Received

Date

UNIT TRUST ADVISER APPLICATION CHECKLIST

Please use this checklist to ensure that your documents are complete. For assistance, please contact your Recruiter or Servicing
Branch.

Applicant Name (As per NRIC) :

ITEM NEW REGISTRATION RE-REGISTRATION

(CUTE) (Formal UTS Consultant & Variation of Registration)

1. Completed Unit Trust Adviser Application Form Completed Unit Trust Adviser Application Form

2. Completed Application For Registration Of Unit Trust Completed Application For Registration Of Unit Trust
Scheme Consultant ("UTS Consultant") Form (U001) Scheme Consultant ("UTS Consultant") Form (U001)

3. 1 copy of photocopy NRIC (front and back) 1 copy of photocopy NRIC (front and back)

4. 2 copies of passport size photograph (blue / white 2 copies of passport size photograph (blue / white
background) background)
(Name and NRIC No. must be written on the back of the (Name and NRIC No. must be written on the back of the
photos) photos)

5. A duly executed Statutory Declaration Form (SD 001) A duly executed Statutory Declaration Form (SD 001)
(Effective Date 01/06/2016) (Effective Date 01/06/2016)
(Must be witnessed by the Commissioner for Oaths) (Must be witnessed by the Commissioner for Oaths)

6. Agent Consent on Personal Data and Privacy Form Agent Consent on Personal Data and Privacy Form
(PDPA) (PDPA)

7. Photocopy of Bank Statement or Savings Passbook Photocopy of Bank Statement or Savings Passbook

8. 2 copies of Unit Trust Business Agreement. 2 copies of Unit Trust Business Agreement.
(Initial at the right bottom of every page and do not fill in (Initial at the right bottom of every page and do not fill in
any date) any date)

9. Registration Fee of RM238.00 Registration Fee of RM138.00

Cheque made payable to : Cheque made payable to :
"Manulife Investment Management (M) Berhad" "Manulife Investment Management (M) Berhad"

10. A certify true copy of the relevant certificate and A copy of the following:
qualification
Credits in any three (3) subjects in Sijil Pelajaran Resignation Letter with acknowledgement chop
Malaysia (SPM) or equivalent from previous Unit Trust Management Company
OR OR
Academic qualification (s) higher than SPM Letter of Release from previous Unit Trust
Management Company

MIMMB/AADM/UTCAppCL/01/202011