Professional Documents
Culture Documents
Profile Summary
Education:
MBA Finance – Pursuing – Narsee Monjee Inst of Management Studies (Completion -2023)
Bachelors of Commerce – Indira Gandhi National Open Univeristy (2017)
CA Intermediate – Institute of Chartered Accountants of India (2015)
Experience:
Successfully lead internal audit department for one of the biggest collaborations in the firm
involving cross collaboration with resources from India, Philippines, US and Poland having 80
plus resources across Internal audit, Financial Service Risk Management, Actuaries and
Performance Improvement department for work on merchant credit underwriting using a
scorecard based approach for an online payment giant.
Involved in leading and acting as SPOC for onshore engagements (US) in commercial and
investment banking sector on the following areas:
o Quality assurance to the internal audit department
o AML / KYC compliance
o Credit underwriting
o SOX compliance of data warehousing, taxation, accounting for leased loans and losses,
equity shareholding pool. Online banking module etc.
Involved in team management on project allocations, downtime tracking and bench analysis,
creating bio repositories for more than 50 resources.
Acting as Learning and Development point of contact with the training department and regularly
updating the training programs for the team
Making efficient use of audit and analytics software such as Power BI, Teammate, Wdesk
Workiva and ARIS.
Coordinating with manager groups and assisting on proposals for the clients in pipeline and ad
hoc management projects.
Mr Cooper Group – NSM India
Senior Auditor – March’19 to Nov’19:
Lead the transition from Chennai HQ to Bengaluru BCP facility by hiring third party resources
and regular KT sessions. Created the BCP facility as an independent testing group facility and
reported directly to the US office.
Working closely with US HQ for controls testing of various investor related regulations(Ginnie
Mae, Fannie Mae, HUD, Ellie Mae)
Worked as individual contributor for testing of various controls for the following scopes:
o Bankruptcy
o Loan rejections
o Marketing
o Fair Lending Act
o Late fees assessments
o TILA - Truth in Lending Act
Dealing directly with the process owners for discussion and closing of the controls testing
Conducting Internal Audit, Standard Operating Procedures documentation and identifying key
risk and testing controls across multiple industry verticals, including manufacturing, IT industry,
Infrastructure and Financial services and review of teamwork
Major processes handled are Order to Cash, Procure to Pay, Human Resources and Payroll,
Finance & Accounts, Gross to Net, etc.
Have handled assignments on Internal Financial Control (Indian SOX) for major processes
across diversified portfolios.
Preparation of the executive summary and presentation for the Audit Committee.
Industry highlights:
Publishing
Financial Services
Technology
Hotels and Hospitality
Toll operations
Schools and Institutes
Broadcast and Network
Technical Skills:
Internal audit
ICoFR and SOX
Process Narratives and SOPs
Workiva Wdesk, Oracle, SAP HANA S4, ARIS, AACER, Visio