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847964

research-article2019
NNRXXX10.1177/1545968319847964Neurorehabilitation and Neural RepairErrante et al

Original Research Article


Neurorehabilitation and

Mirror Neuron System Activation in


Neural Repair
1­–13
© The Author(s) 2019
Children With Unilateral Cerebral Palsy Article reuse guidelines:
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During Observation of Actions Performed DOI: 10.1177/1545968319847964


https://doi.org/10.1177/1545968319847964
journals.sagepub.com/home/nnr

by a Pathological Model

Antonino Errante, PhD1 , Giuseppe Di Cesare, PhD2, Chiara Pinardi, MPhys1,


Fabrizio Fasano, MPhys3, Silvia Sghedoni, MD4, Stefania Costi, DPT4,5,
Adriano Ferrari, MD4,5, and Leonardo Fogassi, PhD1

Abstract
Background. Recent evidence suggested that Action Observation Therapy (AOT), based on observation of actions followed
by immediate reproduction, could be a useful rehabilitative strategy for promoting functional recovery of children affected
by unilateral cerebral palsy (UCP). AOT most likely exploits properties of the parieto-premotor mirror neuron system
(MNS). This is more intensely activated when participants observe actions belonging to their own motor repertoire.
Objective. The aim of the present study was to investigate the issue of whether MNS of UCP children is better activated
by actions performed by a paretic hand rather than a healthy one. Methods. Using functional magnetic resonance imaging,
we assessed brain activation in a homogeneous group of 10 right UCP children compared with that of 10 right-handed
typically developing (TD) children, during observation of grasping actions performed by a healthy or a paretic hand. Results.
The results revealed a significant activation within the MNS in both UCP and TD children, more lateralized to the left
hemisphere in the TD group. Most important, region of interest (ROI) analysis on parietal and premotor regions showed
that, in UCP, the MNS was more strongly activated by observation of actions performed by the paretic hand, a motor
model more similar to the observer’s motor repertoire. Conclusions. This study shows that children affected by spastic UCP
exhibit enhanced activation of the MNS during observation of goal-directed actions performed by a pathological model
with respect to a healthy one.

Keywords
cerebral palsy, mirror neuron system, action observation, rehabilitation, development, fMRI

Introduction Several models of intervention are currently available to


improve upper limb function in UCP patient, such as botu-
Cerebral palsy (CP) refers to a group of permanent disor- linum toxin A (BoNT-A), constraint-induced movement
ders of the development of movement and posture, derived therapy (CIMT), hand-arm intensive bimanual training
from nonprogressive disturbances occurring in the develop-
ing fetal or infant brain.1 CP syndrome is the most common
1
childhood motor disability ranging from 1.5 to 2.5 per 1.000 University of Parma, Parma, Italy
2
live births.2 Children with unilateral cerebral palsy (UCP), Istituto Italiano di Tecnologia (IIT), Genova, Italy
3
Cardiff University, Cardiff, UK
in which mostly one side of the body is involved, represent 4
Azienda USL – IRCCS of Reggio Emilia, Reggio Emilia, Italy
39% of the general CP population.3,4 UCP can be attributed 5
University of Modena and Reggio Emilia, Modena, Italy
to perinatal ischemic stroke or, in premature infants, to
Supplementary material for this article is available on the
white-matter damage producing unilateral porencephalic Neurorehabilitation & Neural Repair website at https://journals.sagepub.
cavities (or cysts).1,5 In UCP, the upper limb is generally com/home/nnr
more affected than the lower one,6 and unimanual activities
Corresponding Author:
are normally performed by the less affected upper limb. Leonardo Fogassi, Department of Medicine and Surgery, University of
Daily life activities, which are prevalently bimanual, could Parma, Via Volturno 39, Parma, 43125, Italy.
be severely impaired.7 Email: leonardo.fogassi@unipr.it
2 Neurorehabilitation and Neural Repair 00(0)

(HABIT), occupational therapy (OT), and neurodevelop- children might have a reduced activation of the MNS during
mental treatment (NDT). A recent meta-analysis8 high- observation of actions performed by healthy subjects but
lights the higher efficacy of interventions based on motor increased activation during observation of the same actions
skill learning theories requiring the child to develop a strat- performed by a child with comparable coping strategies.
egy to solve motor problems (eg, intensive activity-based, Hence, we performed a functional magnetic resonance
goal-directed, bimanual interventions). The elements play- imaging (fMRI) study on UCP and typically developing
ing the most important role appear to be the intensive struc- (TD) children, in order to investigate the neural correlates
tured task repetition, incremental level of difficulty and of observation of actions performed by agents with 2 differ-
activity-based patient’s motivation. ent levels of motor skills, namely a UCP child with a mod-
A relatively new rehabilitative approach, quite different erate degree of hand impairment and an agent with a healthy
from those based on problem solving, exploits the system- hand. We hypothesized that in UCP children the observa-
atic observation of actions followed by their imitation tion of actions performed with a paretic hand should be
(Action Observation Therapy [AOT]).9 In fact, this latter more effective in producing MNS activation than the obser-
approach, differently from those described above, is driven vation of a healthy hand.
by an external model. Although this intervention is not
highly task demanding for UCP children, it has the advan-
tage to rely on an automatic learning mechanism and can Materials and Methods
also be easily transferred to a home-based program.
The neural model for this therapy is the mirror neuron
Participants
system (MNS), originally discovered in the monkey premo- Ten children (see Table 1) with unilateral brain lesion and
tor and parietal cortex, formed by visuomotor neurons which spastic UCP (7 males and 3 females; range 9-14 years; M =
fire both when a monkey performs a goal-directed motor act 11.2; SD = 2.09) were selected starting from a large sample
or when it simply observes the same or a similar motor act.10-14 of patients (N > 100) in the hemiplegic children database of
A comparable MNS has been identified also in humans IRCCS S. Maria Nuova Hospital (Reggio Emilia, Italy)
using several electrophysiological and neuroimaging according to the following inclusion criteria: (1) confirmed
techniques.15,16 Its 2 main nodes are the inferior parietal lob- diagnosis of right spastic UCP according to definition (MRI
ule (IPL) and the ventral premotor cortex (PMv), plus the and clinical history); (2) age 9 to 14 years at time of recruit-
caudal part of the inferior frontal gyrus (IFG).17 Some stud- ment; (3) mild or moderate upper limb disability, that is,
ies also report additional involvement of other areas, form- active use of affected upper limb ranging from poor active
ing the so-called Action Observation Network (AON), such assisted use to spontaneous use, according to House
as superior parietal lobule (SPL) and dorsal premotor cortex Functional Classification (HFC)31 system with grades
(PMd) for observation of reaching movements,18 and pri- between 4 and 5 (corresponding to synergic hand of Ferrari
mary and high order somatosensory areas, probably related and Cioni’s Kinematic Hand Classification32 (see
to the sensory consequences of the observed actions.19 Supplementary Table 1, available online); (4) no cognitive,
It has been proposed that the MNS transforms visual rep- visual, or auditory impairments; (5) no history of seizures
resentations of observed motor acts into the corresponding or seizures well controlled by therapy; and (6) sufficient
motor representations, allowing observers to immediately cooperation in performing 45-minute fMRI session.
recognize motor acts belonging to their own motor reper- Children were excluded if they (1) received BoNT-A
toire,20 including also motor skills resulting from long-last- injections or had upper limb surgery within 6 months prior to
ing practice. Indeed, several studies21-24 indicate that the testing; (2) were unsuitable for 3-T magnetic resonance sys-
MNS is highly activated during observation of actions tem due to metal implants, shunts, and so on; (3) were ranked
already embodied in the observers’ motor repertoire. In line <4 according to HFC; and (4) had moderate or severe mus-
with this idea, in the past 10 years an increasing number of cle spasticity and/or contracture33 (Modified Ashworth Scale
AOT applications have been reported in adults and children (MAS) score >2) so requiring spasticity management or
with CP, using paradigms combining action observation orthoses. Ten right-handed TD children were enrolled as
with subsequent execution of observed actions.25-30 control group (5 males and 5 females; range 9-14 years; M
In AOT of UCP children it is possible that observation = 11.1; SD = 2.05). We started from the assumption that the
elicits, in the observer, a marked propensity to preserve task best model for the AOT in right UCP patients should be a
proficiency by selecting movements that enable attainment right-hand model, therefore we used a paradigm based on
of action goal, regardless of kinematic resemblance with the observation of a pathological right-hand model and, for
observed model. This could be because the complexity of comparison, a healthy right-hand model. As a consequence,
the model offered during observation of an action per- TD children group was chosen homogeneous for handed-
formed by a healthy hand is not appropriate for imitation, so ness lateralization, in order to avoid problems in interpreting
that children decide to copy the final outcome of the action the results obtained from a mixed group of TD children. All
rather than the process used to achieve it. Thus, UCP TD and UCP children attended regular public school and
Errante et al 3

Table 1.  Demographic Data, Clinical Features, Radiological Findings, and Functional Classification in Cases Group.

Patient No. Sex Age Lesion Side GA (wk) CP Type GMD WMD Radiological Findings HFC MACS KHC
1 M 9 LH 26 Right UCP — x Periventricular malacic areas 5 2 Synergic
with mild VD hand
2 F 11 LH 25 Right UCP x xx Moderate CC atrophy; parietal 5 3 Synergic
periventricular malacic hand
area with moderate VD;
frontoparietal gliosis; parietal
cortical atrophy
3 F 13 LH 32 Right UCP x x Moderate CC atrophy; fronto- 5 3 Synergic
periventricular malacic area hand
with moderate lateral VD
4 M 14 LH 38 Right UCP — xxx Severe CC atrophy; 5 3 Synergic
frontoparietal periventricular hand
and subcortical malacic area
with moderate lateral VD;
interhemispheric cyst
5 M 9 LH 32 Right UCP xx xx Severe CC atrophy; 5 3 Synergic
frontoinsular periventricular hand
and subcortical malacic
area with severe lateral VD;
parietal WM gliosis; Wallerian
degeneration; posterior fossa
arachnoid cyst
6 M 9 LH 40 Right UCP — x Parietal periventicular malacic 5 3 Synergic
area with lateral VD; frontal hand
gliosis; CC hypotrophy
7 F 13 LH 36 Right UCP xx xx CC hypotrophy; frontoparietal 4 3 Synergic
insular periventricular and hand
subcortical malacic area
with lateral VD; Wallerian
degeneration
8 M 10 LH 37 Right UCP xx x Mild posterior CC hypotrophy; 5 3 Synergic
parietal periventricular and hand
subcortical malacic area with
mild lateral VD
9 M 10 LH 30 Right UCP — x Parietal periventricular malacic 5 3 Synergic
area with minimal lateral VD hand
10 M 14 LH 36 Right UCP — xx Severe CC atrophy; 5 3 Synergic
frontoparietal periventricular hand
malacic area with severe
lateral VD

Abbreviations: CC, corpus callosum; F, female; CP, cerebral palsy; Damage, x = mild damage; xx = moderate damage; xxx = severe damage; LH,
left hemisphere; GA, gestational age; GMD, gray-matter damage; HFC, House Functional Classification; KHC, Kinematic Hand Classification; M, male;
MACS, Manual Ability Classification System; VD, ventricles dilatation; WMD, white-matter damage.

could consistently follow instructions. Children who met all system,32 and Manual Ability Classification System
inclusion criteria were invited to participate in this fMRI (MACS).35 HFC consists of 9 grades ranging from a hand
study and written informed consent was obtained from chil- that is not used at all (grade 0) to one that is used spontane-
dren and/or parents prior to recruitment, according to the ously and independently from the other hand (grade 8). The
Declaration of Helsinki. The experimental procedure was HFC has been reported to have an excellent interrater (intra-
approved by the Local Ethics Committee (University of class correlation coefficient, ICC = 0.92) and intrarater
Parma). reliability (ICC = 0.94).34 Ferrari and Cioni’s Kinematic
Classification describes five patterns of manipulation in
hemiplegic children by analyzing hand kinematic profile
Clinical Assessment and functional use.32 According to it, all selected patients
UCP children participating in this study were assessed had a synergic hand (Supplementary Table 1). The MACS
using the HFC,31,34 Kinematic Hand Classification (KHC) consists of 5 levels and classifies how children with CP
4 Neurorehabilitation and Neural Repair 00(0)

Figure 1.  Experimental stimuli and task design. (A) In the action observation runs, participants observed videos showing actions
performed by a paretic (AO Paretic Hand) or an healthy hand (AO Healthy Hand), from a first person perspective; actions consisted
in reaching-grasping an object (a sphere, a cube, a cylinder) and putting it into 1 of 2 boxes. During the motor localizer, participants
were asked to observe a video showing an object and a box on a table and simultaneously imagine themselves grasping the object with
the right hand and placing it into the box. (B) Action observation task was presented in 3 functional runs, each made up of 16-second
independent blocks, consisting of 4 randomly presented videos of the same condition. Each block was interleaved by a rest period
(12-16 seconds). In 25% of action observation blocks, participants had to indicate the color of the presented object or the box (left or
right) in which the object was placed. The motor localizer was composed by 8 blocks, each formed by 4 trials, lasting 4 seconds.

aged 4 to 18 years use their hands when handling objects in were performed with the same visual context, balanced for
daily activities.35 Individual scores for these classification luminance, color, and amount of visual information.
scales are reported in Table 1. The action observation task was presented in 3 functional
runs, in which both the experimental conditions (AO Paretic
Hand, AO Healthy Hand) were presented to UCP and TD
Experimental Design, Stimuli, and Tasks participants. Stimuli were presented in independent blocks
Action Observation Task.  A set of 48 videos showing grasp- (see Figure 1B), lasting 16 seconds each and constituted by
ing actions executed by the right hand, each lasting 4 sec- 4 videos (4 seconds each) of the same condition, randomly
onds, was used in this study. These actions consisted of selected from the initial set. Each run was arranged to
grasping a small object (a sphere, a cube, a cylinder) and include a total number of 12 blocks, 6 blocks for AO Paretic
putting it into 1 of 2 square boxes (size 6 cm × 6 cm), Hand and 6 blocks for AO Healthy Hand. Blocks of stimuli
placed on the left and the right sides with respect to the were alternated by a rest period lasting 12 to 16 seconds,
object. An example of the stimuli used in the action obser- during which no video was presented. The order of presenta-
vation task is shown in Figure 1A and Supplementary Vid- tion of the blocks was random for each subject. A similar
eos 1 to 4. The object color was red, yellow, green, or blue. paradigm has been used in previous action observation stud-
All videos were depicted in a first-person perspective, as if ies in adults and children.36 In order to control participant
the observer was performing the action. A total number of attention to the task, in 25% of the blocks they had to pro-
48 experimental video stimuli (3 objects × 4 colors × 2 vide an explicit response (catch-trials) concerning color of
object positionings × 2 conditions) were presented in the the observed object, or position (left/right box) in which it
action observation task. There were 2 video conditions: (1) was placed in the last video clip, response unrelated to the
actions performed by an actor without any motor impair- motor content of presented video. This response was pro-
ment (Action Observation Healthy Hand—AO Healthy vided by pressing a 2-choice button on a response pad placed
Hand) and (2) actions performed by a UCP patient with a inside the scanner by the less-affected hand.
moderate level of hand impairment, corresponding to syn-
ergic hand of Kinematic Hand Classification (Action Motor Localizer.  In order to identify posterior parietal and
Observation Paretic Hand—AO Paretic Hand). All actions premotor areas involved in action execution that usually
Errante et al 5

largely overlap with those involved in action observation, comparisons (alpha set to P < .01). See Supplementary
participants performed a motor localizer at the end of the Methods for details about preprocessing of MRI data and
scanning session. Since executing a real action inside the statistical analysis.
scanner was not feasible for UCP patients, due to excessive
head motion and difficulty in minimizing mirror move- Lesion Analysis.  Lesions were manually delineated on the T1-
ments in the less affected hand, during the localizer, partici- weighted images using MRIcro Toolbox (http://www.cabi.
pants were required to perform an explicit motor imagery gatech.edu/mricro/mricro). Individual lesions were mapped
task.37 This paradigm was employed basing on previous by an expert neuroradiologist delineating the boundary of
evidence showing that motor imagery is able to activate the lesion directly on the image for every single transverse
neural structures involved in action execution,18,38 including slice. Both the MRI scan and the lesion shape were then
also the main nodes of the MNS. mapped into stereotaxic space using the new normalization
Participants were presented with videos showing an algorithm provided by SPM12.
object (sphere, cube, or cylinder) and a box (6 cm × 6 cm)
on a table (Figure 1B). They were instructed to observe the
presented setting, then a cue (a little arrow appearing in the Results
central part of the screen) asked them to imagine perform- Lesion Anatomy
ing the action with their right hand (eg, imagine grasping
the object and placing it in the box located in the position Most lesioned regions involved the periventricular area.
cued by the arrow). An example of the stimuli used in the The highest lesion overlap was found in subcortical white
localizer is shown in the Figure 1A. A total of 24 experi- matter of the left hemisphere. Conversely, cortical involve-
mental video stimuli (3 objects × 4 colors × 2 box loca- ment of regions outside the periventricular zone, that is,
tion) were presented in 8 blocks of the localizer. Each block inferior frontal, dorsolateral frontal, inferior, and superior
was formed by 4 trials, each lasting 4 seconds. parietal regions, was much less frequently found (N = 3
subjects). Overall, lesion distribution was similar to previ-
Magnetic Resonance Imaging Data Acquisition. See supple- ous CP lesion studies.40,41 Supplementary Figure 1 shows an
mentary methods. overlap of the lesions of all UCP children and the 3D indi-
vidual lesion reconstruction.
fMRI Data Processing and Statistical Analysis.  Data analysis
was performed with SPM12 (Wellcome Department of Behavioral Responses During fMRI
Imaging Neuroscience, University College, London, UK;
http://www.fil.ion.ucl.ac.uk/spm). To assess the general To test the response accuracy, we carried out an analysis
activation pattern in UCP children and controls, and consid- based on the responses given by the participants during the
ering that for clinical fMRI studies the GLM group analysis scanning sessions when presented with the catch trials.
is not always relevant due to the lesions extension, we com- Mean response accuracy recorded during catch trials was
puted consistency activation maps using a voxel-based 85.6% (SD = 10.4%) for UCP children and 89.2% (SD =
overlap method19,39 (see also Supplementary Methods for 8.4%) for TD children. No statistical differences (signifi-
more detailed description of contrasts used and statistical cance level set at P < .05) between TD and UCP children
analysis). for the number of correct answers (t = −1.09; P = 0.28
In order to investigate possible different responses to nonsignificant) were observed.
actions performed with a paretic or healthy hand (motor
experience effect), we performed a region of interest (ROI) Brain Activations During Action Observation
analysis confined to 2 important MNS areas, premotor cor-
tex (PMC) and posterior parietal cortex (PPC). Single- Figure 2 illustrates voxel-based overlap maps for the UCP
subject ROIs were localized using the local maxima of and TD groups during action observation, based on the con-
activated clusters in PMC and PPC regions during the per- trasts AO Paretic Hand > Rest and AO Healthy Hand >
formance of localizer. The averaged hemodynamic response Rest. In UCP, activation patterns were largely symmetrical,
has been analyzed using 2 different repeated-measures although some clusters were only present in the right con-
analyses of variance (rmANOVA). The first rmANOVA tralesional hemisphere, such as PMC activation, during
was performed on mean signal change in PPC ROIs, while observation of the healthy model. During observation of
the second one on PMC ROIs, using Group (UCP Children, both paretic and healthy hand, consistent voxels across the
TD Children) as between-subject factor and Condition (AO 10 patients were detected in areas belonging to the MNS
Paretic Hand, AO Healthy Hand) as repeated-measure fac- and the AON,15,19 including occipitotemporal, posterior
tor. Post-hoc comparisons were computed by using paired- parietal, and premotor cortices. Occipitotemporal activation
sample t tests with Bonferroni correction for multiple reached a maximum near the middle temporal gyrus (MT/
6 Neurorehabilitation and Neural Repair 00(0)

Figure 2.  Voxel-based overlap maps of the mirror neuron system (MNS) in children with unilateral cerebral palsy (UCP) and typically
developing (TD) children. Each panel shows a different contrast: AO Paretic Hand versus Rest in UCP (top, left), AO Healthy Hand
versus Rest in UCP (top, right), AO Paretic Hand versus Rest in TD (bottom, left), AO Healthy Hand versus Rest in TD (bottom,
right). Color bar indicates how consistently a given effect occurs across subjects, from 40% to 100% (meaning that the maximum
value of the color scale was given by areas consistently activated in all ten subjects belonging to the same group). All activations are
rendered into a standard Montreal Neurological Institute template and in 5 representative axial slices. The white cross indicates the
lesioned hemisphere in UCP children. LH, left hemisphere; RH, right hemisphere.

V5). This activation shows 2 rostrallydirected branches: a Healthy Hand, together with the morphological images of
dorsal one extending to the posterior superior temporal individual lesions.
gyrus (pSTG), and a ventral one extending into the poste- In TD children, in accordance with studies on action
rior occipitotemporal sulcus (pOTS). Furthermore, there observation in adults, activation maps were more lateral-
was an increased activation in the PPC, including both IPL ized to the left hemisphere. Activation was observed in
and SPL. A large premotor activation, more lateralized to areas belonging to AON, such as the STG/MTG, anterior
the right contralesional hemisphere, was observed during intraparietal sulcus (aIPS), IPL, SPL and PMC. All activa-
both action observation conditions. Figure 3 shows a further tions at single-subject level were thresholded at P < .001,
visualization of the individual activations in UCP, resulting after correction for multiple comparison (family-wise error
from the direct contrast AO Paretic Hand versus AO [FWE]) at cluster level.
Errante et al 7

Figure 3.  Individual brain activation maps in children with unilateral cerebral palsy (UCP) obtained by the contrast between
observation of actions performed by paretic model and those performed by the healthy one (AO Paretic Hand vs AO Healthy Hand).
All activations are rendered into a standard 3D Montreal Neurological Institute brain template (PFWE < .001 at cluster level). For each
UCP patient: on the right side the 3D rendering of brain activations is presented in normalized space; on the left side, morphological
images (T1 weighted) of individual lesions are displayed in one coronal and one parasagittal representative slice. The white cross
indicates the lesioned hemisphere. LH, left hemisphere; RH, right hemisphere.

Brain Activations During Motor Localizer analysis, Figure 4 and Supplementary Figure 2). In the pari-
etal lobes, activations were consistently found in bilateral
In order to restrict our analyses to the main nodes of MNS, SPL, IPL, and precuneus, in addition to right postcentral
we identified, at a single-subject level, brain areas activated gyrus (PocG). Consistent activations were also found in the
during an explicit motor imagery task (localizer). CB bilaterally and in left putamen and right pallidum. How-
ever, a different functional pattern of activations was found
TD Children.  Similar to previous studies in adults,37 imagin-
during motor imagery among UCP children, in agreement
ing of reaching, grasping and placing an object activated, in
with the action observation task (Supplementary Figure 2).
TD children, the SPL and IPS, the precuneus, as well as the
dorsal PMC (superior frontal gyrus/sulcus). Specifically,
TD children’s activations included, in the frontal lobes, ROI Analysis
bilateral IFG (including the pars opercularis), PMC, middle
frontal gyrus (MfG), and SMA. In the parietal lobes, bilat- ROI analysis allows testing of BOLD responses at single-
eral SPL and rostral-left IPL were activated. Consistently subject level, with a high level of accuracy, also considering
activated subcortical regions included left putamen, palli- the lesioned tissue. On the basis of specific lesions and
dum and right thalamus. Finally, lobules VI (bilateral) of functional reorganization in the UCP sample, we reasoned
the cerebellum (CB) were found to be consistently activated that testing the effect of a mean entire ROI (averaged on 10
(Supplementary Figure 2). local maxima) might not be representative of the real effects
occurring in a given region. PPC and PMC ROIs were cen-
Children With UCP. Consistent activations were found in tered at single-subject level on the local maxima at P <
clusters similar to those of TD children (see below ROI .001, after correction for multiple comparisons, in the left
8 Neurorehabilitation and Neural Repair 00(0)

Figure 4.  Individual anatomical location and fitted responses for premotor and parietal regions of interest (ROIs) in UCP patients.
Premotor cortex (PMC) and posterior parietal cortex (PPC) ROIs are superimposed on the activation map (red color) resulting from
the motor localizer based on motor imagery task, displayed into a standard Montreal Neurological Institute brain template (PFWE <
.001 cluster level). Yellow points indicate peaks of activation within the PMC region, while light blue points indicate peaks in the PPC
region, for each individual subject. Plots illustrate individual time course of fitted event-related responses from the conditions AO
Paretic Hand versus Rest (green line) and AO Healthy Hand versus Rest (blue line). LH, left hemisphere; RH, right hemisphere.

hemisphere for all TD participants and in the left hemi- The multisubject ROI analysis performed in PPC using
sphere (subjects 2, 3, 4, 9, and 10) or in the right hemisphere Condition as repeated-measure factor and Group as
of children presenting no ipsilesional activations (subjects between-subject factor, revealed a significant main effect of
1, 5, 6, 7, and 8), as shown by the localizer. Individual Condition (F1,18 = 9.39, P = .007) (see Supplementary
Montreal Neurological Institute (MNI) coordinates of the Table 2). Post hoc comparisons (Bonferroni) showed that in
local maxima for each ROI in PMC and PPC are reported in the PPC the observation of the paretic model produced a
Figure 4 for the UCP group and in Supplementary Figure 3 stronger activation as compared with the observation of the
for the TD group. healthy one (P = .006). Most important, the rmANOVA
Errante et al 9

performed in PPC ROIs revealed a significant interaction excluded. Another possible confounding factor could be the
Condition × Group (F1,18 = 24.58, P < .001). In particular, type of grip used by the paretic and healthy hand model;
UCP children activations within the PPC ROIs were higher however, in TD participants the activations in the two con-
during the observation of the pathological model (P = ditions were very similar. Finally, the present findings can-
.0001) (Figure 5, A1, A2, A3) with regard to the healthy not be explained by visual familiarity with the observed
one. On the contrary, in the TD group, BOLD responses in model. In fact, the paretic model is unfamiliar to TD chil-
PPC for observation of paretic versus healthy hand did not dren, but activation within ROIs was not different between
show any significant difference (P = 1, nonsignificant) the two conditions, while children of UCP group have
(Figure 5, C1, C2, C3). visual familiarity with both models, but brain activation
Similarly, the rmANOVA performed in PMC revealed a was higher for the paretic hand condition.
main effect of Condition (F1,18 = 11.52, P = .003). Post hoc The modulation of brain activity found in children with
pairwise comparisons showed a greater activation for the UCP appears to be better explained by the property of the
observation of the pathological model with regard to the MNS to reflect the individual’s own motor repertoire, in
healthy one (P = .003). In addition, a significant interaction line with several neuroimaging studies on healthy partici-
Condition × Group was present also in PMC (F1,18 = 19.11, pants.21-24 This suggests that, in children with UCP, cortical
P < .001). Similarly to PPC, also in PMC the observation motor representation of the more-affected hand better
of the paretic model provoked in UCP a greater activation matches the visual description of the paretic hand model.
compared with the observation of the healthy model (P = Indeed, the hand presented in the action observation condi-
.005) (Figure 5, B1, B2, B3), while no significant difference tions (either paretic or healthy) was always the right one in
was found between the AO conditions in TD participants (P a first-person perspective, thus anatomically corresponding
= 0.45, nonsignificant) (Figure 5, D1, D2, D3). to the affected hand of the enrolled children with UCP.
In TD children, contrary to UCP ones, BOLD response
in PPC and PMC regions of the left hemisphere during
Discussion observation of paretic vs. healthy hand was very similar. A
This study suggests for the first time that children affected possible explanation for this result is that for TD partici-
by UCP exhibit enhanced activation of the MNS during pants the pathological model could be a simplification of
observation of goal-directed actions performed by a paretic their hand motor representation. Thus, when they observed
hand, a model similar to their own motor repertoire, with a pathological model, their motor system matched the goal
regard to observation of a healthy hand. Using a ROI-based of the action more than the way in which it was executed.43
approach, we found, at both individual and multisubject Interestingly enough, after the experiment, some TD par-
level, that activation of the main nodes of MNS (PPC and ticipants reported no evident differences between the 2
PMC) in UCP depends on the specific model observed. On observed models. This result should not be surprising, con-
the contrary, TD children similarly activate MNS in both sidering that Aslamour et al44 reported that observation of a
observation conditions. paretic model in healthy children is effective in improving
manual dexterity and upper limb velocity.
Another interesting aspect is that the use of the motor
Modulation of the MNS in Children With UCP: localizer allowed us to observe an activation of PPC and
The Role of Motor Experience PMC also in the damaged hemisphere in 5 patients (UCP
Few studies have explored the neural basis of action obser- subjects 2, 3, 4, 9, and 10). Contrarily, in the remaining
vation in CP children using neuroimaging techniques.40,42 UCP patients (subjects 1, 5, 6, 7, and 8), activation clusters
However, these studies were not carried out on homoge- were found mainly in the right contralesional hemisphere.
neous groups and did not take into account motor impair- Thus, although the case group was relatively homogeneous
ment level, lesion side, or specific hand kinematics. in terms of degree of upper limb impairment and lesion
Furthermore, they did not use, as video stimuli, goal- side, patients showed different activation patterns. This sug-
directed hand actions. Our fMRI study was focused on gests the possibility that the 2 groups of patients underwent
observation of reaching-grasping actions in a specific a different type of brain reorganization, in agreement with
cohort of UCP children, showing, both during observation that already described in the literature.45-48
of paretic and healthy hand, a bilateral pattern of activation
of the MNS, although this activation was stronger in the Representation of Action Goals and Movement
right, contralesional hemisphere.
These findings could, in principle, be attributed to basic
Kinematics in Children With UCP
features of employed stimuli such as the effective duration The observation of grasp-to-place actions enhanced in UCP
of the observed hand movement, dissimilar between the 2 activation of posterior parietal and premotor areas, consis-
conditions. However, the absence of a differential activa- tently with previous studies on action observation.15,16,36,43
tion in TD children indicates that this explanation can be However, in the majority of studies on action observation, it
10 Neurorehabilitation and Neural Repair 00(0)

Figure 5.  Multisubjects region of interest (ROI) analysis. Individual anatomical locations of posterior parietal cortex (PPC) and
premotor cortex (PMC) ROIs displayed into a standard Montreal Neurological Institute (MNI) brain template, for both children with
unilateral cerebral palsy (UCP) patients (A1, B1) and typically developing (TD) children (C1, D1). Histograms show the averaged
magnitude of activation (parameter estimate) in each ROI for UCP (A2, B2) and TD group (C2, D2). Line graphs indicate event-
related fitted response across peristimulus time in PPC and PMC ROIs for the experimental conditions AO Paretic Hand (green line)
and AO Healthy Hand (blue line), in UCP cases (A3, B3) and TD group (C3, D3). Brackets above the columns indicate the statistical
comparison among the conditions AO Paretic Hand and AO Healthy Hand. Bars and colored area indicate standard error of the mean
(SEM). Asterisks indicate significant differences set at P < .01 (*) and P < .001 (**). LH, left hemisphere; RH, right hemisphere.
Errante et al 11

is difficult to disentangle the processing of action goal from UCP presenting different types of brain lesions/sides of
action kinematic components.43 Hamilton and Grafton49,50 hemiplegia. Finally, the use of motor imagery as the local-
suggested that action goal is encoded in the posterior pari- izer per se does not allow to make direct inference about
etal and premotor areas belonging to the MNS, while basic the motor reorganization mechanisms in UCP. Thus, future
kinematic features of an action (eg, type of grip, trajectory) studies could include other techniques, like transcranial
are processed by occipital, superior precentral and middle magnetic stimulation, to assess motor reorganization and to
frontal areas. On the other hand, other studies indirectly correlate it to cortical activations during action observa-
showed that areas belonging to the parietofrontal MNS pro- tion, assessed by fMRI.
cess not only the goal of the observed action but also the
way to achieve it.21-23,51
A Different Model of AOT as a Tool for Motor
Clinical reports30 during AOT application indicate that
observation of healthy models elicits, in children with UCP, Rehabilitation
a marked propensity, during movement reproduction, to Current evidence suggests the implementation of goal-
preserve task proficiency, by selecting those movements directed problem-solving strategies in the rehabilitation of
which guarantee the final action outcome, likely because of UCP patients. In this respect, AOT is not requiring a strong
the notable differences between UCP movement kinematics cognitive effort to the child, because her/his performance
and observed healthy ones. On the contrary, when observed is driven by the observation of an external model that
actions are performed by a hand kinematically similar and automatically recruits, thanks to the MNS, the motor rep-
anatomically corresponding to their affected hand, children resentations of the actions similar to those performed by
with UCP could tend to have a stronger activation of the the observed model. These representations are then rein-
MNS, which in turn could induce a motor reproduction forced by the subsequent action reproduction.54 Based on
more similar to the observed model. This interpretation is this mechanism, AOT has been used in the rehabilitation
corroborated by previous studies on healthy individuals, of neurologic patients, both adults and children.9,25-30,54,55
showing that ventral premotor cortex52 and left dorsofrontal However, a better understanding of the underlying mecha-
and dorsal premotor cortex53 can be sensitive also to bio- nisms could lead to further improvements of the effects of
logical kinematics when compared with impossible motor observation-based therapies. Therefore, without denying
acts or acts violating the kinematic invariants of human the clinical relevance of the general functional achieve-
movements. This supports the notion that the MNS is ment, the effects of AOT could be better highlighted
important for analyzing the goal of the observed action on by using scales that, beyond the goal achievement, also
the basis of its biologically possible kinematics. Thus, it is take into account the improvement of action kinematics
plausible that, also in children with UCP, the premotor and features.
parietal cortices are sensitive to observed action kinematics. The present study suggests that observation followed
In situations in which the observed action is not within the by imitation of a model, whose motor skills are more
personal motor repertoire, deviation in kinematics could be closely matched to those of the observer, could lead to a
an important element for explaining the lower motor reso- greater motor improvement. In fact, if motor recovery in
nance with the observed model. UCP patients were possible on the basis of imitation of a
healthy model, they could simply copy their less affected
Limitation of the Study hand. In addition, the use of different AOT models, based
on the degree of motor impairment, could allow this ther-
First, no classical GLM group analysis was performed apy to be adapted to the upper limb clinical characteristics
because children with UCP showed extensive cortico-sub- of each individual patient. To better define which patients
cortical lesions; therefore, we decided to use subject-spe- would benefit most from observation therapy based on a
cific functional localizer, that usually outperforms pathological model, future studies should be designed as
traditional group-based methods in both sensitivity and randomized controlled trials in order to evaluate, under
functional resolution. Admittedly, this could decrease the homogeneous clinical conditions, efficacy of this type of
possibility to generalize the data. Second, sample size was AOT to improve upper limb activity in children with UCP.
low, because we used strict inclusion criteria and keep the
sample homogeneous. Third, we recruited only UCP chil- Acknowledgments
dren with left damage, to limit possible confounding vari- We wish to thank the participating children and their parents. We
ables in the results interpretation. However, this does not thank G. Crisi, F. Bozzetti and Silvia Piccinini for neuroradiologi-
allow us to directly extrapolate the results to children with cal consulting. We are further grateful to G. Burani, E. Nasti, M.
UCP with right brain lesions (left UCP) or to other forms of Rinaldi and C. Saccò (Parma) for their kind technical support dur-
CP. Future studies could investigate the effects of observa- ing MRI acquisitions. We thank G. Cioni for his critical reading of
tion of pathological and healthy models in children with a previous version of the manuscript.
12 Neurorehabilitation and Neural Repair 00(0)

Declaration of Conflicting Interests 15. Caspers S, Zilles K, Laird AR, Eickhoff SB. ALE meta-anal-
ysis of action observation and imitation in the human brain.
The authors declared no potential conflicts of interest with respect
Neuroimage. 2010;50:1148-1167.
to the research, authorship, and/or publication of this article.
16. Molenberghs P, Cunnigton R, Mattingley JB. Brain regions
with mirror properties: a meta-analysis of 125 fMRI studies.
Funding Neurosci Biobehav Rev. 2012;36:341-349.
The authors disclosed receipt of the following financial support for 17. Rizzolatti G, Cattaneo L, Fabbri-Destro M, Rozzi S. Cortical
the research, authorship, and/or publication of this article: This work mechanisms underlying the organization of goal-directed
was supported by a grant from the Chiesi Foundation (Parma, Italy). actions and mirror neuron-based action understanding.
Physiol Rev. 2014;94:655-706.
ORCID iD 18. Filimon F, Nelson JD, Hagler DJ, Sereno MI. Human corti-
cal representations for reaching: mirror neurons for execution,
Antonino Errante https://orcid.org/0000-0002-8847-7019
observation, and imagery. Neuroimage. 2007;37:1315-1328.
19. Gazzola V, Keysers C. The observation and execution of
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