ANJALI DAS

E - M a i l : anjalidas91@gmail.com, P h o n e : +91 – 9873248641

Date of birth: 27th July 1991

PROFILE SUMMARY

Chartered Accountant with over 10 years of experience in:

Internal Audit SOX testing Process reviews

Risk Ranking Engagement reviews ICOFR reviews

• Strong analytical & organizational abilities with proficiency in formulating & preparing Scope of
Engagement, Engagement Plans, Project Reports with recommendation for improvement in
internal processes and controls
• Exposure of leading advisory engagements in automotive, electrical equipment,
pharmaceutical, life sciences and chemical industry.
• Significantly contributed in providing objective assurance & advice that add value; influencing
change that enhances risk management and control; and improving accountability for results;
demonstrated abilities in completing audit assignments within time budgets and calendar
schedules while handling multiple tasks
• Possess strong leadership, communication, coordination, planning and analytical skills

ORGANISATIONAL EXPERIENCE

SentinelOne, Gurgaon
Senior Assistant Manager – Internal Audit (Sep ’21 onwards)

Key Result Areas

• Responsible for setting up SOX 404 compliance reviews which involves designing, documentation and
testing of process level controls for the organization
• Responsible for designing internal audit policies with a focus on quality of delivery and execution
of engagement within time budgets, examining, evaluating, reporting & recommending
improvements on the adequacy & effectiveness of management processes.

American Express, Gurgaon

Senior – Third Party Risk (Mar ’21 – Aug ‘21)
Senior Financial Analysis Manager - SOX (Sep ’19 – Feb ‘21)
Financial Analysis Manager - SOX (Mar ’18 – Sep ’19)

Key Result Areas

• Design and Independent testing of SOX controls across processes to provide independent
assurance on operating effectiveness of Internal Controls over Financial Reporting.
• Process reviews, Risk assessment and implementation of SOX controls across processes.
• Responsible for identifying, assessing and controlling all the various risks that can develop over
the entire lifecycle of the organization’s relationships with third parties.
• Significant Deficiency Remediation and testing - Evaluation of American Express wide
enhancements to support end-to-end remediation of aggregated SOX Significant deficiencies
and discussion with external auditors.
• Risk ranking of SOX controls - Worked on risk ranking of SOX controls across American Express,
based on quantitative & qualitative factors.
• Responsible for independently reviewing and approving SOX deficiencies for closure from SOX
perspective.
• Responsible for maintaining and developing a strong customer relationship management
framework with Business units, Internal Audit Group and External auditors, ensuring seamless,
continuous, timely and relevant communication delivering high quality assurance
• Assisted in the review, identification & implementation of potential opportunities for
enhancements in the existing tool framework.
• Responsible for ensuring existence of robust documentation supporting succession planning and
knowledge retention.

EY LLP, Gurgaon
Consultant – Risk Advisory Services (Oct’16 – Mar ‘18)
Associate Consultant (Mar’15 – Sep’16)
Client Support Specialist (Sep’13 – Feb’15)
Industrial Trainee (Aug ’12 – Aug ’13)

Key Result Areas

• Led internal audits with a focus on quality of delivery and execution of engagement within time
budgets, examining, evaluating, reporting & recommending improvements on the adequacy &
effectiveness of management processes.
• Successfully evaluated internal controls and processes at various organisations and presented audit
reports to highlight the shortcomings and recommendations.
• Led SOX 404 compliance reviews and ICOFR initiative which involved designing, documentation and
testing of process level controls for a wholly owned subsidiary of one of world’s largest two-wheeler
manufacturers.
• Led the team in internal audit review of key processes such as Inventory management and
Procurement of a leading Indian manufacturer of electrical equipments.
• Led various internal audit reviews (procurement, order to cash and inventory functions) at an Indian
life sciences company with business operations in USA, Canada, China and Belgium.
• Led the team in internal audit review of key processes such as Order to Cash and Statutory
Compliances for a leading solar modules and solar panels manufacturing company in India across
various plant locations in India.
• Assisted a leading Indian manufacturer of automotive components (pistons, pins, rings and
engine valves) in carrying out internal audits of key processes like Finance & Accounts,
Procurement to Pay and HR & Payroll.
• Core team member responsible for assisting in the ‘Dealership review’ for a leading German
Automotive company which involved review of adherence to the company guidelines.
• Assisted a subsidiary of one of world’s largest manufacturers of passenger cars with ICOFR review
which involved designing, documentation and testing of process level controls.
SR Batliboi & Co., Gurgaon
Articled Intern (Aug ’10 – Aug ’12)

Key Result Areas

• Part of an internal audit assignment for a leading automobile servicing company covering
processes like Procurement to Pay and Finance & Accounts.
• Part of the team that performed marginal guarantee computations, for a leading athletic
footwear and apparel manufacturing company
• Assisted a leading adhesive manufacturing company in India in carrying out internal audits of
key processes such as Procurement, Inventory, Finance and Accounts, Order to Cash, Logistics
and Statutory Compliances across various plant locations in India
• Assisted a leading retail pharmaceuticals company in carrying out internal audits of key
processes like Export Benefits, Sales, Inventory, Payroll, Capital Expenditure review across various
plant locations in India.
• Assisted in developing SOPs & MIS framework for Procurement, Inventory Management and
Finance & Accounts processes) of a leading company in India manufacturing medical devices.

ACADEMIC DETAILS
• Qualified Chartered Accountant (May ’17)
• B.Com (Pass) from School of Open Learning, University of Delhi with 52.5% in 2012
• Higher Secondary school Certificate from CBSE Board with 94.5% in 2009
• Senior Secondary school Certificate from CBSE Board with 89.6% in 2007

COMPUTER SKILLS

• Proficient in the use of Microsoft Office applications- MS PowerPoint, MS Excel and MS Word.
• Working knowledge of ERP systems such as BaaN, SAP, Finacle, Oracle etc.

AWARDS/RECOGNITION

• Received ‘Blue Award’ in American Express for managing critical processes and demonstrating
exuberance while challenging the status quo on process testing.
• Received award or significant contribution to Engagement workstreams from Senior leadership
at American Express.
• Received award in American Express for facilitating control testing and review for additional
period than previously aligned during transition from one role to another in the organization.
• Received Kudos award in EY for consistent performance and demonstrating leadership skills.