ilies, Morgeson, & Nahrgang, 2005). Inherently
ontological focus on compliance to and enforcement autonomous motivation occurs when individuals’
of norms, rules, and laws emerges as the most dif- goals are concordant with their personal values and
ferentiating aspects of ethical leadership relative to beliefs, and they experience high levels of interest
servant and authentic leadership. and enjoyment pursuing goals because the effort is
self-expressive (Gagné & Deci, 2005). This intrinsic,
or autonomous, motivation is a central element of
Authentic Leadership: A Virtue Focus on
authentic leadership, alongside autonomy and self-
Self-Awareness and Moral Self-Concordance
concordance. Indeed, Gardner et al. (2005: p. 345)
The hallmark of authentic leaders is their authen- argued that a leader’s own authenticity and moral
tic and transparent expression, and action in con- freedom, as described earlier, are the “first and
cordance with their beliefs (Avolio et al., 2004). foremost” elements of authentic leadership. As such,
Authentic leaders’ morality is proposed to be in- authentic leaders’ moral behaviors and their honest
dependent of external expectations, such that the and fair treatment of subordinates emerge specifi-
authentic leader would make decisions based on cally through their own regard for autonomy, trans-
their own moral compass, rather than on other peo- parency, and moral freedom. In sum, authentic
ple’s opinions of ethics (Guignon, 2004). Gardner, leaders maintain self-concordant moral freedom,
Avolio, Luthans, May, and Walumbwa (2005) sug- thereby developing the authenticity and autonomy
gested that self-awareness and self-regulation are of followers (Gardner et al., 2005; Leroy, Anseel,
core competencies of authentic leadership that pro- Gardner, & Sels, 2015).
vide positive modeling whereby followers learn and Attention to these unique aspects of authentic
develop authenticity. The most dominant theoretical leadership in the empirical literature are somewhat
perspectives used in developing the concept of au- seldom seen, but some scholars have begun to focus
thentic leadership were authentic functioning and on these distinctions (illustrative exemplars are
self-determination. Kernis’ (2003) theory of authen- shown in Table 7). For instance, research indicates
ticity was not specific to leadership but was meant to that authentic leadership is uniquely predicted by
differentiate an optimal or stable self-esteem from a leader’s strong physical enactment of their true
a fragile or defensive self-esteem. Authentic func- emotions and values and their tendency to tell stories
tioning would result from and help build optimal or about their past, particularly stories of the more
stable forms of self-esteem. Kernis’ work identified sensitive, negative, and potentially embarrassing
four components of authenticity: self-awareness, aspects of their past (Weischer, Weibler, & Petersen,
unbiased processing of self-relevant information, 2013). Authentic leadership is also the only approach
behavior in accordance with one’s true self, and to moral leadership predicted by self-consistency, self-
openness and honesty in relationships. Authentic knowledge (Peus, Wesche, Streicher, Braun, & Frey,
leadership’s dimensional structure (Walumbwa 2012), and cultures oriented on flexibility (Azanza,
et al., 2008) bears a close resemblance to these di- Moriano, & Molero, 2013)—all constructs connected
mensions. Whereas scholars on servant and ethical to self-awareness and the display of the leader’s au-
leadership have written extensively regarding the thentic self. Because of these self-concordant behav-
use of persuasion (Greenleaf, 1977) and positive and iors, authentic leaders are viewed as possessing high
negative incentives (Brown et al., 2005) to guide levels of behavioral integrity (Leroy, Palanski, &
followers to moral paths, authentic leadership relies Simons, 2012) and are, therefore, judged by fol-
less on these methods. As Luthans and Avolio (2003) lowers as predictably consistent in their values and
wrote, “The authentic leader does not try to coerce beliefs (Peus et al., 2012). Research also indicates that
or even rationally persuade associates, but rather the men are more likely than women to emerge as au-
leader’s authentic values, beliefs, and behaviors thentic leaders (Monzani, Bark, van Dick, & Peiro,
TABLE 7
2019
Selected Research Demonstrating Authentic Leadership’s Virtue Ethics Moral Content
Content Relevant to Virtue Ethics

Authors Theory Antecedents Mediators Moderators Dependent Variable Core Findings

Luthans and Avolio Authentic leadership is “a process... which results in Authentic leaders prioritize understanding themselves
(2003) both greater self-awareness and self-regulated and acting in accordance with their true natures
positive behaviors on the part of leaders and
associates, fostering positive self-development... the
authentic leader is true to him/herself....” (p. 243)
Shamir and Eilam For the authentic leader, “(1) The role of the leader is Authentic leaders are highly self-aware, and use that self-
(2005) a central component of their self- concept, (2) they awareness to achieve and maintain both internal
have achieved a high level of self-resolution or self- consistency and authentic honesty in their
concept clarity, (3) their goals are self-concordant, relationships with others
and (4) their behavior is self-expressive.” (p. 398–399)
Weischer, Weibler, Leader value Leader enactment positively influences followers’
and Petersen enactment and perceptions of authentic leadership (i.e., authenticity).
(2013) story-telling Life storytelling influences followers’ perceptions of
authentic leadership when leader enactment is strong
Peus, Wesche, Self-knowledge Leader Perceived supervisor self-knowledge and self-
Streicher, Braun, and self- predictability consistency are positively related to supervisor
and Frey (2012) consistency (consistency) authentic leadership; supervisor authentic leadership
influences followers’ supervisor satisfaction, affective
commitment, extra effort, team supervisor satisfaction,
and team effectiveness through perceived leader
predictability
Erkutlu and Chafra Employee self- Manager authentic leadership influences employees’
(2017) concordance organizational job embeddedness through employee
psychological ownership and self-concordance
Hannah, Avolio, and Moral courage Supervisor authentic leadership influences followers’
Walumbwa (2011) ethical and prosocial behaviors through followers’
display of moral courage
Hannah, Walumbwa, Team authenticity Supervisor authentic leadership (i.e., authenticity)
and Fry (2011) influences teamwork behavior and team productivity
through team authentic leadership (i.e., authenticity)
Hirst, Walumbwa, Self-concordance Department leader’s authentic leadership influences team
Lemoine, Hartnell, and Leroy

Aryee, Butarbutar, and trickle-down leader’s individual-level LMX through team leader’s
and Chen (2016) authentic authentic leadership; team leader’s authentic
leadership leadership and individual-level LMX influence
followers’ citizenship behavior through followers’ self-
concordance
Leroy, Palanski, and Perceptions of Team leader’s authentic leadership influences followers’
Simons (2012) leader affective organizational commitment through
behavioral followers’ perceptions of leader behavioral integrity;
integrity leader behavioral integrity influences followers’ work-
role performance through followers’ affective
organizational commitment
Leroy, Anseel, Basic need Authentic Work-role Follower authenticity (i.e., authentic followership) and
Gardner, and Sels satisfaction followership performance team leader authentic leadership influence follower
(2015) (underpinning (proficiency, work-role performance through follower need
self- adaptivity, and satisfaction; follower need satisfaction mediates the
determination) proactivity) interaction of follower authenticity and team leader
authentic leadership on follower work-role
performance
Mehmood, Hamstra, Follower learning Supervisor authentic leadership influences follower in-
Nawab, and Vriend goal orientation role and extra-role performance through follower
(2016) learning goal orientation
Valsania, Moriano, Intrapreneurial Supervisor authentic leadership influences follower
and Molero (2016) behaviour intrapreneurial behavior through organizational
empowerment and organizational identification
167
168 Academy of Management Annals January

2015), whereas women were more often seen as ser- (consequentialism) but within the virtues of the
vant leaders (Fridell et al., 2009). This finding might moral decision-maker (e.g., Foot, 1978; Hursthouse,
be explained by gender roles which position women 1999). To understand morality, Aristotle argued
as more caring and careful not to upset others, whereas that one must first understand the nature of a moral
men are more independent and blunt. person, including their own moral courage, con-
Followers of authentic leaders grow in their own sistency, generosity, and wisdom, because these
self-concordance (Erkutlu & Chafra, 2017; Hirst, are the characteristics (or virtues) from which good
Walumbwa, Aryee, Butarbutar, & Chen, 2016) and deeds spring (Annas, 1993). In the strict Aristotelian
moral courage to stay true to their convictions form, virtue ethics theory focuses on character
(Hannah, Avolio, & Walumbwa, 2011b). This self- traits that contribute to individuals fulfilling their
concordance motivates followers to learn and engage own unique function and purpose such as confi-
in creative processes, as evidenced by authentic dence and practical wisdom. These virtues focus on
leadership’s unique effects on followers’ learning self-awareness and understanding. They are, by
goal orientation (Mehmood, Hamstra, Nawab, & definition, self-concordant—they do not conflict,
Vriend, 2016) and intrapreneurial behavior (Valsania, but rather combine to produce an overall virtuous
Moriano, & Molero, 2016). Authentic leadership may or moral individual. Without self-awareness, Aris-
be strongest when it is combined with authentic fol- totle wrote, one could find neither happiness nor
lowership, such that leaders and followers share their morality.
core values in a psychologically safe environment, Deontological and consequentialist approaches
assess their situations honestly and frankly, and work offer a specific set of decision-making tools that
together to ensure fulfilling and productive experi- theoretically provide a morally correct response to
ences (Leroy et al., 2015). Indeed, theory suggests that any situation, regardless of moral complexity. Virtue
a core motivation of authentic leaders is to have au- ethicists instead argue that such predetermined de-
thentic followers who similarly feel free to express cision rules are invalid because true morality arises
themselves transparently and make their own moral from the reflection and consideration of the wise
judgments. Several studies have examined the unique and the self-aware (Anscombe, 1958). In such indi-
impact of the authentic leader on this process viduals, potential courses of action provoke emo-
(e.g., Hannah, Walumbwa, & Fry, 2011c; Özkan & tions that not only indicate areas of moral relevance
Ceylan, 2012). Outcomes involving moral courage (not dissimilar to the situational activation of moral
and freedom are unique to authentic leadership. traits: see Tett & Burnett, 2003) but also motivate
Authentic leadership theory, conceptualization, and guide moral behaviors (Shafer-Landau, 2015).
and measurement all place strong emphasis on the These moral sensitivities and characteristics, or
authentic characteristics of the leader and behaviors virtues, precipitate both moral motivation and the
that build these qualities in followers. Authentic moral awareness to take morally correct actions
leadership definitions focus on self-awareness and (Hannah et al., 2011a). Whereas deontologists and
self-concordance, and operationalizations empha- consequentialists argue that individuals are moral
size the leader’s own self-views and self-consistency. because they use moral decision rules to make moral
It is clear that authentic awareness, expression, and choices, virtue ethicists instead theorize the oppo-
moral freedom are unique points of differentiation site: individuals make moral choices because those
for authentic leadership. Self-awareness and self- individuals are fundamentally moral and self-aware.
concordance compel authentic leaders to approach The virtue ethicist’s reliance on their own moral
questions of morality by valuing their own judgments judgment raises the possibility that they may change
over the rules or preferences of others (Guignon, 2004; their mind as to what is moral, as is argued for au-
Taylor, 1991). They trust that ethicality emerges from thentic leaders: “They have the credibility to. . . seek
most closely following their own moral compass alternative ways of approaching them without being
(May, Chan, Hodges, & Avolio, 2003). This approach is perceived as disingenuous or shifting with popular
markedly dissimilar from the moral views espoused opinion. They can change their mind and be seen to be
by consequentialism and deontology, but is consonant acting consistent with their end-values and therefore
with the final of the three major approaches to nor- authentic” (Luthans & Avolio, 2003: p. 249).
mative morality: virtue ethics. It is clear from our review that the founders of
Drawing from Aristotle, virtue ethicists argue authentic leadership theory explicitly envisioned it
that the core of morality exists not in attention with the virtue ethics approach to morality in mind.
to norms and rules (deontology) or outcomes Several initial theoretical articles on authentic
2019 Lemoine, Hartnell, and Leroy 169

leadership begin with the root concept of authen- far. Specifying the relationships between ethical,
ticity, tracing it back to Greek philosophy and posi- authentic, and servant leadership with deontology,
tioning it as the core of the positive leader. Shamir virtue ethics, and consequentialism, respectively,
and Eilam (2005) characterize authentic leadership reveal opportunities to reengage in the iterative
as an “eudaimonic activity,” drawing from Aris- process of theoretical development and refinement
totle’s conception of flourishing in concordance (Cronbach & Meehl, 1955) to strengthen each con-
with one’s true self (Kernis & Goldman, 2006). Con- struct’s validity. Differentiating moral forms of
currently, Ilies et al. (2005) wrote that authentic leadership according to their normative moral con-
leadership manifests in the authentic leader’s tent provides opportunities not only to address the
eudaimonia, such that they realize who they truly are three limitations unveiled in our review of the em-
by expressing who they truly are. This honest self- pirical literature but also to explore meaningful new
expression would, in turn, cause followers to con- research directions that draw on a deeper perspec-
sider their own self-concordance and start down the tive on how specific forms of morality manifest in
path to their own authentic eudaimonia. Authentic leadership. We discuss each of these opportunities
leadership draws heavily on theories of self- in turn.
determination and authenticity; virtue ethics and
the concept of eudaimonia are prominent within
Attenuating Commonalities in Moral Leadership
both theories (e.g., Beadle & Knight, 2015; Kernis &
Research
Goldman, 2006; Ryan, Huta, & Deci, 2013).
Authentic leadership highlights the philosophy of Anchoring ethical, authentic, and servant leader-
virtue ethics, but not necessarily the study or in- ship to their respective moral foundations affords
clusion of specific virtues (Peterson & Seligman, opportunities to increase each construct’s content
2004). Rather, authentic leadership aligns with the validity and illuminate differentiated nomological
existential philosophy of moral freedom and respon- networks (i.e., attenuating common outcomes),
sibility that gave rise to the importance of virtues. This integrate theoretical perspectives unique to each
philosophy supports authentic leadership’s unique specific moral framework (i.e., attenuating com-
approach to what is moral: rather than focusing on mon theory), and ameliorate deficiencies in pre-
standards or stakeholders, authentic leaders view vailing empirical measures (i.e., attenuating common
morality as that which aids individuals in under- composition).
standing themselves, acting in self-concordant Attenuating common outcomes. “A good theory
manners, and following their own moral compass articulates not only what a construct is, but also what
regardless of the expectations of society or others it is not” (Clark & Watson, 1995: p. 311). Although
(May et al., 2003; Taylor, 1991). Conceptualizations ethical, authentic, and servant leadership theory has
of primary virtues, such as optimal self-esteem and done a respectable job defining what each leadership
authenticity (Kernis, 2003; Kernis & Goldman, 2006), approach is, their conceptual boundaries (i.e., what
and a more personal and flexible system of moral they are not) are much more amorphous. Ambiguous
judgments (Kasser, Vansteenkiste, & Deckop, 2006; conceptual boundaries pose problems for differen-
Luthans & Avolio, 2003) form the basis of authentic tiating among moral forms of leadership (as well as
leadership theory and provide a salient basis to dis- other forms of leadership). It also exacerbates the
tinguish authentic leadership from other approaches proclivity for researchers to examine the effect of
to leadership. moral forms of leadership on common outcomes,
leading to the tenuous conclusion that positive forms
of leadership all lead to (the same) positive out-
AVENUES FOR FUTURE RESEARCH
comes. Moral foundations diminish the tendency to
The specific theoretical frameworks proposed by examine moral forms of leadership with generic
the founders of ethical, authentic, and servant lead- outcomes by tightening each construct’s theoretical
ership theory and illustrative empirical exemplars boundaries and specifying antecedents, mediators,
illuminate rich distinctions that coalesce with the and outcomes that are theoretically pertinent to each
three approaches to normative ethics. These con- moral form of leadership’s moral emphasis.
nections pose important implications, highlighting Moral foundations clarify inclusion and exclusion
interesting new research questions for moral lead- criteria for ethical, authentic, and servant leader-
ership and providing opportunities to overcome ship’s constituent content. For instance, ethical
challenges which have emerged in the literature thus leaders’ normative ethics in character and action
170 Academy of Management Annals January

(Brown et al., 2005; Treviño & Brown, 2004) help us responsibility beyond any immediate benefits per-
understand why they conform to organizational ceived for the organization. Similarly, authentic
norms and enforcement of those norms. Conse- leaders are expected to allow their subordinates
quently, ethical leadership’s components focus on a degree of moral autonomy that might be in-
maintaining order through modeling and enforcing appropriate for ethical or servant leaders. This au-
compliance to standards, norms, and laws. A de- tonomy would further apply to authentic leaders
ontological focus on compliance, however, is ag- themselves, who would chafe at the moral re-
nostic about a leader’s moral freedom or concern for strictions inherent in the more explicit decision cri-
all stakeholders. Authentic leaders’ virtue ethics teria used by ethical or servant leaders. In this
form the foundation of why they value self-awareness, manner, these moral foundations highlight theoreti-
relational transparency, and balanced processing cally relevant constructs within each leadership
(Avolio & Gardner, 2005; Walumbwa et al., 2008). approach’s nomological network that collectively
Consistent with virtue ethics, authentic leadership’s contribute a more integrated view of how ethical,
internally focused behaviors emphasize leaders’ authentic, and servant leadership uniquely inform
behavioral conformance to their personal convic- our understanding of moral leadership and its effects
tions regardless of social norms, social pressure, in organizations. Differences in moral content fore-
and external expectations. This moral focus is po- shadow differences in nomological nets, and it is
tentially antithetical to the other two moral ap- those differences that both establish construct dis-
proaches’ foci on conformance to norms and tinction and uniquely add to our insight on moral
concern for stakeholders. Finally, servant leaders’ leadership.
other-oriented consequentialism (Greenleaf, 1977; Attenuating common theory. A general approach
Liden et al., 2014a) compels them to express con- to the moral content of leadership suggests a general
cern for the community, invest their efforts in approach to theorizing its effects, limiting our un-
emotional healing, and help others to grow and derstanding of the underlying processes of these
succeed. The dimensions of servant leadership, phenomena. Leadership can be defined as the pro-
thus, reflect a consequentialist focus on the en- cess of motivating or influencing others toward the
hancement and benefit of a wide variety of organi- achievement of collective goals (e.g., Rost, 1991;
zational stakeholders. Although servant leadership Yukl, 2010). Morality in general and moral philoso-
behaviors are theoretically expected to be congru- phies specifically clearly are relevant to the study of
ent with the leader’s core values, self-concordance leadership because morality highlights the shared
is much less important to servant leadership than social norms that leaders could use to motivate
a concern for stakeholders. Furthermore, servant others toward collective goals. By espousing and
leadership is equivocal about conformance to enacting any of these three moral philosophies, the
standards, norms, and laws. Taken together, moral leader paints a picture for followers of a well-
foundations provide clarity regarding the theoretical functioning collective where everyone adheres to
boundaries (i.e., the inclusion/exclusion criteria) for the same principles. Two basic principles underlie
ethical, authentic, and servant leadership. this approach to leadership (regardless of moral
In addition to tying each moral form of leader- content) and are well represented in our review: so-
ship’s internal dimensions together into a congruous cial exchange and social learning. By espousing the
whole, the three moral foundations provide guid- value of morality through their leadership, leaders
ance for identifying differentiated and theoretically are asking (or sometimes requiring) followers to buy
specific antecedents, processes, and outcomes. As into a social exchange system: if you do this for the
shown by the illustrative exemplars in Tables 5–7, collective, the collective will serve you in the fol-
testing the theory specific to each leadership approach lowing way. Furthermore, conveying this moral
illuminates the effects unique to ethical leadership philosophy is often done through espousal of the
(e.g., followers’ compliance and strong ethical cul- underlying philosophy, a vision for the future that
tures), authentic leadership (e.g., followers’ learning followers can imagine, as well as enacting it such that
orientations and mutual respect), and servant leader- the underlying philosophy becomes more tangible in
ship (e.g., followers’ volunteerism and stakeholder the minds of followers. This attempted transmission
focus). There is little reason to expect servant or au- of morality is perhaps what most clearly distin-
thentic leadership to relate to compliance with po- guishes the moral approaches to leadership from
tentially arbitrary rules and standards, or for ethical other amoral (goal-focused) or immoral approaches.
or authentic leaders to prioritize corporate social And because of this common moral nature, some
2019 Lemoine, Hartnell, and Leroy 171

overlap among ethical, authentic, and servant lead- practical and theoretical importance. Theories more
ership’s nomological networks is inevitable. For specifically attuned to each form of moral leadership
instance, given that all three approaches feature provide complementary perspectives that help pro-
generally moral behaviors such as honest and fair vide the robust theoretical frameworks from which
subordinate relations, it is not surprising that all meaningful research can emerge.
three are related to outcomes such as trust, justice Attenuating common composition. Anchoring the
perceptions, and relational quality. three approaches to moral leadership in their re-
Therefore, social exchange and social learning spective moral foundations offers opportunities to
paradigms are certainly logical processes by which better differentiate current points of compositional
moral leadership phenomena can emerge, but per- overlap (as shown in Table 4 and Figure 2) and more
spectives such as these are not comprehensively precisely define how ethical, authentic, and servant
explanatory. Furthermore, because similar social leaders uniquely approach a similar set of behaviors.
exchange and learning processes operate for amoral Although the moral leadership scales were originally
forms of leadership, exclusive attention to these constructed based on the primary theoretical ele-
general theories risks creating redundant knowl- ments underlying each construct, theoretical re-
edge. Instead, we propose that differences in moral finements reveal opportunities to similarly refine
content point to distinct theories, which, in turn, measurement to maintain construct validity (Clark &
may best explain exactly how authentic, ethical, and Watson, 1995; Cronbach & Meehl, 1955). The issues
servant leadership uniquely predict outcomes of discussed in the following paragraphs focus on
interest. For instance, servant leadership’s con- a fundamental question that is a pressing concern for
sequentialist focus naturally aligns with stakeholder this research as well as the larger leadership
theory (Freeman, 1984) and its predictions that literature—What are respondents really reporting
stakeholder good generates desirable business out- when they assess scales associated with moral forms
comes. One might argue that the stakeholder re- of leadership: general perceptions of leader liking
ciprocation implied by stakeholder theory falls under (Mumford & Fried, 2014) and leader effectiveness
the umbrella of the aforementioned social exchange (van Knippenberg & Sitkin, 2013) or specific evalua-
paradigm, but stakeholder theory nonetheless repre- tions of leader behaviors?
sents a more precise perspective on the phenomena Aligning measurement and theory. The common-
expected from a consequentialist approach to moral- alities in item content across moral forms of lead-
ity. As such, it promises to better explain servant ership raise questions about whether common or
leadership processes than a more general approach distinctive dimensions drive the variance in outcomes.
might. Similarly, although self-determination theory As illustrated in Table 2, the dominant measures of
has been invoked to explain multiple leadership ap- authentic, ethical, and servant leadership are mixed in
proaches, it is most relevant for authentic leadership, their distinctiveness; whereas each scale has items that
given that authentic leaders’ focus on autonomy. reflect unique elements such as accountability for
Ethical leadership’s more transactional approach to ethical standards (ethical leadership), balanced pro-
morality, meanwhile, suggests a link with a normative cessing (authentic leadership), and a multi-stakeholder
approach to reinforcement theory (e.g., Treviño, 1986; focus (servant leadership), some other aspects of the
Weiner, 1972). scales are quite similar. Broad, multidimensional
These examples are representative, but certainly operationalizations are conducive to linking moral
not all-inclusive. The “usual theoretical suspects” leadership approaches to general organizational out-
such as social learning and social exchange are also comes but may introduce questions about whether, for
relevant theoretical lenses that explain moral forms instance, it is truly servant leadership that drives OCB
of leadership’s influence, but these perspectives or whether it is general morality such as leader fairness
apply broadly to influence behaviors in general. If or truthfulness that explains the variance. Put another
a theory can explain many leadership behaviors and way, is it important for OCB that moral leaders em-
styles, as well as dyadic influence processes un- phasize a stakeholder perspective, or is a stakeholder
related to leadership, a question arises as to whether focus irrelevant for OCB when considering the impact
it helps us understand what makes any of those forms of general honesty and impartiality? The similar results
of influence unique. Sharper theoretical specifica- among the three moral forms of leadership across cri-
tion offers the promise of more precisely explaining teria suggest the latter may be true. Attention to the
leadership phenomena and helping us identify dis- moral forms of leadership’s dimensions has been rare
tinct mediators, moderators, and outcomes of both since their introduction, and the nature of how these
172 Academy of Management Annals January

dimensions interrelate and predict outcomes remains globally and abstractly than other items, increasing
poorly understood. The assumption that all dimen- this attribution risk. Consequently, moral leadership
sions have an equal contribution to the leader’s measures are vulnerable to “halo effects” (Meindl &
moral emphasis, for instance, remains doubtful. A Ehrlich, 1987). That is, generic items may lead re-
dimension-specific approach to moral forms of leader- spondents to view all three approaches to leadership
ship may help move the field forward by illuminating as generally positive and, therefore, extrapolate or
more specific sets of leadership behaviors that ac- assume high ratings for other seemingly positive
count for leadership’s effectiveness (van Knippenberg & characteristics and behaviors based on their general
Sitkin, 2013; Yukl, 2012). appreciation and admiration of the leader. It is, thus,
Answering questions related to whether ethical, not surprising that meta-analytic effects between the
authentic, and servant leadership’s distinctive moral three moral forms of leadership and relational per-
foundations drive their relative predictive validity is ceptions such as trust in the manager and leader–
challenging with current scales because varying member exchange (LMX) range from 0.65 to 0.71
levels of item specificity may produce responses (Hoch, Bommer, Dulebohn, & Wu, 2018). The mag-
that are disconnected from what measurement scales nitude of these correlations raises legitimate ques-
intend to measure. As measurement items become tions about the discriminant validity between moral
more abstract (as is often the case for broad ap- leadership scales and employees’ relational percep-
proaches to morality) and, thus, less behaviorally tions. Although our comparative review provides an
focused, scales risk measuring generic follower at- opportune example to raise the potentially perni-
tributions and attitudes rather than followers’ eval- cious effects of variance in item depth within the
uations of discrete leader behaviors. Bagozzi and moral leadership literature, most other leadership
Edwards (1998) suggest that variability in item depth measures similarly include at least some attribu-
may distort what we are intending to measure by tional or global-level questions. They also exhibit
eliciting general affective and cognitive attributions. similarly high correlations among leadership con-
Item depth. Item depth refers to items in a mea- structs and relational perceptions. This problem
surement scale that are written at different levels raises the question: “What are employees really
of abstraction. Three types of construct depth— assessing when measuring ‘leadership’?”
component level, facet level, and global level— Efforts are needed to ascertain the degree to which
represent the lowest level of abstraction, intermediate items in a leadership scale assess general attributions
level of abstraction, and the highest level of ab- as opposed to the specific phenomenon the item is
straction, respectively (Bagozzi & Edwards, 1998). intended to measure. This effort may seem daunting
Component-level items are the most concrete and for areas as subjective as moral leadership behaviors,
objective in terms of observations and experiences. but it is necessary to gain confidence in the validity
They often describe observable behaviors. Facet- of our measures and distinguish them empirically
level items require subjective interpretations of from other leadership constructs. Toward this end,
words like “fair,” “honest,” and “trust.” Global-level a question to consider is whether respondents are
items assess overall attitudes or require general re- being asked to judge the degree to which they per-
sponses to abstract concepts (e.g., “holds high ethi- ceive a leader as moral, versus the degree to which
cal standards”). observable behaviors are enacted in a moral way. For
Example items from the measurement scales in instance, “makes fair and balanced decisions” (from
Table 2 show that all three moral forms of leadership the ethical leadership scale) may tap general justice
mix levels of abstraction from concrete, observable perceptions; “my manager is always honest” (from
behaviors to higher level factors (fairness, honesty, the servant leadership scale) could measure a trust-
and trustworthiness) to more abstract, global as- worthiness attribution; and “makes difficult de-
sessments (high ethical standards). The heterogene- cisions based on high standards of ethical content”
ity in item depth is particularly problematic for (from the authentic leadership scale) involves an
moral forms of leadership because abstract questions attribution of ethics rather than an evaluation of
trigger broad cognitive and affective (e.g., leader specific behaviors. This issue could be resolved by
liking and leader effectiveness) responses that con- editing items to the less abstract component level or
volute theoretical distinctions among leadership by further revising them to reflect the unique moral
types. This issue is especially salient for items tap- content of each leadership approach. It is also plau-
ping a general moral leadership factor (such as hon- sible that the scales’ discriminant validity could be
esty and fairness), which are often framed more enhanced by reducing more generally moral items
2019 Lemoine, Hartnell, and Leroy 173

and increasing items specific to each approach’s leader characteristics (i.e., who a leader is), leader
moral content. behaviors (i.e., what a leader does), and leader effects
To be clear, many items in the three scales do not (i.e., what a leader produces).
exhibit these potential issues. Exemplar items within As an example of the confound between a con-
each scale are written at the component level and struct and its effects within the moral leadership
include behavioral descriptions, such as “discusses domain, ethical leadership is often related to em-
business ethics or values with employees” (ethical), ployee trust in a leader (e.g., Chughtai et al., 2015;
“tells the hard truth” (authentic), and “I am encour- Newman et al., 2014; Xu et al., 2016), but the ethical
aged by my manager to volunteer in the community” leadership scale includes as one of its items, “can be
(servant). These items incorporate distinct elements trusted.” There are excellent theoretical reasons to
of each leadership approach’s moral frameworks, believe that ethical leadership and trust should cor-
and they reference specific and observable behav- relate, but the inclusion of this item within the ethical
iors. These items may be chiefly responsible for the leadership scale renders any empirical conclusions
promising results shown in our exemplar tables, in- regarding this outcome suspect. Behaviorally focused
dicating that the measurement scales meaningfully items that focus on the distinctive elements of ethical,
tap distinctive components of their respective lead- authentic, and servant leadership (i.e., compliance,
ership frameworks. self-concordance, and concern for multiple stake-
In summary, items within ethical, authentic, and holders, respectively) will minimize confounds,
servant leadership scales should be carefully exam- clarify causal relationships within each construct’s
ined to assess a consistent level of depth (i.e., ob- nomological network, and increase empirical dif-
servable behaviors) in an effort to gain confidence ferentiation among the three approaches to moral
about what is being measured. Given the potential leadership.
threats to validity, items should be written at the Attention to the distinction of leader characteristics
component level so that respondents are able to re- from leader behaviors may be especially important for
port specific and unambiguous observations of servant leadership theory, which has consistently
leader behaviors. Although somewhat restrictive, been conceptualized as a blend of leader characteris-
this approach may be the most effective at mitigating tics (i.e., a servant leader is “servant first”) and be-
respondents’ propensity to rate global assessments haviors (i.e., a servant who aspires to lead) (Greenleaf,
of leader liking or leader effectiveness. Otherwise, 1977; Liden et al., 2008; van Dierendonck, 2011). In
measurement scales within the moral leadership this respect, servant leadership items measuring both
domain may be “hoping for A, while measuring B” behaviors and characteristics are in conceptual align-
(Kerr, 1975). ment, but this broader theoretical categorization may
Item breadth. An additional advantage to focusing create problems disentangling who a leader is and
on component-level items is that narrower item what a leader does. Hence, it may be useful to con-
breadth further increases construct validity because struct separate scales to assess servant leader charac-
it reduces the risk of measuring a phenomenon by its teristics and servant leader behaviors, which would
antecedents or outcomes, a practice that creates an enable empirical tests of whether the relationship be-
additional threat to validity that is germane to the tween them is consistent with theory.
moral leadership and the broader leadership litera- In sum, given the diversity of the elements with
ture alike (van Knippenberg & Sitkin, 2013). Lead- leadership’s broader influence process and the
ership constructs are notorious for including items causal implications associated with leader charac-
that confound its content with antecedents and out- teristics, leader behavior, and leader effects, it is
comes. This problem stems from ambiguous defini- imperative to adopt more refined nomenclature and
tions of leadership itself as well as broad theoretical measure each definitional feature under leadership’s
expositions of leadership’s omnibus influence pro- theoretical umbrella separately to increase the “def-
cess (often incorporating traits, behaviors, processes, initeness of the components” (Cronbach & Meehl,
relational elements, and/or outcomes) that relegate 1955) within ethical, authentic, and servant leader-
“leadership” to a catchall term with imprecise ship as well as their respective nomological net-
meaning. Attempts to capture a commensurately works. Sustained efforts to the contrary confound
broad variety of elements in a single scale creates characteristics with behaviors and behaviors with
significant methodological challenges for leadership their effects, creating dangerous threats to validity
constructs, including confounds among causally re- that undermine the utility of leadership research
lated components of the influence process such as (van Knippenberg & Sitkin, 2013).
174 Academy of Management Annals January

Capitalizing on Moral Foundations in identities highlight why there might be tension be-
Future Research tween moral philosophies. Buying into one per-
spective often means not choosing, or even explicitly
Beyond addressing and resolving issues in the em-
rejecting, other perspectives. Within the moral phi-
pirical literature, the moral foundations underlying
losophy literature, these situations have been termed
ethical, authentic, and servant leadership provide
“moral dilemmas,” where individuals are forced to
a foundation to examine many promising new re-
choose between two sets of actions derived from
search questions. The theoretical differences among
different moral philosophies (e.g., the trolley car di-
deontology, virtue ethics, and consequentialism in-
lemma). For anyone who has wrestled through or
troduce opportunities to examine the fit among moral
worked with these dilemmas, this is not just a cog-
approaches to leadership, develop a more refined
nitive or intellectual exercise. These questions reach
understanding of their joint impact on organizational the core of one’s moral identity and can lead to
and follower effectiveness, and advance philosophi- strongly emotional debates with others (or even
cal theory through observing leader behaviors in within oneself). If, as proponents of ambidextrous
organizations. leadership (Rosing, Frese, & Bausch, 2011), para-
Fit among moral forms of leadership. Refining doxical leadership (Zhang, Waldman, Han, & Li,
distinctions among ethical, authentic, and servant 2015), and enabling leadership (Uhl-Bien & Arena,
leadership based on their respective moral philoso- 2018) suggest, leaders juxtapose paradoxical per-
phies open theoretical avenues to debate whether spectives, to what degree are multiple moral phi-
leaders can hold multiple moral philosophies si- losophies tightly coupled or loosely coupled? The
multaneously and develop propositions about the leadership domain is fertile ground to investigate
potential effects of interactions between moral forms and theoretically refine why there might be tensions
of leadership. The essence of these research ques- between alternative moral approaches and the
tions is defining the nature of the relationships, in identity processes that hinder constructive debate
practice, among deontology, virtue ethics, and con- around the value of each moral philosophy. Despite
sequentialism. Are moral philosophies underlying the theoretical richness in examining the interplay of
the three moral approaches to leadership congru- and inherent tensions among multiple moral phi-
ent such that they complement one another in losophies, our review of the ethical, authentic, and
building a grander, more holistic morality, or are servant leadership literatures indicate that this op-
they fundamentally opposed? Perhaps, the answer portunity has been squandered in favor of the tenu-
is not dichotomous and, instead, requires more nu- ous assumption that moral forms of leadership are
anced questions such as the following: Where are mostly interchangeable.
the points of moral consonance (i.e., complemen- Moral dilemmas raise a question that is rarely ex-
tarity and consistency) among moral philosophies? amined throughout the leadership literature: “Can
Where are the points of moral dissonance (i.e., con- leaders employ more than one moral philosophy si-
tradictions resulting in moral dilemmas)? Such multaneously?” It is logical to assume that a highly
questions are central to understanding three re- moral individual might prioritize compliance with
lational contexts associated with moral congruence: standards, self-awareness and self-concordance, and
within-leader (with connections to leaders’ moral stakeholders, but adhering to all three moral moor-
identity), leader–environment, and leader–follower ings is not necessarily assured. Some leaders might
moral congruence. believe in following rules even if they do not believe
Within-leader moral congruence. Moral philoso- in them; others might advocate for bending or
phies are not just abstract ethical theories because breaking organizational norms in the service of
similar to how religions or political parties are ideals stakeholder good; still others could lack strong feel-
about how societies could and should function, ings for compliance or compassion for stakeholders
leaders can attach significant emotional value onto and, instead, be guided solely by their own instincts
moral philosophies, integrating them into their core or deeply held philosophies or religious convictions.
identities. Existing leadership research contributes It is not difficult to imagine scenarios in which the
to research on moral philosophy by highlighting the three moral interests would align. For instance, in-
identity work that occurs when people internalize dividuals follow norms and standards in part be-
these philosophies into who they are and the emo- cause they honestly believe that they positively
tional valence that is attached to it as a result. impact the people affected by them (Coleman, 1989).
Leaders’ emotional attachments to specific moral Other cases may be less straightforward, and might
2019 Lemoine, Hartnell, and Leroy 175

involve conflicts among the leadership styles. Con- and future behavior? Would followers perceive
sider a case where an organization had an opportu- leaders as inconsistent and weak who are sometimes
nity to move into the highly lucrative business of self-concordant but, in other cases, comply with
selling tobacco products in developing countries. company policies without personally believing in
The company and countries would likely have no them? Would leaders be more likely to find com-
norms or laws prohibiting this business venture, but promises that retain elements of both moral per-
the health outcomes for customers would be clear. spectives? Beyond mere philosophical musings,
The organization’s decisions might rely on which such questions are of paramount importance in
type of moral leadership is dominant. On a more contexts such as organizational change, workforce
microscale, imagine an employee who needed time reductions and layoffs, or corporate social responsibility
off for a family emergency but lacked vacation or (CSR) allocations, among others. A more nuanced in-
leave days. What that employee’s manager might vestigation of how these three leadership approaches
believe is the right thing to do might differ with what work together, or against each other, is needed to truly
would have the most positive impact on the em- understand how moral leadership might affect such
ployee, which in turn may not match the organiza- essential organizational outcomes.
tion’s norms and policies. What does a moral leader Leader–environment moral congruence. Distin-
do if telling the truth and representing him- or herself guishing moral leadership approaches by the content
authentically would have negative implications for of their morality also introduces the importance of
stakeholders, or result in his or her speaking against investigating fit, or contingency perspectives, to
company norms and culture? In all of these cases, the morality. Existing approaches to moral leadership
type of morality evidenced by the moral leader be- are quite normative and morally absolutist in that
comes essential. they suggest one optimal moral behavioral pattern.
Although it may be possible for leaders to switch However, a degree of relativity may exist such that
between moral philosophies over time and situa- certain approaches fit better within certain contexts.
tions (e.g., using deontology in one situation and Different contexts differ in their emphasis on differ-
consequentialism in another), moral dilemmas may ent moral content, including national cultures, po-
impede on their overall sense of moral coherence, litical or religious climate, and industry or corporate
consistency, and integrity (Simons, 2002). Leaders cultures—all of which suggest a contingency per-
who use different moral principles in different spective to moral leadership that is not as pre-
situations—ethical in one situation and servant or dominant in current research. Ethical leaders would
authentic in the next—may adversely affect fol- be most sensitive to these contextual issues because of
lowers who seek behavioral consistency and pre- their awareness and prioritization of cultural and or-
dictability from their leaders. Moral dilemmas may ganizational norms (Brown et al., 2005; Brown &
create weak situations in which followers become Mitchell, 2010). Authentic and servant leaders,
confused by attempting to interpret the leader’s in- though, would be expected to be far less concerned
consistent ethical principles. Exploring interactions with such norms. Servant leaders would focus on
among different moral philosophies introduces in- stakeholder good regardless of expectations. This
teresting questions about followers’ interpretation perspective is congruent with stakeholder theory
and response to ethical behavior. (Freeman, 1984) in which organizational goals tran-
It has been assumed that moral leadership styles scend mere profitability, a viewpoint that may or may
identify leaders who make moral decisions, but ex- not align with a company’s internal norms. Authentic
actly what is moral is often subjective. For instance, leaders might be most strongly opposed to prevailing
in a case of declining profits, are layoffs more moral norms, given their high moral courage and belief in
when they affect the smallest number of employees, moral freedom; indeed, to more deontological cultures
or is an organization-wide pay decline more moral and environments, the authentic leader may well be
because no one is laid off? If the three approaches to viewed as an unpredictable “loose cannon.” Could
morality are not orthogonal, then such situations ethical leaders, then, be the most effective at navigating
raise questions as to moral trade-offs. If leaders are differences among national and organizational cul-
equally high in compliance-focused ethical leader- tures, whereas authentic leaders would struggle the
ship and community-focused stakeholder leader- most? If ethical leaders are open to different contextual
ship, but they are forced to make a choice against one demands and willing to switch to the current moral
approach and in favor of the other, what ramifica- standards, then the answer is yes. It is plausible, how-
tions would their choice have for their well-being ever, that an ethical leader might be more absolutist
176 Academy of Management Annals January

and even rigid in his or her adherence to one system of tend to judge those others as immoral, rather than
norms and expectations over another. The factors that simply using a different moral perspective (Haidt,
make ethical leaders more or less likely to adapt their 2001, 2012). Consider, for instance, an individual
adopted norms, rules, and standards are worthy of listening to a speech given by a member of an op-
study, especially in a cross-cultural context. posing political party. Such an individual is unlikely
Leader–follower moral congruence. Followers to consider the differing moral natures of individuals
themselves may form a similar contingency for the and give the speaker the benefit of the doubt in
individual effects of each moral leadership ap- a moral assessment; instead, they are most likely to
proach. Although explicated at one or more points in react intuitively to conclude that the speaker is im-
time by great thinkers, the three moral philosophies moral. In this manner, how would an authentic,
have existed in various forms across different socie- virtue ethics-oriented follower react to an ethical or
ties throughout history. Their prevalence, explicitly servant leader? Questions such as these demonstrate
in culture and both consciously and subconsciously that moral leadership may serve as a double-edged
in cognition (Shafer-Landau, 2015), suggests that sword.
beyond their explicit formulation, these philoso- Trade-offs and negative effects associated with
phies have and will continue to exist also on a more each moral approach to leadership. New direc-
implicit level: fundamental assumptions about how tions for research are also suggested by scholarship
societies should function that are not always ques- on the three approaches to normative morality.
tioned or well-thought out. Recognizing both the Consequentialism theorists, for example, ask what
implicit and explicit nature of moral philosophies is exactly is the most optimistic path to well-being—
important to understand their impact on leadership that is, whose outcomes should be prioritized, and by
effectiveness. For instance, a leader may explicitly how much (Scheffler, 1988; Shafer-Landau, 2015)?
buy into a philosophy in thought or theory only to Similarly, studies of servant leadership should
find him- or herself challenged in those beliefs by examine how and whether it is possible for ser-
followers because they contradict more implicit as- vant leaders to effectively balance organizational
sumptions (e.g., religious or political beliefs). Fur- concerns with the goods of stakeholders such as
thermore, a certain moral leadership approach may customers, employees, and communities. Is such
have little to no effect because specific followers (or a balance among multiple stakeholders’ concerns
larger groups) have implicit beliefs or schemas plausible? If so, is there an optimal stakeholder bal-
around what is right and wrong that are not easily ance that can be achieved for the overall good, such
challenged or changed. Opposing moral philoso- as the controversial concept “effective altruism”
phies may even lead to counterproductive effects which has been proposed (but not empirically
(e.g., conflicts, views that the other party is un- verified) as the most impactful form of utilitarian
ethical), which might suggest that a moral leadership consequentialism (Gabriel, 2017; Singer, 2015)?
approach is undesirable. Proponents of consequentialism and deontology
In sum, depending on the belief system and moral are sometimes faced with the criticisms that their
philosophy of individual followers, the leader’s at- forms of morality suggest unjust actions and un-
tempt to use one leadership style over another may intended outcomes, respectively (Baron et al.,
fail. Our understanding of the role of followers in 1997; Shafer-Landau, 2015). Do these criticisms
cocreating leadership is underdeveloped in general apply to servant and ethical leadership? Does the
(Shamir, 2007; Uhl-Bien, Riggio, Lowe, & Carsten, relative unpredictability of the virtue ethics ap-
2014), but should be especially important in the area proach, in that moral decision-makers are guided
of moral leadership. Opposing moral views might by self-concordance and authentic reflection rather
diminish the effects of certain forms of leadership than by consistent and predictable decision rules,
influence. Although more homogenous approaches have implications for the authentic leader? Might
to moral leadership research might suggest that authentic leaders be viewed by followers or man-
a compliance-focused leader and a community- agement as inconsistent, unpredictable, or unreli-
focused follower would find alignment in their able? Virtue ethics scholars currently debate between
equally strong moral identities, inconsistent moral Aristotelian and non-Aristotelian approaches, with
content may instead precipitate conflict. Research the former advocating a single concordant and ful-
from social psychology suggests that when in- filling set of virtues without conflict, and the
dividuals encounter others who use fundamentally latter arguing that there is no one best virtuous set
different moral philosophies to guide behavior, we of characteristics (Oakley, 1996). Are authentic
2019 Lemoine, Hartnell, and Leroy 177

leaders, then, aligned in their virtues, or is there of leadership such as task-oriented, relationship-
variation? If there is, what are the ramifications of oriented, and change-oriented leadership (DeRue,
these differences? Nahrgang, Wellman, & Humphrey, 2011; Yukl,
Leaders as a context to descriptively evaluate Gordon, & Taber, 2002).
normative philosophical concepts. New directions At the same time, our review indicates a need to
for research within the moral leadership literature further develop and refine our understanding of how
are plentiful, but additional opportunities arise in morality influences leadership. In an attempt to es-
consideration of a cross-disciplinary approach. tablish criterion validity, the study of similar effects
Whereas the leadership literature is often criticized among different moral approaches has led to con-
for its overreliance on empiricism and absence of ceptual vagueness regarding their unique content.
strong theory (e.g., van Knippenberg & Sitkin, 2013), Most of the articles reviewed here exhibited high
the philosophy and ethics literatures are conversely degrees of redundancy, adding little to our overall
in need of rigorous empiricism to test their many understanding of how and why the alignment of
theories (Widdershoven & van der Scheer, 2008). In morality with leadership might be important. The
this manner, each of the two disciplines is well po- continued study of similar outcomes and generic
sitioned to capitalize on the strengths of the other. A mechanisms, combined with inattention to core
comprehensive listing of these opportunities is be- theory, suggests that moral leadership is falling prey
yond the scope of this article, but we provide some to the same issues that have historically plagued
examples to foreshadow the potential. For instance, leadership research (Nohria & Khurana, 2010; Rost,
many experts in the study of ethical philosophy feel 1991; van Knippenberg & Sitkin, 2013). However,
that there is one objectively correct normative moral our review of the theoretical foundations underlying
approach. In other words, they maintain that one different approaches to moral leadership, and a
theory best explains how individuals consider moral supporting body of empirical research aligned with
behavior (e.g., Baron et al., 1997). The organizational distinct moral philosophies, offers signs of promise.
context provides an applied ethical environment A leader’s morality can influence their leadership
from which to descriptively examine such normative effectiveness in distinct ways. If leadership repre-
questions. Do most managers make decisions based sents a relational process of influencing followers
on norms and standards, based on outcomes and toward achieving collective goals, then moral forms
stakeholders, or based on their own self-concordant of leadership suggest what those collective goals are
judgments? Of these three approaches, which is the and how they might best be reached. Followers can
most effective in terms of organizational success, be inspired by a leader who advocates the highest
team development, or more morally oriented out- common good for all and is motivated to contribute
comes? Our review suggests that the organizational to that common good from an expectation of reci-
context is an environment where different moral procity (servant leadership; consequentialism). Fol-
approaches can be present, even simultaneously, lowers can also be inspired by a leader who advocates
with distinct outcomes for each approach to moral the adherence to a set of standards or rules and is
leadership. motivated to contribute to the clarity and safety this
structure imposes for an orderly society (ethical
leadership; deontology). Followers can also be in-
CONCLUSION
spired by a leader who advocates for moral freedom
Although morality’s usefulness in the leadership and corresponding responsibility and is motivated to
domain has often been questioned (e.g., Mumford & contribute to this system in the knowledge that others
Fried, 2014), our comparative review of the three will afford them their own moral autonomy (authentic
dominant moral approaches (i.e., ethical, authentic, leadership; virtue ethics).
and servant leadership) clearly indicates that moral These distinct leadership approaches to morality
leadership behaviors positively impact a host of de- are all bounded by followers’ perceptions of, and
sirable organizationally relevant outcomes. This implicit agreement with, what values and standards
conclusion counters old critiques that issues of mo- constitute moral behavior. Followers’ internal moral
rality in leadership are unimportant (e.g., England & standards and implicit comparisons with those of
Lee, 1974; Rost, 1991; Thompson, 1956). To the their leaders introduce a significant challenge for
contrary, moral forms of leadership have much moral approaches to leadership. What is seen as
potential to explain leadership’s influence in a moral to one set of followers may be seen as immoral
manner substantially distinct from classical forms by another set of followers. This conflict suggests
178 Academy of Management Annals January

that leaders who invoke morality to influence intention. Leadership & Organization Development
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2019 Lemoine, Hartnell, and Leroy 187

G. James Lemoine (jlemoine@buffalo.edu) is an Assistant the intervening mechanisms through which they influence
Professor at the School of Management at the University at organization, group, and individual effectiveness.
Buffalo (State University of New York), and a researcher
Hannes Leroy (leroy@rsm.nl) is an Associate Professor at
with the UB Center for Leadership and Organizational Ef-
the Rotterdam School of Management and Academic Di-
fectiveness. He primarily studies issues related to leader-
rector of the Erasmus Center for Leadership. He is in-
ship, ethics, creativity, research methods, and how they do
terested in authenticity – the extent to which one remains
and don’t play nicely together.
true to oneself – at work: whether individuals feel au-
Chad Hartnell (chartnell@gsu.edu) is an Assistant Pro- thentic, are perceived as authentic, and encouraged to be
fessor at the J. Mack Robinson College of Business at authentic, particularly in a role of leadership.
Georgia State University. He is interested in leadership and
the organization’s social context. His research examines
how leadership and organizational culture interrelate and

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